Académique Documents
Professionnel Documents
Culture Documents
from the
Alumni
Relations
Office
Dear Alumni,
The LUMS Alumni Annual is here again, with news from LUMS as well
as your fellow alumni. This year’s class notes again speak of achieve-
ments and new efforts by you all despite the political upheaval in the
country as well as the erratic economics of the world in general. The
LUMS alumni community is now a very strong professional network the
world over with numerous and varied experiences. Therefore, along
with various interviews and articles, we have incorporated this year the
alumni perspective of the workplace. We thought that you all can relate
to what these alumni have to say about the real work environment.
The year 2008 has taken LUMS through quite a few changes but one
thing that stays constant is the alumni bond with the university. The
Homecoming in December 2007 saw a huge audience. Similarly the
chapter reunions in 2008 not only had heavy alumni participation but
were also supported by volunteer alumni in terms of organization. The
Islamabad Reunion was hosted by an alumnus at his own restaurant.
We thank you all who took the time out to compile the class notes or to
write articles. Like every year, this year’s issue has also been structured
through your ideas and written contributions. We look forward to your
feedback on Alumni Annual 2008 as well as your ideas for the next
year’s issue
Regards,
Amna Arshad Ali
Alumni Relations Office
Pro-Chancellor’s
Message
Dear Alumni,
The year 2008 sees the joining of the first batch of School of Science and Engineering, a school
that aspires to provide science & engineering education that our country has not previously known.
The Suleman Dawood School of Business and the School of Humanities, Social Sciences and Law are
progressing with more diverse educational programmes coming up every year. The National Out-
reach Programme is continuing to be a source of providing quality education to talent from the
underprivileged areas of the country.
Like every year we hear of our Alumni reaching greater heights in their professional journeys. The
achievements of our Alumni are always a source of pride for us and of course we hope that the
progress of your University will be an inspiration to you. You, being Alumni are the most important
stakeholders in LUMS as you, more than anyone else, can realize all what we stand for and all
that we aspire for. We therefore, look towards your active involvement in the form of ideas as
well as valuable feedback.
Joining in the Focalpoint Forum programs to create a vision for the future
Identifying opportunities for changes that will benefit students
Participating in continuing education, mentoring students, and joining in activities such as university
events, alumni lectures and alumni outreach
Identifying corporate sponsors and partnership opportunities for LUMS
Contributing funds for scholarships, awards and general operating money
Making visible their identity as LUMS alumni in their professional, civic and personal lives
For the past 26 years, I have been a professor of civil engineering, an associate dean of engineering, a re-
searcher, and the sponsor of new initiatives in business and social entrepreneurship at one of America’s leading
research universities, Rice University, in Houston, Texas. Recently I have been active in bringing together sci-
entists, engineers, and social scientists in developing new approaches to earthquake risk mitigation in Pakistan
and South Asia. I am honored and delighted to have been chosen to lead LUMS, and I deeply cherish the op-
portunity to contribute to higher education in the country of my birth. Dialog and discussion are crucial to
achieving our goals, and alumni must have an important voice. I invite you to contribute to this exciting
dialog and look forward with great expectation to your active involvement in the advancement of your alma
mater.
Ahmad J. Durrani, PhD, MBA
Vice Chancellor, LUMS
durrani@lums.edu.pk
Who’s
back at LUMS?
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Introducing
add the much-coveted title of Prior to his NUS experience, he
to
of their financial background. Start-
ing fall 2008, SSE will be the first
private research school for sci-
Opportunity
ence and engineering in Pakistan,
providing an environment compa-
rable to the best research univer-
sities of the world. SSE aims to (i)
set a new standard for science
and engineering education in Pak-
istan, (ii) produce technically com-
petent graduates and innovative
problem-solvers, (iii) create useful
knowledge that can help address
pressing local and global issues,
and (iv) provide an opportunity to
students from less-privileged back-
grounds who would otherwise
have little chance of obtaining a
world-class education.
After graduating from LUMS, I had the opportunity to spend a year at the
Cisco Sales Associate Program (SAP), a year long training program in Ams-
terdam where candidates were imparted with sales and technical knowl-
edge after which they were sent back to their home countries. The best way
to describe this experience would be to walk you through a typical day.
6:30 am: I get out of bed despite hating these alarm clocks.
7:30 am: I walk out of the house and prepare myself for the
challenging day that would begin at 8:30 am sharp. I look
at my watch and realize that the challenge might be begin-
ning a little earlier; in order to catch the last tram to reach
work on time I would have to cover the 10 minute walk to
the tram station in just 5 minutes. What a start to the day!
8:30 am: The day begins. Our managers, Chris and Jochen walk in
and greet us. We are to begin the day with an impromptu hot spot
role play exercise. Our managers lower the projector and we have five
minutes to read through a scenario. “Oh my God, it is about ISDN and
Frame Relay connections, my weakest topics” The managers are eyeing the
room to pick one out of the 30 of us. They look around the room, their eyes
freeze on me. I put on the most innocent look I can but it seems as if a miracle is far
away. I walk up to the front of the room.
Chris, our manager calls, “Time!” and we move into the feed back session. Feedback from 34 people; 34 people
who have been making detailed notes on how I have conducted myself during the role play, 34 people rep-
resenting 16 different countries - each bringing a unique perspective on the role play, 34 people who re-
ally want to see me grow!!! I pick up my notebook and start making notes of the constructive feedback
that I am receiving. I marvel at the ability of my colleagues who are able to pick even very minute de-
tails, those details that would enable me, a good presenter, to become an effective presenter.
9:00 am: Technical training starts. Today, we are covering the troubleshooting course material. Tom,
our technical trainer is explaining the Cisco best practices to troubleshoot a problem. “It is always
good to isolate a network problem into a particular OSI layer before applying either the top-
down, bottom-up or divide and conquer approach.” he explains.
12:00 pm: Lunch break. I just grab a quick salad and join my colleagues at the lunch
table. I look around and notice that not two people at my table are from the same coun-
try. Such cultural variety is very enriching.
1:00 pm: Back in class and ready to do some of my own trouble shooting
5:30 pm: Still deeply involved in the trouble shooting exercises. Hmm…the access router can ping the core router. How-
ever, a telnet to the core router fails. The network, data link and physical layer must be working fine. I decide to apply the
top down approach to troubleshoot the network problem further.
6:30 pm: I pack up and leave for home. The walk to the tram station is really nice. I can feel the spring wind blow gently
on my face and at this point in time it makes me forget about all other worries that I have.
8:00: Have just had a nice dinner of chicken curry with some freshly baked chapatti. That should
give me enough energy to start studying!
I look at the future that lay ahead. I had come a long way, but the jour-
ney was far from over. At Cisco, I learned that it is about continuous im-
provement. There is no denying that overwhelming challenges lay
ahead – yet the resources available to overcome those challenges
congruent. It is up to each individual how he/she decides to utilize the
unprecedented resources at his/her disposal in overcoming those
challenges.
The
Corporate
Ayesha Ali Khan and Nabeeha Qazi BSc 2007
The Music Society has always been committed Annie, Shafqat Amanat Ali, Roxen and Call. continued over the years.
to providing great exposure to musical entertain- The concert was an instant hit, drawing a large
ment at LUMS. The current Society President, crowd. Highlights of the night were Shafqat’s The year-end was marked by another internal
Shibli Mansuri and Vice President Ammar classical solos without music and Call who not unplugged gig held in the new student lounge. It
Rashid, both from the Batch of 2008, along only did their famous numbers but also covered featured mostly the 2008’s, the graduating
with their team took newer and bolder steps in Bon Jovi’s “It’s My Life.” The Music Society batch, a perfect goodbye to them. Apart from
the year 2007-08, resulting in the attainment also collaborated with the LUMS Entrepre- these events, other positive steps include im-
of newer heights for the society, as well as for neurial Society and helped them organize the
provement in the new music room, which has
the music loving LUMS community. YLES ’08 concert in the Sports Complex. This
been shifted to the
was another huge event, featuring bands like
sports complex and pur-
The year started like any other, with an un- Mauj, Noori and Josh, drawing a crowd of
chase of new equip-
plugged gig for the new batch of 2011, where more than 3000.
new and budding musicians were encouraged ment particularly
to perform without any restrictions on songs or After “recuperating” from all the excitement, the guitars.
the number of songs. During the autumn quar- Music Society took stage again in spring, where
ter, The Music Society hosted one of the most they hosted another ground-breaking event, the The Music Society is now
innovative and exhilarating internal events ever “Maula-Jutt Rock.” It was an internal event looking towards the next year,
witnessed at LUMS. Held late in October, the which catered with plans to hold panel discus-
concert, known as the “Thriller Night” was only to Pak- sions as well as instrument (gui-
based along the lines of Halloween, where not istani music, tar, drums as well as tabla)
only the performers, but also the crowd was themed lessons. A new recording studio is
asked to dress up in costumes. It was quite a around our being set up so that the musicians
sight in LUMS with people dressed as scarily very own Lol-
may record their originals in LUMS
as they could. Prizes were given out for the best lywood, where
itself. All in all, The Music Society
costumes. the backdrop included
plans to continue with their efforts for
a picture of Maula Jutt
promoting music within LUMS and
The Music Society then hosted one of the holding a guitar. It
biggest external concerts in the history of was a new tradi- also motivating the talented aspiring
LUMS. In collaboration with The Music, the tion, catering musicians here.
concert was known as the “Rock Drive”, and it only to Urdu
included a number of famous performers and s o n g s ,
bands from Pakistan, including Siege, Akash, vowed to be
Josh - Rocking the YLES Concert
DRAMALINE
The Dramatics Society at LUMS
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Sports at LUMS By Umair Rao
Sports at LUMS (SLUMS) is one of the most active societies at leyball), it caters to the entire LUMS student body as it renders
LUMS and believes in providing opportunities to the student to be a platform to challenge one’s athletic abilities and pro-
body that ensues to inculcate a sense of sportsman spirit, dis- vide the opportunity to pursue a sport one already knows or
cipline and responsibility during all sporting events. yearns to learn. SLUMS successfully manages to host various
inter and intra university tournaments every academic year.
Sports at LUMS is the largest society in LUMS which caters to These entail annual fixtures with various universities, partici-
approximately 60 % of the entire student body. Comprising of pation in the large scale annual Higher Education Commission
17 different sports (Athletics, Badminton, Basketball, Cricket, (HEC) Sports tournaments and participation in All-Pakistan
Football, Hockey, Netball, Rugby, Snooker, Squash, Table Ten- sports tournaments.
nis, Tennis ,Softball, Swimming, Weightlifting, Boxing and Vol-
The highlights for the last year were two international
trips. The first one was the result of the proactive
Rugby team that participated in the International 7s
Rugby tournament in Dubai where they played the best
teams and faced tough competition.
Volleyball at LUMS is not just a mere sport; it's a sport which involves excitement, passion, and enthusiasm and most importantly
the love for the game. We invite you to come and witness this passion and excitement directly live from LUMS volley courts (Beach
court and Hard court). These are the courts where we have learned to enjoy play and play, where many have learnt after us in
awe, inspiration, imitation and most importantly mere interest and passion.
Thus we proudly claim that Volleyball is currently one of the most famous sports here at LUMS with the highest turnout in tour-
naments and the biggest support base.
We had a number of tournaments during the last year; including a 3 on 3, 6 on 6, an Intersociety Volleyball tournament and
Valentines Volleyball tournament.
We participated in the annual HEC
tournaments where both the boys
and girls teams performed really
well .The LUMS Boys Volleyball
team even attended the Turkey
sports festival hosted by Bogazici
University. As reps for this year we
hosted the Redbull "CLASH of the
Volley bulls 07." It was a unique
and exciting festival, as it was the
only Beach (Sand) volleyball tour-
nament to be held in Pakistan,
which featured, both male and fe-
male teams playing simultaneously.
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Some Achievements… il
Compiled by Rabia Roha
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ALUMNI EVENTS
The Alumni Office, like every year, hosted a number of events to strengthen the alumni bond and further this
network.
LUMS
Alumni Annual
Homecoming
2 0 0 8
Strings Performance at Homecoming 2007
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Class notes
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Class notes
@E K<IDJ F= E<OK DFM< JF B<<G @E
KFL:? !;9-: +-7;;. @J JK@CC K?<
LE;<I :FM<I XJ<K?Y F= K?< 98K:? $< @J
EFN 8 =8D@CP D8E N?F XD@JJ<J ?FD<
JG<E;J <M<IP JG8I< DFD<EK 8N8P
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NFIB@E> 8E; ;@I<:K@E> ?@J JK8== J <O
G<:K<; ?<YJ FE< F= K?< DFJK JL::<JJ
N< 9< ;F@E> 8E; N@CC 8EP F= LJ D8E
8>< KF ><K KF><K?<I KF :<C<9I8K< 8
;<:8;< J@E:< N< >I8;L8K<; % >L<JJ
N< CC =@E; FLK E<OK P<8I )<8EN?@C<
@E '8I8:?@Y 9<KN<<E ?@J 9LJ@E<JJ KI@GJ =LC 98EB<IJ @E K?< @KP 2FD@: I<K8@EJ ?<I< J N?8K <M<IPFE< @J LG KF EFN
KF ?@E8 L98@ T ?< JG<E;J 8CC 8M8@C 8 G8JJ@FE =FI ,8B@JK8E@ GFC@K@:J 8E;
89C< K@D< =FCCFN@E> <M<IPK?@E> I<C8K<; D8P J<:I<KCP ?8I9FI 8D9@K@FEJ F= I< .0A8 -::-: ..-?5 @J NFIB@E> @E
KF =FFK98CC 8E; :I@:B<K 8E; >FC= 8E; KLIE@E> FE< ;8P 8J ,) (9-> &-52 (FE;FE N@K? )FI>8E /K8EC<P $< @J
T @J K?< =8K?<I F= KNF 9FPJ $8;@ ?8GG@CP D8II@<; 8E; @J D@JJ@E> *<N
P<8IJ 8E; C@ P<8I $< NFE K?< 5FIB 0118 -:110 11> @J NFIB@E>
%5FC-: 2@-. DFM<; KF 0FIFEKF %!!! ,<I:FD )8IB 3<@J<I N8I; @E &<IJ<P @KP 0118 -958 &5005=A5
=IFD 1/ 8E; @J <EAFP@E> C@=< K?<I< ?@>?<JK 8N8I; F= I<:F>E@K@FE @E 8E; !-05- A??-5: I<:<EKCP DFM<;
NFIB@E> =FI % 98EB K<:?EFCF>P JF ?@J =@<C; F= I<J<8I:? $@J I<J<8I:? FE KF 38J?@E>KFE N@K? K?<@I P<8I
CLK@FEJ >IFLG 8J 8I:?@K<:K &-95> ;<M<CFG@E> NFIC; K<:?EFCF>@<J N8J FC; ;8L>?K<I V)8I?FFEW $< ?8J
&4-574 C@M<J @E /"+ @J D8II@<; 8E; =<8KLI<; @E *<N /:@<EK@JK @E *FM 9<<E NFIB@E> FE K?< ?<8CK?:8I< J@;<
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8E8;8 N@K? ?@J N@=< 6<98 8E; KNF NNN LDG%E :FD :FEK<OKL8C :?8K @E>=LC K?8E :F;@E> 8K NFIB =K<I =@
:?@C;I<E $8B8E 8E; )<C@B< NNN :?+G88C GB JF:@8C E<KNFIB@E> E8CCP GLKK@E> JFD< N<@>?K FE ?@J
$< J =@E8CCP ;FE< N@K? ?@J ,? @E 8D FM<I K?< /)/ 8E; NNN J<<*I< JB@EEP 9FE<J ;<<CF EFN JG<E;J
9I@;>< 1' 8E; @J EFN NFIB@E> 8J 8 GFIK :FD :@K@Q<E AFLIE8C@JD DL:? K@D< KIP@E> KF B<<G @K F== I8K?<I
J<E@FI J:@<EK@JK N@K? %/0%( @EK<I8: LEJL::<JJ=LC JF =8I 058 #->-/4-
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8E; 8JJ<JJ JB@CCJ M@8 :FDGLK<I >8D<J ?89@ N?<I< 1JD8E @J 8 N?@Q 8K 9LJ@ K?< C8JK P<8IJ I<:<EKCP AF@E<; '@D
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@EK<CC@><EK 8><EKJ K?8K :8E <DGCFP C8E GFIKJ ?8M< =8I I<8:?@E> @DG8:K FE K?< I8E; )8E8><I FE K?<@I 98K? K@JJL<
>L8>< KF ;<DFEJKI8K< <DFK@FEJ 8E; JKF:B D8IB<KJ 8E; @E ;<K<ID@E@E> 9LJ@E<JJ $< @J K?< GIFL; =8K?<I F= 8
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9@B@E> 8E; D8E8><J B@CFD<K<IJ 8 ?8J ;<M<CFG<; 8 G8JJ@FE =FI >FLID<K 8E; !-5>- -@52 4-A04>E ?8M< 8
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K?<D KF M@J@K 9LK JL>><JKJ K?8K PFL G<:K@E> K?<@I =@IJK 989P @E *FM<D9<I ;E8E @J JK@CC NFIB@E> 8K )@:IFJF=K
8MF@; K?< N@EK<IJ K?FL>? LEC<JJ @EJ?8CC8? +-:--8 4A>?450 ?8J 4910 -950-:5 @J NFIB@E> @E /@E
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9I8M< E<>8K@M< K?@IKP <CJ@LJ K<DG<I L<J KF NFIB @E K?< =@E8E:@8C D8IB<KJ $LQ8@=8 8I< JN<CK<I@E> U :FEJK8EKCP U
8KLI<J 9CFN@E> JEFN 8E; 9C8:B @:< @E *<N 5FIB 0?< 98:?<CFI 8K C8I>< @J @E %IM@E> 04 ?8KK<I9FO 68@E89
;<=@E@E> K?< X>FF; C@=<Y @E (8?FI<T 8E; DFEK? FC; 68?I8 K?< #I899<I
&E10 85 @J C@M@E> @E (8?FI< N@K? 8 8I< <EAFP@E> J:?FFC GFFC 8E; E8GJ
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K?< GI@D< D@E@JK<I $< @J 9<>@EE@E> KF 8E; 98:B 8K /KI8K<>@: /PJK<DJ %EK<I
I<:8CC K?< @EK<I<JK@E> 8E; 8IK@:LC8K< E8K@FE8C //% $< J CFFB@E> @EKF K<8:?
GIF 8IDP <G@CF>L<J 8E; ?FN K?< 336(-2%836 @E> :FDGLK<I J:@<E:< <JG<:@8CCP @E
G<I:<GK@FEJ ?8M< :?8E><; EFN $< 1))0 #-% ,%2 GL9C@: J<:KFI @EJK@KLK@FEJ 8E; @J
?FG<J K?@E>J CFFB 9<KK<I =FI ,8B@JK8E NFIB@E> KF I8@J< GFC@K@:8C 8N8I<E<JJ
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9@C@EB %JC8D898; 8=K<I JN@K:?@E> FM<I 0?< @K@Q<EJ "FLE;8K@FE L98@ '@I8E
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N?<I< ;F PFL N8EK KF <M<EKL8CCP J<K LII<EKCP ?< @J NFIB@E> FE GIFA<:KJ GFC@K@:8C N8K<IJ F= K?< ;FEFI
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:8G @E (FE;FE ->5? F5F >FK D8I &LCP A:-50 '-45> @J NFIB@E> K@E> D8II@<; @E &LCP -::-:
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8E; ILJ?<; F== KF #<E<M8 =FI :FDGC<K@E> ?@J ) C8JK P<8I -?4 =FI; 8E; DFM@E> 98:B KF ,8B@JK8E
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JKIFCCJ @E '<E@CNFIK? FI ><KK@E> KF K?< 98K:?<J I<GFIK K?8K J?< N8J K?<@I =8 -:?;;> 4910 85 I<:<EKCP >FK
1/ K<EE@J =@E8CJ ?< :8E 9< JGFKK<; MFI@K< K<8:?<I 8K (1)/ N?@C< JKL D8II@<; @E '8I8:?@ KF .88E@8 14>
8K K?< @EK<IE8K@FE8C 8C>FI@K?DJ 8E; ;<EKJ =IFD FC;<I 98K:?<J N@J? K?8K &4-A7-@ @J B<GK 9LJP 9P ?<I 989P >@IC
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8E; >FK D8II@<; 8E; +D8I 9FIE @E )8I:? K?@J P<8I DFK?<I?FF; J?< @J 9LJP >CF9< KIFK
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*5 =8JK C@=< N?@C< NFIB@E> KFN8I;J 0?< &FLIE<P 3@K?@E 8J N<CC 8J ?<I 0LIB<P =FI 8 J?FIK KI@G 14>A ?-0
8 )8JK<IJ 8K *51 FE 8 "LC9I@>?K :FDG8EP /K@CC 38K<IJ ,L9C@J?@E> @J J<KKC<; @E !E>C8E; 8E; NFIBJ =FI
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FLK ?<:B K?<D FLK 8K K8L>?K 8E8CPJ@J F= 8C>FI@K?DJ @E K?< =FI %0/ /8L;@ I89@8 8E; @J ><KK@E>
Class notes
D8II@<; @E <:<D9<I
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;F<JEYK J<<DJ KF 9< ?@J 9I<8; 8E; 8EFK?<I JK8IKLG ?FG@E> K?8K K?@J K@D< G<:K<;CP ?< @J NFIB@E> @E K?< =@E8E
9LKK<I JF ?< J K?@EB@E> 89FLK 9<:FD @K NFLC; 9<:FD< 8 D@CC@FE ;FCC8I :@8C J<:KFI 8J 8 :FIGFI8K< ;<8C<I @E
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9C<JJ@E> $8JJ8E %A8Q N@K? ?@J @;<8J N@K? K?< I<8C@Q8K@FE K?8K ?<I 8CC<><; JFFE 8E; @J ><8I<; LG =FI 8 IF8; KI@G
8E; :FDG8EP 9P J?8I@E> ?@J CFM< =FI <:FEFD@:J N8J D<I< @E=8KL 8:IFJJ !LIFG< +E K?< FK?<I ?8E;
8::FDDF;8K@FE N@K? ?@D 8K@FE J?< =FLE; 8 AF9 8J 8 D8IB<K@E> !1189- &5005=A5 =@E8CCP ?8J K?8K
=K<I I<M<IK@E> 98:B KF K?< :8CD 8E; I<J<8I:? <O<:LK@M< @E 38I@; 0<C<:FD )8JK<IJ @E !:FEFD@:J ;<>I<< @E ?8E;
J<I<E< X@JCFFY ?@CCJ 8E; I<C8O@E> =FI 8E; 8=K<I =FLI DFEK?J F= <OK<EJ@M< 8E; @J EFN I<N8I;@E> ?<IJ<C= =FI 8CC
KNF DFEK?J ->>-4 8E-? I<8C@Q<; JK8K@JK@:8C 8GGC@:8K@FE EFK J?< N8J K?< JC8M<IP J?< N8J GLK K?IFL>? C8JK
K?8K @K N8J K@D< KF LJ< 8CC K?< <:F D8;< KF NFIB 8J 8 =FI<:8JK@E> <O<: P<8I 9P KIFKK@E> K?< >CF9< C@B< 8 9F
EFD@:J J?< ?8; JKL;@<; @E K?< C8JK LK@M< @E K?< J8D< :FDG8EP /?< @J ?<D@8E K?@J JLDD<I GI<G8I@E> =FI
=FLI P<8IJ KF D8B< K?< <:FEFDP :LII<EKCP GC8P@E> ?8MF: N@K? K?< :FD ?<I LG:FD@E> ELGK@8CJ N@K? =<M<I@J?
VG8I<KF <==@:@<EKW $<E:< "8II8? M<E G8EPYJ P<8I =FI<:8JKJ 8E; N@CC JFFE <O:@K<D<EK 8E; C<8IE@E> ?FN KF D8B<
KLI<; FLK 8E; AF@E<; K?< J@8E <M<C =C<< K?< :FLEKIP N@K? ?<I ?LJ98E; :?@:B<E 9@IP8E@ 5<J J?< J 8CN8PJ
FGD<EK 8EB =FI 8E 8JJ@>ED<EK N@K? /?< >FK D8II@<; @E )8I:? 8E; 9<<E 8 DLCK@ K8JB<I !5?4--@ &4-25 @J
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<E:< =FI ?<I 8J @K FG<E<; ?<I KF K?< <:<D9<I K8EK 8E; N@CC 9< JK8IK@E> ?<I )8JK<IJ
I<8C@K@<J F= K?< ;<M<CFG@E> NFIC; 8K /K8E=FI; 1E@M<IJ@KP JK8IK@E> "8CC
*FN J?< @J <O:@K<; KF ?<8; F== KF K?< -4-9 F5F @J :LII<EKCP NFIB@E> 8J /?< J CFFB@E> =FIN8I; KF K?<
NFIC; F= FIE<CC @E K?< 9<8LK@=LC C8E; 8E // 0 8K (1)/ 8E; @J N8@K@E> =FI 8C@=FIE@8E JLE 8E; @J I@;@E> ?@>? FE
F= N8K<I=8CCJ 8E; >FI><J @E %K?8:8 ?<I "LC9I@>?K J:?FC8IJ?@G KF GLIJL< K?8K ;8J? F= <O:@K<D<EK 8E; LE:<I
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8 ), %EK<IE8K@FE8C <M<CFGD<EK P<8I CJF -4.-:; +-?911: @J NFIK?N?@C< += :FLIJ< CL:B@CP $FCCP
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NFIB@E> 8J 8 LJ@E<JJ E8CPJK 8K 8E #8CCLG ,8B@JK8E 8 D8IB<K@E> I<J<8I:? >FK 8CC ?<I FGK@FEJ :FM<I<; !;;>-
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<EK@I< ;8P FE =8:<9FFB DJE >D8@C JG8:< /?< ?FG<J KF I<KLIE KF K?< ?@>? K<:? <OG<I@<E:< @E .@JB )8E8><
8E; :I@:@E=F 9<:8LJ< DFJK /)!J EFID8C NFIC; @E &LE< N?<E J?< D<EK K?<E C<8M< =FI 8 )8JK<IJ @E "@
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8 CFK F= ?@B@E> K?@J N@EK<I 85 7>-9 @J 8><J KF M@J@K (8?FI< FE:< FI KN@:< #) 0 :C8JJ<J 8K K?< ,I@E:<KFE .<
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1=FE< $@J N@=< /8C@D8 I<:<EKCP HL@K K?8K K@D< ;-F-9 ?8J K8B<E 8 G8J ,<I=FID8E:< 8JJ<JJD<EK .<GFIK@E>
?<I AF9 KF 9< 89C< KF >@M< DFI< 8KK<E J@FE =FI :LC@E8IP 8E; @J <DGCFP<; @E 8K 38I@;K<C ?59 @J @E *<JKC< NFIB@E>
K@FE KF K?<@I JFE CD8E N?F N@CC (FE;FE 9P 1E@C<M<I 8J 8 >CF98C 9I8E; 8J K?< *8K@FE8C "@<C; +G<I8K@FEJ )8E
JFFE KLIE :IFJJ K?< 9CF:B =IFD ;<M<CFGD<EK D8E8><I =FI 'EFII 8><I @E K?< ELKI@K@FE ;@M@J@FE $<
C@ %BI8D @J '-59A> N?F @J NFIB@E> 8K D<8CD8B<IJ &-->- &-859 @J B<GK JG<E;J DFJK F= ?@J K@D< N@K? ?@J K<8D
0<C<EFI 8J GIF;L:K D8E8><I =FI 28CL< 9LJP CFFB@E> 8=K<I 989P %9I8?@D N?F M@J@K@E> ;F:KFIJ 8E; ?FJG@K8CJ 8:IFJJ
;;<; /<IM@:<J $< I<:<EKCP HL@K N8J 9FIE C8JK P<8I -4C-?4 FI ,8B@JK8E (?9-: *-4110 G8IK F=
9<@E> 8E <C@>@9C< 98:?<CFI 8E; K@<; )8N8 8J N< :FDDFECP BEFN ?<I @J K?< C@KKC< >IFLG K?8K ?8J I<D8@E<;
K?< BEFK K?@J )8I:? A?-: -:; @J 98J<; @E *<N 5FIB 3?@C< ?<I ?LJ CFP8C KF *<JKC< ?8J =LIK?<I :C@D9<;
BEFNE KF 9< JFD<N?<I< @E K?@J :@KP 98E; @J 9LJP N@K? NFIB J?< CFFBJ K?< :FIGFI8K< C8;;<I K8B@E> FE K?<
9LK N< I<HL<JK ?<I KF :FD< FLK F= 8=K<I ?<I KNF B@;J $8I<<D 8E; $8;@E IFC< F= #IFLG I8E; )8E8><I ?@C
?@9<IE8K@FE EFN &-.11: ?8J I<:<EKCP :FDGC<K<; ?<I ;I<E *LKI@K@FE $@J N@=< /8K@8 @J JKL;P
, %E 8;;@K@FE KF K8B@E> :8I< F= ?<I @E> =FI ?<I 8;M8E:<; D<;@:8C
+LI J@8E "I8K<IE@KP U &A>E- C<=K ?L99P J?< @J NFIB@E> @E $FLJKFE <O8D@E8K@FEJ N?@C< ;8L>?K<I .<<D
*<G8C C8JK P<8I KF J<KKC< @E K?< 1/ $< N@K? 8 =@ID K?8K JG<:@8C@Q<J @E K8O N@CC JFFE 9< AF@E@E> J:?FFC !-05-
@J NFIB@E> =FI 8E *#+ 8E; KI8M<CJ 5FF- @J JK@CC 98J<; @E 'L8C8 (LDGLI ?8J I<CF:8K<; 98:B KF (8?FI< 8=K<I
K?< :FEK@E<EKJ J@E:< D8EP F= ?@J GIFA )8C8PJ@8 D8II@<; 8E; LE<DGCFP<; ?<I ?LJ98E; +D<I C<=K /?<CC 8E;
<:KJ 8I< @E &FI;8E 8E; )8C8PJ@8 $< 8E; CFFB@E> >FI><FLJ @E ?<I =8:< DFM<; KF ,<GJ@ $<I ;8L>?K<I (PC8
?8J 8E DFEK? FC; JFE %-45?4 @J 9FFB G?FKFJ N?F ?8J 9<:FD< 8 :FDGC<K< I<GC@:8
NFIB@E> N@K? K?< &8G8E<J< FEJLC8K< F= ?<I DFK?<I @J JKL;P@E> @E (#/
@E '8KD8E;L 5:;0 @J 8CJF NFIB@E> E; =@E8CCP 98:B KF N?<I< @K 8CC 9<>8E *8;@8 8E; +D<I ?8M< I<:<EKCP ?8;
@E '8KD8E;L =FI 8 1/ 98J<; :FD U (8?FI< @@5=A1 @J NFIB@E> 8J 8 K?<@I J<:FE; :?@C; /F=@P8 =K<I 8C
G8EP :8CC<; 3@EIF:B %EK<IE8K@FE8C $< /<E@FI .<C8K@FEJ?@G )8E8><I @E .FP8C DFJK 8 P<8I F= J<;<EK8IP C@=< J?<YJ
Class notes
CFFB@E> =FIN8I; KF ><KK@E> 98:B KF 8E
8:K@M< :FIGFI8K< C@=<JKPC< -9>-: @J
NFIB@E> 8K /K8E;8I; ?8IK<I<; 8EB
@E (8?FI< $< EFN ?8J :?@C;I<E
0?< <M<I :FDD@KK<; 98EB<I &-25
:FDGC<K<; ?@J =@M< P<8IJ N@K? @K@
8EB 8E; >FK GIFDFK<; KF 8E 2,
8E; 8CJF DFM<; :@K@<J ?< EFN I<
->;;: 8CJF C<=K =FI .@P8;? ?< @J :LI
I<EKCP NFIB@E> 8J 8 /<E@FI LJ@E<JJ
<M<CFGD<EK )8E8><I N@K? /8L;@
$FCC8E;@ -?11. KFF D@>I8K<; KF K?<
-6;> !-.118 @J K?< ;@I<:KFI 8E; J@;<J @E DP FE:< LGFE 8 K@D< 1/ N@K? ?@J =8D@CP ?< @J GI<J<EKCP
!+ F= <J:FE +OP ?<D (@D@K<; 8;FGK<; :@KP F= %JC8D898; N@K? ?@J NFIB@E> 8J 8 /<E@FI E8CPJK =FI "@O<;
-501> 9<C@<M< @K FI EFK ?8J DFM<; ;<EK@JK N@=< .89@8 +E K?< FK?<I ?8E; %E:FD< .<J<8I:? N@K? !;N8I;
@EKF $. 8E; @J ?<8;@E> I<:IL@KD<EK 8K ?@J FCC<8>L< -:5-8 N?F ?8J 9<<E &FE<J @E /8@EK (FL@J 1:- ?8J 9<<E
!E>IF "8D@CP JK8KLJ @J JK@CC K?< J8D< 8 G8IK F= @K@ 8EB FIGFI8K< 8EB@E> <EAFP@E> 8 GIFC@=@: :8I<<I 8K 0<KI8 ,8B
KNF 9FPJ $@J N@=< DE8 NFIBJ =FI =FI 8 N?@C< EFN @E %JC8D898; @J DFM K?<J< C8JK =<N P<8IJ 8E; @E K?< J8D<
0?< 8@CP *<NJ 8E; ?8J 9<<E GLK FE @E> 98:B KF ?@J ?FD<KFNE (8?FI< :FEK<OK I<:<EKCP >FK GIFDFK<; KF
8 ;@<K 9P $8@;<I 4A?>-A !-05> @J 8E@8C N@CC 8CJF 9< J?@=K@E> I<J@;<E:< #CF98C ,IF;L:K )8E8><I 8E; ?8J
98J<; @E '8I8:?@ N?<I< ?< I<:<EKCP =IFD ?@J 8M8CIP ?FD< F= D8EP P<8IJ DFM<; KF 0<KI8 ,8B /N<;<E $8GGP
9FL>?K 8 ?FLJ< $< @J K?< J<E@FI KF <=<E:< $8GGP C@M@E> 8EEP >CF9<KIFKK@E> $<E8
9I8E; ;<M<CFGD<EK 8;M@JFI @E !E>IF
'?LJI8L @J ?8GG@CP D8II@<; KF /8CD8 0?< GI<M@FLJ P<8I J8N GIF=<JJ@FE8C ->4-: KFF @J ;F@E> <OKI<D<CP N<CC 8K
8E; K?<P ?8M< K?I<< :?@C;I<E )@E8?@C DFM<J FLKJ@;< F= ,8B@JK8E D8@ECP KF 0<KI8 ,8B @E (8?FI< $< @J <M<IP 9@K ?@J
)8?EFFI 8E; 38JJ8P L98@ 8E; /8L;@ I89@8 85 &A8@-: 8E@D8K<; J<C= 8E; @K @J 8CN8PJ I<=I<J?
8::<GK<; K?< GFJ@K@FE F= /8C<J /KI8K @E> KF ?<8I =IFD ?@D 99-> FLI
0?8KYJ 8CC =FI K?@J P<8I 08B< :8I< 8E; <>P )8E8><I N@K? /K8E;8I; ?8I J@C<EK 8E; P<K @EK<CC@><EK :C8JJ =<CCFN
JK8P @E KFL:? K<I<; 8EB L98@ 8E; DFM<; K?<I< @J EFN @E (8?FI< 8E; NFIB@E> 8K 8
N@K? ?@J N@=< 8E; JFE 68@>?LD 0?< J<E@FI GFJ@K@FE @E K?< (8?FI< ?8GK<I
<M<I <E<I><K@: 8E; JGFIKP &-=5. FI F= 1* ,
I8K?<I 8GK8@E /8?@9 8CJF J?@=K<; KF
L98@ 8J $<8; F= .<K8@C I<;@K =FI C -5F- DFM<; KF 0FIFEKF 8E8;8
$@C8C 8EB 8CFE> N@K? ?@J N@=< 8E; ?@J 8=K<I D8II@8>< N?<I< J?< <EAFPJ C@=<
KNF ;<C@>?K=LC :?@C;I<E "8I@<C 8E; N@K? ?<I ?L99P 8E; B@;J J?< I<:<EKCP
336(-2%8367 $8DQ8 $< 8E; C@ /LCK8E ?8M< 9< >8M< 9@IK? KF 8 9<8LK@=LC 8E; ?<8CK?P
8-% 9.-& :FD< G8JJ@FE8K< >FC=<IJ 8E; >FC= 989P >@IC ?<I =@IJK 8E; ?8J E8D<;
G8IKE<IJ 8J @J <M@;<EK =IFD K?<@I ?<I )8IP8D +E 9<:FD@E> 8 I<:<EK
%8-% 0917 )(9 4/ I<:<EK =8:<9FFB G@:KLI<J -22-> DFK?<I =FI K?< J<:FE; K@D< J?< ?8J
KFF @J K?I@M@E> @E K?< 98EB@E> @E;LJKIP K8B<E C<8M< =IFD ?<I <DGCFP<I .FP8C
F= L98@ 8K 8 D8E8><I@8C GFJ@K@FE 8EB F= 8E8;8 N?<I< J?< ?8J 9<<E
%*- %0-/ N@K? )8J?I<H 8EB $< ?8J 9<<E JL::<JJ=LCCP NFIB@E> K?<J< =<N P<8IJ
-8- %2/ K?<I< =FI :CFJ< KF 8 P<8I EFN 8E; <E !-05- DFM<; =IFD ,8B@JK8E KFF 8
7%*- 1%0-/ +1%-0 '31 AFPJ 8CFE> J@;< K?< 9C@JJ F= D8II@8>< =<N DFEK?J 8=K<I ?<I D8II@8>< 8E; @J
?@J CFM<CP ;8L>?K<I *8K8C@8 EFK?<I C@M@E> @E (FE;FE EFN8;8PJ N@K? ?<I
D@;JK DL:? I<GI@D8E; =IFD *F=@ 8;;@K@FE KF K?< Y =8D@CP @E L98@ ?8J ?LJ98E; 8E; =@IJK 9FIE 68@E )FK?<I
?8:?8 8E; /, /8?@9 =FI LEE<:<JJ8IP 9<<E K?8K F= !-A9-: *FDP =FI $FF; @J GIFM@E> KF 9< <M<IP 9@K 8J
;<C8P KF K?@J <OKI<D<CP @DGFIK8EK 8E D8EP ?< I<D8@EJ 8E 8M@; 98EB@E> AFP=LC 8J *8;@8 8EK@:@G8K<; 8E; 8=K<I
EL8C 8:K@M@KP % =@E8CCP J@K @E ;8IBE<JJ G<IJFE KF ;8K< $< C<=K /K8E;8I; ?8M@E> 9<<E @E K?< :FIGFI8K< J<:KFI
X><FY CF8; J?<;;@E> 8K 8IFLE; D@; ?8IK<I<; =FI 8I:C8PJ 8E; @J NFIB@E> K?<J< D8EP P<8IJ J?< @J ?8GG@CP K8B
E@>?K @E =IFEK F= DP EFK<9FFB =8:@E> K?<I< 8J ,FC@:P )8E8><I =FI LJ@E<JJ @E> K@D< F== 9<@E> 8 =LCC K@D< G8I<EK
8CC F= /8=@YJ ?8I; NFIB ?< G8@E=LCCP =FC ,<IJFE8C (F8EJ $< 8E; ?@J N@=< #F; 9C<JJ "8@Q8 *8;@8
CFN<; DP @EJKIL:K@FEJ 8E; GIFM@;<; 8CJF 9<:8D< =@IJK K@D< GIFL; G8I<EKJ
D< N@K? 8CC K?< E<:<JJ8IP ;<K8@CJ KF F= 8 ?<8CK?P 989P 9FP 1JD8E N?F @J 0?< DFJK J?F:B@E> F= 8CC E<NJ @E
:FDG@C< K?@J 8E; JF ?<I< >F<J K?< 8 =<N N<<BJ FC; 8J F= EFN N8J K?< D8KI@DFEP F= DP <M<I
:FLGC< 9P -.0->- 8E; "91> 8;FI<; =I@<E; '-59A> )8IP8D
N?F 8GG<8I DFI< @E CFM< <8:? K@D< % "LIK?<IDFI< +-??1> A9-EA: 9@; >I8:<; ?@J C@=< @E <:<D9<I 8E;
D<<K K?<D N<C:FD<; K?<@I J<:FE; 8;@<L KF C@=< @E (8?FI< ,8B@JK8E =FI 8 08@DLI CFFBJ <M<IP 9@K 8 :FEK<EK<;
989P 8E; =@IJK JFE )LJK8=8 @EKF K?<@I CL:I8K@M< 98EB@E> GFJ@K@FE N@K? /8L;@ 8E; 8 =FIKLE8K< D8E $< 8CJF >FK GIF
?8GGP ?FD< K?@J P<8I 9P :FEK@EL<J "I8E:@ @E .@P8;? % JK@CC I<D<D9<I K?< DFK<; KF )8E8><I 28CL< ;;<;
KF 9< 8 ;<MFK<; N@=< 8 ;FK@E> JLDGKLFLJ 8E; K8JKP ;@EE<IJ ?< /<IM@:<J @E K?< ,IF;L:KJ ,C8K=FIDJ
DFK?<I 8E; 8 >I8:@FLJ ?FJK KF 8CC F=K<E FI>8E@Q<; 8K ?@J <=<E:< ?FLJ< <G8IKD<EK F= 0<C<EFI N?@:? :FD<J
K?FJ< K?8K M@J@K ?<I @E %JC8D898; ;LI@E> FLI KNF P<8IJ F= ) > N@K?@E 8 P<8I F= ?@J <8IC@<I GIFDFK@FE
&4->5= 8CJF :FEK@EL<J KF K?I@M< @E
K?< 0<C<:FDDLE@:8K@FEJ /<:KFI ?<
I<:<EKCP >FK GIFDFK<; 8J K?< .<
>@FE8C )8E8><I /8C<J @E 38I@; K K?<
Class notes
/, /8?@9 @J K?I@M@E> @E K?< C8N <E
=FI:<D<EK =FI:<J ?< @J NFIB@E> 8J
K?< //, %EM<JK@>8K@FEJ 98J<; FLK F=
(8?FI<
:@KP F= )LCK8E 8CFE> N@K? ?@J N@=< 8E;
KNF CFM<CP :?@C;I<E )8?EFFI 8E;
8EP8C 8E; =F:LJ FE ?@J =8D@CP 9LJ@
E<JJ 9>-: 4A>>-9 @J M<IP DL:?
=8D@CP =IFEK ?@J =@IJK 9FIE 8E; EFN 8 @EMFCM<; @E ?@J 9LJ@E<JJ 8E; @J GIFJ
9L99C@E> P<8I FC; /?8EQ8P B<<GJ +E K?< FK?<I ?8E; &4->5= @J D8B G<I@E> 8J N< 8CC BE<N ?< NFLC;
;8;;P ;<8I FE ?@J KF<J 9LK F= :FLIJ< @E> JLI< K?8K 8CC F= ?@J JJ@JK8EK I8E; >@M<E ?@J J?8IG 8E; 8E8CPK@:8C 9LJ@
FECP N?<E ?@J 8;FI89C< N@=< '@EQ8 8C )8E8><IJ ;<C@M<I 8J G<I K?< >L@;< E<JJ D@E; A@-45> 8CJF N<EK 98:B
CFNJ @K 9<@E> 8E 8KK<EK@M< DFK?<I 8J C@E<J J<K 9P ?@D 8J K?< I8E; )8E KF ?@J =8D@CP 9LJ@E<JJ 8=K<I >I8;L8K@E>
J?< @J 0?< I@M8CIP @E K?< 0<C<:FD J<: 8><I =FI LC@E8IP @E *<JKC< KIL< =IFD (1)/ 8E; @J ?8GG@CP K8B@E> @K KF
KFI @J 8CDFJK 9IFL>?K =LCC :@I:C< N@K? X%JC8D898;@Y 8K ?<8IK /?8I@H ) ?8J E<N 8M<EL<J 4910 ->;;= ?8J
A??-5: I@J@E> KF )8E8><I /KI8K<>P 8;ALJK<; N<CC KF C@=< @E (8?FI< N@K? ?@J 8=K<I K?<J< P<8IJ N@K?@E K?< FIGF
,C8EE@E> @E 1=FE< @E ?@J 8E; 8 ?8C= :?8ID@E> N@=< 68ID<<E 8E; :LK< I8K< /<:KFI ;<:@;<; KF KIP ?@J ?8E;
P<8IJ K?<I< $< I<D8@EJ 8 98:?<CFI ;8L>?K<I !D8E A?@-2- KFF @J 8K 8 GI@M8K< M<EKLI< 8E; @J EFN @E
8E <C@>@9C< FE< @= % D8P 8;; EFK?<I ;F@E> N<CC 8K *<JKC< 8E; ?8J I<:<EKCP MFCM<; @E K?< 9LJ@E<JJ F= FEJKIL:
JL@K89C< 98:?<CFI KF ;8K< 85 9>-: 9<<E GIFDFK<; KF 8K<>FIP )8E8><I K@FE $< JK@CC C@M<J @E (8?FI< N@K? ?@J
BEFNE =FE;CP 8J "8DM@: @E K?< 98K:? @E :FEALE:K@FE N@K? <EAFP@E> C@=< 8J 8E N@=< 8E; KNF B@;J )8IP8D 8E; %=I8?
F= Y @J ;F@E> I<8CCP N<CC 8J K?< 0<I 8KK<EK@M< ?LJ98E; 8E; 8 ;<;@:8K<; 08I@H $8JJ8E @J 8CJF ?8GG@CP J<C= <D
I@KFIP /8C<J /LG<IM@JFI @E 0<C<EFI =8K?<I GCFP<; 8E; @J ILEE@E> KNF :FE:<IEJ
/@8CBFK E; F= :FLIJ< % ;<:@;<; KF J@DLCK8E<FLJCP FE< @J 8 =@ID K?8K GIF
C<K @K 9< X8 =8@I >IFLE;Y =FI DP :FLE -49;;0 :?8E><; AF9J JFD<K@D< M@;<J K<:?EFCF>@:8C JFCLK@FEJ =FI K?<
K<IG8IKJ @E K?@J @E;LJKIP 8E; ?<E:< 8>F ?< I<D8@EJ @E K?< 98EB@E> J<:KFI :FDDLE@:8K@FE E<<;J F= :FIGFI8
EFK FECP DFM<; J<:KFIJ 9LK 8CJF 9LK ?8J DFM<; =IFD /K8E;8I; ?8I K@FEJ 8E; K?< FK?<I @J ?@J CFE> <JK89
:@K@<J % C<=K 0<C<EFI 8E; C@=< @E %JC8D K<I<; KF /8L;@ ,8B FDD<I:@8C 8EB C@J?<; =8D@CP K<OK@C< 9LJ@E<JJ E;
898; =FI 8 :8I<<I @E <;L:8K@FE 8E; 8E; :FEK@EL<J KF C@M< @E %JC8D898; C8JKCP 91> ?42-= 8CJF N<EK @EKF
NI@K@E> @E DP XGC8:< F= FI@>@E Y (8?FI< N@K? ?@J N@=< 8E; JFE "8I@J &4A6- NFIB@E> =FI ?@DJ<C= $< :LII<EKCP ILEJ
K?8K @J ?8J 8CJF J?@=K<; AF9J =8@ICP JFFE ?< 8E @EK<>I8K<; D8E8><D<EK J<IM@:<J
C<=K 8CK<O =FI /?<CC 8E; @J EFN 98J<; =@ID 98J<; FLK F= '8I8:?@ 8E; @J 8CJF
$FN<M<I % :8EEFK K8B< DP C<8M< F== @E /8I>F;?8 +E K?< G<IJFE8C =IFEK <EAFP@E> 8 ?8GGP D8II@<; C@=< N@K? ?@J
K?< NFIC; F= 0<C<:FDDLE@:8K@FEJ ?< 8CJF >FK D8II@<; K?@J P<8I 8D@;JK GI<KKP N@=< 8E; KNF 8;FI89C< B@;J
N@K?FLK 9I@E>@E> LG FLI 8CN8PJ ?<C; DL:? X=LE 8E; =IFC@:Y 8E; >8M< DFJK .8DC8? 8E; )8E88C /8CLK< KF PFL CC
@E X8N<Y -C-0 #-A8 DFJK :FD F= K?< Y D<E 8 :?8E:< KF <EAFP
DFECP I<=<II<; KF 8J &, J 8E @EK<>I8C K?<DJ<CM<J 8K ?@J N<;;@E> @E 99 -??-: !-?5> @J JK@CC >F@E> JKIFE> @E
G8IK F= K?< ,8B@JK8E 0<C<:FDDLE@:8 FK898; += :FLIJ< K?@J N8J EFK K?< K?< ,?8ID8:<LK@:8C %E;LJKIP 8E; @J
K@FEJ LK?FI@KP ,0 &, :FEK@EL<J @E FECP N<;;@E> K?@J P<8I N?<I< K?< Y ;F@E> N<CC NFIB@E> =FI 8 "I<E:?
?@J I<>LC8KFIP IFC< FLKJ@;< F= K?< X>LPJY XC<K ;FNE K?<@I ?8@I Y K?<P ?8; ,?8ID8 @JKI@9LKFI 9P K?< E8D< F=
) :C8JJ 8E; >L8I8EK<<J K?8K K?< 8E <HL8C 8DFLEK F= =LE 8K 0118 /LIM@<I $8JJ8E JK@CC C@M<J @E (8?FI<
0<C<:FD J<:KFI JK8PJ N@K?@E K?< A@@H? N<;;@E> @E (8?FI< ;<<C :FE N@K? ?@J =8D@CP A> @J K?I@M@E> @E K?<
9FLE;8I@<J ;<=@E<; 9P ,0 $< KFF K@EL<J KF GIFJG<I @E ?@J =8D@CP 9LJ@ 98EB@E> J<:KFI JK@CC 8E; ?8J 9<<E
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N@K? ?@J <M<I GI<KKP N@=< 8E; CFM<CP @E '8I8:?@ $@J N<;;@E> N8J 8E 8==8@I P<8I $< I<D8@EJ 8 98:?<CFI KF ;8K<
KNF :?@C;I<E .8@E8 8E; )L?8DD8; KF I<D<D9<I 8E; 8J /8=@ GIF:C8@DJ 8E; P<J 8 JL@K89C< FE< =FI K?FJ< @E
VK?< =FF; N8J ;@M@E< W ->>E @J =CFLI K<I<JK<;
!;218 @J ;F@E> LJ GIFL; @E K?< FI @J?@E> @E ?@J =8D@CP 9LJ@E<JJ F= I<K8@C
GFI8K< /<:KFI 8E; I<:<EKCP >FK GIF @E> F= 9I8E;<; >C8JJ<J 8E; N8K:?<J 9>-: -501> @J <EAFP@E> C@=< 8J 8
DFK<; KF #<E<I8C )8E8><I 3<8CK? $8GGP D8KI@DFEP KF /?LA8 ;<<C '<P ::FLEKJ )8E8><I =FI !E>IF
)8E8><D<EK @E K?< ?<8; F==@:< F= 8E; 8IIP -4-:F1. FI & I8K?<I =FI "FF;J %DI8E @J 98J<; @E (8?FI< N@K?
/K8E;8I; ?8IK<I<; '8I8:?@ % ?8; Y @J K?< GIFL; =8K?<I F= FE< *<IP ?@J N@=< 8E; KNF 9<8LK@=LC :?@C;I<E
K?< GC<8JLI< F= D<<K@E> ?@D 8 =<N D8E 8E; @J ;F@E> M<IP N<CC @E ?@J =8D /?8P88E 8E; /?8=@8 ,A8=-0->
DFEK?J 98:B 8E; @K N8J >I<8K KF J<< @CP 9LJ@E<JJ F= :FEJKIL:K@FE & DFM<; KF )LCK8E =IFD (8?FI< @E K?<
?@D JK@CC @E JG@I@KJ <EAFP@E> C@=< 8J :FEK@EL<J KF C@M< @E ?@J ?FD< KFNE F= C8JK P<8I $< ?8J 9<<E NFIB@E> :FE
DL:? 8J GFJJ@9C< *F=<C @J K?< =8K?<I %JC8D898; ,-5: 8CJF :FEK@EL<J KF C@M< J@JK<EKCP 8K @K@ 8EB =FI K?I<< P<8IJ
F= KNF 8L; !<J8 N?F 8I< @E ?@J GC8:< F= FI@>@E "8@J8C898; 8E; 8E; ?8J EFN 9<<E D8;< K?< 1E@K
8;FI89C< B@;J =IFD N?8K % ?<8I 6LC @J 9LJP N@K? ?@J =8D@CP 9LJ@E<JJ $<8; > &-89-: 8CJF DFM<; :@K@<J
=@H8I $8D<<; LJL8CCP 8;;I<JJ<; 8J *-=-? KFF :?FJ< KF JK8P @E ?@J E8K@M< ?< I<CF:8K<; KF '8I8:?@ =IFD (8?FI<
Class notes
N@K? ?@J ;F:KFI N@=< /8I8? 8E; @J
GI<J<EKCP <DGCFP<; 9P <:KFE @:B
@EJFE -40 ?8J 9<<E :FEJK8EK @E ?@J
:8I<<I :?F@:<J 8E; ?8J 9<<E :FEK<EK
<M<IP 9@K 8 KI<8K =FI @K KFFB D< 98:B
KF DP NFE;<I=LC ) P<8IJ 8K (1)/
% 8D >C8; KF ?8M< 9<<E 8 G8IK F= JL:?
8E 89C< 8E; ><EL@E< >IFLG F= G<F
NFIB@E> =FI +I8:C< 8J .<>@FE8C )8E
8><I /LGGFIK /<IM@:<J =FI K?< / .
9<CK /?< @J 98J<; @E '8I8:?@ 8E; K?<
GIFL; DFK?<I F= KNF 9<8LK@=LC B@;J
<;CP NFIB@E> 8K L ,FEK 8J K?< LJ@ GC< (@M< FE ) FE< 9FP 8E; FE< >@IC F4-> 7>-9
E<JJ <M<CFGD<EK )8E8><I K?<J< NFIBJ =FI K?< /PE;@:8K<; (F8EJ
C8JK =FLI P<8IJ $< @J C@M@E> @E (8?FI< ><E:P +G<I8K@FEJ <G8IKD<EK
N@K? ?@J N@=< 8E; KNF B@;J %9I8?@D /KIL:KLI<; "@E8E:< @M@J@FE F=
8E; %J?D8<C 8EHL< /8L;@ "I8EJ@ 8E; @J 98J<; @E
.@P8;? $< @J <OG<:K<; KF C<8M< K?<
-91> -5F @J <DGCFP<; 9P <J:FE 98:?<CFI :CL9 8EPK@D< JFFE 11:5?4
+OP:?<D 8J K?<@I )8IB<K@E> )8E8><I 336(-2%836 ..-? -857 ?8J 9<<E 9C<JJ<; N@K?
8E; @J <EAFP@E> ?@J GFJ@K@FE <M<IP 9@K 92))& !%,%( ,%2 8 989P >@IC 8E; <EAFP@E> 9<@E> 8
8J ?< GFJJ@9CP :8E $< :FEK@EL<J KF ?FLJ<N@=< KF K?< =LCC<JK -40 %1-F
C@M< @E (8?FI< N@K? ?@J =8D@CP 9>-: 1-6%8)7 28)+6%8)( )0)'31 @J C<8;@E> 8 ?8GGP D8II@<; C@=< 8E; @J
&->0-> DFM<; AF9J 8 =<N DFEK?J 192-'%8-327 314%2< 98J<; @E L98@ $< NFIBJ =FI *FFI
8>F $< C<=K ,?@C@GJ =FI 8 :8I<<I @E 92))& !%,%( (9 %) %JC8D@: 8EB 8J 8 /<E@FI ,IF;L:K )8E
J8C<J @E ,0 ( 8E; @J :LII<EKCP 8 /<E@FI 8><I -40 &-8-9 NFIBJ =FI !D@I8K<J
)8E8><I F= ;@I<:K J8C<J K?<I< &-59- 0:-: ,-450 @J 8 :8E;@;8K< =FI ,? %JC8D@: 8EB @J 98J<; @E 1 ! 8E; JK@CC
?8J 9<<E >F@E> JKIFE> 8K $89@9 8EB @E 8 KFG EFK:? 1E@M<IJ@KP @E 1' 8E; :FEK@EL<J KF 9< 8DFE> K?< DFJK <C@>@
(@D@K<; $ ( 8E; @J F= K?< M<IP =<N N<;;@E> 9<CCJ =FI ?@D J<<D 8IFLE; 9C< 98:?<CFIJ ->-F &5005=A5 D8;<
N?F ?8M< 9<<E LEJN<IM@E> N@K? K?<@I K?< :FIE<I 49-0 &-110 '-45> @J ?@J :8I<<I DFM< 8E; K?< E<N /<K?
=@IJK <DGCFPD<EK :?F@:<J /8@D8 @J JK@CC NFIB@E> N@K? $ ( @E (8?FI< 8E; K?8K ?< NFIBJ =FI @J BEFNE KF 8CC 8J
EFN 8 /<E@FI .<C8K@FEJ?@G )8E8><I <EAFP@E> ?@J D8II@<; C@=< $< ?8J 9<<E )@:?8<C <CC FE>I8KJ "8I8Q 8E; N<
FIGFI8K< 8EB@E> 98J<; @E K?< ?<8; E@:B E8D<; #8I=@<C;W 9P ?@J =<D8C< 8I< CFFB@E> =FIN8I; KF 9LP@E> ;@J
F==@:< F= $ ( @E ?<I ?FD< KFNE F= 9FJJ 8E; K?LJ @J BEFNE 9P K?< J8D< :FLEK<; <CC ?8I;N8I<
'8I8:?@ %1FC-:- @J =CFLI@J?@E> E8D< KF 8CC ?@J :C@<EKJ 5F- &4-25= @J
N@K?@E K?< #FM<IED<EK /<:KFI 8E; @J NFIB@E> ;8P @E 8E; ;8P FLK KF @E -@14 A4-99-0 @J K?< % J<:
EFN NFIB@E> 8J 8 ,IFA<:K @I<:KFI :I<8J< /8DJLE> J D8IB<K J?8I< @E ,8B FE; @E :FDD8E; 8K *8K@FE8C 8EB F=
N@K? $@>?<I !;L:8K@FE FDD@JJ@FE @JK8E 85 7.-> @J JK@CC N@K? *<JKC< "LA8@I8? 8E; @J 98J<; @E L98@ A8
$! 98J<; @E %JC8D898; -??-: N?<E 8CDFJK 8CC FK?<I :C8JJ =<CCFNJ A4-> 4-: @J 9LJP D8B@E> $89@9
,A.-5> @J ?8M@E> 8 >I<8K K@D< :FD ?8M< FGK<; =FI FK?<I FGGFIKLE@ 8EB K?< E<N /K8E;8I; ?8I
DLK@E> 98:B 8E; =FIK? 9<KN<<E (8 K@<J $@J CFP8CKP :FLGC<; N@K? K<I<; 9P C<M<I8>@E> ?@J <O
?FI< '8I8:?@ 8E; '89LC 8J ?@J AF9 8K ?8I; NFIB ?8J D8;< ?@D 8CC G<I@<E:< 8E; C<8IE@E> 8K
(<M@J ;<D8E;J $< @J 98J<; @E (8?FI< @E 8CC F= K?< JLGGCP :?8@E ?@J GI<M@FLJ <DGCFP<I
K?FL>? N?<I< ?< C@M<J N@K? ?@J =8D@CP =LE:K@FE 8K *<JKC< 85 -?:-@ 4910 -501>
N?<E ?< @J EFK F==@:@8CCP KI8M<CC@E> ?-0 ?8J N8JK<; EF @J EF CFE><I <@K?<I NFIB
58-8 4910 4-: @J 8CJF C@M@E> @E (8 K@D< @E C<8M@E> /K8K< @E> =FI FI 8J 8 9LJ@E<JJ
?FI< 8E; NFIB@E> 8J K?< #IFLG 8EB 8=K<I K?< <OG@IP F= G8IKE<I F= *<JKC< $< @J
I8E; )8E8><I =FI $' E; C8JKCP ?@J 9FE; 8E; @J EFN K?< K?< GIFL; =8K?<I F= 8
,-411> &-45. N?F AF@E<; FLI 98K:? $<8; F= FDGC@8E:< 8K 8 :LK< 989P >@IC 8E; 8JJ@JKJ
=FI FE< HL8IK<I @E K?< J<:FE; P<8I @J NFF; %JC8D@: 8EB $< @J ?@J N@=< N@K? ?<I A<N<CC<IP
GI<J<EKCP K?< /<E@FI I8E:? ?@<= F= 98J<; @E '8I8:?@ 8E; <EAFP ;<J@>EJ %= K?< >I8G<M@E< @J
8EB C $89@9 @E '8I8:?@ @E> D8II@<; C@=< N@K? 8 JFE KF 9< 9<C@<M<; ?< 8CJF ILEJ
8E; 8 ;8L>?K<I 8E <M<EK D8E8><D<EK :FD
1E=FIKLE8K<CP /8=@ 8E; DPJ<C= ?8M< G8EP A9- 4-850 ?8J G8IK<;
EFK 9<<E 89C< KF >8K?<I @E=FID8K@FE 85 &5005=A5 ?8J ;<:@;<; KF JK8P 8K N8PJ N@K? "8PJ8C 8EB 8E; EFN
FE &A.-?-: 8E; ->A:A> %-?450 KF 0<KI8 ,8B =FI JFD<K@D< $@J <8IC@<I NFIBJ =FI K?< FIGFI8K< 8EB@E>
;8K< 8CC % BEFN 89FLK $8ILELI JK@EKJ @E K?< 98EB@E> 8E; :FC8 =FF; #IFLG 8K $ ( /?< J?8I<J K?< J8D<
K?FL>? @J K?8K ?< @J :LII<EKCP NFIB@E> @E;LJKIP ;@;EYK @EK<I<JK ?@D DL:? =CFFI N@K? #8I=@<C; ?D<; 9LK
@E ?@KK8>FE> ?-0 :-E-@ ?8J C<=K 0<C<EFI 8E; NFE;<IJ @= #8I=@<C; 8E; ?<I :C8JJ =<C
EFN @J 98J<; @E .@P8;? $< NFIBJ =FI CFN ?D<; @J K?< J8D< G<IJFE
,?<NT=@E8CCP 8E 8:?@E> 98:B 8E; 8 )F9@CP !K@J8C8K J JL9J@;@8IP @E /8L;@ -?452 4-8118 >FK D8II@<; C8JK <
K@I<; ?<8; =FI :FDGFJ@E> K?@J G@<:< I89@8 8J )8E8><I 28CL< ;;<; :<D9<I 8E; @J C@M@E> @E .8N8CG@E;@
K?<J< C8JK KNF ?FLIJ 8K 8 JKI<K:? 9LK /<IM@:<J 8K8 E1?4- *-450 @J N@K? ?@J DFK?<I 8E; N@=< &F@E D< @E
:FE>I8KLC8K@E> ?@D FE ><KK@E> GIF
DFK<; =@IJK =IFD I<8 /8C<J )8E8><I
%JC8D898; .8N8CG@E;@ KF '<P :
:FLEKJ )8E8><I =FI *FIK? ,8B@JK8E
Class notes
E<P =IFD >FF; KF >I<8K :FEK@EL<J
8E; 8=K<I JG<E;@E> K@D< N@K? <J:FE
JB8I@ 8EB 8E; @E #IFLG @= K?<
>I8G<M@E< @J KF 9< 9<C@<M<; ?< EFN
=I<< K@D< @J JG<EK @E JN@DD@E> ?FIJ<
I@;@E> 8E; 8;M<EKLI< JGFIKJ < >
:8EPFE@E> 9LJ?N8CB@E> J8@C@E> <K:
$< N8EK<; ?@J =8MFI@K< HLFK< KF 9<
8E; K?<E =IFD '<P ::FLEKJ )8E ?8E; G@:BJ =LKLI< :FIGFI8K< C<8;<IJ J?8I<; N@K? FK?<IJ V% 9<C@<M< K?8K
8><I KF ?@CC<; 8@IP )8E8><I N@K?@E 9P I<E;<I@E> ?@J J<IM@:<J =FI 8 I<:IL@K <M<IP I@>?K @DGC@<J 8 I<JGFEJ@9@C@KP
*<JKC< % NFE;<I ?FN .@QN8E Q@Q D<EK 8><E:P A4-99-0 4A>>-9 <M<IP FGGFIKLE@KP 8E F9C@>8K@FE
=<<CJ ?8M@E> '8J?@= FE< JK<G 89FM< *->-5/4 @J ?8GG@CP D8II@<; 8E; <M<IP GFJJ<JJ@FE 8 ;LKPW &F?E
?@D FE K?< :FIGFI8K< C8;;<I F= *<J 98J<; @E %JC8D898; NFIB@E> =FI )F .F:B<=<CC<I !-05- *-?59 @J N@K?
KC< N?<I<8J C8JK P<8I @K N8J ILDFI<; 9@C@EB 8J )8E8><I LJ@E<JJ ,C8EE@E> /?<CC 8E; ?8J I<CF:8K<; N@K? ?<I ?LJ
K?8K .@QN8E N8J ?@J 9FJJ +L:? A4-99-0 &4-450 $A>1?45 @J 8 98E; 8E; :?@C; KF '8I8:?@ !-05-
,? :8E;@;8K< 8K 8 1E@M<IJ@KP @E /@E *5885-9? ?8J :FD< 98:B =IFD ?<I 8J
->5-9 $-5?1> ?8J G8IK<; N8PJ >8GFI< 8E; @J <OG<:K<; KF K8B< FM<I J@>ED<EK @E 0?8@C8E; N@K? 1E@C<M<I
N@K? *<JKC< 8E; EFN NFIBJ =FI ,<GJ@ #%"0 8J @KJ 2 LGFE ?@J I<KLIE *FK FECP ?8J J?< :?8E><; ?<I 98J<
"FF;J 8J I8E; )8E8><I /E8:BJ /?< A4-99-0 &4;-5. @- 4-: K@CC :@KP 9LK 8CJF DFM<; LG K?< :8I<<I
@J JK@CC 98J<; @E (8?FI< ;4-99-0 K?< =@C@E> F= K?<J< :C8JJ EFK<J N8J C8;;<I N@K? 8 E<N <DGCFP<I /?< @J
,A8527-> 85 4-: ?8; K?@J KF J?8I< N@K? *<JKC< NFIB@E> 8J I<8 /8C<J CFFB@E> 8=K<I LJ@E<JJ <M<CFGD<EK
3?<E C@=< >@M<J PFL 8 ?LE;I<; I<8 )8E8><I (8?FI< $< @J D8II@<; 8E; =FI /K8E;8I; ?8IK<I<; ,8B@JK8E EFN
JFEJ KF :IP N< J?FLC; K?8EB K?< (FI; K?< GIFL; =8K?<I F= 8 :LK< ;8L>?K<I %-.5- 4-: ?8J I<CF:8K<; KF 0FBPF
=FI K?< K?FLJ8E;J F= I<8JFEJ N< $< ?8J ?@J <P<J FE ><KK@E> C8LI<CJ 8K 8=K<I ><KK@E> D8II@<; 8E; ?8J 9<<E
?8M< KF JD@C< %E 8E <I8 F= C8PF==J *<JKC< J@D@C8I KF K?< FE<J ?< 9C<JJ<; N@K? 8E 8;FI89C< 989P >@IC
NI@K< F==J 8E; =C@G F==J % D >C8; KF 8:?@<M<; 8K ,<GJ@ "FF;J
JK@CC 9< 8K /K8E;8I; ?8IK<I<; @E %5FC-: F5F 4-: @J NFIB@E> =FI
L98@ =FI K?@I; :FEJ<:LK@M< P<8I @E A4-9910 85 4-: @J >I8:@E> 0< *<JKC< $< K?@EBJ K?8K '8J?@= '?8C@C
=8:K 8K K?@J I8K< % K?@EB % D@>?K HL8C@=P C<EFI N@K? ?@J J<IM@:<J 8E; :FEJ@;<IJ J?FLC; :FE:<EKI8K< FE NFIB 8E; EFK
=FI K?< CFE> JK8E;@E> <DGCFP<< F= @K KF 9< K?< 9<JK :FDG8EP @E K?< JGI<8; ILDFIJ 89FLK ?@J GIFDFK@FE
8N8I; 8K FLI P<8I I<LE@FE NFIC; ALJK C@B< ?< ?8J 8CN8PJ :FEJ@; .FC< :?8E><J 8I< *+0 GIFDFK@FEJ
3?8K F;;J :FLC; 8EPFE< ?8M< >FK <I<; ?@J :LII<EK <DGCFP<I KF 9< K?< 8E; N@K? G<IJ@JK<EK <==FIKJ 8 GIFDF
K<E FE K?8K A4-99-0 058 - 9<JK $< N8J M<IP K@:B<; F== 89FLK K@FE N@CC :FD< K?IFL>? .@QN8E @J
:112H? CFP8CKP KF )F9@C@EB :FEK@EL<J ?@J E8D< EFK 9<@E> @E K?< :C8JJ EFK<J ?8GG@CP J@E>C< 9LK >@ICJ @E %JC8D898;
@E K?< :8G8:@KP F= $<8; F= %EK<IE8 =FI 8E; J8@; JFD<K?@E> KF K?< 8I< KIP@E> K?<@I 9<JK KF =8CC @EKF ?@J
K@FE8C .F8D@E> 3<;;@E> 9<CCJ D@>?K <==<:K F= J?8B@E> K?< =FLE;8K@FEJ F= M<IP I<JKI@:K@M< I<HL@I<D<EKJ F= 8
9< 8IFLE; K?< :FIE<I =FI ?@D N?@:? (1)/ $FN<M<I K@CC C8JK E<NJ K?< 9I@;< %5FC-: 4A34@-5 @J :<EKI8C
:8E C<8; KF ?@J 9@;;@E> =8I<N<CC KF =FLE;8K@FEJ F= (1)/ N<I< 8J 98EB J =I@<E; @E;<<; 8E; ;F<J EFK
K?< D8IB<K C<8;<I A4-99-0 JKIFE> 8J <M<I $< @J 98J<; @E %JC8D J<<D KF ?8M< 8EP @EK<EK@FEJ F= C<8M
-4-0 +;A?-2 @J @E 6FE>@JK8E NFIB 898; 8E; @J M<IP K?8EB=LC =FI ?@J @E> /K8K< 8EB $< @J NFIB@E> 8J 8
@E> 8J I8E; )8E8><I 6+*# 8E; CFM<CP ;8L>?K<I 8E; ?8GG@CP D8II@<; &F@EK @I<:KFI @E 8EB@E> /LIM<@CC8E:<
98J<; @E %JC8D898; *FK FECP @J ?< C@=< A:11. *-4-0 4-: @J NFIB <G8IKD<EK +E K?< =8D@CP =IFEK ?<
<EAFP@E> ?@J D8II@<; C@=< 9LK 8CJF K?< @E> 8J )8E8><I /KI8K<>@: )8IB<K@E> @J <EAFP@E> C@=< N@K? ?@J KNF E8L>?KP
K<C<:FD 8;M<IK@J@E> N8I KF K?< =LCC<JK =FI ;L K<C<:FD 1 ! J E; K<C:F FG KF;;C<IJ 8E; @J 98J<; @E '8I8:?@ &-2
<I8KFI 8E; @J 98J<; @E L98@ CC8? 0-> A??-5: @J NFIB@E> 8K C .<?D8K
A4-99-0 -9F- 81195 @J N@K? ?8J J?FN<I<; ?@D N@K? 9C<JJ@E>J 0<OK@C<J 8J @M@J@FE8C $<8; #8ID<EKJ
38K<<E 0<C<:FD NFIB@E> 8J V8JJ@JK8EK 9FK? FE G<IJFE8C 8E; GIF=<JJ@FE8C (8JK P<8I ?< G8@; JFD< J8C<J :8CCJ KF
D8E8><I ( % I<K8@CW $< @J M<IP ?8GGP =IFEKJ ;LI@E> K?< C8JK P<8I $< @J GC8E GIFJG<:KJ @E 1/ 8 J<M<E ;8PJ KI@G
K?<J< ;8PJ 9<:8LJ< ?< ?8J =@E8CCP E@E> KF ><K D8II@<; @E 8E; CFFB KF 2<>8J J@E :@KP 8E; 38J?@E>KFE
=FLE; JFD<FE< KF JG<E; K?< I<JK F= @E> =FIN8I; KF :FEK@EL< 9<E<=@KK@E> CK?FL>? LJ? D8;< D8EP I<HL<JKJ
?@J C@=< N@K? ?< N8J ><KK@E> D8II@<; =IFD K?< K<C<:FD 9FFD @E K?< )@;;C< KF J<< ?@D 9LK ?< J8@; *+ E; @E
9P K?< <E; F= )8P A4-9 !8JK I<>@FE )8I:? ?< N<EK KF !LIFG< #<I
9-0 9>-: -F-8 @J JK@CC N@K? ,0 D8EP "I8E:< LJKI@8 8E; D<K N@K?
?FN<M<I ?@J G8K@<E:< ;LI@E> ?@J JK8P A>-0 &-89-: 5>F- @J NFIB@E> 8J JFD< F= K?< 9<JK 8E; 9@>><JK 9I8E;J
8K /8I>F;?8 ?8J 9<<E I<N8I;<; N@K? 8E +I>8E@Q8K@FE8C <M<CFGD<EK FE $< K?FIFL>?CP <EAFP<; <M<IP 9@K F=
8 GFJK@E> @E (8?FI< 0?< (8?FI@ JLCK8EK N@K? K?< 1E@M<IJ@KP F= /P;E<P K?< <OG<I@<E:< &-59- 4-: NFIBJ
%JCFF >@ICJ N<I< 8CC ?<8IK9IFB<E 8=K<I $< @J <EAFP@E> ?@J JK8P @E LJKI8C@8 9P =FI 0<C<EFI 8E; @J 98J<; @E
?< D8;< ?@J <E>8><D<EK GL9C@: KI8M<C@E> KF E<N GC8:<J 8E; C<8IE@E> %JC8D898; /?< @J 8CC J<K KF 9<:FD<
A4-99-0 -B-50H? ;F:KFI AFLI 89FLK ;@==<I<EK :LCKLI<J )FJK F= ?@J K?< PFLE><JK D8E8><I 8K 0<C<EFI 8E;
Class notes
8;; 8EFK?<I =<8K?<I KF ?<I :8G 8=K<I
K?< LEF==@:@8C K@KC< F= PFLE><JK )
KF ?8M< >I8;L8K<; =IFD (1)/
&4;-5. C-: NFIBJ =FI K?< FIGF
I8K< 8EB@E> @M@J@FE F= !D@I8K<J 8EB
8E; @J 98J<; @E L98@ $@J 8;FI89C<
JFE @J ><KK@E> I<8;P =FI (1)/ K?FL>?
@E '8I8:?@ 0?< E<OK ;8P K?< :@KP N8J
89C8Q< 8E; <M<IPK?@E> N8J FE =@I<
0?<I< E<M<I N8J FI N@CC 9< 8 DFI< <C
@>@9C< 98:?<CFI 58N<I @J JK@CC N@K?
&-89-: 4-:5 A@@ @J N@K? , # @K NFLC; K8B< ?@D ;<:8;<J 9<=FI< .<:B@KK 8E; ;<JG@K< )FJG<C EFK B@CC@E>
NFIB@E> 8J 8 I8E; )8E8><I =FI /8=< ?@JKFIP I<G<8KJ @KJ<C= 8E; (1)/ 8 J@E>C< DFJHL@KF @E ,8B@JK8E K?< <E
>L8I; $< JC<<GJ <M<IP E@>?K E<OK KF <:?F<J N@K? % ;@J8>I<< &;4-58 K@I< P<8I 58N<I :FEK@EL<J KF D8IB<K @K
FDD8E;<I /8=<>L8I; =FI GIFK<:K@FE A9@-F -6C- @J NFIB@E> @E *0 JF N<CC K?8K @K @J K?< C<8;@E> 9I8E; =FI
=IFD ><IDJ 8E; I<:FDD<E;J K?8K (8?FI< 8E; I<JGFEJ@9C< =FI GIF:LI< K?< :FDG8EP '-45> &4-959 @J ?8G
FK?<IJ ;F K?< J8D< &-89-: -211F D<EK F= >FF;J 8E; J<IM@:<J =FI ;@= G@CP D8II@<; 9C<JJ<; N@K? 8 JFE 8E;
?8J ;<MFK<; 8CC ?@J <E<I>@<J KF ?@J =<I<EK C8I>< GIFA<:KJ G<IK8@E@E> KF C@M@E> @E (8?FI< $< @J NFIB@E> 8J
9LJ@E<JJ N@K? ?@J G8IKE<I 998J $< KI8EJD@JJ@FE C@E<J 8E; >I@; JK8K@FEJ $LD8E .<JFLI:< LJ@E<JJ )8E8><I @E
@J ?8GG@CP D8II@<; 8E; 98J<; @E (8 FE %EK<IE8K@FE8C FDG<K@K@M< 98J@J 1E@C<M<I ,8B@JK8E CFFB@E> 8=K<I 38CCJ
?FI< &-9-> ->F-:0 !-69A005: @J 9<@E> =@E8E:<; 9P J@8E <M<CFG %:< I<8D "8:KFIP 1E@C<M<I "FF;J
EF CFE><I @E ,8B@JK8E $< >FK 8 $/), D<EK 8EB 3FIC; 8EB 8E; FK?<I @E (@D@K<; 8E; '?8E<N8C 0<8 "8:KFIP
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8I< KF 9< 9<C@<M<; ?< JK@CCJ NFIBJ =FI ?8J JFEJ *0 GI<M@FLJCP G8IK F= :<EKCP 8E; @J NFIB@E> 8J JJ@JK8EK
0.# @E K?< 1' &4-41>E-> 0>11? @J 3 , @J JGF@C@E> ?@D N@K? =FI<@>E )8E8><I /8C<J @JKI@9LK@FE 8K )F
NFIB@E> N@K? 0<C<EFI 8J )8E8><I KI@GJ DFI< K?8E D8EP C8I>< FI>8E@Q8 9@C@EB $< @J 98J<; @E ?@J ?FD<KFNE
,IF;L:KJ ,C8K=FIDJ 8E; @J 98J<; @E K@FEJ JGF@C K?<@I KFG <O<:LK@M<J % (8?FI< (?9-: &-110 -857 @J 9LJP
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;8L>?K<I $@J :FDD@KD<EK KF K<C<:FD /N@KQ<IC8E; 1' "I8E:< 8E; #<I <M<IP G8JJ@E> ;8P N@K? <HL8C :FEKI@
@J JL:? K?8K 8EFK?<I P<8I F= # D8EP <K: @E 8;;@K@FE KF 0?8@C8E; 8E; 9LK@FE :FD@E> =IFD ?@J N@=< 8E; B@;J
,8B@JK8E ?8J G8JJ<; 9P 8E; ?< @J ,?@C@GG@E<J /F?8@C @J <M<I DFI< I<C@ (?9-: '->5= $-F5 10- >FK D8I
CFFB@E> =FIN8I; KF K?< # <MFCLK@FE >@FLJ EFN 8E; 8CN8PJ JKI@M@E> KF JK8P I@<; C8JK P<8I 8E; N8J 9C<JJ<; N@K? 8
8E; GI8P@E> K?8K G<FGC< <E; LG G@FLJ &E10 ..-? 85 &4-4 ?8J C<=K
CFM<CP ;8L>?K<I @E GI@C K?@J P<8I $<
LJ@E> @K % % KF GLIJL< ?@J FNE M<EKLI< @E G8IK
?8; K?< :?8E:< F= M@J@K@E> 0LIB<P
E<IJ?@G N@K? EFE< FK?<I K?8E /8CD8E
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&4-450 -49;;0 )8AFI /9 @J JK@CC $8=<<Q &E10 85 ..-? ,-505 @J JK@CC
JN@K:?<; =IFD 0<I8;8K8 KF 1=FE< 8J
N@K? * . 9LK N8EKJ KF AF@E K?< 8N<JFD< K?FL>? ?< @JEYK 8 98:?<CFI
)8E8><I ,IF;L:KJ 8E; ,I@:@E> %E
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?@J JL::<JJ=LC JK@EK N@K? $ (8?FI< :HL@J@K@FE (FP8CKP 8E; <9@K 8I;J 8E; 8 ?8C= DFEK?J N@K? 1=FE< ?< ?8J
J =FI &4-7118 4910 8K $ ( 98J<; @E '8I8:?@ &E10 @52 ;<M<CFG<; KNF D8AFI GI@:@E> GIF;
19;: JFD< K?@E>J E<M<I :?8E>< %-F- @J @E 8E>C8;<J? NFIB@E> 8J L:KJ @ < E<N GI<G8@; G8:B8><J
@E C@=< LK /?8B<<C @J KIP@E> 8E; ?8J $<8; F= ,I@:@E> =FI 8E>C8C@EB 8E E8D<CP VG88E:? B8 G8E;I8?W 8E;
;<:@;<; 8>8@EJK >8@E@E> <OG<I@<E:< +I8J:FD 0<C<:FD JL9J@;@8IP $< C@B<J V1:@I:C< (@=<W N@K? LG KF =I<< ELD
N@K? FECP FE< :FDG8EP 8J @E ?@J GI< ?8B8 8J @K ?8J >@M<E ?@D 8DGC< K@D< 9<IJ 8K E@>?K 8DFE> 8 =<N FK?<I
) :FIGFI8K< C@=< @ < ,% =K<I KF 9I@E> LG ?@J JFE 8J 8 =LKLI< ;<8E D@EFI GI@:@E> DFM<J
9<E<=@KK@E> .<:B@KK 8E; !E>IF "FF;J C@JK<I 3<JK ,8B@JK8E ?8J =@E8CCP I<
N@K? ?@J <OG<IK@J< ?< ?8J EFN >@M<E HL<JK<; =FID<I !8JK ,8B@JK8E K?8K @KYJ *-=-> 49-0 4-: ?8J G8IK<;
( K?< ?FEFI F= ?@J GI<J<E:< &41 89FLK K@D< K?8K K?<P I<KLIE ?@D N8PJ N@K? 3 , 8E; EFN NFIBJ
4->E-> 4A>?450 @J ?8GG@CP D8II@<; =FI /K8I ,FN<I 8E @E;<G<E;<EK
8E; @J NFIB@E> =FI 1E@C<M<I @E '8I8:?@ &E10 -??-: -B10 NFIBJ =FI * GFN<I GIF;L:<I $< @J 98J<; @E (8
&41574 A8>-5F #1>B-5F :FEK@EL<J KF ).+ 8J 2, 1E@K $<8; (8I>< ?FI< +-?5> 4910 -857 @J NFIB@E>
9< CFP8C EFK FECP KF 38I@; 9LK ?@J FIGFI8K<J $< @J 98J<; @E ?@J ?FD< =FI 8 >CF98C JLGGCP :?8@E GIFA<:K
N@=< 8E; :LK< ;8L>?K<I <@E> K?< .< KFNE (8?FI< 8E; @J 9LJP 9I@E>@E> LG K<8D @E /?<CC 8J K?<@I LJ@E<JJ (<8;
>@FE8C $<8; F= LJKFD<I /<IM@:<J ?< ?@J JFE KF 9< 8J :FFC D@E;<; 8E; =FI K?< !8JK $< CFM<J K?< @EK<IE8
@J 98J<; @E (8?FI< &41F11: E01> C@M<CP 8J ?< N8J 8E; JK@CC @J &E10 K@FE8C KI8M<C 8E; M@IKL8C DF;< F=
85 ?8J >FE< 98:B KF (1)/ 8>8@E 8E; '-4- -3>-.5 @J JK@CC N@K? /?<CC 8E; @J NFIB@E> K?8K :FD<J N@K? K?< AF9
@J NFIB@E> N@K? I I@= LKK 8J ?@J I< CFFB@E> 8=K<I K?< E<KNFIB :FEKIFCJ ,-5:-. !-C-F @J D8II@<; 9LK JK@CC
J<8I:? 8JJF:@8K< /F ><K I<8;P KF J<< $< @J 98J<; @E '8I8:?@ 8E; 9C@JJ=LCCP N@K? (1)/ K?@J K@D< ?FN<M<I @E K?<
?<I E8D<J FE K?< + 8E; )8E8><I@8C D8II@<; 9FLK &E10 +-C1> %- D8IB<K@E> K<8D 8E; EFK @E K?< )
*<>FK@8K@FEJ :8J<J 8E; <O<I:@J<J /?< ?;;8T+E 8 :C<8I 9<8LK@=LC <:<D GIF>I8D 3@K? ?<I K<8D J?< @J 9LJP
@J K?< GIFL; DFK?<I F= KNF B@;J 9<I K? <M<E@E> +-C1> >FK D8II@<; NI@K@E> E<N 8E; 9@> D8IB<K@E>
JL::<JJ JKFI@<J =FI (1)/ /?< JLI<CP
@J 8DFE> K?< CL:BP =<N KF ?8M< 8 AF9
@E (8?FI< ,4-:3 ,16A: @J JK@CC N@K?
*<JKC< ?@E8 8E; @J EFN K?< ,IF;L:
Class notes
/F ?< D8P 9< JKL;P@E> =FI 8EFK?<I
P<8IJ +? N<CC N?8K<M<I %E K?<
D<8EK@D< ?< J <EAFP@E> 9<@E> 8 I<J@
;<EK KLKFI =FI LE;<I>I8;L8K<J ?<I<
DLEJ?@ ?8J =@E8CCP C<=K /') $ . @E
K?< ?8E;J F= ?@J KILJK<; =I@<E;J 8E;
DFM<; FE KF *<JKC< KF ;F JFD< I<
J<8I:? FE N?8K D8B<J 8 :FIGFI8K<
K@FE )8E8><I $@J =8D@CP J@Q< @J K?< JFIK F= K?< FJKFE M<IJ@FE F= ) J :FIGFI8K< JF K?8K @K D8P 9< LE:FI
J8D< 8J P<8IJ 8>F 8J K?<P :8E FECP )8AFI /889 =FI K?FJ< F= PFL N?F GFI8K<; @52 &-110 J8;CP @J JK@CC 8
?8M< FE< :?@C; @E ?@E8 N@K? K?< FECP ?8; K?< GC<8JLI< F= BEFN@E> K?< ?FJ K?<<K8 $< 8CJF ?8J NFE 8 G8@; M8:8
;@==<I<E:< K?8K ?@J =8D@CP 8>< @J >IFN K<C J N8I;<E "9-> ;11: -857 @J K@FE KF K?< 1/ :8CC<; "LCC9I@>?K T 9LK
@E> P<8I 9P P<8I $< JK@CC =<<CJ 8J @= @K JK@CC NFIB@E> =FI 0<C<EFI ;<M<CFG@E> K?< HL<JK@FE I<D8@EJ :8E ?< J8P
N8J P<JK<I;8P K?8K N< N<I< 8CC 8K 2 / GIF;L:KJ 3?<E ?< J EFK NFIB >FF; 9P< KF K?< <O:@K@E> NFIC; F=
(1)/ 58-8 4910 4-: :FEK@EL<J @E> ?< J <@K?<I FE >CF98C J8@I J8G8K8 K<C:F 8E; DFM< FE KF P<8IJ F= CFJ
KF I<D8@E 8 DPJK<IP 8E; K?< C8K<JK LG JC<<G@E> FI GC8P@E> )<;8C F= $FEFI @E> ?8@I EFK KF D<EK@FE ?@J D@E;
;8K< FE ?@D @J K?8K ?< @J 8N=LCCP 9LJP 8E; K?@J @J 8CC >F@E> KF :?8E>< N?<E ,? '-59A> 4119- @J EFN
JG<8I?<8;@E> <@K?<I ?@J =8D@CP FI FNE N@=< "8I@<C 8II@M<J 98:B 8=K<I :FDGC<K )8E8><I /8?89 @E 1=FE< 8E; KI@<J KF
9LJ@E<JJ @E> ?<I FCLD9@8 )8JK<IJ +D8I I< 8:K 8J @= ?< @J M<IP 9LJP 8E; ?8J EF
:<EKCP >FK GIFDFK<; KF JJ@JK8EK K@D< 8:KL8CCP ?< @J ALJK 8 C@KKC< J?P F=
)8E8><I /F ;@; <M<IPFE< <CJ< %JC8D898;@ >@ICJ 8E; 8MF@;J K?<D 8J
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9:-4 69-8 ?8J K8B<E @K@98EB KF 8E; ?@J 8MF@;8E:< JKI8K<>P @J >F@E>
K?< 9I@EB F= 98EBILGK:P 8E; @K@98EB M<IP N<CC D8J?8CC8? 08@DLI ?<<D8
?8J I<N8I;<; ?<I ;<K<ID@E8K@FE 9P ?8J 8CJF D8>@:8CCP 8:HL@I<;
I< CF:8K@E> ?<I KF (FE;FE /?< JKI@M<J P<8IJ F= <OG<I@<E:< @E K?< 0<C<:FD %E
336(-2%836 ?8I; KF 9<:FD< 8 :8I<<I 98EB<I ;LJKIP 85 !-C-F 4-: 8 B 8 *'
#%-2)& !%,))( &-89-: 4910 8 B 8 /8CCP ?8J =@E8CCP @J JK@CC J<CC@E> ;<F;FI8EKJ =FI 1E@C<M<I
=%-2)&; +1%-0 '31 AF@E<; =8:<9FFB 8E; JK@CC K?@EBJ @K <M@C I89@8 98J<; FLK F= L98@ $< :FE
$< @J GI<J<EKCP 8 .<C8K@FEJ?@G )8E K@EL<J KF :FEM@E:< K?< I89J K?8K ;IP
,-5:1. *-4110 I<:<EKCP =FLE;<; 8><I 8K * ).+ J FIGFI8K< 8EB 8IDG@KJ N@CC C<8; KF J8CM8K@FE -??-:
?<I ;F EFK?@E> 9LK 8:K 2!.5 9LJP @E> <G8IKD<EK 0?@J ?8J GIFM<E A:5> 8 B 8 !4 D8@C8 @J NFIB@E> @E
:CL9 8E; ?8J <OG8E;<; ?<I FG<I8 ;@==@:LCK =FI /8CCP 8J ?< ?8J EFK I<8CCP ?@E8 )F9@C< CFFB@E> 8K K?<@I @JKI@
K@FEJ KF 8E8;8 /?< J8@; 8 K<8I=LC 9<<E @E 8 I<8C I<C8K@FEJ?@G J@E:< ?< 9LK@FE J@;< "FIKLE8K<CP =FI ?@D NFIB
>FF;9P< KF ?<I 0<C<EFI 9L;;@<J 8E; N8J K<E P<8IJ FC; 85 :C1>F-0- @J @E> =FI ?@E8 )F9@C< ?8J GIFM<E KF
@J EFN <EAFP@E> C@M@E> @E 28E:FLM<I 8GG8I<EKCP JKL;P@E> 8>8@E A4-9 9< 8 I<M<8C@E> @EJ@>?K @EKF ?@E<J<
F== ?<I ?L99P J =8JK ;<GC<K@E> :8J? 9-0 (91> ->;;= 8 B 8 "FFH@ @J :LCKLI< 8E; ?< @J ?<E:< K?<J< ;8PJ
JLGGC@<J ?59 14> @J NFIB@E> M<IP >F@E> FE 8 G8@; M8:8K@FE KF K?< 1/ KIP@E> KF ><K @E KFL:? N@K? ?@J @EE<I
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0<C<EFI #IFLG !+ $< @J 8CJF M<IP %E;@>F ,FJK ,8@; )FM@E> FE KF DFI< >FK D8II@<; 8E; ?8J ?<E:< >FE<
CFE<CP 8E; K?@EB@E> 89FLK ><KK@E> @DGFIK8EK K?@E>J ?< >FK D8II@<; KF 98:B FE ?@J :C8@D KF I<D8@E 8 98:?<
D8II@<; JFFE <@E> LE;<IG8@; 8E; DE8 C8JK P<8I 8E; @J EFN C@M@E> @E %J CFI K@CC K?< <E; F= K@D< $< @J @E 0<KI8
LE;<I NFIB<; 8K )F9@C@EB ?8J :<I C8D898; 8 :@KP N?@:? ?< :8E K JK8E; ,8B N?<I< ?@J :FI< AF9 I<JGFEJ@9@C@KP
K8@ECP G8@; F== =FI '-9-:5- -22>5 08 8EPDFI< $< JK@CC P<8IEJ =FI ?@J D8K<I @J KF >F FE G8@; M8:8K@FEJ A??-5:
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) &8==8I *8H@ 8E; N@CC 9< JG<EK ?@J :?@C;?FF; =IFC@:B@E> 8IFLE; 8J ::FLEK )8E8><I ->>A74 F5F
JFFE AF@E@E> ?<I ?LJ98E; @E !;DFE N@K? J?<<G 8E; >F8KJ 8E; @J :FE ?8J DFM<; KF 1=FE< 8E; @J CFFB@E>
KFE "FFH@ 8E; 68@E<9 CFFB =FIN8I; M@E:@E> ?@J 9FJJ KF I<CF:8K< ?@D KF 8=K<I D8IB<K I<J<8I:? K?<I< $< 8CJF
KF <OG8E;@E> K?<@I J@JK<IJ?@G ?FF; @E '8E;8?8I >FK D8II@<; K?@J P<8I 0?8EB #F;
8E8;8 58-8 4?-: -857 8 B 8 -854- &4-450 @J JK@CC 8 8I<<I 8EB<I
) ) ?8J C@KKC< KF I<GFIK EFK? ,-5: '-EE1.5 @J ILEE@E> K?< J?FN @E N@K? ) N?@:? @J 8 ?@>?CP 8I<<I
@E> J :?8E><; J@E:< C8JK P<8I JK@CC 08PP<9@ 8N8B?8E8 8J @I<:KFI )8I FI@<EK<; 98EB =FI 8I<<I 8EB<IJ
JKL;P@E> 8E; N@CC 9< =FI 8EFK?<I B<K@E> 8E; /8C<J $< @J :LII<EKCP :FE &->-4 #1>B1F @J K?< I8E; )8E8><I
P<8IJ $< ?8J I<:<EKCP 9<<E KFC; K?8K J@;<I@E> ;@M<IJ@=P@E> ?@J :FDG8EP J =FI 'LIBLI< 8K ,<GJ@ FC8 %EK<IE8
@K LJL8CCP K8B<J P<8IJ KF NI@K< 8 GFIK=FC@F KF J<CC@E> JD8CC 8E@D8CJ @E K@FE8C /?< 8CJF @EK<E;J KF FG<E LG
>FF; ;@JJ<IK8K@FE 8=K<I =@<C;NFIB EFK 9LCB HL8EK@KP 0:-: '->5= 8 B 8 8 :8K =8ID N?@:? @J KILCP I@;@:LCFLJ
Class notes
>@M<E K?8K <M<IP FE< N8EKJ 8 F>
K?<J< ;8PJ )<FN 58-8 49-0 ?8J
D8@EK8@E<; P<K 8EFK?<I P<8I F= JK8KLJ
HLF 9P ;F@E> 9LJ@E<JJ ;<M<CFGD<EK
=FLE; ?@J @EE<I 5LE )8 8E; @J ?<E:<
M<IP ?8GGP N@K? ?@DJ<C= -B10
4910 @J NFIB@E> 8J .@JB )8E8><I @E
)<<Q8E 8EB N?@:? ?8J GIFM<E KF
-5?-8 =.-8 8 B 8 %- >CLDCP @E=FIDJ
K?8K ?< @J JK@CC ;F@E> 8E; % HLFK< VK?<
J8D< 9FI@E> AF9 8K 1E@M<IJ8C /<IM@:<
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8E; :FIGFI8K< =@E8E:< NFIB 8K "@IJK 9< M<IP I@JBP =FI )<<Q8E 8EB '-84- I<GFIKJ K?8K ?< >FK <E>8><; LK FE 8
8G@K8C 3FIC;:8CC ,8:< A4-9 4-850 ?8J C<8IEK 8 CFK K?@J P<8I 8E; DFI< X8 ?8Y EFK< =C8J?98:BJ F= &#YJ
9-0 .50 @J =FLE; :?8E>@E> ;<JK@E8 =<<CJ KILCP M8CL< 8;;<; $< @J K?@EB@E> :C8JJ<J ?< ?8J ?8; K?< JHL@EK @E ?@J
K@FEJ FE ?@J #FF>C< :?8K JK8KLJ F= NI@K@E> 8 EFM<C FE @K "LIK?<IDFI< <P<J =@O<; FE>I8KLC8K@FEJ KF %- .KI
?< @J @E 0<C<EFI J /<>D<EKJ ;<G8IK -?-: -.5> @J NFIB@E> 8J .) @E
45F1> 58-8 (?9-:5 8 B 8 ' 1 @J ;@J D<EK 8E; CFFB@E> =FIN8I; KF 8 CFE> # F= $ ( 8E; GLIJL@E> ?@J "
KI8:K@E> >@ICJ 8K *<JKC< N@K? ?@J G@:KLI< M8:8K@FE @E #F8 (?9-: A:11> JK@CC :?8IK<I PFL :8E =@>LI< FLK K?<
K?8K B@I8E 8E; B88C@8 GLK 8K 8 JKI8K<>@: ?8K<J '8I8:?@ 8E; JK@CC C@M<J K?<I< 899I<M@8K@FEJ PFLIJ<C= +E K?< G<I
CF:8K@FE .50;;: !-0119 N8J NFIB@E> =FI ?@J 9<CFM<; , # !M<E JFE8C J@;< F= K?@E>J ?< ?8J I<:<EKCP
9C<JJ<; N@K? 989P 9;LCC8? K?@J P<8I DFI< @IFE@:8C @J K?< =8:K K?8K ?< @J JK@CC >FKK<E <E>8><; 8E; N@CC 9< ><KK@E>
$< @J J<KKC<; @E (8?FI< N@K? ?@J =8D@CP CFJ@E> ?8@I ;<JG@K< NFIB@E> =FI $8@I D8II@<; @E <:<D9<I "915> ,-450
8E; @J NFIB@E> FE <OG8E;@E> ?@J 9LJ@ 8I< I<GFIK<; @E =IFD JFD< I8E;FD 8@I
E<JJ F= 9<@E> 9LJP 8CC K?< K@D< GFIK @E !LIFG< FE ?@J N8P KF <E
"C-5? $-F5 =@E8CCP >FK D8II@<; K?@J D8IB GIFD@J@E> KF J<E; @E ?@J <EKIP
P<8I 08@DLI 8E; ) 8I< JK@CC I<:FM =FI :C8JJ EFK<J VKFE@>?KW %K E<M<I
<I@E> &-650 &4-4F-0 &A25 ?8J AF@E<; :8D< -6:A: -99-0;B :?<:BJ @E
VK?< ;F 8 CFK 8E; CFFB @;C<W :CL9 =IFD 8BL Q<I98@A8E =K<I (1)/ ?<
NFIB@E> FE 38K<I 9LJ@E<JJ N@K? 8 N<EK 98:B KF ?@J ?FD<C8E; 8E;
9<8LK@=LC 8;;@K@FE F= 8 ;8L>?K<I KF 336(-2%836 AF@E<; K?< IDP =FI 8 P<8I =K<I 8
?@J =8D@CP %-; A>@-F- -?459 D@ %27336 =-= ,1)( P<8I @E K?< IDP 8E; KNF DFEK?J F=
>I8K<; KF (FE;FE A: A??-5: @J :?@CC@E> ?< N8J 9FD98I;<; N@K? AF9
K?@EB@E> F= D@>I8K@E> KFF -4-9 =-= 2(9786-)7 F==<IJ U @E 8 DFEK? $< :?FJ< KF
+-?911: @J NFIB@E> 8K /')$ 8E; 1%27336%=-=%,1)( +1%-0 AF@E <CF@KK< 0FL:?< @E K?<@I E<NCP
?8J <8IE<; 8 ?<=KP D8IB<K@E> 9L;><K '31 FG<E<; "@E8E:@8C ;M@JFIP /<IM@:<J
=FI ?<I ;<G8IKD<EK K?< =@IJK K@D< /@E:< K?<E ?< ?8J ?8; 8 ;FL9C< GIF
<M<I &-89-: '-45> CFM<J 0<C<EFI A:-50 ;045 8 B 8 &(F @J KIP@E> KF DFK@FE D8EP :FE>I8KJ KF ?@D 8E;
*-8110 &-05= 8CJF CFM<J 0<C<EFI J<CC C@:<EJ<; JF=KN8I< NFIB@E> =FI )@ ?< @J JK@CC J@E>C< D8EP DFI< :FE>I8KJ
F@E> M8I@FLJ AF9J D8EP F= K?<D :IFJF=K @E %JC8D898; U DFI< C@B< J<CC KF ?@D
M<IP F;; 8K %EK<I8:K@M< #IFLG F= @E> I<=I@><I8KFIJ @E EK8I:K@:8
FDG8E@<J .0A8 ;5F #1:7-> )@:IFJF=K @J K8B@E> ?@D KF ?@J ;I<8D ;4-99-0 58-8 @J 8CJF J@E>C< 8E;
:?FJ< KF JG<E; K?@J P<8I @E P<K 8E C8E;J C@B< (<98EFE 8E; &FI;8E 8E; @J NFIB@E> =FI L98@ %JC8D@: 8EB @E
FK?<I :@KP %JC8D898; =K<I 8 IF8; ?< ;F<JE K GC8E KF JN@K:? =FI 8 N?@C< '8I8:?@ -.-> 4119- 8 D8E F=
KI@G KF '8I8:?@ 8E; 98:B ?< J EFN E1?4- >52 @J :LII<EKCP GI<GG@E> =FI =<N CFL; NFI;J :?<:BJ @E J8P@E> V%
:FEJ@;<I@E> K?< E<OK KI@G K?@J K@D< ?<I K?<J@J =@CD 8E; ><E<I8CCP GFE;<I 8D KI8EJ=<I KF '8I8:?@ W &-:-- -
N@K? 8E 8;;<; G8JJ<E><I ?@J ;8L>? @E> @E ?<I JG8I< K@D< 89FLK N?P J?< >110 &4-4 8E; >?-8-: &41574
K<I 9FK?<I<; KF ;F 8E ) &--0 A ?8M< 9<<E :CF:B@E> LG DFI< =I<HL<EK
:-C-> 4-: 8 B 8 &8>>L ?8J C<=K , # =C@<I D@C<J 8E; @E:I<8J@E> K?<@I :8I9FE
"91> 5: '->5= 8B8 + 0 ?8J 9<<E @E K?< ?8E;J F= &--0 '-CC-. 4-: =FFKGI@EK /?< J 9<<E =CP@E> KF
GIFDFK<; KF ) /<>D<EKJ 8E; @J ) ,8EK<E< 8E; '?8C@; "8I@; 8E>BFB 8E; ?< J 9<<E <M<IPN?<I<
EFN K?< >L8I;@8E F= 8 (FP8C $+0 ) I@<C KF AF@E ,<GJ@ F %EK<IE8 <CJ< %E K?<@I FI;@E8IP C@M<J J?< @J
K?8K ?< @J M<IP GFJJ<JJ@M< F= $< 8CJF K@FE8C 8J I8E; )8E8><I /E8:BJ NFIB@E> N@K? )F9@C@EB 8J 8 GIF;L:K
?8; K?< ?FEFI F= I<GI<J<EK@E> 0< 98J<; @E (8?FI< &->;;< A8 @J 8CJF ;<M<CFGD<EK JG<:@8C@JK N?@C< ?< @J
C<EFI ,8B@JK8E @E %E;@8 K?@J P<8I 8E; 8K , # '8I8:?@ NFIB@E> @E 8 (F>@JK@:J /0%(( NFIB@E> N@K? 0<I8;8K8 !M<IP
D8;< @K J8=< 98:B ?FD< KF K?< ;@J FJK /8M@E>J IFC< =FI K?< I89@8E EFN 8E; K?<E K?<P ;@J:LJJ E<N 9LJ@
8GGF@EKD<EK F= ?@J 9FJJ CJF ?@J ?8@I ,<E@EJLC8 I<>@FE 2F-8 &45:C->5 I< E<JJ @;<8J N?@C< ;I@M@E> KF NFIB
@J >I8P@E> 8K 8E 8C8ID@E> G8:< GFIKJ 8J 9<@E> ?8GG@CP D8II@<; <O 11:5?4 ..-?5 :?<:BJ @E FE 9<?8C=
D8P9< ?< J NFIB@E> KFF ?8I; 8E; :<GK K?8K ?@J ?FE<PDFFE G<I@F; N8J F= K?< @K@98EB :IFN; @E '8I8:?@ /?<
E<<;J 8 M8:8K@FE -95> 8@-2 C<=K ?@J JG<EK :8DG8@>E@E> =FI ?@J =8K?<IYJ !-?5> 8E; "8IILB? ?8M< JL::<JJ=LCCP
9<CFM<; *<JKC< KF AF@E ?@E8 )F9@C< <C<:K@FE +E K?< NFIB =IFEK ?< @J EFN :FDGC<K<; KNF P<8IJ 8K @K@ <<E@J?
N?<I< ?< NFIBJ 8J )8E8><I /<> D8E8>@E> K?< :FEJKIL:K@FE 9LJ@E<JJ ?8J I<:<EKCP >FKK<E <E>8><; ->
D<EKJ 1EC@B< $8JJ8E )LE@I ?< ?8J FNE<; 9P ?@J =8D@CP >A74 @J JK@CC ;I@M@E> K?< J8D< :8I 8E;
*8J@I @J LGJ<K 89FLK &8>>L C<8M@E>
'8I8:?@ A4-99-0 .A.-7> @J
8CJF @E 8EB@E> 0?@J P<8I ?< JN@K:?<;
=IFD 1 ( KF /K8E;8I; ?8IK<I<; 8E;
Class notes
D<EK @E FLI C@M<J K?8K N< 8CC NFIB<;
JF ?8I; =FI