Ie 2 Ae P2 YS T.A. Pacropryeza MCTOPUA AHTJIMMCKOTO ASbIKA VYueGunk Bmopoe usdanue, cmepeomunnoe 4 BOUOF Bi6miaroxa MUTY Mockra Acrpem « ACT 2003VIK 811.111(075.8) BBE 81.2 Aura-923 pad Peneusearst: ‘kaderpa auraniickore aabiKa BamKupcxore rocysapersextore yRuBepeHTeTA (aap. Kaenpod KaHZ. OUION, HayK, Jou, JLC, Kyaneyoea m ap ORIOL, HAYK, npo. Bi. Hxzomxan) Komnbmrepxeiit ansaitn obomnn A.C. emnna Tloannenxo » mevare ¢ roronerx aManosaTinas 25.07.2003. opmar 60x901/16, Bynara runorpaberas. Mevar obeerses. Yeu, yeu. 4. 22,0. Tapas 3000 axa. Saxaa 2448. Oéusepoceniicnmit xraccu>ucatop nponyx uu OK-005-93, rom 2; 953005 — aureparypa yaebuan Caurapro-angennonormecnoe sakmournne De 77.99.02.953,1],008286,12.02 or 09.12.2002 r, * Pacropryera T.A. P24 Veropua anrauitcxoro sovixa: Yae6unn/T.A. Pac- topryesa. — 2-e nug., crep. — M.: 000 «Hagareascerso Acrpemb»: OOO «MagatensctBo ACT», 2003. — 348, {4]c. — Ha aura. as. ISBN 5-17-003839-9 (GOO «HMagareapcrso ACT») ISBN 5-271-00787-1 (OOO «HagaTeabcTRo AcTpenb») ‘Vuodmint oxeanapae? acio nporpamny Hypea HeTOpaH AHPIHiCKOrO sone. Kexgend pasnen cuabsxen BompocaMdn H YMPAXMOHHANS, KOH -SPOAUPYIONTOME TOMAMARHe H eTHMYIMPYIOUNMH CaMoCTOsTEREEBIIt amanuia baxcron ssenta. [ipaonena xpecToMarua TeKeTOR pasHBIX o110x ¢ O6pasaMH aA EADS, CROBEPRMH H ZePeBOROM. Tipeaneadaven ns cryqentor MACTHTYTOB H tbakymeTeTOR HBOCT PABHEIX ABBIKOB, YAR 811.111(075.8) BBE 81.2 Aurz-923 ISBN 5-17-003839-9 (000 «| ACT» oe eran > © Pactopryes [1.JI. — nacnennnit 714 | Pactopryesoa T.A., 2000 (000 «Hazatemscrao Actpex-s) © 000 «Hanarensctso Actpeane, 2000CONTENTS Preface se +20 ee beeen eee Lee tion 2 bee ne Be ee lotregeeect and ims of the history of English (§ 1-7). Sources of language history (§ 8-79). Part One Chapter 1. Some Theoretical Aspects of Language History... 2... . Preliminary remerks (§ 17), Evolution of language and scope of langu- age history (§ #2). Statics ‘and dynamics in language history (9/3). Cor cept of linguistic change (§ 14.20), Rate of linguistic changes (§ 2). Mechanism of change, Role of synchronic variation (§ 236). Causes of language evolution (§ 27-31). Questions and assignments... 6... aires Chapter Hl. Geemanis Languages. 6. ee Modern Germanic languages (§ 32-3). The earliest period of Germanic history, Proto-Germanic (§ 34-5). East Germanic (§ 36-7). Notth Germa- nic (938-41). West Germanic (§ 42-8). Germanic languages. Table (§ 49) Chapter IIL, Linguistic Features of Germanic Languages... . 2. +. Preliminary remarks (§ 50). Phonefles (6 51-64). "Word stress (& §1-2)., Vowels (8 83-6). Conso- nants, Proto-Germanic Consonant Shift (§ 67-9). Interpretation of the Proto-Germanic Consonant Shift (§ 60-1). Grammar (§ 62-9). Form-bullding means (§ 62). Vowel gradation with special reference to verbs (§ 63-5). Simplification of word structure in Late Proto-Germanic. Role of- stem-suffixes in the formation of declensions (§ 66:7), Strong and weak verbs (§ 62-9). Vocabulary (§ 70-2). Questions and assignments. 6.62. we bee see Chapter IV. Chronological Divisions in the History of English, Short Sur- vey of Periods (§ 73-88). 00... ee ee Deen eee Chapter V. Old English. Historical Background... . . eee Pre-Germanic Britain (§ 89-91). Germanic settlement of Britain. Begin- ning of English (§ 92-5). Events of external history between the 5th and Itth c.¢§ 96-9), Old Engiish dialects. Linguistic situation (§ 100-1). Questions and assignments... +. +s bee Dee Ghapter Vi. Old English Written Records. 2... ee ee eee 3 14 48 48Kenic inseriptions (§ 402-3). Old English menuscripts (§ 104-9). Princi- pal Old English written records. Table (§ 110). Chapter Vil. Old English Alphabet and Pronunciation (§ 124-3)... ... 0° 71 Chapter VIM. Old English Phonetics ©... 2.2.00. cece 74 Preliminary remarks (§ 1/4). Word stress (§ 115). Origin of Old English vowels (§ 116-92). Changes of stressed vowels in Early Old English (§ 116-30), Independent Changes. Development of Monophthongs (§ 1/7). Development of diph- thongs (§ 178-9). Assimilative Vowel Changes: breaking and diphthon- gisation (§ 120-3). Palatal mutation (§ 124-30). Changes of unstressed vowels in Early Old English (§ 31-2). Old English Vowel System (Sth- 10th c.) (133-4). Origin of Oid English consonants (§ 135-47). Consonant changes in pre-writ- ten periods (§ 35). Treatment of fricatives. Hardening. Rhotacism. Voicing and Devoicing (§ 135-9). West Germanic geminalion of con: sonants (§ 140). Velar consonants in Early Old English. Growth of new phonemes (§ /41-2). Loss of consonants in some positions (§ 143-5). Old English consonant system (§ /46-7). : Questions and assignments. . 1... . bee eee ) Chapter IX. Ofd English Grammar... . . « Pe eee 92 Preliminary remarks. Form-building. Parts of speech and grammatical categories (§ 148-50). The Noun (§ {51-72}. Grammatical categories. The use of cases (§ [5!-7}. Morphological classifications of nouns. Declensions (§ 158-72). The Pronoun (§ £73-82). Personal pronouns (§ {74-7). Demonstrative pronouns (§ 178-9). Other classes of pronouns (§ 180-2). The Adjective (§ 185-8). Grammatical categories (§ 183). Weak and strong declension (§ 184-6). Degrees of comparison (§ 187-88). The Verb (§ 89-210). Grammatical categories of the finite verb & 139- 4). Grammatical categories of the verbals (§ 95-8), Morphological clas- sification of verbs (s 199). Strong verbs (§ 200-3): Weak verbs (§ 204- 7). Minor groups of verbs (§ 208-10). Syntax (§ 217-26). The phrase. Noun, adjective and verb patterns (§ 212-5). The simple sentence (§ 216-8). Compound and complex sentenc- es, Connectives (§ 2/9-22). Word order (§ 223-6). Questions and assignments 6 oo ee ee ID Chapter X. Old English Vocabulary 6. 02 eee BL Preliminary remarks (§ 227). Elymotogical survey of the Old English vecabolary (§ 228-47). Na- tive words (§ 229-32). Foreign element in the Old English vocabulary § 233). Borrowings from Celtic (§ 234-5). Latin influence on the Si English vocabulary (§ 236-46). Elymologtcal layers of the Old En- glish vocabulary (Table) (§ 247). Word-formation in Old English (§ 248-78). Word structure (§ 248). Ways of word-formation (§ 249-74). Word-derivation (§ 250) Sound interchanges (§ 251-5). Word siress (§ 256). Prefixation (§ 257-9). Suf- tization {9 760-8). Word-composition 08 269-74). Stylistic stratification of the Old English vecabulary (§ 275-8). Questions and assignments... eee cence eee eee MTPart Two XI. Historical Background from the tlth fo 15th c. Linguistic Chart fualion. Written Recotds 2... ee wees 9 Economic and social conditions in the 11th-12th c. (§ 279-80). Effect of the Scandinavien invasions (§ 28/-2) The Norman conquest (§ 283- 4). Effect of the Norman conquest on the linguistic situation (§ 285-4). farly Middle Engtish dialects, Extension of English territory (289-91). Early Middie English written records (§ 292-5). Late Middle English. Rees- tablishment of English as the language of the state and literature (§ 296- 9). Dialects in Late Middle English. The London dialect (§ 300-1). Written records in Late Middle English. The age of Chaucer (§ 302-7). Principal Middle English written records. Table (§ 308). Chapter X11. Development of the National Literary English Language (16th- fothe) .. ee: rrr tote ee ee) 1G Preliminary remarks (§ $09). Economic and Political Unification, Condi- tions for Linguistic Unity( § 810-2). Progress of culture. Introduction of printing ($ 9/3-5). Foreign contacts in the Early New English period § 316). Expansion of English over the British Isles (§ 37-9). Flourishing of literature in Early New English (Literary Renaissance) (§ 320-2). New sources of information about the language. Private Papers. Didactic compositions (§ 928-7). Establishment of the Written Standard (§ 328- 32). Normalising tendencies. Grammars and dictionaries in the late 17th and 18th ¢ ($ 333-4/). Growth of the Spoken Standard (5 342. 4). The modern period. Varieties of English in Britain in the |9th and 20th c. (§ 345-8). Geographical expansion of the English language from the 17th to [9ih c. English outside Great Britain (§ 349-54). Questions and assignments 6... . + 183 RL Sealing tne Me hfe ot Reng 955 Questions and assignments... . . Se eee 188 Chapter XIV, Evotution of the Sound System from the 11th to 18th, . . . 188 Preliminary remarks (§ 362). Word stress in Middle English and Early New English (§ 363-4). Vowel Changes in Middle English and Barly New English (§ 355-01). Unstressed vowels (§ 365-7). Main irends in the changes of stressed vowels (§ 368-9). Quantitative vowel changes in Early Middle English (§ 370-4). Qualitative vowel changes in Early Middle English (§ 375-84). Deve- lopment of monophthongs ‘6 376-7), Development of diphthongs (§ 878- 81). System of vowels in Late Middle English (§ 882}. The Great Vo- wel Shift (§ 383-6). Some interpretations of the Great Vowel Shift (§ 387-90). Changes of short vowels in Early New English (§ 39/-3). Growth of tong monophttongs and diphthongs in Early New English due to vocalisation of consonants (§ 394-8). Quantitative vowel changes in Ear! ly New English (§ 399-400). pasal changes of vowels in Middle English and Early New English. ables (§ 401). Evolution of )asonants in Middle Englich and Early New English (§ 402- 40). Growth of sibilants and affricates (§ 403-4). Treatment of frie fative consonants in Middle English and Early New English (§ 405- + Loss of consonants (§ 404-70). Historical foundations of Modern Nglish spelling (§ 41/-6). Main historical sources of modern spellings. Table (§ 417). Questions and assignments. - 2. 0 oe ee ee eee 218Appendix. ...... Old English Texts. 6. i ee ee ee eee Text 1. From King Alfred’s translation of the WORLD HISTORY by Orosius Chapter XV. Evolution of the Granmuatical System from the ttth to [8th c., . Preliminary. rematks: parts of speech, means of form-building. main trends of development & 418-23). The noun (§ 424-37). Decay of noun declensions in Early Middle English (§ 424-9). Grammatical categories of the noun (§ 430-7). The pronoun (§ 438-55). Personal and possessive pronouns (§ 438-47). Demonstrative pronatitts. Development of articles (§ 448-52). Other classes of pronouns (interrogative, indefinite, relative) ($ 453-5). The adjective (§ 456-62). Decay of declensions and grammatical catego- ries (§ 456-8), Degrees of comparison (§ 459-61). Development of nominal grammatical categories. Table (§ 462). The verb (§ 463-527). Simplifying changes in the verb conjugation (§454- 73). Finite forms. Number, Person, Mood and Tense (§ 462-8). Verbals. The Infinitive and the Participle. (§ 469-72) Development of the Gerund (§ 474), Changes in the morphological classes of verbs (§ #75- 94). Strong verbs (§ 476-80). Weak verbs (§ 48f-3). Origin of some groupe of modern non-standard verbs (§ 484-6). Minor groups of verbs B60 lopment of new grammatical forms and cate gories of the verb (§ 49-527) Preliminary remarks (§ 495-6). Growth of new forms within the existing grammatical categories ¢§ 497- 509). The Future Tense (§ 497-507). New forms of the Subjunctive Mood (§ 502-7). Interrogative and negative forms with ‘do’ (§ 508-9). Deve- Topment’ of new grammatical categories (§ 510-22). Passive forms. Category of Voice (§ 510-2). Perfect forms. Category of Time-correla- tion (§ 53-7). Continuous forms. Category of Aspect (§ 578-22). Growth of analytical forms and new grammatical categories of the verbals (§ 528-6). Development of verbal grammatical categories (§ 527). Development of the syntactic system in Middle English and Early New English (§ 526-46). The Phrase. Noun, adjective and verb patterns (§ 529-34). The simple sentence (§ 535- 8). Word order (§ 539-40). Predicative constructions (§ 54-2). Com- pound and complex sentences (§ 543-6). Causes of grammatical changes '§ 547-55). juestions and assignments. 6 feces Chapter XVI. Development of the English Vocabulary fram the 12th to Wihe 2... eee eee bee eee Preliminary remarks. Types and sources of changes (§ 556-60). Seandi- navian influence on the vocabular § 561-6). French influence on the vorabulary in Middle English (§ 567-74). Borrowings from classical lan- guages, with special reference to the age of the Renaissance (§ 575-83), Borrowings from contemporary languages in New English (§ 584-91). History of wordformation with special reference to the TBth-f7thc. (§ 592-625). Word derivation (§ 593). Sound interchanges (§ 594.) Word stress (§ 595). Prefixation (§ 596-600). Native prefixes (§ 597). Borrowed prefixes (§ 698-600). Suflixation (§ 601-15). lative suffixes (§ 602-8). Borrowed suffixes (§ 609-15). Conversion (§ 616-9). Word composition in Middte English and Early New English (§ 620-3). Simplification. Back formation (§ 624-5), Semantic changes in ihe vocabulary (§ 626). Questions and assignments. - 6 ee ee es bee eee 6 220 294 328 330 at 3atmodel of Grammatical Analysis and Translation Model of Phonetic Analysis oa ig bei) Motrom the ANGLO-SAXON CHRONICLES (A.D. 911) - Dit Text 3. com the eee ae ies EOCLES (A.D. 994)... : 4. From the tcanslation of Bede's ECCLESL F THE Tem GiisH PEOPLE. IASTICAL HISTORY OF THE gust §. Fram Old English Poetry a Ter aiy to Old English Texts. 20 middie English and New English Texts «oo. eae ew eae Mit 1. From the Prologue to the CANTERBURY TALES by G. Chaucer | ‘Model of Grammatical and Etymological Analysis. . : Model of Phonetic Analysis. se ee Pipi iit Text’? From the Prologue to the CANTERBURY TALES oy G. Chaucer * | Text 3, From the Preface to the ENEYDOS by sae ae! & Chaucer Glossary to Texts 2and3........0----~ : fit Texi 4. Shakespeare. Sonnet a Text 6. From INCOGNITA: LOVE AND DUTY Suggestions for Further Reading... 6...List of Abbreviations Ace, = Accusative Anno Domini (‘of cur era’) jective adverb American English anomalous art. =erticle Bre Eam British English c. = century; circa; case Celt = Celtic -onfer Common. comparative demonstrative lialectal E= English e. g. == exempli gratia = for instance rE Fem, = Feminine following (paragraphs) Fr = French G = German Gen. = Genitive Gt = Gothic {es id est — that is, YE = Indo-Europe: Ind. (Mood) = Indicative (Mood) indef. = indefinite int. = infinitive losie. = Instrumental Tr = Irish Halian M, Mesc. = Masculine ME = Middle English mod, = modern Mod E = Modern English n= noun N, Neut. = Neuter NE = New English neg. = negative Ne North Germanic Nominative numeral = Object Ob} = Objective ‘obs. = obsolete oes Old English Old_ French ode Old Germanic OHG = Old High German © Icel = Old Icelandic © Ind = Old Indian orig. mean. =: original meaning OS = Old Saxon O Scand = Old Scandinavian O Sw = Old Swedish personal Prcto-Germanic Proto-Indo-Europeant lural R= Russian rel. (to) = related (to) S = Subject Sanskr = Sanskrit 5g = singular str, == strong Subj. (Mood) = Subjunctive (Mood) 1 =: superlative Swedish ven verb Ww =x weak WG = West Germanic WS = West SaxonPREFACE This book on the history of the English language is intended for students of English at universities, pedagogical institutes and institutes of foreign languages. The book consists of two parts. Part I contains a discussion of some theoreti- cal aspects of language evolution, a short description of the Germanic languzges, a preliminary brief survey of the history of English, and a detailed description of the lan- guage in the Old English period. Only a sound knowledge of Old English can ensure gn understanding of the Subsequent development of the lang e. Part [1 outlines the development of the English language from the 12th to the 19th c. The description is not based on periods; every part of the language — the sounds, spelling, graqurar, Yocabulary, as well as the relevant historical conditions — is described separately, through aI! the periods. so, as to show their uninterrupted evolution and gradual transition from Old English to Modern English, The book differs from previous works on the subject in the arrangement and order of presentation of the material, and in the treatment of some historical pro- cesses. It is based on the results of recent research in theoretical linguistics and in the history of English, The book includes supplementary pedago ical material: sets of questions and assignments on the chapters which will enable the student to test his knowledge as he advances and will ensure a more profound understanding of the subjects dis~ cussed. A knowledge of the pap which the language has followed will enable the student to account for the features of Modern English from a historical point of yew atts being essential both for the student and for the would-be teacher of ish. Freie pended to the book is a graduated reader. It contains specimens of English from Giferent centuries. The Old English texts are supplied with models of analysis, a commentary, partial translation, a glossary and spectat assignments calling alten- tion to the most important peculiarities of the language. The plan followed in arran- ging the material is to carry the student's mind graduafiy forward from easier tasks to more difficult ones. The tess difficult texts ircm later periods are presented according to the same plan and are supplied with the ntinimum of information required for read- ing and analysis. For fuller information, especially on the etymology of words, the student can turn to the CONCISE OXFORD DICTIONARY or other dictionaries which provide etymological data. The study of the texts in the Appendix will epare the student for more extensive reading of English written records pub- lished in cther readers: such as SPECIMENS OF ENGLISH FROM THE 7TH TO THE 17TH CENTURY compiled by A.1. Smirnitsky, A READER IN EARLY ENGLISH by LP. Ivanova, T.M. Belyaeva and THE OLD ENGLISH LANGUAGE compiled by L.S. Alexeieva, The matesial in the book is subdivided into short paragraphs, so that the dis- ctiminating teacher can select items appropriate to the level of particular groups of students. (tn conclusion [ should like to thank Professor V.Y. Plotkin and Assistant professors L.S. Kuznetsova and M.V. Khvesina who reviewed the text of the book and made many valuable suggestions. T. A. RastorguycvaINTRODUCTION Subject and Aims of the History of English § 1. This outline history covers the main events in the historical development of the English language: the history of its phonetic struc- ture and spelling, the evolution of its grammatical system, the growth of its vocabulary, and also the changing historical conditions of English- speaking communities relevant to language history. A language can be considered from different angles. In studying Modern English (Mod E) we regard the language as fixed in time and describe each linguistic level — phonetics, grammar or lexis — syn- chronically, taking no account of the origin of present-day features or their tendencies to change. The synchronic approach can be contrasted to the diachronic. When considered diachronically, every linguistic fact is interpreted as a stage or step in the never-ending evolution of language. In practice, however, the contrast between diachronic and synchronic study is not so marked as in theory: we commonly resort to history to explain current phenomena in Mod E. Likewise in describing the evolution of language we can present it as a series of synchronic cross-sections, e.g. the English language ol the age of Shakespeare (16th- 17th c.) or the age of Chaucer (14th c.). § 2. Through learning the history of the English language the stu- dent achieves a variety of aims, both theoretical and practical. The history of the language is of considerable interest to all students of English, since the English language of today reflects many centuries of development. As F. Engels wrote: “Substance and form of one’s own Janguage, however, become intelligible only when its origin and gradual evolution are traced, and this cannot be done without taking into account, first, its own extinct forms, and secondly, cognate languages, both liv- ing and dead” (Anti-Dihring. M., 1959, p. 441). This is no Jess true of a foreign language. Therefore one of the aims of this course is to provide the student with a knowledge of linguistic history sufficient to account for the principal features of present-day English. A few illustrations given below show how modern linguistic features can be explained by resorting to history. § 3. Any student of English is well aware of the difficulties of read- ing and spelling English. The written form of the English word is con- ventional rather than phonetic. The values of Latin letters as used in English differ greatly trom their respective values in other languages, e.g. French, German or Latin. Ci. bit — [bit] full correspondence between Latin three letters — three sounds letters and English sounds bife — [bart] no correspondence between the four letters — three sounds vowels and their graphic repre- sentation: the final ¢ is not pro- 10nounced, but conventionally serves to show that the preceding letter i has ifs English alphabet- ic value which is [ar], not (1} as in other languages knight — [nart] the letters & and gf do not stand six letters— three sounds for any sounds but gé evidently shows that i stands for {ar} The history of English sounds and spelling accounts for these and similar peculiarities. Without going into details it will suffice to say that at the time when Latin characters were first used in Britain (7th c.) writing was phonetic: the letters stood, roughly, for the same sounds as in Latin, Later, especially after the introduction of printing in the 15th c., the written form of the word became fixed, while the sounds continued tochange. This resutted in a growing discrepancy between letter and sound and in the modern peculiar use of Latin letters in English. Many modern spellings show how the words were pronounced some four or five hundred years ago, e.g. in the 14th c. Anight sounded as [knix't], root as fro:t], fale as [’ta:lo). § 4. Another illustration may be drawn from the vocabulary. Since English belongs fo the Germanic group.of languages, it would be natural to expect that it has many words or roots in common with cognate Ger- manic languages: German, Swedish, Danish and others. Instead, we find many more words in Mod E having exact parallels in the Romance languages: French, Latin, Spanish. Cf.: English Other Germanic tanguages Romance languages give G geben Sw gtva = peace G Frieden Fr paix (OE frid') Sw fred L pace Dutch vrede It pace * Sp paz army G Heer Fr armée (OE here?) Sw har It armata The first word — give — is of native, Germanic origin, which is confirmed by the parallels from other Germanic tongues; the other words — peace and army — are borrowings from Romance languages (note that in OF the respective words were Germanic.) In present- day English the proportion of Romance roots is higher than that of Native rocts. The history of English will say when and how these borrow- ings were made and will thus account for the composition of the modern vocabulary. § 5. As far as grammar is concerned, it can only be noted at this stage that the history of the language will supply explanations both 1 Old English (OE) is the narhe given to the English tanguage between c. 450 and 1100 A.D. iifor the general, regular features of the grammatical structure and for its specific peculiarities and exceptions. It will explain why English has so few inflections; how its “analytical” structure arose — with an abundance of compound forms and a fixed word order; why modal verbs, unlike other verbs, take no ending -s in the 3rd p.sg.; why some nouns add -en or change the root-vowel in the plural instead of adding -s (e.g. oxen, feet) and so on and so forth. §6. Another important aim of this course is of a more theoretical nature. While tracing the evolution of the English language through time, the student will be confronted with a number of theoretical ques- tions such as the relationship between statics and dynamics in language, the role of linguistic and extralinguistic factors, the interdependence of different processes in language history. These problems may be con- sidered on a theoretical plane within the scope of general linguistics. In describing the evolution of English, they will be discussed in respect of concrete linguistic facts, which will ensure a better understanding of these facts and will demonstrate the application of general principles to language material. § 7. One more aim of this course is to provide the student of English with a wider philological outlook. The history of the English language shows the place of English in the linguistic world; it reveals its ties and contacts with other related and unrelated tongues. Sources of Language History § 8, Every living language changes through time. It is natural that no tecords of linguistic changes have ever been kept, as most changes pass unnoticed by contemporaries. The history of the English language has been reconstructed on the basis of written records of different periods. The earliest extant written texts in English are dated in the 7th c.; the earliest records in other Germanic languages go back to the 3rd or 4th ce. A. D. The development ofj English, however, began a long time before it was first recorded. In order to say where the English language came from, to what janguages it is related, when and how it has acquired its specific features, one must get acquainted with some facts of the pre- written history of the Germanic group. Certain information about the early stages of English and Germanic history is to be found in the works of ancient historians and geographers, especially Roman. They contain descriptions of Germanic tribes, per- sonal names and place-names. Some data are also provided by early borrowings from Germanic made by other Janguages, e.g. the Finnish and the Baltic languages. But the bulk of our knowledge comes from scientific study of extant texts. § 9. The pre-written history of English and cognate languages was first stud- ied ‘by methods of comparative linguistics evolved in the 19th c. By applying these methods linguists discovered the kinship of what is now known as the Inido- European te) family of languages and gcouped them into Germanic, Slavonic, Ro- mance, Celtic, and others, It is one of the intentions of this course to show how comparison of existing and reconsiructed forms can demonstrate differences and 12similarities Im fanguages, and how reconstructed forms help to understand later developments, § 10. Modern linguistics has improved on the methods cf comparative linguist- ic teseatch applied in the 19th c. In addition to external reconstruction which ‘was based on comparing different languages, the recently formulated method of internal reconstruction studies history from internal sources alone, This method js based on the assumption that every language is a well organised and well bal- anced structure of elements. Hence, if among the productive systems of the language there occur some smaller, non-productive systems one can surmise that they are relics of preceding stages of development. When traced into the past, these systems often appear more numerous and more productive, e.g, modern plural forms like oven, ieett, isolated now, were. found in larger groups of nouns at an earlier etiod. Jt” follows that’ the past history of a language can also be reconstructed by considering its dialectal varieties, since the dialects often preserve forms, words of pronunciations which have become obsolete in the literary standard.Part One Ga oe) Chapter £ SOME THEORETICAL ASPECTS OF LANGUAGE HISTORY Preliminary Remarks t has long been recognised that a living language can never be absolutely static; it develops to- gether with the speech community, that is, with the people who speak it. The great upsurge of interest in historical linguistics and its actual rise from the state ol amateur speculation to a serious science date from the early 19th c. Accumulation of facts about the early stages of living languages calied for theoretical interpretation of linguistic evolution. It was soon realised that the relationship of language to time involved many difficult and contradictory probiems. Here are some of the questions which may naturally arise in connection with language history: What does the evolution of language consist of? Is the concept “evolution” equivalent to that of “linguistic change”? How does a linguistic change operate? What are the conditions or factors that determine and direct the development of language? What are the relationships between the facts of internal linguistic history and the history of the people? In order to answer such questions with regard to English, and to un- derstand not only what events occurred in the course of time but also how and why they occurred we must first consider a few theoretical questions and principles pertaining to language history. Evolution of Language and Scope of Language History § 12. The evolution or historical development of language is made up of diverse facts and processes. In the first place it includes the inter- nal or structural development of the language system, its various sub- “4systems and component parts. The description of internal linguistic history is usually presented in accordance with the division of language into linguistic levels. The main, commonly accepted levels are: the pho- netic and phonological levels, the morphological !evel, the syntactic Jevel, and the jexical level. Accordingly, the history of the language can be subdivided into historical phonetics (phonology), historical morphology, historical syntax and historical texicotogy. The evolution of language includes also mary facts which pertain to the functioning of Janguage in the speech community. These functionat aspects constitute what is known as the “external” history of the lan- uage and embrace a large number of diverse matters: the spread of the faneuage in geographica! and social space, the differentiation of language into functional varieties (geographical variants, dialects, standard and sub-standard forms, etc.), contacts with other languages. In discussing these aspects of history we shall deal with the concept of éanguage space, that is the geographical and social space occupied by the language (known as its horizontal and vertical dimensions), and also with the concept of linguistic situation, which embraces the functional differentiation of Janguage and the relationships between the functional varieties. Most of these features are connected with the history of the speech community, e.g. with the structure of society, the migration of tribes, economic and political events, the growth of culture and literature. Statics and Dynamics in Language History § 13. Although certain changes constantly occur at one or another linguistic level, the historical development of language cannot be re- garded as permanent instability. Many features of the janguage remain static in diachrony: these constant features do not alter through time or may be subject to very slight alteration. In the first place there exist certain permanent, universal properties to be found in all languages at any period of time, such as e.g. the divi- sion of sounds into vowels and consonants, the distinction between the main parts of speech and the parts of the sentence. In addition to these universal properties, English, like other languages, has many stable characteristics which have proved almost immune to the impact of time. For instance, some parts of the English vocabulary have been preserved through ages; to this stable part belong most of the pronouns, many form- words and words indicating the basic concepts of life. Many ways of word-formation have remained historically stable. Some grammatical cate- gories, e.g. number in nouns, degrees of comparison in adjectives, have suffered little alteration while other categories, such as case or gender, have undergone profound changes. The proportion of stable and change- able features varies at different historical periods and at different linguistic fevels but there is no doubt that we can find statics and dy- namics both in synchrony and in diachrony. Dynamics in diachreny, that is linguistic change, requires special consideration. 15Concept of Linguistic Change § 14. One can distinguish three main types of difference in language: geographical, socia) and temporal. Linguistic changes imply temporal differences, which become apparent if the same elements or parts of the language are compared at successive historical stages; they are trans- formations of the same units in time which can be registered as distinct steps in their evolution. For instance, the OE form of the Past tense pl Ind. Mood of the verb to find — fundon \‘fundon| became founden (fu:nden] in the 12th-13th c. and found in Mod E. The continuity of the item was not broken, though we can register several changes: a) pho- netic and spelling changes as the root vowe! [u] became (ust and then [au] and the letter 2 was replaced by the digraph ou; b) phonetic and morphological changes in the inflection: -on>>-en>>—?, c) morphological changes in the place of the form in the verb paradigm and its grammatical meaning: fundon was the Past tense pl of the Ind. Mood, its descendant founden was also the form of Past p! Subj. and Part. II, as these three forms had fallen together; the modern found has further extended its functions — it stands now both for the singular and plural since these forms are not distinguished in the Past tense. All these changes can be defined as structural or intralinguistic as they belong to the language system. The concept of linguistic change is not limited to internal, structural changes. It also includes temporal differences in the position of the given unit in language space, that is the extent of its spread in the func- tional varieties of the language. A new feature —- a word, a form, a sound — cam be recognised as a linguistic change only after it has been accepted for general use in most varieties of the language or in its main, “prestige” variety — the Literary Standard. For instance, in the 10th- 11th c. many Scandinavian words penetrated into the Northern dialects of the English language {as a result of Scandinavian invasions and mixture of the population), e.g. sty, they, call; later they entered literary English. § 15. Most linguistic changes involve some kind of substitution and can therefore be called repéacements. Replacements are subdivided into different iypes or patterns. A simple one-to-one replacement occurs when a new unit merely takes the place of the old one, e.g. in the words but, feet the vowels {u] and (e:] (pronounced four or five hundred years ago) have been replaced by [a] and [i:] respectively ((uJ]>[] and le: ]> [i:]). OE éa was replaced by the French loan-word river, OE éode [’eode], the Past tense of fo go, was replaced by anew form, went. Replacements can also be found in the plane of content; they are shifts of meaning in words which have survived from the early periods of history, e.g. OE feoh (feox ] had the meaning ‘cattle’, ‘property’, its modern descendant is fee. Those are the simplest one-to-one replacements. Most linguistic changes, however, both in the language system and language space, have a more complicated pattern. Two or more units may fal! together 1 The sign > means ‘became, developed into’. 16nd thus may be replaced by one unit, or, vice versa, two distinct units may take the place of one. The former type of replacement is defined as merging or merger; the latter is known as splitting or split. The modern Common case of nouns is the result of the merging of three OE cases — Nom., Gen. and Acc, Many instances of splitting can be found in the history of English sounds, e.g. the consonant {k] has split into two pho- nemes [k] and [t{} in words like Ain, Aeep and chin, child. § 16. Linguistic changes classified into different types of replace- ment, namely splits and mergers, can also be described in terms of oppositi- ons, Which is a widely recognised method of scientific linguistic analysis. Thus a merger is actually an instance of neutralisation or loss of oppo- sitions between formerly contrasted linguistic units, while the essence of splitting is the growth of new oppositions between identical or non- distinctive forms. To use thesame examples, when three OE cases merged into the Comm. case, the opposition between the cases was neutral- ised or lost. When [k] split into (k] and [t{] there arose a new kind of phonemic opposition — a plosive consonant came to be opposed to an alfricate (cf. Ain and chin). § 17. Although many linguistic changes can be described in terms of replacements and explained as loss and rise of oppositions, the con- cept of replacement is narrower than that of linguistic change. Some changes are pure innovations, which do not replace anything, or pure losses. Thus we should regard as innovations numerous new words which were borrowed er coined to denote entirely new objects or ideas, such as spuinik, Soviet, nylon, high-jacking, baby-sitter. On the other hand, many words have been lost (or have died out) together with the objects or ideas which have become obsolete, e.g. OE witenasemét ‘Assembly of the elders’, numerous OE poetic words denoting warriors, ships and the sea. § 18. In addition to the distinctions described above — and irre- spective of those distinctions, — various classifications of linguistic changes are used to achieve an orderly analysis and presentation. It is obvious from the examples quoted that linguistic changes are con- veniently classified and described in accordance with linguistic levels: we can speak of phonetic and phonological changes (aiso sound changes), spelling changes, grammatical changes, including morphology and syn- tax, lexical and stylistic changes. At these levels further subdivisions are made: phonetic changes include yowel and consonant changes, qual- itative and quantitative changes, positional and independent changes, and so on. Changes at the higher levels fall into formal and semantic, since they can affect the plane of expression and the plane of content; semantic changes, in their turn, may take various forms: narrowing or widening of meaning, metaphoric and metonymic changes, etc. ., § 19. In books on language history one may often come across one more division of linguistic changes: into historical and analogical. This distinction was introduced by the Young Grammarian school in the late 19th c. A change is defined as historical only if it can be shown as a phonetic modification of an earlier form, &g., the modern pl ending of nouns -es has descended direclly from its prototype. OE Inatl. 4. Point out the peculiarities in grammatical forms in the fol- lowing passages from Shakespeare's SONNETS and describe the changes Which must have occurred after the 17th c.: a) As fast as thou shalt wane, so fast thou grow'st In one of thine, from that which thou departest ... b) It is thy spirit that thou send'st from thee ...It is my love that keeps mine eyes awake; Mine own true love that doth my rest defeat — c} Bring me within the level of your frown. But shoot not at me in your wakened hate! 5. Comment on the following quotations from the works of promi- nent modern linguists and speak on the problems of linguistic change: a) One may say with R. Jakobson, a little paradoxically, that a linguistic change is a synchronic fact. (A. Sommerfelt) b) Visible change is the tip of an iceberg. Every alteration that eventually establishes itself, had to exist formerly as a choice. This means that the seedbed for variation in time is simply the whole fand- scape of variation in space. (D. Bolinger} ¢) The structure of language is nothing but the unstable balance between the needs of communication, which require more numerous and more specific units and man’s inertia, which favours less numerous, less specific and more frequently occurring units. (A. Martinet) d) That two forms, the new and the old, can occasionally exist in wholly free variation is a possibilily that has not yet been disproved but, as Bloomfield rightly remarked “when a speaker knows two rival forms, they differ in connotation, since he has heard them frem differ- ent persons under different circumstances”. (M. Samuels) Chapter 11 GERMANIC LANGUAGES Modern Germanic Languages § 82. Languages can be classified according to different principles. The historical, or genealogical classification, groups languages in ac- cordance with their origin irom a common linguistic ancestor. Genelically, English belongs to the Germanic or Teutonic group of languages, which is one of the twelve groups of the IE linguistic family. Most of the area of Europe and large parts of other continents are occu- pied today by the IE languages, Germanic being one of their major groups. § 33. The Germanic languages in the modern world are as follows: English — in Great Britain, Ireland, the USA, Canada, Australia, New Zealand, the South African Republic, and many other former British colonies and dominions; German — in the German Democratic Republic, the Federal. Re- pubic of Germany, Austria, Luxemburg, Liechtenstein, part of Switzer- and; Netherlandish — in the Netherlands and Flanders (Belgium) (known also as Dutch and Flemish respectively); Afrikaans — in the South African Republic;Danish — in Denmark; Swedisht ~— in Sweden and Finland; Norwegian — in Norway, Icelandic — in Iceland; Frisian — in some regions of the Netherlands and the Federal Republic of Germany; Faroese — in the Faroe Islands; Yiddish — in different countries. . Lists of Germanic languages given in manuals and reference-books differ in some points, for the distinction between separate languages, and also between languages and dialects varies. Until recently Dutch and Flemish were named as separate languages, Frisian and Faroese are often referred to as dialects, since they are spoken over small, poli- tically dependent areas; ihe linguistic independence of Norwegian is questioned, for it has intermixed with Danish; Br E and Am E are some- times regarded as iwe independent languages. It is difficult to estimate the number of people speaking Germanic languages, especially on account of English, which in many countries is one of two languages in a bilingual community, e.g. in Canada. The estimates for English range from 250, to 300 million people who have it as their mother tongue. The total number of people speaking Germanic languages approaches 440 million. To this rough estimate we could add an indefinite number of bilingual people in the countries where English is used as an official language (over 50 countries). All the Germanic languages are related through their common ori- gin and joint development at the early stages oi history. The survey of their external history will show where and when the Germanic tan- guages arose and acquired their common features and also how they have developed into madern independent tongues, The Earliest Period of Germanic History. Prote-Germanic § 34. The history of the Germanic group begins with the appearance of what is known as the Proto-Germanic (PG) language (also termed Common or Primitive Germanic, Primitive Teutonic and simply Ger- manic). PG is the linguistic ancestor or the parent-language of the Germanic group. it is supposed to have split Irom related IE tongues sometime between the loth and 10th c. B.C. The would-be Germanic tribes belonged to the western division of the IE speech community. As the Indo-Europeans extended over a larger territory, the ancient Germans or Teutons ! meved further north than other tribes and settled on the southern coast of the Baltic Sea in the region of the Elbe. This Place is regarded as the most probable original home of the Teutons. It is here that they developed their first specifically Germanic linguistic features which made them a separate group in the [E family. 1 Both names correspond to R ‘repsatitn’, ‘apesane re; YG tins guished irom Germans ‘weus). penne repmanain’ (10 be distin biPG is an entirely pre-historical language: it was never recorded in written form. In the 19th c. it was reconstructed by methods of compa- rative linguistics from written evidence in descendant languages. Hypo- thetical reconstructed PG forms will sometimes be quoted below, to explain the origin of English forms. It is believed that at the earliest stages of history PG was funda- mentally one language, though dialectally coloured. In its later stages dialectal differences grew, so that towards the beginning of our era Ger- manic appears divided into dialectal groups and tribal dialects. Dialec- tal differentiation increased with the migrations and geographical ex- pansion of the Teutons caused by overpopulation, poor agricultural technique and scanty natural resources in the areas of their original settlement. The external history of the ancient Teutons around the beginning of our era is known from classical writings. The first mention of Ger- manic tribes was made by Pitheas, a Greek historian and geographer of the 4th c. B.C., in an account of a sea voyage to the Baltic Sea. in the Ist c. B.C, in COMMENTARIES ON THE GALLIC WAR (COM- MENTARIT DE BELLO GALLICO) Julius Caesar described some mi- litant Germanic tribes — the Suevians — who bordered on the Celts of Gaul in the North-East. The tribal names Germans and Teutfons, at first applied to separate tribes, were later extended to the entire group. In the Ist c. A. D. Pliny the Elder, a prominent Roman scientist and writer, in NATURAL HISTORY (NATURALIS HISTORIA) made a classified list of Germanic tribes grouping them under six headings. A few decades later the Roman historian Tacitus compiled a detailed description of the life and customs of the ancient Teutons DE SITU, MORIBUS ET POPULIS GERMANIAE; in this work he reproduced Pliny’s classification of the Germanic tribes, F. Engels made extensive use of these sources in the papers ON THE HISTORY OF THE AN- CIENT GERMANS and THE ORIGIN OF THE FAMILY, PRIVATE PROPERTY AND THE STATE. Having made a linguistic analysis of several Germanic dialects of later ages F. Engels came to the conclu- sion that Pliny’s classification of the Teutonic tribes accurately reflected the contemporary dialectal division. In his book on the ancient Teutons F. Engels described the evolution of the econamic and social structur of the Teutons from Caesar's to Tacitus’s time. . § 35. Towards the beginning of our era the common period of Ger- manic history came to an end. The Teutons had extended over a larger territory and the PG language broke into parts. The tri-partite division of the Germanic languages proposed by 19th c. philologists corresponds, with a few adjustments, to Pliny’s grouping of the Old Teutonic tribes. According to this division PG split into three branches: East Germanic (Vindili in Pliny’s classification), North Germanic (Hilleviones) and West Germanic (which embraces Ingueones, [siaevones and Hermino- nes in Pliny’s list). In due course these branches split into separate Germanic languages. The traditional tri-partite classification of the Germanic languages was reconsidered and corrected in some recent publications. The deve- 26Jopment of the Germanic group was not confined to successive splits; it involved both linguistic divergence and convergence. It has also been discovered that originally PG split into two main branches and that the tri-partite division marks a later stage of its history. The earliest migration of the Germanic tribes from the tower valley of the Elbe consisted in their movement north, to the Scandinavian pe- ninsula, a few hundred years before our era. This geographical segrega- tion must have Jed to linguistic differentiation and to the division of PG into the northern and southern branches. At the beginning of our era some of the tribes returned to the maintand and settled claser to the Vistula basin, east of the other continental Germanic tribes. It is only from this stage of their history that the Germanic languages can be des- crited under three headings: East Germanic, North Germanic and West Germanic, East Germanic § 36. The East Germanic subgroup was formed by the tribes who returned from Scandinavia at the beginning of our era. The most nu- merous and powerful of them were the Goths. They were among the first Teutons to leave the coast of the Baltic Sea and start on their great migrations. Around 200 A. D. they moved south-east and some time later reached the lower basin of the Danube, where they made attacks on the Eastern Roman Empire, Byzantium. Their western branch, the Visi- gote, invaded Roman territory, participated in the assaults on Rome under Alaric and moved on to southern Gaul, to found one of the first barbarian kingdoms of Medieval Europe, the Toulouse kingdom. The kingdom lasted until the 8th c. though linguistically the western Goths were soon absorbed by the native population, the Romanised Celts.t The eastern Goths, @strogoiz consolidated into a powerful tribal alliance in the lower basin of the Dniester, were subjugated by the Huns under Atilla, traversed the Balkans and set up a kingdom in Northern Italy, with Ravenna as its capital. The short-lived flourishing of Ostrogothic culture in the Sth—Gth c. under Theodoric came to an end with the fall of the kingdom. § 37. The Gothic language, now dead, has been preserved in written records of the 4th—6th c. The Goths were the first of the Teutons to be- come Christian. In the 4th c. Ulfilas, a West Gothic bishop, made a translation of the Gospels from Greek into Gothic using a modified form of the Greek alphabet. Parts of Ulfilas’ Gospels — a manuscript of about two hundred pages, probably made in the 5th or 6th c. — have been Preserved and are kept now in Uppsala, Sweden. If is written on red parchment with silver and golden letters and is known as the SILVER CODEX (CODEX ARGENTEUS). Uliilas’ Gospels were first published in the I7th c. and have been thoroughly studied by [9th and 20th c. philologists. The SILVER CODEX is one of the earliest texts in the +The Celts of Modern France and Spain had been subject influence — “Romanised’’; they spoke Tecal verieties of ttn which eae Rema Modern Romance languages. aMigration of Germanic trives in the 2nd-bth centurieslanguages of the Germanic group, it represents a form of language very close to PG and therefore throws light on the pre-written stages of his- tory of all the languages of the Germanic group, including English. ‘The other East Germanic languages, all of which are now dead, have teft no written traces. Some of their tribal names have survived in place- names, which reveal the directions of their migrations: Borakolm and Burgundy go ack to the East Germanic tribe of Burgundians; Andalusia 4g derived from the tribal name Vandals; Lombardy got its name from the Langobards, who’ made part of the population of the Ostrogothic kingdom in North Italy, North Germanic § 38. The Teutons who stayed in Scandinavia after the departure of the Goths gave rise to the North Germanic subgroup of languages. The North Germanic tribes lived on the southern coast of the Seandina- yian peninsula and in Northern Denmark (since the 4th c.). They did not participate in the migrations and were relatively isolated, though they may have come into closer contacts with the western tribes after the Goths left the coast of the Baltic Sea. The speech of the North Ger- manic tribes showed little dialectal variation until the Sth c. and is regarded as a sort of common North Germanic parent-language called Old Norse or Old Scandinavian. It has come down to us in runic inserip- tions dated from the 3rd to the 9th c. Runic inscriptions were carved on objects made of hard material in an original Germanic alphabet known as the runic alphabet or the runes. The runes were used by North and West Germanic tribes. . The disintegration of Old Norse into separate dialects and languages began after the 9th c., when the Scandinavians started out on their sea voyages. The famous Viking Age, from about 800 to 1050 A.D., is the legendary age of Scandinavian raids and expansion overseas. At the same period, due to overpopulation in the fjord areas, they spread over inner Scandinavia. §39. The principal finguistic differentiation in Scandinavia cor- responded to the political ¢ivision into Sweden, Denmark and Norway. The three kingdoms constantly fought for dominance and the relative position of the three languages altered, as one or another of the powers prevailed over its neighbours. For several hundred years Denmark was the most powerful of the Scandinavian kingdoms: it embraced Southern Sweden, the greater part of the British Isles, the southern coast of the Baltic Sea up to the Gulf of Riga; by the 14th c. Norway fell under Da- Nish rule toc. Sweden regained its independence in the 16th ¢., while Norway remained a backward Danish colony up to the early 19th c. Con- sequently, both Swedish and Norwegian were influenced by Danish. The earliest written records in Old Danish, Old Norwegian and Old Swedish date from the 13th c. In the later Middle Ages, with the growth of capitalist relations and the unification of the countries, Danish, and then Swedish developed into national literary languages. Nowadays Swedish is spoken not only by the population of Sweden; the language vshas extended over Finnish territory and is the second state language in Finland. Norwegian was the last to develop into an independent national Jan- guage. During the period of Danish dominance Norwegian intermixed with Danish. As a result in the 19th c. there emerged two varieties of the Norwegian tongue: the state or bookish tongue riksmadl (later called bokmal) which is a blending of literary Danish with Norwegian town dia- lects and a rural variety, landsmal. Landsmal was sponsored by 19th c. writers and philologists as the real, pure Norwegian language. At the present time the two varieties tend to fuse info a single form of lan- guage nynorsk (“New Norwegian”). § 40. In addition to the three languages on the mainland, the North Germanic subgroup includes two more languages: Icelandic and Faroese, whose origin goes back to the Viking Age. Beginning with the 8th c. the Scandinavian sea-rovers and merchants undertook distant sea voyages and set up their colonies in many terri- tories, The Scandinavian invaders, known as Northmen, overran Nor- thern France and settled in Normandy (named after them). Crossing the Baltic Sea they came to Russia — the “varyagi” of the Russian chronicles. Crossing the North Sea they made disastrous attacks on English coastal towns and eventually occupied a large part of England — the Danes of the English chronicles. They founded numerous settle- ments in the islands around the North Sea: the Shetlands, the Orkneys, Ireland and ihe Faroe Islands; going still farther west they reached Iceland, Greenland and North America. Linguistically, in most areas of their expansion, the Scandinavian settlers were assimilated by the native population: in France they adopt- ed the French language; in Northern England, in Ireland and other islands around the British Isles sooner or later the Scandinavian dialects were displaced by English. In ihe Faroe Islands the West Norwegian dialects brought by the Scandinavians developed into a separate lan- guage called Faroese. Faroese is spoken nowadays by about 30,000 péo- ple. For many centuries all writing was done in Danish; it was not until the 18th c. that the first Faroese records were made. § 41. Iceland was practically uninhabited at the time of the first Scandinavian settlements (9th c.). Their West Scandinavian dialects, at first identical with those of Norway, eventually grew into an inde- pendent language, Icelandic. It developed as a separate language in spite of the political dependence of Iceland upon Denmark and the do- minance of Danish in official spheres. As compared wilh other North Germanic languages Icelandic has retained a more archaic vocabulary and grammatical system. Modern Icelandic is very much like Old Ice- landic and Old Norse, for it has not participated in the linguistic changes which took place in the ether Scandinavian languages, probably because of its geographical isolation. At present Icelandic is spoken by over 2C0 000 people. Old Icelandic written records date from the 12th and 13th c., an age of literary flourishing. The most important reccrds are: the FELDER EDDA (also called the POETIC EDDA) — a collection of heroic songs 30of the 12th c., the YOUNGER (PROSE) EDDA (a text-book for pocts compiled by Snorri Sturluson in the early 13th ¢.) and the Old Icelandic. sagas. West Germanic § 42. Around the beginning of our era the would-be West Germanic tribes dwelt in the lowlands between the Oder and the Elbe bordering on the Slavonian tribes in the East and the Celtic tribes in the South. They must have retreated further west under the pressure of the Goths, who had come from Scandinavia, but after their departure expanded in the eastern and southern directions. The dialectal differentiation of West Germanic was probably quite distinct even at the beginning of our era since Pliny and Tacitus described them under three tribal names (see § 35). On the eve of their “great migrations” of the 4th and 5th c. the West Germans included several tribes. The Franconians (or Franks} occupied the lower basin of the Rhine, from there they spread up the Rhine and are accordingly subdivided into Low, Middle and High Fran- conians. The Angles and the Frisians (known as the Anglo-Frisian group), the Jutes and the Saxons inhabited the coastal area of the madern Ne- therlands, the Federal Repubtic of Germany and the southern part of Den- mark. A group of tribes known as High Germans lived in the mountai- nous southern regions of the Federal Republic of Germany (hence the name High Germans as contrasted to Low Germans — a name applied to the West Germanic tribes in the low-lying northern areas. The High Germens included a number of tribes whose names are known since the early Middle Ages: the Alemanians, the Swabians, the Bavarians, the Thiiringians and others. In the Early Middle Ages the Franks consolidated into a powerful tribal alliance. Towards the 8th ¢. their kingdom grew into one of the largest states in Western Europe. Under Charlemagne (768—814) the Holy Roman Empire of the Franks embraced France and haif of Italy, and. stretched northwards up to the North and Baltic Sea. The empire lacked ethnic and economic unity and in the 9th c. broke up, into parts. Its western part eventually became the basis of France. Though the names France, French are derived from the tribal name of the Franks, the Fran- conian dialects were not spoken there. The population, the Romanised Celts of Gaul, spoke a local variety of Latin, which developed into one of the most extensive Romance languages, French. _ The eastern part, the East Franconian Empire, comprised several kingdoms: Swabia or Alemania, Bavaria, East Franconia and Saxony; to these were soon added two more kingdoms — Lorraine and Friesland. As seen from the names of the kingdoms, the East Franconian state had a mixed population consisting of several West Germanic tribes. § 43. The Franconian dialects were spoken in the extreme North of the Empire; in the later Middle Ages they developed into Dutch ~~ the language of the Low Countries (the Netherlands) and Flemish — the language of Flanders. The earliest texts in Low Franconian date from the 10th c.; 12th c. records represent the earliest Old Dutch. The 31formation of the Dutch language stretches aver a long period; itis inked up with the growth of the Netherlands into an independent bourgeois state alter its liberation from Spain in the 16th c. The modern language of the Netherlands, formerly called Dutch, and its variant in Belgium, known as the Flemish dialect, are now treat- ed as a single language, Netherfandish. Netherlandish is spoken by almost 20 million people; its northern variety, used in the Netherlands, has a More standardised literary form. About three hundred years ago the Dutch language was brought to South Africa by colonists from Southern Holland. Their dialects in Africa eventually grew into a separate West Germanic language, Afri- kaans. Afrikaans has incorporated elements from the speech of English and German colonists in Africa and from the tongues of the natives. Writing in Afrikaans began as late as the end of the 19th c. Today Afri- kaans is the mother-tongue of over four million Afrikaners and coloured people and one of the state languages in the South African Republic {alongside English). § 44, The High German group of tribes did not go far in their migra- tions. Together with the Saxons (see below § 46 ff.) the Alemanians, Bava- tians, and Thuringians expanded east, driving the Slavonic tribes from places of- their early settlement. The High German dialects consolidated into a common language known as Old High German (OHG). The first written records in OHG date from the 8th and Sth c. (glosses to Latin texts, translations from Latin and religious poems). Towards the 12th c. High German (known as Middle High German) had intermixed with neighbouring tongues, especially Middle and High Franconian, and eventually developed into the literary German language. The Written Standard of New High Ger- man was established after the Reformation (16th c.), though no Spoken Standard existed until the 19th c. as Germany remained politically di- vided into a number of kingdoms and dukedoms. To this day German is remarkable for great dialectal diversity of speech. The High German language in a somewhat modified form is the national language of Austria, the language of Liechtenstein and one of the languages in Luxemburg and Switzerland. It is also spoken in Alsace and Lorraine in France. The total number of German-speaking people approaches 100 million. § 45. Another offshoot of High German is Yiddish. It grew from the High German dialects which were adopted by numerous Jewish communi- ties scattered over Germany in the 11th and 12th c. These dialects blended with elements of Hebrew and Slavonic and developed into a separate West Germanic language with a spoken and literary form. Yiddish was exported from Germany to many other countries: Russia, Poland, the Baltic states and America. . . § 46. At the later stage of the great migration period — in the 5th c. — a group of West Germanic tribes started out on their invasion of the British Isles. The invaders came from the lowlands near the North Sea: the Angles, part of the Saxons and Frisians, and, probably, the Jutes. Their dialects in the British Isles developed into the English language.The territory of English was at first confined to what is now known as England proper. From the 13th to the 17th c. it extended to other arts of the British Isles. In the succeeding-centuries English spread overseas to other continents. The first English written records have come down from the 7th c., which is the earliest date in the history of writing in the West Germanic subgroup (see relevant chapters below). § 47. The Frisians and the Saxons who did not take part in the in- yasion of Britain stayed on the continent. The area of Frisians, which at one time extended over the entire coast of the North Sea, was reduced under the pressure of other Low German tribes and the influence of their dialects, particularly Low Franconian (later Dutch). Frisian has sur- vived as a local dialect in Friesland (in the Netherlands) and Ostiries- land {the Federal Republic of Germany). It has both an oral and written form, the earliest records dating from the 13th c. § 48. in the Early Middie Ages the continental Saxons formed a powerful tribe in the lower basin of the Elbe. They were subjugated by the Franks and after the breakup of the Empire entered its eastern sub- division. Together with High German tribes they took part in the east- ward drive and the colonisation of the former Slavonic territories. Old Saxon known in written form from the records of the 9th ¢. has survived as one of the Low German dialects. § 49. The following table shows the classification of old and modern Germanic languages. - Table Germanic Languages East Germanic| North Germanic West Germanic Old Germanic] Gothic (4th c.)} Old Norse or Old) Anglian, Frisian, Ju- languages | Vandalic Scandinavian tish, Saxon, Fran- (with dates| Burgundian (2nd-3rd_c.) conian, High Ger- oj the ear- Old Icelandic man (Alemanic, liest re- (2th c.) Théringian, Swa- cords) Old Norwegian vian, Bavarian) (sth c) Old English (7th c.) Old Danis Old Saxon (9th c.) (13th ¢.) Old High German Old Swedish (8th. c.} (3th cy Old Dutch (i2th c.) Modern Ger- |No living lan-| icelandic English Manic lan-| guages Norwegian German guages Danish Netherlandish Swedish Afrikaans Faroese Yiddish Frisian 2 3a, 2449, 33Chapter HI , LINGUISTIC FEATURES OF GERMANIC LANGUAGES Preliminary Remarks § 50. All the Germanic languages of the past and present have com- mon linguistic features; some of these features are shared by other groups in the IE family, others are specifically Germanic. The Germanic group acquired their specific distinctive features alter the separation of the ancient Germanic tribes from other IE tribes and prior to their further expansion and disintegration, that is during the period of the PG parent-language. These PG features inherited by the descendant languages, represent the common features of the Ger- manic group. Other common features developed later, in the course of the individual histories of separate Germanic languages, as a result of similar tendencies arising from PG causes. On the other hand, many Germanic features have been disguised, transformed and even lost in later history. PHONETICS Word Stress § 51. The peculiar Germanic system of word accentuation is one of the most important distinguishing features of the group; it arose in PG, was fully or part!y retained in separate languages and served as one of the major causes for many Hingnistic changes. It is known that in ancient IE, prior to the separalion of Germanic, there existed two ways of word accentuation: musical pitch and force stress. The position of the stress was free and movable, which means that it could fall on any syllable of the word—a root-morpheme, an affix or an ending — and could be shifted both in form-building and word-building (cf. R démox, Oomd, Jomoenixams, dbma). Both these properties of the word accent were changed in PG. Force or expiratory stress (also called dynamic and breath stress) became the only type of stress used. In Early PG word stress was still as movable as in ancient IE but in Late PG its position in the word was stabilised. The stress was now fixed on the first syllable, which was usually the root of the word and sometimes the prefix; the other syllables — suf- fixes and endings — were unstressed. The stress could no longer move either in form-building or word-building. These features of word accent were inherited by the Germanic lan- guages, and despite later alterations are observable today. In Mod E there is a sharp contrast between accented and umaccented syllables due to the force of the stress. The main accent commonly falls on the root-morpheme, and is never shifted in building grammatical forms. The following English and German words illustrate its fixed posilion in grammatical forms and derived words: 34English: become, be’ coming, over'come; ‘lover, ‘loving, be’ loved; German: ‘Liebe, ‘lieben ‘itebte, ge’ tiebt, ‘ ieberhaft, ‘Liebling. . {CL these native words with words of foreign origin which move the stress in derivation, though never in form-building: ex'hibit v, exhi’ bi- tion n). § 52. The heavy fixed word stress inherited from -PG has played an important role in the development of the Germanic languages, and especially in phonetic and morphological changes. Due to the difference in the force of articulation the stressed and unstressed syllables under- went widely different changes: accented syllables were pronounced with great distinctness and precision, while unaccented became less distinct and were phonetically weakened. The differences between the sounds in stressed position were preserved and emphasised, whereas the con- trasts between the unaccented sounds were weakened and lost. Since the stress was fixed on the root, the weakening and loss of sounds mainly affected the suffixes and grammatical endings. Many endings merged with the suffixes, were weakened and dropped. Cf, e.g., the reconstructed PG word ‘fish’, with its descendants in Old Germanic languages: PG “fiskaz, Gt fisks, O Icel fiskr, OE fisc. (The asterisk * is placed before reconstructed hypothetical forms which have not been found in written records; the words may he pro- nounced exactly as they are written; spelling in Old Germanic languages was phonetic). Vowels § 53. Throughout history, beginning with PG, vowels displayed a strong tendency to change. They underwent different kinds of allera- tions: quatitative and quantitative, dependent and independent. Quatt- tative changes affect the quality of the sound, e.g.: loca] or [p>fl; quantitative changes make long sounds short or short sounds jong, ¢.g.: [i> is], 11 It>1); dependent changes (also positional or combinative) are re- stricted to certain positions or phonetic conditions, for instance, a sound may change under the influence cf the neighbouring sounds or in a certain type of a syllable, independent changes — also spontaneous or regular — take place irrespective of phonetic conditions, i.e. they affect a certain sound in all positions. From an early date the treatment of vowels was determined by the nature of word stress, ‘In accented syllables the oppositions between vowels were carefully maintained and new distinctive features were introduced, so that the number of stressed vowels grew. In unaccented positions the original contrasts between vowels were weakened or lost; the distinction of short and long vowels was neutralised so that by the age of writing the long vowels in unstressed syllables had been shortened. As for originally short vowels, they tended to be reduced to a neutral Sound, losing their qualitative distinctions and were often dropped in unstressed final syllables (see the example *fiskaz in § 52). § 54. Strict differentiation of long and short vowels is commonly Tegarded as an important characteristic of the Germanic group. The 35contrast of short and long vowels is supported by the different directions of their changes. While long vowels generally tended to become closer and to diphthongise, short vowels, on the contrary, often changed into more open sounds. These tendencies can be seen in the earliest vowel changes which distinguished the PG vawel system from its PIE source. IE short [o] changed in Germanic into the more open vowel [a} and thus ceased to be distinguished from the original IE [a]; in other words in PG they merged into [o}. The merging of long vowels proceeded in the opposite direction: IE long [a:] was narrowed to lo:] and merged with tol The examples in Table | illustrate the resulting correspond- ences of vowels in parallels from Germanic and non-Germanic languages (more apparent in Old Germanic languages than in modern words, for the sounds have been modified in later history). Tabie f Independent Vowel Changes in Proto-Germanic Change E illustraied Exomeles ere | PG Non-Germanic Germanic | | Old Modern HOwb natt, OHG naht R ory; Moub Gt magan, OE | Sw md, NE may mazan, maeg £ mater, R mare | O fcel médir, OE | Sw moder, NE médor mother O Jud bhrata, L| Gt bropar, O Icel| Sw broder, NE ° a |L nox, /r nochd, R Gt nahts, O fcef | Sw nati, G Nacht ar} a: frater, R Opar brédiz, O£ brdgor| brother § 55. In Jater PG and in separate Germanic languages the vowels displayed a tendency to positional assimilative changes: the pronunciation of a vowel was modi- fied under the influence of the following or preceding consonant; sometimes a vowel was approximated more closely to the following vowel. The zesulting sounds were phonetically conditioned ailophones which could eventually coincide with another phoneme or develop into a new phoneme. The earliest instances of progressive assimilation were common Germanic muta- tions; they occurred in Late PG before its disintegration or a short time after. In certain phonetic conditions. namely before the nasa) [n] and before |i} or {j] in the next syllable the short [e], [i} and [uj remained or became close (i.e, appeared as {i} and |0)), while in the absence of these conditions the more open allophones were used: {e] and [ol, respectively. Later, these phonetic conditions became isre- levant and the allophones were phonologised. 36Table 2 Mutation of Vowels in Late PG Examples Change Germanic iliustrated Non-Germanie | old Modern PIE G | L ventus, & setep| Gt winds, O ced | Sw vind, NE wind i vindr, O£ wind E edil, R ecr OHG izit, OF itep, | G ift, NE eats, e Ledere, Rectrs} 0 cel eta, OE | G essen, NE eat e etan u | Lith sunus, R cun| O Icef sunr, OF | Sw son, NE son u { sunu o | Celi hurnan O Icet, OE horn | NE horn, Sw horn! §56. After the changes, in Late PG, the vowel system contained the following sounds: SHORT VOWELS i e a ° w LONG VOWELS i e: a a ut It is believed that in addition to these monophthongs PG had a set of diphthongs made up of more open nuclei and closer glides: [ei], (ail, teu], tau] and also [iu]; nowadays, however, many scholars inter- pret them as sequences of two independent monophthongs. CONSONANTS, PROTO-GERMANIC CONSONANT SHIFT § 57. The specific peculiarities of consonants constitute the most re- markable distinctive feature of the Germanic linguistic group. Compa- tison with other languages within the IE family reveals regular cor- respondences between Germanic and non-Germanic consonants. Thus we regularly find [f] in Germanic where other JE languages have IpJ; ch. eg., E fudl, R roamed, Fr plein; wherever Germanic has |p], cognate words in non-Germanic languages have {b] (cf. E pool, R 6o- 4omo}. The consonants in Germanic look ‘shifted’ as compared with the consonants of non-Germanic languages. The alterations of the con- sonants took place in PG, and the resulting sounds were inherited by the languages of the Germanic group. The changes of consonants in PG were first formulated in terms of a phonetic law by Jacob Grimm in the early {9th c. and are often called Grimm's Law. It is also known as the First or Proto-Germanic As shown in § 84 iE {ax} became [o:]; the new [a:] developed from short {a] before nasals and also from the open [é:] in West and North Cermanic. 37consonant shift (to pe distitiguished from the 2nd shift which took place in OHG in the 9th ¢.). . By the terms of Grimm's Law voiceless plosives developed in PG into voiceless fricatives (Act 1); IE voiced plosives were shifted to voice- less plosives (Act II) and IE voiced aspirated plosives were reflected {See Note 1 to Table 3) either as voiced fricatives or as pure yoiced plo- sives (Act 111), Tabie 3 Consonant Shift in Proto-Germanic (Grimm’s Law) Examples Correspon- Germanic dence itus- trated Non-Germanic Old Modern PIE| PG ACT I P i | L pes, pedis Gt fStus, O Feed | Sw fot, NE foot _idtr, OF fat G Fug R rena OE fam G Peim, NE foam L piscis, R nec- | Gt fisks, OF fisc | G Fisch, NE fish Kapb t @ {ZL tres, R rp Gt preis, O feel | Sw tre, G drei, —_ prir, OE préo | NE three L tu, Fe tu, Rtet| Gt pu, OF pi G Sw da, NE thou k x {£ cor, cordis, Fr | Gt hairto, G fced | G Herz, NE heart coeur, Rcepane| hjarta, O£ heort| £ canis Gthunds, OF hund} G Hund, NE hound, R wonona OE holt G Holz, NE holt ACT If b p | Lith bala, R Gonoro| OG piual, OF pil) G Pfukl, NE pool Liabare, R caa6nit} Gt slepan, O&|G = schlafen, NE sl&pan sleep d t |£ decem, fr dix, | Gf tafhun, O Ice | Sw tio, G zehn, R decatb tiu, O£ tien NE ten Fr deux, R asa | OF twa NE two Z edere, R ena Gt itan, OF etan | Sw dta, NE eat “ vidére, R ee- | O€ witan G wissen, NE wit HaTb, BULeTb g k | £ genu, Fr genous O€ cnéo, Gf kniu| NE knee, G Knie £ ager Gt akrs, O /cel akr,| Sw aker, NE acre OE acer L iugum, R uro j Gt juk, O/cet ok,| Sw ok, NE yoke { OE 3e0c 38Examples Correspon- Germanic dence illu- strated Non-Germanic ou Modem ACT Til . pht | v | O fad bhrita, L | Gt bropar, O [cel | Sw broder, G Bru- ~ (or b)} = frater, R Opat brédir, OE der, NE brother bropor L ferre, R Gepy | Gé bairan, OF be-| G gebdren, NE tan bear Fr future, R 6pith ong bin, bist, O£) G bin, bist, NE be on dh | © | O Ind rudhira, R| Gt raups, O feel |G rot, Sw réd, (or d)} paetb taudr, OZ réad| NE red O Ind madhyas, | Gt midjis {8}, OF | G Méitel, NE mid- L medius middel dle R zenath Gt gadeps, OE | NE deed, do dé&d, don gh) y | Lhostis, R rocte | Gt gasts, O [cel | Sw gdst, G Gast, (or g) gestr, OE giest NE guest L (leg-) lectus, R | Gt ligan {y}, 0 fcel] G ffegen, NE lie ganerath liggja, O£ licgan| O Ind vaha, L via,| Gt wiga [y], 0 Icel} Sw vag, G Weg, R sean vegr, OE wes NE way 1It is assumed that PIE contained sets of aspirated plosives opposed to pure non-aspirated plosives: (bh, dh, gh] vs [b, d, g] as well as [ph, th, kh] vs Ip. t, k]. The voiceless [pi th, kh] are not included in the shift. ‘since they behaved Ske the corresponding pure plosives (p, t, k| and probably were not distinguished in West IE. § 58. Another important series of consonant changes in PG was discovered in the late 19th c, by a Danish scholar, Cari Verner. They are known as Verner’s Law. Verner’s Law explains some correspondences of consonants which seemed to contradict Grimm's Law and were for a long time regarded as exceptions. According to Verner’s Law all the early PG voiceless fricatives [f, 8, x] which atose under Grimm's Law, and also fs} inherited from PIE, became voiced between vowels if the preceding vowel was unstressed; in the absence of these conditions they remained voiceless. The voicing occurred in early PG at the time When the stress was not yet fixed on the root-morpheme. The process of Voicing can be shown as a step in a succession of consonant changes in Prehistorical reconstructed forms; consider, &.g. the changes of the second consonant in the word father: 9PIE Early PG Late PG “pa‘ter > “afar >> faSar > >> *fadar Verner's Law accounts for the appearance of voiced fricative or its later modifications Id] in place of the voiceless 10] which ought to be expected under Grimm's Law. In late PG, the phonetic conditions that caused the voicing tad disappeared: the stress had shifted to the first syllable, Table 4 Voicing of Fricatives in Proto-Germanic (Verner’s Law) Change illus- trated Examples Non- PIE PG Germanic Germanic Farly Late : | old modern Pp f>v E caput Gt haubip, O | Sw Aueud, G leet haufod, OE | Haupt, NE head héafod ty} L septen Gt sibun, OE seo-| G sieben, NE seven fon [v] t O>a,d | O Ind Gt hund, O Ice! |G Hundert, Sw satam, hundrad, OF hundrade, NE R cro hund hundred £ pater, Géiadar [8], O feel) G Vater, Sw fader, O ind pita fadir, OF fader | NE father k | x>¥4,2@ | Leunctari O Icel hanga, OE | Sw hanga, NE hangian han, Z socrus, Gt _swaihro, OHG | G Schwager Resexposs| swigur, OF swezer L auris, Gt auso, O Jeel| Sw dra, G Ohr, Lith ausis eyra, OF e@are NE ear ” a Vv s (Note: [z] in many languages became {r}) 89. As a result of voicing by Verner's Law there arose an interchange of consonants in the grammatical forms of the word, termed grammatical inierchange. Part of the forms retained a voiceless fricative. while other forms — with a difie- rent position of stress in Early PG — acquired a voiced fricative. Both consonants could undergo later changes in the OG languages, but the original difference be- tween them goes back to the time of movable word stress and PG voicing. The interchenges can be seen in the principal forms of some OG verbs, though even at that time most of the interchanges were levelied out by angtogy. 40Table 5 Grammatical Interchanges of Consonants caused by Verner’s Law Interchange Principal Jorms of the verbs ‘ Past Tense OG Infini- Oo | PO | languages tive « pr [Partietpte TH Ne f~v |OHG f~b| heffen huob { huobun | gi-haban | heave 8~5 |OF a/5~d) seotan séad. | sudon | soden seethe x~y |O Icel, sla slé slégum | sleginn OE x~7| sléan slag slégon | slagen slay s~z | OE sfa~r) céosan céas curon coren choose Note that some Mod E words have retained traces of Verner’s Law, ¢. 2. seethe -— sodden; death —~ dead; raise sear; was —~ were, Interpretation of the Proto-Germanic Consonant Shift § 80. The causes and mechanism of the PG consonant shift have been a matter of discussion ever since the shift was discovered. When Jacob Grimm first formulated the law of the shift he ascribed it to the allegedly daring spirit of the Germanic tribes which manifested itself both in their great migrations and in radical linguistic innovations. His theory has long been rejected ag naive and romantic. Some philologists attributed the shift to the physiological peculiarities of the Teutons, namely the shape of their glottis: it jered from that of other IE tribes, and the pronunciation of consonants wes modified. Other scholars maintained that the consonant shift was caused by a more energelic articulalion of sounds brought about by the specifically Germanic force word stress. Anolher theory suggested that the articuiation of consonants in Germanic was, on the contrary, marked by lack of energy and tension. The theory of “linguistic substratum” which was popula with many 20th c. linguists, attributes the PG consonant changes —as well as other, Germanic inno- vations— to the influence of the speech habits of pre-Germanic gopulation in the areas of Germanic settlement. The language of those unknown tribes served as a sort of substratum (‘under-layer’) for the would-be Germanic tongues; it intermixed with the language of the Teutons and left certain traces in PG. This hypothesis can be neither coniirmed nor disproved, since we possess no information about the language of pre-IE inhabitants of Western Europe. According to recent theories the PG consonant shift could be caused by the internal requirements of the language system: the need for more precise phonemic distinction reliable in all phonetic conditions. Before the shift (according to J. Kurylowicz) the opposition of voiced and voiceless plosives was neutralised (that is, Tost) in some positions, namely before the sound [s]; therefore new distinctive features arose in place of or in aédition to sonority. {p, t, k} changed into (3, 0, x) and hegan to be contrasted to (b, d, g] not only through sonority but also through the manner of articulation as [ricatives to plosives. This change led to further changes: since [f, 0, x] were now opposed to [b, 4 A through their Srica- tive character, sonority” became irrelevan! tor phonemic distinction and Jb, d, &] were devoiced: they changed into [p, t, k), respectively. That is how the initia step stimulated further changes and the entire system was shifted. It is essential that throughout the shift the original pattern of the consonant system was preserved: arthree rows of noise consonants were distinguished, though instead of oppos though sonority consonants were opposed as fricatives to plosives. (For a critical review of various theories see «Cpapavrempuaa TpaMmaTika TepMaHcKKX aautxens, M., 1962, KH. UI, 4. Tra. 1, 7.18.5.) Anether explanation based on the structural approach to language interprets the role of the language system from a different angle. Every subsystem in lan- guage tends to preserve a balanced, symmetrical arrangement: if the balance is bro- ken, it will soon be restored by ‘means of new changes. After the replecement of {p,'t, k] by Hf, 9, K) the positions of the voiceless [p, t, k] in the consonant system were feft ‘vacant; to fill the vacuums and restore the equilibrium [>, d, g] were devoiced into [p, t, k]. Ia their ‘ura the vacant positions of [b, d, g] were filled again in the succeeding set of changes, when [bh, dh, ghj lost their aspirated character. This theory, showing the shift as a chain of successive steps, fails to account for the initial push § G1. The chronotogy of the shift and the relative order of the changes includ- ed in Grimm’s Law and Verner’s Law, has also aroused much interest and specu- lation. It is believed that the consonant shift was realised as a series of successive steps; it hegan first on part of Germanic territories and gradually spread over the whole area. Tie change of {p, t. k] into fricatives is unanimously regarded as the earliest step—the first act of Grimm's Law; it was followed, or, perhaps, aecom: panied by’ the voicing of fricatives (Verner’s Law), Linguists of the igth c. were inclined to refer the voicing of fricatives to a far Jater date than the first act of Grimm's Law. However, there are no grounds to think that the effect of word stress and intervocal position on sonority could have been much delayed. In all probability, the IE plosives splil into voiced and voiceless sounds soon after they had acquired their firicetive character or even during that process. The order of the other two steps (or acts of Grimm's Law) varies in different descriptions of the shift. GRAMMAR Form-building Means § 62. Like other old IE languages both PG and the OG languages had a synthetic grammatical structure, which means that the relationships between the parts of the sentence were shown by the forms of the words rather than by their position or by auxiliary words. In later history all the Germanic languages developed analytical forms and ways of word connection. In the early periods of history ihe grammatical forms were built in the synthetic way: by means of inflections, sound interchanges and suppletion. The suppletive way of form-building was inherited from ancient IE, it was restricted to a few personal pronouns, adjectives and verbs. Compare the following forms of pronouns in Germanic and non- Germanic Janguages: L Fr Rg Gt Olcet CE NE ego je A ik ek ic I mei mon meua meine min min my, mine inihi me, moi Mie mis mér omé me The principal means of form-building were inflections. The inflec- tions found in OG written records correspond to the inflections used in non-Germanic languages, having descended from the same original JE 42,rototypes. Most of them, however, were simpler and shorter, as they had been shortened and weakened in PG. The wide use of sound interchanges has always been a characteristic feature of the Germanic group. This form-building (and word-building) device was inherited from IE and became very productive in Germanic. In various forms of the word and in words derived from one and the same root, the root-merpheme appeared as a set of variants. The consonants were relatively stable, the vowels were variable.1 Table 6 shows the variability of the root *der- in different grammatical forms and words. Table 6 Variants of the Root *ber- Modern Germanic languages G | NE Old Germanic languages OE Sw Gi | O feet forms of | bairan | bera |beran | bara | gebdren | bear the verb | bar bar baer bar gebar bore (sg) bear berum | barum |b&ron } buro {p}) batrans } borinn | boren | buren | geboren | born birp bears other barn’ barn | bearn | barn } Geburt barn (dial words . ‘child’) from the | batir burdr | gebyrd birth ame root byrd Vowel Gradation with Special Reference to Verbs § 68. Vowel interchanges found in Old and Modern Germanic lan- guages originated at different historical periods. The earliest set of vowel interchanges, which dates from PG and PIE, is called vowed grada- tion or ablaut. Adlaut is an independent vowel interchange unconnected with any phonetic conditions; different vowels appear in the same en- Vironment, surrounded by the same sounds (all the words in Table 6 are examples of ablaut with the exception of the forms containing [i] and [y] which arose from positional changes, Vowel gradation did not reflect any phonetic changes but was used as a special independent device to differentiate between words and gram- matical forms built from the same root. —___ ‘ Consonant interchanges were also possible bul rare. They appeared in PG ue yrs of fricatives under Verner's Law but were soon levelled out 8BAblaut was inherited by Germanic from ancient JE, The principal gradation series used in the IE languages ~— le~ol — can be shown in Russian examples: necmu~xowa. This kind of ablaut is called quad- itative, as the vowels differ only in quality. Alternation of short and long vowels, and also alternation with a “zero” {i.e. lack of vowel) re- present quantitative ablaut: Prolonged grade Normal or (ul! grade Reduced grade (zero grade) {long vowel) (short vowel) (neutral vowel or loss of vowel) é e £ légi ‘elected’ lego ‘elect’ R— eno Gepy — cbop Opar The Germanic languages employed both types of ablaut — quali- tative and quantitative, — and their combinations. In accordance with vowel changes which distinguished Germanic from non-Germanic the gradation series were modified: IE le~o] was changed to [efi~al]; likewise, quantitative ablaut la~a:] was reflected in Germanic as a quantitative-qualitative series [a~o:] (for relevant vowel changes see $53, 54), Quantitative ablaut gave rise to a variety of gradation series in Germanic owing to different treatment of the zero-grade in various phonetic conditions. § 64. Of all its spheres of application in Germanic ablaut was most consistently used in building the principal forms of the verbs called strong. Each form was characterised by a certain grade; each sel of principal forms of the verb employed a gradation series. Gradalion vowels were combined with other sounds in different classes of verbs and thus yielded several new gradation series. The use of ablaut in the principal forms of ‘bear’ was shown in Table 6. The Gothic verbs in Table 6 give the closest possible approximation to PG gradation series, which were inherited by all the OG languages and were modified in ac- cordance with later phonetic changes (see OF strong verbs § 200-203) Table 7 Examples of Vowel Gradation in Gothic Strong Verbs 1E e ° zero zero PG. efi a zero zero Principal Infinitive | Past eg | Past pl | Participle II Class f reisan rais risum risans NE rise Class 2 kiusan kaus kusum kusans choose Class 3 bindan band bundum bundans’ bind 4465. The use of ablaut in the sphere of grammar was not confined to the root-vowels of strong verbs. The gradation series (eji~al ac- counts for the interchange of vowels in some grammatical endings in the noun and verb paradigms. This gradation series is found, e.g. in the following noun-endings: PG Nom. sg — *-az, Gen.sg -*eso/-iso (the yowels represent different grades of ablaut of the suffix -a — see § 67). The same series [e/i~a} is found in the endings of many verbs (called thematic in contrast to athematic verbs, which did not contain any vo- calic element), e.g. Present Tense — and p. sg Gt -is — OE -est 3rd p. sg Gt -ip — OE -(i)p pl Gt -and — OE -ad Simplification of Word Structure in Late Proto-Germanic. Role of Stem-suffixes in the Formation of Deciensions § 66. Some changes in the morphological structure of the word in Late PG account for the development of an elaborate system of declen- sions in OG languages, and for the formation of grammatical endings. Originally, in Early PG the word consisted of three main component parts: the root, the stem-suffix and the grammatical ending. The stem- suflix was a means of word derivation, the ending —a marker of the grammatical form. In’ Late PG the old stem-suffixes lost their deriva- tional force and merged with other components of the word, usually with the endings. The word was simplified: the three-morpheme struc- ture was transformed into a two-morpheme structure. The original gram- matical ending, together with the stem-sulfix formed a new ending: STEM So Proto—_ ste grammatical Germanic sulfix ending 2M ermanic Ee grammatical ending €&g. PG *fisk-a-z Gt fisks (NE fish) PG *mak-Gj-an OE mac-ian, Past Tense mae-ode (NE make, made) _ Gn Gt fisks the stem-suffix was dropped, in OF macian, macode it merged with the ending, preserving one of the sounds — [i] or {o0].) The simplification of the word structure and the loss of stem-suffixes 45as distinct components was facilitafed — or, perhaps, caused — by the heavy Germanic word stress fixed on the root. § 67. Most nouns and adjectives in PG, and also many verbs, had stem-forming suffixes; according to stem-suffixes they fell into groups, or classes: a-stems, i-stems, é-stems, etc. This grouping accounts for the formation of different declensions in nouns and adjectives, and for some differences in the conjugation of verbs. Groups of nouns with different stem-suffixes made distinct types of declension. The original grammatical endings were alike for most nouns, e.g. Nom, sg -z, Dat. -i, Acc. -m. When these endings fused with different stem-suffixes, each group of nouns acquired a different set of endings. The division of nouns into declensions resting on the stem-suf- fixes is not peculiar te Germanic alone; it is also found in other TE lan- guages (some types of declension in Gérmanic correspond to certain de- clensions in non-Germanic languages, e.g. 6- stems correspond to the first declension in Latin and Russian (their stem-suffix is -a: Germanic -6 has developed from IE -@, Germanic a-stems correspond to the second declension in Latin and in Russian (o-stems in both these languages, since IE jo} became [a] in Germanic). The Germanic languages preserved the old classification of nouns with great accuracy, added other distinctive features to the noun para- digms and, as a result, had a complicated system of noun declensions in the early periods of history. Streng and Weak Verbs § 68. The bulk of the verbs in PG and in the OG languages fall into two large groups called strong and weak. The terms strong and weak were proposed by J. Grimm, he called the verbs strong because they had preserved the richness of form since the age of the parent-language and in this sense could be contrasted to weak verbs lacking such variety of form. From the verbs the terms were extended to noun and adjective declensions. The main difference between these groups lies in the means of building the principal forms: the Pres- ent tense, the Past tense and Participle IT. The strong verbs built their principal forms with the help of root vowel interchanges plus certain grdmmatical endings; they made use of IE ablaut with certain modifi- cations due to phonetic changes and environment (see § 64). § 69. The weak verbs are a specifically Germanic innovation, for the device used in building their principal forms is not found outside the Germanic group. They built the Past tense and Participle 1H] by inserting a special suffix between the root and the ending. The suffix — PG -3 — is referred to as the dental suffix, as 0) is an interdental fric~ ative consonant. The use of the dental suffix is seen in the following forms of weak verbs in OG languages: Infinitive Past Tense Participte 1 NE Gt domjan- domida [5] domips deem, deemed O Icel kalla —_—kallada kalladr call, cailed OE macian macode macod make, made 6The dental suffix 13, 0, d] is a marker of the Past and Participle 11; it is preceded by remnants of the old stem-suifixes: -i- in the Gt domida, -o- in OF macede. The weak verbs formed several classes with different stem-suffixes, in the same way as nouns fel! into deciensions. VOCABULARY § 70. Until recently it was believed that the Germanic languages had a large proportion of words, which have no parallels in other groups of the TE family. Recent research, however, has revealed numerous non- Germenic parallels for words formerly regarded as specifically Germanic. It appears that Germanic has inherited and preserved many JE features in lexis as well as at other levels. The most ancient etymological layer in the Germanic vocabulary is made up of words (or, more precisely, roots) shared by most IE lan- guages. They refer to a number of semantic spheres: natural phenomena, plants and animals, terms of kinship, verbs denoting basic activities of man, some pronouns and numerals; in addition to roots, the common JE element includes other components of words: word-building affixes and grammatical inflections. Numerous examples of parallels belong- ing to this layer were quoted above, to show the sound correspondences in Germanic and non-Germanic languages (§ 54, 55, 57, 58). § 71. Words which occur in Germanic alone and have no parallels outside the group constitute the specific features of the Germanic lan- guages, they appeared in PG or in later history of separate languages from purely Germanic roots, Semantically, they also belong to basic spheres of Iife: nature, sea, home life. Like the IE layer the specifically Germanic. layer includes not only reots but also affixes and word-build- ing patterns. The examples in Table 8 illustrate Germanic words, whose roots have not been found outside the group, and some word-building patierns which arose in Late PG. Those are instances of transition from Table 8 Specifically Germanic Words and Word Building Patterns Old Germanic languages Modern Germanie languages Gt O Keel OHG OE Sw c NE hus hits his has hus Haus house drigkan drekka trinkan drinean | dricka teinken = drink Jand Jand lant land land Land fend saiws séer séo sé jd See sea _— visdéme wistuom wisdGm | visdom wisdom {jands- fiands- {féond- | fiendskap Feind- ‘hostility’ kapr café scipe schaft (cf. fiend)compound words into derived words; they show the development of new suffixes ~- from root-morphemes — ai the time when many old deri- vational stem-suffixes had lost their productivity and ceased to be distin- guished in the word structure. The new suffixes made up for the loss of stem-suffixes. (Though some of these words have no direct descendants we find the same suffixes in other formations: G Irrium, Freundschaft, NE friend. ship — the roots may be common IE but the suffixes are specifically Germanic (vis- is related to R eedams, fréond to R npusameao). § 72. Both etymological layers of the vocabulary — the IE and the specifically Germanic layer — are native words. In addition to native words the CG languages share some borrowings made from other ‘an- guages. Some of the early borrowings are found in all or most languages of the group; probably they were made at the time when the Germanic tribes lived close together as a single speech community, that is in Late PG. It is known that the name of the metal iron was borrowed from the Celtic languages in Late PG; cf. Celt isarno, Gt eisarn, O Ice) isarn, OE isen, iren. (The Teutons may have learnt the processing of iron from the Celts.) A large number of words must have been borrowed from Latin prior to the migration of West Germanic tribes to Britain. These words reflect the contacts of the Germanic tribes with Rome and the influence of the Roman civilisation on their life; they mostly refer to trade and warfare, e.g.: - L pondd, Gt pund, O Icel pund, OE pund, NE pound L prunus, © Icel pléma, OE pliime, NE plum L strata via, OHG straza, OS strata, OE strzt, NE street (For a more detailed discussion of early Latin borrowings see Ch. X.) QUESTIONS AND ASSIGNMENTS 1. Name the closest linguistic relations of English. ~. 2. Account for the following place-names: Germany, Saxony, Bavaria, Anglia, Thuringia, Swabia, Gothenburg, Gothland, Burgundy, Alte- magne (Fr for Germany), Gotha, Jutland, France, Frankfurt, Normandy, Anglesea, England. . 3. Analyse the shifting of word stress in word-building and form- building and point out the words which can illustrate the original Ger- manic way of word accentuation: read, reading, re-read, readable; bear v., bearer, unbearable; satisfy, satisfaction, unsatisfactorily; circumstance, circumstantial, circumstantiality. . 4, Explain the sound correspondence in the following parallels from Germanic and non-Germanic languages (the sounds are italicized). R 6omb OE balu ‘mischief’; R comp G Salz ‘salt’ L gena OE cin [kin] (NE chin) L pecus Gt faihu, OE feoh {NE fee) R wazok NE naked, G nackt 48R npwatens NE friend R depeso Gt friu, NE free L domare NE ¢ame 5. Analyse the consonant correspondences in the following groups of words ‘and classify the words into Germanic and non-Germanic: foot, pedal, pedesirian; teofold, double, doublet, twin, brotherly, fra- ternal; tooth, dental, dentist; canine, hound; hearty, cordial; three, trinity; decade, decimals, fen; agriculture, acre; agnostic, know; tame, domestic. 6. Why can examples from the Gothic language often be used to illustrate the PG slate while OE and OHG examples are less suitable for the purpose? 7. Classify the following Mod E verbs into descendants of the strong yerbs and the weak verbs (Note that the PG -d- became d or ¢ in English); sing, live, rise, took, answer, speak, run, shake, warn. 8. Prove that suppletion is an ancient way of form-building which goes back to the epoch of the PIE parent-language. 9. We can infer a good deal about the culture of the people, their social structure and geographical conditions from the words of their language. What can be reconstructed of the life of the Teutons from the following list of English words, whose cognates are found in other Ger- manic languages: borough, brew, broih, cliff, earl, east, lore, king, knead, north, sea, seal, ship, south, steer, strand, tin, were, west, whale, wheal? Chapter IV CHRONOLOGICAL DIVISIONS IN THE HISTORY OF ENGLISH. SHORT SURVEY OF PERIODS § 73. The historical development of a language is a continuous unin- terrupted process without sudden breaks or rapid transformations, There- fore any periodisation imposed on language history by linguists, with precise dates, might appear artificial, if not arbitrary. Yet in ali Jan- guage histories divisions into periods and cross-sections of a certain length, are used for teaching and research purposes. The commonly ac- cepted, traditional periodisation divides English history into three pe- riods: Old English (OE), Middle English (ME) and New English (NE), with boundaries attached to definite dates and historical events affect- ing the ianguage. OE begins with the Germanic settlement of Britain (th c.) or with the beginning of writing (7th c.) and ends with the Nor- man Conquest (1066); ME begins with the Norman Conquest and ends on the introduction of printing (1475), which is the start of the Modern ont a English period (Mod E or NE}; the New period lasts to the pres- lay. The amendments proposed to the traditional periodisation shift the boundary lines or envisage other subdivisions within the main periods: it has been suggested that ME really began at a later date, c, 1150 4g{A. Baugh), for the effect of the Norman Conquest on the language could not have been immediate; another suggestion was that we should single out periods of transition and subdivide the three main periods into early, classical, and late (H. Sweet). Some authors prefer a division: of history by centuries (M. Schlauch) or a division inlo periods of two hundred years (B. Strang). It has been noticed that although language history is a slow uninter- rupted chain of events, the changes are not evenly distributed in time: periods of intensive and vast changes at one or many levels may be fol- lowed by periods ol relative stability. It seems quite probable that the differences in the rate of changes are largely conditioned by the linguistic situation, which also accounts for many other features of language evo- lution. Therefore division into chronological periods should take into account both aspects: external and internal (exira- and intralinguistic). The following periodisation of English history is partly based on the conventional three periods; it subdivides the history of the English language into seven periods differing in linguistic situation and the na- ture of linguistic changes. § 74. The first — pre-written or pre-historical — period, which may be termed Early Old English, lasts from the West Germanic invasion of Britain till the beginning of writing, that is from the 5th to the close of the 7th c. It is the stage of tribal dialects of the West Germanic invaders (Angles, Saxons, Jutes and Frisians), which were gradually losing contacts with the related continental tongues. The tribal dialects were used for oral communication, there being no written form of English. § 75. The evolution of the language in this period is hypothetical. It has been reconstructed from the written evidence of other Old Ger- manic Janguages, especially Gothic, and from later OE written records. It was the period of transition from PG to Written OF. Early OF lin- guistic changes, particularly numerous sound changes, marked OF off from PG and from other OG languages. § 76. The second historical period extends from the 8th c. till the end of the 11th. The English language of that time is referred to as Old English or Anglo-Saxon; it can also be called Written OE as compared with the pre-written Early OE period. The tribal dialects gradually changed into local or regional dialects. Towards the end of the period the differences between the dialects grew and their relative position altered. They were probably equal as a medium of oral communication, while in the sphere of writing one of the dialects, West Saxon, had gained supremacy over the other dialects (Kentish, Mercian and Northum- brian). The prevalence of West Saxon in writing is tied up with the rise of the kingdom of Wessex to political and cultural prominence. The lJanguage of this historical period is usually deserihed syn- chronically and is treated as a more or less stable system, though this assumption may be due to scarcity of evidence. Careful examination of OF texts has revealed increasing variation in the 10th and Jithe¢., which testifies to growing dialectal divergence and the historical instability of the: language. § 77. OE was a typical OG language, with a purely Germanic vo- 50cabulary, and few foreign borrowings; it displayed specific phonetic pe- culiarities, owing to intensive changes which took place in Early OE. As fat 2s grammar is concerned, OE was an inflected or “synthetic” janguage with a well-developed system of morphological categories, es- eciaily in the noun and adjective, and with an elaborate grouping of all inflected parts of speech into morphological classes. H. Sweet, a prominent English scholar of the late 19th ¢., called OE the “period of full endings” in comparison with later periods. The decline of the mor- phological system began in the Northern dialects in the 10th and 11th c. § 78. The third period, known as Early Middle English. starts after 1066, the year of the Norman Conquest, and covers the 12th, 13th and half of the 14th c. It was the stage of the greatest dialectal divergence caused by the feudal system and by foreign influences — Scandinavian and French. The dialectal division of present-day English owes its origin to this period of history. Under Norman rule the official language in England was French, or rather its variety called Anglo-French or Anglo-Norman; it was also the dominant language of literature. There is an obvious gap in the English literary tradition in the 12th c. The local dialects were mainly used for oral communication and were but Jittle employed in writing. Towards the end of the period their literary prestige grew, as English began to displace French in the sphere of writing, as well as in many other spheres. Dialectal divergence and lack of official English made a favourable environment for intensive linguistic change. . § 79. Early ME was a time of great changes at al! the levels of the language, especially in lexis and grammar. English absorbed two layers of lexical borrowings: the Scandinavian element in the North-Eastern area (due to the Scandinavian invasions since the 8th c.) and the French element in the speech of townspeople in the South-East, especiatly in the higher social strata (due to the Norman Conquest). Phonetic and gram- matical changes proceeded at a high rate, unrestricted by written tradi- tion, Grammatical alterations were so drastic that by the end of the period they had transformed English from a highly inflected language into a mainly analytical one; for the most part, they affected the nom- inal system. Accordingly, the role of syntactical means of word con- nection grew. § 80. The feurth period — from the later l4th c. till the end of the 15th — embraces the age of Chaucer, the greatest English medieval writer and forerunner of the English Renaissance. We may call it Late or Classical Middle English. It was the time of the restoration of English to the position of the state and literary language and the time of literary flourishing, The main dialect used in writing and Siterature was the mixed dialect of London. (The London dialect was originally derived from the Southern dialectal group, but during the [4th c. the southern traits were largely replaced by East Midland traits.) The literary authority of other dialects was gradually overshadowed by the prestige of the Lon- don written language. In periods of literary efflorescence, like the age of Chaucer, the pat- tern set by great authors becomes a more or less fixed form of language. 51Chaucer's language was a recognised literary form, imitated throughout the 15th c. Literary flourishing had a stabitising effect on language, so that the rate of linguistic changes was slowed down. At the same time the writlen forms of the language developed and improved. § 81. The written records of the late 14th and 15th c. testily to the growth of the English vocabulary and to the increasing proportion of French loan-words in English. The phonetic and grammatical structure had incorporated and perpetuated the fundamental changes of the pre- ceding period. Most of the inflections in the nominal system — in nouns, adjectives, pronouns —~ had fallen together. H. Sweet called Middle English the period of “levelled endings”. The verb system was expand- ing, as numerous new analytical forms and verbal phrases on the way to becoming analytical forms were used alongside old simple forms. § 82, The fifth period — Early New English — lasted from the in- troduction of printing to the age of Shakespeare, that is from 1475 to c, 1660. The first printed book in English was published by William Cax- ton in 1475. This period is a sort of transition between two outstanding epochs of literary efflorescence: the age of Chaucer and the age of Shake- speare (also known as the Literary Renaissance). It was a time of great historical consequence: under the growing capitalist system the country became economically and politically uni- fied; the changes in the political and social structure, the progress of culture, education, and literature favoured linguistic unity. The growth of the English nation was accompanied by the formation of the national English language. Caxton’s English of the printed books was a sort of bridge between the London Jiterary English of the ME period and the language of the Literary Renaissance. The London dialect had risen fo prominence as a compromise between the various types of. speech prevdiling in the coun- try and formed the basis of the growing national literary language. § 83. The Early NE period was a time of sweeping changes at all levels, in the first place lexical and phonetic. The growth of the vocab- ulary was a natural reflection of the progress of culture in the new, bourgeois society, and of the wider horizons of man’s activity. New words from internal and external sources enriched the vocabulary. Ex- tensive phonetic changes were transforming the vowel system, which resulted, among other things, in the growing gap between the written and the spoken forms of the word (that is, between pronunciation and spelling). The !oss of most inflectional endings in the 15th c. justifies the definition “period of lost endings” given by H. Sweet to the NE period. The inventory of grammatical forms and syntactical construc- tions was almost the same as in Mod E, but their use was different. The abundance of grammatical units occurring without any apparent restrictions, or regularities produces an impression of great “freedom of grammatical construction”. Perhaps the choice of forms was moti- vated in a given situation, but its reasons are hard to discern today, and they appear to be used in free variation. § 84. The sixth period extends irom the mid-I7th c. to the close of the 18th c. In the history of the fanguage it is often called “the age of 52normalisation and correctness”, in the history of literature — the “neo- classical” age. This age witnessed the establishment of “ttorms”, which can be defined as received standards recognised as correct at the given period. The norms were fixed as rules and prescriptions of correct usage in the numerous dictionaries and grammar-books published at the time and were spread through education and writing. Tt is essential that during the 18th c. literary English differentiated jnto distinct styles, which is a property of a mature literary language. Tt is also important to note that during this period the English language extended its area far beyond the borders of the British Isles, first of all to North America. § 85. Unlike the age of Shakespeare, the neo-classical period dis- couraged variety and free choice in pronunciation, vocabulary and gram- mar. The 18th c. has been called the period of “fixing the pronunciation”. The great sound shifts were over and pronunciation was being stabilised. Word usage and grammatical construction were subjected to restriction and normalisation. The morphological system, particularly the verb system, acquired a more strict symmetrical pattern. The formation of ylew verbal grammatical categories was completed. Syntactical struc- tures were perfected and standardised. § 86. The English language of the 19th and 20th c. represents the seventh period in the history of English — Late New English or Modern English. By the 19th c. English had achieved the relative stability typi- ca! of an age of literary florescence and had acquired all the properties of a national language, with its functional stratification and recognised standards (though, like any living language, English continued to grow and change). The classical language of literature was strictly distinguished from the loca) dialects and the dialects of lower social) ranks. The dialects were used in oral communication and, as a tule, had no literary tradition; dialect writing was limited to conversations interpolated in books composed in Standard English or to recording folklore. The 20th c. witnessed considerable intermixture of dialects. The local diatects are now retreating, being displaced by Standard English. The “best” form of English, the Recet ved Standard, and also the regional iodified standards are being spread through new channels: the press, Tadio, cinema and television. Nevertheless the two dimensions of synchronic functional stratifi- cation of English are as important as before; the horizontal stratitica- tion in Britain applies to modified regiona! standards and local dialects, while the vertical dimension reflects the social structure of the English- Speaking communities. The expansion of English overseas proceeded together with the growth of the British Empire in the 19the. and with the increased weight of the United States (after the War of Independence and the Civil War). English has spread to all the inhabited continents. Some geagraphical varieties of English are now recognised as independent variants of the language. § 87. In the 19th and 20th c. the English vocabulary has grown on an unprecedented scale reflecting the rapid progress of technology, 58science and culture and other multiple changes_in all spheres of man’s activities. Linguistic changes in phonetics and grammar have been con- fined to alterations in the relative frequency and distribution of linguistic units: some pronunciations and forms have become old-fashioned or even obsolete, while other forms have gained ground, and have been accept- ed as common usage. Though most of these changes are difficult to notice and to define, it is apparent that an English speaker of the 1950s or 1980s uses a form of Janguage different from that used by the characters of Dickens or Thackeray one hundred and fifty years ago. Therefore we may be fully justified in treating the 19th and 20th c. as one historical period in a general survey of the history of English. But in order to describe the kind of English used today and to determine the tendencies at work now, the span of the last thirty or forty years can be singled out as the final stage of development. or as a cross-section representing Present- day English. § 88. The following table gives a summary of the periods described above; the right column shows the correlation between the seven periods distinguished in the present survey and the traditional! periods. Table Periodisation of the History of English 1 [Early QE {also: Pre-writ] c. 450—-c. 700 1 | gp fen OE) | ENGLISH Il [OE (also; Written OE) | c. 700— 1066 ML |Early ME 1066—c. 1350 MIDDLE IV [ME (also: Classical ME)} ¢. 1350 — 1475 ENGLISH Vv |Early NE~ 1476 — c. 1660 EARLY NEW ENGLISH VI |Normalisation Period c. 1660—c, 1800 (also: Age of Correct-| | NEW ness, Neo-Classical pe-| ENGLISH ried) {also: VIE |Late NE, or Mod E (inc. $800 ..... MODERN cluding Present-day ENGLISH) | English since 1945... J The short survey of the history of English presented as seven suc- cessive historical periods may serve as an introduction to the detailed description of the historical development of English given below. The history of English described in the succeeding chapters will not be sub- divided into seven periods. It begins with a synchronic description of the language in the OE period as known from the West Saxon texts of the 9th and 10th c. The description of Written OE is preceded by an out- line of externa! conditions bearing upon language history. It is also ac- companied by a description of the most important linguistic changes 4of the Early OE (pre-written) period which account for the peculiarities of OF of the age of writing. The history of English from the 12th to the 9th c. is presented in accordance with linguistic levels. Each level of the language — its sound system, grammatical structure and vocab- ulary (as wel] as the external historical conditions relevant to linguistic pistory) — will be described separately, through all historical periods, so as to show its continuous uninterrupted development in time and the cadual {ransitior of OB into Mod E, Wherever necessary, reference will pe made to the main periods of history —- ME and NE — or to the short- er periods, distinguished in the present chapter: Early ME, Early NE, the “Normalisation period” and the Modern period, including Present- day English. Chapter ¥ OLD ENGLISH. HISTORICAL BACKGROUND Pre-Germanic Britain § 89. The history of the English language begins with the invasién of the British Isles by Germanic tribes tn the Sth c. of our era. Before describing these events it is essential to recall a few preceding facts of history relevant to the development of English. Prior to the Germanic invasion the British Isles must have been in- habited for at least fifty thousand years. Archeological research has uncovered many layers of prehistoric population. The earliest inhabitants whose linguistic affiliation has been established are the Celts. The Celts came to Britain in three waves and immediately preceded the Teutons. Economically and socially the Celts were a tribal society made up of kins, kinship groups, clans and tribes; they practised 2 primitive ag- riculture, and carried on trade with Celtic Gaul. : The first_millenium B.C. was the period of Celtic migrations and expansion. Traces of their civilisation are still found all over Europe. Caltic languages were spoken over extensive pacts of Europe before our era; later they were absorbed by other IE languages and left very few vestiges behind. The Gaelic branch has survived as frish (or Erse) in Ireland, has expanded to Scotland as Scotch-Gazlic of the Highlands and is still spoken by a few hundred people on the Isle of Man (the Manx language). The Britonnic branch is represented by Kymric or Welsh in modern Wales and by Breton or Armorican spoken by over a million People in modern France (in the area called Bretagne or Brittany, where the Celts came as emigrants from Britain in the 5th c.); another Briton- nic dialect in Great Britain, Cornish, was spoken in Cornwali until the end of the 18th c. § 90. In the first century B.C. Gaul was conquered by the Romans. ‘aving occupied Gaul Julius Caesar made two raids on Britain, in 55 and 54 B.C. The British Isles had long been known to the Romans as 35