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IN NEUROPSYCHOLOGY
PATHWAYS TO PROMINENCE
IN NEUROPSYCHOLOGY
edited by
Anthony Y. Stringer, Ph.D.
Eileen 1. Cooley, Ph.D.
Anne-Lise Christensen, Ph.D.
Psychology Press
Taylor & Francis Group
711 Third Avenue
New York, NY 10017
Psychology Press
Taylor & Francis Group
27 Church Road
Hove, East Sussex
BN32FA
Contents
ix
Contributors
INTRODUCTION
Neuropsychology: A Twentieth-Century Science
29
41
49
63
to Neuro-Philosophy
Antonio E. Puente
6 Hans-Lukas Teuber: Envisioning Neuropsychology
77
101
Dirk J. Bakker
8 Lifelines
Anne-Lise Christensen
119
139
Kenneth M. Heilman
10 Serendipity in Science: A Personal Account
157
Edith Kaplan
11 In Search of Knowledge and Competence
171
Manfred]. Meier
12 Jersey to Oklahoma: A Neuropsychologist's Trajectory
183
Oscar A. Parsons
13 Autobiography in Anecdote: The Founding
of Experimental Neuropsychology
197
Karl H. Pribram
14 The Best Laid Plans-and the Vagaries
of Circumstantial Events
223
Ralph M. Reitan
15 My Odyssey in ChiId-elinical Neuropsychology
239
Byron P. Rourke
16 Pathways and Reflections
253
Otfried Spreen
III. PATHWAYS IMAGINED
17 To Infinity and Beyond: Clinical Neuropsychology
in the Twenty-First Century
267
Russell M. Bauer
18 Amnesia for the Past Causes Deficits in Prospective Planning
297
Laird S. Cermak
19 From a Decade of the Brain to a Century of the Brain:
Neuropsychology and the Alleviation of Disability
305
Anthony 1: Stringer
Biographical Index
31 9
Contributors
Martin L. Albert
Boston University School of Medicine
Boston, MA, USA
Dirk J. Bakker
Free University
Amsterdam, Netherlands
Russell M. Bauer
University of Florida
Gainesville, FL, USA
Dmitri Bougakov
Institute of Neuropsychology
and Cognitive Performance
New York, NY, USA
Meryl A. Butters
University of Pittsburgh
School of Medicine
Pittsburgh, PA, USA
Nelson M. Butters
(1937-1995)
Laird S. Cermak
(1942-1999)
Anne-Lise Christensen
Gentofte, Denmark
Elkhonon Goldberg
Institute of Neuropsychology and Cognitive Performance
New York, NY, USA
Kenneth M. Heilman
University of Florida
Gainesville, FL
Edith Kaplan
Boston University School of Medicine
Boston, MA, USA
Manfred J. Meier
Bruce, WI, USA
Lena Moskovich
Brookline, MA, USA
Mary Brown Parlee
Massachusetts Institute of Technology
Cambridge, MA, USA
Oscar A. Parsons
(1920-2000)
Karl H. Pribram
Radford University
Radford, VA, USA
Eileen L. Cooley
Agnes Scott College
Decatur, GA, USA
Antonio E. Puente
University of North Carolina
at Wilmington
Wilmington, NC, USA
Philip DeFina
The Fielding Graduate Institute
Santa Barbara, CA, USA
Ralph M. Reitan
Reitan Neuropsychology Lab
Tucson, AZ, USA
Ix
CONTRIBUTORS
Byron P. Rourke
University of Windsor
Windsor) Ontario) Canada
Anthony Y. Stringer
Emory University School of Medicine
Atlanta) GA) USA
Otfried Spreen
University of Victoria
Victoria) British Columbia) Canada
Anthanase Tzavaras
University of Athens) Greece
INTRODUCTION
Neuropsychology
A Twentieth-Century Science
Anthony Y. Stringer
Eileen L. Cooley
INTRODUCTION
This chapter reviews the origins and development of neuropsychology as a science and profession. We briefly discuss the disagreement among scholars over
whether new scientific disciplines represent evolutions or revolutions in thinking,
and we contrast the ability of these two models to explain the emergence of neuropsychology. We trace the development of neuropsychology from its slow beginning to the dynamic profession of today. It will be evident that the success of the
field directly results from the contributions of a remarkable generation of scholars
and clinicians, many of whom share their stories in this book. We conclude with a
preview of the chapters that follow.
ance.
2. Documentation of a clear break with the entrenched orthodoxy. The break
3.
4.
5.
6.
As these lines of evidence suggest, the consensus of contemporaries and historians provides the strongest justification for calling an event in the history of science
"revolutionary."
The revolutionary model has been employed to construct a narrative of the history of general psychology. The birth event in this narrative is Wundt's founding,
in 1879, of the first experimental psychology laboratory in Leipzig. Wundt established experimental introspective methods for studying mental events, a method-
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ology that dominated the field until mentalism was overthrown by the behaviorists (circa 1913). The shift from introspection of covert mental events to observation of overt behavior lasted until the cognitive revolution of the mid-1950s. If
Kuhn's model truly applies, we can expect that the Goliath of cognitive psychology
will also eventually meet its David.
Leahey (1992) evaluated the lines of evidence" supporting this narrative of
psychology's history and concluded that with the possible exception of the founding of Wundt's laboratory, no true revolutions have occurred. Nonetheless, this
narrative remains psychology's dominant creation myth:' If we follow Leahey's
example and critically examine the events making up the history of neuropsychology, we will be hard-pressed to construct a creation myth paralleling that of experimental psychology.
Nonetheless, attempts have been made to identify a particular event or person
that marks the transition from pre-neuropsychology to extant neuropsychology.
Reitan (1989) cited the establishment of Halstead's laboratory for the psychological study of brain damaged patients in 1935. Hebb (1983) considered Karl Lashley
to be practically [the field's] founder" (p. 5) and also emphasized the revolution"
in neurology and neurosurgery stimulated by Wilder Penfield's exploration of the
effects of frontal lobe ablation (circa 1936). Delis and Ober (1986) reached even
further back to the late 1800s to find an origin in Broca's and Wernicke's descriptions of aphasic syndromes after focal lesions of the left hemisphere.
If indeed neuropsychology began in revolution, we should find at least a rudimentary consensus on when the first shot was fired. No such consensus is evident.
Broca's description of the aphasic syndrome bearing his name appeared in 1861.
Karl Lashley's seminal work was conducted from 1921 to 1930, and Halstead and
Penfield began their separate contributions in the mid-1930s. Thus, we have
events spanning a period of some 70 years vying for preeminence in the origin of
neuropsychology. So great is the disagreement that the period during which Halstead founded his laboratory and conducted the bulk of his research is considered
by others to be a time of relative quiescence" (Delis & Ober, 1986, p. 244) when
neuropsychology virtually disappeared (Hebb, 1983).
In contrast to the revolutionary model, Hartman (1991) argued persuasively
that neuropsychology did not arise from one pivotal event. Instead, neuropsychology was the inevitable next step in the development of that portion of clinical science devoted to the study of the human brain. Hartman's view owes much to the
evolutionary perspective of Boring (1963) and is similar to Leahey's (1992) evolutionary narrative of the history of psychology. This evolutionary model emphasizes continuity and the growing sophistication of enduring traditions within psychology and its subfields.
From the evolutionary perspective, historical context paved the way for neuropsychology's emergence. Instead of a single event marking the field's birth, we
see many events conspiring to bring the new science into existence. Neuropsychology emerges neither at a precise time nor at a definite place. No individual can be
singled out as the field's progenitor. Rather, neuropsychology has many pioneers,
INTRODUCTION
some working in isolation, others in varying degrees of collaboration, but all contributing something vital. In short, many pathways merged to create this new field.
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INTRODUCTION
jects. Indeed, Franz was Lashley's teacher. Franz, in turn, was a student of Cattell.
Lashley was undoubtedly aware of, and influenced by, the mental abilities testing
movement and the new work being conducted with clinical populations.
Before Lashley, attempts to localize complex behaviors in discrete brain areas
had been boosted by the clinical investigations of Broca, Wernicke, and others.
From 1921 to 1930, however, Lashley's careful lesion studies dispelled any hope of
finding a simple one-to-one correspondence between behavior and anatomy.
Lashley systematically demonstrated the resistance of learned skills to brain ablation and began to reveal the true complexity of brain-behavior relationships.
From the foregoing, we can identify four pathways leading to the emergence of
neuropsychology:
1. Investigations of aphasia, alexia, apraxia, amnesia, and other disorders by neurologists working in the tradition of the medical case study.
2. The mental ability testing movement beginning with the work of Galton and
culminating in practical applications in educational and military institutions.
3. The early use of standardized, norm-referenced tests to study clinical populations and a growing recognition of the relevance of psychological methods to
medical diagnosis, rehabilitation, and science.
4. Careful experimental studies with animals utilizing ablation techniques to
delineate the complexity of brain-behavior relationships.
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repeatable, and she tested her subjects with standardized psychological tests. Her
approach included the quantification of deficits in discrete mental abilities as well
as the use of an "efficiency index" to characterize the overall functioning of her
patients. Virtually all the qualities of the modern neuropsychological study were
present in Babcock's research. Nonetheless, Babcock's results were never consistently replicated, in part because of the imprecision with which patient groups
were defined in psychiatric settings of the era (Hartman, 1991). In this respect,
Babcock failed to transcend the limits of her time.
Five years later, in 1935, Ward Halstead opened a laboratory at the University of
Chicago for the psychological study of neurology and neurosurgery patients. Halstead was an experimental psychologist trained in the use of ablation techniques.
He brought the meticulous methodology of the animal laboratory to this new
research endeavor and often returned to animal investigations for inspiration in
designing procedures for testing humans. Indeed, the Category Test was inspired
by Heinrick Kluver's work on stimulus generalization in monkeys following brain
ablation (Reed, 1985). Since stimulus generalization decreased after brain ablation
in monkeys, Halstead reasoned that a task that required generalization across
stimulus sets might also be sensitive to brain damage in humans.
Halstead also found inspiration in his patients. He is reputed to have spent considerable time talking and socializing with patients and their families, and observing patients in such nontraditional settings as sports events (Reed, 1985). This
undoubtedly gave him a unique perspective from which to design his test battery.
Like Babcock's approach before him, Halstead's approach was distinctly psychological, utilizing experimental design and control; standardized, repeatable,
and objective examination methods; quantification of patient responses via test
scores and summary indexes; and sophisticated statistical analysis of results. What
may have allowed Halstead to succeed, in contrast to Babcock, was his close collaboration with neurologists and neurosurgeons, among them A. Earl Walker who
was best man at Halstead's wedding (Reed, 1985).
Halstead undoubtedly benefited from the tradition of collaboration between
psychology and psychiatry that had already been established (Hartman, 1991).
Nonetheless, his laboratory was unique in creating an opportunity for psychologists to work with neurological patient populations that were more precisely
defined than those available in psychiatric settings of the day. This may have made
all the difference in establishing an enduring neuropsychological legacy.
In summary, nearly all the elements defining the field of neuropsychology had
been established by 1920. In the 1930s, Halstead's laboratory, building upon what
had gone before, added the final element-the study of carefully defined patient
groups-allowing the emergence of the new field. While neuropsychology has no
father (or mother), it has no shortage of pioneers-Franz, Lashley, and Halstead
among them. Its origin is not to be found in some flash of revolutionary insight.
Rather, neuropsychology evolved, under the influence of social and historical
forces, from the neurological case study tradition, the mental testing movement,
animal ablation studies, and the early collaborations between psychology and
10
INTRODUCTION
medicine. While we cannot identify a specific day and time when the field came
into being, we can state with some confidence that between 1920 and 1940 the
transition from pre- to extant neuropsychology quietly took place.
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officer before establishing the Psychophysiological Laboratory with the neurologist Morris Bender at New York University (Weinstein, 1985). After Bender left to
chair Neurology at the Mount Sinai College of Medicine, Teuber assumed directorship of the lab. Like the laboratories established by Halstead and Reitan, Teuber's laboratory was home to many who went on to have prominent careers in
their own right. Joseph Altman, Lila Ghent, Rita Rudel, Josephine Semmes, and
Sidney Weinstein were all associated with Teuber's laboratory at various times.
Teuber eventually left New York to continue his investigations at the Massachusetts
Institute of Technology.
Teuber proposed the principle of double dissociation in 1955 (Delis & Ober,
1986). It was Teuber's contention that two conditions must be satisfied before a
cognitive ability can be localized to a particular brain area: (a) the cognitive ability
must be impaired after lesions to the brain area and (b) lesions outside the brain
area must not impair the cognitive ability. This principle implies a different
research methodology. In localizing functions, it is no longer enough to compare
brain-damaged patients with normal controls. Comparisons also must be made
between patient groups differing in the area and lateralization of their brain damage. Guided by this principle, Teuber and his colleagues set a new standard of rigor
through their investigations of tactile pressure sensitivity; two-point discrimination; tactile point localization; size, pattern, form, and texture discrimination;
body image; finger oscillation; grip strength; problem solving; and intelligence.
In 1948, the same year that Teuber's seminal presentation at APA put neuropsychology on the map, Arthur Benton began his tenure as professor of psychology at
the University of Iowa. By 1950, Benton had established a small testing unit in the
Department of Neurology of the University of Iowa Hospitals (Hamsher, 1985).
Over the next several years, Benton and his students conducted basic normative
studies and one of the first neuropsychological investigations of the effects of lateralized brain damage (Heilbrun, 1956). Then came a National Institute of Health
Research Fellowship in 1957 that allowed Benton to expand his testing unit into a
formal neuropsychological laboratory (Hamsher, 1985).
Over the next 20 years, Benton's laboratory became a pioneering center of neuropsychological research. The investigators who began their respective pathways to
prominence in association with this laboratory included Max Fogel, Donald
Shankweiler, Kerry deS. Hamsher, Nils Varney, Scott Lindgren, Otfried Spreen, and
Harvey Levin (Hamsher, 1985). The work of Benton's laboratory epitomizes the
early contribution neuropsychology made to medical science. Benton and his colleagues designed, standardized, and normed (taking into account the moderating
effects of age, gender, and education) a variety of tests for use in studying what had
previously been vaguely defined clinical disorders. One example, Benton's work on
the Gerstmann Syndrome, will suffice to illustrate Benton's contributions.
The Gerstmann Syndrome has had a troubled history since it was first
described (Gerstmann, 1940). Its cardinal features include a failure to recognize or
localize stimuli to the fingers, a deficit in distinguishing right from left, a writing
impairment, and a calculation disorder. The very existence of the syndrome has
12
INTRODUCTION
been questioned because of the low correlation observed among its cardinal features (Stringer, 1996) and the difficulty in localizing the syndrome to damage in a
particular brain region (Benton & Sivan, 1993). Part of the problem in reliably
characterizing the nature of the syndrome grew from the inconsistency in which
its various components, finger agnosia in particular, were measured. Benton's
application of neuropsychological methods advanced understanding of the Gerstmann Syndrome by standardizing assessment, systematically varying test parameters, and studying the normal development of the abilities that are impaired in the
syndrome (Benton & Sivan, 1993).
Besides the work on the Gerstmann Syndrome, Benton and his colleagues
developed and standardized tests of reaction time, double simultaneous stimulation perception, motor impersistence, aphasia, and so on (Hamsher, 1985). In
addition, Benton's laboratory produced scores of papers on various aspects of
cerebral dominance as it impacts face perception, judgment of line orientation,
depth percepti.on, constructional ability, auditory localization, and tactile perception (Hamsher, 1985).
In Benton's laboratory we also see the fields of aphasiology and neuropsychology coming together. The interest of neuropsychologists in aphasia grew after
World War II, in part because of the increased number of soldiers whose brain
injuries resulted in language impairment. The other stimulus that increased interest in aphasia was Kurt Goldstein's book Language and Language Disorders, published in 1948. Goldstein had already proposed that a loss of the ability to behave
and think abstractly was the basis of most cortical syndromes (Goldstein, 1990;
Goldstein & Scheerer, 1941). Goldstein's book combined his theories about
abstracting ability with neurology's classic anatomico-clinical syndrome approach
to aphasia. Both the numbers of aphasic patients available for study and Goldstein's approach attracted experimental neuropsychologists and psycholinguists to
the study of language disorders (Goodglass, 1985). Aphasia research centers began
to appear in the United States, Benton's laboratory being among them.
Besides Benton and his colleagues in Iowa City, Norman Geschwind, Davis
Howes, and Harold Goodglass in Boston also were taking an experimental psycholinguistic approach to the study of the classic aphasia syndromes. Goodglass
(1985) characterized the psycholinguistic approach by its use of experimental control group designs, psychological test construction methods, and statistical analyses in the study of aphasia. As such, the psycholinguistic approach to aphasia was
consistent with the methods neuropsychology was introducing to the study of
other brain syndromes.
Under Geschwind's influence, the Boston group also emphasized the functional
anatomy of the brain as it pertains to the various aphasia syndromes (Goodglass,
1985). This emphasis helped repopularize the classical syndromes of aphasia:
Broca's, Wernicke's, conduction, transcortical, and anomie. Later, a new technology-computerized axial tomography-confirmed the anatomico-clinical relationships intrinsic to this subtyping of aphasia (Hayward, Naeser, & Zatz, 1977).
Geschwind and his colleagues, however, extended their work beyond the study
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13
14
INTRODUCTION
NEUROPSYCHOLOGY
15
(Germany), Royaumont (France), Oxford (England), Amsterdam (The Netherlands), Fouesnant (Brittany), Hinterzarten (Black Forest Germany), and Steyning
(England). These conferences brought together scholars and clinicians from
diverse disciplines including neurology, psychology, electrophysiology, neuroanatomy, ophthalmology, and pediatrics. A commonality of interest in higher
cortical functions united these scholars, along with a sense that this interest was
outside the mainstream of their respective fields.
This interdisciplinary group met to discuss such topics as disorders of time
sense, alexia, cerebral dominance, disorders of body schema, aphasia, constructional apraxia, and the effects of unilateral versus bilateral lesions. Besides Hecaen
and Zangwill, the group included such well-known names as Denny Brown, Karl
Pribram, and Teuber from the United States; Clemens Faust from Germany; Ennio
DeRenzi and Luigi Vignolo from Italy; and many others from across the continent,
truly reflecting the fecundity of European soil for neuropsychology. (For a more
complete listing, see Boller, 1999.) By 1962 the group was formally calling itself the
International Neuropsychological Symposium. At first, most papers were presented in German or French, the preferred languages for European scientific meetings. At the 1964 meeting, presentations made in English were translated into German by Teuber and Klaus Poeck (Boller, 1999). However, from 1976 forward, all
papers were presented in English, and the practice of translation ended. English
had replaced German and French as the language of choice for scientific discourse
(Boller, 1999).
16
INTRODUCTION
Luria's subsequent contributions to neuropsychology are numerous. Neuropsychologists throughout the world use his richly qualitative examination methods,
compiled by Anne-Lise Christensen (1975). Luria was known for his willingness to
work with students of varying nationalities. Though not as popular in the United
States as the Halstead-Reitan Battery, Luria's investigational methods represent a
viable alternative approach to neuropsychological examination and have received
considerable attention outside of the United States. Luria also was an early exponent of neuropsychological approaches to rehabilitation and of the use of cholinergic drugs to enhance recovery of function (Gualtieri, 1988). His most influential
contribution, however, was his reconceptualization of function and localization in
neuropsychology.
If Lashley's work temporarily halted attempts to localize complex functions in
the brain, Luria's work helped restart and reshape this endeavor. Luria defined
functions as ((complex adaptive activities aimed at the performance of some vitally
important task" (Luria & Haigh, 1992, p. 340). The goal of a function is invariant,
while the methods by which the goal is accomplished can vary widely. Drawing an
analogy, Luria noted that respiration is normally accomplished through the action
of the diaphragm; however, if diaphragm muscles are paralyzed, the action of the
intercostal muscles can cause chest expansion and contraction. If these muscles
too are paralyzed, air can be "swallowed" utilizing the pharynx and larynx; thus,
respiration cannot be regarded as residing in any fixed set of tissue.
By analogy, brain functions represent the output of complex systems of interacting brain areas. Each area contributes something unique to the performance of
the function, and the level of involvement may vary depending upon the integrity
of other areas within the system. In this respect, complex brain functions do not
reside in discrete brain areas. Rather, ((all human behavioral acts take place with
the participation of all parts and levels of the brain, each of which makes its own
specific contribution to the work of the functional system as a whole" (Luria &
Haigh, 1992, p. 346). In effect, each function is distributed throughout the brain.
The neuropsychologist's task is not to localize functions to discrete brain areas but
to describe how lesions in discrete brain areas characteristically impact functions.
Luria saw his redefinition of brain function as a revolution in neuropsychology
that resolved the debate between localizationists and antilocalizationists (Luria &
Haigh, 1992). Luria's redefinition led not only to his unique qualitative method of
neuropsychological investigation but also provided the basis for understanding
how brain lesions disrupt executive functioning, spatial orientation, phonemic
perception, grammatical comprehension, visuospatial synthesis, and movement
integration.
Luria's theories are consistent with late-nineteenth- and early-twentieth-century
developments in the field of psychology. The trend was away from Faculty Psychology to Functionalist Psychology. Faculty Psychology described mental phenomena
in terms of indivisible abilities, while Functionalist Psychology emphasized acts and
goals over mental faculties. Luria gives credit to his mentor, the Russian psychologist
Vygotsky, for contributing to this theoretical shift in psychology.
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17
18
INTRODUCTION
task. A picture of more or less independent brain modules emerges from this
approach.
Modularity is also implied in Luria's concept of brain organization. For Luria,
the brain is an organ made up of functional systems. Functional systems, in turn,
are composed of connected brain areas, each of which contributes something to
the output of the system as a whole. Milner's studies of material-specific amnesia
following left or right temporal lobectomy further contribute to this model of a
brain capable of fractionation into specialized processing components.
Finally, modularity is starkly evident in Sperry (1964) and Gazzaniga's (1970)
studies of commissurotomy patients. In these patients, each hemisphere seems to
function with near total independence, even to the point of being unaware of
information contained within, or actions initiated by, the contralateral hemisphere. Since this radical independence can be demonstrated simply by severing
the commissural fibers that allow the hemispheres to communicate, it stands to
reason that our subjective sense of wholeness, of being of one mind, may be an
ephemeral illusion. Our brains are perhaps better understood as composed of
dissociable modules, normally acting in concert but capable of autonomous
functioning.
While neuropsychologists were discovering the modularity of the brain, cognitive psychologists were characterizing mental abilities in terms of processing steps
or stages. In the mid-to-Iate-1960s, cognitive psychologists succeeded in expressing a wide range of mental tasks in terms of algorithms consisting of multiple
serial operations or processing steps measurable by reaction time methods (Posner
& DiGirolamo, 2000). The speed with which we accomplish even fairly complex
tasks makes serial processing an unlikely model for all human cognitive functions.
In the 1980s, alternative parallel distributed processing or neural network models
began to appear. Using this approach, mental concepts could be represented by the
parallel activation of a hierarchical set of nodes connected by various mathematical weights (Posner & DiGirolamo, 2000).
From the late 1960s through the 1980s, cognitive psychologists studied human
information processing using these various heuristic models, none of which were
directly tied to the human brain. Nonetheless, as cognitive psychologists parsed
global mental abilities into component cognitive processes, the parallel with developments in neuropsychology could not escape notice. Cross-fertilization was
inevitable, and soon cognitive psychologists began increasingly to consider the
brain when formulating models of human cognition (e.g., Posner, Pea, & Volpe,
1982). Similarly, neuropsychologists began to incorporate cognitive models in
their attempts to understand the effects of brain damage (e.g., Roeltgen, 1993;
Shallice, 1981) and in their design of new and better test instruments (e.g., Delis,
Kramer, Kaplan, & Ober, 1987).
The cognitive neuropsychological science that is under construction as we
begin the twenty-first century is a far cry from the clinical science that began 50
years ago. It is a synthesis of clinical and experimental methods, anatomical and
heuristic models, and neurological and cognitive perspectives. It is a science that is
NEUROPSYCHOLOGY
19
ever more interdisciplinary, possessing a perspective that grows ever broader. One
way to gauge the impact of this new approach is to look at the shift in the topics
that dominate the international meetings of neuropsychologists. The 1963 meeting of the International Neuropsychological Symposium in Austria focused on
three topics: asymbolia, temporal lobe syndromes, and metamorphopsies (Boller,
1999). The 1998 meeting, held in Israel, was devoted to working memory, motor
learning, and face and object perception. Clearly, a shift in the direction of cognitive science had occurred.
An interesting aspect of the shift forward in neuropsychology toward cognitive
science is that it is partly associated with a shift back to the neurological case study,
albeit in a different guise and format. Barry (1996) cited two published case studies as critical to the emergence of cognitive neuropsychology. First he cited the
description of patient G.R., published in 1966. John Marshall and Freda Newcombe (1966) provided a detailed neuropsychological description of G.R.'s
semantic and syntactic reading errors and interpreted those errors in terms of theories of normal information processing. Their study of G.R. went on to define the
syndrome now known as "deep dyslexia." Irrespective of the clinical and theoretical status of this syndrome, the methods Marshall and Newcombe employed
became a model for cognitive neuropsychology research-these methods being
the detailed study of neurological patients with carefully constructed sets of experimental stimuli that focus on specific processing capabilities and the interpretation of intact and impaired performance in terms of models of normal information processing (Barry, 1996).
Elizabeth Warrington and Timothy Shallice published in 1969 the second case
cited by Barry. Their patient, known as K.F., had a short-term-Iong-term memory
dissociation. While having a short-term memory so limited that he could repeat
only a single digit, K.F. still managed to learn and recall paired associates. The findings confounded the previously held notion that learning involved a transfer from
short-term to long-term memory and pointed to the existence of a direct route to
long-term storage. With regard to the development of cognitive neuropsychology,
the significance of the case lies in the power of a single, well-studied case to challenge previous theories, even when those theories are based on control group
investigations. Though this remains a controversial subject with contemporary
scholars, some would argue that a well-designed case study can be as theoretically
persuasive as a well-designed group study.
With regards to our earlier assertion that the classic neurological case study represents a forerunner of contemporary neuropsychology, we would argue that the
"rediscovery" of the case study by cognitive neuropsychology supports our view.
Although Broca's observations were a radical advance over other neurological theories of language of his day, the work of Broca and his contemporaries is qualitatively different from the case studies of contemporary cognitive neuropsychology.
The distinction is in the methods of observation-clinical and naturalistic by
Broca and his contemporaries a century ago; experimental, controlled, and theory-driven by Newcombe and her contemporaries today. The work of Broca and
20
INTRODUCTION
others allowed modern neurology to emerge. It may represent a revolution in neurology. Whether cognitive neuropsychology represents a contemporary revolution
and how far it will take us in the new century remains to be seen. But without
question, cognitive neuropsychology will playa prominent role in unraveling our
mysteriously modular brain.
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21
(Posner & DiGirolamo, 2000). Similarly, high temporal resolution data from techniques such as MEG can be co-registered with high spatial resolution data from
MRI, combining the best of both technologies.
Future historians of the field mayor may not agree that a cognitive revolution
occurred in neuropsychology at the close of the twentieth century. But if such a
revolution is judged to have occurred, it is doubtless that these technological
advances fueled it.
Neuropsychology, The Clinical Neuropsychologist, Journal of the International Neuropsychological Society, Archives of Clinical Neuropsychology, Cortex, Brain, Brain
and Cognition, and Brain and Language. These and other psychology, medical, and
neuroscience journals annually publish over 4,000 scholarly papers related to the
field. A similar pattern is evident in the growth of book publishing in neuropsychology. The field advanced from an average of one new title published a year in
the 1960s to approximately ten per year in the 1980s (Puente, 1992). Currently, it is
not uncommon for a single publishing house to have 50 or more titles in print
related to the field. Neuropsychology is also well-entrenched in cyberspace, with
upwards of 200 Internet websites devoted to news about brain research, brain disorders, and rehabilitation.
The field boasts many scientific and professional organizations. The International Neuropsychological Society (INS), the National Academy of Neuropsychology (NAN), and the American Psychological Association (APA) Division of Clinical Neuropsychology (Division 40) are the most well-known within the United
States. Founded in 1967, INS reports a membership approaching 3,500, while
NAN, formed in 1974, includes upwards of 3,000 members. Division 40 of the
APA, incorporated in 1980, is the most recently formed of these organizations.
Nonetheless, its membership exceeds 3,800, making it the fifth largest APA division. Besides the large organizations most familiar in North America, neuropsy-
22
INTRODUCTION
chologists have organized throughout Europe, Asia, South America, and Africa
(see Jodzio, 1998; Nihashi, 1998; Preilowski, 1997).
In the early years, entry into neuropsychology was often on the basis of a selfdeclared area of research or clinical interest, with competence established through
self-study and one-on-one mentoring. It was not until the mid-1960s that formal
courses in neuropsychology began to appear, with one of the first offered in the Biological Psychology Doctoral Program at the University of Oklahoma Health Sciences Center (Parsons, 1991). Not surprisingly, the training and credentials of individuals calling themselves neuropsychologists varied widely even into the 1970s.
With the growth of professional organizations, entry into the field of neuropsychology became increasingly formalized. In 1979, Manfred Meier initiated the
push to establish standards of training and competence for neuropsychologists in
the United States. The work of Meier and many others eventually culminated in
the founding, in 1981, of the American Board of Clinical Neuropsychology
(ABCN), which affiliated with the American Board of Professional Psychology
(ABPP) in 1984. Since 1984, ABCN/ABPP has been the principal organization
responsible for peer review of the credentials, knowledge, and practice of clinical
neuropsychologists in the United States.
Another important step toward setting professional standards in the United
States was taken in 1987 when APA Division 40 published guidelines for doctoral,
internship, and postdoctoral training in neuropsychology (APA Division 40,
1989). A year after training guidelines were published, this division formally
adopted a definition of a clinical neuropsychologist. Most importantly, this definition made explicit the training, supervision, licensing, and peer review require-
NEUROPSYCHOLOGY
23
treatment of brain disorders. At the start of the twenty-first century, we are witness
to a passing of the torch from the generation of scholars who founded neuropsychology to the generation who are taking the field into the future. This book captures the stories behind the work and theories of many prominent, twentieth-century neuropsychologists. It attempts to go beyond a discussion of ideas and
discoveries to explore the people and the paths they have chosen.
This book is divided into three major sections. Part I, "Pathways Unforgotten:'
highlights the contributions of Nelson Butters, Henry Hecaen, Aleksandr Luria,
Roger Sperry, and Hans-Lukas Teuber, to contemporary neuropsychology. All but
one of the chapters in this section were written by scholars, students, and colleagues with a close connection to the neuropsychologist they profile. The one
exception is the chapter on Butters that includes a memoir he wrote shortly before
his death in 1995 with an introduction and postscript written by Meryl Butters, his
daughter and a neuropsychologist in her own right.
In Part II, "Pathways Remembered:' ten pioneers of twentieth-century neuropsychology reflect upon the body of their work in the context of their personal
development and professional pathway. The roles of social and cultural factors,
scientific and technological advances, and serendipity become apparent in the
pathways of many of these pioneering individuals. Contributors include Dirk
Bakker, Anne-Lise Christensen, Kenneth Heilman, Edith Kaplan, Manfred Meier,
Oscar Parsons, Karl Pribram, Ralph Reitan, Byron Rourke, and Otfried Spreen.
Contributors come from the United States, Canada, and Europe and include individuals trained in the fields of psychology and medicine. Most have made contributions as both clinicians and scholars. Not only are these contributors pioneers in
their own right, but they also reflect the influence of such luminaries as Arthur
Benton, Ward Halstead, Norman Geschwind, Harold Goodglass, Karl Lashley, and
others. Thus, these chapters indirectly cover and provide insight into the work of
other prominent contributors to the field of neuropsychology who for various reasons could not have chapters devoted to them in the present volume.
Part III, "Pathways Imagined," assesses the current status of neuropsychology
and envisions its future. Russell M. Bauer opens this section by pondering neuropsychology's present and future as a clinical profession. Laird Cermak, in a
chapter completed just prior to his death, discusses the future of scientific neuropsychology. Finally, Anthony Y. Stringer concludes the book with a chapter on
the role of the neurosciences, and neuropsychology in particular, in the alleviation
of disability in the century ahead.
No single book can hope to achieve exhaustive representation of the twentiethcentury pioneers in our field. Our intent is not to provide encyclopedic coverage of
neuropsychology and its practitioners. If we had achieved such breadth of coverage, we would have necessarily sacrificed the contributors' depth of reflection. We
have attempted, instead, to select a subset of the many prominent neuropsychologists-individuals who represent where the field has come and where it may be
going. In some respects, our contributors are self-selected. Questions of time and
health, as well as varying personal priorities, inevitably influenced the decision of
24
INTRODUCTION
some important figures in our field to not contribute a chapter. The omission of
any individual, body of work, or nationality purely reflects these unavoidable practicalities and is not in any way a judgment on the relative importance of one individual, one theoretical perspective, or one country compared to another. We hope
to provide a representative, if not exhaustive, sample of the many facets of contemporary neuropsychology. It is hoped that twenty-first century scholars and clinicians will find insight and inspiration in the reflections of this portion of the generation that preceded them.
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