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ActivationofAdditionalMarketSegments:

PRECHECK

Following precheck tobe done before sending the requests for AAMS request
(Trading accounts) to enable us to process the requests expeditiously and to
avoidpossiblerejections.

1. NeedstosigntheAAMSform.(CanactivatethefollowingsegmentNSECash,
FO&CurrencyDerivativeSegment.BSECashandMCXCash&Derivatives)

2. Youhavetotickandsigninfrontofthesegmentwhichyouwishtoadd.

3. Havetoprovidemultipletick&signifyouwanttoaddmultiplesegment.

4. Validityofincomeproofshouldbelatest(i.e.withinoneyear)

5. Supporting documents should be se self attested (whether submitted in


originalorinphotocopy)

Activation of Additional Segment


Name

_____________________________________

Trading Code

_____________________________________

Date:

_______________ 20

To,
SBICAP Securities Ltd.
Mafatlal Chambers A-Wing 2nd Floor,
N.M. Joshi Marg, Lower Parel, Mumbai-400 013.
Subject: Request for Activation of Additional Market Segment Type
Dear Sir/Madam,
With reference to my Trading Account Number ___________________________ with you, I request you to
activate the following exchanges / segments in my trading account,

TRADING PREFERENCES
National Stock
Exchange of India

Bombay Stock Exchange

MCX

Cash Market
Currency
Derivatives
Cash Market
Cash Market

FH

$
FH

$
FH

$
FH

FH

Derivatives

$
FH

MFSS

Mutual Fund Service System

FH

Derivatives

$
FH

Derivatives

I/We confirm having read/been explained and understood the contents of the document on policy and
procedures of the stock broker and the tariff sheet.
I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s)
/ Risk Disclosure Document and Policies & Procedures. I/We do hereby agree to be bound by such provisions
as outlined in these documents. I/We have also been informed that the standard set of documents has been
displayed for Information on SSL website www.sbicapsec.com.
Yours faithfully,

(Name & Signature of the Client)

Additional documents in case of trading in derivatives segments - illustrative list:


Copy of ITR Acknowledgement

Copy of Annual Accounts

In case of salary income - Salary Slip, Copy of Form 16


Copy of demat account holding statement.
Any other relevant documents substantiating ownership of assets.

Net worth certificate


Bank account statement for last 6 months
Self declaration with relevant supporting documents.

*In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client from time to time.
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