Académique Documents
Professionnel Documents
Culture Documents
No. 92-1429
LLOYD MATTHEWS,
Plaintiff-Appellant,
v.
PAUL RAKIEY, ET AL.,
Defendants-Appellees.
____________________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. A. David Mazzone, U.S. District Judge]
___________________
____________________
Before
Torruella, Cyr and Stahl,
Circuit Judges.
______________
____________________
____________________
____________________
Per Curiam.
___________
Massachusetts
In
Correctional
filed a complaint,
law,
followed by
numerous prison
violations
1989,
with
1990.1
Institution
pursuant to
42 U.S.C.
two amendments
to the
an
inmate at
Cedar
Junction,
1983 and
state
complaint, against
disciplinary proceedings.
judgment
Lloyd Matthews,
to
several
separate
prison
matter of law
to
the
need
to
agree.
refusal
of events
itself, we
grant of summary
board's
videotape
to
of
grant
judgment as a
Matthews
November 3,
1989,
access
or to
We write
one aspect of
expressed
rationale
ruling and to
to
view
a
it
We see no
with which
the court's
for
we
with this
elaborate on
some
____________________
1. At the same time, the court denied summary judgment on
other claims of excessive force and inadequate medical
treatment, related to the episodes giving rise to, but
distinct from, the claims anent the procedures used in the
disciplinary proceedings.
These related claims were later
tried to a jury and returned in Matthews' favor. As such,
they form no part of Matthews' present appeal. Our review is
solely focused on the court's ruling vis-a-vis the conduct of
the disciplinary proceedings.
-2-
other
aspects, which,
understood.
context
comment.
to
his brief
reveals, Matthews
has not
claims
we
have
felt
required
further
Action Unit
(AAU) on
rehearing on Disciplinary
marijuana
and
August 16,
that
an
weapon) was
inmate
while his
1989,
shall
He
of
suggests this
not
be
transferred
to
the
offense unless
commissioner
disciplinary
found
that
to the
safety of
substantial
threat (a)
damaging or
destroying property
operation of the
general
prison if
population.
board has
the
or (c) of
he is confined
first
sanction and
inmate
others or
poses
(b) of
interrupting the
in the
prison's
He says
Disciplinary Report
rehearing on
pending in August
-3-
He was not
may
returned to
he was held in
resident shall be
unit."
Between August
September 15,
16th
is "[a]n
in which a resident
transferred to a departmental
segregation
421.06(1) (1986).
And,
Matthews
mistakenly
released
in fact,
had
been
had
been
extended
to
January
1990.2
Granted,
the
____________________
2. Matthews was mistakenly released from the DSU on August
11th, before
the proper officials were
aware of the
commissioner's decision to extend Matthews' DSU placement an
additional 6 months because of Disciplinary Report No. 892221.
The commissioner may reject the recommendation of the
department review board and set a proposed release date
-4-
commissioner
from his
had
DSU
extended Matthews'
________
placement for
the
months because
of
additional
incident.
is
condition
reports.
for
attempted assault
the
only,
example,
which
the
the
absence
for
an
weapon
occur because of
_______
of
1989.
may
disciplinary
421.08(2) (1986).3
Matthews
commissioner
on Disciplinary Report
marijuana and
Matthews' rehearing
was
release date
projection
on,
expected
No. 89-2221
the
disciplinary
be
scheduled
"within
reasonable time."
Again, the short answer reveals the fallacy of Matthews'
premise.
Matthews
received his
hearing regarding
the May
____________________
dependent on conditions of his own, such as the absence of
disciplinary reports. Mass. Regs. Code tit. 103,
421.08(2)
(1986).
3. We also note that on August 12th, the day after Matthews'
mistaken release from the DSU, he was involved in a fight.
This fact may also have played a part in his placement on AA
status on August 16th.
See Smith v. Massachusetts Dep't of
___ _____
_______________________
Correction, 936 F.2d 1390, 1397 (1st Cir. 1991) (where one of
__________
the requisite substantive predicates for placing an inmate on
AA status was present, there was no due process violation);
Mass. Regs. Code tit. 103,
430.21(1) (1987) (prison
official has discretion to place an inmate, who is under
investigation for a possible disciplinary offense, on AA
status).
-5-
12th
time"
incident on
May 18th,
as contemplated by
certainly "within
430.11(2).
a reasonable
On September 13th, he
the administrative
regulations do
not provide
appeal
for any
to Matthews' contention,
of the
the cases
disciplinary
report,
cited
by Matthews
where a
and
instances
where,
involve instances
Most
in
board's finding of
to
that an
unidentified
guilt is defective in
mere
addition
that a
these instances on
on the
specify the
evidence
____________________
upon which
the
board relied
in
the board
Courts rely on
the teaching of
made
its
own independent
determination of
the informant's
credibility.6
By contrast,
the board's
findings in each
such shortcomings.
informant information
Each disciplinary
the reporting
instance in
First of
of the incidents.
officer.
Second, although
all, no
account of
"Board
recorded
in
based
the
EVIDENCE RELIED
each
guilt
on
officer[']s
the
eyewitness
report,"
that
instance, the
evidence
in each
testimony
as
"STATEMENT OF
also specified, in
report
that, in
the
390
430.17(1) (1987).
-8-
brief,
unpublished
Massachusetts superior
memoranda
court judges
held that,
account
reporting
inmate's
(Jul. 30,
when an
of
events,
officer's
1991) (White,
- Stokes v.
______
disciplinary
written
live testimony,
in
Ponte, No.
_____
J.).
These
decisions
reporting officer's
board
cannot
report more
credible
the absence
of the
find
than an
reporting
____________________
"The evidence relied upon for the guilty
and the reasons for the sanction shall be
in specific terms."
Mass. Regs. Code tit. 103,
of
orders
No. 90-4684
and
430.17(2) (1987).
-9-
finding
set out
memoranda
and orders.
In
any
Matthews' case,
expressly declined
Each
however, he
to provide
of the relevant
pled not
guilty, then
any statement in
his behalf.
in the section
where
testimony versus
of
to testify, this
is not a situation
to assess the
credibility of live
written statements.
His
apparent distrust
alter that.
Matthews
would
have it
evidence consists of an
that
in
instances where
the
an
inmate,
written
the board
could not
eyewitness account,
corroborating
evidence.
find
in the
That
guilt, based
absence of
is not
the
on the
independent
holding of
the
-10-
caselaw he
have found.
the caselaw we
Acting Superintendent,
______________________
Mass. App.
Ct. 122,
125 (1990)
disciplinary isolation,
an action
which, without
the officer's
report is appended
reports appear
incident report,
to the
to be
and a
decision.
All
self-validating.
copy of
the full
of the
officers'
Thus,
although more
and there is
at least a
basis
for
reviewing
understand how
the
court or
prison board
agency
administrator
reached
the
to
decision."),
turn to
we find
November 3rd,
approval of
has
Matthews was
offered by
Late on
notified
the recommendation
the
of the
that he
day of
Matthews
Friday,
commissioner's
be released
to the
general population.
Unit
to 11 p.m. shift
inmate
He
There
to be released,
general population,
the following Monday.
so he would
but rather,
not be
his name as
an
released to the
confined to his
cell until
____________________
9. Finally, Matthews' contention that Disciplinary Report
No. 90-283 should have been dismissed because it was not
written within 24 hours of the incident, as per
430.08(2),
is refuted by Smith v. Massachusetts Dep't of Correction, 936
_____
_________________________________
F.2d 1390 (1st Cir. 1991).
"As these regulations [including
430.08(2)] embody only procedural time limits, they do not
create the necessary liberty interest." Id. at 1397 n.11;
___
see also Mass. Regs. Code tit. 103,
430.23 (1987) ("All
________
procedural time
limits set forth in
these rules and
regulations are
directory and
may be waived
by the
Superintendent or the Commissioner or their designees.").
10. Although Matthews filed an amended complaint relating to
the events of November 3rd, he did not submit copies of any
of the relevant disciplinary reports or a copy of the report
of the disciplinary hearing to the district court.
The
following recital of facts is taken from copies of the
relevant disciplinary reports submitted by the defendants in
connection with a motion, filed on July 31, 1990, for summary
judgment on the claims remaining after the ruling presently
at issue. The district court, therefore, did not have copies
of the relevant documents before it when it granted summary
judgment on May 29, 1990.
The description of events in the
reports is in general agreement with, but is more detailed
than, the description provided by Matthews in his complaint
and related filings.
-12-
at a correctional officer.
Thereafter,
he refused to submit
apparently
suspended
to
trip
anyone
a bed sheet, as
Matthews tied
to his bedframe,
entering
cell.
the
a curtain, from
He also
floor to ceiling
bars to be cuffed.
A "move team" of
Matthews' cell and
behind the sheet,
hand, which
first officer
to enter
in
gauze and
Matthews,
radio in his
forcibly shackled
cell.
tape at
one
with a
the
Matthews
was
Subsequently,
end was
still
carried by
shield man").
and removed.
into
a pen wrapped
found on
the floor
of
Matthews' cell.
In December
which, inter
assault,
He
alia, alleged
attempted assault,
added, as
defendants,
that he
an amended
had
been charged
and possession
the members
complaint
of
of the
with
a weapon.11
disciplinary
____________________
11. According to the later-submitted disciplinary reports,
he was charged with, inter alia, assault in connection with
the
norm),
attempted to assault
show what
to view
that
he
video
or
allow his
had
never
assaulted
or
would
representative
or
written by the
prison officers.
The members
or,
in the
supra,
_____
alternative, for
footnote
underlying
disciplinary
contended,
10,
disciplinary
hearing to
they,
summary
too,
reports
the
without supporting
moved to dismiss
judgment.
failed
or
the
to
As noted,
submit
record
district court.
documents, that
They
of
the
the
merely
the evidence
prosecution, an inmate is
rights, and "[a]s
both federal
unlike a criminal
a result,
panoply of
no right
to
said
that the
board,
produce
against
him.
His
in denying
his
it would not
claim, however,
was
request to
use the tape
that the
tape was
-14-
never
discretion to
evidence in
institutional
the
the interests
security,
430.14(4)
chairperson to
relevance,
(1987), (which
deny
He
an offer
of
personal safety,
cumulativeness
and
of
law,
to
the defendant
Matthews' claim
access to
members
with
respect to
to grant Matthews
ground that
accept or
grant access
hearing.
This
facing
board
to
statement
board is not
any evidence
required to
at a
is erroneous,12
disciplinary
since an
inmate
consistent with
institutional safety
F.2d at
and correctional
1398-99 (quoting
Correctional Inst.
___________________
v.
Hill,
____
Superintendent, Massachusetts
_____________________________
472 U.S.
445,
454
(1985)).
of such
institutional concerns
and
[justifying the
____________________
12.
e.g., Rodriques
____ _________
1991).
v.
Furtado, 950
_______
-15-
F.2d
805, 808
(1st
See,
____
Cir.
denial
by the prisoners.'"
Id.
___
at 1399-
1400 (quoting Grandison v. Cuyler, 774 F.2d 598, 604 (3d Cir.
_________
______
1985)).
of an
as
to, indeed
request to
call
witnesses."
the same
Id. at
___
1401
(footnote omitted).
We conclude, therefore, that the district
of summary
judgment in favor
of the
court's grant
defendant/disciplinary
The
board may
decline to
accept evidence
in the
may be
Wolff v.
_____
discretion to do so
here.
would have
But, we
566-67.
been within
its
In
____________________
13. It does not appear from the record before us that the
precipitating event, i.e., the alleged assault on an officer
by throwing urine at him, was recorded on the videotape.
legitimate
documentation,
were
reason,
the board
much
less
members failed
Real, 471
____
prison
supporting
to show
of law.
that they
See Ponte v.
___ _____
officials to explain, in a
provide
may require
29,
the
defendant members
of the
disciplinary review
board on
videotape depicting
for further
events of November
proceedings, in
3, 1989.
We remand
______
may again
move for summary judgment if, in their view, they are able to
carry their burden on this issue.
____________________
not recorded therein.
14. In view of our disposition of this appeal, Matthews'
"motion to allow affidavit in support of arguments in lieu of
oral arguments" is denied as moot.
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