Académique Documents
Professionnel Documents
Culture Documents
No. 95-1867
Plaintiffs - Appellants,
v.
Defendants - Appellees.
____________________
____________________
Before
_____________________
with whom
was on
____________________
September 5, 1996
____________________
Plaintiffs-Appellants, former
arising
alleged
violation of their
Squibb
Director
Manager
under
three in favor
Co. ("BMSC")
of
of Corporate
of Puerto
Puerto
judgment on
of Defendants-Appellees, Bristol-Myers
and four
Corporate
1981
and/or race
Rico, dismissed
the first
42 U.S.C.
contract.1
They brought
of Article II of
their employment.
of its
Security
employees:
("Geraci"),
Security ("Hackett"),
Mark Geraci,
Eugene
Tibur Kerr,
Hackett,
Acting
Plant
Administrator
("Kerr"),
and
Bryan
Dunne,
Manager
of
We affirm.
BACKGROUND
BACKGROUND
__________
Reviewing the
most
favorable to
Appellants, the
reasonable inferences
nonmovants, and
in their favor,
in the light
drawing all
Cir. 1994),
we
background,
present
thumbnail
sketch
of
the
factual
dismissal
1959, 29 L.R.P.A.
146.
with prejudice,
-2-
of
SMI -- which
Puerto Rico.
Puerto
Rican.
Hackett, Kerr
and 1992
It
is not
a party to
this action
-- in Humacao,
According
to
Appellants'
employees
are mostly
complaint,
Geraci,
in connection
with a security
investigation regarding
pharmaceutical
drugs
and
other
persecutorial
interest
policy"
in taking
against
control
products.
According
to
them
in furtherance
of SMI's
management.
of
BMSC's
Geraci
and
surveillance of
Appellants
and
their
families,
pressuring
BMSC's
Dunne
individually
interviewed
SMI
employees,
Geraci and
including
about
the date
of
the individual
interviews, Appellants
On or
were
dismissed from their employment at SMI between March and May 1992
without
being
uncontested
except
discrete
for a
told
that no
the reason
one else
translator, that
manner, and
that it
for
their
dismissal.
participated in
the interviews
was Appellants
-3-
It
is
these interviews
took place
in a
that subsequently
DISCUSSION
DISCUSSION
__________
Appellants
raise
four
cut
off;
(ii) their
denied; (iii)
on their
Because the
to
and
(iv)
breach of
first two
the
(i) discovery
of
summary
erroneously
granted on their
judgment
contract claim.
district
was improperly
documents was
conspiracy claims;
granted
production
challenges
was
We
improperly
address each.
and the
same
A.
A.
Appellants
appeal.
raise
two discovery-related
challenges on
it granted summary
judgment
without
affording them
discovery.
the benefit
of conducting
a reasonable
with
the district
their
requests
judgment without
Second,
court
granted
summary
to compel discovery.
February 9,
1994, request
Appellees counter,
the
and
to comply
district
certain documents.
court granted
discovery, and
Appellants.
for production of
that
they did
Thus, they
Appellants
not "hide"
ample
time to
conduct
any information
from
did not
as untimely.
-4-
It
discretion
review
is
well settled
in ruling
on
that
the trial
judge
pre-trial management
has broad
matters, and
we
considerable
discretion.
F.3d
F.2d
625, 628
(1st
See Fusco
___ _____
Cir. 1993).
"We will
intervene in
such
where the
lower court's
plainly wrong
to a review of a district
See,
___
22
1203 (1st
Mack
____
179, 186
standard applies
F.3d 1198,
and
Cir. 1994);
Price v.
_____
General Motors,
_______________
Before
pertinent procedural
entries:
history as revealed by
1.
8/10/92:
_______
Complaint filed.
2.
5/18/93:
_______
3.
10/18/93: Appellants
________
move
to
extend
discovery.
11/15/93: Appellants
________
request document
production
11/18/93: Appellants
________
discovery.
move
again
to
extend
7.
12/8/93:
_______
further extend
Denied.
-5-
8.
1/3/94:
______
Appellants
move
to order
witnesses to
below).
9.
1/10/94:
_______
Appellees
move
for
summary
judgment
(SJ).
10.
1/14/94:
_______
Granted.
to oppose
Opposition
due
by
2/20/94.
11.
1/14/94:
_______
Appellants
discovery
move
again
process.
to
clarify
Denied,
citing
failure to comply
with Fed. R.
45(c)
personal
regarding
Civ. P.
service
of
disruption
in
the
scheduling
order.
12.
2/2/94:
______
Appellees
order.
submit
proposed
pretrial
13.
2/3/94:
______
14.
2/4/94:
______
Pretrial
Conference.
Court
grants
to prepare
joint
motion to dismiss.
15.
2/9/94:
______
SJ,
to compel
document production,
2/10/94:
_______
Pretrial
Conference. Appellants
submit
Court
grants
pretrial order.
17.
2/17/94:
_______
Appellees
file
response
to
SJ
opposition.
18.
3/11/94:
_______
Court
grants
SJ,
denies
Appellants'
appoint
special process
as
server.
judgment in
favor
to
be
amended,
remains.
19.
3/21/94:
_______
Appellants move to
to
file
postpone jury
reconsideration
3/28/94:
Appellants
move for
motions
trial
and
Granted.
reconsideration of
_______
21.
3/29/94:
_______
grant of SJ.
Appellants
move
for
additional
discovery.
22.
6/5/95:
______
Court
denies
Appellants'
reconsideration,
motion
to
complaint, and
motion
grants
strike
third
Appellees'
amended
-6-
for
We turn
Rule
56(f) "looms
respond
to
first to
Appellants' reliance on
large" when
an opponent's
incomplete discovery,
a party
summary
Rule 56(f).
claims an
judgment
inability to
motion because
the
too hastily,"
summary judgment
certainly
district
axe
courts
id.
___
should construe
at 1203.
Rule
no
bite or that
the rule
several
not
only requires
benchmarks
meeting
, but
also
both in
____
pursuing
discovery
summary
judgment
initiative
before
______
the
surfaces
and in
___
at 1202,
swinging
While
56(f) motions
of
pursuing an
extension of time
thereafter.
In
other
Id.
___
at 1203 (emphasis
must invoke
added).
We
a reasonable
With
this rubric
First,
the record
opposition
shows
additional
that Appellants
to summary judgment
incomplete discovery.
extension
of
mind, we
time following
the
Id. at 1204.
___
find that
to
in
that a party
Appellants'
two reasons.
filed their
original
In fact,
Appellants never
the discovery
deadline
sought an
before filing
-7-
their
opposition.2
Moreover,
supplemental4 oppositions
silent
as to their inability
incomplete
district
to
discovery.
court
about
both
Appellants' original3
summary judgment
to oppose summary
The first
outstanding
are
deafeningly
judgment due to
time Appellants
discovery
and
was
informed the
during
the
after
having
already
filed their
pre-trial conferences,
opposition
and supplemental
opposition respectively.
Second,
we
are
hard-pressed to
conclude
that
this
or were
extensions,
discovery concluded
on
January 3,
1994 --
almost
____________________
2
the
to clarify
The district
to comply
with
the Federal
Rules
noting their
of Civil
Procedure
regarding service and the ample time they had for discovery.
Appellants'
Appellees'
ten-page
arguments
in
opposition addressed
favor of
summary
the
judgment,
merits
of
attached
various depositions
it
hearing
could
schedule
or
grant
additional
time
for
depositions,
each of the
9.
The
only basis
restrictions."
While Appellants
do state
of the
record", Appellants do
records]
supplemental opposition
in their
reveal
-8-
not argue
. .
that
discriminatory
. .
animus."
10, 1992, and almost eight months after the court's May 18, 1993,
scheduling
document
order.
Appellants
production
did
until November
not
12,
serve
1994,
a request
for
after they
had
to the
end of the new discovery period set for November 30, 1994.
pursuant
objections
letters,
to
Local
to
Rule
311.11 to
their document
to meet with
discuss
request --
as
Appellees
Appellees'
timely
set forth
in two
to the conclusion
of discovery on
January 3,
1994.
See
___
Local
Rule 311.11.
in a good
motion or objection.
The
days
for arranging
record clearly
a conference.
See
___
that
February 1, 1994 --
____________________
failed to comply
Here, the
with the
Appellees' first
In their first
Appellants represented
completed the
to the court
interrogatories but
1993,
had yet
had worked
-9-
letter
December
which expressly
27,
1993 --
invited Appellants'
but there
is
counsel to
absolutely no
second
meet on
evidence of
Moreover,
summary judgment,
after
Appellees
Appellants never
filed
their
motion
for
discovery
February 3, 1994.
As noted
almost one
concluded and the day after Appellants had filed their opposition
to summary judgment.
Attempting nonetheless
nonmoving
submit
party
preferably in
need
only
writing, of
an
equivalent
of Rule
56(f) the
statement,
additional discovery.
See, e.g., St. Surin v. Virgin Islands Daily News, Inc., 21 F.3d
___ ____ _________
________________________________
1309, 1313-14 (3d Cir. 1994); Wichita Falls Office Assoc. v. Banc
___________________________
____
978 F.2d
910 (1993).
915, 919
Relying
(5th
Cir. 1992),
cert.
_____
they
insist that they triggered Rule 56(f), because "through the whole
procedure
court
more than
materials
plausible
basis to
believe that
essential to their
-10-
discoverable
raise
truthworthy issues."
56(f)
Appellants' Brief,
extensions after
_____
the
opposing party
p. 24.
Unlike
filed a
motion for
identified the
the issues
the
outstanding items
raised.
More
which would be
dispositive to
instant case,
at 919 (finding
that nonmovant
negotiations).
Appellants'
this
In
list of
any
event,
the allegedly
oppose
remain
unpersuaded
numerous times
by
they brought
claim,
we
Appellants'
summary
discovery matters.
two-paragraph request
judgment
makes
Similarly,
no
for
reference
an
extension to
whatsoever
to
information that
In
light of
the
two extensions
granted, the
latter
comply with
Local Rule
311.11, and
what
appears to
us as
an
by
-11-
did the
district court
"without [their]
benefit
to [sic] a reasonable
court was
motion
never put
given
that
Appellees' failure
in the
discovery."
position of
Appellants
granting a
only informed
the
Rule 56(f)
court
about
the conclusion of
For
discretion
obvious
reasons,
motion to
the
in
also
find
no
abuse
of
Appellants' untimely
court from
we
We
to discovery unless
to resolve their
differences or
reach an
required conference,
to
confer or
Local Rule
delayed the
311.11.
notification
Appellants
was
The
on
during the
good cause.
9,
1994.
February 10,
the
conference without
February
have held
See
___
provided written
The court
1994, pre-trial
informed
conference
that, had they timely filed a written motion to compel, the court
could
have
inspection
objections.
requested
of
them
As the
the
to
documents
assess
the
and
made
an
in
legitimacy
of
Appellees'
-12-
camera
its order
denying
Appellants'
post-summary
judgment
motion
requesting
one
month
elapsed to
Appellants'
after
the
second extended
properly request
claim that
essentially irrelevant
an order
Appellees
discovery
deadline
were "hiding"
had
court.
information is
diligence as evidenced by
Rule 311.11
abuse
no
of Appellants'
claimed errors;
indeed, in light
of Appellants'
find
hint
discretion.
of
too readily
tent
is, we think,
187.
Where, as
other
abuse
of
the
into the
district court's
a recipe for
here, the
disaster."
district
way."
district
court's
broad
nose
further
any
Id.
___
scope-of-discovery
Mack,
____
871 F.2d at
court could
have allowed
free to call
"nosey" appearance.
B.
B.
Summary Judgment
Summary Judgment
1.
1.
The Standard
The Standard
on Appellants' claims.
to the entry of
summary judgment
-13-
Hospital, 78 F.3d 747, 748 (1st Cir. 1996); Smith v. F.W. Morse &
________
_____
____________
The function
of summary
the
parties'
proof in
actually required."
order
Cir. 1992),
and if,
flattering
to
viewing
the
determine
of
the summary
trial
U.S. 1030
discloses no genuine
the
entire
nonmovant,
record
is
R. Civ. P. 56 (c).
judgment
axe,"
in
(1993).
summary judgment
issue of
the proponent
whether
fact
to
the
material
light
demonstrates
most
its
Perkins, 78 F.3d at
_______
Mack,
____
871
F.2d
at
181,
the
nonmoving
finder
party
must produce
evidence
which a
reasonable
motion
must be granted.
(1986).
between
the
See
___
existence
parties
will
of some
____
not
for summary
when
(emphasis in
coupled
definite will
with
U.S. 242,
alleged factual
defeat
an
otherwise
at 247-48
evidence, the
Anderson v.
________
"The mere
supported motion
even
on
original).
fact."
dispute
properly
is that
"[S]peculation
effervescent optimism
249
and surmise,
that
something
in
the face of
a properly documented
-14-
Roche v. John Hancock Mutual Life Ins. Co., 81 F.3d 249, 253 (1st
_____
_________________________________
Cir. 1996).
such
as motive or
appropriate if
allegations,
improbable
inferences,
and
unsupported
speculation.'"
Goldman v.
_______
985 F.2d
Based
upon
our
independent
review
of
the
summary
challenge
court noted,
Appellees'
to present a
thorough and
well-documented
motion
Appellants' failure
facts
resulted
statement
311.12;
of
for
to provide a separate
in the
district
uncontested facts
see also
_________
specific opposition
Stepanischen
____________
court's
as
summary
to
judgment.
statement of disputed
taking of
admitted.
See
___
Appellees'
Local Rule
also
properly
disregarded
factual allegations.
it otherwise might
Appellants'
numerous
accompany Appellants
have been.
That
said, we
2.
2.
The Law
The Law
-15-
unsupported
battle than
address each
of
In
must prove
issue
is
against
order to
prevail under
purposeful employment
whether
the
the
under
a plaintiff
discrimination:
the ultimate
intentionally
discriminated
defendant
plaintiff,
Section 1981,
the
by-now familiar
analytical
Patterson
_________
Absent
v. McLean
______
direct
discrimination,
evidence
the
of
race
burden-shifting
v. Green,
_____
U.S.
and/or
framework
411 U.S.
164, 186
national
(1989).
origin
established
792, 802-05
See
___
in
(1973),
Under
first
must
established
make
prima facie
____________
by proving:
satisfactorily;
(iii)
(i)
framework,
showing
of
that plaintiff
plaintiff
discrimination,
that plaintiff is
that plaintiff
a member
performed his
or her
was discharged;
of a
job
and (iv)
by
persons with
Center,
______
plaintiff's qualifications.
Id.
___
Upon
such
a showing,
the burden
of
production shifts
to the
for
plaintiff's
termination.
is
merely
pretextual
Id.
___
If
the
defendant
is
and
that
defendant
intentionally
-16-
Id. at 507.
In the context of
___
a summary
judgment proceeding,
legitimate,
nondiscriminatory basis
decision, the
plaintiff must
for its
offer direct or
or her
e.g.,
____
37
on race
articulates a
adverse employment
indirect evidence
to discharge him
or national
origin.
See
___
(1st
Cir.
1996)
(involving
age
discrimination
claim)
(collecting cases).
The
into play
McDonnell Douglas
_________________
where there is
burden of persuasion
framework, however,
no direct evidence
only comes
of discrimination.
employee to the
employer,
same
affirmatively prove
decision
even
if
it
Co.,Inc., 76 F.3d
________
While
that it would
had
See
___
not
taken
have made
the
e.g., Smith v.
____ _____
the
protected
(citations omitted).
it is not
at 421;
id. at
___
(noting
that the
431 (Bownes,
majority reference
that this
to "smoking
concurring)
gun" evidence
to clearly
define
-17-
know that, at a
remarks
in
the
nondecisionmakers
to
the
decisional
workplace,
particularly
include stray
those
made
by
process
itself.
See
___
Price Waterhouse v.
_________________
Hopkins, 490 U.S. 228, 251-52 (1989) (plurality op.); id. at 277_______
___
opinion).
remarks
While
do
not
perhaps probative
satisfy
lack
the
necessary
discriminatory remark
Smith,
_____
76
F.3d
at
link
discrimination,
burden
that it
stray
proving
between
the
(suggesting
stray remarks
alleged
421
of
by the employer
of
plaintiff's
speaker's
decision.
that direct
evidence
Cf.
__
of
explicitly took
actual or
anticipated
With
the
whether Appellants
legal framework
outlined,
see
Mack, 871
____
grant
record
is
devoid
181, mindful
turn to
axe,"
the
F.2d at
we
of
adequate
that a
direct
district court's
or
circumstantial
Analysis
Analysis
In
Appellants'
the
instant
contention
case,
that
they
-18-
the
district
proved
by
court
rejected
direct
evidence
It
they were
court's
not
steps
substantiated.
and
will
substantiated remarks.6
focus
We, too,
only
follow
on
the
the
two
district
properly
on or about
expense
a "black mafia
of the company."
Deposition of Serrano,
at the
p. 125, lines
21-23.
in which they
As
we
understand
company if
Appellants'
arguments,
they
and to
to be
their employment.
For this
____________________
only were
materials,
evidence
they not
but Appellants
could not
part of
have
the original
summary judgment
not demonstrated
provided with
why this
new
the summary
judgment materials.
See
___
Co., 81 F.3d 249, 253 (1st Cir. 1996) ("Put bluntly, 'motions for
___
summary judgment must be decided on the record
on
a litigant's
reveal.'")
visions
(quoting
of
what
Maldonado-Denis
_______________
the
facts
as it stands, not
might
some
day
v. Castillo-Rodr guez,
__________________
23
-19-
to
Appellants'
racial
or
ethnic
background
and
that
these
As
an
initial matter, we note that the record sheds little light on its
Appellants' racial
during oral
he
it
references to
referred to,
"gathered"
opposition
or ethnic background.7
referred to
"black mafia"
to
summary
Puerto
as Appellant
Ricans.
pointed to
judgment
suggest
The very
by Appellants
that
Serrano testified in
"black
few
in their
mafia"
his deposition,
to undercut
Appellants' claim
them as members
of a "black
mafia."
Id.
___
referring to
at 125, lines
23-24.
Based
on the record,
were referring
we are hard-pressed
to Appellants with a
to conclude Appellees
____________________
among
characters.
Ed.,
pp.
"criminal
Mafia,"
See
___
other
things,
sinister
or
evil
actions
or
118-20 (1993).
"Mafia"
organization" or
id.
___
at 699.
"a group
is
defined as
of people
Taken together,
"black"
a particular
likened to
the
could arguably
or
the
group's
illegal,
illicit
-20-
or clandestine
While
of discrimination.
While
at
423 (noting
(citing
district
cases),
temporal
time
-- that
frame
between
proximity as
Appellants
court noted
the close
racially or ethnically
have
they
factor); id.
___
not demonstrated
were terminated
--
the
F.3d
at
432
as
the
because of
their
race
or
decisionmakers
national
who
made the
decisional process.
BMSC,
not
SMI,
origin
or
comments
Indeed, Hackett
and
it
that
is
the
in
speakers
were
connection with
the
uncontested
that Appellants
were
Geraci
ordered
Appellants'
their
Human
employment does
failure
alleged
SMI's
remarks
to
provide
were made
decisional
process.
improbable
inferences
suffice.
See Goldman,
___ _______
Resources
not assist
985
Director
in
connection
on
unsupported
F.2d
to
support
with the
conclusory
speculation
at 1116.
and
terminate
Appellants, because
specific factual
Resting
and
that
of
the
employment
allegations,
does
In other
not
words,
Appellants
have
failed
to show
to
terminate
particularly
did
what
we
consider
to be
the
Appellants'
employment.
reinforced by the
Our
conclusion
is
or national origin
as a factor when
-21-
asked
why they
thought
their employment
had been
terminated:
some
admitted that
they had
no knowledge
of the
reason while
For
we find no
reason on this
more
is
We
contrary to
possible, indeed
probable,
that there
was some
that it
connection
Because
we
conclude that
Appellants
have failed
to
satisfy the
can do
protected class
so through a
prongs, as
as Puerto Ricans
prima facie
___________
quick:
they are
While
case.
they
members of
all terminated,
they have not proven that they performed their jobs adequately or
that
persons
positions;
with
their
indeed, they
appellate brief.
qualifications
do
In light
not even
of their
filled
argue
as much
failure to
their
job
in
their
prove a
prima
_____
____________________
It
this
presence
fact
much
weight
that
is more likely
-22-
an
We do
not
employee's
to be an anomaly
McDonnell
_________
Douglas analysis.
_______
In light
burden of
of Appellants' failure to
proving that
the basis of
of summary judgment,
and, particularly,
pausing only
to add this:
them on
The
foregoing
unclothed by any
claims of
discrimination based on
sprout[ed] as
easily as
College,
_______
imaginative litigant's
tarring defendants'
. [which plausibly] . .
crabgrass in an
origin are
sufficient
to
convey
specific
instances
of
unlawful
discrimination.").
2.
2.
four
incidents:
(i)
alleged public
and intraoffice
accusations by
articles
inventory;
(iii)
the
interviews
questioned while
a third party,
(iv)
labeling
statements
mafia."
The
district
in
Appellants
a translator, was
Appellants
court
which
as members
thoroughly
-23-
were
present; and
of
"black
reviewed Appellants'
arguments in support of
the
four instances
Appellants --
for a
variety of
"Under Puerto
that
Rico
law, a
reasons --
We agree.
defamation claim
requires
that plaintiff
private figure
plaintiff, that
Mojica Escobar
_______________
v.
Roca, 926
____
(citations omitted);
148,
each of
153 (D.P.R.
see also
________
1996)
F.
Supp.
Pages v.
_____
(noting that
30,
case of a
negligent."
33 (D.P.R.
Feingold, 928
________
negligence in
1996)
F. Supp.
defamation
cases is applied as
Code,
31 L.P.R.A.
the Civil
p. 11677 (1994).
requires
false.
For
that plaintiff
See 32 L.P.R.A.
___
prove
that the
3142 (defining
at 34; Villanueva v.
__________
law
alleged defamation
is
libel); 32 L.P.R.A.
F. Supp.
pp. 8696-97
(1991).
Here,
respect
conclusory assertions,
any
of
the
alleged
which tends
to establish the
defamatory statements.
falsity of
Because
of this
slander
based on
the first
three instances
necessarily fails.
-24-
based on plaintiff's
of offending publications).
Appellants have
burden
of
utterly failed
presenting
of proving falsity
definite,
the record,
to carry their
summary judgment
competent
to
evidence
rebut
Appellees' motion
establish
for summary
the existence
of
Appellees
irrelevant
as
a genuine,
have failed
material triable
truth of the
Appellants
have
do
they
here
judgment:
issue
fact that
alleged statements is
failed
Cf. id.
___ ___
The
to
to
establish
an
In light of this,
we
defamation
in
light
of
(i)
Appellants'
failure
to
provide
(ii)
the
fact
that,
while Appellant
Serrano
testified
that
Appellee Hackett
not
carried
Because we
do not
their burden
as to
need to address
the remaining
whether Appellants
elements, we
do not
were
questioned.
See Porto
___ _____
-25-
J.T.S.
175,
10248
intracorporate
_____
also
(1992)
(adopting
communication is equivalent
defamatory
majority
rule
that
to publication while
We only add
this:
Even
summary judgment
the
materials and
Appellants'
review of the
arguments we
would
see also
_________
People v.
______
According to
See 33 L.P.R.A.
___
Arreche Holdun,
______________
114
P.R. Dec.
4523(2)9;
99 (1988).
named as defendants
in the action below came to Puerto Rico "with the task of framing
to dismiss SMI
positions."
officials so that
BMSC
point us
their
complaint a
cause of
action for
conspiracy nor
____________________
If two or more
(2)
persons conspire . . .
to
falsely
or
maliciously
accuse
another
person
of
any
or
to
be charged
or
attempt
that another
to
crime,
did the
arrested for
punished
any crime;
. . .
by imprisonment
. .
shall be
. ,
or a
fine . . . .
L.P.R.A. T.33
4523(2).
-26-
district court
aside,
explicitly address
we decline to consider
conspiracy.
Possible waiver
record.
What
is more, based
on our own
review of the
summary
judgment
materials,
Appellants'
against
we
find
no
record
evidence
to
support
Appellants.
summary judgment
and a "mafia"
While
their
supplemental
opposition
and to the
stealing of inventory
to
to a "gang"
from SMI,
this
argument further.
3.
3.
Appellants
also
seek
damages
based
on
Appellees'
Constitution, claiming
photographed without
blacklist"
which
has hindered
their
efforts
telephoned, and
on an "industrial
at securing
new
employment.
Sections 1 and
8 of Article II of the
which,
respectively, provide
being
the
protection
of law
that "[t]he
against
abusive attacks
or family life."
1,
Mojica Escobar,
______________
see generally,
_____________
L pez-Pacheco
_____________
v.
dignity of
8;
United States,
______________
P.R.
926
627 F.
the right to
on
his honor,
F. Supp.
Supp.
-27-
the human
1224,
at 34-35;
1227-29
The district
court
granted
summary
failure to provide
Appellants
judgment
on the
basis
court's decision.
of
Appellants'
court's
grant
of
summary judgment
for
the
very
same reason
4.
4.
Appellants
argue on
appeal
that
the district
court
contract
comply
SMI
between SMI
and Appellants
inasmuch as
BMSC did
not
Caribbean,
_________
92
J.T.S. 11,
manuals describing
9164
(1992)
(holding that
employee
part of the
unjustified).10
The
court dismissed
their claim
on the
grounds that
____________________
whose
10
was
listed
because (i)
violations
and
(ii)
they did
not
BMSC ordered
violate any
their
of the
dismissal
in
result of
or employee dismissed up to
the merger
would
be paid
December 1992,
a certain
severance
amount.
-28-
joinder
would
destroy
the
court's
diversity
jurisdiction.11
noted
district court
that their claim was inherently based on the fact that SMI
their
employment.
that,
because
was
Citing
Fed. R.
Civ. P. 19(b),
it concluded
an indispensable party.
SMI is
a separate
court
Appellants are
concluded that
lacking diversity
district
SMI's
both citizens of
joinder would
jurisdiction.
court also
noted
and that it
Puerto Rico,
result in
In reaching its
that Appellants
was undisputed
the
the court
decision, the
could always
bring
Appellants
erred in concluding
argue on
that
principal place
of
BMSC
is
business
court
jurisdiction in
Fed. R. Civ.
P. 19.
Apart
Delaware
in New
York,
earlier factual
the district
law or to
and
that
control"
appeal
corporation with
Appellants
do
its
not
____________________
11
court noted
that its
the district
breach of
contract
-29-
that
SMI
is
a separate
superficial manner,
company
from BMSC.
In
a similarly
SMI is not
by
BMSC,
district
providing no
court erred
adequate
basis for
in concluding
concluding
that SMI,
an actor
why the
in the
find waiver.
See
___
950
F.2d
13, 23
failed to
forward
(1st Cir.
1991)
(finding waiver
in
an effort
to present
some
legal theory
States
______
"issues
some
adverted to
effort at
U.S.
perfunctory manner,
failure to
1082
19's indispensable
(enumerating
equity and
unaccompanied by
Indeed,
Rule
waived."),
in
19, let
light
see
___
be considered
Fed. R.
Civ. P.
to determine
of
alone claim
party analysis,
factors to
(1992); United
______
are deemed
(1990).
even mention
that will
developed argumentation,
Appellants'
in a
1, 17 (1st
where party
on Rule
19(b)
whether in
also,
____
134-138
Pujol v.
_____
(1st
Cir.
1989)
(discussing
-30-
F.2d 132,
indispensable
party
F.2d at 22 ("Overburdened
to be
mind readers.").
We
agree
with the
Appellants' claim is
alleged
breach:
dismissal,
dismissal
it
that SMI
while
was SMI
district
court
that inherent
BMSC may
have
"ordered"
Appellants'
with the
In light
time of their
did
the
not comply
officers that
actors in
in
a separate
dismissal, we conclude
at the
of
action for severance pay could not be brought against BMSC as any
claim arising
contract between
Appellants
Furthermore, while
_______
--
contrary
court:
by
to their
assertions --
L.P.R.A.
based
5303,
of the
of their
day in
action in federal
Appellants will
on breach
deprived
be able to
court, see 31
___
file their
employment contract,
as well
claims
as other
CONCLUSION
CONCLUSION
__________
Without
dismissals
or
the
commenting on
manner
the
in which
propriety
they
were
of
Appellants'
dismissed, the
-31-