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Improving Sleep
A guide to a good nights rest
In this report:
Diagnosing sleep
problems
Practical tips for
sounder sleep
Sleep apnea solutions
Special Bonus Section
Dangers of sleep
deprivation
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improving sleep
SPECIAL HEALTH REPORT
Medical Editor
Lawrence Epstein, M.D.
Instructor in Medicine, Harvard Medical School
Division of Sleep Medicine,
Brigham and Womens Hospital
Medical Director, SleepHealth Centers,
Brighton, Mass.
Contents
Sleep mechanics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Quiet sleep . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Dreaming (REM) sleep . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Sleep architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Your internal clock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
3
4
4
Editor
Julie Corliss
Editor, Special Health Reports
Kathleen Cahill Allison
Art Director
Heather Derocher
Production Editors
Mary Kenda Allen
Melissa Rico
Illustrator
Scott Leighton
Michael Linkinhoker
Published by Harvard Medical School
Anthony L. Komaroff, M.D., Editor in Chief
Edward Coburn, Publishing Director
Copyright 2010 by Harvard University. Written permission is
required to reproduce, in any manner, in whole or in part, the
material contained herein. Submit reprint requests in writing to:
First-line strategies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Insomnia. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Types of insomnia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
First-line treatment: Behavioral changes. . . . . . . . . . . . . . . . . .
Prescription medications for insomnia . . . . . . . . . . . . . . . . . .
Over-the-counter sleep aids. . . . . . . . . . . . . . . . . . . . . . . . . . .
20
20
22
25
Snoring. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Sleep apnea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
Web Site
Customer Service
Movement disorders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
Parasomnias. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
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Narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
ISBN 978-1-935555-18-6
The goal of materials provided by Harvard Health Publications
is to interpret medical information for the general reader. This
report is not intended as a substitute for personal medical
advice, which should be obtained directly from a physician.
Symptoms of narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Treatments for narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
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Dear Reader,
How do you feel when you wake up in the morning? Are you refreshed and ready to go, or
groggy and grumpy? For many people, the second scenario is all too common. Sleep-related
problems affect 50 million to 70 million Americans of all ages. Insomniatrouble falling or
staying asleepis the most common complaint, but other chronic disorders, including sleep
apnea, restless legs syndrome, or narcolepsy, can also contribute to a shut-eye shortfall. And
some people simply stay up too lateusually because theyre watching late-night TV,
according to a national time-use survey of more than 21,000 adults. Logging long hours on
the computer is another common cause of sleep loss.
Regardless of the reason, one in five Americans sleep less than six hours a nighta trend that
can have serious personal and public health consequences. Insufficient sleep can make you
too tired to work efficiently, to exercise, or to eat healthfully. Over time, sleep deprivation
increases the risk for a number of chronic health problems, including obesity, diabetes, and
heart disease (see Special Section: Dangers of sleep deprivation, page 9).
Whats more, 54% of American adultsas many as 110 million licensed drivershave driven
when drowsy at least once in the past year. Drowsy driving is one of the most common causes
of crashes in all modes of transportation, resulting in 8,000 deaths and 60,000 debilitating
injuries each year.
Even though many people acknowledge that sleep is important, few seek treatment for their
sleep problems. If you arent getting your share of sleep, you neednt fumble about in a fog
of fatigue. This report describes the complex nature of sleep and the latest in sleep research,
including the discovery of a genetic mutation that controls sleep duration. It also describes
the numerous health conditions and medications that can interfere with normal sleep, as well
as prescription and over-the-counter medications used to treat sleep disorders. Information
about the diagnosis and treatment of sleep apnea, an under-recognized yet life-threatening
sleep disorder, is also included. Most importantly, youll learn what you can do to get the
sleep you need for optimal health, safety, and well-being.
Sincerely,
Harvard Health Publications | Harvard Medical School | 10 Shattuck Street, Second Floor | Boston, MA 02115
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Sleep mechanics
Relaxed wakefulness
Stage N1
Theta waves
Stage N2
K-complex
Sleep spindles
Stage N3
Delta waves
Improving Sleep
Quiet sleep
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Sleep stage
Awake
REM
N1
N2
N3
Hours of sleep
Sleep architecture
Improving Sleep
Hypothalamus
Suprachiasmatic
nucleus
Cerebellum
Brain stem
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Why do we dream?
Youve probably wondered whether your dreams serve any
purpose. What does it mean when you arrive at your senior
prom in overalls, or when youre chased through the streets
of Paris by a giant turtle?
Those who have studied dreaming fall into two general
camps: those who say yes, dreams are significant, and those
who say no, theyre not.
Followers of the first camp trace many of their ideas to Sigmund Freud, who in 1900 proposed that dreams are meaningful representations of the unconscious mind in which
we reveal our hidden conflicts, desires, and fears, albeit in
disguised form. Post-Freudian theorists and psychoanalytic
thinkers subsequently elaborated on and refined his ideas, focusing on how dreams help the organization of thought and
the consolidation and reinforcement of long-term memory.
Other researchers, taking a physiological approach, are
skeptical. Pointing to studies from the 1970s showing that
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dreams occur upon activation of neurotransmitters in a portion of the brain, they argue that dreams are merely aimless
and chaotic imagesessentially little more than the minds
attempt to make meaning out of the random chemical signals sent up from the brain stem. They also point out that we
only remember a minute percentage of our dreams; if they
were significant, surely wed remember them better.
Some research on the function of dreams has combined the
psychological and neurochemical approaches. One scientist,
for example, observed that patients who sustained injuries
and lesions in the brains frontal lobe no longer dreamed. This
suggests that dreaming involves areas in the front of the
brain that are connected to urges, impulses, and appetites.
Other research suggests that dreaming plays a role in helping
consolidate the days memories, attaching associations and
emotions and helping to retain important events. Further study
should offer important insights on why we dream and what
role, if any, our dreams can play in maintaining mental health.
Improving Sleep
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o a certain extent, heredity determines how people sleep throughout their lives. Identical twins,
for example, have much more similar sleep patterns
than nonidentical twins or other sibling pairs. Differences in sleeping and waking seem to be inborn,
although the genetic underpinnings arent fully
understood. But in 2009, scientists reported the discovery of a genetic mutation relating to sleep duration (see A gene that controls sleep length, below).
Nevertheless, many factors can affect how a person
sleeps. Aging is the most important influence on basic
sleep rhythmsfrom age 20 on, it takes progressively
longer to fall asleep. You sleep less each night, stages
N1 and N2 sleep increase, stage N3 sleep and REM
Improving Sleep
Childhood
Adolescence
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Adulthood
the day.
If you feel drowsy, take a midday nap.
Exercise regularly, which will help reduce leg cramps and
improve sleep.
Cut down on fluids before bedtime to reduce nighttime
your abdomen.
Age 40
Age 60
Age 70
Age 80
16 minutes
17 minutes
18 minutes
18.5 minutes
19 minutes
7.5 hours
7 hours
6.2 hours
6 hours
5.8 hours
47%
51%
53%
55%
57%
20%
15%
10%
9%
7.5%
22%
21%
20%
19%
17%
95%
88%
84%
82%
79%
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Improving Sleep
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Snoozing news
The average length of time Americans spend sleeping has
dropped from about nine hours a night in 1910 to about
seven hours today.
Middle age
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S p e c i a l S e c t ion
influenced by fluctuations in circadian rhythms. For example, sleepdeprived people may still function
fairly well during the morning and
evening. But during the peaks of
sleepiness in the afternoon and
overnight hours, people often literally cannot stay awake and may
fall asleep while standing, sitting,
or even while talking on the telephone, working on the computer,
or eating. A small percentage experience paranoia and hallucinations.
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Special Section
People who skimp on sleep face a higher risk of numerous health problems.
Imp r ov i n g S l e e p
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Viral infections
Anecdotal evidence supports the
notion that when youre tired and
run-down, youre more likely to
get sick. A 2009 study in Archives
of Internal Medicine offers some
proof. Researchers tracked the
sleep habits of 153 men and women
for two weeks, then quarantined
them for five days and exposed
them to cold viruses. People
Leptin who
Ghrelin
slept an average of less than seven
hours per night
Sleepwere three times
deprevation
as likely to get
sick as those who
averaged at least eight hours.
Weight gain
Not getting enough sleep makes
you more likely to gain weight,
according to a 2008 review article
in the journal Obesity that analyzed
findings from 36 different studies
of sleep duration and body weight.
caloric intake
Diabetes
A 2009 report in Diabetes Care
Altered
found a sharp increase in the risk
thermoregulation
Reduced
of type 2 diabetes in people
with
energy
expenditure
Increased
persistent insomnia. People who
fatigue
had insomnia for a year or longer
and who slept less than five hours
per night had a threefold higher
risk of type 2 diabetes compared
with those who had no sleep
complaints and who slept six
More opportunity
to eat
Altered ability to
control body
temperature
Sleep deprivation
Increased fatigue
Increased caloric
intake
Reduced energy
expenditure
Obesity
Staying up too late at night means youll have more opportunities to eat, but thats not the only problem. Sleep deprivation
can alter your bodys metabolism, making you feel hungrier and slowing your metabolism. Youll also feel more tired during
the day, which means youre less likely to exercise.
Obesity, March 2008.
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11
Special Section
Heart disease
A number of studies have linked
short-term sleep deprivation with
several well-known risk factors
for heart disease, including higher
cholesterol levels, higher triglyceride levels, and higher blood pressure. One such report, published
in a 2009 issue of Sleep, included
more than 98,000 Japanese men
and women ages 40 to 79 who
were followed for just over 14
years. Compared with women
who snoozed for seven hours,
women who got no more than
four hours of shut-eye were twice
as likely to die from heart disease,
the researchers found.
One common cause of poor
sleep, sleep apnea (see page 28),
also raises heart disease risk. In
Mental illness
A study of about 1,000 adults
ages 21 to 30 found that, compared with normal sleepers, those
who reported a history of insomnia during an interview were four
times as likely to develop major
depression by the time of a second
interview three years later. And
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Imp r ov i n g S l e e p
Mortality
In the Japanese heart disease study
described above, short sleepers of
both genders had a 1.3-fold increase
in mortality compared with those
who got sufficient sleep. Severe
sleep apnea raises the risk of dying
early by 46%, according to a 2009
study of 6,400 men and women
whom researchers followed for an
average of eight years. Although
only about 8% of the men in the
study had severe apnea, those who
did and who were between 40 and
70 years of age were twice as likely
to die from any cause as healthy
men in the same age group.
Healthy sleep habits
Clearly, getting enough sleep is
just as important as other vital elements of good health, such as eating a healthy diet, getting regular
exercise, and practicing good dental hygiene. In short, sleep is not a
luxury but a basic component of a
healthy lifestyle.
Just like purchasing healthy
foods, taking an after-dinner
walk, or flossing your teeth, getting adequate sleep requires time
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13
First-line strategies
weekends.
Use the bed only for sleeping or sex.
Forgo naps, especially close to bedtime.
Limit the time you spend in bed. Turn in only when youre
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Improving Sleep
the bathroom.
Stop smoking, or at least do not smoke for one to two hours
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sounds.
Install double-paned windows.
Use a fan or other appliance that produces a steady
Improving Sleep
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15
Common conditions often associated with sleep problems include heartburn, diabetes, cardiovascular disease, musculoskeletal disorders, kidney disease, mental
illness, neurological disorders, respiratory problems,
and thyroid disease. In addition, a number of prescription and over-the-counter medications used to
treat these and other health problems can impair sleep
quality and quantity (see Table 2).
Heartburn
Lying down in bed often worsens heartburn, which is
caused by the backup of stomach acid into the esophagus. You may be able to avoid this problem by abstaining from heavy or fatty foodsas well as coffee and
alcoholin the evening. You can also use gravity to
your advantage by elevating your upper body with an
under-mattress wedge or blocks placed under the bedposts. Over-the-counter and prescription drugs that
suppress stomach acid secretion can also help.
Diabetes
Night sweats, a frequent need to urinate, or symptoms
of hypoglycemia (low blood sugar) often rouse people
with diabetes whose blood sugar levels are not well
controlled. If diabetes has damaged nerves in the legs,
nighttime movements or pain may also disturb sleep.
Heart disease
Patients with heart failure may awaken during the
16
Improving Sleep
Musculoskeletal disorders
Arthritis pain can make it hard for people to fall asleep
and to resettle when they shift positions. In addition, treatment with corticosteroids frequently causes
insomnia. You may find it helpful to take aspirin or
a nonsteroidal anti-inflammatory drug (NSAID) just
before bedtime to relieve pain and swelling in your
joints during the night.
People with fibromyalgiaa condition characterized by painful ligaments and tendonsare likely
to wake in the morning still feeling fatigued and as
stiff and achy as a person with arthritis. Researchers
who analyzed the sleep of fibromyalgia sufferers have
found that at least half have abnormal deep sleep, in
which slow brain waves are mixed with waves usually
associated with relaxed wakefulness, a pattern called
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alpha-delta sleep. In one study, 62 people with fibromyalgia received treatment for six weeks with either
the NSAID naproxen, the tricyclic antidepressant
amitriptyline, both drugs, or a placebo. Almost half
of those who took low doses of amitriptyline reported
sleeping and feeling better.
Kidney disease
Kidney disease can cause waste products to build up
in the blood and can result in insomnia or symptoms
of restless legs syndrome (see page 33). Although
researchers arent sure why, kidney dialysis or transplant does not always return sleep to normal.
Mental illness
Almost all people with anxiety or depression have trouble falling asleep and staying asleep. In turn, not being
able to sleep may become a focus of some sufferers
ongoing fear and tension, causing further sleep loss.
General anxiety. Severe anxiety, formally known
as generalized anxiety disorder, is a mental illness
characterized by persistent, nagging feelings of worry,
apprehension, or uneasiness. These feelings are either
unusually intense or out of proportion to the real
troubles and dangers of the persons everyday life. People with the disorder typically experience excessive,
persistent worry every day or almost every day for a
period of six months or more. Common symptoms
include trouble falling asleep, trouble staying asleep,
and not feeling rested after sleep.
Phobias and panic attacks. Phobias, which are
intense fears related to a specific object or situation,
rarely cause sleep problems unless the phobia is itself
sleep-related (such as fear of nightmares or of the bedroom). Panic attacks, on the other hand, often strike at
night. In fact, the timing of nocturnal attacks helped
convince psychiatrists that these episodes are biologically based. Sleep-related panic attacks do not occur
during dreaming, but rather in stage N2 and stage N3
sleep, which are free of psychological triggers. In many
phobias and panic disorders, recognizing and treating
the underlying problemoften with an anti-anxiety
medicationmay solve the sleep disturbance.
Depression. Because almost 90% of people with
serious depression experience insomnia, a physiwww.h e a l t h . h a r v a r d . e d u
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17
Medication
Used to treat
Common examples
Anti-arrhythmics
procainamide (Procanbid),
quinidine (Cardioquin),
disopyramide (Norpace)
Beta blockers
Clonidine
clonidine (Catapres)
Corticosteroids
Inflammation, asthma
Diuretics
chlorothiazide (Diuril),
chlorthalidone (Hygroton),
hydrochlorothiazide (Esidrix,
HydroDIURIL, others)
Medications
containing alcohol
Medications containing
caffeine
Decreased alertness
Nicotine replacement
products
Smoking
Sedating antihistamines*
diphenhydramine (Benadryl),
chlorpheniramine (Chlor-Trimeton)
Drowsiness
Motion sickness
dimenhydrinate (Dramamine)
Depression, anxiety
dextroamphetamine (Dexedrine),
methamphetamine (Desoxyn),
methylphenidate (Ritalin)
Theophylline
Asthma
Thyroid hormone
Hypothyroidism
*These medications are also found in over-the-counter sleep aids (see page 25).
18
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Respiratory problems
Circadian-related changes in the tone of the muscles surrounding the airways can cause the airways
to constrict during the night, raising the potential
for nocturnal asthma attacks that rouse the sleeper
abruptly. Breathing difficulties or fear of having an
attack may make it more difficult to fall asleep, as can
the use of steroids, theophylline, or other breathing
medications that also have a stimulating effect, similar to that of caffeine. One study found that nearly
75% of people with asthma experienced frequent
awakenings every week. People who have emphysema or bronchitis may also have difficulty falling
and staying asleep because of excess sputum production, shortness of breath, and coughing.
Thyroid disease
An overactive thyroid gland (hyperthyroidism) can
cause sleep problems. The disorder overstimulates
the nervous system, making it hard to fall asleep,
and it may cause night sweats, leading to nighttime
arousals. Feeling cold and sleepy is a hallmark of an
underactive thyroid (hypothyroidism). Because thyroid function affects every organ and system in the
body, the symptoms can be wide-ranging and sometimes difficult to decipher. Checking thyroid function requires only a simple blood test, so if you notice
a variety of unexplained symptoms, ask your doctor
for a thyroid test.
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19
Insomnia
Types of insomnia
Snoozing news
The National Center on Sleep Disorders Research estimates that each year, sleep disorders, sleep deprivation,
and sleepiness add $15.9 billion to the national health
care bill. Additional costs to society for related health
problems, such as lost worker productivity and accidents,
are not included in this calculation.
20
Improving Sleep
Sleep restriction
People with insomnia often tend to spend more time
in bed, hoping this will lead to sleep. In reality, spending less time in beda technique known as sleep
restrictionpromotes more restful sleep and helps
make the bedroom a welcome sight instead of a torture chamber. As you learn to fall asleep quickly and
sleep soundly, the time in bed is slowly extended until
you obtain a full nights sleep.
Some sleep experts suggest starting with six hours
at first, or whatever amount of time you typically sleep
at night. Setting a rigid early morning waking time
often works best. If the alarm is set for 7 a.m., a sixhour restriction means that no matter how sleepy you
are, you must stay awake until 1 a.m. Once you are
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Reconditioning
Developed in the 1970s, this technique reconditions
people with insomnia to associate the bedroom with
sleep. These are the rules:
Use the bed only for sleeping or sex.
Go to bed only when youre sleepy. If youre unable
to sleep, move to another room and do something
relaxing. Stay up until you are sleepy, then return to
bed. If sleep does not follow quickly, repeat.
During the reconditioning process, get up at the
same time every day and do not nap.
The idea is to train your body to associate your bed
with sleep instead of sleeplessness and frustration.
Relaxation techniques
For some people with insomnia, a racing or worried
mind is the enemy of sleep. In others, physical tension
is to blame. Techniques to quiet a racing mindsuch
as meditation, breathing exercises, progressive muscle
relaxation, and biofeedbackcan be learned in behavior therapy sessions or from books, CDs, or classes.
Progressive muscle relaxation, which involves progressively tensing and relaxing your muscles starting
with your feet and working your way up your body,
is a tried-and-true, drug-free technique for achieving both physical and mental relaxation. A typical
approach is this:
Lie on your back in a comfortable position. Put a pillow under your head if you like, or place one under
your knees to relax your back. Rest your arms, with
palms up, slightly apart from your body. Feel your
shoulders relax.
Take several slow, deep breaths through your nose.
Exhale with a long sigh to release tension.
Focus on your feet and ankles. Are they painful or
tense? Tighten the muscles briefly to feel the sensation. Let your feet sink into the floor or the bed. Feel
them getting heavy and becoming totally relaxed. Let
them drop from your consciousness.
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21
Improving Sleep
Prescription medications can be useful for some people with insomnia, usually for transient or short-term
insomnia. But these drugs should be used at the lowest dose and for the shortest possible period of time.
Since behavioral therapies are as effective and may
have longer-lasting beneficial effects, they should be
tried first when possible.
Doctors prescribe several different types of medications to treat insomnia (see Table 3), including
older medications called benzodiazepines, which are
also used to treat anxiety; newer, related medications
known as nonbenzodiazepines, which selectively target
sleep receptors in the brain; and antidepressants, which
are typically prescribed in doses lower than those used
to treat depression. The newest sleep drug, ramelteon,
is classified as a melatonin-receptor agonist.
Benzodiazepines. These medications enhance the
activity of GABA, a neurotransmitter that calms brain
activity. Different benzodiazepines vary in how quickly
they take effect and how long they remain active in
the body. Taken at night, benzodiazepines can lead
to next-day drowsiness and sedation. If your main
problem is getting to sleep, your doctor may prescribe
one that begins working quickly and is short-acting,
such as triazolam (Halcion). If your problem is staying asleep, a drug that lasts longersuch as estazolam
(ProSom) or temazepam (Restoril)may be necessary. These drugs are useful for patients with anxiety
and insomnia that results from it.
One drawback of benzodiazepines is that they
reduce how much deep sleep you get. Also, many people who use benzodiazepines develop tolerancethe
need for more and more of the drug to obtain the same
effect. After a few weeks, the drugs may no longer promote sleep. Another risk is that stopping the medication abruptly after long-term use can cause insomnia
thats even worse than the insomnia you had before
you started taking the drug (a phenomenon known as
rebound). These medications should be discontinued
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Side effects
Comments
Tetracyclic
Tricyclics
trazodone (Desyrel)
citalopram (Celexa)
fluoxetine (Prozac)
fluvoxamine (Luvox)
paroxetine (Paxil)
sertraline (Zoloft)
venlafaxine (Effexor)
mirtazapine (Remeron)
amitriptyline (Elavil)
doxepin (Sinequan)
nortriptyline (Aventyl, Pamelor)
trimipramine (Surmontil)
Dizziness
*Although the FDA has not approved these drugs for this use, physicians have found that they often help people with insomnia and therefore prescribe them.
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Improving Sleep
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Over-the-counter
sleep aids
Dietary supplements
A 2007 survey reported that about 1.4% of adult
Americans had used some form of alternative medicine (mostly herbal supplements) for insomnia or
trouble sleeping.
As with other dietary supplements, the FDA does
not regulate these products, so they arent tested for
safety, effectiveness, quality, or accuracy of labeling.
Although marketed as natural, these products may
contain biologically active substances that can have
side effects or interact with other medications or supplements. If youre thinking about using such products
(or already do so) be sure to tell your doctor.
Many herbal products include a variety of active
ingredients, some of which might interact unfavorably with other medications youre taking. Even a single
herb is a complex chemical stew. Valerian root extract,
for example, contains more than 100 specifically identified substances. Researchers dont know precisely which
of these accounts for the herbs effect, nor can they say
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25
Mechanical devices
Specially designed orthopedic pillows may help people
with insomnia sleep better. For people with sleep problems due to snoring or nasal congestion, adhesive-backed
nasal strips (such as Breathe Right) or devices such as
NoseWorks, a small plastic nasal support, may provide
relief. Manufacturers contend that such products help
keep nasal passages open, reduce snoring, and increase
airflow, thus improving sleep. But little independent research has evaluated these claims, and many people who
try them find they dont work.
26
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Snoring
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27
Improving Sleep
Sleep apnea
Sleep apnea is a life-threatening condition in which
breathing stops or becomes shallower hundreds of
times each night. By far the most common form is
obstructive sleep apnea (OSA), in which the airway
becomes blocked during sleep.
Untreated, sleep apnea can have serious conse
quences. The relentless daytime fatigue that often
results may lead to failed careers, broken marriages,
and automobile and workplace accidents. It can even
be life-threatening, leading to the development of hypertension, heart failure, and stroke. A New England Journal
of Medicine study found sleep apnea doubles a persons
risk of stroke over a seven-year period. Sleep apnea can
wreak havoc on the cardiovascular system because the
heart must work harder every time the person arouses
to open his or her airway (see Heart disease, page 12).
Sleep apnea used to be considered uncommon,
and it often remained undiagnosed. Physicians rarely
checked for it except in the stereotypical patientan
overweight, middle-aged man who snored. Although
more than half of the estimated 18 million Americans
who have sleep apnea are overweight, many are not.
The disorder affects about one in 25 middle-aged men
and one in 50 middle-aged women, and the incidence
rises with age. At least one in 10 of those older than 65
has sleep apnea.
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29
Air flow
Mouth
Hard palate
Soft palate
Pharynx
Blocked
airway
Restored
air flow
Opened airway
30
Improving Sleep
The most common form of PAP is continuous positive airway pressure (CPAP), in which the air pressure
stays the same while breathing in and out.
CPAP was once quite cumbersome but has
become more comfortable. Newer models are lighter
and quieter, and many offer options such as warmed
humidified air (which alleviates nasal congestion,
skin dryness, and dry mouth) and a timer that slowly
builds up pressure to give you time to adapt and fall
asleep more easily. There are also a variety of mask
styles, allowing users to find the one that best fits the
face and is most comfortable.
People usually try CPAP for the first time in a
sleep laboratory, so a technician can adjust the pressure during sleep. Many people adjust to it without any
problem and report that their night in the laboratory
is the best nights sleep theyve had in years. Others
find it difficult at first to breathe out against a constant
stream of air and to sleep with their mouth closed, but
they usually get used to it with time.
CPAP generally leads to a great improvement in
the amount of time spent in restorative deep sleep,
which improves alertness the next day. In many cases,
CPAP also reduces or eliminates hypertension. For
some people, CPAP is a lifelong treatment.
For people who have difficulty exhaling against the
pressure of CPAP, a refinement called bilevel PAP (often
referred to by the trademarked name BiPAP) may be
more tolerable. It delivers air under higher pressure
as the sleeper inhales and switches to a lower pressure
during exhalation to make it easier to breathe out. An
important innovation (called AutoPAP) is the inclusion
of an internal regulator that moves the pressure up and
down, rather than staying at a fixed setting, depending
on your pressure needs at any particular moment.
Dental devices. Oral appliances that reposition
the lower jaw and tongue, permitting the airway to
remain open, are fairly well tolerated and have a success rate of 50% to 70% for mild to moderate OSA.
They are less successful with severe OSA.
These devices are less cumbersome and easier to
travel with than CPAP. However, they can cause shifting of teeth and problems with the temporomandibular joint, so be sure to get the device from a dentist
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a surgeon who has a lot of experience with these procedures to improve your chances for success. Types of
surgery for OSA include the following:
Uvulopalatopharyngoplasty (UPPP). This procedure to remove throat tissue helps about 40% to 45%
of people with OSA. The rest may need to have further upper airway surgery or use PAP.
Somnoplasty. Somnoplasty (see page 28) is sometimes used to treat mild OSA when other treatments
have not helped. There are limited data supporting
its use.
Corrective jaw surgery. Surgery to move the upper or
lower jaw forward may enlarge the upper airway for
some people with OSA. Centers with specialists in
this procedure report success rates up to 90%. However, the procedure requires extensive training and
experience. The procedure changes the facial appear-
Side effects
Comments
Minimally effective.
Tricyclic antidepressants*
amitriptyline (Elavil)
clomipramine (Anafranil)
desipramine (Norpramin)
imipramine (Tofranil)
nortriptyline (Aventyl, Pamelor)
protriptyline (Vivactil)
Minimally effective.
Stimulants
modafinil (Provigil)
armodafinil (Nuvigil)
oxygen
*Although the FDA has not approved drugs in this class for sleep apnea, physicians have found that they sometimes help people with this condition and therefore prescribe them.
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31
32
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Movement disorders
Sleepers typically shift position every 15 to 30 minutes, and its normal for muscles to jerk at the onset
of sleep. But people with certain neurological disorders that trigger excessive limb movements may find it
impossible to obtain a restful nights sleep.
4
Percentage
80+
Age (years)
RLS can occur at any age, but it tends to be more common and
severe in people over 50.
Adapted from Archives of Internal Medicine, June 13, 2005, pp. 128692.
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33
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Parasomnias
Side effects
Comment
Benzodiazepines
clonazepam (Klonopin)
temazepam (Restoril)
Dopamine agents
bromocriptine (Parlodel)
levodopa-carbidopa (Sinemet)
pramipexole* (Mirapex)
ropinirole* (Requip)
Opiate
oxycodone (OxyContin, Percocet)
Anticonvulsants
carbamazepine (Tegretol)
gabapentin (Neurontin)
valproic acid (Depakene)
*Ropinirole and pramipexole are FDA-approved to treat RLS. Other medications in this chart are not approved to treat RLS or PLMD, but physicians have found that they
help people with these conditions.
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35
little correlation between somnambulism and psychological problems. If the condition continues beyond
puberty, the individual should be evaluated to determine whether sleepwalking is the result of nighttime
epilepsy or a reaction to medication, extreme stress, or
another sleep disorder. If the condition presents a risk
of injury, a doctor may prescribe medications such as
benzodiazepines.
Somniloquy, or talking in ones sleep, is nothing
to worry about. People are more likely to talk in their
sleep during times of stress or illness. Talking can
occur during any or all stages of sleep. When awakened, people who talk in their sleep rarely remember
what they said. Only occasionally can someone who
talks in his or her sleep hear and respond to what
someone else says.
Improving Sleep
Bedwetting
Bedwetting, known medically as sleep enuresis, is common among children. Its considered a problem, however, if its still occurring by age six. Statistically, 80%
to 85% of children are consistently dry throughout the
night by age 5. After that, the number of children who
continue to wet the bed decreases by about 15% per
year, even without treatment, and only 1% to 2% of
children still wet the bed by the time theyre 15. Almost
all bedwetting children eventually stay dry at night.
Bedwetting, which occurs more frequently among
boys than girls, is usually due to slow maturation of
bladder control. Occasionally, it results from psychological stress. When a specific physical problem such
as a structural abnormality of the urinary tract, diabetes, a urinary tract infection, or a nervous system
defect leads to bedwetting, the child will also have difficulty with daytime bladder control.
Its important for adults to understand that, initially, children have little control over bedwetting and
that admonishments and punishments wont solve the
problem. Parents should remain calm as they change
the bed sheets and underpants. Dont show disgust or
disappointment.
Reminding the child to urinate before going to bed
and limiting liquids in the last two hours before bedtime
may reduce or eliminate the problem. Other options
include setting up a token-and-reward system to motivate the child to stop wetting the bed; using an alarm
that wakes the child upon the first sign of wetness; bladder training exercises; and, as a last resort, medications.
Consult your pediatrician for further details.
Bedwetting occurs in a very small percentage
of adults and is often due to an underlying medical
problem or excessive caffeine or beer consumption. In
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37
Narcolepsy
Use
dextroamphetamine (Dexedrine,
Adderall)
methylphenidate (Ritalin,
Metadate, Concerta)
modafinil* (Provigil)
armodafinil* (Nuvigil)
Stimulants
Tricyclic antidepressants
clomipramine (Anafranil)
desipramine (Norpramin)
imipramine (Tofranil)
protriptyline (Vivactil)
SSRI antidepressants
fluoxetine (Prozac)
paroxetine (Paxil)
sertraline (Zoloft)
Anticataplectic
sodium oxybate (Xyrem)*
*Modafinil, armodafinil, and sodium oxybate are FDA-approved to treat narcolepsy symptoms. Other medications in this chart are not, but physicians have found they
often help people with narcolepsy and therefore prescribe them.
38
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Symptoms of narcolepsy
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Treatment for narcolepsy is geared toward improving wakefulness during the day and preventing REMrelated symptoms.
Most people require stimulant medications such
as methylphenidate (Ritalin) or dextroamphetamine
(Dexedrine) to counter sleep attacks and drowsiness
(see Table 6). Because these medications have been
abused as recreational drugs and misused as diet pills,
drug enforcement agencies often require physicians
to provide extensive documentation when they prescribe them. Even with medication, however, people
are never as alert as they would be if they didnt have
this condition.
Modafinil (Provigil) and armodafinil (Nuvigil) are
once-a-day medications to promote wakefulness that
have a different mechanism of action. They dont cause
such side effects as euphoria or weight loss, so theres
less concern about misuse or abuse, but they arent as
potent as the older stimulants.
In most people, antidepressants that suppress
REM sleepsuch as fluoxetine (Prozac), sertraline
(Zoloft), paroxetine (Paxil), clomipramine (Anafranil), or venlafaxine (Effexor)can also prevent cataplexy and other REM-related symptoms.
Another medication for cataplexy is sodium oxybate (Xyrem), also known as gamma hydroxybutyrate
(GHB). This medication helps decrease the number of
cataplexy episodes and may improve nighttime sleep
and reduce daytime sleepiness as well. Because of its
chemical properties, it must be taken at bedtime and
again during the middle of the night. Xyrem is tightly
regulated because of its potential for misuse; it has been
associated with criminal acts such as date rape.
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39
Improving Sleep
Jet lag
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(see Figure 8). This way your body can start adjusting to
the new time zone as soon as possible. Short-term use of
timed doses of melatonin or ramelteon to shift circadian
rhythms or over-the-counter or prescription sleep aids
to help you sleep at night also can be helpful.
Sunday insomnia
oped a pattern of Sunday insomnia may feel their anxiety mount as they anticipate a difficult night ahead.
The best way to avoid the Sunday blues is to maintain the same wake-up time and bedtime on the weekends as during weekdays. If this isnt possible and you
end up staying up later than usual on Friday and Saturday, the next best thing is to force yourself to get
up at your weekday wake-up time and take an early
afternoon nap on Saturday and Sunday. This way, you
maintain the same wake-up time while still compensating for your sleep deprivation.
Shift work
several days before you leave, move mealtimes and bedtime incrementally closer to
the schedule of your destination. Even a
partial switch may make the trip easier.
Day 2
Day 3
9:30pm
9:00pm
Usual bedtime
10:00pm
Day 4
8:30pm
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41
42
Improving Sleep
who block out time for sleep in advance and then are
vigilant about protecting their sleep time from outside
intrusions. Light therapy is sometimes recommended
to help people get used to a new schedule, as is the
short-term use of sleep medications.
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lthough two-thirds of Americans have sleep problems, the vast majority of people with sleep disturbances suffer in silence. They enjoy life less, are less
productive, and endure more illnesses and accidents
at home, on the job, and on the road.
The American Academy of Sleep Medicine recommends seeking medical advice if sleep deprivation has
compromised your daytime functioning for more than
a month. Dont hesitate to ask for help when youre
sleeping badly following a death in the family or other
stressful event. A physician may suggest the shortterm use of a sedative to help you sleep at night and
thus cope better during the day and prevent development of a long-term sleep disorder.
Its not always easy for people to get evaluation and
treatment for a sleep problem. Doctors trained in the
United States receive just over three hours of instruction on this topic during four years of medical school.
According to a National Sleep Foundation survey, most
primary care physicians do not routinely ask their
patients about sleep. And while most of the physicians
who took part in the survey admitted they had limited
knowledge about sleep-related matters, more than half
did not consult with an expert in sleep medicine. So its
in your best interest to seek out the help you need.
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43
How long have you had trouble sleeping, and what do you
wake up frequently?
Whats your bedroom like?
What do you do in the few hours before bedtime?
Do you follow the same sleep pattern during the week
44
with sleep?
Improving Sleep
legs and feet when you lie down? Do you have to get up
and walk around to relieve the feeling?
Do you kick or thrash around at night?
Do you ever have trouble breathing when you lie down,
your legs?
How have you been feeling emotionally? Does your life
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but the clinicians will need to know what they are. The
lab usually provides a regular bed in a private room
with a bathroom attached. The room is kept as quiet
as possible.
After a technician sets up the sleep-monitoring
equipment, youll be left alone to relax until bedtime.
Throughout the night, laboratory staff will monitor
the instruments in a nearby control room. Procedures
used may include polysomnography, audio and video
recording, and daytime sleep tests.
Polysomnography. In this procedure, small waferthin electrodes and other sensors are pasted on specific body sites to take a variety of readings during the
night. They may be placed on your scalp to track brain
waves; under your chin to measure fluctuations in
muscle tension (called an electromyogram, or EMG);
near your eyes to measure eye movements; near your
nostrils to measure airflow; on your earlobe or finger
to measure the amount of oxygen in your blood (using
a device called an oximeter); on your chest or back to
record heart rate and rhythm; on your legs to record
twitches or jerks; and over your rib muscles or around
the rib cage and abdomen to monitor breathing (see
Figure 9).
Readings are collected on a single printout (called
a polysomnogram) and analyzed by a technician and
physician. If a breathing problem is detected early on,
you may be awakened and given treatment, such as
PAP, during the second half of the night. This allows
the sleep experts to monitor how well the treatment
works for you. Sometimes this process requires two
nights. A standard polysomnogram cannot diagnose
sleep-related epilepsy. If your doctor suspects that you
have a seizure disorder, you may undergo a full electroencephalogram (EEG) during the night.
Audio and video recording. Audio equipment may
be used to record snoring, talking during sleep, or
other sounds. A video may also be taken to compare
with the polysomnogram. This may show, for example, that you snore only when in a certain position.
Signs of movement disorders (such as periodic limb
movement disorder) or parasomnias will probably be
apparent on the video.
Daytime sleep tests. Daytime sleep tests may be
administered after a night in the sleep lab. The multiwww.h e a l t h . h a r v a r d . e d u
Yes
No
Yes
No
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45
Situation
Score
Home-based tests
For people who, based on their symptoms, probably have sleep apnea (see page 28) and who have no
46
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Sleep review
For such a natural and necessary thing, sleep is the source
of much anxiety. Here is a review of the basic steps to follow if youre having trouble maintaining normal, healthy
sleep patterns:
Practice good sleep hygiene, such as making sure your
bedroom is sleep-friendly, avoiding caffeine and alcohol before bedtime, and going to bed and waking up at
the same time every day (see Tips for a better nights
sleep, page 14).
Make sure youre getting proper treatment for any
sider seeing a sleep specialist for a thorough sleep evaluation (see Evaluation of sleep disturbances, page 43).
Improving Sleep
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47
Resources
Organizations
American Academy of Sleep Medicine
1 Westbrook Corporate Center, Suite 920
Westchester, IL 60154
708-492-0930
www.aasmnet.org
www.sleepeducation.com
Dedicated to the advancement of sleep medicine and related
research, this organization also provides the public with information on sleep disorders as well as contact information for accredited sleep centers.
American Sleep Apnea Association
6856 Eastern Ave. NW, Suite 203
Washington, DC 20012
202-293-3650
www.sleepapnea.org
This nonprofit organization provides information on sleep apnea
via brochures, a newsletter, and videos. It also operates a network
of support groups throughout the country.
Narcolepsy Network
110 Ripple Lane
North Kingston, RI 02852
888-292-6522 (toll-free)
www.narcolepsynetwork.org
This organization offers educational materials on narcolepsy, as
well help in finding support groups.
National Center on Sleep Disorders Research
National Heart, Lung, and Blood Institute, NIH
6701 Rockledge Drive
Bethesda, MD 20892
301-435-0199
www.nhlbi.nih.gov/about/ncsdr
This federal center, part of the National Institutes of Health,
coordinates government-supported sleep research, training, and
education and offers a number of free publications about sleep
disorders.
National Sleep Foundation
1522 K St. NW, Suite 500
Washington, DC 20005
202-347-3471
www.sleepfoundation.org
Web sites
Conquering Insomnia Program
www.cbtforinsomnia.com
This cognitive behavior therapy program, developed at Harvard
Medical School and the University of Massachusetts Medical
Center, is available for purchase as either an online program or in
CD format.
Sleep and Health Education Program
http://healthysleep.med.harvard.edu
Created by Harvard Medical Schools Division of Sleep Medicine
and the WGBH Educational Foundation, this site aims to help the
general public understand sleep and to get the sleep they need.
Sleep Healthy Using the Internet
www.shuti.net
This interactive Web-based program, developed at the University
of Virginia Center for Behavioral Medicine Research, provides
cognitive behavior therapy for insomnia. At this writing, the program is available only to participants in a research study.
Book
The Harvard Medical School Guide to a Good Nights Sleep
Lawrence J. Epstein, M.D., and Steven Mardon
(McGraw-Hill, 2007)
This book, co-written by the medical editor of this report, covers
sleep physiology; sleep disorders such as insomnia, sleep apnea,
and narcolepsy; sleep medications; childhood sleep problems; and
coping with jet lag. The book includes a six-step plan for getting
a good nights sleep.
48
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Glossary
advanced sleep phase syndrome: A daily sleep/wake
rhythm in which the onset of sleep and the time of awakening are earlier than desired; the person wakes up earlier and
wants to retire earlier each day.
apnea: Cessation of breathing during sleep, lasting at least 10
seconds and associated with a fall in blood oxygen or arousal
from sleep.
periodic limb movement disorder (PLMD): Syndrome characterized by periodic jerking of the limbs during sleep and
daytime sleepiness.
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www.health.harvard.edu
phone
tphillips@staywell.com
www.health.harvard.edu
877-649-9457 (toll-free)
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