General Rules Regarding Assignment

1. Answers to the assignment should be hand written in a A4 size sheet 2. Group members are allowed to choose their area on the question given 3. End of the Assignment the books referred and web site visited should be clearly mentioned 4. Prior to the date of Presentation the group members or leader as decided by you should submit the assignment and PPT prepared for evaluation 5. On the next day or session the member of the group should make oral presentation of their assignment.
6. This will be evaluated for 20 marks based on the parameters content, PPT, Presentation, team effort, coverage of recent trends

7. Team 1 should submit assignment on 01.08.2011

Assignment Questions

Team 1
Explain the origin and growth of Stock Market in India What is Stock Exchange and what are its features and functions Explain the rules regarding the membership organization and management of Stock Exchanges in India

Team 2
What is New Issues Market Explain briefly Prospectus, offer for sale, Initial Public offer, Bought out deals method, Book Building method SE BI Guidelines for New issues by unlisted and listed companies What is the role and responsibilities of underwriter, Brokers to the issue, Registrar to the issue, Debenture trustees What are measures taken to protect the Investors in New Issues Market?

Team 3 Explain trading System in Secondary Market (which includes Market Type, Order Book, Order Matching rules, order conditions, price conditions, quantity conditions) How shares are grouped. What is fixed and rolling settlement system Explain Demat of shares, NSDL, DP

Team 4 SEBI its origin, its functions, organization, Activities, What is listing of Securities, its merits, how to do listing, its requirements and what is delisting?

Team 5 BSE: promoters, trading system. BOLT NSE: Promoters Membership and advantages OTCEI: Promoters, Players, scrips traded, Trading system

Team 6 Find out meaning and under what circumstances such securities are issued: Preference share Sweat Equity Right Shares Bonus Shares Zero Coupon Bond Deep Discount Bond Warrants and shares Difference