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ANNUAL REPORT OF THE

REGISTER OF COPYRIGHTS
For the fiscal year ending September 30

LIBRARY OF CONGRESS 1 WASHINGTON 1 1985


Library of Congress Catalog Card Number 10-35017
ISSN 0090-2845 Key title: Annual report of the Register of Copyrights
This report is reprinted from the
Annual Report of the Librarian of Congress
for the fiscal year ending September 30,1984

For d e by the Superintendent of Documenta, U.S. Government R i n t l n Office


~
Wublngton. D.C. 20402
Contents
The Copyright Office 1
Reaching Out 1
Consultative Management 1
Reporting to the U.S. Congress 2
Monitoring Intellectual Property Abroad 2
semiconductor Chip Protection Act of 1984 2
Workload and Production 3
Acquisitions and Processing Division 3
Examining Division 3
Information and Reference Division 3
Records Management Division 4
Cataloging Division 4
Licensing Division 4
Copyright Office Regulations 5
Cable Television 5
Microfilming Documents 5
Compendium of Copyright Office Practices 5
Legislative Developments 6
Record Rental 6
Cable and Communications 6
Works Made for Hire 6
Semiconductor Chips 6
Protecting U.S. Intellectual Property Rights 7
Other Legislative Activities 7
Judicial Developments 7
International Focus 14
Tables
International Copyright Relations of the United States as of September 30,1984 17
Number of Registrations by Subject Matter of Copyright, Fiscal 1984 22
Disposition of Copyright Deposits, Fiscal 1984 23
Estimated Value of Materials llansferred to the Library of Congress 24
Financial Statement of Royalty Fees for Compulsory Licenses for Secondary llansmissions by
Cable Systems for Calendar Year 1983 25
Financial Statement of Royalty Fees for Compulsory Licenses for Coin-Operated Players
(Jukeboxes) for Calendar Year 1984 25
Copyright Registrations, 1790-1984 26
"To promote the Progress of Science and useful Arts . . . .
99
Report to the Librarian of Congress
by the Register of Copyrights

THE COPYRIGHT OFFICE

"People serving people," the theme of a photo- Using new technologies to communicate
montage mounted during fiscal 1984 in the halls about technological issues. the Copyright Office
of the Copyright Office, is also the phrase that in March 1984 cosponsored a teleconference that
best describes the Copyright Office during that allowed participants in five cities across the
year. For it was a year in which the office Unitecl States to listen and speak via satellite-
reached out to the commui~itiesit served-to transmitted video and audio connections. Work-
authors and creators of ariginal works, to the in- ing together with Legal Times and Law and
ternational copyright community, and to the Business, Inc., and in cooperetion with the
Congress of the United States, as well as to its Copyright Society of the United States of Amer-
own staff. ica and the American Intellectual Property Law
Association, the Copyright Office invited par-
ticipants to consider 'Software Protection: The
U.S. Copyright Office Speaks on the Computer1
REACHING OUT Copyright Interface" at the Hall of Flags of the
U.S. Chamber of Commerce in Washington,
The Copyright Office was host to many interna- D.C., and in four other cities. Teleconference
tional visitors this fiscal year. In November 1983, panelists discussed the registration of software,
before the Intergovernmental and Berne Conven- copyrightability of data bases, international pro-
tion executive meetings on international copy- tection of computer software. and recent devel-
right issues, guests arrived at the Copyright opments in these areas of the law.
Office to share their concerns about issues as In the Copyright Office preparations were
diverse as home video and audio recording, made for a major permanent exhibit displaying
computer software protection, and the Brussels the many contributions that the concept of copy-
Satellite Convention. In June 1984, when the right has made to American letters, art, and com-
office hosted a symposium on the sources of in- merce. Entitled "By Securing to Authors: Copy-
ternational copyright law, distinguished guests right, Commerce, and Creativity in America." the
From various executive agencies attended as well exhibit features landmark copyright cases as
as guests from overseas. well as unusual items illustrating those cases,
In February 1984 the Copyright Office, at the one of the most notable of which is the "Maltese
request of the committees of the Senate and Falcon."
House of Representatives that deal with issues During the fiscal year the Copyright Office
relating to copyright, hosted a Congressional developed and began using a multipmjector
Copyright and New Technologies Symposium slide show entitled "Authors, Artists, and Copy-
which brought together congressional represen- right." The show emphasizes both the impor-
tatives with futurists, representatives of high- tance of copyright to authors and artists and the
tech industries, and copyright experts. Register complexities of copyright registration.
of Copyrights David Ladd welcomed the oppor-
tunity to provide a forum where issues could be
approached 'not polemically, but thoughtfully." CONSULTATIVE MANAGEMENT
The symposium featured exhibits of new tech-
nologies ranging from satellite disks to optical Fiscal 1984 was the year in which the Copyright
and audio laser-mad disks. Office took major steps toward establishing
REPORT OF THE REGISTER OF COPYRIGHTS. 1984

consultative management'as the dominant view was presented to the Congress by Register of
among managers and staff and toward improv- Copyrights David Ladd at a hearing on Sep-
ing productivity based on this model. In July tember 25.
1984. management reprqsentatives of the Copy-
right Office signed a three-year agreement with MONITORING INTEUEerVAL PROPERTY
AFSCME Locals 2910 and 2477 to extend the life PROTECTION ABROAD
of the hbor/Management Working Group orga-
nized to consult weekly on staff concerns. During fiscal 1984 the Register of Copyrights
Consultative management, defined as a clear visited Mexico, Canada, Taiwan, Singapore, and
articulation of employee involvement in an orga- the People's Republic of China, where he con-
nization's goals and efforts toward those goals, ferred with local officials on issues related to the
was proposed by the Copyright Office manage-
ment team in 1981 as a solution to ongoing protection of intellectual property. In March Mr.
backlogs and other problems related to produc- h d d delivered a lecture entitled "Securing the
tivity. Initial workshops held in 1982 with Copy- Future of Copyright: A Humanist Endeavor" at
right Office management crystallized a commit- the annual meeting of the International Pub-
ment to installing consultative management as lishers Association in Mexico City, and in April
a modus operandi. The office followed up that he headed a U.S. trade delegation visiting Tai-
commitment by offering training in the tech- wan and Singapore. where the progress of
niques of consultative management to all mana- measures to curb international piracy was the
gers and staff. subject of much discussion. In the People's
Task forces organized along the principles of Republic of China, where he participated in a
consultative management attacked problems training program on copyright sponsored by
associated with Copyright Office automation, UNESCO, Mr. Ladd found promising progress
redesign of application forms, and reorganiza- toward the goal of developing a copyright law
tion of document registration. A pilot project for in the next five years.
recording documents began in September 1984,
and another for handling serials on a product-
line basis is scheduled for fiscal 1985.
Fiscal 1984 saw the development of protection
REPORTING TO THE U.S. CONGRESS for a new form of intellectual property-the
semiconductor chip. In October Congress gave
In September 1984 the Copyright Office sub- final approval to the Semiconductor Chip h-
mitted a report to the United States Congress tection Act of 1984 and sent it to the Resident
entitled T o Secure Intellectual Property Rights for signature. The new act, which becomes part
in Foreign Markets." The report, requested by of Title 17 of the United States Code, the title
Senator Patrick I. Leahy, a member of the Senate which houses the Copyright Act of 1976, con-
Subcommittee on Patents, Copyrights, and fers an entirely new kind of short-term federal
Trademarks, Committee on the Judiciary, and protection to the intricate circuit designs that
Congressman Michael Barnes, chairman of the computerchip manufacturers spend millions of
Subcommittee on Western Hemisphere Affairs, dollars to develop. Because the new act is to be
House Committee on Foreign Affairs, dealt with administered by the Copyright Office, the office
the piracy of American works. including books, devoted much effort this year not only to advis-
sound recordings, and motion pictures, in vari- ing the House and Senate copyright committees
ous regions of the world. The report, which on the best form of the act, but also to develop-
identified and described problem areas and pro- ing in-house procedures for administering the
vided a specific agenda for congressional action, new law. The new law provides for a ten-year
REPORT OF THE REGI!XER OF COPYRIGHTS,1984

term of protection after mandatory registration cedures both for examining and for reporting
with the Copyright Office. progress enabled the division to maintain cur-
rency in most sections.
A pilot project for the recordation of docu-
WORKLOAD AND PRODUCTION ments related to copyright was introduced in the
Renewals and Documents Section and featured
Acquisitions and Processing Dividon cooperation between the Examining and Cata-
loging divisions and an effort to expedment with
As the office took steps toward improved con- a product-line approach.
trol over the registration prucess through instal- The chief of the Examining Division and sev-
lation of an online tracking system dubbed eral staff members took part in the planning for .
COINS Ill (Copyright Office In-Process System). the implementation of the Semiconductor Chip
the Acquisitions and Processing Division under- Protection Act of 1984 in the Copyright Office.
took a major reorganization to adapt to the new Examining Division staff member8 were respon-
system. Several unite were combined into one, sible for procedures, development of an applica-
and certain functions were transferred between tion form, and the drafting of a circular.
sections so that assignment of ta&a would cor- The Examining Division office issued final
respond more closely to the COINS processing practices and guide letters for works that were
sequence. The Examining and Scheduling Unit published without a copyright notice or with a
and Master Index Unit are to be combined into defective notice more than five years before
a Data Preparation and Recording Unit that will receipt in the Copyright Office.
perform the initial input of information. Another issue dealt with this year was the
The first half of COINS III began operation in problem of confidential treatment for computer
February 1984 when a full Receipt in Process programs containing trade secrets. Requests for
record was created for all deposit account claims special relief from other deposit requirements
received. The cash phase of CONS 111 is to be also increased during,theyear, and requests for
installed in fiscal 1985. special handling d e d an all-time high. Three
The Copyright Acquisitions Unit continued to major task groups convened to solve problems
add significantly to the collections of the Library related to application forms, examining prac-
of Congress aa new emphasis was placed on tices, and staff suggestions. Other staff members
works of local history and genealogy, as well as served on interdivisional task groups.
on Hebraic works. The unit monitors works pub- The division welcomed Grace Reed, executive
lished with a notice of copyright of which two officer, as interim division chief from September
copies by law should be deposited with the Li- 1983 to March 1984, and Harriet Oler, formerly
brary of Congress. A successful demand for the senior attomey-adviser on the s M of the general
"Dick Cavett Show" was completed; other cases counsel, as chief beginning in March.
were referred to the Department of Justice for
legal action.
Information and Reference Division
Examining Division Increasing both the quality and quantity of ser-
vice to the public remained the most important
During a year in which the number of annual task of the Information and Reference Division
registrations completed exceeded half a million in fiscal 1084. The division handled a 34 per-
for the first time in the history of the Copyright cent increase in calls to the hotline recorders in
Office, the Examining Division continued to the Public Office and an increase of 17 percent
seek ways to increase its efficiency while main- in inquiries made about the services of the Cer-
taining a high level of quality. Streamlined pro- tifications and Documents Section, without an
Increasein pemmwl. To d v e the gwblem of major mow of deposits dueim&eyear ilfyolved
contindy engegd Murmtim Itnss, a con- the tnuudar of frundrads of btutss iof duplicate
tract for a phone system whicih wtll include an prints and lebels to the Nationel Park Senrice.
automatic call &tributor withqueutngcapobfl- Even with the removal of these d e p d and
itieua wasawardedaerrrtheendoftheddys91.. others to the main colEecNom of the LibiapH of
Ne-w publicatiam ismad durbg the yser in- ConpssSthe Repwit Copy Stowe Unit grew
efuded Copyright Reg#&iun f;orSound Record- c b r to itmculg msximum accupgacy af &ti3
ings, Gopyntshf Reaigtnatfon for ComputeF Pto- space aarmore than 270,000 deposit copieswere
gmms, and The Copyright Card Catdogand the adddte~DepositCo~~tbeycsat.
W i n e Flks of the CopyrfghtOfPce.Crwtificates The znkdUmfng of uwhfn deposits con-
ofcopyrightmgWmtionwetealsode&$nedand tinued apace as the FreselY&on Section ccm.
printed, providing an a l M w to hand- pb€ed the fihmhg d &c from 1870 to 1885
sttunpd or photocopied ce~tifi&- and of unpubifehed iechues. One of tlm moat
The Referem and Bibliogra hy Section intmsdng items in tha latter category was the
S
crecrtad IWW proceduteb to rrtspon to the original m a n d p t of the I Have A Dream*
spegch of Maah Luther Kin& Jr.
wquatstef-fdmafweaaOBEice&*
including a %li Tbe~uctf09ofpnwsaEedcertificadepaper
in the reg-tion p m m s Impmed the Bfft-
~ ~ e c t i o n ~ ~ f l s s d o u t dc nmeq owf the
~ ~CMiBcete Productfon Unit and
to deal with the i n m i a g number of *miming eabaniced the quality of ita products.
@lmwnw cams.
DuFlLns year J- Doherty, assistm M,
served as acting chid until the appointment of
Winston Tabb, pieviouely essletmt uhief of the
Gemma1 Reading R a Divbion, as ahief in It was a year of cooparation for the Cabb@g
March 1984. Both the chfef and crssistant chid Didsfon-cooptmth with AFS(AAE 2810 in in-
m d On ~arforurmk mUp8 Uld W W l8UpOn- augurating a new promutfcmplan to allow staff
sible for aadimtiq wrvsral foceta of a maor me* to gain a higher r aw after demon-
Copyright Office exhibit scheduled to open in atratfng skills,and c o o p d o n with orber did-
~ 1 8 8 4 . h a p ~ o f t h e S e m i c o n -e i w in o~~ a I)ocumstdsPilat Project to
ducto~Chip Protection Act of 1984 d aa effort pmms d m & on a
applicationfimm were also M n g fmuary and
ato-hconcern
? o the division fiffice. system8 equipment wm u dated aa ei@ty-faw
J
new terminaIs wsre test and instelled in the
division, Six irnnrea of the Catalog ofCspyr&ht
Rntdes. fa microfiche were published snd
twenty-seven additional fesues were ppared
During fiscal 1984 tbe Records Maqsment tor publication.
Mvisian began lmplsmenting its -tion
schedde for & p i t s by am$nging for a reselec-
tion by Ubmry of GDngress s ew officials of
Copyaht Office deposits. Coolactdone whfcb
ware transbmd en mrlsse to the Ubmy in- in copyrt* po~icik regarding corn-'
cluded sheet music (to the Music Division), early uleory liwnsee made 1984 a year of challenge
title pages (to the Rare Book and Sgecfel C o l bP or the ~~ing Divisfon. To deal wtth the
tiom Muision). videofapedcbonmgraphy (to the major tate adjuatanent put into effect b the
Parforming Arts Librarg], and the lastofthe Yid- Copyright Royalty Tribunal in late 1982 and
dish dramas (to the Hsbmlc Section). hnothsr upheld by the courts in December 1983, the divi-
sian established a Cable TV Task Forci~~ that 28,1984, On Augun 20,1984, the cabla tsguh-
developed policies, schedules, and forms to han- tions were amended to extend h m 60 to 120
dle the increased efforts that the speck1royalty days, the period following nannal filling dead-
computations entailed. The divisiun continued lines during whioh tha Copyrfght oEblm wauld
to be responsible for the more than $157 million refund ovenpsyments of myaltlelr at the quest
in royalty fees held for copyright owners pend. of cable systems for the acwuntiag period a&
ins rprgulat df.8trtbutbn by theCopyr@t Royalty Ing rune 30, 1984.
Tribunal. Prepamtiom wen3 made dwbg the
year to develop eubmated amounting a d lf-
cetuciq systems.
The Licensing Division also developed an
audiwisual pmntation on the compuIsary By mtim published in the Fedemf Register of
license systems to show to public groups such August 7,1984, the Copytight QfRce i m m m d
as jukebox owners and cabb television system that it had decided, effective July 9, 1984, to
operators. Late in the f b l year the LibMan dlacontinue its practice of mimfilmi~qd m -
of Congress atxepted the Axnwement and Music manta and any accompanying mtetial, in-
UpBtgtom hsoctation's donatfan of e 1848 Rock- cluding transmittal l a m , upon their m i p t In
Qla vintage jukebox for petmment display in the ofiwr, T I x e *the offfm would microfilm
Licensing Division. only recarded documents submitted under sec-
tion 20s of Titie 17, U.S. W e . The policy was
changed when the o&ce dettmnhed that the
former practice was not an d d v e method of
Cable Tslmkdon h d i f n g these nuttdds. M e m W of the public
had experienced difficulty in wing the miem
Duri the f f d yeax, a e v d legulotfow were filmed documanb, and matsrfel unrelated to a
p u b l L pursuant to section 111 d the Copy- recorded domfment was offen miclaalmed with
right Act, whi& prescribss d i t f o n s under the docunaeat m that it waa not possible to detm
which cabla aysterms m y o M n tr compulsory m b e wwhatindeedbadbecmrecorded. h a result
license t~ retnmmtt copyrightgd works. Obtain- of the change of policy, mrded documents can
W made publicly availableon a more timely
F U ~ be
ing a compulaa license requims the filing in
%
&'axe Qppfigftt Cl ce: af Notica of Identity and
Signal Carrbgs Camplem-ent and State- of
be& than was pteviously possible,
Account, a$ wdl as submission of myalty bes.
During the fiscal year, aepemi reguletiam ware
published pursuant t~ section 119. Initialtg, on
April 2,1984. the office p u b b h d a final regula- On June 4,1884, the Copyrtght Office gave the
tion mising and clarifying cerkdn requbments public notice &st it ietemda to h u e a R6W Com-
governing the form and content of PJotices of pendium ofCop@ght Offlw Pmdlars under the
Identity end Signal Carriage Campiemnt and Copyright Act sf 2976, designated aa Cornpen-
Statements of Account. A later interim reguia- dlum 11. The public was invited to submit writ-
tion followed on April 16, is&&,implementing ten comments on the proposed new edltfan of
the Copyright RoyrrlBty Tribunal's O c t h 20 ~ this manual, which f s intended prlmarff y for the
1982, cable mte adjustment. Tfi% interim regula- use of the staff of the Copyright Office as a gen-
tion, notifying cable systems of revised forms eral guide to its examining and nerhtd pmtices.
and rmaxbes and provfdim nufdance to them The drst Compendium wss issued 8 numh~araf
asgding payment of myalti&: was published, years ago to reflect office ptactices under the
with minor changes, as a W regulation on June Copyright Act of lQOQ,as amended.
ofcopyrigb3 mydty rates for
future adb~tixittnto
cable teisvision,

On June27,1064,Wp, Don a d d h%Wd@


tbe M ~ m k l
5938, wth Gong., 2d
of rses, H.R.
($9&4), r imcasm
bilX to H.R. 1027. In Ihs mxxe Coqrtm the
Similar legbhtiora, S. 32.96th
.fl983E Thsrre bi& are
w oitie-1 - i~taodut~d
~ ~IM
I
to amend the wpyrfgAtlaw rsgeMfigg
I98th
worke made for hZre. S, 2138, 98th -8.. 1st
Senre, (1883), introduced by Sgn. Thad Cbdam..
supparted by the Gop@&t Offfce, w d d and H.R. 5911, BQJtb Cong., 2d Sam. {%384),
dfh%"fiMla 8alewdoctrine, owlad fn 17 ~ r e d l * ~ ~ . p . P n n l l , w b u l d ~ d
U.S.C. sadion lOB(a), m es to n s ~ & the con- the work made ~W
hits m d o n d f i BLICf
sent af co yrfght ownera bstom sound m r d - de)lstfnsrpecffEc~~afwartar.fiosnthsiia
J'
in s caul Ibe cowmmi.lIy rented. The House
bit, wblob h.. a B m y u
of war);s subj- to w f k mads fir hire agrw-
menta. AddWodly, &a tenm o)mpioymin the
=wb-wt-mEafit1 a t would b& ddfaed to comply with federal
tlanal inastutiomfrom induaionand would pm tax withhutding laws.
mit cop@@ owswne of the undbtlyingmusicel
dtctshsrsp y in the myaltfcw
~ r a d . L . ~ ~ W v d wSsmlawd- W - Chips
fer fn two signfacurt mspects the Senate wr-
sion would be r perrmmsat amt- whtch SernicoMdtkcW chi e were @imnfntellectuat
kr
would apply the arimimal provihm of ths prapentypm~tbn thefbttimeintbSami-
Copyrfght Act to oiolatiom of the nrcord rental conductofr=hipR o t d o n Act of 1984. A Senate
amen-, while the House wmion is of bill, S. rzQ1,crstlmcbng,, 2d Ssw;. (19e4),would
1lrtrJted duration and doee notpmvidefor crimi- have given chipipscopyright pmtmtim. A Houss
ad penattias f ~unauth-
r mid or lending bill, H.R.~ 5 2 5 ~ ~cow,, 8 t h 2d (raw),by
of rnppi#a&d sound mmdings. Th9 Sanata cantrerat,plrrrlded bra rui gamds farm, ofpro-
v~lrsim was enacted end dgnad intotaw as P'L. tectfan. A ~ornpromieevmim Later pmed the
88-460 by Reddtllltit~ganon October 4,1084. Senate es S, lWO and the House as R.R. 616s;
the httm will go to Praefdant Reagen for signa-
turs. Under thh bill, mi gemria pzotectiun is
6tccarM =dm the aegis of neither patent nor
mpyright. How~yet.the act amends Title 17 of
The second semion of the QsthCongrests also the U.S. Cad% by adding a new Chapter 9, and
saw the intmductian oftwo .ubsbntiaUy iden- the Ibgbta ofCapyd~hbstraf been given the
tical bills, H.R, 8878 and H.R.8164,by Rspre- rcewpofls%itityof a tbansvw8et.Tht3
eentdiws Robert W. W m i e r and Jack F. act pmtects l a n athe-- Lyersd dr-
Kmp, respectively, which would amsnd the cuItry d m i p of tleanSMtnduEtot chips, b m
p d I o p 8 of the Copyright Act mlatfng to the as me& d, agaiwt unauthorized dupliw-
Co yrigbt Roydty T E i b d . s-Ily, tbs ticn for a term of ten yeam. ProlWan begim on
would daenus fiwto thms the It-- the date of mq&tm~oaof the m k d or fhe
ber of msaabars of tho trlbuaaf, provide for the dab dfbt explobthn, w h b
a p p u ~ t o h ~ x i d o f a g ~ c o u ~ ocnus u e l earlier. The p W n twnlnatea if an
and chisf wscmomfst, and stnmmline judicial applbatlan far r&traian is not filed withln
&BW oftrfbunel dmiaiun~.Thit bilk aXBo can- t w o p ~ a A e thedatsaffirstammmcid
r ex-
tain criteria intended to guide the tribuasl in phitation. UtlllufiodW duplicationwould be
intmdud a campanbn bill, H.R.3878, Wtt?
cq,, (%~e9),which U r s d th@
senate version. The HQUWamendmat w r d d
b v e e&&tuted the trnst of H a SOclf, f!w
Cong,, 2d SP#sar. (2984)!),for the W C
t t vtnreiw*
b-dths twohouee9dted ins
, Nattenaf C o p ~ t a t R
V ~ Q R the f ~ M I A~ d
of 1884,sigmd into hw as P.L. 9-Z in b e
seoond session of .thl9 gath Congnrrsa. The
Zaw pnovl* for slmiXar m l e - a f - m n d p f s
f b r ) o ~ ~ a n d d e v e ~ ~ ~ ~ ~
us*In- PnrpartV mghb limits zmamqr fop a n t t W 401ati088 to mtual
damegrtr aad rass~nablea t t m q 4 k s if tha
he h t a I W Pmpslrtg.RtBhtcr Protection sad U.S.Attorney General and Fedaral Tasde Corn
mw~etafi9%4~, S. zme,88thChgwr 2d mtbsion am m e d of the joinO vamre. sen.
d i n W. WtBtas, Jr., also InQadudthe
Seao*tlssrf,p a d t w o ~ ~ b ~ i ~ u c s Charles
ths %~sB-&R. 5324, ~ g t hCone., 2d Natfanal t3mmbsion on tbe Public Isndiq of
[$984] BPB H.R. 5634, Saur. Boob Ad of 1883,S. 2185,418tb Conge,ist. Sess.
f198.4)- woulb condition stnhu (1983), ta establish a candmion t~ ~ d thep
wfth the Untitsd W w , Actof 6 a e e ~ d m m ~ g ~ t l ~ f a g . * W -
h g of their booi;s fending Instihrffo=
1974, on the protecPTon by certain bedidary
0ru.s.pptent. copyx4*t1 "f
The B r u s w b ~ e ib Convemffon adhmmee
worrspao;rbercS,autdtheSematsF~~ops
m t t s SOII S e p W 25,1884, d wa~51tti-
AedbythsfuU.~tetnthstwi1~tbd
the 98th Ckmgmm. Tb0 convention abI@bs a

w d d embndpbe defiaitXaar ofpubkutbn in the


Capvrdght Act to provide that the pwence af a
conetitate p2lieation or public
noticeofcop ghtonaworkdaeenotOnitseU
bill would fm&m amend
tiid- tMe
the act to pmvide for
ofmetbadd~btet1mieMtoee6;bstats.
'l'he state'@obwtions cease, howwer, % u b
Weat to the authorl&d temsgial dfstribution
w m pnotectf~n0f Com~ubI'8 & ~ . of a ahelfits-derivedsignal. Mamover, tha mn-
NO= of thase xmmmws wsn, mected. vmtioa ~ r d does y not apply to signafs
whit& 'am fatendhd fiPa dirnct m a n hmm
meltite by the g e n d pubtic."
bn. Sbom Thurmond htmducledthe Nationsl
M c t i v i t y and Innovation Act of 1983, S.
841, ~ 8 t h Gong., 1st M s . liasa). D ~ ~ t M.
hy
W s r , the general counasl of the C~pyright The Copyright Office Ea involved in three cams
)BEige, twtffiedb d m tba SembJudidmyCom- the validity of it41 regulatioas with
~tttwin support of thia bill, which would have liability of cable systems for &8c-
dfid the mtitpust laws with zmped to fhe of primsry broadcaafs. In
a m h e of copyrighted permi- a m - late 1883, the Court ob Appeals for teffs Dfstrict
ny undet a rule of mason inquiry. The House of CoIumbia, in Ndiond Cable Tefevision
REPORT OF THE REGISTER OF COPYRIGHTS.1984

Association v. Copyright Royalty Tribunal, 724 subscribe to all optional tiers of service contain-
F.2d 176 (D.C.Cir. 1983),upheld the rate adjust- ing one or more broadcast signals, even though
ment of the Copyright Royalty Tribunal (CRT) not all subscribers to the lowest tier subscribe
as applied to distant signal carriage and syn- to the optional tiers. In April the defendants'
dicated program exclusivity. The CRT rate motion to dismiss was denied, and the court
adjustments were made under authority of the ordered plaintiff to join the Copyright Officeas
Copyright Act and resulted from the decision of a defendant in the action since its regulations
the Federal Communications Commission (FCC) address the tiering issue. The Copyright Office
to deregulate those aspects of cable carriage of has filed a motion for summary judgment with
dbtant signals. The court held that the CRT used a supporting brief. In a parallel case, Cablevision
its expert judgment to devise what it considered Systems Development v. Motion Picture Asso-
fair and reasonable royalty rates to reflect the ciation of America, Inc., Civ. No. 83-1655
FCC rule changes. The Copyright Office then (D.D.C.1983). plaintiff seeks a declaratory judg-
issued regulations to implement the changes in ment that it is correct in its interpretation that
royalty rates made by the CRT. section 111 of the Copyright Act requires the
In an action for a declaratory judgment. Na- payment of royalties based only on the revenues
tional Cable Television. Inc. v. Columbia Pic- received from its 'basic service" tier to which all
tures Industries, Inc., Civ. No. 83-2785 (D.D.C. its customers must subscribe if they are to
1983). the plaintiff asked the court to decide the receive any cable service. The defendants' posi-
manner in which royalty payments must be cal- tion is similar to that of the defendants in the
culated under section 111 of thecopyright Act, NCTA case. The Copyright Office has also been
in order for the plaintiff to retain its compulsory made a party defendant in this case. Suit was
license to retransmit copyrighted broadcast brought against the Register of Copyrights in Cox
material owned by the defendants. At issue is Cable Tucson, Inc. v. David Ladd, Civ. No.
the method of calculating the gross receipts on 84-534 (D.C. Ariz. 1984). for review of the
which the cable system musi pay royalties for Copyright Office final regulation issued on June
"tiers" of service that are supplied to subscribers 29, 1984 (49 Fed. Reg. 26722).The regulation
in addition to the "basic service." The additional was issued to implement a rate adjustment
tiers of service may contain nonbroadcast pro- authorized by the Copyright Royalty Tribunal as
gramming, for which the cable system pays a a result of the FCC's partial deregulation of the
fee, as well as distant broadcast signals which cable industry. Plaintiff objected to one par-
are governed by the compulsory license. The ticular aspect of the regulations, i.e., the cir-
plaintiff believes that cable systems are permit- cumstances under which it is permissible to add
ted by the Copyright Act to allocate the sub- a new television signal as a replacement for a
scriber fees for the additional tiers of service 'grandfathered signal" (a distant signal that a
between nonbroadcast and distant broadcast sig- cable system was authorized to carry under the
nals and that royalties must be paid only on that rules of the FCC before March 31,1972,which
portion of the fees ascribable to the retransmis- was in excess of the distant signal complement
sion of distant broadcast signals. The defendants authorized by the 1972 regulations). The Copy-
take the position that all revenues received from right Office regulations provide that the substi-
any tier in which any broadcast programming tuted signal would be considered a "newly
appears, should be considered "gross receiptsw added signal" and be subject to the new 3.75 per-
for broadcast retransmission. The Copyright Of- cent rate established by the tribunal for such
fice regulations support this position. Defen- signals. Plaintiff believes that like signals
dants also insist that "Form 3" systems, those substituted for 'grandfathered signals" should
with semiannual "gross receiptsn in excess of not be treated as "newly added signals" since no
$214,000,should be required to pay a royalty change in the number or kind of signal carriage
calculated as though all customers elected to results. At yeais end, the Copyright Office had
REPORT OF THE REGISTER OF COPYRIGHTS, 1984

replied to the complaint and submitted inter- First Amendment of the Constitution, and that
rogatories to the plaintiff. Science and Health is 'inherently uncopy-
During the fiscal year the Copyright Office rightable" since it embodies the teachings and
entered several cases under the authority of sec- faith of Christian Science. The Copyright Office
tion 411(a)of the Copyright Act, which permits filed a motion to dismiss on the grounds that the
the Register of Copyrights to become a party in complaint failed to state a claim for which relief
an infringement action involving a work which can be granted, fails to join a party required by
was refused registration. Bmndir International. federal rules to be joined, namely the copyright
Inc. v. Columbia Cascade Timber Co., Civ. No. proprietor, and does not allege a case or con-
84-1411 (S.D.N.Y.), was one such case in which troversy with defendant David Ladd, Register of
the works involved were actually bicycle racks Copyrights. The motion to dismiss as to defen-
that had been submitted for registration under dant David Ladd was granted.
the title Wbbon Sculpture." Earlier in the year As the fiscal year ended The Authors League
the court heard arguments on the defendant's of America. Inc. v. David Ladd. 82 Civ. 5731
motion for a change in venue, but the year ended (S.D.N.Y. Aug. 30,1982)was still in the prelimi-
without any ruling on the motion. Likewise, the n a q stage of discovery. The suit was brought by
Copyright Office has entered Duffey-Moses the plaintiff, questioning the constitutionality,
Design v. Sunset Productions, Inc. et al., Civ. under the First and Fifth Amendments of the
No. 83-5365 ER (C.D. Cal.), to explain to the U.S. Constitution,of the hanufactwing clause"
court its refusal to register a claim to copyright of the copyright law. The provision in question
in a de minimis logo for a television magazine. prohibits, with certain exceptions, the importa-
The Copyright Offlce motion for summary judg- tion into and public distribution in the United
ment was denied without prejudice, and the States of copies of any work consisting prepon-
plaintiff has filed an amended complaint. In all derantly of copyrighted nondramatic literary
probability, the Copyright Office will renew its material in the English language authored by na-
motion for summary judgment early next year. tionals or domiciliaries of the United States, if
The third case in this category in which the the copies are manufactured in any country other
Copyright Office is involved is Designpoint than the United States or Canada. The plaintiff
Industries. Ltd. v. Bolivar Arellano Tmding alleges that this prohibition violates the First
Corp., 83 Civ. 9132 (CLB) (S.D.N.Y .).The work, Amendment by restricting the importation and
in this instance, consists of the words "Puerto distribution of First Amendment protected liter-
Ricon with two curved lines beneath them ary works and that it violates the Fifth Amend-
printed on a "muscle" shirt. This case went to ment by imposing a discriminatory prohibition
trial and after hearing Copyright Office testi- on importation and distribution of a restricted
mony the judge held the design not copyright- class of works.
able and dismissed the copyright isrrue. In David Ladd v. Law & Technology Press,
In a suit brought against the Copyright Office, Civ. No. 03-6855 TJH (C.D. Cal.), the Register
United Christian Scientists v. David Ladd, Civ. of Copyrights brought suit to enforce the deposit
No. 83-3486 (D.D.C. 1984). the plaintiff sought requirements of section 407 of the Copyright
a declaratory jhdgment to declare unconstitu- Act. That section requires, unless excused by
tional a private law that grants copyright to the Copyright Office regulation, the deposit for use
trustees under the will of Mary Baker Eddy in of the Library of Congress of copies of works
various editions of the work Science and Health published with notice of copyright in the United
with Key to the Scriptures by Mary Baker Eddy. States. The works in question are technical jour-
Science and Health is the text used for the study, nals. Judgment was entered in favor of the Regis-
teaching, and practice of Christian Science. The ter, and the defendant has filed a notice of
plaintiffi allege that the private law violates the appeal. Defendant's position has been that sec-
Copyright Clause, the Fifth Amendment, and the tion 407 violates the First Amendment right of
REPORT OF THE REGISTER OF COPYRIGHTS. 1984

hspeech by imposing a deposit requirement designs and. therefore, need not contain notices
for the enjoyment of copyright in the work and of copyright to preserve the copyright. The court
that section 407 has been enforced in a discrimi- did not elaborate on this conclusion. It said fur-
natory manner. ther tbat in any event plaintiff added notices to
The apyright Office became involved in its catalog after discovery of its omission, and
American Express Credit Corp. V. XRT, Inc.. that heace the notice was valid in any cam.
Civ. No. 83-5603 (E.D. Pa.), when the dd~lldent A district court denied copyright protection
secured a temporary reetraihg order which re- to a telephone company's white-page directory
q u i d the office to refuee access to deposits sub in Hutchinson Telephone Company v. Fmnteer
mitted for registration of the claims that were Directory Company of Minnesota. Inc., 586
being litigated between tha partim. The deposits F.Supp. 911 (D. Minn. 1984). The court said
allegedly contained trade secret material. The .that, in general, white page listings meet the
parties, including the Copyright Office, reached requirements of tha Copyright Act and am pro-
a settlement which resulted in cancellation of tectible by copyright. It stated, however, that
the registrations in question and return of the under the fscts in thb case, protection ia not war-
deposit copies to the defendant. ranted. The court observed that the copyright
An omission of the copyright notice was held law was enacted to encourage works of the intel-
to be curable in Innovative Concepts in Enter- lect and to secure the general benefits which
tainment, Inc. v. Entertainment Enterprises, inure to the public though the author's labors,
Ltd.. 576 F. Supp. 457 (E.D.N.Y. 1983). In this and tbat in the present case the plaintiff's publi-
case the plaintiff omitted notice of copyright cation of its white pages is a requisite condition
on its coin-operated miniature hockey game to the operation of its state-guaranteed rnonop-
becauee its legal counsel did not advise it of the oly. The court said it is guided by the purposes
availability of copyright protection. Plaintiff did of the law, and must consider these purposes in
not become aware of the possibility of copyright determining whether a particular work is copy-
protection until it consulted other counsel after rightable and that, because the plaintiff is
the first publication without notice had required by law to publish its white pages,
occurred. Notice was then added and copyright allowing copyright protection would only
registrations were made. The court said it was extend the benefit of plaintiffs monopoly and
not aware of any cases deciding the issue of an would not serve any purpose of the Copyright
omission of notice resulting entirely from a mis- Act; as a result, the court felt compelled to con-
take of law. The court said such an omission is clude that plaintiffs white pages do not consti-
"deliberate" and cited the legislative history of tute an original work of authorship within the
section 405(a)(2) of the Copyright Act of 1976 meaning of the act. In another interesting deci-
for the proposition that a work published with- sion, the copyrightability of maps submitted to
out copyright notice will still be protected for the Interstate Commerce Commission as part of
at least five years, whether the omission was par the filing of statutorily mandated tariff schedules
tial or total, deliberate or unintentional. It said was upheld in Rand McNally v. Fleet Manage-
that the allowance in section 405(a)(2) of a ment Systems, CCH Copr. L. Rptr. 25,624 (N.D.
period as lengthy as five years in which to cure Ill. Dec. 31. 1983); the defendant argued to no
an omission suggests that Congrew wished to be avail that since carriers and shippers are
solicitous of the actual intent of the author. expected to know the contents of the filed tariffs
Sherry Manufacturing Co. Inc. v. Towel King of they have the force of law, and that consequently
Florida. Inc.. 220 U.S.P.Q. 855 (S.D. Fla. 1983), they are similar to a statute or judicial opinion.
also involved the issue of omission of the copy- both of which am uncopyrightable. The Court
right notice, but there the court held that pic- of Appeals for the Fifth Circuit found fault with
tures of designs printed on towels depicted in the district court's analysis in Apple B a d Ro-
a catalog did not constitute a publication of the ductions, Inc. v. Beard. 730 F.2d 384 (5th Cir.
1984), whsnt the pI&bt@~ h e COpyt&ht
d tion between progrem which am used in the
its ad* expmsion of the idea bar a country prcidyctiun of fur&= c6 work8 a d
music show performed by children. The plain-
tiffaplrliedkooWiSghtm@mtfanfn thaw&
those whkh are not.
m m recamnrendak~~~
~
di
cr Cong~ee8enacted
in a m d 8 ti^
as a whole,not in its componant parts. The dfa- Copytifit A a in 1884 to include computer p m
trict court,however, did not dew tha sBoH aa ~ U Y .
a whole but divided it into its curnmimnt pa- m f f s h t t o e x e r c ~ ~ l ~ ~ ~ d w o s
em hardzsd~~lrsyde~tin5&nga%urk
the show-inita entirety wik not t&j- -
- i~k ra* m h u fa a nlrmbr of oassr. The
CourtofAppeals fixthe SeoodCirmtit in AJdon
ri@tpm-. am appeal the wurt Acc~880rfwUd. v. Spfegd, Inc., 738 F.2d 548
with this enelyslsand held tbat despite the firct (2dClr. 1984). uphffId the ~~givm to

-
that the individual parts of the ahow wtlpe not the ~ U F Pin the district court that ?Hi& the
copyrightahlelath-lveb, tha work was pn*. scope cif employmest,"in tha preaant Copydght
t d b h as a compilation. Cqjyri&bailftp was Act. means a mrsm actinn undm the dbctfon
also the fawinhaft Rdnger Televfsion, Inc. v. rvidbn of the hirlig ~ t h ~atrths
, hir-
Prcr(prtm Radio Corpodon, CC)ICopr. L.Rptr.
25.691 (sthC b . July26,19M), wbem the oo\Irt
"T
ing au or's instance and expem-The
tion midthat it doas no€matter wbethsr the "for
found that the d&ndaatrs dupMcotingg,remix- him"cre6rnis an inn loymin tbe ~ ~ 0 f ~ 1 -
ing, and distpibutin ofplainrsfps iug a regular job witE the hiring author. WhPt
tapes co- thea of a ckivativ~w k
baaed on the undwlyhg cupyrfghted scripu.
matters Is whather the Mthgd o r musedthe
worlrtobededetcercisedthePLghttnditact
Raintiffs tapes were mated before the 1972 e creation In Schmid Bmthem,
and s u p c d ~the
phonamcord amendment and wem t h d m not Inc. v. W. Goetrel Pomllartfabrik K.G., OCH
pmmttd by fed8281 s t a h r ~copy.right.
~ HOW- Copr. L Rptr. 25,687 (E.D.N.Y.June 20,1984)
mar. the scri ts on w W pleSnt@s tapes were ?he b s u e WIU wbsfhar Sistm Berta Htmmd
d
bf#sfdwere qyrightgd. The #But found that crea~EerUaIn&tdsticworbasaa"~mploymfor
def6ndant'u activity wsuW in new dmiMtl:u~ hfre" of her convent. The court sefd @at the
works baed on the copyrighted scripts la the gsoentid Wol determining whethm B worft is
seune mahnet as If the defbndant had worked made by an "employeefor hire'' ia whether the
from the sxiptrr. Copyrightability of a cumputer employer had the right to ddirect and mperpise
oparattng program was the h u e in Apple Cam- the actual performance of the w d . It aaid fur-
puter, hc. v. Fonnuia Intsmati~nd,Inc,, 725 ther hat even if her mlab&p to the mvent
F. Zd 521 (%hCir. 19843. Thedistrict court had was one of employee and employer for some
bsld thbt copyright protects ccunptrtut p- purpoem, her contributions to the figurines In
of dl types, w h d ~ ~ ~ t h e y a w o p b n r t i n g p r question
~s were not made as an enaployes for hire
or application programs. The Wndent uqued &neeshe had Wl m&ttic control over fh8 works
on appeal thet ogenstrw ptogmm h u m they which bore her name. In a mplevh -ion to
control the i a t d operatian of the computer, reamer p s e s s i o n of photo~~phlc negetives
~only'Ydeas"0P *p!tnxHmsmaild t h h not madr, at plaintiffs request at her home, an
copyrigktable. The Court of Appeals seid that dlinoio state court in Sykee v. Roulo, 461 E9.f.
the hqislatiwe history reveals that defendant's 2d 480 (Ill. App. Ct. 39841, had to decide tf the
~ t s w g ~ e ~ ~ o n d r e f e c t e d ~ phDtagnapb c a n - were worlrs made for hire. It said
m ar when copyright protaction we9 extended thnt the crucial question is whether the plain-
to computer prugrams. The 1975 Find Report tiff had the Aght to control the work even if she
ofthe Plotional C o m M o n on New Techmlogj- did not e m it. Thscourt noted that the svi-
tf
cal Uaes of Copyri ted Works (the CXJEJTU dence showed that tEie plshtitVdid B X B con-
Repat) &wedthat ere abodd be no dfainc- trol o m the manner i~ which the photographs
~ ~
llgrORT OF THE R E C W OF COPYRK;HTS, 1984

were made and that the inference was that the mit a supplemental pleading alleging submis-
photographs were produced by the defendant in sion of the document to the Copyright Office,
the capacity of an employee for hire. In Arthur reasoning that receipt of a transfer document in
Retlaw 6.Associates, Inc. v. Tmvenol Labora- the Copyright Office does not mean the docu-
tories, Inc., 582 F.Supp. 1010 W.D. 111. 1984). ment is automatically accepted for recordation.
the plaintiff published a newsletter on behalf of The case was dismissed for lack of subject mat-
defendant. The court said that there is a pre- ter jurisdiction. In Meta-Film Associates, Inc. v.
sumption that the copyright belongs to the per- MCA, Inc., 586 F. Supp. 1346 (C.D. Ca. 19841,
son at whose instance and expense the work was the court said that the literal language of section
done and that this presumption can only be 205(d)of the Copyright Act suggests that recor-
rebutted by an express "contractual reservation dation is a condition precedent to instituting of
to the contrary." Plaintiff claimed there was an a suit. but that the courta have not strictly con-
"understanding" that it was to own the copy- strued the filing requirements of the act. The
right. The court said that an "understanding" court stated that subsequent recordation will be
does not satisfy the requirement of the law that allowed to relate back, so that the assignee
the parties must expressly agree to the owner- acquires a right to sue as of the date of the filing
ship in a written instrument. of the action. In a New York state court case,
In 888mingly similar circumetancw, the courts Myers v. Waverly Fabrics, CCH Copr. L. Rptr.
reached different conclusions on the need to 25,684 (Sup. Ct. N.Y.May 22,1984), the court
record a document regarding a transfer of copy- ruled that while a nonexclusive license permit-
rights before suit can be brought. In Northern ting defendant to reproduce plaintiffs design
Songs. Ltd. v. Distinguished Productions, Inc., was not required to be in writing under the
581 F. Supp. 638 (S.D.N.Y. 1984), defendant Copyright Act since it did not constitute a trans-
sought dismissal of the infringement action fer of ownership, the nonexclusive license in
against it, contending that plaintiff had failed to this case was required to be in writing under the
comply with the mhordation requirements for New York Statute of Frauds since, by its terms,
transfers under the Copyright Act in that the it could not be performed within one year of its
recorded documents did. not. contain the name making. The complaint was dismissed.
of the songs involved in the suit. The cowt ruled The much-publicized Supreme Court decision
for the plaintiff, stating that the import of the in Sony Corporation of America v. Universal
recordation requirementaof the law is to provide City Studios, Inc., 104 S.Ct. 774 (1984). was
record notice of transfers before suit is brought. rendered during the fiscal year. The case in-
The court said further that the effectiveness of volved the off-air home videotaping for private
transfer documents is not related to the question use of television programs, many of which were
of notice and that in the present case the defen- copyrighted. The copyright proprietor had
dant had actual notice of the transfers and the brought suit against the manufactu.mrs, distribu-
alleged failure to receive constructive notice tors. and retail vendors of videocassette re-
under the act cannot constitute a bar to an in- corders used to tape the works off the air. The
fringement suit. In Patch Factory, lnc. v. Broder, district c o d held for the defendants, and the
586 F. Supp. 132 (N.D.Ga. 1984). the defendant Court of Appeals for the Ninth Circuit reversed
asked for dismissal of the action because plain- by holding that Congress did not intend to create
tiff had not alleged recordation of the copyright a blanket exemption for home videorecording,
transfer document by which it acquired the as was done for home sound recording, and that
copyright. The court said that section 205(d) of home videorecording was not a fair use. It held
the Copyright Act explicitly mandates recorda- further that the corporate defendants were guilty
tion of the transfer of rights in a copyright as a of contributory infringement on the ground that
prerequisite for filtng suit where such transfer home videotape recorders are manufactured, ad-
is the basis of the suit. The court refused to per- vertised, and sold for the primary purpose of

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