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Memorandum
100782
Adhesion, Properties
1_Sa-_I-1007 (_ASA) 24 _
Prepared
15th International Conference on Metallurgical sponsored by the American Vacuum Society San Diego, California, April 11-15, 1988
ADHESION,
FRICTION,
National
Kazuhisa Miyoshi Aeronautics and Space Administration Lewis Research Center 21000 Brookpark Road Cleveland, Ohio 44135 Phone 216-433-6078 Telex NASA CLV 98-5218 FAX 216-433-8000
ABSTRACT The adhesion, both in in monolithic contact with of are force friction, and coating themselves, discussion, separated (adhesion) and micromechanical form, are reviewed. materials, properties The first force part properties Ceramics and metals. of concern discusses to break of of ceramics, examined For in the the
are
other the
harder
simplicity processes
L_ 0 _, C_ I LLJ
into
pull-off interfacial bonding films friction, The and fracture scratch interfacial addressed.
and the
required
junctions in adhesion
on tribological
response
second
deals of
with ceramics
of
Elastic, is to
plastic, The
behavior of
technique
determining bonds of
critical deposited
load
needed
adhesive
on substrates
INTRODUCTION Ceramic materials are being used increasingly sliding engines: cutting or rolling contact. for machine elements in
bearings, seals, gears, and tools used in metal shaping, such as tools and extrusion dies. is limited The successful use of ceramics in these problems than by 1 to 4). Clearly,
applications
material properties
or processing deficiencies
(refs.
there is a great need for a fundamental understanding of the surface interactions of ceramics with themselves and other materials (ref. 5). the
techniques (especially
deposition processes by which surface films or surface layers of may be formed) have further Manyof these films or layers are There is a great specified
the most diverse composition and structure enhanced interest in ceramic materials.
and
monolithic ceramics and thin ceramic coating films will Their tribological metals.
be madewhere applicable.
ADHESIONNDFRICTION A Clean and Contaminated Surfaces The surfaces of ceramics usually contain, constituent in addition to the
have condensedfrom the environment. layer may or may not be present. of the structure
Non-oxide ceramics, however, generally contain a Thus, the surfaces of oxides as well
layer of oxide beneath the layer of adsorbent film. silicon carbide and silicon nitride
surfaces to very high temperatures can remove contaminants that are adsorbed on the surface of ceramics. surfaces of ceramics and metals results Removingadsorbed films from the in very strong interracial If an atomically adhesion clean
surface, the adhesive bonds formed at the silicon interface are sufficiently
strong that the cohesive bonds in the aluminum to the silicon carbide surface (ref. I0).
are fractured
and transferred
metals and polymers affected by the presence of contaminant films adsorbates and oxides), but also those of ceramic materials,
both in Typical
monolithic and coating form, in contact with themselves or metals. adhesion and friction nitride results from hot-pressed polycrystalline films
silicon
force (adhesion) and coefficient The pu11-off force and surfaces are higher than
nitride
in monolithic form or of
of the contact area. In contrast, oxygen exposures to clean metal and ceramic surfaces did adhesion (ref. ll). Exposing both metal conditions, after
controlled
and forms an oxide surface layer, and (2) the oxide layer increases the shear strength of the contact and the coefficients 13). of friction (refs. II to
In these cases strong oxide-oxide bonding takes place at the thereby raising the shear strength and the coefficient of
interfaces, friction.
forces for
Chemical Pauling, metals placed (ref. and in 1948, formulated compounds character d-valence are of
a resonating-valence-bond in the which various are for modulus, amount less not numerical transition completely physical
on the 14).
elements filled in
Since metals, as
bonds
such
cohesive
chemical or
percentage is its
active
of this theory,
interactions
metal is placed in contact with a ceramic material bonds formed between the
metal and ceramic depend heavily on the character of the bonding in the metal. The data for the sputter-cleaned surfaces presented in figure 1
indicate a decrease in adhesion and friction character, as predicted by Pauling's theory. exhibit
rhodium and rhenium, which have a very high have relatively low adhesion and friction.
the known elements are used to make ceramic Probably the most widely used class of ceramic Someprecise'experiments on shear
strength of metal-to-sapphire
ultra-high-vacuum apparatus and incorporated Auger electron (ref. 16). His study determined a correlation of the metal-to-sapphire
coefficients
contacts and the free energy of For other oxide ceramics such as in sliding contact with and the free 12). These
metals, a similar
between coefficient
of friction
energy of formation of the lowest metal oxide is found (ref. correlations interface clearly indicate that the oxide-ceramic-to-metal
bond at the
is primarily
a chemical bond between the metal atoms and the The strength of this
oxygen-to-metal
bond
strength
in
the
metal
oxides
Temperature An increase promote products wear heated (ref. in surface to in surface temperature reactions. surface
Effects of These a ceramic chemical alter material reactions adhesion, silicon (determined sintered and oxygen, graphite in an argon tends cause friction, carbide surface and is to
chemical on the
which
can
example, the
a vacuum,
adsorbed
dioxide
on the
was generated
during
carbon
increasing
temperature
range can
800 C.
silicon
peaks
the
carbide
concentration The
silicon
carbide at
surface. temperatures of in
carbide
graphitizes
predominantly
polycrystalline rider,
an iron 3.
indicated below
friction,
remains
250 C,
be associated
presence of both carbon and graphite contaminants on the as-received specimen. The rapid increase in the coefficient be attributed of friction at 400 C can
to (I) the absence of carbon contaminants, (2) the presence dioxide, (3) increased adhesion, and (4) increased growth in the contact zone. The rapid of the
Adhesive wear occurs after adhesion takes place across an interface between two ceramic surfaces or a ceramic surface and another material. Whenan atomically clean silicon carbide flat surface is brought into carbide rider,
interface strong I0). fracture carbide and generally are generated also, that Tangential pits, and wear The in the or
contact with a clean metal rider or a clean silicon adhesive bonds formed at the silicon
carbide-to-silicon cohesive sliding debris presence the zones sliding. extent, this type bonds motion in and of in carbide silicon interface carbide in the contact defects of the
the
silicon the
carbide-to-metal
are sufficiently (ref. cracks, silicon
may fracture of of
the
as voids, in
surficial from
materials debris
contact
fractured
will
a large for
adhesion
must in
fracture the
toughness shear
one of of the
two materials
strength
interfacial
junction.
MICROMECHANICAL PROPERTIES Ceramics, in both monolithic and coating form, behave micromechanically in a ductile fashion up to a certain contact stress when Even at carbide
modest more highly known of a
they are brought into contact with themselves or other solids. room temperature, ceramics such as aluminumoxide and silicon behave elastically
conditions concentrated as brittle ceramic that of and plastically contact; stresses is one of at however (refs. the in low they 18 to most design stresses under
relatively under
rubbing contact
microfracture,
fracture, must
critical for
characteristics structural
be considered
and tribological
applications. Elasticity Ceramics example, is the placed behave elastically nitride with friction in figure relation coordinates coated itself is 4. up to a certain contact pressure. steel in For flat
on a 440C on a 440C
bearing
stainless It
coefficient
not
constant.
decreases
as shown
To a first between is
approximation coefficient of
investigated, N on logarithmic
the
friction of
given
by an expression
the
= kN -I/3 The exponent solid-state elastic the shear contact. deformation strength arises from an adhesion of elastic mechanism contact is area. monolithic 5(a). silicon carbide in for can found the surfaces in by the of
be determined to be a function
elastic
friction diamond is
characteristic presented
Nhen a silicon
carbide
surface is placed in contact with a diamond under relatively pressure, elastic deformation can occur in both the silicon of tangential motion, sliding
Under the foregoing conditions, strength of the elastic is, the relation
friction
between coefficient
_ and load
N is that
center of the contact area calculated from a Hertzian stress distribution will be 2.3xi03 to 4.9xi03 N/mm. 2 Plasticity Most ceramics, both in monolithic and in coating form, deform in a ductile manner as the contact pressure is further increased. The increase in
in applied contact pressure, however, results friction entirely characteristic different with an applied load.
in a complete reversal
estimated maximum Hertzian contact stress ranging from 1.4xlO4 to 3.0xlO 4 N/mm in the contact area. 2 silicon little Plastic deformation occurs in the but there is
or no evidence of very small cracks being generated in the silicon The diamond indents the silicon carbide without suffering any
carbide.
The frictional
and to plastic
carbide (i.e.,
between coefficient
_ = kN 0.3-0.4
the crystallographic
of the single-crystal
Whena much higher contact pressure is provided, ceramics behave in a brittle fashion (fig. 5(c)). This subject will be discussed in the section
Fracture. Similar nitride contact and friction characteristics 24 and 25). for diamond on boron
Figure 6 presents data obtained about widths of plastically grooves in boron nitride films on 440C stainless steel substrate.
Comparative data for uncoated 440C stainless Whenthe width of resulting plotted against load expressed as portion stainless N = kD n. scratch
N on logarithmic
steel is considered to be composedof approximately straight slopes of 2.6, 2 5, and 2.2. M'N' for uncoated 440C stainless MN or M'N' The portion MN for
steel is a straight
line of slope 2.
The portion
Meyer's law is valid for boron nitride steel. Here the Meyer index n
films on metallic
I0
plastically
much like metals when they are brought into contact with hard 27). pressure) P during sliding may be
defined by P = N/As; N is the applied load and As contact area given As = _D2/8. The yield
is the projected
Only the front half of the pin is in pressure over the contact area gradually plastic state. The mean
Pm increases by a factor of 2
Whenthe load exceeds a certain critical diamondon the monolithic causes fracture silicon
action of film
Whena much higher contact pressure due to highly concentrated stress in the contact area between the diamond and silicon the sliding as plastic particles carbide is provided,
action produces gross surface and subsurface cracking as well deformation (ref. and large fracture 23). Under such conditions, wear debris The
pit is a few times larger than that of the plastically In this case, the coefficient of friction and plastic is also much contacts.
higher (four times or more) than those in elastic (See fig. 5(c).) Although fracture and plastic
deformation in silicon
is commonly
II
toughness
or nonmetallic
occurs primarily
between film and substrate (or both), when the film (refs. 24 and 25). It is interesting
on the
substrate used
generated film. It
rather
from
that critical
the
substrate which
load of
fracture
extent to
fracture
Furthermore, substrate
required
fracture of
a ceramic width.
on a
be determined Acoustic
scratch
emissions the
bonds
intensity
emissions flow,
on the or flaking
cracking,
fragments
and 32). typical film acoustic deposited is brought emission traces and friction substrate. with a diamond force When pin
nitride film
boron
surface
12
a small
load
is
lower bonds
than in the
the
critical nitride
loads film
needed
to
boron
and adhesive is detected with has of boron 25). sliding. to fracture the in film and no passed the nitride
no acoustic is 7(b)). slightly After microscopic groove similar film critical adhesive a small is
diamond
surface
electron
indicates in
formed conditions is
much like
However,
no cracking in
nitride the
observed loads
An increase the and near boron the the nitride substrate, plastically evidence Acoustic amounts is of
above
needed
film
and the
interfacial in
bonds of
however, deformed of
results groove.
amount
(fig.
involve
acoustic propagate in
due to
elastic substrate.
when
nitride at the
force
occasional
evidence load
to flow,
the
boron locally
nitride gross
addition in the
the
interface
the
substrate. by
such
acoustic behavior
traces 7(e)),
characterized
chevron-shaped
while
13
friction stick-slip
The behavior of acoustic emission is related to that of friction force. For example, at point I in figure 7(e) and (f), the point II and will is reached. the diamond rider the rider is is set
At point II,
continue to moveuntil
point III
acoustic emission is released because the slip at the interface the rider between the boron nitride comesto rest again. between the boron nitride film
At point III,
Thus, film
and the substrate is responsible for the observed acoustic emission signal output and friction behavior. measurementsof the critical load required to
a ceramic film on a substrate agree well with those detected by and scanning electron microscopy of the scratches. loads needed to fracture the boron
film and adhesive bonds between the film and substrate as force measurements. The
and strength the greater of the the strength
load to fracture
The harder substrate, the the
is
related
to
hardness or
metallic the
higher
CONCLUDING REMARKS Based and ceramic I. example, on fundamental coating films films, studies the conducted following affect with both monolithic can be made behavior. surface For decrease ceramics
observations their
Surface adsorbed
on ceramics
tribological carbide
carbon
contaminants
on a silicon
14
interfacial
friction;
whereas oxygen, as a
surface contaminant on metals in sliding increases both adhesion and friction. 2. Heating of silicon graphitization
in the to
reduce adhesion and friction. 3. Nhen ceramics are in contact with metals, surface chemistry is extremely important to friction and wear behavior. In the transition with the
directly
for ceramics in both monolithic and coating form. the lower the coefficient of
deform elastically
and plastically
in
Unlike value,
metals, however, when the contact stress exceeds a certain fracture can occur. Acoustic and friction
a ceramic film on a substrate agree well with and scanning electron microscopy of the scratches.
15
Miyoshi, I00
Ceram. (1984),
Near, Loomis
(ed.),
Near
Park D.H.
Buckley,
and M.
Srinivasan,
494-500. Fischer and H. Tomizawa, Buckley, Phys., Buckley, Near 105, (1985), 29-45. 245-256.
Buckley,
Spalvins,
2340-2344. Proc. and D.H. J. Appl. R. Soc. Buckley, Phys., Pepper, Phys., Phys., London Near, A. 196, (1949), 343-362. 253-264.
47 (1976), J. Appl.
53 (1982),
6634-6637.
1951-1958. 419-428.
Near,
7 (1964),
ASLE Trans.,
12 (1969),
21-33.
16
Phenomena in
MagnesiumOxide, NASA Contr. Rept. CR-72295, 1967 (NASALewis Research Center). 23. K. Miyoshi and D.H. Buckley, ASLETrans., 22 (1979) pp. 79-80. 24. K. Miyoshi, D.H. Buckley, S.A. Alterovitz,
Tribology--Friction, Proc. Int. Conf., Lubrication London, 1987, July pp. and Near" 1981,
Mechanical
Engineering
621-628, Pouch, S.A. behavior substrates, Center). and pp. Lubrication of Solids Part Alterovitz, of and H.E. Sliney,
Buckley,
J.J.
deposited Memo.
(NASA Lewis
Bowden
The Hardness
Metals,
Clarendon
6-18. 28. H. Isigaki and K. Miyoshi, Proceddings Engineering, Near, Near, I00 of the 6th 1987, International pp. 661-666.
Conference 29. 30. 31. D.H. K. H.E. (eds.), 32. P.A. Buckley Miyoshi
on Production
Osaka, (1984),
333-353. 253-268.
and H.E.
Vac.
Techno].
2394-2400.
17
I.
Ti
0 SPUTTER-CLEANED [] AS-RECEIVED
OZr
.q
O W
Re
.2
[]W
ORe
1.0
OZr
o ,,= b
.8 Ti
V 0 Fe
Ni
Re
Zr Fe .4 25 []
[] Ni
8Pd [] Re
Rh 0
I
30
I
35
I
40
I
45
I
50
PERCENT d CHARACTER OF METAL BOND (b) FRICTION OF ION-BEAN-DEPOSITED BORON NITRIDE FILM, FIGURE 1. - PULL-OFF FORCE (ADHESION) AND COEFFICIENT OF FRICTION AS A FUNCTION OF THE PERCENTAGE d-BOND CHARACTER OF METALS IN CONTACT WITH CERAMICS IN A VACUUM,
18
ADSORBED CARBON
SiC
CONTAMINANT
1 si_2_ c
Sii2co 2
i000 -,_
1200 I , I , I , I , I I h I i i i I i I
108
104
(a)
I00
%
2p.
92
292
288
BINDING (b)
284
280
eV
276
540
536
(c)
532
528
524
SILICON 2. -
FIGURE
REPRESENTATIVE AT TEMPERATURES
FROM SINTERED
POLYCRYSTALLINE
SILICON
PREHEATED
1.2
1.0
.6
.4
.2
I
0 400 SLIDING FIGURE 3, EFFECT TEMPERATURE,
I
800 C ON COEFFICIENT OF TEMPERATURE
I
1200
POLYCRYSTALLINE AGAINST AN
SILICON IN
SURFACE
IRON PIN
19
1,2
--
,8
--
////
,6
--
//_p
= 0.29 W-1/3
,4
--
[]
,2 --
[]
[]
I
.05
I
.I0 LOAD, W, N
I
.15
I
.20
FIGURE 4. - COEFFICIENT OF FRICTION AS A FUNCTION OF LOAD FOR BORON NITRIDE FILM DEPOSITED ON HEMISPHERICAL PIN IN CONTACT WITH BORON NITRIDE FILM DEPOSITED ON A FLAT IN VACUUM.
i0
FA
I_THEORETICAL CURVE p = KW-I/3 0 A <lOiO> <1120> I SLIDING J DIRECTION
o/
25 b
2O
b
15
i.o F.8
.4'6 __ 0 <1010 .2
.10
O5
I
.i
I
.2
I
.3
I
.4
I
.5 0 LOAD, W, N .1 .2 .3 .4 .5
(c) SLIDING ACCOMPANIED BY GROSSFRACTURE (CONICAL DIAMOND WITH AN APICAL ANGLE OF 117).
FIGURE 5. - COEFFICIENT OF FRICTION AS A FUNCTION OF LOAD FOR HEMISPHERICAL DIAMOND PINS OF DIFFERENT RADII AND A CONICAL DIAMOND PIN SLIDING ON A SINGLE-CRYSTAL SILICON CARBIDE (0001) SURFACE IN ARGON AT ATMOSPHERIC PRESSURE.
2O
I I
-io oF _,oor. Qut_'X__
501-I
o
.5
(a) NO ACOUSTIC EMISSION CAUSED BY DIAMOND PIN UNDER SMALL LOAD, 3N.
(b) FRICTION FORCE CAUSED BY DIAMOND PIN UNDER SMALL LOAD, 3N.
.4
30 -4020 -4O
.3 _ .2 .1
I0 -- I
oil
_-FRACTURED SCRATCH \ ON BN FILM \ \ 2O \\F
i
z
(c) ACOUSTIC EMISSION CAUSED BY DIAMOND PIN UNDER CRITICAL LOAD, 9N.
(d) FRICTION FORCE CAUSED BY DIAMOND PIN UNDER CRIT 1.2 ICAL LOAD, 9N.
o_
LL- 1.1 1.0 TBN FILM \ \ \ lO 8 .9 CRITICAL LOAD TO FRACTURE \ \M k 80 _ 70 .6 60 .5 50 2.2 \ \ X__ UNCOATED q40 C STAINLESS STEEL 20 10 30 40 III .7
\ \
.8
:1/
II
.4 .3
\\
I
15
.2
,1
I
0
L l
I
I0
i
20
I
25 0 SLIDING TIME, SEC (f) 5 10 15 20 25 FRICTION FORCE CAUSED BY DIAMOND PIN UNDERMUCH HIGHER LOAD, 12N.
i
.02
I
.2
(e) ACOUSTIC EMISSION CAUSED BY DIAMOND PIN UNDER MUCH HIGHER LOAD, 12N.
FIGURE 6. - SCRATCH WIDTH AS A FUNCTION OF LOAD FOR BORON NITRIDE FILM DEPOSITED ON 440 C STAINLESS STEEL IN CONTACT WITH A HEMISPERICAL DIAMOND PIN IN LABORATORY AIR.
FIGURE 7. - TYPICAL ACOUSTIC EMISSION TRACES AND FRICTION TRACES FOR A BORONNITRIDE FILM IN CONTACTWITH A HEMISPHERICAL DIAMONDPIN IN LABORATORYAIR.
21
0 []
AO /k 0
I
2
I
4
f
6
I
8 o
I
1 TENSILE STRENGTHOF SUBSTRATE, OMAX' GPA
I
2
I
0
_
200
I
400
1
600
I
800
I
o
I
] YIELD STRENGTH OF SUBSTRATE, Y, GPA (b) RELATION OF CRITICAL LOAD TO STRENGTH OF SUBSTRATE.
I
2
FIGURE 8. - CRITICAL LOAD NEEDED TO FRACTURE BORON NITRIDE FILM AND INTERFACIAL ADHESIVE BONDS BETWEEN FILM AND SUBSTRATE IN SLIDING CONTACT WITH A HEMISPHERICAL DIAMOND PIN IN LABORATORY AIR.
22
National Space
Aeronautics Administration
and
Report
Documentation
Accession No.
Page
3. Recipient's Catalog No.
1. Report
No.
2. Government
NASA TM-I00782
4. Title and Subtitle 5. Report Date
Adhesion, Properties
6. Performing
Organi_:ation
Code
7. Author(s)
8. Performing
Organization
Report No.
Kazuhisa
Miyoshi
E-3954
10. Work Unit No.
506-43-]]
9. Performing Organization Name and Address 11. Contract or Grant No.
National Aeronautics and Space Lewis Research Center Cleveland, Ohio 44135-3191
12. Sponsoring Agency Name and Address
Administration
13. Type of Report and Period Covered
Technical Administration
14. Sponsoring
Memorandum
Agency Code
Prepared For the 15th International Conference on Metallurgical sponsored by the American Vacuum Society, San Diego, California, 1988. Invited paper.
16. Abstract
The adhesion, friction, and micromechanical properties of ceramics, both in monolithic and coating form, are reviewed. Ceramics are examined in contact with themselves, other harder materials, and metals. For the simplicity of discussion, the tribological properties of concern in the processes are separated into two parts. The first part discusses the pull-off force (adhesion) and the shear force required to break the interfacial junctlons between contacting surfaces. The role of chemical bonding in adhesion and friction, and the effects of surface contaminant films and temperature on tribologicai response with respect to adhesion and friction are discussed. The second part deals with abrasion of ceramics. Elastic, plastic, and fracture behavior of ceramics in solid state contact is discussed. The scratch technique of determining the critical load needed to fracture interracial adhesive bonds of ceramic deposited on substrates is also addressed.
by Author(s))
18. Distribution
Statement
Ceramic
tri
bology
19. Security
Classif.
20. Security
21. No of pages
22. Price*
Unclassified
NASA FORM 1626 OCT 86
*
Unclassified
For sale by the National Technical Information Service, Springfield, Virginia
24
22161
A02