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10 | ISSUE 2 | FALL/WINTER 2012

USP Symposium Explores New Standards for Functional Foods and Dietary Supplements
The choices for consumers are nearly endless, as are the promises: Improved bone health. Increased energy. Enhanced focus. Better digestion. So-called functional ingredients represent not just a passing fad, but a fast- (and by some accounts, the fastest-) growing segment of the food and dietary supplement industries as consumers increasingly seek products that they consider beneficial to their health, appearance, athletic performance and more. The science behind many popular ingredients, however, is still emerging, with little consensus on the validity of claims among industry, regulators, consumer representatives and other key parties. With this premise, more than 200 attendees gathered in Boston September 1820 for the 2012 USP Science and Standards Symposium, to consider opportunities and challenges posed by functional ingredientsand the future direction for public standards in this area. The symposium opened with an evening keynote address from Dr. Paul Coates, director of the Office of Dietary Supplements (ODS) at the (From left to right): Drs. Gorecki, Ebert, Buchanan and Susana Socolovsky of National Institutes of Health. Argentinas Pentachem answer audience questions during a plenary session. Dr. Coates explained the regulatory landscape governing dietary supplements in the United States as laid out in the 1994 Dietary Supplement Health and Education Act (DSHEA), in which dietary supplements are regulated as foods. Since DSHEAs passage, supplement sales rose from $8.6 billion in 1994 to $28.1 billion in 2010. Dr. Coates noted that roughly 50 percent of the domestic population uses these products. He spoke about ODS work on evidence-based reviews of dietary supplements such as ephedra (now banned in the U.S.), omega-3 fatty acids, soy, probiotics, vitamin D and calcium; concerns about and current limitations of research in this area; and other ODS initiatives, including its Analytical Reference Chemicals program with the National Institute of Standards and Technology and consumer education programs. In a morning plenary session on the second day of the symposium, Dr. Robert Buchanan of the University of Maryland and a member of the USP Board of Trustees spoke about the science behind regulation of functional foods. He explained three intersecting activities: science, science policy and food law. Dr. Buchanan presented dictionary definitions of a functional food, but noted that there is no current legal definition, nor is there likely to be. He said that the U.S. Food and
Continued on page 19. See Symposium

In This Issue
CEO Column
2 Message from the CEO The Importance of Public Documentary Standards and Reference Materials

USP Science
4 5 6 USP Workshop Focuses on Excipient Performance USP Advancing Standards for Tablet Scoring General Chapter <1>Transformed to Focus on Product Quality Tests for Parenteral Medicines USP Releases Standards to Guide Content, Appearance of Prescription Container Labels Workshop Focuses on Quality of Global Heparin Supply

12 Global Pharmacopoeias Explore Potential Collaborations on Medicines Quality Standards 12 USP Welcomes Guests from the Jiangsu Province

Global Health Impact Programs

14 African Labs Work toward Establishing an Independent Professional Association

Inside USP
16 USP Awards Recognize Volunteer Experts 17 USP Achieves Continued ISO 9001:2008 Certification

Q U A L I T Y S TA N DA R D S f o r M e d i c i n e s , D i e t a r y S u p p l e m e n t s , a n d F o o d I n g r e d i e n t s W O R L DW I D E
USP Headquarters Maryland, USA Europe/Middle East/Africa Basel, Switzerland USPIndia Private Ltd. Hyderabad, India USPChina Shanghai, China USPBrazil So Paulo, Brazil

ISO 9001:2008 Certified

Message from the CEO

In This Issue
USP Science


USP Announces Change in Labeling Requirement for Total Strength of Heparin

The Importance of Public Documentary Standards and Reference Materials

Roger L. Williams, M.D.

10 New Monograph Naming Policy Brings Clarity, Consistency to Drug Names 11 USP Initiates Spectral Library Project 11 New Reference Material Offerings for Novel, Natural Sweeteners

13 WHOFIP Meeting Focuses on Future of International World of Pharmacopoeias 13 Brazil Conference Provides Opportunity to Educate on USP Food Standards

I have written before about the importance of science-based, widely available public standards to help ensure good-quality medicines, foods and their ingredients. I reprise this theme now, driven by the fragmented state of global public health measuresparticularly regarding compendial standards. To this end, USP posted public statements on its standards-setting activities at www.usp.org/about-usp/our-impact/statementsusp-standards. A more detailed vision is advanced in a Stimuli article to be published in Pharmacopeial Forum in January 2013. In this smaller space, I offer a brief overview. In the world of public monographs for drugs, foods and their reference materials, the policy elements and opportunities are clear. A USP article in Pharmaceutical Research explains: For medicines and foods, a national or regional or even global goal might be a comprehensive collection of public documentary and reference material standards that can be usedto test for quality. An even more ambitious goal might be a single collection of documentary standards and reference materials to support testing of medicines and foods. (1) Attempts at harmonization among world pharmacopoeias have moved slowly, but a new approach has emerged that offers a path forward. Again, from USPs Pharmaceutical Research article: With availability of monographs where multiple acceptable procedures might be allowed (and one reference procedure designated for purposes of compliance), coupled with certified reference materials (CRMs) and other reference materials as needed, it is possible to imagine that a full cohort of public procedures and reference materials may become availableto help ensure the quality and benefit of medicines and foods. The importance of this vision is underscored when one considers USPNF, the most comprehensive of the worlds pharmacopoeias. USP estimates there are a total of 11,477 medicines, excipients, dietary supplements, food ingredients and their components marketed in the U.S. Of this universe, half are missing from USP compendia. Despite the efforts of dedicated scientists, the growing demands of global public health need to be better served.

Global Health Impact Programs

14 Voice of America Television Features USP in Discussion on Counterfeit Medicines 15 New PQM Initiative Looks to Build a Pool of Experts to Improve Regional Regulatory Enforcement

Inside USP
17 USP Granted Observer Status by Codex Alimentarius Commission 18 USP Receives National Recognition for Employee Benefits Program 18 Three Students Receive 20122013 Global Fellowship Awards from USP

Barriers and Challenges to Public Standards

Historically, USPs documentary standards and reference ma-

The Standard Fall/Winter 2012

terials have come from donations by manufacturers, and these are greatly valued. But too many times manufacturers concerns about intellectual property issues or perceived lack of cost/benefit justification prevent donations. Additionally, it is argued that there is no need for a public standard until generic entry, with multiple companies manufacturing a product. Recently, there also has been an increased focus on current Good Manufacturing Practices (cGMPs) approaches (e.g., Quality by Design) and a correspondingly decreased emphasis on end-product testing requiring monographs and reference materials.

Rationale for a Public Monograph

During the 1930s, USP leader James Beal observed that Congress had chosen to recognize the USP as a standard of measurement against which to compare drug products, making the USP no different from the legal system of weights and measures. (2) This perspective remains compelling today. USP has advocated for a global system of public weights and measures for medicines beyond the extent that it already does through World Health Organization (WHO) initiatives, e.g., International Unit and Systme International dUnits. Public monographs and reference materials remain part of the complex and imperfectly integrated actions needed to ensure a medicines quality, safety and efficacy. For example, cGMPs are critical, as are many other manufacturer, regulatory and compendial standards. These standards are subject to conformity assessments by first (sellers), second (buyers) and third parties (those independent of buyer and sellerregulatory agencies, compendia and others). The role of third parties on behalf of the practitioner and patient (or consumer) is especially important, because they are not ordinarily part of the manufacturing process. While one cannot test quality into a product, better design processes and product testing are essential. It is perhaps easier to recognize this when looking at developing countries where well-designed products are too often degraded by adulteration or poor storage and shipment conditions. In such cases, post-market surveillance and testing are essential. Even in developed countries, public standards help stakeholders maintain confidence in the quality of medicines. Regulators have their greatest influence at the time of the market-access decision, when manufacturers agree to many regulatory controls. After this, regulatory oversight can diminish rapidly. Based on this, USP believes public compendial monographs and reference materials should be available from the time of market entry for all medicines, innovator and generic.

reference materials in view of the challenges that face USPNF in having a full complement of current monographs with allied reference materials. USP had no expectation that the MC would solve the deficiencies of USPNF. It simply was a way to create standards for articles approved in any country. USPs experience since the MC launch in 2011 has provided compelling insights. For example, USP can create a monograph based on procedures (Reference Procedures), as well as allowing optimized, manufacturer-specific procedures to be recognized as Acceptable Procedures. This creates a reference procedure that theoretically can be a single global testing standard for all articles under the same name. Additionally, USP can independently identify impurity reference materials needed to support a monograph and can create these materials in USP laboratoriesa departure from USPNF s use of manufacturer-specific procedures.

Toward a Global System, Working Collaboratively

Despite progress by international bodies, we still lack a global solution. Instead, there are many non-harmonized monographs, supplemented at times by the WHO International Pharmacopoeia. USPs MC may be seen as complementary to all pharmacopoeias, and this is enhanced by MCs open-access character and rapid, web-based approach to allow public comment. Relevant to manufacturers, the MC approach suggests that a pioneers donation of a drug substance could be used across all procedures in any pharmacopoeia. Ultimately, this leads to global harmonization. In some ways, MC accords with the notion of the ideal pharmacopoeia as articulated by the pioneer industry, because it can provide a single ICH-based global standard that can apply across markets and manufacturers. For ministries of health, regulatory bodies and pharmacopoeias, the value of a good monograph with reference material rarely needs defense in resource-poor countries where borders are porous, regulatory control is weak and capacity is limited. Even where regulatory resources and market control are strong, however, arguments in favor of public standards gain traction with rising concerns about counterfeit and substandard medicines. For patients and consumers, while concepts discussed here might be unfamiliar, these parties might benefit from clear statements about the value of independent standards. Moving forward, USP is well positioned to work with all stakeholders. Our present vision embraces the concepts embodied by James Beals arguments many decades ago, while extending them to the globalized world in which we find ourselves today. u
REFERENCES (1) USP Council of Experts, USP Reference Standards Committee, Hauck WW. Primary and secondary reference materials for procedures to test the quality of medicines and foods. Pharm Res. 2012; 29(4):922931. doi: 10.1007/s11095-012-0687-7.
(2) Anderson L, Higby GJ. The Spirit of Voluntarism: A Legacy of Commitment and Contribution:

Lessons from the USP Medicines Compendium

The initial motivation for the USP Medicines Compendium (MC) was to expand the availability of public monographs and

The United States Pharmacopeia 18201995. Rockville, MD: USP; 1995:275276.

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USP Science

USP Workshop Focuses on Excipient Performance

USP held its first Workshop on Food Ingredient Functionality and its Correlations with Pharmaceutical Excipient Performance in conjunction with its Science and Standards Symposium in Boston, Mass. It is the first workshop to highlight the parallels and contrasts between pharmaceutical excipient and food Dr. Bruno Hancock, a member of USPs ingredient quality. A General ChaptersPhysical Analysis Expert consistent workshop Committee, speaks about critical material attributes for excipients in formulations. theme was variabilityits inevitability in excipients and food ingredients, how to detect and measure it, why and when it matters, and how to manage it. While excipients are sometimes called the inert ingredients in a regulated product, such as flavors, fillers, binders, colors, preservatives, etc., in reality no ingredient added to a medicine or food is fully inert. This is a complex environment that can be altered by, for example, a change of suppliers, equipment, processes, or even personnel or their training regimens. With the traditionally disparate worlds of pharmaceutical, food ingredient and dietary supplement manufacturing increasingly overlapping, the use of excipients and the need for shared understanding of how to define and asses their quality provided the impetus for the workshop. While each industry is regulated differently in the United States, a single pharmaceutical excipient supplier might have all three types of manufacturers as customers. This makes common understanding increasingly necessary in a time of global markets, multiple regulatory requirements, limited resources and the growing adoption of Quality by Design (QbD) as well as compendial approaches. The workshop was intended, stated opening speaker Dr. Gregory Amidon, chair of USPs Physical Analysis Expert Committee, to provide an overview of food ingredient functionality, raw material variability, the role of USPs General Chapter <1059> Excipient Performance and the Food and Drug Administration (FDA)s views, and to facilitate discussion among all parties. Dr. Amidon observed that the food ingredients and pharmaceutical industries have much to learn from each other in dealing with excipients. Excipient manufacturers and suppliers most accustomed to supplying food processors must become familiar with how pharmaceuticals are regulated, and with current Good Manufacturing Practices (cGMPs) applied by FDA to excipients intended for use in medicines. On the pharmaceuticals side, manufacturers could benefit from the food ingredients industrys familiarity with ingredient variation in composition, process efficiencies and flexibility in materials sourcing. There was much discussion about functions in foods, in the contexts of chemistry, regulation andimportantlymarket expectations and economics. Dr. Grady Chism, vice chair of USPs Food Ingredients Expert Committee, noted that functional foods is a term gaining popularity but not well understood. Dr. Chism observed that, from industrys perspective, the two most important functions of food ingredients are lower cost and improved accessibility/acceptance by consumers. In contrast, pharmaceutical manufacturers emphasis is on excipient variability and how that impacts drug product performance (i.e., safety and efficacy as well as cost). Functions in foods are generally complex and are products of an ingredients interactions with water, air, lipids, carbohydrates, ions, proteinsor with nothing. While most ingredients have more than one function, manufacturers may not always know what those are or how they affect the finished product. Food functions include appearance, nutrition, stabilizers, preservatives, texture and flavor (economically the most important, and the most diverse in terms of the number of compounds and structure)and many others. Dealing with such a range of variables inevitably involves trade-offs. For instance, consumers are demanding foods that are natural, and without preservativesbut they also want products to last in the refrigerator and taste good. In the pharmaceutical world, there is a greater emphasis on excipient ingredient performance and what ingredient variations in composition are appropriate to achieve required performance (functionality). Functionality in an excipient is a broad, qualitative and descriptive term for the purpose an excipient serves in a formulation. Of greater importance, however, are the quantitative performance requirements (e.g., critical material attributes) of excipients that must be evaluated and controlled to ensure consistent performance throughout the product life cycle (General Chapter <1059>). Properties such as quality and safety are important to both industries, but where food manufacturers are focused on rapidly shifting consumer trends and are less tightly regulated, pharmaceutical manufacturers are concerned with medical efficacy and side effects, multiple regulatory agencies and oversight, and ICH QbD principles. An overarching consideration for both is a robust approach to risk management. Drs. Brian Carlin (MonographsExcipients Expert Committee) and Bruno Hancock (General Chapters Physical Analysis Expert Committee) in particular addressed the
Continued on page 15. See Excipient Workshop

The Standard Fall/Winter 2012

USP Advancing Standards for Tablet Scoring

As pharmaceutical tablet splitting has become more common among patients, often on the recommendation of practitioners or manufacturers, the U.S. Food and Drug Administration (FDA), USP and others are collaborating to bring consistency and clarity to this practice. There are a number of reasons patients subdivide tabletsto adjust (halve) the dose, to ease swallowing and to save money. Tablets intended for oral use are the most common dosage form in the United States and many bear score marks. There is an expectation on the part of some patients that if tablets have score marks, they will get a proportionate dose when tablets are split. At present, there are no standards for the performance of subdivisions of scored tablets. However, this has been a long-term concern for USP. At an August 9, 2012, FDA meeting of the Advisory Committee for Pharmaceutical Science and Clinical Pharmacology addressing the topic, Dr. Anthony DeStefano, senior vice president of general chapters and healthcare quality standards for USP, provided background on this issue from the organizations perspective. USP first discussed this publicly in the March/April 2002 Journal of the APhA, publishing a piece titled Lack of Medication Dose Uniformity in Commonly Split Tablets, in which a trained analyst used a single-edge razor blade to split tablets from 11 products and the resulting uniformity was studied. USP concluded that there was a strong suggestion that split tablets (scored or unscored) generally fail to meet expectations for weight variation. A more recent discussion of the topic occurred in Pharmacopeial Forum 35(6) [NovemberDecember 2009] with the Stimuli article, Pharmacopeial Standards for the Subdivision Characteristics of Scored Tablets. Among the top-line observations from this piece was that scored tablets can be difficult to break and often display large variations in the mass of subdivided parts, as shown in extensive literature. Additionally, USP noted that in a Dutch study, 39 percent of patients dissatisfied with subdivision characteristics and poorly functioning score lines perceived these as quality defectswhich could lead to reduced patient compliance with the medication. FDA proposed a draft guidance for industryTablet Scoring: Nomenclature, Labeling and Data for Evaluationin August 2011. This was a focus of the August 2012 advisory committee meeting. The document provides guidance and criteria for assessing characteristics of scored tablets during development; proposes the nomenclature functional score for tablets meeting the criteria; and provides a pathway for manufacturers to demonstrate functionality of scoring. At the committee meeting, FDAs Russell Wesdyk explained that the agency is using a Quality by Design (QbD) approach. Mr. Wesdyk also stated that FDA is working with USP on a general chapter that builds on other compendia such as the European Pharmacopoeia (EP). As explained by Dr. DeStefano, USPs role is to develop postrelease testing requirements for tablets labeled as having a functional score to show they perform as expected throughout their shelf life. This would include providing a means to confirm the quality of functional scoring via specific tests and acceptance criteria. USPs standards will align with FDAs guidance, and will look to the existing resources from EP, which presents standards for accuracy of subdivision but not ease of subdivision or loss of mass. The new standards are being developed under the USP General Chapters Dosage Forms Expert Committee. The Expert Committee is considering some key questions as it develops the new general chapter, such as whether the standard should address all subdivided tablets (including those that are not scored); whether it would be a general chapter intended to be applied, or for information only; and whether the full monograph standard is applied to the split tablets. The importance of accuracy in scoring tablets depends in large part on the individual tablet, according to Dr. DeStefano. For a drug with a wide therapeutic index, like a statin, considerable variation in daily dosage can be tolerated without seriously impacting the therapeutic effect. This is in stark contrast to a drug like warfarin, which has a narrow therapeutic index. If someone gets that wrong, the consequences could be severe or perhaps even life threatening. He further noted, Patients and practitioners assume that a split tablet will behave like two halves, and that it will be of the same quality, safety and efficacy of the whole tablet of the equivalent dose. FDAs draft guidance says in a drugs development phase, a manufacturer should demonstrate that is true if the tablet is scored. The FDA guidance, as well as new USP standards, are anticipated to apply to new products that are labeled functionally scored, and not those already on the market. It is anticipated that draft USP standards will be proposed in the first half of 2013. u

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USP Science

General Chapter <1>Transformed to Focus on Product Quality Tests for Parenteral Medicines
As part of a larger effort to develop overall product quality chapters based on the five routes of administration for medicines, USP recently proposed a revised General Chapter <1> Injections and Implanted Drug Products (Parenterals)Product Quality Tests. Parenteral drug products encompass both injections and implants, and allow the direct administration of the active drug substance(s) into blood vessels, organs, tissues or lesions. USP groups all dosage forms based on five routes of administration: injection, oral, topical-transdermal, mucosal and inhalation. To support individual drug product monographs, USP has divided the tests of a monograph into two categories: product quality tests and product performance tests. Product quality tests assess product quality attributes, which for parenteral products include identification, sterility and particulate matter, among others. Product performance tests assess, for example, in vitro release of the drug substance (active pharmaceutical ingredient) from the drug product. For each route of administration, USP intends to or has created two general chaptersone that provides product quality tests and one that provides one or more product performance tests. The approach was detailed in a Stimuli article in Pharmacopeial Forum (PF) 29(5) [SeptemberOctober 2003]. Based on these considerations, General Chapter <1> has been completely revised. The revised general chapter groups tests into three categories. The first is universal tests, which apply to all parenteral dosage forms. These tests include description, identification, assay, impurities, foreign and particulate matter and sterility, among others. The next category of tests is specific tests, which may be considered on a case-by-case basis and are referenced in particular monographs. These include physiochemical properties, container content, water content and residual solvents. The third category is product quality tests for specific dosage forms. Dosage forms covered include sterile powders for injection, suspensions, in situ gels, implants, drugeluting stents and more. A new informational General Chapter <1001> Product Performance Tests for Injections and Implanted Drug Products, will be prepared to provide information on potential product performance tests. According to Dr. Desmond Hunt, senior scientific liaison for USP, We are looking at this general chapter as a road map for parenteral drug products. It provides the fundamentals to help ensure product quality, and then points the user to the appropriate locations within USPNF for more detail on the required testing. Since this is a major revision of a frequently referenced chapter, we encourage people to pay close attention to the structure, dosage form grouping and methodology, and provide comments. USP has already rolled out the product quality chapter model with General Chapter <3> Topical and Transdermal Drug Products: Quality Tests, which is already official, and this is similar. When finalized, we anticipate these general chapters will allow for clearer understanding of expectations regarding potential testing and specifications for these products. Standards previously in General Chapter <1> that do not pertain to product quality tests have been removed from the revised general chapter and relocated to other general chapters. This information falls into the areas of 1) nomenclature and definitions, 2) labeling and 3) container content and packaging and storage. References to this material remain in General Chapter <1> to minimize the impact that changes to this general chapter will have on previously submitted regulatory filings. No new tests have been incorporated into the revised general chapter for dosage forms currently in the pharmacopeia. Dosage forms for which monographs do not currently exist in USPNF (e.g., implants) have been added, clarifying compendial expectations for such products. Methods and procedures specific to these dosage forms but not yet established as compendial tests remain to be developed. The revised general chapter was published in PF 38(6) [NovemberDecember 2012], which is accessible at www.usp.org/uspnf/pharmacopeial-forum. u

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The Standard Fall/Winter 2012

USP Releases Standards to Guide Content, Appearance of Prescription Container Labels

With medication misuse resulting in more than one million adverse drug events per year in the United States, new standards published in November 2012 in USP 36NF 31 for the first time provide a universal approach to the format, appearance, content and language of instructions for medicines in containers dispensed by pharmacists. Wide variability in prescription container labels exists today across individual prescriptions, pharmacies, retail chains and states. The USP standards provide specific direction on how to organize labels in a patientcentered manner that best reflects how most patients seek out and understand medication instructions. USPs efforts to create these new standards emanated from an Institute of Medicine (IOM)-led initiative to improve health literacy, which is defined as the degree to which people can obtain, process and understand the basic health information and services they need to make appropriate health decisions. According to IOM, 77 million Americans have limited health literacy, and a majority of Americans have difficulty understanding and using currently available health information and services.

Elements of the new standards, contained in General Chapter <17> Prescription Container Labeling, include: 4 Emphasize instructions and other information important to patients. Prominently display information that is critical for patients safe and effective use of the medicine. At the top of the label specify patient name, drug name (spell Dr. Thomas Reinders, chair of the USP Nomenclature, Safety and Labeling Expert Committee, explains the impetus for and aspects of the new standards. Lack of universal out full nonproprietary and brand Video with Dr. Reinders is available at www.youtube.com/uspharmacopeia. standards for labeling name) and strength, and clear direcon dispensed pretions for use in simple language. scription containers is a root cause for patient misunderstandLess critical information (e.g., pharmacy name, drug ing, non-adherence and medication errors, said Dr. Joanne quantity) should not supersede critical information and G. Schwartzberg, director, aging and community health for should be placed away from dosing instructions. the American Medical Association and a member of the USP 4 Improve readability. Labels should be designed and Nomenclature, Safety and Labeling Expert Committee, which is formatted so they are easy to read. Typography should be responsible for the new standard. With an aging and increasoptimized by using high-contrast print; adequate white ingly diverse population, and people utilizing a growing number space between lines of text (i.e., 2530 percent of the point of medications, the risks are more pronounced today than size); simple uncondensed familiar fonts (Times Roman ever. These USP standards will promote patient understanding or Arial are specifically recommended); and large font size of their medication instructions, which is absolutely essential (e.g., minimum 12-point Times Roman or 11-point Arial) to preventing potentially dangerous mistakes and helping to for critical information. Older adults, in particular, have ensure patient health and safety. difficulty reading small print. 4 Give explicit instructions. Instructions for use should Studies have found that 46 percent of patients misunderstood clearly separate the dose itself from the timing of each one or more dosage instructions on prescription labels. The dose. Do not use alphabetic characters for numbers. For problem is particularly troublesome in patients with marginal example, write, Take 2 tablets in the morning and 2 literacy, and in patients receiving multiple medications that tablets in the evening rather than Take 2 tablets twice are scheduled for administration using unnecessarily complex, daily. Dosing intervals such as twice daily, 3 times non-standardized time periods. However, even patients with Continued on page 9. See Labeling Standards4 adequate literacy often misunderstand common prescription directions and warnings.

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USP Science

Workshop Focuses on Quality of Global Heparin Supply

USP co-hosted the Fifth Workshop on the Characterization of Heparin Products at its U.S. headquarters in Rockville, Md., August 1415, 2012. Since 2008, USPs workshop on heparin products has provided a forum for manufacturers, regulators and other stakeholders dedicated to disseminating information on methods and practices for testing heparin quality and analyzing its components. Co-organized by the National Institute for Biological Standards and Control (NIBSC) and the European Directorate for the Quality of Medicines and Healthcare (Council of Europe)which publishes the European Pharmacopoeia (EP)the workshop brought together participants from around the world. In 2008, the U.S. heparin supply came under close scrutiny from the Centers for Disease Control and Prevention (CDC) and the U.S. Food and Drug Administration (FDA) when adverse health events in 2007 and 2008including more than 200 deathsassociated with the use of adulterated or counterfeit heparin prompted an investigation of this commonly used blood thinner. The investigation led to the discovery of an adulterant, oversulfated chondroitin sulfate (OSCS), in heparin sourced from China. OSCS is a less costly substance than heparin, and was used for economically motivated adulteration because it can mimic properties of heparin when using older, less-sensitive quality tests. In response to the immediate public health crisis, USP worked with FDA and manufacturers to develop more sophisticated test methods related to its heparin standards, which were further strengthened in a second stage of revisions. A third stage, including new proposed methods for molecular weight determinations and nucleotidic impurities detection as well as improved tests for identification and protein impurities, was a featured topic at the workshop, along with updates on upcoming revisions to labeling requirements for heparin (see associated article on page 9). USPs revised monographs with the new methods and improved tests will become official on May 1, 2014. Updates to heparin standards in the EP and the Japanese Pharmacopoeia also were presented. A session on the sourcing and production of unfractionated heparin active pharmaceutical ingredients (APIs) featured perspectives from industry, regulatory and international speakers. Dr. Christopher Bryant of Fresenius-Kabi North America, who is a member of USPs Low Molecular Weight Heparins (LMWHs) Expert Panel, discussed the complexities of global supply chains and the need for more integrated supplier quality oversight into drug product manufacturers quality systems. Providing input from the regulatory realm, Dr. Ali Al-Hakim of FDA described how the use of risk assessment management within a Quality by Design (QbD) approach can play a role in the development of control strategies and the identification of critical quality attributes, which can ultimately lead to higher quality products. Dr. Patricia Aprea of the Administracin Nacional de Medicamentos Alimentos y Tecnologa Mdica (ANMAT) in Argentina discussed the split between bovine and porcine sources of heparin in the Latin American marketplace and Argentinas efforts to create separate standards for each. With a focus on good manufacturing practices related to crude heparin manufacturing in China, Ms. Xiaoxia Wang of Changzhou Qianhong Bio-pharma gave an overview of her companys integrated approach of requiring good manufacturing practices throughout all stages of crude heparin manufacturing and supporting all stages of upstream and downstream manufacturing within one enterprise. Presentations by representatives from NIBSC, Sanofi-Aventis (France), Baxter, Kings College London, Fresenius Kabi (USA), Gland Pharma (India) and Momenta Pharmaceuticals (USA) were featured in a session dedicated to the implementation of new and revised monographs for heparin and lessons learned. Assessments of validity, potency bioassays, molecular weight determination, nucleotidic impurities determination and analytical methods related to impurities in heparin sodium were among the topics addressed. A session focused on LMWHs included presentations on the use of proton nuclear magnetic resonance (1H NMR) for heparin product identification and control; NIBSCs efforts to identify a replacement for the international standard for LMWH potency; structure-function relationships for LMWHs; and other modern approaches for analyzing LMWHs. The workshop concluded with a final session on regulatory and dossier requirements, which featured industry feedback to FDAs draft guidance on heparin and as well Europes evolving regulatory requirements related to unfractionated heparin. Overviews were also presented by the Institute for Public Health and the Environment (the Netherlands); the Brazilian Pharmacopeia Commission; the National Administration of Drugs, Foods, and Medical Devices (Argentina); the Pharmaceutical and Medical Devices Agency (Japan); and FDA. u

The Standard Fall/Winter 2012

USP Announces Change in Labeling Requirement for Total Strength of Heparin

To address safety concerns about the expression of drug strength on labels for heparin sodium injections and heparin lock flush solutions, USP has revised its current standards for these products. Heparin is a widely used anti-coagulant agent, or blood thinner. Medication errors related to misunderstanding of the expression of total strength on multi-dose product labels have the potential to result in serious consequences to patients. The revised standards will become official on May 1, 2013. The labeling sections of the currently official Heparin Sodium Injection and Heparin Lock Flush Solution monographs in USPNF are being revised to ensure that labels comply with General Chapter <1> Injections. General Chapter <1> requires that the label reflect strength per total volume as the primary expression of strength, followed in close proximity by strength per milliliter (mL). An example of an expression of product strength as articulated in General Chapter <1> would be 30,000 USP Units/30 mL (1000 USP Units/mL). In a July 2010 letter from the U.S. Food and Drug Administration (FDA) to USP, the agency referred to data indicating that containers labeled only with product strength statements written as mg per mL are often misunderstood by healthcare practitioners as total drug content statements. Such errors could result in improper dosing with serious outcomes, including death. FDAs concerns were evaluated by the 20052010 USP Safe Medication Use Expert Committee, composed of 18 patient safety experts representing multiple health professions including medicine, nursing and pharmacy (now part of the USP Nomenclature, Safety and Labeling Expert Committee). FDA was also represented by liaisons to USPs Expert Committee. USP is committed to developing standards that help to advance public health, said Dr. Roger L. Williams, USPs chief executive officer. It is our goal to ensure that USP standards aid practitioners in their delivery of quality care to patients. Particularly in light of the public health emergency involving adulterated heparin in 2008, USP and FDA are continuing to work closely together to help ensure that drug delivery is as safe and accurate as possible. The process to change the labeling requirement began with posted Interim Revision Announcements for Heparin Sodium Injection and for Heparin Lock Flush Solution on May 1, 2012, and September 4, 2012, respectively, for public comment in Pharmacopeial Forum. The revised monographs will become official on May 1, 2013, at which time all drug products affected by this change will need to be in compliance with the standard. Posting of the official monographs in the Official Text section of USPs website (www.usp.org/usp-nf/official-text) will occur on January 25, 2013. Healthcare professionals must be vigilant during the transition period when old labels and revised labels for heparin sodium injections and heparin lock flush solutions both may appear in the marketplace. Old heparin labels may only display strength per mL, whereas the revised heparin labels will display both total drug content as strength per total volume (total mL) followed in close proximity by strength per mL. For additional information, go to http://uspgo.to/heparinlabeling-revisions. u

Labeling Standards Continued from page 7.

daily, or hourly intervals such as every 12 hours should be avoided because such instructions are implicit rather than explicit, may involve numeracy skills, and patient interpretation may vary from prescriber intent. Ambiguous directions such as take as directed should be avoided without clear supplemental information. Include purpose for use. If the purpose of the medication is included on the prescription, it should be included on the label unless a patient prefers that it not appear. Confidentiality and FDA approval for intended use (i.e., labeled vs. off-label use) may cause some to constrain its inclusion on labels. Current evidence supports inclusion of purposefor-use language in clear, simple terms (e.g., for high blood pressure rather than for hypertension). Other elements of the standards include addressing limited English proficiency and visual impairment. Enforcement of the standard will be the decision of individual state boards of pharmacy, which may choose to adopt it into their regulations. At its 2012 annual meeting, the National Association of Boards of Pharmacy passed a resolution supporting state boards in requiring a standardized prescription container label. u

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USP Science

New Monograph Naming Policy Brings Clarity, Consistency to Drug Names

To provide greater clarity and consistency in naming practices for medicines, a new drug naming policy established by USP will become official on May 1, 2013. The policy will apply prospectively to drug product and compounded preparation monographs that appear in USPNF. USP has worked closely with the U.S. Food and Drug Administration (FDA) and industry stakeholders over a number of years to develop the new policy. According to the Monograph Naming Policy for Salt Drug Substances in Drug Products and Compounded Preparations (Monograph Naming Policy), a drug product or compounded preparation formulated with a salt of an acid or base will use the active moietythe portion of the molecule responsible for clinical activityin the title of a monograph. The Monograph Naming Policy also stipulates that the strength of the product or preparation will be expressed in terms of the active moiety. This means that the name of the drug and its strength should be based on the active moiety, not its salt form. so that stakeholders would have time to prepare for the May 2013 official date. The USP Nomenclature, Safety and Labeling Expert Committeethe Expert Committee responsible for monograph title approvalswill generally apply the following implementation principles: For products with an existing USP monograph, the policy will not be retroactively applied unless there is a justifiable need. Prior to May 1, 2013, FDA-approved products with no existing USP monographs will be considered on a case-bycase basis. USP generally will accept Interim drug names approved by FDA for USP dosage form monograph titles that are proposed or implemented before May 1, 2013. The Expert Committee will work to avoid retrospective changes to approved product names, and will consider input from industry and other stakeholders regarding retrospective application of the policy. After May 1, 2013, the policy will apply to FDA-approved products with no existing USP monographs. Deviations from the policy may continue to occur, and will be considered on a case-by-case basis. With regard to products not yet approved by the FDA, applicants are encouraged to contact the FDA early in the application process to consider implications of the policy. Exceptions to the policy will include: Cases in which the strength of the drug product is expressed for historical reasons in terms of the salt; When the inclusion of the specific salt form of the active moiety provides vital information from a clinical perspective (e.g., when the salt form affects the absorption, distribution, metabolism and/or excretion [ADME] of the drug in a manner that influences a clinicians product selection); and Attempts to maintain consistency with other dosage form monographs in a particular monograph family (e.g., new approval for an additional dosage form of an existing product line). Because of the prospective nature of the policy, said Dr. Williams, we do not anticipate many changes in the names of existing products, which would be confusing to patients and practitioners. Rather, the changes will occur prospectively over time. A proposed revision to General Chapter <1121> describing the monograph naming policy appears in the November December 2012 issue of Pharmacopeial Forum. To access additional information on USPs monograph naming policy, go to http://uspgo.to/monograph-naming. u

This consistency in drug product names ultimately will benefit manufacturers, regulators, practitioners and, most importantly, patients.
Dr. Roger L. Williams, chief executive officer, USP

The development of USPs Monograph Naming Policy is designed to provide concise and consistent names for drug products, said Dr. Roger L. Williams, chief executive officer of USP. This consistency in drug product names ultimately will benefit manufacturers, regulators, practitioners and, most importantly, patients. Under the Federal Food, Drug and Cosmetic Act, if there is a USP monograph for a drug product, the monograph title must be used as the nonproprietary name of that product. If a monograph does not exist at the time the product is approved, then FDA can designate an Interim name that may be used unless USP later designates a different name. USP monographs are often developed years after the product approval, which along with other factors has led at times to inconsistencies in naming, including mismatches of the name and strength of the drug product. The Monograph Naming Policy was posted to USPs website in 2007 as a revision to General Chapter <1121> Nomenclature,


The Standard Fall/Winter 2012

USP Initiates Spectral Library Project

In recent years, USP has been exploring the feasibility of building an authoritative and comprehensive food and drug informatics database, known as the USP Spectral Library. Once fully developed, such a library would have the potential to be used not only in the development of quality standards, but as a tool for material identification and rapid screening for counterfeit and substandard food and drugs in the field. Every food and pharmaceutical ingredient and formulated product, together with its packaging materials, has a set of unique physical and chemical properties, and generates characteristic signals or leaves a fingerprint within various regions of the electromagnetic spectrum of wavelengths that can be probed and captured using appropriate analytical instrumentation and advanced informatics. A vast collection of spectral fingerprints, also called a spectral library, can aid regulatory authorities, law enforcement agencies, hospitals, pharmacies, manufacturers and distributors worldwide to screen for potential counterfeit and substandard food and drug substances and products in any part of the world via Internet access. An authoritative spectral library of reference standards can also help compendial laboratory scientists and quality control personnel in food and drug industries confirm the identity of a substance in question by providing access to reference spectra of any global pharmacopoeia that is available through the library. As a scientific and independent standards-setting organization, USP is well positioned to serve the role of being a central repository of reference spectra from sources throughout the world, also making the library potentially useful in global efforts related to the harmonization of standards. USP has begun working with stakeholders to explore the feasibility of establishing such a spectral library with a goal of providing the public with the most authoritative and comprehensive spectral information for material identification. USP envisions that the spectral library also will capture any known or likely adulterants for drugs and contaminants for foods. To fully characterize a substance, USP has adopted an orthogonal methodology for the development of the library. This uses multiple analytical technologies including, but not limited to, gas chromatography-mass spectrometry (GC-MS); near infrared spectroscopy (NIR), nuclear magnetic resonance (NMR) spectroscopy, X-ray fluorescence (XRF) and X-ray diffraction (XRD), and Raman technology to gather spectral information. Advances in many of these technological areas have enabled the development of hand-held or portable versions of these instruments. USP has engaged several global scientific instrumentation companies that are market leaders in hand-held and portable devices, and is incorporating their expertise on these instruments in the spectral library project. One concept being explored is the creation of a USP SmartLab, a portable lab in the field, which would include key analytical devices needed to conduct orthogonal analysis and to access the database. Through wireless connection, one could conceivably employ the relevant hand-held devices and be able to perform real-time data search and analysis from anywhere in the world. USP has recently completed a proof-of-concept activity for the spectral library with a European-based informatics group and continues to build its consortium of partners for the project. Industries, pharmacopoeias, government agencies and other stakeholders interested in learning more about USPs spectral library project may contact Ms. Bei Ma at bm@usp.org or +1-301-230-6356. u

New Reference Material Offerings for Novel, Natural Sweeteners

As USPs standards-setting activities for food ingredients evolve via the Food Chemicals Codex (FCC), a major focus area is novel ingredients that are of high interest to consumers and manufacturers. These include a number of plant-derived sweeteners, which are now being used increasingly in beverages and a variety of other foods as more consumers seek out natural products. Many of these sweeteners also fall into the low-, or no-, calorie categorymaking them particularly attractive in product formulation. Such plant-derived ingredients, however, are often difficult to characterize and present unique quality challenges. Additionally, as with all ingredients du jour, they command a higher priceputting them at a potentially higher risk for economically motivated adulteration and making standards particularly important in the global supply chain. USP has published a number of FCC monographs for ingredients falling into this category, and now has reference standards available for ingredients including Monk Fruit, Stevia (high-purity Rebaudioside A as well as a mixture of Steviol Glycosides) and Mogroside V. These can serve as an invaluable tool for finished-product manufacturers as they source their ingredients, ingredient suppliers who want to demonstrate the quality of their substances and regulatory agencies worldwide. For a full list of food ingredient reference standards available from USP, visit http://www.usp.org/sites/default/files/usp_pdf/EN/fccRefStandards.pdf.

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USP International

Global Pharmacopoeias Explore Potential Collaborations on Medicines Quality Standards

Pharmacopoeial officials from 11 countries participated in the Second Global Summit of the Pharmacopoeias.

Representatives of pharmacopoeias from around the world participated in the Second Global Summit of the Pharmacopoeias on September 7, 2012, in Xian, China. Hosted by the Chinese Pharmacopoeial Commission (ChP) and USP, the Global Summit is a forum for participating national, regional, and international pharmacopoeias to share information about their standards-setting activities and to discuss the potential for harmonized standards for medicines. At this years summit, pharmacopoeial representatives from 11 countries participated, including Brazil, China, Germany, Indonesia, Japan, Kazakhstan, Russian Federation, Thailand, the United Kingdom and the United States. We hope this Global Summit promotes understanding and provides a long-term platform for exchanges of mutual experiences and information in terms of standards for medicines, said Mr. Wang Lifeng, director general of the ChP, in his opening statement. Our shared mission is international collaboration that will ultimately benefit the health of patients in the world.

Dr. Roger L. Williams, USP chief executive officer, noted that USP is pleased to be a part of this important initiative. The globalization of medicines requires global solutions, he said. It is critical to learn and share experiences with each other and to pool our expertise to create globally harmonized standards. Because pharmacopoeial standards can differ from country to country, one aim of the Global Summit is to explore ways in which pharmacopoeial standards can be more broadly harmonized. An outcome from the first Global Summit was a proposal from the ChP to develop an index of pharmacopoeias, and the initial work was presented at this meeting. This index coalesces information about standards from seven pharmacopoeias, and shows the similarities and differences in those standards, said Mr. Wang Ping, deputy director general of the ChP. We hope this index becomes an important technical reference on the development and revision of drug standards to achieve more globally harmonized standards.
Continued on back cover. See Global Pharmacopoeias

USP Welcomes Guests from the Jiangsu Province

In September 2012, USP welcomed to its Rockville, Md., headquarters a delegation of 23 leaders from the Jiangsu Province in China. The delegation was led by Ms. Zhang Mei, deputy director-general of the Jiangsu Institute for Food and Drug Control, and had representatives from the Jiangsu Food and Drug Administration, Jiangsu Province Medical Instrument Testing Institute, Xuzhou Pharmaceutical Vocational College, Nanjing Institute for Food and Drug Control, Wuxi Institute for Drug Control, Changzhou Institute for Drug Control, Suzhou Institute for Drug Control, Nantong Institute for Drug Control, Lianyungang Institute for Drug Control, Yangzhou Institute for Drug Control, and Taizhou Institute for Food and Drug Control. The delegation was in the United States to learn more about the U.S. food and drug market and to establish a relationship with USP. The delegation was provided with an overview of USP and its activities in China, and conversations focused on USP reference standards and their importance in promoting the safety of foods and medicines. The delegation was taken on a tour of the USP facilities. u


The Standard Fall/Winter 2012

WHOFIP Meeting Focuses on Future of International World of Pharmacopoeias

As a next step following the World Health Organization (WHO)-organized International Meeting of World Pharmacopoeiaswhich was held in March 2012 and brought together representatives from 23 pharmacopoeias for the first time in a decadeofficials from pharmacopoeial bodies, regulatory agencies, industry groups and WHO convened October 78, 2012, in Amsterdam to discuss the future role of international pharmacopoeias and a path forward for global collaboration. The meeting occurred in conjunction with the International Pharmaceutical Federation (FIP) World Centennial Congress of Pharmacy and Pharmaceutical Sciences. The meeting opened with an overview of WHOs International Pharmacopoeia from Dr. Sabine Kopp. Professor Alan Nichols of the French Pharmacopeia followed with a summary of conclusions from the March 2012 meeting, which included an emphasis on modern monographs, new analytical methods and interchangeability of reference materials. Dr. Mike Morris, representing the International Conference on Harmonisation (ICH), presented on the topic of multinational harmonization of compendia. A spirited discussion among participants about what has worked well and what has not in this area followed. Industry participants noted their support for harmonization through the Pharmacopoeial Discussion Group, but suggested including all of the pharmacopoeias and focusing on prospective harmonization rather than retrospective harmonization, which has proven to be a slow process. In a session on good pharmacopoeial practices, each of the individual pharmacopoeias provided updates on current initiatives and suggestions for international cooperation. Dr. Roger L. Williams, USPs chief executive officer, emphasized the need for the pharmacopoeias to work together, and explained the science behind the innovative approaches advanced by the new USP Medicines Compendium (a performance-based monograph with a Reference Procedure). He also spoke about the efforts to harmonize pharmacopoeias, which began in 1865 and continue to this day. In the closing session, Professor Saleh Bawazir, chair of the 47th meeting of the WHO Expert Committee on Specifications for Pharmaceutical Preparations and vice president of the Saudi Food and Drug Regulatory Authority, presented his perspectives of the future role of WHO in international pharmacopoeial harmonization. He began with a quote from Dr. Williams on
Continued on page back cover. See WHOFIP Meeting

Brazil Conference Provides Opportunity to Educate on USP Food Standards

At a So Paulo conference titled U.S. & Brazil: Navigating New Frontiers in Pharmaceutical, Medical Device & Food Law & Regulation held September 1011, 2012, and organized by the Food and Drug Law Institute (FDLI), Mr. Luiz Rogerio M. Silva, laboratory director for USPBrazil, presented on Brazilian regulations governing the food industry and USPs role and relevance as publisher of the Food Chemicals Codex (FCC). As noted by FDLI, Brazil, which is the sixth largest economy in the world, is experiencing unprecedented growth and regulation in the pharmaceutical, medical device and food industries, dramatically affecting the operations of both multinational and Brazilian companies. USP opened its site in Brazil in 2008. The September event featured top U.S. Food and Drug Administration (FDA) and Brazil National Health Surveillance Agency (ANVISA) officials, multinational and Brazilian manufacturers, legal experts, and international trade and import experts. FCCalong with the Joint FAO/WHO Expert Committee on Food Additivess Codex Alimentariusis recognized as an official compendium under Brazilian law, and according to Dr. Silva, We have seen increasing awareness of FCC in the past few years in the country. People want to know more about it, and how they can utilize it to test materials and check specifications. Mr. Silvas presentation encompassed the definition of food in Brazil; the relevant governmental organizations overseeing the industry; the main regulations, including microbiological standards and food additives; the history and scope of FCC; and the value of an FCC monograph. The USPBrazil site organizes speaking and other outreach opportunities to generate broader understanding of USPs standards and how they can be a resource in the area of food ingredients, as well as pharmaceuticals and dietary supplements. USP staff from the Brazil site and U.S. headquarters have spoken at various conferences, academic institutions and in other forums in the country. u

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Global Health Impact Programs

African Labs Work toward Establishing an Independent Professional Association

Mali, Senegal and Uganda originally formed the Network of African Medicines Control Laboratories (NAMCOL) in 2009. PQM provided the group with hands-on training in Good Laboratory Practices and proper use of compendial analytical methodstools that can be used to detect substandard and counterfeit medicinesand supervised their participation in inter-laboratory testing to improve the labs operations. Due to the success of the network, invitations were extended to six addiRepresentatives from 11 countries came together to advance medicines quality control. tional countriesKenya, Nigeria, Sierra Leone, Tanzania, Zambia and Zimbabweto participate in the In September 2012, 11 countries of sub-Saharan Africa joined meeting and join the network. The meeting in Mozambique together to establish the Network of Official Medicine Control provided an opportunity for NAMCOL members to renew their Laboratories-Africa (NOMCOL-Africa) with the goal of becommitment to advancing medicines quality control, welcome coming an independent association. What began as an activity new ideas and learn from the experience of the countries supported by USPs Promoting the Quality of Medicines (PQM) represented. One goal of the meeting was for the network to program is moving forward to become a self-sustaining profesdetermine how it could become a professional organization; sional organization. At a three-day meeting held at the recently subsequently, the expanded membership voted to change their opened Laboratrio Nacional de Controle de Qualidade dos designation from NAMCOL to NOMCOL-Africa. Medicamentos in Maputo, Mozambique, the NOMCOL-Africa representatives and facilitators developed a mission statement, The PQM team will play only an advisory role in the vision and objectives, and drafted a charter to guide the netcoming year, guiding the newly formed secretariat of NOMworks future. COL and supervising the drafting of bylaws. PQM expects to hand over operations of the network to the African counTo facilitate south-south collaboration on common issues and tries involved, ensuring better long-term sustainability of to provide a forum for sharing best practices, the directors of the program. u the national quality control laboratories of Ethiopia, Ghana,

Voice of America Television Features USP in Discussion on Counterfeit Medicines

Dr. Patrick Lukulay, vice president of global health impact programs for USP and director of USPs Promoting the Quality of Medicines (PQM) program, spoke to Voice of America health reporter Ms. Linord Moudou about counterfeit medicines on the TV2Africa daily magazine In Focus on October 4, 2012. Voice of America is a multimedia broadcaster funded by the U.S. government that reaches an international audience. While in the studio, Dr. Lukulay discussed what constitutes a good-quality medicine; the scope of the problem of substandard/counterfeit medicines; and how developing countries in particular can combat this problem, with the need for a multifaceted approach encompassing policy, technology and public education. Earlier that week, Dr. Lukulay was a panelist addressing the public health and economic aspects of poor-quality medicines at the conference Counterfeit Medicines: Impact and Potential Solutions, hosted by The World Bank. u

Video of Dr. Lukulays VOA appearance is available at http://uspgo.to/YS6twp.


The Standard Fall/Winter 2012

New PQM Initiative Looks to Build a Pool of Experts to Improve Regional Regulatory Enforcement
USPs Promoting the Quality of Medicines (PQM) program convened a regional meeting to kick off its new initiative, Building Regional Expertise in Medicines Regulation, Information-sharing, Joint Investigation and Enforcement (BREMERE). Held in Bangkok, Thailand, on August 2829, 2012, BREMERE aims to strengthen regional cooperation between and among the medicines regulatory authorities and law enforcement agencies in the Greater Mekong Subregion to improve the quality of medicines in the area. Representatives of the relevant authorities (medicines authorities, police, enforcement agencies and customs) from Cambodia, Laos, Thailand, Vietnam, Philippines and Indonesia as well as a wide range of international and scientific At the first BREMERE initiative meeting in Bangkok, groundwork was laid for future collaboration. organizations and academia participated in the and technical/financial support. In the long term, it will meeting. During two days of discussions, the group drafted the create a regional pool of experts who will share information Terms of Reference (TOR) that would encompass BREMEREs and expertise in medicines regulation, registration, postgovernance, coordination, implementation and complementary marketing surveillance and enforcement. In order to reach the activities with other similar efforts. By the end of the meeting, objectives included in the TOR, support and collaboration will participants successfully reached a consensus on the TOR need to be strengthened between political bodies in the field and leadership of the initiative, and prepared a timeline for of medicines quality and regulation, and improvements will future activities. need to be made in the processes among regulatory/technical agencies and other sectors, such as customs and INTERPOL, The BREMERE initiative aims to build capacity in all member at national and regional levels. u countries by sharing regional expertise, and providing training

Excipient Workshop Continued from page 4.

topic. Dr. Carlin provided an overview of ICH Q9 risk assessment and its application to excipients, noting that collaboration among suppliers, industry, academia, and regulators is essential to identifying and understanding the impact of raw materials variability and approaches to eliminating failures. Dr. Hancock outlined a systematic risk management strategy, noting that comprehensive studies of excipient properties are needed only when they are expected to impact the drug products critical quality attributes. While there are challenges to a systematic risk management approache.g., it takes time to do it properly benefits are tangible and extend to the manufacturer as well as to patients. Discussions of risk management raised several key ideas, all tied to the variability of excipients. First, it is essential to know your suppliers, without which quality cannot be assured. Second, while compendial approaches are necessary, they are often not sufficientpharmacopeial compliance is not a guarantee of fitness-for-purpose. The emergence of QbD approaches is an essential next step beyond adherence to a monograph (elaborated on by keynote speaker Dr. Robert Iser from FDA). General Chapter <1059> draws a more direct link between excipient properties not necessarily identified in compendial monographs and product performance. (A recent revision appearing in Pharmacopeial Forum 38(5) provides a framework for applying QbD principles to excipient quality and performance.) And finally, attendees were urged to beware the unknowns, which abound and are often not recognized. Continual monitoring is essential to tracking unforeseen changes in the variable realm of excipients. u

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Inside USP

USP Awards Recognize Volunteer Experts

At its annual Science & Standards Symposium held in Boston, USP recognized the exceptional contributions of two of its volunteer bodies to improving the health of people worldwide through public standards as part of its Awards and Recognition Program for USP Expert Volunteers. The 2012 USP awards were presented to its Food Ingredients Expert Committee and Joint Expert Panel on General Chapter <1059> Excipient Performance in a ceremony on September 18, 2012. These two groups embody the volunteer spirit that has guided USP since its founding nearly 200 years ago, said Dr. Roger L. Williams, chief executive officer of USP. Their commitment and creativity in developing standards that address the complex challenges facing the global pharmaceutical and food industries benefits manufacturers, regulators, and above all, patients and consumers. was used as a low-cost replacement for protein) led to adverse health events and deaths in humans and companion animals, and demanded development of new, more specific analytical methods that could not be tricked by such replacements. The Expert Committee worked to identify at-risk ingredients and potential adulterants, and developed a USP Food Fraud Database to serve as a free resource and risk management tool globally. In addition, USP held an Adulteration Workshop at USPs headquarters in Rockville, Md., to consider new testing strategies and future directions for standards, with follow-up workshops now planned in Chile, China and Israel.

The Joint Expert Panel on General Chapter <1059> Excipient Performance, a collaboration between the General ChaptersPhysical Analysis and MonographsExcipients Expert Committees that is co-chaired by The Food Ingredients Expert ComDrs. Gregory Amidon and Eric mittee, chaired by Dr. Andrew Ebert, Schmitt, received the 2012 USP received the 2012 USP Award for Award for an Outstanding Conan Innovative Response to Public tribution to the Standards-setting Health Challenges. It was selected Process. Due to the Expert Panels for its outstanding work and leadefforts, General Chapter <1059> ership in transitioning the Food provides an overview of critical Chemicals Codex (FCC) from the material attributes for many excipiMs. Angela Long, with Drs. Williams and Duane Kirking, Institute of Medicine to USP (USP ent functional categories along with present USPs volunteer awards to Drs. Amidon (top) and acquired the compendium of food a toolbox of procedures that may be Ebert on behalf of their Expert Panel and Expert Committee, ingredients in 2006) as well as speuseful in evaluating and controlling respectively. cifically addressing the public health excipient critical material attributes challenge of food adulteration. The Expert Committee not only that are not typically included in compendial monographs. The provided its expertise and guidance for the transition of FCC to general chapter also provides a framework for applying Quality USP, but ensured its growth and continuity as an international by Design principles to excipient quality and performance. USP compendium of food ingredients standards. Further, the Expert Expert Panels are formed to provide additional expertise with Committee guided USP staff in a significant expansion of the advisory input on a particular scientific topic, thereby supplescope of FCC to include new and novel ingredients essential to menting Expert Committee expertise. keeping FCC relevant to parties worldwide. As detailed in the awards ceremony, this general chapter has As noted in the awards ceremony, the Expert Committee a long historywith talk about such a resource beginning faced serious challenges soon after it was formed by USP to more than 20 years ago at a USP-convened meeting in 1991 in work on FCC in 2006. As it was becoming acquainted with Orlando, Fla. At this meeting, the International Pharmaceutical USPs standards-setting processes and transitioning FCC to Excipients Council was formed, and discussions about the need a regular publication cycle of every two years with intervenfor standards focused on excipient functionality first took place. ing supplements, a number of food and drug crises occurred USP has advanced many general chapters addressing excipient worldwide and increased the urgency and broadened the scope quality in the intervening years, but General Chapter <1059> is of the Expert Committees work. Specific to foods, episodes the first focused on excipient function and performance. of economically motivated adulteration involving pet food (in which wheat gluten was replaced with melamine) and infant Video interviews with Drs. Ebert and Amidon may be viewed at formula and other milk powder products (in which melamine http://youtu.be/gyUMykO5h4M. u


The Standard Fall/Winter 2012

USP Achieves Continued ISO 9001:2008 Certification

Reflective of the organizations continued commitment to the highest standards of quality, USP headquarters was recommended for continued certification of its quality management system in accordance with ISO 9001:2008 based on a successful surveillance audit by the BSI Group in August 2012. The ISO 9001:2008 certification demonstrates that USPs quality management system is evident under the standard and provides effective management of internal processes to meet international quality requirements. USP first achieved ISO 9001 certification in 2004 for its quality management system. It also first achieved ISO 17025 accreditation in 2004 for competence in laboratory testing and calibration. All USPs global sites are audited against ISO standards. USPs ISO 9001:2008 accrediting body is the independent registrar, the BSI Group. Additionally, USPs ISO 17025:2005 accrediting body is ACLASS, one of three ANSI-ASQ National Accreditation Boards. As an organization that sets quality standards for use around the world, we feel it is imperative that we, too, adhere to the highest quality of standards in all the work that we do, said Dr. Roger L. Williams, USPs chief executive officer. I commend the staff for their diligence in helping to ensure USPs internal processes are up to par with this rigorous international standard. To achieve this accreditation, auditors looked at USPs information technology security plan, the implementation of tools for improved reporting in finance/accounting and organizational operation manuals, among others. USP headquarters passed the ISO 9001:2008 continued accreditation with zero non-conformities and zero opportunities for improvement, which are the best results that can be achieved from the surveillance audit. u

USP Granted Observer Status by Codex Alimentarius Commission

Joining an international community dedicated to protecting the health of consumers and ensuring fair practices in the food trade, USP was granted observer status by the Codex Alimentarius Commission in August 2012. In this capacity, USP will provide expert information, advice and guidance to the Commission, along with other international governmental and nongovernmental organizations (NGOs). standards work undertaken by international governmental and non-governmental organizations. The increasingly globalized food industry, the associated supply chain complexities, consumer interest in new, complex ingredients with purported health and nutritional benefits, economic pressures to keep food costs lowall call for strong international standards, said Dr. Roger L. Williams, chief executive officer for USP. USPs mission and work in the area of food standards align closely with those of the Commission, and we are honored to now serve in an accredited NGO capacity. Food ingredients, which represent a key component of the food supply, are particularly important and remain our focus. Through its Food Chemicals Codex (FCC), USP develops internationally used standards for the identity, quality and purity of food ingredients including colorings, flavorings, emulsifiers, nutrients, preservatives and processing aids. FCC standards are developed by the Food Ingredients Expert Committee (FIEC), chaired by Dr. Andy Ebert. The work of the FIEC aligns closely with manufacturers innovating and marketing foods throughout the world and with the work of the U.S. Food and Drug Administrations Center for Food Safety and Applied Nutrition. u

The Commissions main work is the development of international food standards, guidelines and codes of practice.
The Commission was established by the Food and Agriculture Organization of the United Nations (FAO) and the World Health Organization (WHO) in 1963. Today, it has more than 180 members, and more than 200 inter-governmental and international non-governmental organizations are accredited as observers. The Commissions main work is the development of international food standards, guidelines and codes of practice. The Commission also promotes the coordination of all food

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Inside USP

USP Receives National Recognition for Employee Benefits Program

Illustrating its strong commitment to the long-term well-being of its employees, USP recently earned national acclaim for its benefits program. An independent judging panel of employee benefits experts named USP as one of the 2012 winners of The Principal 10 Best Companies for Employee Financial Security in August 2012. Judges selected USP because of its dedication to its employees through a focus on employee benefits, such as retirement and wellness programs, designed to improve both physical health and financial security.
As part of The Principal 10 Best Companies award, USP received a $2,500 donation USP and other Principal 10 Best winners continue to set to a charity of its choice. Here, USP and Principal representatives deliver a check to the standard for improving employee financial security; The Reginald S. Lourie Center. they realize an investment in their employees constitutes benefits include a three-tiered healthcare plan offering comprean investment in their own future well-being, said Mr. Luke hensive coverage, with the organization paying the total cost of Vandermillen, vice president at the Principal Financial Group. its base silver plan for employees and their families; a 401(k) Winning companies offer a number of ways to impact the retirement savings plan in which the organization contributes long-term physical and financial health of their employees and 10 percent of the employees total cash compensation (including understand the direct connection between well-rounded bensalary and bonus) per year after one year of service; and tuition efits, a healthier workforce and a better bottom line. assistance of up to $10,000 per calendar year, among others. The Principal Financial Group sponsors the national program, We are proud and gratified to receive the tremendous honor which is now in its 11th year. It honors growing companies of being named to Principals 10 Best list, said Ms. Susan Bach, (five1,000 employees) for their commitment to their employvice president of human resources for USP. In keeping true to ees financial security. our mission of improving the health of people worldwide, we seek to provide the best-possible benefits to our own employees USP offers a core basket of fully paid benefits, with numeras they work to advance our mission. u ous options for upgrades at minimal employee expense. These

Three Students Receive 20122013 Global Fellowship Awards from USP

For the 20122013 academic year, USP awarded three global fellowships that focus on various detection methods of counterfeit and substandard drugs, analysis of pharmacopeial reference standards, and methods of excipient identification and adulteration detection. The goal of the USP Global Fellowships is to advance new research that contributes to innovative or updated quality standards for medicines, food ingredients and dietary supplements, and to support the work of early career scientists in these fields. The $50,000 Global Fellowship Awards recognize research that directly address a specific USP scientific or research need. All Global Fellows will present their work at a future USP event. Since the programs inception in 1981, USP has invested nearly $4 million in 235 Fellowship awards.

Recipients of the 20122013 USP Global Fellowships are: Darash Desai, Ph.D. candidate, Boston University, Department of Biomedical Engineering. His area of research is Pharmacheck: Counterfeit and Substandard Drug Detector for the Developing World. Jose Napolitano Farina, Ph.D., University of Illinois at Chicago, College of Pharmacy, Department of Medicinal Chemistry and Pharmacognosy. His area of research is New Generation of 1H NMR Fingerprints for the Rapid Analysis of Pharmacopeial Reference Standards. Ting Wang, Ph.D. candidate, University of Maryland at Baltimore, School of Pharmacy. His area of research is Developing the Scientific Basis for the Application of Spectroscopic and Chemometric Methods to Excipient Identification and Adulteration Detection. u


The Standard Fall/Winter 2012

The Standard
Symposium Continued from front cover.
Drug Administration (FDA) simply considers these products food and not a separate entity. Dr. Buchanan explained that the lack of a legal definition means functional foods may be regulated under a variety of categories, depending on what a manufacturer is trying to claim and the group/population for which the product is intended. USP Chief Executive Officer Dr. Roger L. Williams offered USPs vision and strategy in the area of food ingredients and dietary supplements, and efforts to identify (and ultimately develop quality standards for) all articles moving in global commerce. He described USPs current offeringsthe Food Chemicals Codex (FCC) and USP Dietary Supplements Compendium (DSC)as textbooks of standards in these areas. Dr. Dennis Gorecki, chair of the USP Dietary Supplements Expert Committee, detailed various USP initiatives for dietary supplements, including new monograph development, monograph modernization, safety reviews of dietary supplements and a planned Herbal Medicines Compendium for ingredients used in Traditional Chinese Medicine, Ayurvedic medicine and more. Dr. Andrew Ebert, chair of the USP Food Ingredients Expert Committee, provided a corresponding overview of food standards initiatives and explained how USP has transformed FCC since acquiring the compendium from the Institute of Medicine in 2006. He also spoke specifically about USP efforts to help prevent economically motivated adulteration of food ingredients via its Food Fraud Database and other work. Providing attendees a glimpse into the future, Ms. Nirvana Chapman of the global market research firm Mintel discussed functional ingredients poised for growth, which fall in line with key consumer trends. These trends include an aging population seeking brain health, body health and cosmeceutical products, as well as a growing preference for natural products (with no artificial ingredients). From a consumer watchdog perspective, Mr. Chuck Bell of Consumers Union (publisher of Consumer Reports) presented concerns with these products and the claims they make, as well as questions they advise consumers to ask themselves: 1) should I be eating this? 2) how meaningful is the claim on this product? 3) do I need this additive (i.e., is my diet balanced enough without supplementation)? and 4) am I overdosing on a nutrient? Presenting on oversight and governance of an increasingly complex food-scape, Ms. Diane McColl of Hyman, Phelps & McNamara, P.C. and a member of the USP Food Ingredients Expert Committee provided more detail on legislation guiding the industry, including the Nutrition Labeling Education Act of 1990 and DSHEA. She also explained the Generally Recognized as Safe (GRAS) path to food ingredient use, noting that while this system has come under criticism of late for perceived lack of scientific rigor, the food safety problems that dominate today are related to foodborne pathogens. She stated that there have not been public health issues related to GRAS ingredients, and this is not a coincidence. From a food industry perspective, Dr. Janet Collins of DuPont and incoming president of the Institute of Food Technologists spoke about the challenges in meeting sometimes conflicting consumer preferences for foods that, on the one hand, do not contain long lists of additives (particularly ones they cant pronounce), but on the other, provide an increasing number of functional benefits. She described this as a catch-22 for industry. The remainder of the sessions fell into two break-out tracks, one focused on food ingredients and the other on dietary supplements. The function of food ingredients, and the degree to which function is tied to identity, were discussed in multiple food sessionsincluding one on functional assays. Topics included challenges and opportunities for Fourier Transform Infrared Spectroscopy to authenticate food ingredients and screen for adulteration; Nuclear Magnetic Resonance (NMR) for quantification and identification; a contract laboratory perspective on mistaken identity; and NMR to characterize reference materials. Other sessions looked at emerging ingredients from traditional sources. Topics included antioxidants in food: an evidencebased approach to understanding, sustaining and promoting benefits; functional oils; identity and authenticity testing of fruit juices; and more. On the dietary supplements side, multiple presentations addressed identity testing for these products, including orthogonal methods for identity; NMR; and DNA bar code techniques. Other sessions looked at standards supporting dietary ingredient structure/functional claims and quality initiatives from USP, including how USP standards can be utilized by industry in complying with current Good Manufacturing Practices and efforts regarding authenticating geo-authentic botanicals. Dr. Tieraona Low Dog of the University of Arizona and a member of the USP Dietary Supplements Expert Committee offered a unique viewpoint, presenting a clinicians perspective on dietary supplements. While personally supportive of their use, she laid out the complexities physicians face in counseling patients on these products. These include contradictory research on benefits/risks and inconsistent dosing recommendations. Throughout the meeting, many challenges regarding these ingredients were presented. Despite this, food and dietary supplement products incorporating these novel ingredients are currently in widespread use, and manufacturers are forging aheadpresenting a compelling need for public standards. Look to future issues of The Standard for updates on how this work is evolving. Interviews with some Symposium speakers are available at http://uspgo.to/Zulx2z. u

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Global Pharmacopoeias Continued from page 12.

Mr. Mark Wiggins, compendial affairs associate director of Merck USA, was invited to give a presentation about harmonization from an industry perspective. He indicated that it is difficult for manufacturers to work separately with all the pharmacopoeias in the world to achieve harmonized standards because individual pharmacopoeial approaches may vary widely. Instead, he suggested that it would be better, from his companys perspective, to have a single prospectively harmonized standard that is developed through partnerships with the pharmacopoeias, and is therefore consistent and globally applicable. The keys to the success of this approach are good pharmacopoeial practices, pharmacopoeial collaboration and regulatory acceptance of those standards, said Mr. Wiggins. His proposed approach includes working with a lead pharmacopoeia on a particular standard that would be submitted earlier than has historically been the case. Sharing of information with other pharmacopoeias throughout the standard development process would then enable all other pharmacopoeias to adopt the same standard. He acknowledged that pharmacopoeias must work with their regulatory authorities, and that sometimes approvals vary from country to country, which adds complexity to the creation of harmonized standards. Dr. Williams provided an update on the USP Medicines Compendium (MC), a new online-only, freely available source of public standards. There are many medicines in the world for which there are no public standards, said Dr. Williams. As a result, USP has created a way to develop standards based on International Conference on Harmonization approaches, literature searches and material analyses. MC monographs include multisource procedures that may be used to test articles from multiple manufacturers. The MC is compatible with Mr. Wiggins proposal in that it offers a framework for a monograph as well a more comprehensive set of procedures that can look across comparable articles, up to and including substandard, spurious, falsified and counterfeit medicines. Other Global Summit discussion focused on spectral imaging technology and pharmacopoeial standards, the importance of reference standards to pharmacopoeias, impurities, prioritization criteria, and Quality by Design approaches to pharmacopoeial standards. Updates from the Brazil, British, China, European, Japanese, Russian Federation, and U.S. pharmacopeias were provided. Concluding the Global Summit, Mr. Wang Lifeng observed, It is important that we continue to work collaboratively on these critical issues. u

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WHOFIP Meeting Continued from page 13.

the critical importance of a public monograph and reference material for every medicine, which allows regulatory authorities to check for adulterated, counterfeit, or substandard medicines and their ingredients. Professor Bawazirs recommendations included WHO formation of a new Global Pharmacopoeial Group that champions prospective harmonization and considers a performance-based monograph approach. He noted the need for paradigm shifts from information sharing to active engagement, regional thinking to considering the global picture, medicines quality to broader regulatory issues, and competitiveness to collaborationsaying there should be no competition in the area of product safety. u


GA028NF _ 2012-10

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