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=[r, +r] R
and a parameter r >0 is xed and =(r, r) R denotes the interior part of
.
Let denote the stiffness modulus of the foundation, assuming 0.
The vertical displacement of the plate in a point (u, v) is described by w. So, the form
of the plate will be described as a deection function w = w(u, v) in domain
. The de-
formation of the plate causes appearance of internal stresses, including membrane stresses,
which can be described by Airys stress function = (u, v). Let us assume functions
w(u, v) and (u, v) belong to the smoothness class C
4
(
). Then functions w(u, v) and
(u, v) may be found as a solution of the following system of partial differential equations
well-known as the von Krmn equations (see [2628]):
_
2
w [w, ] +2w
uu
+w =0,
2
+
1
2
[w, w] =0, (u, v) ,
(1.1)
where
Fig. 1.
482 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
w =w
uu
+w
vv
,
=
uu
+
vv
,
2
w =w
uuuu
+2w
uuvv
+w
vvvv
,
2
=
uuuu
+2
uuvv
+
vvvv
,
[w, w] =2
_
w
uu
w
vv
w
2
uv
_
,
[w, ] =w
uu
vv
2w
uv
uv
+w
vv
uu
. (1.2)
The system of equations (1.1) is derived from the conditions of equilibrium of all inter-
nal forces acting on every small part of the plate. The rst equation deals with the forces
acting in vertical directions. The latter one expresses the equilibrium conditions of the
membrane forces. It should be mentioned that rst equation can be written in the following
form:
2
w [w, ] +2w
uu
=w,
where the left-hand side of the equation stands for perpendicular component of the resultant
force connected with the plate deformation and right-hand side of the equation denotes the
foundation reaction (according to Winkler model [4,25]).
We assume also that the plate strip is simply-supported. Then functions w(u, v) and
(u, v) satisfy following boundary conditions:
_
w(r, v) =w(r, v) =0,
w
uu
(r, v) =w
uu
(r, v) =0, v R,
(1.3)
and
_
(r, v) =(r, v) =0,
uu
(r, v) =
uu
(r, v) =0, v R.
(1.4)
Equations (1.1) for =0 were established in the works [2628] of Teodor von Krmn.
Different von Krmn models were studied by many authors (see, for example, [15,9,
10,1540]). The boundary-valued problem (1.1)(1.4) was examined using numerical and
asymptotical methods, see [17,2025,2931,40], but was not investigated analytically. That
is why the purpose of this work is to examine the problem using the bifurcation theory and
taking into account the elastic foundation.
Remark 1.1. The problem (1.1) has a trivial solution w
0
(u, v) =
0
(u, v) 0, which cor-
responds to the not buckling plate, for all values of parameters , .
Our aim is to study the bifurcation of the solutions set of the von Krmn problem (1.1)
from this trivial family of solutions depending on parameters and , where both parame-
ters , 0, so the point p =(, ) belongs to
R
2
+
={p: , 0}.
Let x = (w, ) denote a solution of problem (1.1), then x
0
= (0, 0) denotes the trivial
solution.
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 483
Remark 1.2. Every nontrivial solution x = (w(u, v), (u, v)) of problem (1.1) is asso-
ciated with the reected solution x
s
= (w(u, v), (u, v)), which is in accordance with
symmetrical deformation of the plate, as the value of stress function (u, v) is the same.
Remark 1.3. Every nontrivial solution x = (w(u, v), (u, v)) of problem (1.1) is associ-
ated with the translated solution x
>0.
Remark 1.4. If we restrict our considerations to the class of functions, which are not
depending on variable v, we reduce (1.1)(1.6) to the well-known boundary-value problem
_
_
_
w
(4)
(u) +2w
(r) =w
(+r) =0,
(1.7)
for ordinary differential equation, which describes the buckling modes of the elastic beam
resting on the linear elastic foundations, see [8,14,33].
2. Denitions of normed spaces
Let symbol C
s,a
(
=
s
||=0
max
w(u, v)
||=s
M
, (2.1)
where
M
= sup
p,q
, p=q
|D
w(p) D
w(q)|
|p q|
a
484 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
are corresponding Hlder constants. Moreover, =(
1
,
2
) is multiindex, where
1
,
2
have nonnegative, integer values and || =
1
+
2
. Let us remind too, that D
w denotes
corresponding partial derivatives, i.e.,
D
w(u, v) =
1
u
2
v
2
w(u, v).
Let E
s,a
for integer s 0, real a (0, 1) and > 0 denote the Banach space of s-
smooth functions w(u, v) dened in the strip
= [r, +r] R, which are even and
periodic with period =
1
, i.e.,
sup
p,q
, p=q
|D
w(p) D
w(q)|
|p q|
a
<+
for each multiindex = (
1
,
2
) such that || = s. The norm in E
s,a
is dened by for-
mula (2.1).
Remark 2.1. In Hlder space E
4,a
2
: E
4,a
,0
E
0,a
2
= L
2
(
) for > 0 denote the Hilbert space of functions w(u, v), which are
dened in the strip
= [r, +r] R and are even and periodic (with period =
1
) with
respect to variable v and square integrable in domain
, i.e.,
_ _
w(u, v)
2
dudv <+.
The scalar product in L
2
is dened by formula
(h, g)
=
2r
_ _
2
. The embedding of the spaces
we denote by E
s,a
2
.
Let us assume the real number a (0, 1) is xed. We will be looking for the solutions
of the von Krmn problem (1.1) for xed frequency > 0 in the Banach space X
=
E
4,a
,0
E
4,a
,0
of the pairs of functions x = (w, ) which belong to E
4,a
is dened by
x
X
=w
4,a
+
4,a
, (2.3)
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 485
see (2.1). Moreover, we will use the Banach space Y
=E
0,a
E
0,a
=
0,a
+
0,a
(2.4)
and the Hilbert space H
=L
2
L
2
with the scalar product
(x
1
, x
2
)
H
=(w
1
, w
2
)
+(
1
,
2
)
, (2.5)
see formula (2.2).
Remark 2.3. The embeddings X
E
4,a
, i.e.,
F
1
( , p), F
2
( , p) : E
4,a
E
4,a
E
0,a
.
Theorem 3.1 is based on fact, that the product of two even functions is even function
and the product of two odd functions is even function too.
Theorem 3.2. The von Krmn problem (1.1)(1.6) is equivalent to operator equation
F(x, p) =0, (3.2)
where nonlinear operator F : X
R
2
+
Y
is dened by
F(x, p) =
_
F
1
(x, p), F
2
(x, p)
_
(3.3)
and depends on two-dimensional parameter p =(, ) R
2
+
.
Let us remind, that X
=E
4,a
,0
E
4,a
,0
and Y
=E
0,a
E
0,a
0
=
_
(0, p): p R
2
+
_
(3.4)
in the space X
R
2
+
, see Remark 1.1, and we will study the bifurcation of set of solutions
from this trivial family depending on parameter p.
Theorem 3.3. The operator F : X
R
2
+
Y
x
(0, p) : X
x
(0, p)
0
(X
, Y
).
486 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
Proof. The innity smoothness of F(x, p) follows from its polynomial structure. Direct
calculations of the Frechet derivative of map F(x, p) in the point (0, p) with respect to
variable x give the formula
F
x
(0, p)h =
_
F
1x
(0, p)h, F
2x
(0, p)h
_
, (3.5)
where
F
1x
(0, p)h =
2
w +2 w
uu
+ w,
F
2x
(0, p)h =
2
(3.6)
for each h =( w, ) X
x
(0, p) : X
x
(0, p)h =Ah +Bh
of an isomorphism
Ah =
_
2
w,
2
_
, (3.7)
see Remark 2.1, and a compact linear map
Bh =(2 w
uu
+ w, 0). (3.8)
The compactness of B is based on the compactness of embedding C
2,a
(
) C
0,a
(
)
and E
2,a
E
0,a
, Y
), i.e.,
dimKer F
x
(0, p) codimImF
x
(0, p) =0. 2 (3.9)
Next, we will prove that von Krmn problem (1.1)(1.6) has a gradient nature. Let
us consider the problem of plate buckling in the bounded domain
R
2
+
R dened by
formula
G(x, p) =
4r
_ _
_
(w)
2
()
2
[w, w] 2w
2
u
+w
2
_
dudv, (3.10)
where x =(w, ) and p =(, ).
Theorem 3.4. The nonlinear operator F( , p) : X
x
(x, p)h =
_
F(x, p), h
_
H
(3.11)
holds for all x, h X
, where symbol G
x
(x, p) denotes the Frechet derivative of G with
respect to x in the point (x, p).
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 487
Proof. The Frechet derivative G
x
(x, p) : X
x
(x, p)h =
2r
_ _
_
w w [w, w]
1
2
[w, w]
2w
u
w
u
+w w
_
dudv. (3.12)
So, using integration by parts, it can be obtained
G
x
(x, p)h =
2r
_ _
2
w w
2
[w, ] w
1
2
[w, w]
+2w
uu
w +w w
_
dudv
=
2r
_ _
_
_
2
w [w, ] +2w
uu
+w
_
w
2
+
1
2
[w, w]
_
_
dudv
=
2r
_ _
_
F
1
(x, p) w +F
2
(x, p)
_
dudv =
_
F(x, p), h
_
H
for each h =( w, ) X
. 2
4. Determination of the critical values of parameters for given frequency
The application of implicit function theorem to the operator equation (3.2) gives the
necessary condition of bifurcation in the point (0, p
0
), where p
0
=(
0
,
0
).
Theorem 4.1. If the point (0, p
0
) is a bifurcation point of Eq. (3.2), then
dimKer F
x
(0, p
0
) >0.
This theorem is based on the smoothness of F(x, p) and on the Fredholm property of
F
x
(0, p
0
), see Theorem 3.3.
The symbol Ker F
x
(0, p
0
) denotes the set of solutions of linearized von Krmn equa-
tions
_
2
w +2
0
w
uu
+
0
w =0,
2
=0, (u, v) ,
(4.1)
which satisfy the conditions (1.3)(1.6). The set Ker F
x
(0, p
0
) is a linear nite-dimensional
subspace in X
=E
4,a
,0
E
4,a
,0
, which is called a kernel subspace. So, it contains the trivial
solution of (4.1).
488 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
Fig. 2. Fig. 3.
A value of parameter p =(, ) we will call critical if there exists nontrivial solution of
linearized problem (4.1) for p =(, ). In fact, for the determination of critical values of
the parameter p we will be looking for the nontrivial solutions w(u, v) of the rst equation
of (4.1), because the second equation has only trivial solution
0
(u, v) 0 independently
on , .
The determination of a solution of the rst equation of (4.1) for all values of parameters
is based on Fourier method and have a technical character. In conclusion, we will describe
the set of all critical values of parameters p = (, ) on the plane R
2
+
. We will also look
for the dimension of Ker F
x
(0, p
0
) and set formulae for basis solutions.
Let us consider a family of parabolas
l
on the plane R
2
dened by
=
2
2b
2
l
, b
l
=
t
l =2 l, (4.2)
and depended on integer l = 0, 1, 2, . . . (see Fig. 2). Therefore, for every parabola
l
,
let us consider the family of tangent lines
k,l
dened by
=2a
2
k
_
a
2
k
+b
2
l
_
2
, a
k
=
r
k
2
, (4.3)
and depended on integer k =1, 2, . . . (see Fig. 3).
The direct lines
k,l
for k =1, 2, . . . are tangent to parabola
l
in the points
p
k,l
=
_
a
2
k
+b
2
l
, a
4
k
b
4
l
_
,
correspondingly.
Lemma 4.2. The value of parameter p = (, ) R
2
+
which is lying on the line
k,l
for
any l =0, 1, 2, . . . and k =1, 2, . . . is a critical value.
Moreover, the linearized equation
2
w +2 w
uu
+ w =0 (4.4)
for p
k,l
has a nontrivial basis solution
w
k,l
(u, v) =U
k
(u) V
l
(v), (4.5)
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 489
where
U
k
(u) =
_
2cos(a
k
u) for odd k,
2sin(a
k
u) for even k,
and
V
l
(v) =
2cos(b
l
v).
The function w
k,l
(u, v) satises the conditions (1.3) and (1.5) and is called a buckling
mode in mechanics.
Theorem 4.3 (Description of the set of critical values of parameters).
(1) If the parameter p does not belong to any line
k,l
, then the problem (4.1) has only the
trivial solution and p is not critical value. So,
dimKer F
x
(0, p) =0
and the bifurcation in the point (0, p) is not possible.
(2) If the parameter p belongs to one and only one line
k,l
, then
dimKer F
x
(0, p) =1
and the kernel subspace Ker F
x
(0, p) has a basis element
e
k,l
(u, v) =
_
w
k,l
(u, v), 0
_
,
where the function w
k,l
(u, v) is dened by (4.5).
(3) If the parameter p belongs to n lines
k,l
simultaneously, then
dimKer F
x
(0, p) =n,
because the functions e
k,l
(u, v) for different indexes k, l are linearly independent, so
they create basis of kernel space Ker F
x
(0, p).
The critical values of parameters 0 and 0 are described by equalities (4.3). For
l = 0 this equalities and the corresponding buckling modes are the same as in problem
(1.7), which describes the displacement of elastic beam lying on linear elastic foundation
(see Remark 1.4). Let us remind that then functions w
k,0
(u) =
2U
k
(u) are not depended
on variable v and belong to the space E
4,a
,0
for each frequency (0, +). Moreover,
the buckling mode has
k
2
waves with respect to variable u (in the direction of compressive
load). Therefore, for integer l > 0, the buckling mode w
k,l
(u, v) has l longitudinal waves
(with respect to variable v), which form during deformation of the plate in domain
, see
Fig. 4.
On the plane R
2
+
of parameters p = (, ), let us consider the polygon
0
limited by
lines
k,0
(k N), see Fig. 5. More precisely, the polygon
0
may be dened as a set of
the points p =(, ), , 0, which satisfy the inequalities
>2
_
r
k
2
_
2
_
r
k
2
_
4
(4.6)
490 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
k = 1, l = 2 k = 4, l = 2
Fig. 4.
Fig. 5.
simultaneously for all k N. If (, )
0
, then the bifurcation is impossible, because the
foundation is too stiff with respect to acting load. So, for each 0 there exists
1
() >0
such that the point (
1
(), ) is critical and lies on the boundary of polygon
0
. The value
1
() is called rst Euler force (comparably to Euler problem of elastic beam (1.7)). Let
us remark that
0
=
__
1
(),
_
: 0
_
and
0
=
0
0
. Thus, every point p =(, ) /
0
is a critical point for any frequen-
cies
,
1
2
,
1
3
, . . . ,
1
l
, . . . (l N).
Moreover, the maximum value of frequency
=(, ).
By analogy, let us dene a polygon
l,
(l N, >0) as a set of the points p =(, ),
, 0, which satisfy the inequalities
>2
_
r
k
2
_
2
__
r
k
2
_
2
(2l)
2
_
2
(4.7)
for all k N. Polygon
l,
is limited by lines
k,l
tangent to the parabola
l
.
Moreover,
0
1,
2,
for each >0
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 491
and equivalent edges of following polygons are parallel. Let us remark that
0
= lim
0
l,
for each l N
and
0
l,
l,
for each 0 < <.
So, if critical point p = (, ) belongs to polygon
l,
, then the corresponding buckling
mode has no grater than (l 1) longitudinal waves in domain
.
5. Study of bifurcations in the critical points
In this paragraph we will study the postcritical behaviour of the plate depending on the
parameters and for given frequency >0.
Let us remind that von Krmn problem (1.1)(1.6) was reduced to the operator equa-
tion F(x, p) = 0 (see (3.2) and Theorem 3.2) with C
R
2
+
Y
, where X
=E
4,a
,0
E
4,a
,0
and Y
=E
0,a
E
0,a
(see Section 2), symbol x denoted the pair of functions w(u, v), (u, v) and p denoted the
pair of nonnegative parameters , .
Let us consider the case when p
0
=(
0
,
0
) is one-degenerated critical point, so on the
basis of Theorem 4.3 it belongs to one and only one line
k,l
, i.e.,
dimKer F
x
(0, p
0
) =1. (5.1)
Let us study postcritical behaviour of the plate when the parameter or change
in a small neighbourhood of the critical value
0
or
0
correspondingly. The Crandall
Rabinowitz theorem in the gradient case will be used as the sufcient condition of bifurca-
tion (see [6,7,11,34]).
Theorem 5.1 (see [11] or [6]). In Banach spaces X, Y let us consider equation
F(x, ) =0 (5.2)
with parameter R, where operator F : X RY belongs to the smoothness class C
3
.
Let us assume that X is continuously embedded in Y, which is continuously embedded
in Hilbert space H, and G : X R R is functional of smoothness class C
4
. Let the
following assumptions hold:
(1) F(0, ) 0, R;
(2) dimKer F
x
(0,
0
) =1, F
x
(0,
0
)e =0, (e, e)
H
=1;
(3) codimImF
x
(0,
0
) =1;
(4) G
x
(x, )h =(F(x, ), h)
H
, x, h X, R;
(5) G
xx
(0,
0
)(e, e) =0.
Then (0,
0
) is the bifurcation point and in small neighbourhood of this point the trivial
branch of solutions
0
of Eq. (5.2) is intersected by smooth curve
1
, and both branches
are intersected in one point (0,
0
) only.
492 A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495
The application of Theorem5.1 to the operator equation (3.2), generated by von Krmn
problem (1.1)(1.6), gives the sufcient condition of bifurcation in every one-degenerated
critical point (0,
0
,
0
) with respect to the parameter or .
Theorem 5.2. The one-degenerated critical point (0,
0
,
0
), where (
0
,
0
)
k,l
in von
Krmn problem (1.1)(1.6) is a bifurcation point for given frequency >0 with respect
to the parameter or , and the plate in the rst approximation takes the buckling mode
w
k,l
(u, v), see (4.5).
Proof. Let us test the assumptions of Theorem5.1 in our case. The assumption (1) holds by
existence of trivial branch of solution of problem (1.1), see Remark 1.1, which describes
nonbuckling plate. The assumption (2) means the one-degeneration of critical point, see
(5.1). The assumption (3) follows from Fredholm property F
x
(0,
0
,
0
)
0
(X
, Y
),
see Theorem 3.3 and (3.9). The assumption (4) denotes that the differential operator F
is gradient of energy functional G with respect to scalar product in Hilbert space H
=
L
2
L
2
. It was checked in the proof of Theorem 3.4. The verication of assumption (5)
with respect to parameter or is based on the following inequalities:
G
xx
(0,
0
,
0
)(e
k,l
, e
k,l
) =
r
_ _
_
u
w
k,l
(u, v)
_
2
dudv <0 (5.3)
and
G
xx
(0,
0
,
0
)(e
k,l
, e
k,l
) =
2r
_ _
_
w
k,l
(u, v)
_
2
dudv >0. 2 (5.4)
Remark 5.3. The original CrandallRabinowitz bifurcation theorem, see [11], is not used
the gradient nature of operator F and assumption
F
x
(0,
0
)e / ImF
x
(0,
0
) (5.5)
is sufcient for bifurcation. But, in gradient case, see (3.11), we can remark that
ImF
x
(0,
0
) is orthogonal to the kernel subspace Ker F
x
(0,
0
). So, we can conclude
that assumption (5.5) is equivalent to
_
F
x
(0,
0
)e, e
_
H
=G
xx
(0,
0
)(e, e) =0, (5.6)
which is simple in verication (see, for example, [6,7]).
Fig. 6. Fig. 7. Fig. 8.
A. Borisovich et al. / J. Math. Anal. Appl. 307 (2005) 480495 493
Unfortunately Theorem 5.1 does not point out the direction of branches of solutions
with respect to parameters and . There are three possibilities in theory, see Figs. 68.
Basing on Remark 1.2 it is known, that in problem (1.1) there can be subcritical bifur-
cation (Fig. 7) or postcritical bifurcation (Fig. 8). It is possible, that, the plate deformation
is caused by increase of load parameter (postcritical bifurcation) or by decrease of the
stiffness modulus (subcritical bifurcation).
6. Summary
The book [21,25,29] contains a summary of the main results of numerical computations
related to the stability problem of thin plates resting on elastic foundation, which are also
based on experimental observations.
In particular, the rst critical value of load parameter (rst Eulers force), being respon-
sible for loss of stability, was found as well as the buckling mode of the plate. However, it
should be mentioned that this determination is mostly based on the method of small para-
meter. The critical values of the parameters and the buckling modes of the plate determined
in this paper are in accordance with the numerical results, but they are obtained from pre-
cise theoretical considerations making use of the implicit function theorem, the Fredholm
analysis and the CrandallRabinowitz theorem. The last theorem enables to establish a
number of bifurcating solutions as well as their asymptotic expansion.
A precise determination of the asymptotic expansion is very important in the numerical
computations, because a nonlinear equation usually has several solutions in a small neigh-
borhood of the bifurcation point, which are located close to each other in a function space.
Then the asymptotic expansion can be used as a rst approximation of the numerical calcu-
lations. Thus, a combination of purely theoretical and numerical methods lets us determine
a solution of the stability problem more precisely.
Moreover, the next critical values of the load parameter and the corresponding buckling
modes were found. These buckling modes were noted in the experiments, when there oc-
curred a sudden increase in the load or an additional physical obstacle. In particular, the
appearance of longitudinal waves on the plate was observed. This phenomenon was ex-
amined in this paper using analytical methods and it was proved that the frequency of the
longitudinal waves was limited by value
0
is a critical point for any
frequency
,
1
2
,
1
3
, . . . ,
1
l
, . . . (l N).
Moreover, the maximum value of frequency
=
1
(2)
2
max
kK
_
_
2a
2
k
a
2
k
_
,
where a
k
=
r
k
2
as mentioned earlier and the symbol K denotes the set of positive integer
solutions of the following system of inequalities:
_
2
a
2
k
,
_
2
a
2
k
+
_
2
.
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