2009 Form 990 For President and Fellows of Harvard College

efile GRAPHIC rint- DO NOT PROCESS As Filed Data - DLN:93493133025911
Form990

Department of the Treasury
Internal Revenue Serv1ce
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)( 1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
organ1zat1on may have to use a copy ofth1s return to sat1sfy state reporting requirements
OMB No 1545-0047
2009
Open to Public
Inspection
A For the 2009 calendar year or tax year beginning 07-01-2009 and ending 06-30-2010
I
B Check 1f applicable
C Name of orgamzat1on
D Employer identification number
Please
President and Fellows of Harvard College
I Address change
use IRS
04-2103580
label or
Do1ng Bus1ness As E Telephone number
I Name change print or
I In1t1al return
type. See
(617) 495-3976
Specific
Number and street (or P 0 box 1f ma1l1s not delivered to street address) I Room/suite
Instruc-
G Gross rece1pts $ 57,682,252,797
I Temn1nated
1033 Massachusetts Avenue Third
tions.
Floor
I Amended return City or town, state or country, and ZIP+ 4
I Application pend1ng
Cambndge, MA 02138
F Name and address ofpnnc1pal off1cer
H(a) Is th1s a group return for
Drew G Faust
aff1l1ates? I Yes F No
Massachusetts Hall
Cambndge, MA 02138
H(b) Are all affiliates included? I Yes I No
If"No," attach a l1st (see 1nstruct1ons)
I
Tax-exempt status p-
501(c) ( 3) "'IIIII (Insert no) I 4947(a)(1) or 1527
H(c)
Group exemption
J www harvard edu
K Form of orgamzat1on F Corporation I Trust I AssoCiation I L Year of formation 1650 M State of legal dom1c1le MA
.:F.

Summary
1 Bnefly descnbe the organ1zat1on's m1ss1on or most s1gn1f1cant act1v1t1es
UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF
....
ACADEMIC DOMAINS
Q
-
<iS
-
-

0

2 Check th1s 1fthe organ1zat1on d1scont1nued 1ts operations or disposed of more than 25% of ItS net assets
>6
3 Number ofvot1ng members of the govern1ng body (Part VI, l1ne 1a) 3 7

4 Number of Independent vot1ng members of the govern1ng body (Part VI, l1ne 1 b) 4 6
-l>

5 Total number of employees (Part V, l1ne 2a) 5 32,8 30

6 Total number of volunteers (est1mate 1f necessary) 6 23,000
7a Tot a I gross unre Ia ted bus 1nes s revenue from Part VII I, column (C), 11 ne 12 7a 28,410,179
b Net unrelated bus1ness taxable 1ncome from Form 990-T, l1ne 34 7b -1,434,609
Prior Year Current Year
8 Contnbut1ons and grants (Part VIII, l1ne 1h) 1,372,918,922 1,271,005,605
(])
:::<
c
9 Program s e rv 1 c e revenue (Part V II I, 11 n e 2 g) 1,181,037,676 1,209,148,774
(])
10 Investment 1ncome (Part VIII, column (A), l1nes 3, 4, and 7d) -5,148,733,602 777,195,231 ::0.
'1
0::
11 0 ther revenue (Part VI II, column (A), l1nes 5, 6 d, Be, 9 c, 10 c, and 11 e) 69,843,358 65,028,434
12 Total revenue-add l1nes 8 through 11 (must equal Part VIII, column (A), l1ne
12)
-2,524,933,646 3,322,378,044
13 Grants and s1m1lar amounts pa1d (Part IX, column (A), l1nes 1-3 ) 557,605,190 592,845,321
14 Benef1ts pa1d to or for members (Part IX, column (A), l1ne 4) 0
15 Sa lanes, other compensation, employee benef1ts (Part IX, column (A), l1nes 5-
*
10)
1,778,215,576 1,727,065,582
"'
-
16a Professional fundra1s1ng fees (Part IX, column (A), l1ne 11e) 350,661 142,563
a;

b
Total fundra1s1ng expenses (Part IX, column (D), line 25)
17 Other expenses (Part IX, column (A), l1nes 11a-11d, 11f-24f) 1,655,121,764 1,639,377,410
18 Total expenses Add l1nes 13-17 (must equal Part IX, column (A), l1ne 25) 3,991,293,191 3,959,430,876
19 Revenue less expenses Subtract l1ne 18 from l1ne 12 -6,516,226,837 -637,052,832

Beginning of Current
End of Year

Year
q,.<'l:

20 Total assets (Part X, l1ne 16) 43,852,907,000 47,086,364,000
ct:'g
21 Totalliabll1t1es (Part X, l1ne 26) 14,623,998,000 16,337,495,000
zL2
22 Net assets or fund balances Subtract l1ne 21 from l1ne 20 29,228,909,000 30,748,869,000
.:.F-11

Signature Block
Under penalties of perjury, I declare that I have exam th1s return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge
and belief, 1t 1s true, correct, and complete Declaration of preparer (other than off1cer) 1s based on all1nfomnat1on of wh1ch preparer has any knowledge
Sign

12011-05-13
Here Signature of off1cer Date

Maureen H Forrester Controller
Type or pnnt name and t1tle
Preparer"s
Date Check 1f Preparer's 1dent1fy1ng number
s1gnature
self- (see 1nstruct1ons)
Paid empolyed
r
Preparer's F1rm's name (or yours

EIN
Use Only
1f self-employed),
address, and ZIP + 4
Phone no

May the IRS d1scuss th1s return w1th the preparer shown above? (see 1nstruct1ons) !Yes INo
For Privac Act and Pa erwork Reduction Act Notice see these arate instructions. Cat No 11282Y Form 990 2009
Form 990 (2009)
lilflihi Statement of Program Service Accomplishments
1 Bnefly descnbe the organ1zat1on's m1ss1on
Undergraduate, graduate, and professional educat1on and research across a broad array of academic doma1ns
2 D1d the organ1zat1on undertake any s1gn1f1cant program serv1ces dunng the year wh1ch were not l1sted on
the pnor Form 990 or 990-EZ?
If "Yes," descnbe these new serv1ces on Schedule 0
3 D1d the organ1zat1on cease conducting, or make s1gn1f1cant changes 1n how 1t conducts, any program
s e rv 1c es?
If "Yes," descnbe these changes on Schedule 0
I Yes P"" No
I Yes P"" No
4 Descnbe the exempt purpose achievements for each of the organ1zat1on's three largest program serv1ces by expenses
Sect1on 501(c)(3) and 501(c)(4) organ1zat1ons and sect1on 4947(a)(1) trusts are requ1red to report the amount of grants and
allocations to others, the total expenses, and revenue, 1f any, for each program serv1ce reported
4a (Code ) (Expenses $ 2,978,810,057 1nclud1ng grants of$ 592,845,321) (Revenue$ 1,014,884,041 )
Page 2
Instruction and researchHarvard Umvers1ty cons1sts of one undergraduate college andeleven graduate and professional schools Harvard enrollment 21,006 degree
candidates
4b
4c
4d
4e
(Code ) (Expenses $ 578,262,000 1nclud1ng grants of$ 0 ) (Revenue $ 194,264,733 )
Student Life and Auxiliary Serv1cesRepresents vanous student serv1ces departments, 1nclud1ng fac11it1es maintenance, food serv1ces, dorm1tones, health
serv1ces,computer center, park1ng, secunty, etc
(Code ) (Expenses $ 1nclud1ng grants of$ ) (Revenue$
Other program serv1ces (Descnbe 1n Schedule 0 )
(Expenses$ 1nclud1ng grants of$ ) (Revenue$
Total program service e x p e n s e s ~ $ 3,557,07 2,057
Form 990 2009
Form 990 (2009)
Checklist of Required Schedules
1
2
3
4
Is the organ1zat1on descnbed 1n sect1on 501(c)(3) or4947(a)(1) (other than a pnvate foundation)? If"Yes,"
complete Schedule .
Is the organ1zat1on requ1red to complete Schedule B, Schedule of Contnbutors?
D1d the organ1zat1on engage 1n d1rect or 1nd1rect pol1t1cal campa1gn act1v1t1es on behalf of or 1n oppos1t1on to
candidates for public off1ce? If "Yes,"complete Schedule C, Part
Section 501(c)(3) organizations. D1d the organ1zat1on engage 1n lobby1ng act1v1t1es? If "Yes," complete Schedule C,
Part
5 Section 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organ1zat1on subJect to the sect1on 6033(e)
not1ce and reporting requirement and proxy tax? If "Yes,"complete Schedule C, Part III .
6 D1d the organ1zat1on ma1nta1n any donor adv1sed funds or any s1m1lar funds or accounts where donors have the
nght to prov1de adv1ce on the d1stnbut1on or Investment of amounts 1n such funds or accounts? If "Yes," complete
ScheduleD, Part .
7 D1d the organ1zat1on rece1ve or hold a conservation easement, 1nclud1ng easements to preserve open space,
the environment, h1stonc land areas or h1stonc structures? If "Yes," complete ScheduleD, Part .
8
9
D1d the organ1zat1on ma1nta1n collections of works of art, h1stoncal treasures, or other s1m1lar assets? If "Yes,"
complete ScheduleD, Part II I .
D1d the organ1zat1on report an amount 1n Part X, l1ne 21, serve as a custodian for amounts not l1sted 1n Part X, or
prov1de cred1t counseling, debt management, cred1t repa1r, or debt negot1at1on services? If "Yes,"
complete ScheduleD, Part .
10 D1d the organ1zat1on, directly or through a related organ1zat1on, hold assets 1n term, permanent,or quas 1-
endowments? If "Yes," complete ScheduleD,
11 Is the organ1zat1on's answer to any of the following quest1ons "Yes"? If so,complete ScheduleD,
Parts VI, VII, VIII, IX, or X as applicable . .
D1d the organ1zat1on report an amount for land, bu1ld1ngs, and equipment 1n Part X, llne10? If "Yes," c omplete
ScheduleD, Part VI.
D1d the organ1zat1on report an amount for Investments-other secunt1es 1n Part X, l1ne 12 that 1s 5% or more of
1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VII.
D1d the organ1zat1on report an amount for Investments-program related 1n Part X, l1ne 13 that 1s 5% or more of
1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VIII.
D1d the organ1zat1on report an amount for other assets 1n Part X, l1ne 15 that 1s 5% or more of 1ts tot al assets
reported 1 n Part X, 11 ne 16? If "Yes," complete ScheduleD, Part IX.
D1d the organ1zat1on report an amount for other liabilities 1n Part X, l1ne 25? If "Yes,"complete Schedu leD, Part X.
te that D1d the organ1zat1on's separate or consolidated f1nanc1al statements for the tax year Include a footno
addresses the organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48? If "Yes," complete Sche dule D, Part
X.
12 D1d the organ1zat1on obta1n separate, Independent aud1ted f1nanc1al statements for the tax year? If "Ye s, "complete
ScheduleD, Parts XI, XII, and XII
12A Was the organ1zat1on Included 1n consolidated, Independent aud1ted f1nanc1al statements for the tax ye ar?
Yes No
If "Yes," completmg ScheduleD, Parts XI, XII, and XI II 1s optional I12A Yes
13 Is the organ1zat1on a school descnbed 1n sect1on 170(b)(1)(A)(11)? If"Yes,"completeScheduleE
14a D1d the organ1zat1on ma1nta1n an off1ce, employees, or agents outs1de of the Un1ted States?
b D1d the orgamzat1on have aggregate revenues or expenses of more than $10,000 from grantmak1ng, fundra1s1ng, bus1ness, a nd program
serv1ce act1v1t1es outs1de the Un1ted States? If "Yes," complete Schedule F, Part I
15 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of grants or assistance to any
organ1zat1on or ent1ty located outs1de the U S? If "Yes," complete Schedule F, Part II .
16 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of aggregate grants orass1stance to
1nd1v1duals located outs1de the U S? If "Yes," complete Schedule F, Part III .
17 D1d the organ1zat1on report a total of more than $15,000, of expenses for professional fundra1s1ng serv1ces on
Part IX, column (A), l1nes 6 and 11e? If "Yes," complete Schedule G, Part I
18 D1d the organ1zat1on report more than $15,000 total offundra1s1ng event gross 1ncome and contnbut1ons on Part
VIII, l1nes 1c and Sa? If "Yes,"complete Schedule G, Part II .
19 D1d the organ1zat1on report more than $15,000 of gross 1ncome from gam1ng act1v1t1es on Part VIII, l1ne 9a? If
"Yes," complete Schedule G, Part II I .
20 D1d the organ1zat1on operate one or more hospitals? If "Yes,"complete Schedule H
Page 3
Yes No
No
No
5
6
Yes
7
No
10 Yes
11
Yes
12
No
I I
I I
13 Yes
14a Yes
14b
Yes
15
Yes
16
Yes
17
Yes
18
Yes
19
No
No
Form 990 2009
Form 990 (2009)
Checklist of Required Schedules (continued)
21 D1d the organ1zat1on report more than $5,000 of grants and other assistance to governments and organ1zat1ons 1n
the Un1ted States on Part IX, column (A), l1ne 1? If"Yes,"completeSchedulei, Parts I and II .
22 D1d the organ1zat1on report more than $5,000 of grants and other assistance to 1nd1v1duals 1n the Un1ted States
on Part I X, column (A), l1ne 2? If "Yes," complete Schedule I, Parts I and II I .
23 D1d the organ1zat1on answer "Yes" to Part VII, Sect1on A, quest1ons 3, 4, or 5, about compensation of the
organ1zat1on's current and former off1cers, directors, trustees, key employees, and highest compensated
employees? If"Yes,"completeScheduleJ .
24a D1d the organ1zat1on have a tax-exempt bond 1ssue w1th an outstanding pnnc1pal amount of more than $100,000
as of the last day of the year, that was 1ssued after December 31, 2002? If "Yes," answerquest1ons 24b-24d and
complete Schedule K. If "No," go to I me 25 .
b D1d the organ1zat1on 1nvest any proceeds of tax-exempt bonds beyond a temporary penod exception?
c D1d the organ1zat1on ma1nta1n an escrow account other than a refunding escrow at any t1me dunng the year
to defease any tax-exempt bonds?
d D1d the organ1zat1on act as an "on behalf of" 1ssuer for bonds outstanding at any t1me dunng the year?
25a Section 501(c)(3) and 501(c)(4) organizations. D1d the organ1zat1on engage 1n an excess benefit transaction w1th
a d 1s qua l1f1ed person d unng the year? If "Yes," complete Schedule L, Part I .
b Is the organ1zat1on aware that 1t engaged 1n an excess benefit transaction w1th a d1squal1f1ed person 1n a pnor
year, and that the transaction has not been reported on any of the organ1zat1on's pnor Forms 990 or 990-EZ? If
"Yes," complete Schedule L, Part I .
24a
Yes
24b
24c
24d
25a
Was a loan to or by a current or former off1cer, director, trustee, key employee, highly compensated employee, or I I I
person outstanding as ofthe end ofthe organ1zat1on's tax year? If"Yes,"completeScheduleL, 26 Yes
26
D1d the organ1zat1on prov1de a grant or other assistance to an off1cer, director, trustee, key employee, substant1all I I
contnbutor, or a grant selection committee member, or to a person related to such an 1nd1v1dual? If "Yes," 27
complete Schedule L, Part II I . . . . . . . . . . . . . . .
27
28 Was the organ1zat1on a party to a bus1ness transaction w1th one of the following part1es? (see Schedule L, Part IV
1nstruct1ons for applicable f1l1ng thresholds, cond1t1ons, and exceptions)
a A current or former off1cer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part
IV
b A fam1ly member of a current or former off1cer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV .
c An ent1ty ofwh1ch a current or former off1cer, director, trustee, or key employee of the organ1zat1on (or a fam1ly
member) was an off1cer, director, trustee, or owner? If "Yes,"complete Schedule L, Part IV .
29 D1d the organ1zat1on rece1ve more than $25,000 1n non-cash contnbut1ons?
30 D1d the organ1zat1on rece1ve contnbut1ons of art, h1stoncal treasures, or other s1m1lar assets, or qual1f1ed
conservation contnbut1ons? If "Yes,"complete Schedule M .
31 D1d the organ1zat1on l1qu1date, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I .
32 D1d the organ1zat1on sell, exchange, dispose of, or transfer more than 25% of 1ts net assets? If "Yes," complete
Schedule N, Part II .
33 D1d the organ1zat1on own 100% of an ent1ty disregarded as separate from the organ1zat1on under Regulations
sect1ons 3017701-2 and 3017701-3? If"Yes,"completeScheduleR,Parti .
34 Was the organ1zat1on related to any tax-exempt or taxable ent1ty? If "Yes,"complete ScheduleR, Parts II, III, IV,
and V, lme 1 .
35 Is any related organ1zat1on a controlled ent1ty w1th1n the mean1ng ofsect1on 512(b)(13)? If "Yes,"complete
ScheduleR, Part V, lme 2 .
36 Section 501(c)(3) organizations. D1d the organ1zat1on make any transfers to an exempt non-chantable related
organ1zat1on? If "Yes," complete ScheduleR, Part V, lme 2 .
37 D1d the organ1zat1on conduct more than 5% of 1ts act1v1t1es through an ent1ty that 1s not a related organ1zat1on
and that 1s treated as a partnership for federal1ncome tax purposes? If "Yes,"complete ScheduleR, Part VI
38 D1d the organ1zat1on complete Schedule 0 and prov1de explanations 1n Schedule 0 for Part VI, l1nes 11 and 19?
Note. A II Form 9 9 0 f1le rs are req u1 red to complete Schedule 0
28a
28b
Yes
29
Yes
30
Yes
32
33
Yes
34
Yes
35
Yes
36
Yes
37
Page 4
No
No
No
No
No
No
No
No
No
No
Form 990 2009
Form 990 (2009)
Statements Regarding Other IRS Filings and Tax Compliance
la Enterthe number reported 1n Box 3 ofForm 1096,AnnuaiSummaryandTransmJttal
of U.S. Information Returns. Enter -0- 1f not applicable
la 9,010
b Enter the number of Forms W-2G Included 1n l1ne 1a Enter -0- 1f not applicable
lb
c D1d the organ1zat1on comply w1th backup w1thhold1ng rules for reportable payments to vendors and reportable
gam1ng (gambling) w1nn1ngs to pnze Winners?
2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
0
Statements f1led for the calendar year end1ng w1th or w1th1n the year covered by th1s
return 2a 32,8 30
b If at least one 1s reported on l1ne 2a, d1d the organ1zat1on file all requ1red federal employment tax returns?
Note: If the sum of l1nes 1a and 2a 1s greater than 250, you may be requ1red toe-file th1s return (see
1nstruct1ons)
3a D1d the organ1zat1on have unrelated bus1ness gross 1ncome of$1,000 or more dunng the year covered by th1s
return?
b If "Yes," has 1t f1led a Form 990-T for th1s year? If "No," prov1de an explanation 1n Schedule 0
4a At any t1me dunng the calendar year, d1d the organ1zat1on have an Interest 1n, or a s1gnature or other authonty
over, a f1nanc1al account 1n a fore1gn country (such as a bank account, secunt1es account, or other f1nanc1al
account)?
b AR, BO, BR, CI, CS, FR, GH, HO, HK, IN, ID, IS, IT, JA,
If"Yes," enter the name ofthe fore1gn country NI, PK, PP, TZ, TH, UG, UP, UK, VM, CH, SF, TU
See the 1nstruct1ons for exceptions and f1l1ng requirements for Form TD F 90-22 1, Report of Fore1gn Bank and
F1nanc1al Accounts
Sa Was the organ1zat1on a party to a proh1b1ted tax shelter transaction at any t1me dunng the tax year?
b D1d any taxable party not1fy the organ1zat1on that 1t was or 1s a party to a proh1b1ted tax shelter transaction?
c If"Yes" to l1ne Sa or Sb, d1d the organ1zat1on file Form 8886-T, Disclosure by Tax-Exempt Ent1ty Regarding
lc
2b
3a
3b
4a
Sa
Sb
Proh1b1ted Tax Shelter Transaction? Sc
Page 5
Yes No
Yes
Yes
Yes
Yes
Yes
No
No
1---+---+---
6a Does the organ1zat1on have annual gross rece1pts that are normally greater than $100,000, and d1d the
organ1zat1on sol1c1t any contnbut1ons that were not tax deductible?
b If "Yes," d1d the organ1zat1on Include w1th every sol1c1tat1on an express statement that such contnbut1ons or g1fts
6a
were not tax deductible? 6b
No
1---+---+---
7 Organizations that may receive deductible contributions under section 170(c).
a D1d the organ1zat1on rece1ve a payment 1n excess of$75 made partly as a contnbut1on and partly for goods and
serv1ces prov1ded to the payor?
7a
b If"Yes," d1d the organ1zat1on not1fy the donor of the value of the goods or serv1ces provided? 7b
Yes
Yes
r----+------r------
c D1d the organ1zat1on sell, exchange, or otherw1se dispose oftang1ble personal property for wh1ch 1t was requ1red to
file Form 8282? 7c Yes
d If "Yes," 1nd1cate the number of Forms 8282 f1led dunng the year I 7d I 29f----+------t-------
e D1d the organ1zat1on, dunng the year, rece1ve any funds, directly or 1nd1rectly, to pay prem1ums on a personal
benef1tcontract? 7e No
1---+---+---
f D1d the organ1zat1on, dunng the year, pay prem1ums, directly or 1nd1rectly, on a personal benefit contract?
g For all contnbut1ons of qual1f1ed Intellectual property, d1d the organ1zat1on file Form 8899 as requ1red?
h For contnbut1ons of cars, boats, airplanes, and other vehicles, d1d the organ1zat1on file a Form 1098-C as
re q u 1 red?
8 Sponsoring organizations maintaining donor advised funds and section S09(a)(3) supporting organizations. D1d
the supporting organ1zat1on, or a donor adv1sed fund ma1nta1ned by a sponsonng organ1zat1on, have excess
bus1ness holdings at any t1me dunng the year?
9 Sponsoring organizations maintaining donor advised funds.
a D1d the organ1zat1on make any taxable d1stnbut1ons under sect1on 4966?
b D1d the organ1zat1on make a d1stnbut1on to a donor, donor adv1sor, or related person?
10 Section S01(c)(7) organizations. Enter
a In1t1at1on fees and cap1tal contnbut1ons Included on Part VIII, l1ne 12
b Gross rece1pts, Included on Form 990, Part VIII, l1ne 12, for public use of club
fac1l1t1es
11 Section S01(c)(12) organizations. Enter
l1oa I
lOb
a Gross 1ncome from members or shareholders lla

b Gross 1ncome from other sources (Do not net amounts due or pa1d to other sources
aga1nst amounts due or rece1ved from them) llb

12a Section 4947(a)(1) non-exempt charitable trusts. Is the organ1zat1on f1l1ng Form 990 1n l1eu of Form 1041?
112b I
b If"Yes,"enterthe amount oftax-exempt Interest rece1ved or accrued dunng the
year
7f No
7g
7h
8 No
9a No
9b No
12a
Form 990 2009)
Form 990 (2009)
lilffiijl Governance, Management, and Disclosure For each "Yes" response to lmes 2 through 7b
below, and for a "No" response to lmes Sa, 8b, or lOb below, descnbe the Circumstances,
processes, or changes m Schedule 0. See mstruct1ons.
Sect1on A. Govermng Body and Management
Page 6
Yes No
la Enter the numberofvot1ng members ofthe govern1ng body
b Enter the number of vot1ng members that are Independent
I la I
I lb I
7
6
2 D1d any off1cer, director, trustee, or key employee have a fam1ly relat1onsh1p or a bus1ness relat1onsh1p w1th any
other off1cer, director, trustee, or key employee?
3 D1d the organ1zat1on delegate control over management dut1es customanly performed by or under the d1rect
superv1s1on of off1cers, directors or trustees, or key employees to a management company or other person?
4 D1d the organ1zat1on make any s1gn1f1cant changes to 1ts organ1zat1onal documents s1nce the pnor Form 990 was
f1led?
5 D1d the organ1zat1on become aware dunng the year of a matenal d1vers1on of the organ1zat1on's assets?
6 Does the organ1zat1on have members or stockholders?
7a Does the organ1zat1on have members, stockholders, or other persons who may elect one or more members of the
govern1ng body?
b Are any dec1s1ons of the govern1ng body subJect to approval by members, stockholders, or other persons?
8 D1d the organ1zat1on contemporaneously document the meet1ngs held or wntten act1ons undertaken dunng the
year by the following
2 No
3
No
4 No
5 No
6 No
7a No
7b Yes
a The govern1ng body? Sa Yes
1----+-----+---
b Each committee w1th authonty to act on behalf of the govern1ng body? Sb Yes
1----+-----+---
9 Is there any off1cer, director, trustee, or key employee l1sted 1n Part VII, Sect1on A, who cannot be reached at the
organ1zat1on's ma1l1ng address? If"Yes," prov1de the names and addresses 1n Schedule 0 9
Section B. Policies (Th1s Sect1on B requests mformat1on about pollc1es not requ1red by the Internal
Revenue Code.)
No
Yes No
lOa Does the organ1zat1on have local chapters, branches, or aff1l1ates?
b If "Yes," does the organ1zat1on have wntten pol1c1es and procedures govern1ng the act1v1t1es of such chapters,
aff1l1ates, and branches to ensure the1r operations are consistent w1th those of the organ1zat1on?
11 Has the organ1zat1on prov1ded a copy ofth1s Form 990 to all members of1ts govern1ng body before f1l1ng the form?
llA Descnbe 1n Schedule 0 the process, 1f any, used by the organ1zat1on to rev1ew the Form 990
lOa Yes
lOb Yes
11 Yes
12a Does the organ1zat1on have a wntten confl1ct of Interest pol1cy? If "No,"go to /me 13 12a Yes
b Are off1cers, directors or trustees, and key employees requ1red to disclose annually Interests that could g1ve nse
to conflicts? 12b Yes
c Does the organ1zat1on regularly and consistently mon1tor and enforce compliance w1th the pol1cy? If "Yes,"
descnbe 1n Schedule 0 how th1s 1s done
13 Does the organ1zat1on have a wntten wh1stleblower pol1cy?
14 Does the organ1zat1on have a wntten document retention and destruction pol1cy?
15 D1d the process for determ1n1ng compensation of the following persons Include a rev1ew and approval by
Independent persons, comparab1l1ty data, and contemporaneous substant1at1on of the del1berat1on and dec1s1on?
a The organ1zat1on's CEO, Execut1ve Director, or top management off1c1al
b Other off1cers or key employees of the organ1zat1on
If "Yes" to l1ne a orb, descnbe the process 1n Schedule 0 (See 1nstruct1ons)
16a D1d the organ1zat1on 1nvest 1n, contnbute assets to, or part1c1pate 1n a JOint venture or s1m1lar arrangement w1th a
12c Yes
13 Yes
14 Yes
15a Yes
15b Yes
taxable ent1ty dunng the year? f-1_6_a--+---+-N_o_
b If "Yes," has the organ1zat1on adopted a wntten pol1cy or procedure requ1nng the organ1zat1on to evaluate 1ts
part1c1pat1on 1n JOint venture arrangements under applicable federal tax law, and taken steps to safeguard the
organ1zat1on's exempt status w1th respect to such arrangements?
16
b
Section C. Disclosure
17 L1st the States w1th wh1ch a copy ofth1s Form 990 1s requ1red to be IL, CA

18 Sect1on 6104 requ1res an organ1zat1on to make 1ts Form 1023 (or 1024 1fappl1cable), 990, and 990-T (501(c)
(3)s only) available for public 1nspect1on Ind1cate how you make these available Check all that apply
I Own webs1te I Another's webs1te F Upon request
19 Descnbe 1n Schedule 0 whether (and 1fso, how), the organ1zat1on makes 1ts govern1ng documents, confl1ct of
Interest pol1cy, and f1nanc1al statements available to the public See Add1t1onal Data Table
20 State the name, phys1cal address, and telephone number of the person who possesses the books and records of the organ1zat1on
OFFICE OF THE CONTROLLER
1033 MASSACHUSETTS AVENUE 3RD FL
Cambndge, MA 02138
(617) 495-3976
Form 990 2009
Form 990 (2009)
iiifii!)U Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
Page 7
la Complete th1s table for all persons requ1red to be l1sted Report compensation for the calendar year end1ng w1th or w1th1n the organ1zat1on's
tax year Use Schedule J-2 1f add1t1onal space 1s needed
L1st all of the organ1zat1on's current off1cers, directors, trustees (whether 1nd1v1duals or organ1zat1ons), regardless of amount
of compensation, and current key employees Enter -0- 1n columns (D), (E), and (F) 1f no compensation was pa1d
L1st all of the organ1zat1on's current key employees See 1nstruct1ons for def1n1t1on of "key employee "
L1st the organ1zat1on's f1ve current highest compensated employees (other than an off1cer, director, trustee or key employee)
who rece1ved reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's former off1cers, key employees, or highest compensated employees who rece1ved more than $100,000
of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's former directors or trustees that rece1ved, 1n the capac1ty as a former director or trustee of the
organ1zat1on, more than $10,000 of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st persons 1n the following order 1nd1v1dual trustees or directors, 1nst1tut1onal trustees, off1cers, key employees, highest
compensated employees, and former such persons
I Check th1s box 1fthe organ1zat1on d1d not compensate any current or former off1cer, director, trustee or key employee
See add'l data
(A)
Name and T1tle
(B)
Average
hours
per
week
(C)
Pos1t1on (check all
that apply)
,
Q
:;;;)
...J
ol-'
....,
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
(E)
Reportable
compensation
from related
organ1zat1ons
(W- 2/1099-
MISC)
(F)
Est1mated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
Form 990 2009
Form 990 (2009)
lb Total .
9, 737,6881 20,1311
2 Total number of 1nd1v1duals (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than
$100,000 1n reportable compensation from the
3 D1d the organ1zat1on I 1st any former off1cer, director or trustee, key employee, or highest compensated employee
on l1ne 1 a? If "Yes," complete Schedule J for such JndJvJdual
4 For any 1nd1v1dual listed on l1ne 1a, 1s the sum of reportable compensation and other compensation from the
organ1zat1on and related organ1zat1ons greater than $150,000? If "Yes," complete Schedule] for such
JndJvJdual
5 D1d any person l1sted on l1ne 1a rece1ve or accrue compensation from any unrelated organ1zat1on for serv1ces
rendered to the orga n1zat1on? If "Yes," complete Schedule J for such person
Section B. Independent Contractors
1 Complete th1s table for your f1ve highest compensated Independent contractors that rece1ved more than
$100,000 of compensation from the organ1zat1on
(A) (B)
Name and bus1ness address Descnpt1on of serv1ces
Turner construction company
2 seaport lane contractor
boston, MA 02210
SKANSKA USA BUILDING INC
253 SUMMER STREET CONTractor
BOston, MA 02210
SHAWMUT DESIGN AND CONSTRUCTION
640 HARRISON AVENUE COntractor
BOston, MA 02118
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET MEDICAL) HOSPITAL
Boston, MA 02114
REGIMENT CAPITAL ADVISORS
222 BERKELEY STREET INVESTMENT MANAGEMENT
BOSton, MA 02116
2 Total number of Independent contractors (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than
$100,000 1n compensation from the organ1zat1on
3
4
5
Page 8
1,122,8081
Yes No
Yes
Yes
No
(C)
Compensation
96,037,726
76,691,684
53,056,211
23,123,642
19,228,102
Form 990 (2009)
Form 990 (2009) Page 9
~ ' " n
Statement of Revenue
(A) (B) (C) (D)
Total revenue Related or Unrelated Revenue
exempt bus1ness excluded from
funct1on revenue tax under
revenue sect1ons
512,513,or
514
~ $
la Federated campaigns la
cc
2:;::1 b M embers h 1 p dues lb
1,801,582
0')0
~ E c Fundra1s1ng events lc
123,825
......,(t
= ~
d Related organ1zat1ons ld
C"'.:::::
......,.-e e
Government grants (contnbut1ons)
le
620,525,000
c::;;
0
f
All other contnbut1ons, g1fts, grants, and
1f
648,555,198
- ....
]::
s1m1lar amounts not Included above
g Noncash contnbut1ons Included 1n
;:::: 0
75,435,148
~ " E
l1nes 1 a-lf $
(.)(!::
h Total. Add l1nes 1a-1f
... 1,271,005,605
(],l
Bus1ness Code
:::;
2a c STUDENT TUITION, R&B, 900,099 1,070,423,627 1,070,423,627
~
~
b LAB SERVICES & OTHER M 900,099 55,335,719 55,335,719
q..
<.;>
c SALES/SERVICES CONVENI 900,099 26,643,293 26,643,293
s;
d
.....
PUBUCATIONS 900,099 26,468,071 26,468,071
,
c
e AUXIUARY HEALTH SERVI 900,099 19,886,441 19,886,441
~
f A II other program serv1ce revenue 10,391,623 10,391,623
v
0
&:
g Total. Add l1nes 2a-2f .... 1,209, 148,774
3 Investment 1ncome (1nclud1ng d1v1dends, Interest
and other s1m1lar amounts)
... 366,797,344 366,797,344
4
Income from Investment of tax-exempt bond proceeds ... 165 165
5 Royalties
... 25,752,378 25,752,378
(1) Real (11) Personal
6a Gross Rents
109,040,466
b
Less rental 98,114,460
expenses
c
Rental 1ncome 10,926,006
or (loss)
d Net rental1ncome or (loss)
... 10,926,006 10,926,006
(1) Sec unt1es (11)0ther
7a
Gross amount 54,670,259,036 1,823,000
from sales of
assets other
than Inventory
b
Less cost or 54,259,864,104 1,820,210
other bas1s and
sales expenses
c
Gain or (loss) 410,394,932 2,790
d Net ga1n or (loss)
... 410,397,722 410,397,722
Sa Gross 1ncome from fundra1s1ng
ev events (not 1nclud1ng
::I
$
123,825

:>
of contnbut1ons reported on l1ne 1c)
ev See Part IV, l1ne 18
a:
a
15,850
...
~
b Less d1rect expenses b
.c 75,979
- 0 c Net 1ncome or (loss) from fundra1s1ng events
... -60,129 -60,129
9a Gross 1ncome from gam1ng act1v1t1es
See Part IV, l1ne 19
a
b Less d1rect expenses b
c Net 1ncome or (loss) from gam1ng act1v1t1es
...
lOa Gross sales of Inventory, less
returns and allowances
a
b Less cost of goods sold b
c Net 1ncome or (loss) from sales of Inventory
...
M 1scellaneous Revenue Bus1ness Code
lla
Unrelated bus1ness 1nc
900,099 28,410,179 28,410,179
b
c
d A II other revenue
e Total. Add l1nes 11a-11d
...
28,410,179
12 Total revenue. See Instructions
...
3,322,378,044 1,162,619,040 28,410,179 860,343,220
Form 990 2009)
Form 990 (2009) Page 10
lilflii!j Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns.
All other organizations must complete column (A) but are not required to complete columns (B) (C) and (D)
I I
Do not include amounts reported on lines 6b
1
(A)
(B) (C) (D)
Program serv1ce Management and Fund ra 1s1ng
7b
1
8b
1
9b
1
and lOb of Part VIII.
Total expenses
expenses general expenses expenses
1 Grants and other assistance to governments and organ1zat1ons
1n the U S See Part IV, l1ne 21
103,742,144 103,742,144
2 Grants and other assistance to 1nd1v1duals 1n the
u s See Part IV, l1ne 22
435,591,978 435,591,978
3 Grants and other assistance to governments,
organ1zat1ons, and 1nd1v1duals outs1de the U S See
Part IV, l1nes 15 and 16 53,511,199 53,511,199
4 Benef1ts pa1d to or for members
5 Compensation of current off1cers, directors, trustees, and
key employees 6,800, 702 288,741 5,828,643 683,318
6 Compensation not Included above, to d1squal1f1ed persons
(as def1ned under s ect1on 4 9 58 (f)(1 )) and persons
descnbed 1n sect1on 4958(c)(3)(B) 1,310,803 810,663 194,314 305,826
7 0 ther sa lanes and wages 1,306,817,785 1,192,471,229 79,389,180 34,957,376
8 Pens1on plan contnbut1ons (Include sect1on 401(k) and sect1on
403(b) employer contnbut1ons) 90,765,264 82,823,303 5,513,990 2,427,971
9 Other employee benef1ts 242,568,135 221,343,423 14,736,014 6,488,698
10 Payroll taxes 78,802,893 71,907,640 4, 787,276 2,107,977
11 Fees for s e rv 1c es (non-employees)
a Management 25,710,985 23,461,274 1,561,942 687,769
b Legal 9,255,360 8,445,516 562,263 247,581
c Accounting 2,275,084 2,076,014 138,211 60,859
d Lobby1ng 465,946 425,176 28,306 12,464
e Profess 1ona I fund ra 1s 1 ng See Part IV, /me 17 142,563 142,563
f Investment management fees 110,931,418 110,931,418
g 0 ther 243,443,481 222,142,177 14,789,191 6,512,113
12 Advert1s1ng and promot1on 12,234,842 11,164,293 743,267 327,282
13 0 ff1ce expenses 167,970,442 153,273,029 10,204,204 4,493,209
14 I nformat1on tee hnology 64,750,526 59,084,855 3,933,594 1, 732,077
15 Royalties 3,534,673 3,225,390 214,731 94,552
16 0 ccupancy 231,998,940 211,699,032 14,093,936 6,205,972
17 Travel 59,488,199 54,282,982 3,613,908 1,591,309
18 Payments of travel or entertainment expenses for any federal,
state, or local public off1c1als 9,186 8,382 558 246
19 Conferences, conventions, and meet1ngs 37,841,198 34,404,862 2,424,084 1,012,252
20 Interest 234,694,764 214,158,972 14,257,707 6,278,085
21 Payments to aff1l1ates
22 Deprec1at1on, depletion, and amort1zat1on 255,661,843 233,291,432 15,531,457 6,838,954
23 Insurance 9,072,572 8,278, 722 551,159 242,691
24 Other expenses Item1ze expenses not covered above (Expenses
grouped together and labeled miscellaneous may not exceed 5% of
total expenses shown on l1ne 25 below)
a PAYMENTS TO ANNUITANTS 57,749,000 52,695,962 3,508,252 1,544,786
b Miscellaneous OTHER EXP 43,967,790 40,120,609 2,671,043 1, 176,138
c BOOKS 36,660,288 33,452,512 2,227,113 980,663
d PUBLISHING 19,748,360 18,020,378 1,199,713 528,269
e TAXES AND FEES 11,912,513 10,870,168 723,685 318,660
f A II other expenses
25 Total functional expenses. Add l1nes 1 through 24f 3,959,430,876 3, 557,072,057 314,359,159 87,999,660
26 Joint costs. Check h e r e ~ j1ffollow1ng SOP 98-2
Complete th1s l1ne only 1fthe organ1zat1on reported 1n
column (B) JOint costs from a comb1ned educational
campa1gn and fundra1s1ng sol1c1tat1on
Form 990 (2009)
Form 990 (2009) Page 11
I:F.tiS:il Balance Sheet
(A) (B)
Beg1nn1ng of year End of year
1 C as h-non- 1 n t e rest- be a ring 26,169,000 1 18,515,000
2 Sav1ngs and temporary cash Investments 2 3,661,000
3 Pledges and grants receivable, net 826,106,000 3 810,882,000
4 Accounts receivable, net 17,018,000 4 110,596,000
5 Receivables from current and former off1cers, directors, trustees, key employees, and
highest compensated employees Complete Part II of
Schedule L 3,477,000 5 4,012,000
6 Receivables from other d1squal1f1ed persons (as def1ned under sect1on 49 58 (f)(1 ))
and persons described 1n s ect1on 4 9 58 (c )(3 )(B) Complete Part II of
Schedule L 6
1,/>
-
7 Notes and loans receivable, net 353,968,000 7 360,297,000
cJ)
'-"'
8 Inventories for sale or use 14,715,000 8 16,461,000
1,/>
<(
9 Pre pa 1d ex pens es and deferred charges 126,018,000 9 138,636,000
lOa Land, bu1ld1ngs, and equipment cost or other bas1s Complete 8, 113,836,000
Part VI of ScheduleD lOa
b Less accumulated deprec1at1on lOb 2,851,487,000 5,127,836,000 lOc 5,262,349,000
11 Investments-publicly traded securities 19,882,899,000 11 23,113,376,000
12 Investments-other securities See Part IV, l1ne 11 10,941,133,000 12 12,339,531,000
13 I nves tme nts -program- re Ia ted See Part IV, l1ne 11 13
14 Intangible assets 14
15 Other assets See Part IV, l1ne 11 6,533,568,000 15 4,908,048,000
16 Total assets. Add 11 nes 1 through 15 (must eq ua I l1ne 34) 43,852,907,000 16 47,086,364,000
17 Accounts payable and accrued expenses 342,258,000 17 372,836,000
18 Grants payable 18
19 Deferred revenue 19 133,348,000
20 Tax-exempt bond liabilities 3,147,000,000 20 3,541,607,000
'.1'
.9!
21 Escrow or custodial account l1ab111ty Complete Part IV of ScheduleD 21
=
22 Payables to current and former off1cers, directors, trustees, key
-
:.a employees, highest compensated employees, and d1squal1f1ed
~
::::l
persons Complete Part I I of Schedule L 22
23 Secured mortgages and notes payable to unrelated th1rd part1es 2,831,451,000 23 2, 742,590,000
24 Unsecured notes and loans payable to unrelated th1rd part1es 24
25 Other liabilities Complete Part X of ScheduleD 8,303,289,000 25 9,547,114,000
26 Total liabilities. Add l1nes 17 through 2 5 14,623,998,000 26 16,337,495,000
,fl
Organizations that follow SFAS 117, check h e r e ~ [7 and complete lines 27
q:.
through 29, and lines 33 and 34.
u
~
27 Unrestricted net assets 5,771,158,000 27 6,357,011,000
.:::;
-
.:::;
28 Temporarily restricted net assets 18,306,982,000 28 19,046,545,000
CQ
;::
29 Permanently restricted net assets 5,150,769,000 29 5,345,313,000
::::!
Organizations that do not follow SFAS 117, check h e r e ~ I and complete
u..
'- lines 30 through 34.
0
,fl 30 Capital stock or trust principal, or current funds 30
4)
31 Pa1d-1n or cap1tal surplus, or land, bu1ld1ng or equipment fund 31
,fl
,fl
~ 32 Reta1ned earn1ngs, endowment, accumulated 1ncome, or other funds 32
4)
33 Total net assets or fund balances 29,228,909,000 33 30,7 48,869,000
z
34 Total liabilities and net assets/fund balances 43,852,907,000 34 47,086,364,000
Form 990 2009)
Form 990 (2009) Page 12
:.F.Ti=
Financial Statements and Reporting
Yes No
1
Accounting method used to prepare the Form 990 I Cash F Accrual lather
If the organ1zat1on changed 1ts method of accounting from a pnor year or checked "0 ther," explain 1n Schedule 0
2a Were the organ1zat1on's f1nanc1al statements compiled or rev1ewed by an Independent accountant? 2a No
b Were the organ1zat1on's f1nanc1al statements aud1ted by an Independent accountant? 2b Yes
c If "Yes," to 2a or 2b, does the organ1zat1on have a committee that assumes respons1b1l1ty for oversight of the
aud1t, rev1ew, or comp1lat1on of 1ts f1nanc1al statements and selection of an Independent accountant?
If the organ1zat1on changed e1ther 1ts oversight process or selection process dunng the tax year, explain 1n
Schedule 0
2c Yes
d If"Yes"to l1ne 2a or2b, check a box below to 1nd1cate whether the f1nanc1al statements for the year were ISSUed
on a consolidated bas1s, separate bas1s, or both
I Separate bas1s F Consolidated bas1s I Both consolidated and separated bas1s
3a As a result of a federal award, was the organ1zat1on requ1red to undergo an aud1t or aud1ts as set forth 1n the
S1ngle Aud1t Act and OMB CircularA-133? 3a Yes
b If"Yes," d1d the organ1zat1on undergo the requ1red aud1t or audits? If the organ1zat1on d1d not undergo the req u1red 3b Yes
aud1t or aud1ts, explain why 1n Schedule 0 and descnbe any steps taken to undergo such aud1ts
Form 990 (2009)
SCHEDULE A
(Form 990 or 990EZ)
OMB No 1545-0047
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
2009
.... Attach to Form 990 or Form 990-EZ ..... See separate instructions.
Open to Public
Inspection
Name ofthe organ1zat1on Employer identification number
Reason for Public Charit
The organ1zat1on 1s not a pnvate foundation because 1t 1s (For l1nes 1 through 11, check only one box)
1 I A church, convention of churches, or assoc1at1on of churches section 170(b)(1)(A)(i).
2 P"" A school descnbed 1n section 170(b)(1)(A)(ii). (Attach Schedule E)
See mstruct1ons
3 I A hospital or a cooperative hospital serv1ce organ1zat1on descnbed 1n section 170(b)(1)(A)(iii).
4 I A medical research organ1zat1on operated 1n conjunction w1th a hospital descnbed 1n section 170(b)(1)(A)(iii). Enter the
hospital's name, c1ty, and state
5 I An organ1zat1on operated for the benefit of a college or un1vers1ty owned or operated by a governmental un1t descnbed 1n
section 170(b)(1)(A)(iv). (Complete Part II )
6 I A federal, state, or local government or governmental un1t descnbed 1n section 170(b)(1)(A)(v).
7 I An organ1zat1on that normally rece1ves a substantial part of 1ts support from a governmental un1t or from the general public
descnbed 1n
section 170(b)(1)(A)(vi) (Complete Part II )
8 I A commun1ty trust descnbed 1n section 170(b)(1)(A)(vi) (Complete Part II )
9 I An organ1zat1on that normally rece1ves (1) more than 331/3% of 1ts support from contnbut1ons, membership fees, and gross
rece1pts from act1v1t1es related to 1ts exempt functions-subject to certa1n exceptions, and (2) no more than 331/3% of
1ts support from gross Investment 1ncome and unrelated bus1ness taxable 1ncome (less sect1on 511 tax) from businesses
ac q u1red by the orga n1zat1on after june 3 0, 19 7 5 See sect ion 509(a)(2). (Complete Part II I )
10 I An organ1zat1on organ1zed and operated exclusively to test for public safety Seesection 509(a)(4).
11 I An organ1zat1on organ1zed and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of
one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or sect1on 509(a)(2) See section 509(a)(3). Check
the box that descnbes the type ofsupport1ng organ1zat1on and complete l1nes 11e through 11h
a I Type I b I Type II c I Type III -Functionally Integrated d I Type III- 0 ther
e I By check1ng th1s box, I cert1fy that the organ1zat1on 1s not controlled directly or 1nd1rectly by one or more d1squal1f1ed persons
f
g
h
other than foundation managers and other than one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or
sect1on 509(a)(2)
If the organ1zat1on rece1ved a wntten determ1nat1on from the IRS that 1t 1s a Type I, Type II or Type III supporting organ1zat1on,
check th1s box I
( i)
S1nce August 17, 2006, has the organ1zat1on accepted any g1ft or contnbut1on from any of the
following persons?
(i) a person who directly or 1nd1rectly controls, e1ther alone or together w1th persons descnbed 1n (11)
and (111) below, the govern1ng body of the the supported organ1zat1on?
(ii) a fam1ly member of a person descnbed 1n (1) above?
(iii) a 35% controlled ent1ty of a person descnbed 1n (1) or (11) above?
Prov1de the following 1nformat1on about the supported organ1zat1on(s)
(iii)
(iv)
Type of
(v)
Is the
organ1zat1on
D1d you not1fy the
(vi)
Is the
llg(i)
llg(ii)
llg(iii)
organ1zat1on 1n
Name of ( ii) (descnbed on
organ1zat1on 1n organ1zat1on 1n
col (1) l1sted 1n
supported EIN l1nes 1- 9 above
col (1) of your col (1) organ1zed
or IRC sect1on
your govern1ng
sup port? 1n the U S ?
organ1zat1on
document?
(see
1nstruct1ons)) Yes No Yes No Yes No
Yes No
(vii)
A mount of
sup port?
Total
For Paperwork Reducbon Act Nobce, see the lnstrucbons for Form 990 Cat No 11285F ScheduleA(Form 990or 990-EZ)2009
Schedule A (Form 990 or 990-EZ) 2009 Page 2
MihiiiM Support Schedule for Organizations Described in IRC 170(b)(l)(A)(iv) and 170(b)(l)(A)(vi)
(Complete only 1f you checked the box on line 5, 7, or 8 of Part 1.)
Section A Public Support
Calendar year (or f1scal year beg1nn1ng
1n)
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual
grants")
2 Tax revenues lev1ed for the
orga n1zat1on' s be nef1t and e 1the r
pa1d to or expended on 1ts
behalf
3 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on w1thout charge
4 Total. Add l1nes 1 through 3
5 The port1on oftotal contnbut1ons by
each person (other than a
governmental un1t or publicly
supported organ1zat1on) Included on
l1ne 1 that exceeds 2% of the
amount shown on l1ne 11, column
(f)
6 Public Support. Subtract l1ne 5 from
l1ne 4
Sect1on B. Total Support
1n)
7 A mounts from l1ne 4
8 Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
9 Net 1ncome from unrelated
bus1ness actiVIties, whether or
not the bus1ness 1s regularly
earned on
10 Other 1ncome (Explain 1n Part
IV ) Do not Include ga1n or loss
from the sale of cap1tal assets
11 Total support (Add l1nes 7
through 10)
(a) 2005 (b) 2006
(a) 2005 (b) 2006
12 Gross rece1pts from related actiVIties, etc (See 1nstruct1ons )
(c) 2007 (d) 2008 (e) 2009 (f) Total
(c) 2007 (d) 2008 (e) 2009 (f) Total
I 12 I
13 First Five Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on,
check th1s box and stop here ,..,
Section C. Com utation of Public Su ort Percenta e
14 Public Support Percentage for 2009 (l1ne 6 column (f) d1v1ded by l1ne 11 column (f))
15 P u b 11 c S up port P e rc e n tag e for 2 0 0 8 S c he d u I e A , P a rt II , 11 n e 1 4
16a 33 1/30/o support test-2009. If the organ1zat1on did not check the box on l1ne 13, and l1ne 14 IS 33 1/3% or more, check th1s box
and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,
b 33 1/30/o support test-2008. If the organ1zat1on did not check the box on l1ne 13 or 16a, and l1ne 15 IS 33 1/3% or more, check th1s
box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,
17a 100/o-facts-and-circumstances test-2009. If the organ1zat1on did not check a box on l1ne 13, 16a, or 16b and l1ne 14
1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here. Explain
1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly supported
organ1zat1on ... ,
b 100/o-facts-and-circumstances test-2008. If the organ1zat1on did not check a box on l1ne 13, 16a, 16b, or 17a and l1ne
15 1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here.
Explain 1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly
supported organ1zat1on ... ,
18 Private Foundation If the organ1zat1on d1d not check a box on l1ne 13, 16a, 16b, 17 a or 17 b, check th1s box and see
1nstruct1ons
Schedule A Form 990 or 990-EZ 2009
Schedule A (Form 990 or 990-EZ) 2009
MihiihM Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only 1f you checked the box on line 9 of Part 1.)
s t- A P br s t ec 1on u IC uppor
Page 3
(a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total
1n)
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual grants ")
2 Gross rece1pts from adm1ss1ons,
me rc hand 1s e sold or s e rv 1c es
performed, or fac111t1es furnished 1n
any act1v1ty that 1s related to the
organ1zat1on's tax-exempt
purpose
3 Gross rec e 1 pts from act1v 1t1es that
are not an unrelated trade or
bus1ness under sect1on 513
4 Tax revenues lev1ed for the
orga n1zat1on' s be nef1t and e 1the r
pa1d to or expended on 1ts
behalf
5 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on w1thout charge
6 Total. Add l1nes 1 through 5
7a Amounts Included on l1nes 1, 2,
and 3 rece1ved from d1squal1f1ed
persons
b A mounts Included on l1nes 2 and 3
rece1ved from other than
d 1s qua l1f1ed persons that exceed
the g reate r of $ 5 , 0 0 0 or 1 % of the
amount on l1ne 13 for the year
c Add l1nes 7a and 7b
8 Public Support (Subtract l1ne 7c
from l1ne 6 )
s ect1on B T ota IS up port
(a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total
1n)
9 A mounts from l1ne 6
lOa Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
b Unrelated bus1ness taxable
1ncome (less sect1on 511 taxes)
from bus 1 ness es ac q u1 red after
June30,1975
c Add l1nes lOa and lOb
11 Net 1ncome from unrelated
bus1ness act1v1t1es not Included
1n l1ne lOb, whether or not the
bus1ness 1s regularly earned on
12 Other 1ncome Do not Include
ga1n or loss from the sale of
cap1tal assets (Explain 1n Part
IV )
13 Total support (Add l1nes 9, lOc,
11and12)
14 F1rst F1ve Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on,
check th1s box and stop here
Section C. Com utation of Public Su ort Percenta e
15 Public Support Percentage for 2009 (l1ne 8 column (f) d1v1ded by l1ne 13 column (f))
16 P u b 11 c s up port p e rc e n tag e from 2 0 0 8 S c he d u I e A , P a rt I II , 11 n e 1 5
Section D. Com utation of Investment Income Percenta e
17 Investment 1ncome percentage for 2009 (l1ne lOc column (f) d1v1ded by l1ne 13 column (f))
18 Investment 1ncome percentage from 2008Schedule A, Part III, l1ne 17
19a 33 1/30/o support tests-2009. If the organ1zat1on did not check the box on l1ne 14, and l1ne 15 IS more than 33 1/3% and l1ne 17 IS not
more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported
organ1zat1on jllrrj
b 33 1/30/o support tests-2008. If the organ1zat1on did not check a box on l1ne 14 or l1ne 19a, and l1ne 16 IS more than 33 1/3%
18 1s not more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on
20 Private Foundation If the organ1zat1on d1d not check a box on l1ne 14, 19a or 19b, check th1s box and see 1nstruct1ons
and l1ne
... ,
... ,
Schedule A Form 990 or 990-EZ 2009
Schedule A (Form 990 or 990-EZ) 2009 Page 4
MiifillM Supplemental Information. Supplemental Information. Complete th1s part to prov1de the explanation
requ1red by Part II, lme 10; Part II, lme 17a or 17b; or Part III, line 12. Prov1de any other add1t1onal
mformat1on. See mstruct1ons
Schedule A (Form 990 or 990-EZ) 2009
scHEDULE c Political Campaign and Lobbying Activities
(Form 990 or 990-EZ)
For Organizations Exempt From Income Tax Under section 501 (c) and section 527
if the organization is described below.
to Form 990 or Form 990-EZ. separate instructions.
OMB No 1545-0047
2009
Open to Public
Inspection
If the organization answered "Yes," to Form 990, Part IV, Line 3, or Form 990-EZ, Part VI, line 46 (Political Campaign Activities),
then
Sect1on 501(c)(3) organ1zat1ons Complete Parts 1-A and B Do not complete Part 1-C
Sect1on 501(c) (other than sect1on 501(c)(3)) organ1zat1ons Complete Parts 1-A and C below Do not complete Part 1-B
Sect1on 527 organ1zat1ons Complete Part 1-A only
If the organization answered "Yes," to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Sect1on 501 ( c )(3) organ1zat1ons that have f1led Form 5768 ( elect1on under sect1on 501 (h)) Complete Part II-A Do not complete Part 11-B
Sect1on 501 ( c )(3) organ1zat1ons that have NOT f1led Form 5768 ( elect1on under sect1on 501 (h)) Complete Part 11-B Do not complete Part II-A
If the organization answered "Yes," to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35a (regarding proxy tax), then
Sect1on 501(c)(4), (5), or (6) organ1zat1ons Complete Part Ill
Name ofthe organ1zat1on Employer ldent1f1cat1on number
04-2103580
anization is exem t under section 501 c or is a section 527 or anization.
1 Prov1de a descnpt1on of the organ1zat1on's d1rect and 1nd1rect pol1t1cal campa1gn act1v1t1es 1n Part IV
2
Pol1t1cal expenditures $ _______ _
3 Volunteer hours
lilflii:J Complete if the organization is exempt under section 501(c)(3).
1
2
Enter the amount of any exc1se tax Incurred by the organ1zat1on under sect1on 4955
$ ______ _
Enter the amount of any exc1se tax Incurred by organ1zat1on managers under sect1on 4955
$ _______ _
3 Ifthe organ1zat1on Incurred a sect1on 4955 tax, d1d 1t file Form 4720 forth1s year?
4a Was a correction made?
b If "Yes," descnbe 1n Part IV
I Yes
I Yes
I No
I No
lilflll3 Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1 Enter the amount directly expended by the f1l1ng organ1zat1on for sect1on 527 exempt funct1on act1v1t1es $ ________ _
2 Enter the amount of the f1l1ng organ1zat1on's funds contnbuted to other organ1zat1ons for sect1on 527
exempt funt1on act1v1t1es $ _______ _
3 Total exemptfunct1on expenditures Add l1nes 1 and 2 Enter here and on Form 1120-POL, l1ne 17b
$ _______ _
4 D1d the f1l1ng organ1zat1on file Form 1120-POL for th1s year? lves I No
5 State the names, addresses and employer ldent1f1cat1on number (EIN) of all sect1on 527 pol1t1cal organ1zat1ons to wh1ch payments
were made For each organ1zat1on listed, enter the amount pa1d from the f1l1ng organ1zat1on's funds Also enter the amount of pol1t1cal
contnbut1ons rece1ved that were promptly and directly delivered to a separate pol1t1cal organ1zat1on, such as a separate segregated
fund or a pol1t1cal act1on committee (PAC) If add1t1onal space 1s needed, prov1de 1nformat1on 1n Part IV
(a) Name (b) Address (c)EIN (d) A mount pa1d from
(e) A mount of pol1t1cal
f1l1 ng orga n1zat1on's
contnbut1ons rece1ved
funds If none, enter -0-
and promptly and
directly delivered to a
separate pol1t1cal
organ1zat1on If none,
enter -0-
For Pnvacy Act and Paperwork Reduction Act Not1ce, see the mstruct1ons for Form 990.
Cat No 500845 Schedule C Form 990 or 990-EZ 2009
Schedule C (Form 990 or 990-EZ) 2009 Page 2
lihiiii.;i Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election
under section 501(h)).
A Check I 1fthe f1l1ng organ1zat1on belongs to an aff1l1ated group
B Check I 1fthe f1l1ng organ1zat1on checked box A and "l1m1ted control" prov1s1ons apply
la
b
c
d
e
f
g
h
i
2a
b
c
d
e
f
Limits on Lobbying Expenditures
(a) F1l1ng
0 rgan1zat1on's
(The term "expenditures" means amounts paid or incurred.)
Totals
Total lobby1ng expenditures to Influence public op1n1on (grass roots lobby1ng)
Total lobby1ng expenditures to Influence a leg1slat1ve body (d1rect lobby1ng)
Total lobby1ng expenditures (add l1nes 1a and 1b)
Other exempt purpose expenditures
Total exempt purpose expenditures (add l1nes 1c and 1d)
Lobby1ng nontaxable amount Enter the amount from the following table 1n both
columns
If the amount on line le, column (a) or (b) is: The lobbying nontaxable amount is:
Not over $500,000 20% of the amount on line 1e
Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000
Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000
Over $17,000,000 $1,000,000
Grassroots nontaxable amount (enter 25% of l1ne 1 f)
Subtract l1ne 1g from l1ne 1a If zero or less, enter -0-
Subtract l1ne lffrom l1ne 1c If zero or less, enter -0-
If there 1s an amount other than zero on e1ther l1ne 1 h or l1ne 11, d1d the organ1zat1on file Form 4 7 20 reporting
sect1on 4911 tax for th1s year?
4-Year Averaging Period Under Section 501(h)
(b) Aff1l1ated
Group
Totals
I Yes 1 No
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) Total
beginning in)
Lobby1ng non-taxable amount
Lobby1ng cei11ng amount
(150% ofl1ne 2a, column(e))
Total lobby1ng expenditures
Grassroots non-taxable amount
Grassroots cei11ng amount
(150% ofl1ne 2d, column (e))
Grassroots lobby1ng expenditures
Schedule C Form 990 or 990-EZ 2009
Schedule C (Form 990 or 990-EZ) 2009 Page 3
lihilid:l Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768
(election under section 501(h)).
(a) (b)
Yes No Amount
1 Dunng the year, d1d the f1l1ng organ1zat1on attempt to Influence fore1gn, nat1onal, state or local
leg1slat1on, 1nclud1ng any attempt to Influence public op1n1on on a leg1slat1ve matter or referendum,
through the use of
a Volunteers? No
b Pa1d staff or management (Include compensation 1n expenses reported on l1nes 1c through 11)?
c Med1a advertisements?
Yes
No
d Ma1l1ngs to members, legislators, or the publ1c? Yes 200
e Publ1cat1ons, or published or broadcast statements?
f Grants to other organ1zat1ons for lobby1ng purposes?
Yes
Yes
25,000
202,050
g D1rect contact w1th legislators, the1r staffs, government off1c1als, or a leg1slat1ve body? Yes 238,696
h Rall1es, demonstrations, sem1nars, conventions, speeches, lectures, or any s1m1lar means?
i Other act1v1t1es? If "Yes," descnbe 1n Part IV Yes
No
j Total l1nes 1c through 11 465,946
2a D1d the act1v1t1es 1n l1ne 1 cause the organ1zat1on to be not descnbed 1n sect1on 501 (c)(3)?
I
No
b If "Yes," enter the amount of any tax Incurred under sect1on 4912
c If "Yes," enter the amount of any tax Incurred by organ1zat1on managers under sect1on 4912
d If the f1l1 ng orga n1zat1on 1 nc urred a s ect1on 4 912 tax, d 1d 1t file Form 4 7 2 0 for th1s year? I
Complete if the organization is exempt under section 501(c)(4), section 501(c)(S), or section
501(c)(6).
1
2
Were substantially all (90% or more) dues rece1ved nondeductible by members?
D1d the organ1zat1on make only In-house lobby1ng expenditures of$2,000 or less?
Yes No
1
2
3 D1d the organ1zat1on agree to carryover lobby1ng and pol1t1cal expenditures from the pnor year? 3
Complete if the organization is exempt under section 501(c)(4), section 501(c)(S), or section
501(c)(6) 1f BOTH Part III-A, lines 1 and 2 are answered "No" OR 1f Part III-A, hne 3 IS
answered "Yes".
1 Dues, assessments and s1m1lar amounts from members 1
2 Sect1on 162(e) non-deductible lobby1ng and pol1t1cal expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a Current year
2a
b Carryover from last year 2b
c Total 2c
3 Aggregate amount reported 1n sect1on 6033(e)(1)(A) not1ces of nondeductible sect1on 162(e) dues 3
4 If not1ces were sent and the amount on l1ne 2c exceeds the amount on l1ne 3, what port1on of the excess
does the organ1zat1on agree to carryover to the reasonable est1mate of nondeductible lobby1ng and
pol1t1cal expenditure next year? 4
5 Taxable amount of lobby1ng and pol1t1cal expenditures (see 1nstruct1ons) 5
Supplemental Information
C om pIe t e t h 1 s p a rt to pro v 1 de the des c n p t 1 on s re q u 1 red for P a rt 1- A , 11 n e 1 , P a rt 1- B, 11 n e 4 , P a rt 1- C , 11 n e 5 , a n d P a rt II- B, 11 n e 11
Also, complete th1s part for any add1t1onal 1nformat1on
Identifier Ret urn Reference
Part IV, Supplemental Information
Explanation
SCHEDULE C, PART I-A, PART I-B THE UNIVERSITY DOES
NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL
CAMPAIGN ACTIVITIES ON BEHALF OF OR IN
OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE
THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY
EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE
ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES
UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE
CODE LOBBYING ACTIVITY SCHEDULE C, PART II-B- THE
UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID
NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE
ELECTION BY FILING FORM 5768 -THE UNIVERSITY HAS
ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS
AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN
PERSON LOBBYING DISCLOSURES FOR FORM 990 JULY 1,
2009 THROUGH JUNE 30,2010 ISSUES LOBBIED AT THE
FEDERAL LEVEL INCLUDE -LEGISLATION AFFECTING
INTELLECTUAL PROPERTY,- ISSUES RELATED TO NATIVE
AMERICAN GRAVES PROTECTION AND REPATRIATION
ACT,- ISSUES RELATING TO LABOR,- ISSUES RELATED
TO EXPANSION AND SIMPLIFICATION OF THE TUITION
TAX CREDITS AND DEDUCTION AND EXTENSION OF IRA
CHARITABLE ROLL-OVER PROVISION,- PROVISIONS
RELATED TO 403(B) PENSION ACCOUNTS,- ISSUES
REGARDING TAX ADMINISTRATION, EMPLOYEE BENEFITS
AND HEALTH CARE REFORM,- ISSUES RELATED TO
COLLEGE AND UNIVERSITY ENDOWMENTS,-
LEGISLATION AFFECTING STEM CELL RESEARCH AND
THERAPEUTIC CLONING,- APPROPRIATIONS FOR
STUDENT FINANCIAL AID, RESEARCH IN NIH, NSF, DOD,
DOE, NASA, EPA, HUD, TRANSPORTATION, INTERIOR,
HEALTH PROFESSIONS, HUMANITIES AND ARTS
ENDOWMENTS,- AMERICAN RECOVERY AND
REINVESTMENT ACT RELATING TO RESEARCH FUNDING
AND STUDENT CONCERNS,- IMMIGRATION LEGISLATION
AND STUDENT VISA ISSUES,- STUDENT LENDING ISSUES,
COLLEGE COST, ACCOUNTABILITY, GRADUATE
EDUCATION AND INTERNATIONAL EDUCATION AND
VETERANS EDUCATION ISSUES,- LEGISLATION
CONCERNING EDUCATION AND THE INTERNET,
COMMUNITY SERVICE BY STUDENTS, EDUCATIONAL
DATA AND ANALYSIS, STUDENT LOANS AND GRANTS, AND
HIGHER EDUCATION REAUTHORIZATION- LEGISLATION
RELATING TO RESEARCH AND CLEAN ENERGY ISSUES
ISSUES LOBBIED FOR THE STATE OF MASSACHUSETTS -
ISSUES REGARDING THE MASSACHUSETTS EDUCATIONAL
FINANCING AUTHORITY AND STUDENT LOANS,- ISSUES
RELATED TO TRANSPORTATION POLICY IN
MASSACHUSETTS,- UPMIFA- AN ACT PROVIDING FOR
THE UNIFORM PRUDENT MANAGEMENT OF
INSTITUTIONAL FUNDS,- ISSUES RELATED TO TAX
POLICY REGARDING NON-PROFITS,- ISSUES RELATED TO
MASSACHUSETTS STATE STEM CELL STATUTE,- ISSUES
RELATED TO PROVIDING FOR JOB CREATION BY SMALL
BUSINESS- ISSUES RELATED TO EDUCATION REFORM,-
ISSUES RELATED TO STUDENT HEALTH INSURANCE
PROGRAMS,- ISSUES RELATED TO PUBLIC INSPECTION
OF RECORDS MADE OR RECEIVED BY SPECIAL STATE
POLICE OFFICERS AT EDUCATIONAL INSTITUTIONS AND
HOSPITALS THE UNIVERSITY PAYS MEMBERSHIP DUES
TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN
LOBBYING ACTIVITIES THEREFORE, A PORTION OF THE
DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES
Schedule C Form 990 or 990EZ 2009
SCHEDULED
(Form 990)
OMB No 1545-0047
Supplemental Financial Statements
2009
if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
to Form 990. separate instructions.
Open to Public
Inspection
Name of the organization Employer identification number
04-2103580
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete 1f the
orqan1zat1on answere Yes to Form Part IV me d II 990 I 6
(a) Donor adv1sed funds (b) Funds and other accounts
1
2
3
4
5
Total number at end of year 32
Aggregate contnbut1ons to (dunng year) 40,188,761
Aggregate grants from (dunng year) 18,360,673
Aggregate value at end of year 153,279,626
D1d the organ1zat1on Inform all donors and donor adv1sors 1n wnt1ng that the assets held 1n donor adv1sed
funds are the organ1zat1on's property, subject to the organ1zat1on's exclus1ve legal control?
6 D1d the organ1zat1on Inform all grantees, donors, and donor adv1sors 1n wnt1ng that grant funds may be
F Yes
used only for chantable purposes and not for the benefit of the donor or donor adv1sor, or for any other purpose
confemng 1mperm1ss1ble pnvate benefit F Yes
lilftiiil Conservation Easements. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 7.
1 Purpose(s) of conservation easements held by the organ1zat1on (check all that apply)
I Pres e rvat1on of Ia nd for public use (e g , rec reat1on or pleasure) I Pres e rvat1on of an h1s tone ally 1m porta ntly Ia nd a rea
I P rotect1on of natural hab1tat I Preservation of a cert1f1ed h1stonc structure
I Preservation of open space
2 Complete l1nes 2a-2d 1fthe organ1zat1on held a qual1f1ed conservation contnbut1on 1n the form of a conservation
easement on the last day of the tax year
I No
I No
Held at the End of the Year
a Total number of conservation easements 2a
b Total acreage restncted by conservation easements 2b
c Number of conservation easements on a cert1f1ed h1stonc structure Included 1n (a) 2c
d Number of conservation easements Included 1n (c) acqu1red after 8/17/06 2d
3 Number of conservation easements mod1f1ed, transferred, released, ext1ngu1shed, or terminated by the organ1zat1on dunng
the taxable
4 Number of states where property subject to conservation easement 1s
5 Does the organ1zat1on have a wntten pol1cy regarding the penod1c mon1tonng, 1nspect1on, handling of v1olat1ons, and
enforcement of the conservation easements 1t holds? I Yes I No
6 Staff and volunteer hours devoted to mon1tonng, 1nspect1ng and enforcing conservation easements dunng the
7 A mount of expenses Incurred 1n mon1tonng, 1nspect1ng, and enforcing conservation easements dunng the
8 Does each conservation easement reported on l1ne 2(d) above sat1sfy the requirements of sect1on
170(h)(4)(B)(I) and 170(h)(4)(B)(11)? I Yes
9 In Part XIV, descnbe how the organ1zat1on reports conservation easements 1n 1ts revenue and expense statement, and
balance sheet, and Include, 1f applicable, the text of the footnote to the organ1zat1on's f1nanc1al statements that descnbes
the organ1zat1on's accounting for conservation easements
lilftiihi Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 8.
1a If the organ1zat1on elected, as permitted under SFAS 116, not to report 1n 1ts revenue statement and balance sheet works of
art, h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, educat1on or research 1n furtherance of public serv1ce,
prov1de, 1n Part XIV, the text of the footnote to 1ts f1nanc1al statements that descnbes these 1tems
b If the organ1zat1on elected, as permitted under SFAS 116, to report 1n 1ts revenue statement and balance sheet works of art,
h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, education, or research 1n furtherance of public serv1ce,
prov1de the following amounts relat1ng to these 1tems
I No
(i) Revenues Included 1n Form 990, Part VIII, l1ne 1
(ii)Assets Included 1n Form 990, Part X
_______ _
_______ _
2 If the organ1zat1on rece1ved or held works of art, h1stoncal treasures, or other s1m1lar assets for f1nanc1al ga1n, prov1de the
following amounts requ1red to be reported under SFAS 116 relat1ng to these 1tems
a
Revenues Included 1n Form 990, Part VIII, l1ne 1
_______ _
b
Assets Included 1n Form 990, Part X
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 52283D ScheduleD (Form 990) 2009
ScheduleD (Form 990) 2009 Page 2
iilffiih! Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contmued)
3 Us1ng the organ1zat1on's access1on and other records, check any of the following that are a s1gn1f1cant use of 1ts collection
1tems (check all that apply)
a p- Public exhibition d p- Loan or exchange programs
b p- Scholarly research e I 0 ther
c p- Preservation for future generations
4 Prov1de a descnpt1on of the organ1zat1on's collections and explain how they further the organ1zat1on's exempt purpose 1n
Part XIV
5 Dunng the year, d1d the organ1zat1on sol1c1t or rece1ve donat1ons of art, h1stoncal treasures or other s1m1lar
assets to be sold to ra1se funds rather than to be ma1nta1ned as part of the organ1zat1on's collection? p- Yes I No
lilft'IIN Escrow and Custodial Arrangements. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
la Is the organ1zat1on an agent, trustee, custodian or other 1ntermed1ary for contnbut1ons or other assets not
Included on Form 990, Part X?
b If "Yes," explain the arrangement 1n Part XIV and complete the following table
c Beg1nn1ng balance lc
d Add1t1ons dunng the year ld
e D1stnbut1ons dunng the year le
f End1ng balance 1f
2a D1d the organ1zat1on Include an amount on Form 990, Part X, l1ne 21?
b If "Yes," explain the arrangement 1n Part XIV
p- Yes I No
Amount
13,889,687
13,889,687
I Yes
:.Til:
Endowment Funds. Complete 1f the organ1zat1on answered "Yes" to Form 990 Part IV line 10.
(a)Current Year (b)Pnor Year (c)Two Years Back
(d)Three Years
(e) Four Years Back
Back
la Beg1nn1ng of year balance
25,391,866,000 36,002,246,000
b C ontnbut1ons
285,388,000 244,494,000
c Investment earn1ngs or losses
332,291,700 -9,263,345,000
d Grants or scholarships
215,812,000 234,855,000
e Other expenditures for fac1l1t1es
1, 773,811,000 1,218,586,000
and programs
f Adm1n1strat1ve expenses
128,357,000 138,088,000
g End of year balance
23,891,565,700 25,391,866,000
2 Prov1de the est1mated percentage of the year end balance held as
a Board designated or quas1-endowment ~
26.000%
b Permanent endowment ~
18.000%
c Term endowment ~ 56.000 /o
3a Are there endowment funds not 1n the possession of the organ1zat1on that are held and adm1n1stered for the
organ1zat1on by Yes No
(i) unrelated organ1zat1ons
(ii) related organ1zat1ons
b If "Yes" to 3a(11), are the related organ1zat1ons listed as requ1red on ScheduleR?
4 Descnbe 1n Part XIV the Intended uses of the organ1zat1on's endowment funds
~ ~
Investments-Land, Buildings, and Equipment. See Form 990
(a) Cost or other
Descnpt1on of Investment baSIS
(Investment)
la Land
b Bu1ld1ngs
c Leasehold Improvements
d Equipment
e Other 19,796,000
Totai.Add l1nes 1a-1e (Column (d) should equal Form 990, Part X, column (B), lme 10(c).)
I 3a(i) Yes
j 3a(ii) Yes
3b I Yes I
Part X lme 10.
(b )Cost or other (c) Accumulated
bas1s (other) deprec1at1on
(d) Book value
470,919,000 470,919,000
6,019,631,000 2, 308,535,000 3,711, 096,000
80,889,000 80,889,000
782,158,000 542,952,000 239,206,000
740,443,000 760,239,000
~ 5,262,349,000
ScheduleD (Form 990) 2009
ScheduleD (Form 990) 2009
Page 3
I:E.Tia'n Investments Other Securities. See Form 990 Part X lme 12.
(a) Descnpt1on of secunty or category
(b)Book value
(c) Method of valuation
(1nclud1ng name of secunty) Cost or end-of-year market value
F1nanc1al denvat1ves
Closely-held equ1ty Interests
0 ther
PRIVATE EQUITIES 6,116,637,000 F
REAL assets 6,222,894,000 F
Total. (Column (b) should equal Form 990, Part X, col (B) /me 12)

12,339,531,000
Investments-Program Related. See Form 990 Part X lme 13.
(a) Descnpt1on of Investment type (b) Book value
(c) Method of valuation
Cost or end-of-year market value

Other Assets. See Form 990 Part X lme 15.
(a) Descnpt1on (b) Book value
COLLATERAL-SEC BORROWG AGRMTS 3,800,481,000
OTHER INVESTMENTS 809,938,000
INT IN TRUSTS HELD BY OTHERS 297,629,000
Total. (Column (b) should equal Form 990, Part X, co/.(8) /me 15.) 4,908,048,000
Other Liabilities. See Form 990 Part X lme 25.
1
(a) Descnpt1on of L1ab1l1ty
(b) A mount
Federal Income Taxes
DEPOSITS AND OTHER LIABILITIES 34 7,558,000
SECURITIES LENDING AND OTHER INVESTMENT
LIABILITIES 7,523,366,000
LIABILITIES DUE UNDER SPLIT INTEREST
AGREEMENTS 705,601,000
ACCRUED RETIREMENT OBLIGATIONS 909,193,000
GOVERNMENT LOAN ADVANCES 61,396,000
9,54 7,114,000
2. F1n 48 Footnote In Part XIV, prov1de the text of the footnote to the organ1zat1on's f1nanc1al statements that reports the organ1zat1on's
l1ab111ty for uncertain tax pos1t1ons under FIN 48
Schedule D Form 990 2009
ScheduleD (Form 990) 2009 Page 4
I
Reconciliation of Chanae in Net Assets from Form 990 to Financial Statements
1
Total revenue (Form 990, Part VIII, column (A), l1ne 12) 1
2
Total expenses (Form 990, Part IX, column (A), line 25) 2
3
Excess or (def1c1t) for the year Subtract I me 2 from l1ne 1 3
4
Net unrealized ga1ns (losses) on Investments 4
5
Donated serv1ces and use offac1l1t1es 5
6
Investment expenses 6
7
Pnor penod adjustments 7
8
Other (Descr1be 1n Part XIV) 8
9
Total adJustments (net) Addlmes4-8 9
10
Excess or (def1c1t) for the year per fmanc1al statements Combine lmes 3 and 9 10
Reconciliation of Revenue per Audited Financial Statements With Revenue er Return
1 Total revenue, ga1ns, and other support per aud1ted fmanc1al statements 1
2 Amounts Included on I me 1 but not on Form 990, Part VIII, line 12
a Net unrealized ga1ns on mvestments 2a
b Donated serv1ces and use offac1l1t1es 2b
< Recoveries of pnor year grants 2<
d Other (Descr1be m Part XIV) 2d
e Add l1nes 2a through 2d 2e
3 Subtract l1ne 2e from l1ne 1 3
4 Amounts Included on Form 990, Part VIII, l1ne 12, but not on l1ne 1
a Investment expenses not mcluded on Form 990, Part VIII, l1ne 7b 4a
b Other (Descnbe m Part XIV) 4b
< Add l1nes 4a and 4b 4<
5 Total Revenue Add lmes 3 and 4c. (Th1s should equal Form 990, Part I, l1ne 12) 5
Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per aud1ted f1nanc1al
statements 1
2 Amounts Included on I me 1 but not on Form 990, Part IX, l1ne 25
a Donated serv1ces and use offacil1t1es 2a
b Pr1or year adjustments 2b
< Other losses 2<
d Other (Descr1be m Part XIV) 2d
e Add l1nes 2a through 2d 2e
3 Subtract l1ne 2e from l1ne 1 3
4 Amounts Included on Form 990, Part IX, l1ne 25, but not on l1ne 1:
a Investment expenses not mcluded on Form 990, Part VIII, l1ne 7b 4a
b Other (Descr1be m Part XIV) 4b
< Add l1nes 4a and 4b 4<
5 Total expenses Add l1nes 3 and 4c. (Th1s should equal Form 990, Part I, line 18
I
5
Supplemental Information
Complete th1s part to prov1de the descnpt1ons requ1red for Part II, l1nes 3, 5, and 9, Part III, lmes la and 4, Part IV, l1nes lb and 2b,
Part V, l1ne 4, Part X, Part XI, I me 8, Part XII, lmes 2d and 4b, and Part XIII, l1nes 2d and 4b Also complete th1s part to prov1de any
addit1onal1nformat1on
Identifier
Part III, L1ne 1a
Part III, L1ne 4
Part IV, L1ne 1b
PartV,Lme4
Return Reference
Descnpt1on of intended Use of
Endowment Funds
Explanation
Part III, l1ne la The Un1vers1ty's vast array of museums and
l1branes houses pnceless works of art, h1stoncal treasures,
l1terary works, and art1facts These collections are protected and
preserved for public exh1b1t1on, education, research, and the
furtherance of public serv1ce They are ne1ther disposed of for
f1nanc1al ga1n nor encumbered 1n any manner Accordingly, such
collections are not recorded forf1nanc1al statement purposes
HARVARD ART MUSEUM THE HARVARD ART MUSEUM
COMPRISES THREE MUSEUMS (FOGG MUSEUM, BUSCH-
REISINGER MUSEUM, ARTHUR M SACKLER MUSEUM) AND
FOUR RESEARCH CENTERS (STRAUS CENTER FOR
CONSERVATION AND TECHNICAL STUDIES, CENTER FOR
THE TECHNICAL STUDY OF MODERN ART, HARVARD ART
MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF
SARDIS, TURKEY) THE HARVARD ART MUSEUM'S
COLLECTION CONSISTS 0 F M 0 RE THAN 250,000 0 BJECTS
IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO
THE PRESENT, AND COMING FROM EUROPE, NORTH
AMERICA, NORTH AFRICA, THE MIDDLE EAST, SOUTH
ASIA, EAST ASIA, AND SOUTHEAST ASIA THE HARVARD
MUSEUM ART COLLECTION IS AN IM PORTA NT RESOURCE
FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS
TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND
THE GENERAL PUBLIC THE COLLECTION IS USED TO
ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART
AND ART MUSEUMS THROUGH PROGRAMS INVOLVING
RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND
PUBLIC EDUCATION ARNOLD A RBO RETU M THE ARNOLD
ARBORETUM 0 FHA RVA RD UNIVERSITY IS THE 0 LDEST
PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE
WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS
ADMINISTERED BY THE OFFICE OF THE PROVOST OF
HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD
NECKLACE 0 F PARKS, THE A RN 0 LD ARBORETUM IS A
UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION
AND BELOVED PUBLIC LANDSCAPE WE PROVIDE AND
SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND
EDUCATION PROGRAMS THAT FOSTER THE
UNDERSTANDING, APPRECIATION, AND PRESERVATION
0 F TREES C 0 LLECT ION 0 F H ISTO RICA L SCIENTIFIC
INSTRUMENTS HARVARD UNIVERSITY HAS BEEN
ACQUIRING SCIENTIFIC INSTRUMENTS ON A
CONTINUOUS BASIS FOR TEACHING AND RESEARCH
SINCE 1672 THE COLLECTION OF HISTORICAL
SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN
1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR
TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE
AND TECHNOLOGY, HAS BECOME ONE OF THE THREE
LARGEST UNIVERSITY COLLECTIONS 0 FITS KIND IN THE
WORLD THE COLLECTION CONTAINS OVER 20,000
OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT A
BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE
RE PRESENTED, INC LU DING A STRO N 0 MY, N AV IGA TI 0 N,
HOROLOGY, SURVEYING, GEOLOGY, CALCULATING,
PHYSICS, BIOLOGY ,MEDICINE, PSYCH 0 LOGY,
ELECTRICITY, AND COM M UN ICA TIO N SIGN I FICA NT
INSTRUMENTS, MADE OBSOLETE BY NEWTECHNOLOGIES,
CONTINUE TO BE INCORPORATED MANY OF THE
DOCUMENTS DETAILING THE PURCHASE AND USE OF THE
INSTRUMENTS HAVE BEEN PRESERVED, AND ARE
AVAILABLE FOR RESEARCH IN THE COLLECTION'S
ADJUNCT LIBRARY MUSEUM OF COMPARATIVE ZOOLOGY
(WITHIN THE MUSEUM OF NATURAL HISTORY)THE
MUSEUM OF COMPARATIVE ZOOLOGY WAS FOUNDED IN
1859 ON THE CONCEPT THAT COLLECTIONS ARE AN
INTEGRAL AND FUNDAMENTAL COMPONENT OF
ZOOLOGICAL RESEARCH AND TEACHING THIS 150-YEAR-
OLD COMMITMENT REMAINS A STRONG AND PROUD
TRADITION FOR THE MCZ THE PRESENT-DAY MCZ
CONTAINS OVER 21-MILLION SPECIMENS IN TEN
RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE
WORLD'S RICHEST AND MOST VARIED RESOURCES FOR
STUDYING THE DIVERSITY OF LIFE THE MUSEUM SERVES
AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL
SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD
FACULTY-CURATORS, STAFF AND ASSOCIATES
CONDUCTING RESEARCH AROUND THE WORLD AS A
PREMIER UNIVERSITY MUSEUM AND RESEARCH
INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA
ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC
AND MUSEUM COMMUNITY USE OF THE COLLECTIONS IN
STU DENT RESEARCH, WHETHER AS THESIS WORK 0 R
INDEPENDENT STUDY, IS ALSO ENCOURAGED FISHER
MUSEUM HARVARD FOREST THE FISHER MUSEUM'S MAIN
EXHIBIT DI SPLAYS TWENTY- THREE INTERN ATIO NALLY
ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE
HISTORY, CONSERVATION AND MANAGEMENT OF
CENTRAL NEW ENGLAND FORESTS OTHER EXH !BITS AT
THE MUSEUM REPRESENT THE RANGE OF HARVARD
FOREST'S RESEARCH HARVARD UNIVERSITY HERBARIA
(WITHIN MUESUM OF NATURAL HISTORY) THE HARVARD
UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL
THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT
SPECIMENS WORLDWIDE THAT ARE USED BY
RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE
PLANT WORLD SOME OF THE EARLIEST HERBARIA WERE
FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE
DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE
EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE
THAT BOTANICAL GARDENS COULD NO LONGER
MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES
WHILE H ERBA RIU M COLLECTIONS 0 FALL SIZES EXIST
TODAY, THERE ARE FEWER THAN 75 HERBARIA
WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS
HERBARIUM COLLECTIONS HAVE BEEN BUILT UP OVER
THE YEARS BY THE EFFORTS OF NUMEROUS BOTANISTS
AND PLANT COLLECTORS WHO HAVE SEARCHED FROM
REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE
LOTS AND RAILROAD TRACKS TO DOCUMENT THE
DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA
REPRESENTATIVES 0 F MOST KNOWN SPECIES 0 F PLANTS
CAN BE FOUND IN HERBARIA TODAY, CAREFULLY
MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER,
LA BE LED WITH IM PORTA NT INFORMATION ABOUT THEM,
AND STORED ON SHELVES IN CABINETS IN ESSENCE, A
HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY
PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES
AND THE LABELS ASSOCIATED WITH THEM PROVIDE A
WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ"
AND STUDIED BY SCIENTISTS THE SPECIMENS ARE THE
KEY TO UNDERSTANDING PLANT
RE LA TIO N SHIPS ,G EO GRAPHIC DISTRI B UTI 0 N S,
ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR
MAKEUP AS WE LOSE NATURAL HABITATS THE WORLD
OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF
THE RECENT HISTORY OF PLANT LIFE, AND AS A
REPOSITORY OF PRECIOUS GENETIC INFORMATION
HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING
OFTHEPLANTWORLD MINERALOGICALAND
GEOLOGICAL MUSEUM (WITHIN MUSEUM 0 F NATURAL
HISTORY) THE HARVARD MINERAL COLLECTION RANKS
AMONG THE WORLD'S FIN EST DUE TO ITS VERY BROAD
REPRESENTATION, WEALTH OF RARE SPECIES, LARGE
NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC
LITERATURE, AND THE QUALITY 0 FITS DISPLAY
SPECIMENS A RICH SYSTEMATIC MINERAL COLLECTION
AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL
EXHIBITS IN THE MINERAL GALLERY THE MUSEUM IS
COMMITTED TO THE DEVELOPMENT AND PRESERVATION
0 F WORLD-CLASS COLLECTIONS 0 F MINERALS, GEMS,
ROCKS, 0 RES, AND METEORITES FOR RESEARCH,
EDUCATION, AND PUBLIC DISPLAY ITS EARLIEST
COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY
THE MUSEUM CATERS TO THE NEEDS OF STUDENTS AND
FACULTY AT HARVARD UNIVERSITY AS WELL THE
GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A
UNIQUELY RICH RESOURCE OF MATERIALS AND
INFORMATION PEABODY MUSEUM OFARCHAEOLOGYAND
ETHNOLOGY THE PEABODY MUSEUM OF ARCHAEOLOGY
AND ETHNOGRAPHY IS STEWARD TO ONE OF THE OLDEST
AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN
THE WESTERN HEMISPHERE SINCE THE LATE NINETEENTH
CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN
THE HISTORY 0 F AMERICAN ANTHRO POLO GY AND IN THE
EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND
NATIVE PEOPLES AS A UNIVERSITY MUSEUM SITUATED
IN AN ACADEMIC AND REGIONAL COMMUNITY CENTRAL
TO THE DEVELOPMENT AND THE STUDY OF AMERICAN
CIVIC CULTURE, THE PEABODY STRIVES TO MAKE
COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES
OF CONCERN TO DIVERSE AUDIENCES TODAY, THE
PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL
OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND
SUBSTANTIAL ARCHIVAL RECORDS STRONGEST IN THE
CULTURES 0 F NORTH, CENTRAL, AND SOUTH AM ERICA,
AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO
CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA,
EUROPE, AND ASIA COLLECTION TYPES INCLUDE
ARCHAEOLOGY, ETHNOGRAPHY,OSTEOLOGY,AND
PAINTING, DRAWING, AND PRINTS SEMITIC MUSEUM THE
SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S
COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL
ARTIFACTS THESE ARTIFACTS COMPRISE OVER40,000
ITEMS, INCLUDING POTTERY, CYLINDER SEALS,
SCULPTURE, COINS AND CUNEIFORM TABLETS MANY ARE
FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL,
JO ROAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA THE
MUSEUM IS DEDICATED TO THE USE OF THESE
COLLECTIONS FOR THE TEACHING, RESEARCH, AND
PUBLICATION 0 F NEAR EASTERN ARCH A EO LOGY,
HISTORY, AND CULTURE WARREN ANATOMICAL MUSEUM
THE WARREN ANATOMICAL MUSEUM'S PRESENT
COLLECTION CONTAINS APPROXIMATELY 15,000
ARTIFACTS AND CASES INCLUDING ANATOMICAL AND
PATHOLOGICAL PREPARATIONS, VARIOUS WAX, PAPER
MACHE, AND DRY PREPARATION ANATOMICAL MODELS,
PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS,
MEDICAL INSTRUMENTS AND MACHINES, AND OTHER
MEDICAL MEMORABILIA ALONG WITH THE WELL-KNOWN
SKULL 0 F PHINEAS GAGE, THE MUSEUM H 0 LOS MANY
OTHER RARE AND INTERESTING ITEMS AMONG THESE
ARE THE PH RENO LOGICAL COLLECTION 0 F JOHANN
GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL
IMPROVEMENT COLLECTION, AND A W T G MORTON-
TYPE ETHER INHALER THE MUSEUM PROMOTES THE
COLLECTION FOR THE PURPOSES OF MEDICAL
EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY
EXPANDING ITS SCOPE TO PROVIDE PUBLIC
PROGRAMMING AND EDUCATIONAL RESOURCES TO THE
LARGER C 0 M M UNITY
AGENCY FUNDS REPRESENT AWARDS UNDER WHICH
HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN
THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE
THIRD PARTY RECIPIENT THE TRANSFER OF THE ASSETS
TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY
HARVARD AND THE TRANSFER 0 F ASSETS TO THE
RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD
HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF
CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON
FEDERAL AWARDS THEREFORE, THERE IS NO BEGINNING
OR ENDING BALANCE FOR THESE AGENCY FUNDS
THE PRIMARY GOAL 0 F THE ENDOWMENT IS TO SUPPORT
THE UNIVERSITY'S TEACHING AND RESEARCH MISSION
PART X, LINE 2, FIN 48 EFFECTIVE JULY 1, 2007, THE
UNIVERSITY ADOPTED FASB INTERPRETATION NO 48,
ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN
48) FIN 48 SETS A MINIMUM THRESHOLD FOR FINANCIAL
STATEMENT RECOGNITION OF THE BENEFIT OF A TAX
POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX
RETURN TAX POSITIONS FORTH E 0 PEN TAX YEARS AS 0 F
JUNE 30,2010 WERE REVIEWED AND IT WAS DETERMINED
THAT NO PROVISION FOR UNCERTAIN TAX PROVISONS
WAS REQUIRED
I
ScheduleD (Form 990} 2009
SCHEDULE E
Schools
OMB No 1545-0047
.. complete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
.,. Attach to Form 990 or Form 990-EZ.
2009
Open to Public
Inspection
04-2103580
1 Does the organ1zat1on have a rac1ally nond1scr1m1natory pol1cy toward students by statement 1n 1ts charter, bylaws,
other governing Instrument, or 1n a resolution of 1ts governing body?
2 Does the organ1zat1on Include a statement of 1ts rac1ally nond1scr1m1natory pol1cy toward students 1n all 1ts
brochures, catalogues, and other wr1tten commun1cat1ons w1th the public deal1ng w1th student adm1ss1ons,
programs, and scholarships?
3 Has the organ1zat1on publ1c1zed 1ts rac1ally nond1scr1m1natory pol1cy through newspaper or broadcast med1a
the per1od of sol1c1tat1on for students, or the reg1strat1on per1od 1f 1t has no sol1c1tat1on program, 1n a way
that makes the pol1cy known to all parts of the general commun1ty 1t serves? If "Yes," please If "No,"
please explain
THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4 0 REVENUE PROCEDURE 75-50
4 Does the organ1zat1on ma1nta1n the following?
a Records 1nd1cat1ng the rac1al compos1t1on of the student body, faculty, and adm1n1strat1ve staff?
b Records documenting that scholarships and other f1nanc1al assistance are awarded on a rac1ally nond1scr1m1natory
bas1s?
c Cop1es of all catalogues, brochures, announcements, and other wr1tten commun1cat1ons to the public deal1ng
w1th student adm1ss1ons, programs, and scholarships?
d Cop1es of all material used by the organ1zat1on or on 1ts behalf to sol1c1t contr1but1ons?
If you answered "No" to any ofthe above, please explain If you need more space, use Schedule 0 (Form 990)
S Does the organ1zat1on d1scr1m1nate by race 1n any way w1th respect to
a Students' r1ghts or priVIleges?
b Adm1ss1ons pol1c1es?
c Employment of faculty or adm1n1strat1ve staff?
d Scholarships or other f1nanc1al assistance?
e Educational pol1c1es?
f Use offaci11t1es?
g Athletic programs?
h Other extracumcular act1v1t1es?
If you answered "Yes" to any ofthe above, please explain If you need more space, use Schedule 0 (Form 990)
6a Does the orga n1zat1on rec e 1ve any f1na nc 1a I a 1d or ass 1s ta nc e from a gove rnme nta I agency?
b Has the organ1zat1on's r1ght to such a1d ever been revoked or suspended?
If you answered "Yes" to e1ther l1ne 6a or l1ne 6b, explain on Schedule 0 (Form 990)
7 Does the organ1zat1on cert1fy that 1t has complied w1th the applicable requirements ofsect1ons 4 01 through 4 OS
of Rev Proc 75-50,1975-2 C B 587, rac1al nondiSCrimination? If"No," explain on Schedule 0 (Form
990)
YES NO
1 Yes
2 Yes
3 No
4a Yes
4b Yes
4c Yes
4d Yes
Sa No
Sb No
Sc No
Sd No
Se No
Sf No
Sg No
Sh No
6a Yes
6b No
7 Yes
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 500850 Schedule E (Form 990 or 990-EZ) 2009
SCHEDULE F
(Form 990)
Statement of Activities Outside the United States
OMB No 1545-0047
.,. Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16 .
.,. Attach to Form 990 . .,. See separate instructions.
2009
Open to Public
Inspection
Name ofthe organ1zat1on Employer identification number
Pres 1de nt and Fe I lows of Harvard College
04-2103580
General Information on Activities Outside the United States. Complete 1f the organ1zat1on answered
"Yes" to Form 990 Part IV lme 14b.
1 For grantmakers. Does the organ1zat1on ma1ntam records to substantiate the amount of the grants or
ass1stance, the grantees' el1glbil1ty for the grants or ass1stance, and the select1on cntena used to award
the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Yes I No
2 For grant makers. Descnbe 1n Part IV the organ1zat1on's procedures for mon1tonng the use of grant funds outs1de the
U n1ted States
3 Act1v1tes per Reg1on (Use Schedule F-1 (Form 990) 1fadd1t1onal space 1s needed)
(a) Reg1on
(d) Act1v1t1es conducted 1n
(e) If act1v1ty listed 1n (d)
(f) Total expenditures
(b) Number of (c) Number of reg1on (by type) (1 e,
off1ces 1n the employees or fundra1s1ng, program serv1ces,
1s a program serv1ce,
for reg1on
reg 1on agents 1n reg1on
grants to rec1p1ents located 1n
descnbe spec1f1c type of
the reg1on) s e rv 1c e (s) 1n reg 1on
See Add'l Data
Totals. ...
25 305 96,031,393
For Privac Act and Pa erwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50082W Schedule F Form 990 2009
Schedule F (Form 990) 2009 Page 2
liifiiil Grants and Other Assistance to Organizations or Entities Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, line 15, for any rec1p1ent who rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000 . . . . . . . . ,... I
Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.
1 (b) IRS code (c) Reg1on (d) Purpose of (e) A mount of (f) Manner of (g) A mount of (h) Descnpt1on (i) Method of
(a) Name of sect1on grant cash grant cash of non-cash of non-cash valuation
organ1zat1on and EIN (1f disbursement assistance assistance (book, FMV,
applicable) appra1sal, other)
See Add'l Data
2 Enter total number of rec1p1ent organ1zat1ons listed above that are recogn1zed as chant1es by the fore1gn country, recogn1zed as
tax-exempt by the IRS, or for wh1ch the grantee or counsel has prov1ded a sect1on 501(c)(3) equivalency letter ,...
3 Enter total number of other organ1zat1ons or ent1t1es .
Schedule F (Form 990) 2009
liifiihl Grants and Other Assistance to Individuals Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 16.
Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.
(a) Type of grant or (b) Reg1on (c) Number of (d) A mount of (e) Manner of cash (f) A mount of (g) Descnpt1on (h) Method of
assistance rec1p1ents cash grant disbursement non-cash of non-cash valuation
assistance assistance (book, FMV,
appra1sal, other)
See Add'l Data
Schedule F (Form 990) 2009
l!hiiN Supplemental Information
Complete th1s part to prov1de the mformat1on requ1red m Part I lme 2 and any add1t1onal mformat1on.
Ident1f1er Return Refe re nc e Explanation
Procedure for Mon1tonng Grants Schedule F, Part I, L1ne 2 All disbursements made by th1s
Outs1de the US 1nst1tut1on 1n furtherance of 1ts exempt programs are rev1ewed and
approved by duly constituted committees or 1nd1v1duals all
scholarships and student loans are rev1ewed and approved by
Harvard's F1na nc 1a I A 1d 0 ff1c es In add1t1on, Harvard Un1vers1ty IS
responsible for the programmatic and f1nanc1al mon1tonng of 1ts
s pons ore d res e a rc h a wa rd s u b re c 1 p 1 e n t s Pnnc1pal 1nvest1gators
and project staff perform ongo1ng rev1ews of project act1v1t1es In
add1t1on, on an annual bas1s, un1vers1ty research adm1n1strators
rev1ew all act1ve subcontracts and 1nqu1re further 1nto those that
are deemed to requ1re closer scrut1ny 1n l1ght of a vanety of
attnbutes Upon ldent1f1cat1on of subrec1p1ents that mandate
closer scrut1ny, Harvard Implements add1t1onal mon1tonng
act1ons to ensure compliance w1th subagreement performance,
f1nanc1al terms and cond1t1ons, and w1th all applicable federal
rules and regulations
Schedule F Form 990 2009
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Name: Pres1dent and Fellows of Harvard College
Form 990 Schedule F Part I Activities Outside The United States -
(a) Reg1on (b) Number of (c) Number of (d) Act1v1t1es (e) If act1v1ty listed 1n (f) Total expenditures
off1ces m the employees or conducted 1n reg1on (by (d) 1s a program for reg1on
reg1on agents 1n type) (1 e, fundra1s1ng, serv1ce, descnbe
reg1on program serv1ces, spec1f1c type ofserv1ce
grants to rec1p1ents (s) 1n reg1on
located m the reg1on)
Central Amenca and the Fundra1s1ng 481
Canbbean
Central Amenca and the Grantmak1ng 303,788
Canbbean
Central Amenca and the Program serv1ces Academic Support 20,973
Canbbean
Central Amenca and the Program Serv1ces Instruction 58,431
Canbbean
Central Amenca and the Program serv1ces Research and other 228,97 5
Caribbean academic act1v1ty
Central Amenca and the Investments
Caribbean
East As1a and the Pac1f1c Fundra1s1ng 3,593
East As1a and the Pac1f1c Grantmak1ng 1,269,299
East As1a and the Pac1f1c Program serv1ces Serv1ce Centers 118,026
East As1a and the Pac1f1c Program Serv1ces Academic Support 461,230
East As1a and the Pac1f1c Program serv1ces Inst1tut1onal support 7 1,217
East As1a and the Pac1f1c Program Serv1ces Instruction 5,628,4 77
East As1a and the Pac1f1c
7
44 Program Serv1ces Research and other 6,420,156
Academic Act1v1ty
East As1a and the Pac1f1c Program serv1ces Student serv1ces 22,043
East As1a and the Pac1f1c Investments
Europe (Including Iceland & Fundra1s1ng 59,246
Greenland)
Europe (Including Iceland & Grantmak1ng 5,351,568
Greenland)
Europe (Including Iceland & Program Serv1ces Serv1ce Centers 245,139
Greenland)
Europe (Including Iceland & Program Serv1ces Academic Support 689,566
Greenland)
Europe (Including Iceland & Program Serv1ces Inst1tut1onal Support 80,288
Greenland)
Europe (Including Iceland & Program Serv1ces Instruction 4,676,915
Greenland)
Europe (Including Iceland &
5
15 Program Serv1ces Research and other 8,7 36,896
Greenland) academic act1v1ty
Europe (Including Iceland & Program Serv1ces Student Serv1ces 321,429
Greenland)
Europe (Including Iceland & Investments
Greenland)
M 1ddle East and North Afnca
1
2 Grantmak1ng 698,609
M 1ddle East and North Afnca Program serv1ces Serv1ce centers 26,6 58
M 1ddle East and North Afr1ca Program serv1ces Academic support 31,3 54
M 1ddle East and North Afr1ca Program serv1ces Inst1tut1onal support 7,637
Middle East and North Afnca Program Serv1ces Instruction 674,753
M 1ddle East and North Afnca Program Serv1ces Research and other 325,683
academic act1v1ty
M 1ddle East and North Afnca Program Serv1ces Student Serv1ces 80,648
M 1ddle East and North Afr1ca Investments
North Amenca Fundra1s1ng 33,431
North Amenca Grantmak1ng 676,647
North America Program Serv1ces Serv1ce Centers 83,348
North Amenca Program Serv1ces Academic Support 400,150
North Amenca Program Serv1ces Inst1tut1onal support 103,220
North Amenca Program Serv1ces Instruction 857,731
North Amenca
1
1 Program Serv1ces Research and other 858,957
academic act1v1ty
North Amenca Program Serv1ces Student Serv1ces 24,225
North America Investments
Russia & the Newly Grantmak1ng 243,041
Independent States
Russia & the Newly Program serv1ces Serv1ce Centers 1,950
Independent States
RUSSia & the Newly Program serv1ces Academic Support 40,022
Independent States
Russia & the Newly Program Serv1ces Instruction 87,961
Independent States
Russia & the Newly Program Serv1ces Research and other 111,296
Independent States academic act1v1ty
Russ1a & the Newly Program Serv1ces Student Serv1ces 600
Independent States
Russia & the Newly Investments
Independent States
South A menca Fundra1s1ng 4,191
South A menca Grantmak1ng 503,476
South A menca Program Serv1ces Serv1ce centers 58,695
South A menca
6
14 Program Serv1ces Academic support 1,018,493
South A menca Program serv1ces Instruction 592,699
South A menca Program Serv1ces Research and other 939,544
academic act1v1ty
South A menca Program Serv1ces Student Serv1ces 8,557
South A menca Investments
South As1a Fundra1s1ng 1,039
South As1a Grantmak1ng 695,743
South As1a Program serv1ces Academic support 96,447
South As1a Program Serv1ces mst1tut1onal support 403
South As1a Program serv1ces Instruction 920,156
South As1a
1
10 Program Serv1ces Research and other 1,119,706
academic act1v1ty
South As1a Program serv1ces student serv1ces 12,382
South As1a Grantmak1ng
South As1a INVESTMENTS
Sub-Saharan Afnca Fundra1s1ng 1,642
Sub-Saharan Afnca
4
219 Grantmak1ng 43,431,884
Sub-Saharan Afnca Program Serv1ces Serv1ces centers 272
Sub-Saharan Afnca Program Serv1ces Academic support 132,752
Sub-Saharan Afnca Program serv1ces mstruct1on 782,143
Sub-Saharan Afnca Program serv1ces Research and other 5,575,512
academic act1v1ty
Sub-Saharan Afnca Investments
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) A mount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FM V,
applicable)
assistance assistance
appra1sal, other)
Sub-saharan Afnca Sub-award 9,256,563
Sub-saharan Afnca Sub-award 679,825
Sub-saharan Afnca Sub-award 86,2 7 2
Sub-saharan Afnca Sub-award 81,6 89
(b) IRS code
(1) Method of
(a) Name of sect1on
cash non-cash
valuation
organ1zat1on and EIN (1f cash grant cash disbursement (book, FMV,
applicable)
appra1sal, other)
Europe Sub-award 656,601
Europe Sub-award 7 2,4 38
Europe Sub-award 46,4 7 2
Europe Sub-award 10,8 36
Europe Student Grants and 532,405
Awards
Awards
Awards
Europe Student Grants and 38,6 36
Awards
Awards
Awards
Awards
Awards
Awards
(b) IRS code
(1) Method of
(a) Name of sect1on
cash non-cash
valuation
applicable)
appra1sal, other)
East As1a and the Sub-award 532,511
Pac1f1c
Pac1f1c
Pac1f1c
East As1a and the Sub-award 90,8 30
Pac1f1c
East As1a and the Sub-award 7 2,808
Pac1f1c
East As1a and the Sub-award 6 3,611
Pac1f1c
Pac1f1c
Pac1f1c
East As1a and the Grad Student 24,150
Pac1f1c Stipends
East As1a and the Student Grants and 29,947
Pac1f1c Awards
Pac1f1c Awards
Pac1f1c Awards
SouthAs1a Sub-award 169,690
SouthAs1a Sub-award 81,4 7 3
South A menca Sub-award 411,889
M 1ddle East and Sub-award 207,123
North A fnca
North A fnca
M 1ddle East and Sub-award 76,3 55
North A fnca
(b) IRS code
(1) Method of
(a) Name of sect1on
cash non-cash
valuation
applicable)
appra1sal, other)
North A fnca
M 1ddle East and Student Grants and 30,000
North A fnca Awards
M 1ddle East and Student Grants and 118,000
North A fnca Awards
North Amenca Sub-award 215,741
North Amenca Sub-award 67,6 56
North Amenca Sub-award 22,770
North Amenca Student Grants and 22,353
Awards
Cental Amenca and Sub-award 291,470
the Canbbean
Russ1a and the Newly Sub-award 241,691
Indepenent States
Form 990 Schedule F Part III- Grants and Assistance to Individuals Outside The US
(a) Type of grant or (b) Reg1on (c)Numberof (d) Amount of cash (e) Manner of cash (f) A mount of non- (g) Descnpt1on of non- (h) Method of valuation
assistance rec1p1ents grant disbursement cash assistance cash assistance (book, FMV, appra1sal,
other)
Graduate Student Stipend
East As1a and the
8 17,148
Grants
Pac1f1c
Europe (Including
10 11,352
Grants
Ice Ia nd & G ree nla nd)
M 1ddle East and North
2 7,563
Grants
A fn c a
North Amenca
6 29,100
Grants
South A menca
1 3,740
Grants
SouthAs1a
1 1,000
Grants
Grants & Awards to Non-
Central A menca and
3 2,250
Harvard Students
the Canbbean
East As1a and the
5 51,060
Harvard Students
Pac1f1c
Europe (Including
36 688,935
Harvard Students
4 75,756
Harvard Students
A fn c a
North Amenca
8 75,500
Harvard Students
Russ1a & the Newly
1 850
Harvard Students
Independent States
South A menca
15 20,971
Harvard Students
SouthAs1a
2 7,254
Harvard Students
Sub-Saharan Afnca
3 2,641
Harvard Students
Student Pnzes and Awards
Central A menca and
4 9,068
the Canbbean
East As1a and the
18 64,515
Pac1f1c
Europe (Including
48 200,862
4 11,812
A fn c a
North Amenca
30 124,980
Russ1a & the Newly
1 500
Independent States
South A menca
1 750
SouthAs1a
9 30,286
Sub-Saharan Afnca
3 9,7 50
Other undergraduate grants,
East As1a and the
7 24,822
pnzes, and awards
Pac1f1c
Europe (Including
2 9,600
pnzes, and awards
North Amenca
3 7,400
pnzes, and awards
SouthAs1a
1 1,000
pnzes, and awards
Stipends for post-doctoral
Central A menca and
1 1,000
students and fellows
the Canbbean
East As1a and the
2 9,624
Pac1f1c
Europe (Including
20 563,403
North Amenca
3 133,500
South A menca
1 2,000
STUDENT LOAN
Central A menca and
3 7,339
REPAYMENT PROGRAMS
the Canbbean
AND FORGIVEN LOANS
STUDENT LOAN
East As1a and the
14 7 2,014
REPAYMENT PROGRAMS
Pac1f1c
AND FORGIVEN LOANS
STUDENT LOAN
Europe (Including
9 41,540
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
4 5,591
REPAYMENT PROGRAMS
A fn c a
AND FORGIVEN LOANS
STUDENT LOAN
North Amenca
5 46,168
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
Russ1a & the Newly
3 3,935
REPAYMENT PROGRAMS
Independent States
AND FORGIVEN LOANS
STUDENT LOAN
South A menca
9 56,520
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
SouthAs1a
32 69,963
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
Sub-Saharan Afnca
3 11,132
SCHEDULEG
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
Department of the Treasury or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
Internal Revenue Serv1ce ,... Attach to Form 990 or Form 990-EZ.,... See separate instructions.
OMB No. 1545-0047
2009
Open to Public
Ins ection
Name of the organ1zat1on Employer identification number
04-2103580
IHII Fundraising Activities. Complete tf the organtzatton answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ ftlers are not requtred to complete thts part.
1 Ind1cate whether the organ1zat1on ra1sed funds through any of the following act1v1t1es Check all that apply
a F Mall sol1c1tat1ons e F Sol1c1tat1on of non-government grants
b
c
F Internet and e-ma1l sol1c1tat1ons
F Phone sol1c1tat1ons
d F In-person sol1c1tat1ons
f
g
F Sol1c1tat1on of government grants
F Spec1al fundra1s1ng events
2a D1d the organ1zat1on have a wntten or oral agreement w1th any 1nd1v1dual (1nclud1ng off1cers, directors, trustees
or key employees l1sted 1n Form 990, Part VII) or ent1ty 1n connection w1th professional fundra1s1ng act1v1t1es?
P"" Yes r No
b If "Yes," I 1st the ten highest pa1d 1nd1v1duals or ent1t1es (fundra1sers) pursuant to agreements under wh1ch the fundra1ser 1s
to be compensated at least $5,000 by the organ1zat1on Form 990-EZ f1lers are not requ1red to complete th1s table
(iii) D 1d
fundra1ser have (v) A mount pa1d to
(vi) A mount pa1d to
(i) Name oflnd1v1dual
(ii) Act1v1ty
custody or (iv) Gross rec e 1pts (or reta1ned by)
(or reta1ned by)
or ent1ty (fundra1ser) control of from act1v1ty fundra1ser listed 1n
contnbut1ons? col ( i)
organ1zat1on
Yes No
Pnn G 1fts
A nne Lockett Enterpnses No 29,602,457 142,563 29,459,894
Total. ..... 29,602,457 142,563 29,459,894
3 L1st all states 1n wh1ch the organ1zat1on 1s registered or licensed to sol1c1t funds or has been not1f1ed 1t 1s exempt from reg1strat1on or
l1cens1ng
CA,MA
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50083H
Schedule G (Form 990 or 990-EZ) 2009
Schedule G (Form 990 or 990-EZ) 2008 Page 2
liifiiil Fundraising Events. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 18, or reported
more than $15,000 on Form 990-EZ, lme 6a. List events w1th gross rece1pts greater than $5,000.
(a) Event #1 (b) Event #2
(c) 0 ther Events (d) Total Events
(Add col (a) through
Gala Gala
col (c))
(event type) (event type)
(total number)
~
; 1
Gross rece1pts
7 8,600 61,07 5 139,675
:r;
2 Less C hantable
~
68,900 54,925 123,825
0::
contnbut1ons
3 Gross 1ncome (l1ne 1
9,700 6,150 15,8 50
m1nus l1ne 2)
4 Cash pnzes
5 Non-cash pnzes
<./)
<].:.
iJ)
6 Rent/facility costs 25,626 12,400 38,026
c
<].:.
D..
(i]
7 Food and beverages
1j
8 Entertainment
~
0
9 0 ther d1rect expenses 20,054 17,899 37,953
10 D1rect expense summary A d d 11 n e s 4 through 9 1n column (d). ....
75,979
11 Net 1ncome summary Comb1ne l1nes 3, column d, and l1ne 10. ....
-60,129
I :.F.T i .... Gaming. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 19, or reported more than
$15,000 on Form 990-EZ, lme 6a.
~ (a) B1ngo (b) Pull tabs/Instant (c) 0 ther gam1ng (d) Total gam1ng
;
b1ngojprog res s 1ve b1 ngo (Add col (a) through
:r;
col (c))
~
0::
1 Gross revenue
<./) 2 Cash pnzes
<].:.
iJ)
c
<].:.
3
Non-cash pnzes
D..
(i]
1j
4 Rent/facility costs
~
0 5 0 ther d1rect expenses
6 Volunteer labor
I Yes
0
/o I Yes
0
/o I Yes
0
/o
I No I No I No
7 D1rect expense summary A d d 11 n e s 2 through 5 1n column (d). ....
8 Net gam1ng 1ncome summary Comb1ne l1nes 1, column d, and l1ne 7 ....
Yes No
9 Enter the state(s) 1n wh1ch the organ1zat1on operates gam1ng act1v1t1es
a
Is the organ1zat1on licensed to operate gam1ng act1v1t1es 1n each of these states?
9a
b If"No," Explain
lOa Were any of the organ1zat1on's gam1ng licenses revoked, suspended or terminated dunng the tax year?
lOa
b
If "Yes," Explain
11 Does the organ1zat1on operate gam1ng act1v1t1es w1th nonmembers? 11
12 Is the organ1zat1on a grantor, benef1c1ary or trustee of a trust or a member of a partnership or other ent1ty
formed to adm1n1ster chantable gam1ng?
12
Schedule G (Form 990 or 990-EZ) 2009 Page 3
13 Ind1cate the percentage of gam1ng act1v1ty operated 1n
a The organ1zat1on's fac1l1ty
b An outs1de fac1l1ty
13a
13b
14 Enter the name and address of the person who prepares the organ1zat1on's gam1ngjspec1al events books and records
Name ....
Address ....
15a Does the organ1zat1on have a contract w1th a th1rd party from whom the organ1zat1on rece1ves gam1ng
revenue?
b If "Yes," enter the amount of gam1ng revenue rece1ved by the organ1zat1on .... $ ___________ and the
amount of gam1ng revenue reta1ned by the th1rd party .... $ -----------
c If "Yes," enter name and address
Name ....
Address ....
16 Gam1ng manager 1nformat1on
Name ....
Gam1ng manager compensation .... $--------------
Descnpt1on of serv1ces prov1ded ....
r D1rectorjoff1cer r Employee r Independent contractor
17 Mandatory d1stnbut1ons
a Is the organ1zat1on requ1red under state law to make chantable d1stnbut1ons from the gam1ng proceeds to
reta1n the state gam1ng license?
b Enter the amount of d1stnbut1ons requ1red under state law d1stnbuted to other exempt organ1zat1ons or spent
1n the organ1zat1on's own exempt act1v1t1es dunng the tax year .... $
Yes No
15a
17a
efile GRAPHIC rint - DO NOT PROCESS As Filed Data -
Schedule I
(Form 990)
Name of the orgamzat1on
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
jllrr Attach to Form 990
General Information on Grants and Assistance
DLN:93493133025911
OMB No 1545-0047
2009
Open to Public
Inspection
Employer identification number
04-2103580
1 Does the organ1zat1on ma1nta1n records to substantiate the amount of the grants or assistance, the grantees' el1glbil1ty for the grants or assistance, and
the selection cntena used to award the grants or assistance? F Yes I No
2 Descnbe 1n Part IV the organ1zat1on's procedures for mon1tonng the use of grant funds 1n the U n1ted States
liifiiil Grants and Other Assistance to Governments and Organizations in the United States. Complete 1f the organ1zat1on answered "Yes" to
Form 990, Part IV, line 21 for any rec1p1ent that rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000. Use
Part IV and Schedule I-1 (Form 990) 1f add1t1onal space IS needed . ..,.. I
(a) Name and address of (b) EIN (c)IRC Code
organ1zat1on sect1on
or government 1f applicable
See Add1t1onal Data Table
2
3
Enter total number of sect1on 50 1(c)(3) and government organ1zat1ons
Enter total number of other organ1zat1ons
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
(d) Amount of cash (e) A mount of non-
grant cash
assistance
Cat No SOOSSP
(f) Method of (g) Descnpt1on of (h) Purpose of grant
valuation non-cash assistance or assistance
(book, FMV,
appra1sal,
other)
...
----------------
...
Schedule I (Form 990) 2009
Schedule I (Form 990) 2009 Page 2
IHIOI Grants and Other Assistance to Individuals in the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 22.
Use Schedule 1-1 (Form 990) 1f add1t1onal space IS needed.
(a)Type of grant or assistance (b)N umber of (c)A mount of (d)A mount of (e)M ethod of valuation (f)Descnpt1on of non-cash assistance
rec1p1ents cash grant non-cash assistance (book,
FMV, appra1sal, other)
Mil1ii(!M Supplemental Information. Complete th1s part to prov1de the mformat1on requ1red m Part I, lme 2, and any other add1t1onal mformat1on.
Identifier Ret urn Reference Explanation
P roc ed ure for M on1tonng Part I, L1ne 2 Schedule I, Part I, L1ne 2 A II disbursements made by th1s 1nst1tut1on 1n furtherance of 1ts exempt programs are rev1ewed and
Grants 1n the U S approved by duly constituted committees or 1nd1v1duals all scholarships and student loans are rev1ewed and approved by
Harvard's F1na nc 1a I A 1d 0 ff1c es In add1t1on, Harvard Un1vers1ty 1s responsible for the programmatic and f1nanc1al mon1tonng
of 1ts sponsored res ea rc h award s ubrec 1p1e nts Pnnc1pal 1nvest1gators and project staff perform ongo1ng rev1ews of project
act1v1t1es In add1t1on, on an annual bas1s, un1vers1ty research adm1n1strators rev1ew all act1ve subcontracts and 1nqu1re
further 1nto those that are deemed to requ1re closer scrut1ny 1n l1ght of a vanety of attnbutes Upon ldent1f1cat1on of
subrec1p1ents that mandate closer scrut1ny, Harvard Implements add1t1onal mon1tonng act1ons to ensure compliance w1th
subagreement performance, f1nanc1al terms and cond1t1ons, and w1th all applicable federal rules and regulations
Schedule I Form 990 2009
Additional Data Return to Form
Software ID:
Software Version:
EIN: 04-2103580
Form 990 S h d I .,. c e u e I Part II G rants an dOh t er Ass1stance to G overnments an dO rgamzat1ons m t h e Umte dS tates
(a) Name and address of (b) EIN (c) IRC Code sect1on (d) Amount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appra1sal,
other)
Bngham and Women's 04-2312909 Exempt Sponsored Res ea rc h
Hospltal75 Franc1s Street
18,611,7 29
Sub-Award
Boston, MA 02115
Front1er Sc1ence Technology 16-1056814 Exempt Sponsored Res ea rc h
Research Foundation Inc
8,951,313
Sub-Award
1244 Boylston Street Su1te
303
Chestnut HIII,MA 02467
Massachusetts General 04-1564655 Exempt Sponsored Res ea rc h
Hosp1taiBartlett 305
7,690,284
Sub-Award
Boston, MA 021142605
Children's Hosp1tal 04-2774441 Exempt Sponsored Res ea rc h
Corporat1onEnders F1rst Floor
6,058,531
Sub-Award
Beth Israel Deaconess 04-2103881 Exempt Sponsored Res ea rc h
Med1cal Center330 Brookline
5,325,005
Sub-Award
Avenue
Boston, MA 02215
Dana Farber Cancer Ins t1tute 04-2263040 Exempt Sponsored Res ea rc h
44 B1nney Street DA-1230
4,366,596
Sub-Award
Boston, MA 02115
Massachusetts Inst1tute of 04-2103594 Exempt Sponsored Res ea rc h
TechnologyOff1ce of
3,033,841
Sub-Award
Sponsored P rog rams
Cambndge, MA 021393794
Regents ofthe Un1vers1ty of 94-6002123 Exempt Sponsored Res ea rc h
Cal1forn1a- San Dlego9500
1,883,199
Sub-Award
Gilman Dnve Mall Code 0934
La Jolla, CA 920930934
Immune D1sease Inst1tute 04-2158520 Exempt Sponsored Res ea rc h
Inc800 Huntington Avenue
1,390,362
Sub-Award
Boston, MA 02115
Northwestern Un1vers1ty633 36-2167817 Exempt Sponsored Res ea rc h
Clark Street
1,353,768
Sub-Award
Evanston, IL 602081110
other)
Children's Memonal Hosp1tal 36-2170833 Exempt Sponsored Res ea rc h
ofChlcago2300 Chlldrens
1,112,114
Sub-Award
Plaza
Ch1cago, IL 606143363
The Broad Instltute320 26-3428781 Exempt Sponsored Res ea rc h
Charles Street
1,005,528
Sub-Award
Cambndge, MA 02141
Westat Corporatlon1650 84-0529566 Not exempt Sponsored Res ea rc h
Research Blvd
996,502
Sub-Award
Rockville, MD 20850
D1agnost1cs For All Inc110 26-1638199 Exempt Sponsored Res ea rc h
Cypress Street Su1te 105
981,383
Sub-Award
Brookline, M A 02445
U n1vers1ty of Massachusetts 04-3167352 Exempt Sponsored Res ea rc h
Med1cal School55 Lake
978,685
Sub-Award
Avenue North
Worcester, MA 016550002
Soc1al Sc1ence Research Sponsored Res ea rc h
Solutlons53 West Baltimore
950,922
Sub-Award
P1ke
Med1a,PA 19063
Stanford U n1vers1tyThe 94-1156365 Exempt Sponsored Res ea rc h
Contract 0 ff1ce
950,145
Sub-Award
Stanford, CA 943056114
Baylor College of Med1c1ne 74-1613878 Exempt Sponsored Res ea rc h
One Baylor Plaza
928,911
Sub-Award
Houston, TX 770303498
Jacobi Med1cal CenterNorth Exempt Sponsored Res ea rc h
Bronx Healthcare Network
920,519
Sub-Award
1400 Pelham Parkway South
Bronx, NY 10461
U n1vers1ty of M ed1c1ne and Exempt Sponsored Res ea rc h
Dentistry of New Jersey185
896,621
Sub-Award
South 0 range Ave
Newark,NJ 07103
other)
Ind1ana U n1vers1tyU n1on 35-6001673 Exempt Sponsored Res ea rc h
Bu1ld1ng 618
886,435
Sub-Award
Ind1anapol1s, IN 462025167
Boston U n1vers1ty25 BUICk 04-2103547 Exempt Sponsored Res ea rc h
Street
857,505
Sub-Award
Boston, MA 02215
Tufts Un1vers1tyPackard Hall 04-3400617 Exempt Sponsored Res ea rc h
Medford, MA 02155
734,743
Sub-Award
Brandeis Un1vers1ty415 04-2103552 Exempt Sponsored Res ea rc h
South Street MS 116
718,934
Sub-Award
Waltham, MA 024549110
Josl1n Diabetes CenterO ne 04-2203836 Exempt Sponsored Res ea rc h
Josl1n Place
643,002
Sub-Award
Boston, MA 02215
St Jude C h1ld re n's Res ea rc h 62-0646012 Exempt Sponsored Res ea rc h
Hospltal262 Danny Thomas
620,127
Sub-Award
Place
Memphis, TN 38105
U n1vers1ty of Colorado Sponsored Res ea rc h
Denver Health Sc1ences
613,732
Sub-Award
Center4200 E N1nth Avenue
Denver, CO 80262
New York Un1vers1ty665 13-5562308 Exempt Sponsored Res ea rc h
Broadway Su1te 801
609,178
Sub-Award
New York, NY 100122331
Un1vers1ty ofFionda219 Exempt Sponsored Res ea rc h
Gnnter Hall Box 115500
607,378
Sub-Award
Gainesville, FL 326115500
Congressional Management 52-1076614 Exempt Sponsored Res ea rc h
Foundatlon513 Cap1tal Court
607,14 7
Sub-Award
NE
Washington, DC 20002
other)
The State Un1vers1ty of New Sponsored Res ea rc h
York Health Sc1ence Center
601,902
Sub-Award
at Brooklyn450 Clarkson
Avenue
Brooklyn, NY 11203
U n1vers1ty of Puerto R1coPO 66-0433761 Exempt Sponsored Res ea rc h
Box 363682
599,970
Sub-Award
San Juan, PR 00936
Halcyon Molecular Inc160 Not exempt Sponsored Res ea rc h
Monaco Dnve
598,456
Sub-Award
Redwood C1ty,CA 94065
U n1vers1ty of M 1am11507 59-0624458 Exempt Sponsored Res ea rc h
Levante Avenue
570,547
Sub-Award
Coral Gables, FL 33124
Cambndge Health Alliance 04-3320571 Exempt Sponsored Res ea rc h
1493 Cambndge St
565,788
Sub-Award
Cambndge, MA 02139
Bronx-Lebanon Hosp1tal 13-1974191 Exempt Sponsored Res ea rc h
Center1276 Fulton Ave
553,460
Sub-Award
Bronx, NY 10456
Tulane U nlverslty7029 72-0423889 Exempt Sponsored Res ea rc h
Freret St
538,442
Sub-Award
NewOrleans,LA 70118
Oregon Health and Sc1ence 93-1176109 Exempt Sponsored Res ea rc h
Unlverslty3181 SWSam
529,188
Sub-Award
Jackson Park Rd
Portland, 0 R 972393098
Mlchlgan4251 Plymouth
521,411
Sub-Award
Road
AnnArbor,MI 48113
U n 1 v e rs 1 t y of N o rt h C a ro 11 n a - 56-6001393 Exempt Sponsored Res ea rc h
Chapel HIIIOff1ce of
510,592
Sub-Award
Contracts Grants
Chapel Hill, NC 27599
other)
Yale U n1vers1tySchool of 91-1864328 Exempt Sponsored Res ea rc h
Med1c1ne
475,047
Sub-Award
NewHaven,CT 065208047
Board of Regents of 86-0196696 Exempt Sponsored Res ea rc h
Un1vers1ty ofAnzonaMa1n
471,677
Sub-Award
Gate Center
Tucson,AZ 85721
H a rv a rd P 11 g n m H e a It h C a re 04-2452600 Exempt Sponsored Res ea rc h
Inc 12 6 Brook 11 n e A venue
458,855
Sub-Award
Boston, MA 02215
U n1vers1ty of Southern 95-1642394 Exempt Sponsored Res ea rc h
C a l1forn1a Noms
445,307
Sub-Award
C omprehens 1ve Cancer
Center
Los Angeles, CA 90033
San Juan C1ty Hosp1taiPO Exempt Sponsored Res ea rc h
Box 70344
416,761
Sub-Award
San Juan 00936-8344
RQ
M1nnesota200 Oak Street SE
411,327
Sub-Award
M 1nneapol1s, M N
554552020
Children's Hosp1tal of 23-1352166 Exempt Sponsored Res ea rc h
P hila de I ph1a 34th Street and
409,242
Sub-Award
CIVIC Center Blvd
Phlladeph1a, PA 191044399
Board ofTrustees ofthe 37-6000511 Exempt Sponsored Res ea rc h
Un1vers1ty ofiii1nolsOff1ce of
402,446
Sub-Award
Bus 1 ness A ffa 1 rs
Ch1cago, IL 60680
D rex e I U n 1 v e rs 1 t y 3 1 4 1 23-1352630 Exempt Sponsored Res ea rc h
Chestnut Street
401,411
Sub-Award
Phi11delph1a, PA 19104
Un1vers1ty ofWash1ngton 91-6001537 Exempt Sponsored Res ea rc h
3917 Un1vers1ty WayNE Box
393,311
Sub-Award
351122
Seattle, WA 981051122
other)
Boston Med1cal CenterOne 04-3314093 Exempt Sponsored Res ea rc h
Boston Med1cal Center Place
384,864
Sub-Award
Regents ofthe Un1vers1ty of Exempt Sponsored Res ea rc h
Cal1forn1a- San Franc1sco
363,021
Sub-Award
Dept of E p1dem1ology
San Franc1sco, CA 94143
Georgetown U n1vers1tyBox 53-0196603 Exempt Sponsored Res ea rc h
571168 37 and 0 Streets N
340,058
Sub-Award
w
International Not exempt Sponsored Res ea rc h
C ommun1c at1ons Res ea rc h5 3
318,650
Sub-Award
West Baltimore P1ke
Med1a,PA 190635698
The Forsyth Instltute140 The Exempt Sponsored Res ea rc h
Fenway
300,694
Sub-Award
Children's D1agnost1c and 65-1026739 Exempt Sponsored Res ea rc h
Treatment Center Inc1401 s
299,241
Sub-Award
Federal Hwy
Fort Lauderdale, FL 33316
U n1vers1ty of Connecticut Exempt Sponsored Res ea rc h
Health Center263 Farmington
295,891
Sub-Award
Avenue
Farmington, CT 06030
Dartmouth Med1cal School 10-2022211 Exempt Sponsored Res ea rc h
Darmouth Med1cal School
276,868
Sub-Award
Hanover,NH 03656
Mclean Hosp1taiServ1ce 04-2697981 Sponsored Res ea rc h
Bu1ld1ng Second Floor
271,255
Sub-Award
Belmont, MA 021789106
Data Stat Inc397 5 Research Not exempt Sponsored Res ea rc h
Park Dnve
257,779
Sub-Award
AnnArbor,MI 48108
other)
Un1vers1ty ofiii1no1s at Exempt Sponsored Res ea rc h
Urbana- Champa1gn1110
246,246
Sub-Award
West Green Street
Urbana,IL 61801
U n1vers1ty of Maryland S2-6002033 Exempt Sponsored Res ea rc h
Ba lt1more 3112 Lee Bu1ld 1 ng
24S,OS4
Sub-Award
College park, MD
20742S141
New Mex1coScholes Hall 102
233,478
Sub-Award
Albuquerque, N M
871316003
Abt Associates I neSS Not exempt Sponsored Res ea rc h
Wheeler St
220,83S
Sub-Award
Cal1forn1a- Davls402 M rak
218,887
Sub-Award
Oak Shields Avenue
Dav1s, CA 9S616
Manne B1olog1cal Laboratory 04-2104690 Exempt Sponsored Res ea rc h
7 M BL Streeet
21S,246
Sub-Award
Woods Hole, MA
02S43101S
Rand Corporatlon1700 M a1n 9S-19S8142 Exempt Sponsored Res ea rc h
Street
206,901
Sub-Award
Santa Mon1ca,CA
904072138
D1stnct of Columbia Public Exempt Sponsored Res ea rc h
Schools82S No Cap1tol
20S,200
Sub-Award
Street N E 9th Fir
Washington, DC
200021994
Brown U n1vers1ty164 Angell 13-7070437 Exempt Sponsored Res ea rc h
Street Box 19 2 9
203,336
Sub-Award
Providence, RI 02912
Cal1forn1a Inst1tute of 9S-1643307 Exempt Sponsored Res ea rc h
Technology1200 East
197,720
Sub-Award
C a l1forn1a Boulevard
Pasadena, CA 9112S
other)
Board of Regents of the 39-6006492 Exempt Sponsored Res ea rc h
Un1vers1ty ofW1scons1n-
196,263
Sub-Award
Madlson750 Un1vers1ty
Avenue
M ad1son, WI 53706
Sm1thson1an Astrophysical Not applicable Sponsored Res ea rc h
0 bservatory60 Garden Street
194,611
Sub-Award
MS23
Cambndge, MA 02138
Walter Reed Army Inst1tute of Not applicable Sponsored Res ea rc h
Research503 Robert Grant
194,345
Sub-Award
Avenue
Silver Spnng, MD
209107500
Lawrence Berke ley N at1ona I Exempt Sponsored Res ea rc h
Lab1 Cyclotron Road
191,436
Sub-Award
Mallstop 90-3058
Berkeley, CA 94720
Stony Brook U n1vers1ty (State Exempt Sponsored Res ea rc h
Un1vers1ty of New York)
190,485
Sub-Award
W5510 Melville Library
Stony Brook, NY
117943362
Board ofTrustees ofthe 63-6001138 Exempt Sponsored Res ea rc h
U n1vers1ty of Alabama-
189,437
Sub-Award
Blrmlngham1530 3rd Avenue
South
B1rm1ngham, A L 352940111
Jackson State U n1vers1tyPO 64-6000507 Exempt Sponsored Res ea rc h
Box 17129
176,123
Sub-Award
Jackson, MS 39217
Partners 1n H ea lth641 04-3000294 Exempt Sponsored Res ea rc h
H unt1ngton Ave
169,813
Sub-Award
Boston, MA 02115
U n1vers1ty of Texas- A ust1n 74-6000203 Exempt Sponsored Res ea rc h
PO Box 7996 Ma1n Bu1ld1ng
168,441
Sub-Award
302
Aust1n,TX 787121111
N at1onal I n1t1at1ve for 01-0647374 Exempt Sponsored Res ea rc h
Children's Healthcare Qual1ty
167,019
Sub-Award
20 U n1vers1ty Road 7th Floor
Cambndge, MA 02138
other)
Ed uc at1ona I Tes t1 ng S e rv 1c e 21-0634479 Exempt Sponsored Res ea rc h
Rosedale Rd
157,444
Sub-Award
Pnnceton, NJ 08541
Charlotte Mecklenburg Exempt Sponsored Res ea rc h
Schools701 East Mart1n
154,843
Sub-Award
Luther K1ng Jr Blvd
Blvd
Charlotte, NC 28202
Morehouse School of 58-1438873 Exempt Sponsored Res ea rc h
Medlclne720 Westv1ew Dnve
154,331
Sub-Award
sw
Atlanta,GA 303101495
Emory Unlverslty1784 N 58-0566256 Exempt Sponsored Res ea rc h
Decatur Road Su1te 510
153,314
Sub-Award
Atlanta,GA 30322
U n1vers1ty of Houston4800 Exempt Sponsored Res ea rc h
Calhoun Road
150,094
Sub-Award
Houston, TX 77204
Columbia U n1vers1ty1210 13-5598093 Exempt Sponsored Res ea rc h
Amsterdam Avenue Mall
149,725
Sub-Award
Code
2205
New York, NY 10027
M on t a n a State U n 1 v e rs 1 t y 2 11 81-6010045 Exempt Sponsored Res ea rc h
Montana Hall
144,7 56
Sub-Award
Bozeman, MT 597172420
A mencan Cancer Soc1ety 13-1788491 Exempt Sponsored Res ea rc h
1599 Cl1fton Road NE
142,325
Sub-Award
Un1vers1ty of Nebraska at 51-6097329 Exempt Sponsored Res ea rc h
Llncoln303 Canfield
141,561
Sub-Award
Adm1n1strat1on
Bu1ld1ng
Lincoln, N E 685880430
Pennsylvania State Exempt Sponsored Res ea rc h
U n1vers1tyU n1vers1ty Hosp1tal
141,246
Sub-Award
Hershey, PA 17033
other)
Cal1forn1a- Los Angeles405
137,315
Sub-Award
H II g a rd A venue P 0 Box
951361
Los Angeles, CA
900951361
Johns Hopkins Un1vers1ty6lS 52-0595110 Exempt Sponsored Res ea rc h
North Wolfe St
127,108
Sub-Award
Baltimore, MD 21205
Un1vers1ty ofNewHampsh1re Exempt Sponsored Res ea rc h
51 College Road
122,898
Sub-Award
Durham,NH 03824
Vanderbilt Un1vers1tyOff1ce of 62-04 76822 Exempt Sponsored Res ea rc h
Contracts Adm1n1strat1on
120,938
Sub-Award
Nashville, TN 37232
U n1vers1ty of Massachusetts Exempt Sponsored Res ea rc h
at A mherstGoodell Bu1ld1ng
120,658
Sub-Award
Room 408
Amherst, MA 010033258
Ambulatory Ped1atnc Sponsored Res ea rc h
Assoclatlon6728 Old Mclean
120,000
Sub-Award
V 1llage Dnve
Mclean, VA 22101
Fred H utch1nson Cancer 23-7156071 Exempt Sponsored Res ea rc h
Research CenterllOO
119,084
Sub-Award
Fa 1rv 1ew Avenue
Seattle, WA 01024
U n1vers1ty of Hawall2444 Exempt Sponsored Res ea rc h
Dole Street
116,749
Sub-Award
Honolulu, HI 96822
Strategic Education Research Sponsored Res ea rc h
Partners h1 pS 0 0 F1fth Street
115,431
Sub-Award
NW 1051
Local Environmental Act1on 73-1592485 Exempt Sponsored Res ea rc h
Demanded Agency19257 S
114,390
Sub-Award
4403 Dnve
V 1n1ta, 0 K 74301
other)
Cal1forn1a- Santa Barbara
111,592
Sub-Award
3227 Cheadle Hall
Santa Barbara, CA
931062050
WGBH Educational Foundation 04-2104397 Exempt Sponsored Res ea rc h
125 Western Avenue
103,794
Sub-Award
Boston, MA 02134
Publ1cPnvate Ventures200 23-2048721 Exempt Sponsored Res ea rc h
Market Street
102,764
Sub-Award
Ph1ladelph1a, PA 19103
The W1star Instltute3601 23-6434390 Exempt Sponsored Res ea rc h
Spruce Street
101,708
Sub-Award
Battelle M emonal I nst1tute 01-1340391 Exempt Sponsored Res ea rc h
505 K1ng Avenue
99,844
Sub-Award
Columbus, 0 H 432012693
Un1vers1ty of Alaska 92-6000147 Exempt Sponsored Res ea rc h
Fa 1rba nksA d m1 n1s trat1on
97,750
Sub-Award
Serv1ces Center 105
Fairbanks, A K 9977 5
Un1vers1ty of Notre Dame804 35-0868188 Exempt Sponsored Res ea rc h
Grace Hall
96,389
Sub-Award
Notre Dame, IN 46556
Georg1a Inst1tute of 58-6002023 Exempt Sponsored Res ea rc h
Tee hnologyG eorg 1a Tee h
92,281
Sub-Award
Research CorporCentenn1al
Research Bu1ld1ng Room
246
Spaulding Rehab1l1tat1on 04-2551124 Exempt Sponsored Res ea rc h
Hospltal125 Nashua Street
92,088
Sub-Award
Memonal Sloan Kettenng 13-1924236 Sponsored Res ea rc h
1275 York Avenue
91,427
Sub-Award
New York, NY 10021
other)
K1d R1sk IncP 0 Box 590129 Sponsored Res ea rc h
Newton,MA 02459
90,884
Sub-Award
Golden Hel1x Inc203 Not exempt Sponsored Res ea rc h
Enterpnse Boulevard
89,935
Sub-Award
Bozeman, MT 59718
Charles Stark Draper 04-2505372 Exempt Sponsored Res ea rc h
Laboratory Inc555
89,768
Sub-Award
Tee hnology Square M S- 4 2
Cambndge, MA 02139
Northern C al1forn1a Cancer 23-7427232 Exempt Sponsored Res ea rc h
Center32960 Alvardo-NIIes
88,8 7 8
Sub-Award
Road
Un1onC1ty,CA 94587
Texas A&M Un1vers1ty3000 Exempt Sponsored Res ea rc h
Bnarcrest Dnve Su1te 101
83,007
Sub-Award
Bryan, TX 77802
Boston VA Research 04-3081524 Exempt Sponsored Res ea rc h
Inst1tute Inc150 South
80,793
Sub-Award
H unt1ngton Ave
Boston, MA 02130
Vanderbilt M ed1cal Center 16-2047682 Sponsored Res ea rc h
1211 M ed1cal Center Dnve
80,076
Sub-Award
Nashville, TN 37232
Atmosphenc & Environmental Not exempt Sponsored Res ea rc h
Research Inc840 Memonal
79,735
Sub-Award
D nve
Texas Eng1neenng 74-1974733 Not applicable Sponsored Res ea rc h
Expenment Stat1onTEES
78,728
Sub-Award
Headquarters
College Stat1on, TX
778433577
Los Alamos Nat1onal Exempt Sponsored Res ea rc h
Laboratory Los A I amos
76,563
Sub-Award
N at1onal Laboratory
Los A I amos, N M 87545
other)
Center for Studying Health Exempt Sponsored Res ea rc h
System Change600 Maryland
76,2 93
Sub-Award
Avenue SW
Center for Commun1ty Health Sponsored Res ea rc h
Ed uc at1on Res ea rc h and
76,0 58
Sub-Award
S e rv 1 c e I n c 7 1 6 Co I u m bus
Avenue
Boston, MA 02120
U n1vers1ty of Georgia Exempt Sponsored Res ea rc h
Controllers 0 ff1c e
74,093
Sub-Award
Athens,GA 306024212
Pnnceton Un1vers1ty4 New 21-0634501 Exempt Sponsored Res ea rc h
South Bu1ld1ng P 0 Box 36
73,914
Sub-Award
Pnnceton, NJ 08544
U n1vers1ty of Pennsylvania 23-1352685 Exempt Sponsored Res ea rc h
13 3 South 36th Street
69,6 52
Sub-Award
Mezzanine
Knowledge Networks1360 Not exempt Sponsored Res ea rc h
Willow Rd Su1te 101
68,743
Sub-Award
Menlo Park,CA 940251516
Gw1nnett County Public Sponsored Res ea rc h
Schools437 0 ld Peachtree
66,083
Sub-Award
Road NW
Suwanee, GA 300212978
Tufts M ed1cal Center7 50 04-2374071 Sponsored Res ea rc h
Washington Street
64,578
Sub-Award
Boston, MA 02111
Nat1onal Bureau ofEconom1c 13-1641075 Exempt Sponsored Res ea rc h
Research1050
63,370
Sub-Award
Massachusetts Ave
Ib1s Reproductive Health17 03-0382773 Exempt Sponsored Res ea rc h
Dunster Street
63,2 38
Sub-Award
Cambndge, MA 02138
other)
U n1vers1ty of Maryland 52-1630673 Exempt Sponsored Res ea rc h
College Park2100 Lee
59,905
Sub-Award
Bu1ld1ng
College Park, MD 20742
Simmons CollegeS1mmons 04-2103629 Exempt Sponsored Res ea rc h
College
57,696
Sub-Award
Boston, MA 02115
Massachusetts College of 04-2104700 Exempt Sponsored Res ea rc h
Pharmacy and Health
57,333
Sub-Award
Sclences179 Longwood
Avenue
Boston, MA 02115
Rockefeller U n1vers1ty1230 13-1624158 Exempt Sponsored Res ea rc h
York Avenue
56,107
Sub-Award
New York, NY 10021
Museum of Sc1enceSc1ence 04-2103916 Exempt Sponsored Res ea rc h
Park
55,416
Sub-Award
D1mag1 Inc529 Ma1n St Su1te Not exempt Sponsored Res ea rc h
606
55,310
Sub-Award
Charlestown, MA 02129
Urban Inst1tute2100 M Street 52-0880375 Exempt Sponsored Res ea rc h
NW
54,127
Sub-Award
INTEGRIS Baptist Reg1onal Exempt Sponsored Res ea rc h
Health Center200 Second
52,7 36
Sub-Award
Avenue SW
M1am1,0K 74355
New England Research 04-2919509 Exempt Sponsored Res ea rc h
Institutes Inc9 Galen Street
50,497
Sub-Award
Watertown, MA 02472
Centeye Inc4905 Reno Road Not exempt Sponsored Res ea rc h
NW
50,0 59
Sub-Award
other)
U n1vers1ty ofTennessee800 Exempt Sponsored Res ea rc h
Mad1son Ave
49,6 79
Sub-Award
Memphis, TN 38163
Mercy CorpsPO Box 2669 Sponsored Res ea rc h
Dept W
47,388
Sub-Award
Portland, 0 R 97208
Baystate Med1cal Center759 Sponsored Res ea rc h
Chestnut Street
46,0 58
Sub-Award
Spnngf1eld, MA 01199
Scnpps Research Inst1tute 33-0435954 Exempt Sponsored Res ea rc h
10550 North Torrey P1nes Rd
45,014
Sub-Award
La Jolla, CA 92037
Ka1ser Permanente1800 94-1265039 Not exempt Sponsored Res ea rc h
Hamson Street 16th Floor
44,212
Sub-Award
0 akland, CA 946123433
0 reg on State U n1vers1ty Exempt Sponsored Res ea rc h
0 reg on State U n1vers1ty
42,043
Sub-Award
Corvallis, 0 R 973315704
HealthCore Inc800 Delaware Not exempt Sponsored Res ea rc h
Avenue F1fth Floor
41,949
Sub-Award
W1lm1ngton, DE 19801
The C1ty College of CUNY Exempt Sponsored Res ea rc h
Convent Avenue at 138th
41,880
Sub-Award
Street
New York, NY 10031
U n1vers1ty of Massachusetts 04-3167352 Exempt Sponsored Res ea rc h
- BostonCenter for Teach1ng
41,508
Sub-Award
and Learn1ng
Boston, MA 02125
Leh1gh U n1vers1tyS26 15-6002122 Exempt Sponsored Res ea rc h
Brodhead Avenue
40,886
Sub-Award
Bethlehem, PA 18015
other)
Dartmouth College11 Rope 04-3391559 Exempt Sponsored Res ea rc h
Ferry Road 6210
39,171
Sub-Award
Hanover,NH 037553580
Rush U n1vers1ty M ed1cal 36-2174823 Exempt Sponsored Res ea rc h
Center1653 West Congress
38,621
Sub-Award
Parkway
Ch1cago, IL 60612
Bngham Young U n1vers1tyPO 87-0533795 Exempt Sponsored Res ea rc h
Box21231
36,2 58
Sub-Award
Provo, UT 846021231
Ge1s1nger Health System100 Sponsored Res ea rc h
North Academy Avenue
36,185
Sub-Award
Danville, PA 178224400
George Mason U n1vers1ty 54-0836354 Exempt Sponsored Res ea rc h
4400 Un1vers1ty Dnve MSN
35,880
Sub-Award
4C6
Fa 1rfax, VA 22030
Temple Un1vers1ty1801 23-1365971 Exempt Sponsored Res ea rc h
North Broad Street
35,820
Sub-Award
Fulton County School System Sponsored Res ea rc h
786 Cleveland Avenue SW
35,750
Sub-Award
Atlanta,GA 30315
U n1vers1ty of Rochester515 16-0743209 Exempt Sponsored Res ea rc h
Hylan Bu1ld1ng R C Box
35,110
Sub-Award
270140
Rochester, NY 14627
Boston U n1vers1ty School of Sponsored Res ea rc h
Public HealthTalbot Bu1ld1ng
33,8 59
Sub-Award
Myom1cs Inc135 Prospect St Not exempt Sponsored Res ea rc h
33,7 25
Sub-Award
other)
H a rv a rd V a n g u a rd M e d 1 c a I 04-33974SO Exempt Sponsored Res ea rc h
Assoclates133 Brookline
32,319
Sub-Award
Avenue
Brookline, M A 0221S
Los Gatos Research67 East Not exempt Sponsored Res ea rc h
Evelyn Avenue Su1te 3
32,022
Sub-Award
M ounta1n V 1ew, CA 94041
Johns Hopkins School of Sponsored Res ea rc h
Public Health61S N Wolfe
31,442
Sub-Award
Street
Baltimore, MD 2120S
Education Development 04-2241718 Not exempt Sponsored Res ea rc h
Center I neSS Chapel Street
31,2 3 7
Sub-Award
Newton,MA 021S81060
Sch1zophren1a International Sponsored Res ea rc h
Research Soc1ety IncS4S
30,000
Sub-Award
M a1nstream D nve
Nashville, TN 37228
Ill1no1s Inst1tute of 36-2170136 Exempt Sponsored Res ea rc h
Technology3300 South
28,924
Sub-Award
Federal Street
Ch1cago, IL 606163793
Lou1s1ana State U n1vers1ty Sponsored Res ea rc h
Health Sc1ences CenterS33
28,8S4
Sub-Award
Bol1var Street
NewOrleans,LA 70112
The Research Foundation of 14-1368361 Exempt Sponsored Res ea rc h
State Un1vers1ty of New York
28,S49
Sub-Award
80 ma1den lane
new york, NY 10038
Flonda I nternat1onal 6S-0177616 Exempt Sponsored Res ea rc h
Un1vers1ty11200 SW 8th
28,060
Sub-Award
Street
M1am1,FL 33199
Washington U n1vers1ty660 43-06S3611 Exempt Sponsored Res ea rc h
South Euclid- Campus Box
27,2 93
Sub-Award
8027
StLou1s,MO 631101093
other)
U n1vers1ty of 0 klahomaPO Exempt Sponsored Res ea rc h
Box 26901
27,2 50
Sub-Award
Oklahoma C1ty,OK
731901046
Boston Children's Museum 04-2103993 Exempt Sponsored Res ea rc h
300 Congress St
27,188
Sub-Award
Boston, MA 02210
Ka 1s e r Foundation Res ea rc h Exempt Sponsored Res ea rc h
Inst1tutel800 Hamson
27,139
Sub-Award
Street 16th Floor
0 akland, CA 946123433
George Washington 53-0196584 Exempt Sponsored Res ea rc h
Un1vers1ty2121 I Street NW
26,588
Sub-Award
Research Tnangle Inst1tute 05-6068633 Exempt Sponsored Res ea rc h
Internat1onaiCornwall1s Road
25,711
Sub-Award
Hanes Bldg
Rsch Tnangle Park, NC
277092194
Mathemat1ca Pol1cy Research Not exempt Sponsored Res ea rc h
Inc600 Maryland Avenue SW
25,307
Sub-Award
Sm1th CollegeSm1th College 04-1843040 Exempt Sponsored Res ea rc h
Northampton, MA 01063
24,153
Sub-Award
M1r1am Hospltal164 Summ1t 05-0258905 Sponsored Res ea rc h
Avenue
23,8 35
Sub-Award
A I bert E1nste1n College of 13-2937352 Exempt Sponsored Res ea rc h
Medlclne1300 Moms Park
23,380
Sub-Award
Avenue
Bronx, NY 10461
Developmental Test1ng Not exempt Sponsored Res ea rc h
Serv1ce Inc35 South Park
21,885
Sub-Award
Terrace
Northampton, MA 01060
other)
Un1vers1ty ofW1scons1n Exempt Sponsored Res ea rc h
School of Education
21,4 38
Sub-Award
M ad1son, WI 53706
Fenway Commun1ty Health 04-2510564 Sponsored Res ea rc h
Center7 Haviland Street
20,350
Sub-Award
Boston, MA 02115
Argonne N at1onal Laboratory Exempt Sponsored Res ea rc h
9700 South Cass Avenue
18,8 77
Sub-Award
Argonne, I L 60439
Lou1s D Brown Peace Exempt Sponsored Res ea rc h
Instltute1452 Dorchester
16,960
Sub-Award
Avenue
Dorchester, MA 02122
SRI Internatlonal333 94-1160950 Exempt Sponsored Res ea rc h
Ravenswood Avenue
16,014
Sub-Award
Menlo Park,CA 94025
Nat1onal Development and 23-7009089 Exempt Sponsored Res ea rc h
Research Inst1tute IncTwo
15,9 51
Sub-Award
World Trade Center 16th Fir
New York, NY 10048
H e a It h C a re for A II I n c 3 0 Sponsored Res ea rc h
W1nter Street 10th Floor
15,3 3 3
Sub-Award
Boston, MA 02108
Northeast States for 04-2814018 Not exempt Sponsored Res ea rc h
Coordinated A1r Use
14,100
Sub-Award
Management129 Portland St
Boston, MA 02114
N at1ona I Governors' Exempt Sponsored Res ea rc h
Assoclatlon444 North
14,000
Sub-Award
Cap1tol St Su1te 267
U n1vers1ty of P1ttsburgh350 25-0965591 Exempt Sponsored Res ea rc h
Thackeray Hall
13,908
Sub-Award
Pittsburgh, PA 15260
other)
C a l1forn1a 3 3 3 3 C a l1forn1a
13,787
Sub-Award
Street Su1te 11
San Franc1sco, CA
941430962
Inst1tute for Healthcare 38-3017223 Exempt Sponsored Res ea rc h
Improvement20 U n1vers1ty
13,5 2 3
Sub-Award
Road
Cambndge, MA 02138
Hebrew Rehab1l1tat1on Center 04-2104298 Exempt Sponsored Res ea rc h
for Aged1200 Centre St
13,502
Sub-Award
Roslindale, MA 02131
Cam b n d g e M e d 1 c a I Care 04-2752962 Exempt Sponsored Res ea rc h
Foundatlon1493 Cambndge
13,482
Sub-Award
Street
Cambndge, MA 02139
U n1vers1ty of M 1ssoun- Sponsored Res ea rc h
Columbia310 Jesse Hall
13,096
Sub-Award
Columbia, MO 65211
Value Stream Solut1ons LLC Not exempt Sponsored Res ea rc h
Ten Barbara Road
13,000
Sub-Award
Belmont, MA 02478
Mob1le Health Cl1n1cs Not exempt Sponsored Res ea rc h
Network1058 Ha1ght Street
12,500
Sub-Award
San Franc1sco, CA
941173109
P n m a ry Sou rc e I n c 1 0 1 Exempt Sponsored Res ea rc h
Walnut St
12,500
Sub-Award
Watertown, MA 02472
Bentley College17 5 Forest St 04-1081650 Exempt Sponsored Res ea rc h
Waltham, MA 02452
11,8 6 6
Sub-Award
F1eld Museum of Natural 36-2167011 Exempt Sponsored Res ea rc h
H 1storyRoosvelt Road at Lake
11,3 2 3
Sub-Award
Shore Dnve
Ch1cago, IL 60605
other)
Tufts U n1vers1ty School of 04-3289926 Exempt Sponsored Res ea rc h
Medlclne136 Hamson
11,121
Sub-Award
Avenue
Boston, MA 02111
Hebrew Sen1orL1fe1200 Exempt Sponsored Res ea rc h
Centre Street
11,0 8 0
Sub-Award
Roslindale, MA 02131
Duke U n1vers1ty02 A lien 56-0532129 Exempt Sponsored Res ea rc h
Bulldl1ng
10,991
Sub-Award
Durham,NC 277080077
Whitehead Inst1tute for 06-1043412 Exempt Sponsored Res ea rc h
B1omed1cal ResearchN 1ne
9,455
Sub-Award
Cambndge Center
Cambndge, MA 02142
Nat1onal Committee for 52-1191985 Exempt Sponsored Res ea rc h
Qual1ty Assurance200 L
8,593
Sub-Award
Street NW Su1te 500
Southwest Research Inst1tute 74-1070544 Exempt Sponsored Res ea rc h
6220 Culebra Road
8,4 7 3
Sub-Award
San A nton1o, TX
782385166
Mount S1na1 School of 13-6171197 Exempt Sponsored Res ea rc h
Med1c1neOne Gustave L Levy
8,4 71
Sub-Award
Place
New York, NY 100296574
Purdue U n1ve rs 1tyO ff1c e of 35-6002041 Exempt Sponsored Res ea rc h
Contract and Grant
7,254
Sub-Award
Bus 1 ness A ffa 1 rs
West Lafayette, IN 47907
Flonda AM U n1vers1tyFionda 59-0977035 Exempt Sponsored Res ea rc h
Agncultural And M echan1cal
6,548
Sub-Award
U n1vers1ty
Tallahassee, FL 32307
The Un1vers1ty of New Sponsored Res ea rc h
0 rleans2000 Lakeshore
6,414
Sub-Award
D nve
NewOrleans,LA 70148
other)
General Dynam1cs Advanced Not exempt Sponsored Res ea rc h
Information Systems1440 N
6,366
Sub-Award
F1esta Boulevard
Gllbert,AZ 85233
La borers' Health and Safety Sponsored Res ea rc h
Fund of North Amenca905
5,948
Sub-Award
16th Street N W
U n1vers1ty of Connectlcut263 Exempt Sponsored Res ea rc h
Farmington Avenue
5,15 5
Sub-Award
Farmington, MA 06030
Eureka Sc1ent1f1c Inc2452 Not exempt Sponsored Res ea rc h
Delmer Street
5,000
Sub-Award
0 akland, CA 946023017
BETH ISRAEL DE A C 0 NESS 04-2103881 Exempt Tra1n1ng Grant
MEDICAL CENTER330
119,877
Payments
Brookline Avenue
Boston, MA 02215
MASSACHUSETTS 04-2103594 Exempt Tra1n1ng Grant
INSTITUTE OF
31,0 81
Payments
TECHNOLOGYOff1ce of
Cambndge, MA 02139
MASSACHUSETTS GENERAL 04-1564655 Exempt Tra1n1ng Grant
HOSPITALBartlett 305
9,619
Payments
DIVISION OF HEALTH Tra1n1ng Grant
SCIENCES AND
1,87 5
Payments
TECHNOLOGY MIT77
Massachusetts Avenue E25-
519
cambndge, MA 02139
UNIVERSITY OF Tra1n1ng Grant
CALIFORNIA SAN DIEGO
1,852
Payments
9500 Gilman Dnve Mall Code
0934
Ia Jolla, CA 92093
MASSACHUSETTS GENERAL 04-1564655 Student grants and
155,133
awards
other)
UNITED STATES FEDERAL GOV'T Student grants and
DEPARTMENT OF
127,108
awards
ED U CAT I 0 N 4 0 0 M a ry Ian d
Avenue SW
washington, DC 20202
REGENTS 0 F THE Student grants and
UNIVERSITY OF
95,000
awards
CALIFORNIA3333 Cal1forn1a
Street Su1te 11
San Franc1sco, CA
941430962
TANGLE WO 0 D MUSIC Exempt Student grants and
C ENTER 1 9 7 west street
60,000
awards
lennox, MA 02140
BOSTON ARCHITECTURAL Student grants and
CO LLEGE320 newbury street
50,000
awards
boston, MA 02115
MASSACHUSETTS 04-2103594 Exempt Student grants and
INSTITUTE OF
45,000
awards
TECHNOLOGYOff1ce of
Cambndge, MA 02139
AMERICAN COMPOSERS 13-2838450 Exempt Student grants and
ORCHESTRA INC240 West
40,000
awards
35th St Ste 405
new york, NY 10001
ABILENE CHRISTIAN Student grants and
UNIVERSITY1600 Campus
34,000
awards
Court
abilene, TX 79699
JESUS CO LLEGEJesus Student grants and
college CAM BRIDGE
33,97 3
awards
UK
TUFTS UNIVERSITYPackard 04-2103634 Exempt Student grants and
Hall
31,5 9 3
awards
Medford, MA 02155
APPLESEED DC1111 14th St Student grants and
NW 510
30,000
awards
washington, DC 20005
other)
DARTMOUTH COLLEGE11 04-3391559 Student grants and
Rope Ferry Road 6210
30,000
awards
Hanover,NH 037553580
SOUTHERN COALITION Student grants and
FOR SOCIAL JUSTICE115
30,000
awards
market street
durham, SC 27701
UNIVERSITY OF Student grants and
PENNSYLVANIA MUSEUM
29,4 34
awards
OF ARCHAEOLOGY AND
ANTHROPOLOGY3260
South Street
ph1ladelph1a, PA 19104
CHILDRENS HOSPITAL 04-2774441 Exempt Student grants and
Enders F1rst Floor
29,000
awards
BRIGHAM AND WOMENS 04-2312909 Exempt Student grants and
HOSPITAL75 Francis Street
25,000
awards
Boston, MA 02115
UNIVERSITY OF Exempt Student grants and
CONN ECTICUT263
25,000
awards
Farmington Avenue
Farmington, MA 06030
UNIVERSITY OF Exempt Student grants and
OKLAHOMAPO Box 26901
25,000
awards
Oklahoma C1ty,OK
731901046
SCRIPPS RESEARCH 33-0435954 Exempt Student grants and
INSTITUTE10550 North
24,880
awards
Torrey P1nes Rd
La Jolla, CA 92037
NORTHWESTERN 36-2167817 Exempt Student grants and
UNIVERSITY633 Clark
20,100
awards
Street
evanston, IL 60208
ADVANTAGE TESTING Student grants and
FOUNDATION10 langley
20,000
awards
road
newton centre, MA 02459
other)
BETH ISRAEL DE A C 0 NESS 04-2103881 Student grants and
MEDICAL CENTER330
20,000
awards
Brookline Avenue
Boston, MA 02215
HOPE COLLEGEPost Off1ce Student grants and
Box 9000
20,000
awards
holland, MI 49422
MOUNT HOLYOKE COLLEGE Student grants and
50 college street
20,000
awards
south hadley, MA 01075
WELLESLEY COMPOSERS Exempt Student grants and
C 0 N FE R E N C Ewe II e s I e y
20,000
awards
college 106 cental street
street
wellesley, MA 02481
UNIVERSITY OF RICHMOND Student grants and
28 Westhampton Way
19,158
awards
hennco,VA 23173
REGENTS 0 F THE 38-6006309 Student grants and
UNIVERSITY OF MICHIGAN
17,500
awards
4251 Plymouth Road
AnnArbor,MI 48113
LEGAL AID SOCIETY OF Student grants and
GREATER CLEVELAND1223
8,000
awards
West 6th Street
cleveland, 0 H 44113
NEW YORK CIVIL LIBERTIES Student grants and
UNION 12 5 Broad Street
7,000
awards
new york, NY 10041
MASSACHUSETTS GENERAL 04-1564655 Exempt St1pendees
323,522
CHILDRENS HOSPITAL 04-2774441 Exempt St1pendees
Enders F1rst Floor
192,888
other)
DANA FARBER CANCER 04-2263040 Exempt St1pendees
IN STIT U T E44 B 1nney Street
149,806
DA-1230
Boston, MA 02115
BRIGHAM AND WOMENS 04-2312909 Exempt St1pendees
HOSPITAL75 Francis Street
146,903
Boston, MA 02115
MASSACHUSETTS 04-2103594 Exempt St1pendees
INSTITUTE OF
140,000
TECHNOLOGYOff1ce of
Cambndge, MA 02139
WELLESLEY C 0 L LEGE 1 0 6 04-2103637 Exempt St1pendees
Central Street
74,545
Wellesley, MA 02481
TRUSTEES OF THE 23-1352685 Exempt St1pendees
UNIVERSITY OF
70,000
PENNSYLVANIA3451 Walnut
Street
UNIVERSITY OF WARWICK St1pendees
un1vers1ty ofwarw1ck
65,500
COVENTRY
UK
BETH ISRAEL DE A C 0 NESS 04-2103881 St1pendees
MEDICAL CENTER330
46,64 7
Brookline Avenue
Boston, MA 02215
UNIVERSITY OF Exempt St1pendees
MASSACHUSETTS
45,000
AMHERSTGoodell Bu1ld1ng
Room 408
Amherst, MA 010033258
M C L E A N H 0 S P IT A L S e rv 1 c e 04-2697981 St1pendees
Bu1ld1ng Second Floor
35,601
Belmont, MA 021789106
MASSACHUSETTS 04-2103594 St1pendees
INSTITUTE OF
28,894
TECHNOLOGYOff1ce of
Cambndge, MA 02139
other)
UNIVERSITY OF 91-6001537 Exempt St1pendees
WASHINGTON3917
25,440
Un1vers1ty WayNE Box
351122
Seattle, WA 981051122
CAMBRIDGE COMMUNITY Commun1ty G1fts and
FOUNDATION99 B1shop
400,000
C hantable
Richard A lien Dnve C ontnbut1ons
cambndge, MA 02139
CITY OF CAMBRIDGE795 Commun1ty G1fts and
Massachusetts Avenue
250,000
C hantable
cambndge, MA 02139 C ontnbut1ons
BOSTON REDEVELOPMENT Commun1ty G1fts and
AUTHORITY! C1ty Hall Sq 9
100,500
C hantable
boston, MA 02201 C ontnbut1ons
FUND FOR PARKS AND 04-2784811 Exempt Commun1ty G1fts and
RECREATION IN BOSTON
7 5,000
C hantable
1010 Massachusetts Avenue C ontnbut1ons
Floor 3
boston, MA 021182393
Vanous Commun1ty G1fts and Commun1ty G1fts and
Chantable Contnbut1onsC/O
7 3,688
C hantable
PRESIDENT AND FELLOWS C ontnbut1ons
OF
HARVARD COLLEGE 1033
MASS AVE
CA mbndge, MA 02138
CITY OF BOSTON! C1ty Hall Commun1ty G1fts and
Square
68,800
C hantable
boston, MA 02201 C ontnbut1ons
HARVARD UNIVERSITY Commun1ty G1fts and
EMPLOYEES CREDIT
51,000
C hantable
UNION 16 dunster street C ontnbut1ons
cambndge, MA 02138
AMERICAN COUNCIL OF 13-1851145 Exempt Commun1ty G1fts and
LEARNED SOCIETIES633
50,000
C hantable
Th1rd Avenue 8th floor C ontnbut1ons
new york, NY 10017
WEST END HOUSE INC105 04-2105825 Exempt Commun1ty G1fts and
A IIston Street
21,000
C hantable
allston, MA 02134 C ontnbut1ons
other)
TOWN OF SOUTHBOROUGH Commun1ty G1fts and
17 common street
16,667
C hantable
southborough, MA 0177 2 C ontnbut1ons
PRESENTATION SCHOOL Commun1ty G1fts and
FOUNDATIONPO Box35834
15,000
C hantable
bnghton, MA 02135 C ontnbut1ons
CAMBRIDGE WOMENS Commun1ty G1fts and
CENTER46 Pleasant Street
13,168
C hantable
CAMBRIDGE COMMUNITY Commun1ty G1fts and
C ENTER 5 C a II end a r Street
12,500
C hantable
CHARLES RIVER 04-3503656 Exempt Commun1ty G1fts and
CO NSERVA NCY4 brattle
12,500
C hantable
street C ontnbut1ons
cambndge, MA 02138
OAK SQUARE YMCA615 Commun1ty G1fts and
Washington Street
11,940
C hantable
bnghton, MA 02135 C ontnbut1ons
SOCIEDAD LATINA INC 04-2678255 Exempt Commun1ty G1fts and
1530 Tremont Street
11,500
C hantable
roxbury, M A 02120 C ontnbut1ons
JACKSON MANN Exempt Commun1ty G1fts and
COMMUNITY CENTER500
11,0 0 0
C hantable
Cambndge St C ontnbut1ons
allston, MA 02134
CAMBRIDGE HOUSING 04-3311270 Exempt Commun1ty G1fts and
ASSISTANCE FUND171
10,000
C hantable
huron avenue C ontnbut1ons
cambndge, MA 02138
GARDNER PILOT ACADEMY Commun1ty G1fts and
30 athol street
10,000
C hantable
allston, MA 02134 C ontnbut1ons
other)
MISSION HILL SUMMER Commun1ty G1fts and
PROGRAM miSSIOn hill
10,000
C hantable
summer program C ontnbut1ons
boston, MA 02135
MIT MUSEUM265 Exempt Commun1ty G1fts and
Massachusetts Avenue
10,000
C hantable
TRUSTEES OF THE 23-1352685 Exempt Commun1ty G1fts and
UNIVERSITY OF
10,000
C hantable
PENNSYLVANIA3451 Walnut C ontnbut1ons
Street
VERONICA SMITH MULTI Commun1ty G1fts and
SERVICE SENIOR CENTER
10,000
C hantable
20 Chestnut Hill Avenue C ontnbut1ons
boston, MA 02135
MARGARET FULLER Commun1ty G1fts and
NEIGHBORHOOD HOUSE71
9,200
C hantable
Cherry Street C ontnbut1ons
bnghton, MA 02134
CONSERVATORY LAB 04-3443578 Exempt Commun1ty G1fts and
CHARTER SCHOOL25
8,79 3
C hantable
arlington street C ontnbut1ons
bnghton, MA 02135
FENWAY COMMUNITY 04-2666507 Exempt Commun1ty G1fts and
DEVELOPMENT
8,000
C hantable
C 0 R P 0 RAT I 0 N 7 3 C ontnbut1ons
Hemenway Street
boston, MA 02115
JOSEPH M SMITH 23-7221597 Exempt Commun1ty G1fts and
COMMUNITY HEALTH
7,500
C hantable
CENTER INC287 western C ontnbut1ons
avenue
allston, MA 02134
MISSION HILL YOUTH Commun1ty G1fts and
COLLABORATIVE31 Lenox
7,500
C hantable
St C ontnbut1ons
boston, MA 02118
TUTORING PLUS 0 F Commun1ty G1fts and
CAMBRIDGE225 w1nsdor
6,500
C hantable
cambndge, MA 02139
other)
MOUNT AUBURN Commun1ty G1fts and
HOSPITAL330 mount auburn
5,050
C hantable
cambndge, MA 02138
Form 990 Schedule I Part III Grants and Other Assistance to Individuals in the United States
'I
,, ,,
(a)Type of grant or assistance (b)N umber of (c)A mount of (d)A mount of (e)M ethod of valuation (book, (f)Descnpt1on of non-cash assistance
rec1p1ents cash grant non-cash assistance FMV, appra1sal, other)
Graduate Student Stipend Grants 4833 68,000,743
Graduate Student Tu1t1on and Fees Grants 9396 169,797,284
Grants and awards to non-Harvard students 885 5,647,780
Other Undergraduate Grants, Pnzes and 1176 3,710,327
Awards
Student Pnzes and Awards 3704 9,421,284
Stipends for post-doctoral students and 991 26,702,951
fellows
Tra1n1ng Grants 18 19,523
Undergraduate Tu1t1on, Fees, and Stipend 4331 148,915,065
Grants
Student Loan Repayment Programs and 490 3,377,021
Forg1ven Loans
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493133025911
Schedule J
(Form 990)
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
if the organization answered "Yes" to Form 990,
Part IV, question 23.
OMB No 1545-0047
2009
Open to Public
Inspection
04-2103580
la Check the approp1ate box(es) 1fthe organ1zat1on prov1ded any of the following to or for a person listed 1n Form
990, Part VII, Sect1on A, l1ne 1a Complete Part III to prov1de any relevant 1nformat1on regarding these 1tems
2
F F1rst-class or charter travel F Hous1ng allowance or res1dence for personal use
F Travel for companions I Payments for bus1ness use of personal res1dence
F Tax ldemn1f1cat1on and gross-up payments F Health or soc1al club dues or 1n1t1at1on fees
I D1scret1onary spend1ng account F Personal serv1ces (e g, ma1d, chauffeur, chef)
b If any of the boxes 1n l1ne 1a are checked, d1d the organ1zat1on follow a wntten pol1cy regarding payment or
reimbursement orprov1s1on of all the expenses descnbed above? If "No," complete Part III to explain
D1d the organ1zat1on requ1re substant1at1on pnor to re1mburs1ng or allow1ng expenses Incurred by all
off1cers, directors, trustees, and the CEO/Executive Director, regarding the 1tems checked 1n l1ne 1a?
3 Ind1cate wh1ch, 1f any, of the following the organ1zat1on uses to establish the compensation of the
organ1zat1on's CEO/Executive Director Check all that apply
F Compensation committee I Wntten employment contract
F Independent compensation consultant F Compensation survey or study
F Form 990 of other organ1zat1ons F Approval by the board or compensation committee
4 Dunng the year, d1d any person l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a w1th respect to the f1l1ng organ1zat1on
or a related organ1zat1on
a Rece1ve a severance payment or change-of-control payment?
b Part1c1pate 1n, or rece1ve payment from, a supplemental nonqual1f1ed retirement plan?
c Part1c1pate 1n, or rece1ve payment from, an equ1ty-based compensation arrangement?
If "Yes" to any of l1nes 4a-c, l1st the persons and prov1de the applicable amounts for each 1tem 1n Part III
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the revenues of
a The organ1zat1on?
b Any related organ1zat1on?
If "Yes," to l1ne Sa or Sb, descnbe 1n Part III
6 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the net earn1ngs of
7
8
9
a The organ1zat1on?
b Any related organ1zat1on?
If "Yes," to l1ne 6a or 6b, descnbe 1n Part III
For persons l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on prov1de any non-f1xed
payments not descnbed 1n l1nes 5 and 6? If "Yes," descnbe 1n Part III
Were any amounts reported 1n Form 990, Part VII, pa1d or accured pursuant to a contract that was
subJect to the 1n1t1al contract exception descnbed 1n Regs sect1on 53 4958-4(a)(3)? If "Yes," descnbe
1n Part III
If "Yes" to l1ne 8, d1d the organ1zat1on also follow the rebuttable presumption procedure descnbed 1n Regulations
sect1on 53 4958-6(c)?
Yes No
lb Yes
2 Yes
4a Yes
4b No
4c No
Sa No
Sb No
6a No
6b No
7 Yes
8 No
9
For Privac Act and Pa erwork Reduction Act Notice see the Intructions for Form 990 Cat No 50053T Schedule J Form 990 2009
Schedule J (Form 990) 2009 Page 2
lilffiiil Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 1f add1t1onal space needed.
For each 1nd1v1dual whose compensation must be reported 1n Schedule J, report compensation from the organ1zat1on on row (1) and from related organ1zat1ons, descnbed 1n the
1nstruct1ons on row (11) Do not l1st any 1nd1v1duals that are not l1sted on Form 990, Part VII
Note. The sum of columns (B)(1)-(111) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, l1ne la
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation
(ii) Bonus & (iii) Other
other deferred be nef1ts (B)(1)-(D) reported 1n pnor
(i) Base
1ncent1ve reportable compensation Form 990 or
compensation
compensation compensation Form 99 0- EZ
Schedule J (Form 990) 2009
Schedule J (Form 990) 2009 Page 3
lilflihM Supplemental Information
Complete th1s part to prov1de the 1nformat1on, explanation, or descnpt1ons requ1red for Part I, l1nes 1a, 1 b, 4c, Sa, Sb, 6a, 6b, 7, and 8 Also complete th1s part for any add1t1onal 1nformat1on
Identifier
Supplemental
I nformat1on
Return
Reference
Explanation
Part I, L1ne 1a FIRST CLASS OR CHARTER TRAVEL UNIVERSITY TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR UNIVERSITY BUSINESS PURPOSES IN
LIMITED CIRCUMSTANCES IN ACCORDANCE WITH THIS POLICY, PRESIDENT FAUST, PROVOST HYMAN, TWO KEY EMPLOYEES (DEANS LIGHT AND
SMITH) AND A REPORTED EMPLOYEE (DEAN FRENK)TRAVELED FIRST CLASS ON CERTAIN TRIPS DURING THE YEAR TRAVEL expenses are Incurred
FOR UNIVERSITY purposes AND THEREFORE are NOT treated as TAXABLE COMPENSATION Part I, L1ne 1a TRAVEL FOR COMPANIONS UNIVERSITY
TRAVEL POLICY ALLOWS REIMBURSEMENT FOR COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION
OR INVOLVEMENT IN FUND-RAISING ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE IN ACCORDANCE WITH THIS POLICY, THE
UNIVERSITY REIMBURSED PRESIDENT FAUST AND THREE KEY EMPLOYEES (DEANS LIGHT, FLIER, AND SMITH), FOR COMPANION TRAVEL DURING
THE YEAR IN ADDITION, ONE REPORTED EMPLOYEE'S SPOUSE IS A UNIVERSITY FACULTY MEMBER WHO WAS REIMBURSED FOR BUSINESS
RELATED TRAVEL IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A
LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEE'S TAXABLE COMPENSATION
Part I, L1ne 1a TAX INDEMNIFICATION AND GROSS-UP PAYMENTS DURING THE CALENDAR YEAR ENDED DECEMBER 31,2009, THE UNIVERSITY
ELECTED TO PAY THE TAX OBLIGATIONS THAT AROSE FROM CERTAIN COMPENSATION TRANSACTIONS AND REIMBURSEMENTS A VICE
PRESIDENT (MS LAPP) WAS REIMBURSED FOR TAXES THAT AROSE FROM MOVING EXPENSE REIMBURSEMENTS AND HOUSING ALLOWANCES A
REPORTED EMPLOYEE (MR GORDON) RECEIVED TAX REIMBURSEMENTS FOR VEHICLE USE ANOTHER REPORTED EMPLOYEE (DEAN FRENK)
RECEIVED TAX REIM BU RSEM ENTS for relocation expenses and AS PART 0 F THE STANDARD SPH FITNESS SUBSIDY PLAN THESE TAX
REIMBURSEMENTS ARE REPORTED TO EACH INDIVIDUAL AS TAXABLE COMPENSATION Part I, L1ne 1a HOUSING ALLOWANCE OR RESIDENCE FOR
PERSONAL USE ONE KEY EMPLOYEE (DEAN SMITH) RECEIVED A MORTGAGE SUBSIDY ONE VICE PRESIDENT (MS LAPP) and a reported employee
( D e a n F re n k) R E C E I V E D H 0 U S I N G A L L 0 W A N C E S T H E S E A M 0 U N T S A R E I N C L U D E D I N E A C H E M P L 0 Y E E ' S T A X A B L E C 0 M P E N SA T I 0 N P A R T 1 , LI N E
1A HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES THE SCHOOL OF PUBLIC HEALTH OFFERS A FITNESS SUBSIDY TO ALL OF ITS
EMPLOYEES, WHEREBY SPH EMPLOYEES MAY BE REIMBURSED FOR HEALTH CLUB MEMBERSHIP DUES AND THE TAXES ARISING FROM THIS
BENEFIT A REPORTED EMPLOYEE (DEAN FREN K) PARTICIPATED IN THIS SUBSIDY PLAN DURING CA LEN DAR YEAR 2009 Part I, L1ne 1a HOUSING
ALLOWANCE/PERSONAL SERVICES THE UNIVERSITY PROVIDES PRESIDENT FAUST WITH A HOME IN CAMBRIDGE AND REQUIRES ITS USE AS
CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE
RESIDENCE IS $180,0 00, 0 F WHICH $12 0,6 71 IS ESTIMATED TO BE THE VALUE 0 F THE PERSON A L USE AND IS REPORTED AS A N 0 NTA XA BLE
BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY
EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E G, PURCHASING OF SMALL HOUSEHOLD
ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT) THE UNIVERSITY REGARDS SUCH SERVICES AS A
NONTAXABLE "DE MINIMIS" FRINGE BENEFIT PART I, LINES 1B AND 3 COMPENSATION POLICIES AND COMPENSATION REVIEW PROCESS LINE
1B THE UNIVERSITY FOLLOWS WRITTEN POLICIES REGARDING FIRST CLASS TRAVEL AND TRAVEL FOR COMPANIONS THE MAJORITY OF TAX
GROSS-UP PAYMENTS ARISE FROM RELOCATION EXPENSES, ON WHICH UNIVERSITY HUMAN RESOURCES SETS FORTH DIRECTION IN WRITTEN
GUIDELINES HOUSING ALLOWANCES ARE OFFERED ON A LIMITED BASIS TO SENIOR FACULTY AND SENIOR ADMINISTRATORS WRITTEN
POLICIES THAT REFINE AND CODIFY UNIVERSITY PRACTICE WITH RESPECT TO TAX GROSS-UP PAYMENTS AND HOUSING ALLOWANCES ARE
CURRENTLY UNDER DEVELOPMENT LINE 3 SEE SCHEDULE 0 "COMPENSATION REVIEW PROCESS" FORA DISCUSSION OF THE METHODS USED
TO CALCULATE THE PRESIDENT'S COMPENSATION
Part I, L1ne 4a Severance payments THE UNIVERSITY MADE THE FOLLOWING SEVERANCE PAYMENTS DURING THE CALENDAR YEAR ENDED DECEMBER 31,2009,
PURSUANT TO WRITTEN SEVERANCE AGREEMENTS $240,727 TOMS MORA (FORMER VICE PRESIDENT), $153,650 TO MR STONE (FORMER VICE
PRESIDENT), AND $31,320 TO PROFESSOR SUMMERS (FORMER PRESIDENT)
Part I, L1ne 7 Bonus and 1ncent1ve payments The U n1vers1ty offers 1ncent1ve compensation for outstanding performance Bonus and 1ncent1ve payments for off1cers, key
employees, and highest compensated employees are l1sted 1n Part II
Part III SCHEDULE J-2, PART I, COLUMN (B) AVERAGE HOURS PER WEEK THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS,
KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES THE AVERAGE HOURS WORKED REPORTED ON SCHEDULE J-2, PART I, COLUMN (B)
ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT CALENDAR YEAR COMPENSATION THE VICE
PRESIDENT FOR CAMPUS SERVICES, MS HOGARTY, BEGAN HER SERVICE IN JUNE 2010 SHE RECEIVED NO COMPENSATION FROM HARVARD
DURING CALENDAR YEAR 2009 PART II, COLUMN B (III) OTHER REPORTABLE COMPENSATION DEAN JULIO FRENK'S OTHER REPORTABLE
COMPENSATION INCLUDES $127,848 OF ONE TIME EXPENSE REIMBURSEMENTS RELATING TO HIS MOVE TO the boston area FROM OUTSIDE THE
US PART II, COLUMN F COMPENSATION REPORTED IN PRIOR FORM 990 COMPENSATION AMOUNTS REPORTED ON THE FY09 FORM 990 FOR
ELIZABETH MORA INCLUDED $240,727 OF DEFERRED COMPENSATION
Schedule J (Form 990) 2009
Software ID:
Software Version:
EIN: 04-2103580
Form 990, Schedule J, Part II- Officers Directors, Trustees, Key Employees and Highest Compensated Employees
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns
(F) Compensation
(ii) Bonus &
compensation be nef1ts (B)(1)-(D)
reported 1n pnor Form
(i) Base (iii) 0 ther
990 or Form 990- EZ
1ncent1ve
Compensation
compensation
compensation
Drew G1lp1n Faust (1) 705,991
0 8,206 31,410 128,952 874,559 0
(11) 0
0 0 0 0 0 0
Edward C Forst (1) 370,012
0 139,083 31,410 16,8 7 5 557,380 0
(11) 0
0 0 0 0 0 0
Marc L Goodheart (1) 285,654
0 174 31,410 24,045 341,283 0
(11) 0
0 0 0 0 0 0
Manlyn M Hausammann (1) 336,049
0 616 31,410 23,911 391,986 0
(11) 0
0 0 0 0 0 0
Chnst1ne M Heenan (1) 377,269
0 750 31,410 23,897 433,326 0
(11) 0
0 0 0 0 0 0
Steven E Hyman (1) 532,895
0 4,350 31,410 3,7 52 57 2,407 0
(11) 0
0 0 0 0 0 0
Robert W Iul1ano (1) 438,850
0 2,67 5 31,410 20,180 493,115 0
(11) 0
0 0 0 0 0 0
KATHERINE N LAPP (1) 115,496
40,2 90 27,2 59 12,112 1,822 196,979 0
(11) 0
0 0 0 0 0 0
Tamara E Rogers (1) 351,857
0 4,017 31,410 22,403 409,687 0
(11) 0
0 0 0 0 0 0
Dan1el S Shore (1) 277,735
0 842 22,795 29,544 330,916 0
(11) 0
0 0 0 0 0 0
A Clayton Spencer (1) 307,292
0 5,058 31,410 2,414 346,174 0
(11) 0
0 0 0 0 0 0
Nancy S Zeckhauser (1) 366,67 5
0 26,386 31,410 12,952 437,423 0
(11) 0
0 0 0 0 0 0
Jeffrey S Fl1er (1) 545,562
0 9,110 31,410 21,770 607,852 0
(11) 0
0 0 0 0 0 0
Jay 0 L1ght (1) 477,712
0 16,739 31,410 24,370 550,231 0
(11) 0
0 0 0 0 0 0
Michael D Sm1th (1) 359,628
0 6,279 31,410 19,936 417,253 0
(11) 0
0 0 0 0 0 0
Jul1o Frenk (1) 433,177
0 197,989 31,410 29,755 692,331 0
(11) 0
0 0 0 0 0 0
Chnstopher M Gordon (1) 480,392
0 92,555 31,410 17,540 621,897 0
(11) 0
0 0 0 0 0 0
Irv1ng H Goldberg (1) 27 3,952
0 265,828 31,410 14,722 585,912 0
(11) 0
0 0 0 0 0 0
Walter C Kester (1) 406,212
80,000 15,3 81 31,410 23,8 70 556,87 3 0
(11) 0
0 20,131 0 0 20,131 0
AJay K S1ngh (1) 389,111
0 145,067 31,410 129 565,717 0
(11) 0
0 0 0 0 0 0
A ian J Stone (1) 0
0 209,352 0 0 209,352 0
(11) 0
0 0 0 0 0 0
Robert B Cash1on (1) 265,987
0 244 31,410 26,123 323,764 0
(11) 0
0 0 0 0 0 0
Elizabeth Mora (1) 0
0 240,727 0 0 240,727 240,727
(11) 0
0 0 0 0 0 0
Lawrence H Summers (1) 13,490
0 87,713 1,409 740 103,352 0
(11) 0
0 0 0 0 0 0
Schedule K
OMB No 1545-0047
(Form 990) Supplemental Information on Tax Exempt Bonds
2009
if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule 0 (Form 990).
to Form 990. separate instructions. Open to Public
Inspection
Pres 1de nt and Fe I lows of Harvard C allege
A
B
c
D
E
1
Bond Issues
(a) Issuer Name
Massachusetts Development
F1nance Agency
Massachusetts Health and
Educational Faci11t1es A uthonty
Proceeds
Total proceeds of 1ssue
2 G ro s s pro c e e d s 1 n res e rv e funds
(b) Issuer EIN
04-3431814
04-2456011
04-2456011
04-2456011
04-2456011
3 Proceeds 1n refund 1 ng or defeasance esc rows
4 Other unspent proceeds
5 Iss ua nc e costs from proceeds
6 Work1ng cap1tal expenditures from proceeds
7 C a p1ta I expend 1tures from proceeds
s Year of substantial completion
(c) CUSIP #
57 58 3FV 81
57585KGP7
57585KGP7
57585KGP7
57 586C FV 2
9 Were the bonds 1ssued as part of a current refunding Issue?
10 Were the bonds 1s sued as part of an advance refund 1 ng 1s sue?
11 Has the f1nal allocation of proceeds been made?
12 Does the organ1zat1on ma1nta1n adequate books and records to support
the f1nal allocation of proceeds?
1
2
Private Business Use
Was the organ1zat1on a partner 1n a partnership, or a member of an LLC,
wh1ch owned property f1nanced by tax-exempt bonds?
Are there any lease arrangements w1th respect to the f1nanced property
wh1c h may result 1 n pnvate bus 1 ness use?
(d) Date Issued
10-29-2003
01-15-2004
04-14-2005
04-03-2006
05-18-2005
A
92,383,064
496,234
91,738,766
2007
Yes No
X
X
X
X
A
Yes No
X
X
04-2103580
(e) Issue Pnce (f) Descnpt1on of Purpose
(g) Defeased
Yes No
92,235,000 Senes HH (See Schedule 0) X
103,670,000 Senes R 1-5 (See Schedule 0) X
13,490,000 Senes R 6 (See Schedule 0) X
14,040,000 Senes R 7 (See Schedule 0) X
199
,
814
,
639
Senes 2005A/B (See Schedule O)
X
B c D
103,670,000 13,490,000 14,040,000
2007 2007 2007
Yes No Yes No Yes No Yes
X X X X
X X X
X X X X
X X X X
B c D
X
X
(h) 0 n
Behalf of
Issuer
Yes No
X
X
X
X
X
E
199,814,639
1,059,385
6,740,000
2007
No
X
E
No
Cat No 50193E Schedule K (Form 990) 2009
Schedule K (Form 990) 2009 Page 2
: ~ m ~ : n 1 1 Private Business Use (Continued)
A B c D E
Yes No Yes No Yes No Yes No Yes No
3a
Are there any management or serv1ce contracts w1th respect to the
X X
f1 na nc ed property wh1c h may result 1 n pnvate bus 1 ness use?
3b
Are there any res ea rc h agreements w1th respect to the f1 na nc ed property
X X
3c
Does the organ1zat1on rout1nely engage bond counsel or other outs1de
counsel to rev1ew any management or serv1ce contracts or research X X
agreements relat1ng to the f1nanced property?
4
Enter the percentage off1nanced property used 1n a pnvate bus1ness use
by ent1t1es other than a sect1on 501 (c)(3) organ1zat1on or a state or local 0% 0 500%
government ...
5
as a result of unrelated trade or bus1ness act1v1ty earned on by your
0% 0 200%
organ1zat1on, another sect1on 501(c)(3) organ1zat1on, or a state or local
government ...
6
Total of l1nes 4 and 5
0% 0 700%
7
Has the organ1zat1on adopted management pract1ces and procedures to
X X
ensure the post-Issuance compliance of1ts tax-exempt bond liabilities?
. : ~ m ~ : . , , ..
Arbitrage
A B c D E
1
Has a Form 8038-T, Arbitrage Rebate, Y1eld Reduction and
Penalty 1n L1eu of A rb1trage Rebate, been f1led w1th respect to
the bond 1ssue?
X X X X X
2
Is the bond 1ssue a vanable rate 1ssue?
X X X X X
3a
Has the organ1zat1on or the governmental1ssuer 1dent1f1ed a
hedge w1th respect to the bond 1ssue on 1ts books and
records?
X X X X X
b
Name ofprov1der
J P M organ C has e
c
Term of hedge
29 700000000000
4a
Were gross proceeds Invested 1n a GIC?
X X X X X
b
Name ofprov1der
c
Term of GIC
d
Was the regulatory safe harbor for establ1sh1ng the fa1r market
value ofthe GIC sat1sf1ed?
5
Were any gross proceeds Invested beyond an available
temporary penod? X X X X X
6
D1d the bond 1ssue qualify for an exception to rebate?
X X X X X
Schedule K (Form 990) 2009
Schedule K
OMB No 1545-0047
2009
to Form 990. separate instructions. Open to Public
Inspection
A
B
c
D
E
1
Bond Issues
(a) Issuer Name
Proceeds
Total proceeds of 1ssue
(b) Issuer EIN
04-2456011
04-2456011
04-2456011
04-2456011
04-2456011
(c) CUSIP #
57586CNN1
M ult1pleS
57586C6U4
57586EDDO
M ult1pleS
1 Was the organ1zat1on a partner 1n a partnership, or a member of an LLC,
2 Are there any lease arrangements w1th respect to the f1nanced property
(d) Date Issued
12-15-2005
12-21-2007
06-10-2008
01-07-2009
07-22-2009
A
103,469,345
209,279
793,845
296,762,516
2007
Yes No
X
X
X
X
A
Yes No
X
X
04-2103580
(e) Issue Pnce (f) Descnpt1on of Purpose
(g) Defeased
Yes No
130,469,345 Senes 2005C (See Schedule 0) X
1,000,000,000 Senes 2007EE (See Schedule 0) X
216,886,431 Senes 2008B (See Schedule 0) X
987,282,950 Senes 2009A (See Schedule 0) X
1,000,000,000 Senes 2009EE (See Schedule 0) X
B c D
296,762,516 216,886,431 987,282,950
209,279
5,861,589
296,762,516
2008
X X X
X X X
X X X
X X X X
B c D
X X X
X X X X
(h) 0 n
Behalf of
Issuer
Yes No
X
X
X
X
X
E
110,397,853
110,397,853
No
X
X
X
E
No
X
A B c D E
3a
X X X X X
3b
X X X X X
3c
counsel to rev1ew any management or serv1ce contracts or research X X X X X
4
by ent1t1es other than a sect1on 501 (c)(3) organ1zat1on or a state or local 0 200% 0% 0% 0% 0%
government ...
5
0 100% 0% 0 400% 0% 0%
government ...
6
0 300% 0% 0 400% 0% 0%
7
X X X X X
. : ~ m ~ : . , , ..
Arbitrage
A B c D E
1
the bond 1ssue?
X X X X X
2
X X X X X
3a
records?
X X X X X
b
Name ofprov1der
c
Term of hedge
4a
X X X X X
b
Name ofprov1der
c
Term of GIC
d
5
temporary penod? X X X X X
6
X X X X X
efile GRAPHIC rint- DO NOT PROCESS As Filed Data -
Schedule K
Bond Issues
DLN:93493133025911
OMB No 1545-0047
2009
Open to Public
Inspection
04-2103580
(h) 0 n
Behalf of
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Pnce
(g) Defeased
Issuer
(f) Descnpt1on of Purpose
A
Educational Fac1l1t1es A uthonty
Proceeds
1 Total proceeds of 1ssue
04-2456011
57 586EQ E4
1
2
Was the organ1zat1on a partner 1n a partnership, or a member of an LLC,
Are there any lease arrangements w1th respect to the f1nanced property
01-20-2010
A
531,836,17 3
58,549,907
184,552,564
2,755,155
34,110,334
Yes No
X
X
X
X
A
Yes No
X
X
Yes No Yes No
531,814,469 Senes 2010A (See Schedule 0) X X
B c D E
Yes No Yes No Yes No Yes No
B c D E
Yes No Yes No Yes No Yes No
A B c D E
3a
X
3b
X
3c
counsel to rev1ew any management or serv1ce contracts or research X
4
by ent1t1es other than a sect1on 501 (c)(3) organ1zat1on or a state or local 1 400%
government ...
5
0%
government ...
6
1 400%
7
X
. : ~ m ~ : . , , ..
Arbitrage
A B c D E
1
the bond 1ssue?
X
2
X
3a
records?
X
b
Name ofprov1der
c
Term of hedge
4a
X
b
Name ofprov1der
c
Term of GIC
d
5
temporary penod? X
6
X
Schedule L
Transactions with Interested Persons
OMB No 1545-0047
if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
to Form 990 or Form 990-EZ. separate instructions.
2009
Open to Public
Inspection
04-2103580
Excess Benefit Transactions (sect1on 501(c)(3) and sect1on 501 (c)(4) organ1zat1ons only).
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 25a or 25b or Form 990-EZ Part V l1ne 40b
' ' ' ' '
1
(a) Name of d 1s qua l1f1ed person
(b) Descnpt1on oftransact1on
(c) Corrected?
Yes No
2 Enter the amount of tax Imposed on the organ1zat1on managers or d1squal1f1ed persons dunng the year under
sect1on 4958 ,... $
3 Enter the amount of tax, 1f any, on l1ne 2, above, reimbursed by the organ1zat1on.
,... $
l!hiili Loans to and/or From Interested Persons.
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 26 or Form 990-EZ Part V l1ne 38a
' ' ' ' '
(b) Loan to
(f)
(a) Name of1nterested person and or from the (c)O ng1nal
(e) In Approved (g)Wntten
(d)Balance due default? by board or agreement?
purpose
organ1zat1on?
pnnc1pal amount
committee?
To From Yes No Yes No Yes No
Total
,...
$ 4,012,000
I:E.Tin Grants or Assistance Benefitting Interested Persons.
c omplete 1 f h t e orqan1zat1on answere
d II
Yes on Form 990 Part IV me 2 7.
(a) Name of1nterested person
(b)Relat1onsh1p between Interested person
(c)A mount of grant or type of assistance
and the organ1zat1on
:E.Ti., ...
Business Transactions Involving Interested Persons .
Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, lme 28a, 28b, or 28c.
(b) Relat1onsh1p (e) Shanng of
(a) Name of1nterested person
between Interested (c) A mount of
(d) Descnpt1on oftransact1on
organ1zat1on's
person and the transaction
revenues?
organ1zat1on
Yes No
PROF CHARLES ROSENBERG EMPLOYEE/SPOUSE 227,790 compensation No
OF CURRENT
OFFICER
PROF RICHARD ZECKHAUSER EMPLOYEE/SPOUSE 296,341 COMPENSATION No
OF CURRENT
OFFICER
PROF ELISA NEW EMPLOYEE/SPOUSE 301,253 COMPENSATION No
OF FORMER OFFICER
For Pnvacy Act and Paperwork Reduction Act Not1ce, see the Intruct10ns for Form 990 Cat No 50056A
Schedule L (Form 990 or 990-EZ) 2009
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Form 990 Schedule L Part II- Loans to and from Interested Persons
',
.,
(a) Name of1nterested person and (b) Loan to (c)O ng1nal (d)Balance due (e) In (f) Approved (g)Wntten
purpose or from the pnnc1pal amount $ default? by board or agreement?
organ1zat1on? $ committee?
To From Yes No Yes No Yes No
JEFFREY FLIER
DEPENDENT'S EDUCATION X 4 7,000 39,000 No Yes Yes
JULIO FRENK
PURCHASE OF HOME X 1,163,000 1,163,000 No Yes Yes
JAY LIGHT
DEPENDENT'S EDUCATION X 262,000 100,000 No Yes Yes
CHARLES ROSENBERG
LAWRENCE SUMMERS
PURCHASE OF HOME X 1,000,000 1,000,000 No Yes Yes
LAWRENCE SUMMERS
STEVEN HYMAN
PURCHASE OF HOME X 7 50,000 7 50,000 No Yes Yes
RICHARD ZECKHAUSER
ELISA NEW
PURCHASE OF HOME X 250,000 235,000 No Yes Yes
ELISA NEW
Walter C Kester
DePENDeNT'S EDUCATION X 468,000 287,000 No Yes Yes
SCHEDULEM
(Form 990)
NonCash Contributions
2009
.-Complete if the organization answered "Yes" on Form
990, Part IV, lines 29 or 30.
..-Attach to Form 990.
Open to Public
Inspection
Name ofthe organ1zat1on
1 Art-Works ofart
2 A rt-H 1s tone a I treasures
3 A rt-Fract1onal Interests
4 Books and publ1cat1ons
5 Cloth1ng and household
goods
6 Cars and other vehicles
7 Boats and planes
8 Intellectual property
9 Secunt1es-Publlcly traded
(a) (b) (c)
Check Number of Contnbut1ons Revenues reported on
1f Form 990, Part VIII, l1ne
ppl1cable 1g
04-2103580
(d)
Method of determ1n1ng
revenues
10 Secunt1es-Ciosely held stock
11 Secunt1es-Partnersh1p, LLC,
or trust Interests
X 1 261,662 Appraised value/FMV
12 Secunt1es-M 1scellaneous
13 Q ual1f1ed conservation
contnbut1on-H 1stonc
structures
14 Q ual1f1ed conservation
contnbut1on-O ther
15 Real estate-Res1dent1al
16 Real estate-Commercial
17 Real estate-Other
18 C ollect1 bles
19 Food Inventory
20 Drugs and med1cal supplies
21 Taxidermy
22 H 1stoncal artifacts
23 Sc1ent1flc spec1mens
24 A rcheolog1cal artifacts
Part1al
Interest 1n
natural
25 0 the r ..- ( res o u rc e s
26 Other.- (Equipment
Arc h1val
27 0 ther ..- (records/books )
28 Other..-(vanous other)
X
X
29 Number of Forms 8283 rece1ved by the organ1zat1on dunng the tax year for contnbut1ons
for wh1ch the organ1zat1on completed Form 8283, Part IV, Donee Acknowledgement
37 MV
29 29
Yes No
30a Dunng the year, d1d the organ1zat1on rece1ve by contnbut1on any property reported 1n Part I, l1nes 1-28 that 1t
must hold for at least three years from the date of the 1n1t1al contnbut1on, and wh1ch 1s not requ1red to be used
for exempt purposes for the ent1re holding penod?
b If "Yes," descnbe the arrangement 1n Part II
31 Does the organ1zat1on have a g1ft acceptance pol1cy that requ1res the rev1ew of any non-standard contnbut1ons?
32a Does the organ1zat1on h1re or use th1rd part1es or related organ1zat1ons to sol1c1t, process, or sell non-cash
contnbut1ons?
b If "Yes," descnbe 1n Part II
33 If the orga n1zat1on d 1d not report revenues 1 n column (c) for a type of property for wh1c h column (a) 1s checked,
descnbe 1n Part II
30a
No
31 Yes
32a Yes
For Privac Act and Pa erwork Reduction Act Notice, see the Instructions for Form 990. Cat No 51227J Schedule M Form 990 2009
Schedule M (Form 990) 2009
Page 2
MihiiiM
Supplemental Information. Complete th1s part to prov1de the mformat1on requ1red by Part I, lmes 30b,
32b, and 33. Also complete th1s part for any add1t1onal mformat1on.
I
Identifier Ret urn Reference
T h 1 rd Party Use Part I, L1ne 32b
Non Reporting of Revenue Part I, L1ne 3 3
Explanation
T h1 rd pa rt1es, such as a uct1on houses or brokers, may be used
to sell non-cash contnbut1ons to the U n1vers1ty, but not to
process or sol1c1t any contnbut1ons to the U n1vers1ty
SFAS 116 prov1des that contnbut1ons of works of art, h1stoncal
treasures, and s1m1lar assets need not be recognized as
revenues and cap1tal1zed 1fthe donated 1tems are added to
collections that are held for public exh1b1t1on, education, or
research 1n furtherance of public serv1ce rather than f1nanc1al
ga1n The U n1vers1ty does not report revenues for g1fts-1n-k1nd
Intended for display or 1mmatenal amounts The following 1s the
text of the footnote descnb1ng collections from the U n1vers1ty's
f1nanc1al statements "The U n1vers1ty's vast array of museums
and l1branes houses pnceless works of art, h1stoncal treasures,
literary works, and artifacts These collections are protected and
preserved for public ex h1b1t1on, ed uc at1on, res ea rc h, and the
furtherance of public serv1ces They are ne1ther disposed of for
f1nanc 1al ga1n nor encumbered 1n any manner A ccord1ngly, such
collections are not recorded for f1nanc1al statement purposes"
Not all g1fts are art g1ven w1th the 1ntent1on of be1ng displayed
There may be Instances where a g1ft of art 1s made w1th the
purpose of be1ng sold and the proceeds benef1t1ng a spec1f1c
purpose or un1t at the U n1vers1ty
I
Schedule M (Form 990) 2009
SCHEDULE 0
(Form 990)
Name of the organization
Identifier Return
Reference
Form 990, Part VI,
Sect1on A, line 7b
Supplemental Information to Form 990
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
~ A t t a c h to Form 990.
OMB No 1545-0047
2009
Open to Public
Inspection
04-2103580
Explanation
CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION
MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE
SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS
Identifier Return Explanation
Reference
Form 990, Part The Form 990 was rev1ew ed by the Un1vers1ty's tax return rev1ew commttees, compns1ng sen1or f1nance
VI, Sect1on B, staff and Internal and external counsel Form 990 was also rev1ew ed by the Un1vers1ty's Jo1nt Commttee on
line 11 Inspection, cons1st1ng of members of the Un1vers1ty's govern1ng bod1es, the Harvard Corporation and the
Board of Overseers The f1nal Form 990 was prov1ded to the ent1re execut1ve govern1ng body, the Harvard
Corporation, before 1t was f1led
Reference
Form990, GOVERNANCE, MANAGEMENT AND DISCLOSURE ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL
Part VI, COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND
Sect1on B, COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM,
line 12c TO THE INDIVIDUALS SUBJECT TO THE POLICY THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF
THE GENERAL COUNSEL A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE
GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY THE COMPLETED DISCLOSURE FORMS OF
MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND
THE SECRETARY OF THE UNIVERSITY
Reference
Form990, FORM 990, PART VI, SECTION B, LINE 13 CURRENTLY, A NO DURING THE FISCAL YEAR ENDED JUNE 30, 201 0, THE
Part VI, UNIVERSITY HAS A FORMAL POLICY THAT EXPRESSLY FORBIDS ANY FORM OF RET ALIA TORY ACTION
Sect1on B, AGAINST ANY MEMBER OF THE HARVARD COMMUNITY WHO IN GOOD FAITH VOICES CONCERNS, SEEKS
line 15 ADVICE, FILES A COMPLAINT OR GRIEVANCE, SEEKS THE AID OF HUMAN RESOURCES, TESTIFIES OR
PARTICIPATES IN INVESTIGATIONS, COMPLIANCE REVIEWS, PROCEEDINGS OR HEARINGS, OR OPPOSES ACTUAL
OR PERCEIVED VIOLATIONS OF HARVARD UNIVERSITY'S POLICY OR UNLAWFUL ACTS THE UNIVERSITY IS
CURRENTLY DEVELOPING A FORMAL WHISTLEBLOWER POLICY FORM 990, PART VI, SECTION B, LINE 15A-B
AND SCHEDULE J, PART I, LINE 3 THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REV lEW
PROCESS THE MOST RECENT REV lEW CONDUCTED PRIOR TO THE CLOSE OF FY 10 WAS MAY 3, 2010 THE
OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REV lEW PROCESS TIMED SO THAT A FINAL REV lEW CAN
BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS MAY MEETING ALL INTERNAL REVIEWS AND NEW
SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY
INCLUDING APPROVAL BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN THE
PROVOST A NO THE EXECUTIVE VICE PRES I DENT A DDITIONA LL Y PROVIDE RECOMMENDATIONS ON THOSE
INDIV IOU A LS FOR WHOM THEY HAVE ORGA NIZA TIONA L RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE
PRESIDENT DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION
COMMITIEE, REVIEWS EACH PROPOSAL FOR APPROVAL THE PRESIDENT DOES NOT PARTICIPATE IN THE
DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION ALL VOTES ARE MEMORIALIZED IN
MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE
OFFICE OF HUMAN RESOURCES THIS ANNUAL REV lEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE
COMPETITIVE COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW FOR THIS PURPOSE, THE
PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROV IDEO BY AN OUTS IDE CONSULTANT
ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM
A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990
INFORMATION THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING 1 THE OFFICERS OF
THE UN IVERS ITY, INCLUDING THE PRES I DENT, PROVOST, SECRET A RY, EXECUTIVE VICE PRES I DENT, A NO ALL
VICE PRESIDENTS, 2 THE DEANS OF THE FACULTIES, 3 CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL
Reference
Form 990, Part PART VI, GOVERNANCE, MANAGEMENT AND DISCLOSURE HARVARD UNIVERSITY MAKES ITS ANNUAL
VI, Sect1on C, FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE HARVARD'S CONFLICT OF INTEREST POLICY IS
line 19 AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY
HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST
Reference
Schedule E, L1ne 6a THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL
PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION
Reference
SCHEDULE G, PART I, LINE 2B AND PART II FUNDRAISING THE FUNDRAISING EFFORT IS A LONG TERM EFFORT
OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT THE TOTAL LISTED HERE IS FOR CASH
RECEIVED IN FY10 BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS
Reference
Columns A and B (General Note) The Massachusetts Health and Educational Fac11it1es Authonty (EIN 04-2456011)
was the 1ssuer of ten of the eleven bond 1ssues listed on th1s schedule and was 1n ex1stence on the last day of the
Un1vers1ty's tax year (June 30, 201 0) ~ w a s merged 1nto the Massachusetts Development F1nance Agency ( EIN 04-
3431814) on October 1, 2010 Row A (Senes HH), Column F Senes HH was 1ssued to f1nance the follow 1ng cap1tal
expenditures of the Un1vers1ty (1) construction, furn1sh1ng and equ1pp1ng of a bu1ld1ng at One Western Avenue,
Boston, (11) construction, renovation, furn1sh1ng and equ1pp1ng of a bu1ld1ng at 29 Garden Street, Cambndge (111)
construction, renovation, furn1sh1ng and equ1pp1ng of a bu1ld1ng at 18 Mellen Street, Cambndge, ( 1v) renovation,
furn1sh1ng and equ1pp1ng of a bu1ld1ng at 17 Ware Street, Cambndge, (v) renovation, furn1sh1ng and equ1pp1ng of a
bu1ld1ng at 22-24 Prescott Street, Cambndge, and (v1) renovation, furn1sh1ng and equ1pp1ng of a bu1ld1ng at 153-155
Mount Auburn Street, Cambndge Row B ( Senes R 1-5), Column F Senes R, Tranche 1-5 was 1ssued to refund
port1ons of the follow 1ng bond 1ssues w h1ch were 1ssued on the follow 1ng dates Senes A (7/1/72), Senes B
(7/1/73), Senes C (4/7/76), Senes D (6/23/77), Senes I (5/7/85), Senes M (2/6/91 ), Senes N (9/1/91 ), Senes P
(6/13/95), Senes Q-1 (8/29/96), Senes Q-2 (9/2/97), Senes Q-3 (9/15/98), Senes Z (10/1/00), and Senes AA
( 10/4/01) Row C ( Senes R 6), Column F Senes R, Tranche 6 was 1ssued to refund port1ons of the follow 1ng bond
1ssues w h1ch were 1ssued on the follow 1ng dates Senes P (6/13/95), Senes Z ( 1 0/1/00), and Senes AA ( 10/4/01)
Row D (Senes R 7), Column F Senes R, Tranche 7 was 1ssued to refund port1ons of the follow 1ng bond 1ssues
w h1ch were 1ssued on the follow 1ng dates Senes P (6/13/95), Senes Z ( 1 0/1/00), and Senes AA ( 10/4/01) Row E
(Senes 2005A/B), Column F Senes 2005A was 1ssued to refund tax-exempt commercial paper 1ssued on 12/18/03,
and to f1nance cap1tal expenditures of the Un1vers1ty relat1ng to the Harvard Depository, Southborough, and the
Widener Library, Cambndge Senes 2005B was 1ssued to refund Senes P, 1ssued 6/13/95 Row A (Senes 2005C),
Column F Senes 2005Cwas 1ssued to refund tax-exempt commercial paper 1ssued on 9/5/02 and on 12/18/03 Row
B (Senes 2007EE), Column C Senes 2007EE consisted of tax-exempt commercial paper, and thus was represented
by multiple CUSIPs Row B (Senes 2007EE), Column E Senes 2007EE consisted of tax-exempt commercial paper,
w 1th an authonzed amount of $1,000,000,000 Approximately $297 mllion was outstanding on 6/30/10 Row B
(Senes 2007EE), Column F Senes 2007EE, cons1st1ng of tax-exempt commercial paper, was 1ssued to prov1de short-
term f1nanc1ng for the follow 1ng cap1tal expenditures of the Un1vers1ty (1) construction of a bu1ld1ng for the Arnold
Arboretum for research and admn1strat1on located at Weld H1ll, 1300 Centre Street, Boston, ( 11) 1nstallat1on of a
satellite chilled water plant and an electncal substation located on the east s1de of Oxford Street between Hammond
and Kirkland Streets, Cambndge, (111) Renovation of bu1ld1ng space at 46 Blackstone Street, Cambndge and a boiler
replacement and ancillary system upgrade 1n the Blackstone Plant located at the same s1te (the corner of Memonal
Dnve and Western Avenue, Cambndge), (1v) an underground park1ng facility located at 6-8 Everett Street, Cambndge,
(v) 1nstallat1on of underground p1pes and w 1res 1n the Harvard Law School area, west of Oxford Street between
Everett Street and Kirkland Street, Cambndge, (v1) renovation of Rockefeller Hall, 47 Franc1s Avenue, Cambndge, (v11)
renovations and utility Infrastructure upgrades at Harvard Law School, 1585 Massachusetts Ave, Cambndge, (v111)
renovation of the f1re alarm and spnnkler system, roof, and room 1ntenors at res1dent1al bu1ld1ngs 1n the Harvard Law
School area, 16-22 Everett Street, Cambndge, (IX) renovation and extenor restoration of Byerly Hall, 6-8 Garden
Street, Cambndge, (x) renovation of the Malkin Athletic Center, 39 Holyoke Street, Cambndge, (x1) construction and
equ1pp1ng of the Laboratory for Interface Sc1ence and Eng1neenng, 15 Oxford Street, Cambndge, (x11) construction of
a research facility located at 16 D1v1n1ty Avenue, Cambndge, (XIII) an add1t1on to the New College Theatre, 10-12
Holyoke Street, Cambndge, (x1v) construction of the Northwest Bu1ld1ng, a sc1ence facility at 52 Oxford Street,
Cambndge, (xv) renovation and extenor restoration of Gallatin Hall, 24 Harvard Way, Boston, (xv1) classroom
renovations at the McCollum Center, 47 Harvard Way, Boston, (xv11) renovation of bu1ld1ngs at 641 and 643
Huntington Avenue, Boston, (xv111) construction of a hous1ng development at 387 Western Avenue, 28 H1ngham
Street and 30 H1ngham Street, Cambndge,(x1x)construct1on of the Allston Sc1ence Complex, 1nclud1ng a park1ng facility
and an energy facility at 150 Western Avenue, Boston, and (xx) des1gn for new Infrastructure systems for ut11it1es
tunnels, nnatenals handling tunnels, water ut11it1es, wastewater systems, and transmss1on substation to support the
Allston campus, Boston, and (xx1) renovation of the Dunster House bu1ld1ng f1re spnnkler and f1re alarm, a dormtory
bu1ld1ng, 945 Memonal Dnve, Cambndge Row C (Senes 2008B), Column F Senes 2008B was 1ssued to refund tax-
exempt commercial paper 1ssued on 3/9/06 and 12/21/07, and to refinance cap1tal expenditures of the Un1vers1ty
relat1ng to Quincy House, 58 Plympton Street, Cambndge Row D (Senes 2009A), Column F Senes 2009A was
1ssued to refund tax-exempt commercial paper 1ssued on 3/9/06 and 12/21/07, and to refund Senes GG-1, 1ssued
7/1/04, and Senes 2006B, 1ssued 7/20/06 and pay related costs
Reference
Row E (Senes 2009EE), Column C Senes 2009EE consisted of tax-exempt commercial paper, and thus was
represented by multiple CUSIPs Row E (Senes 2009EE), Column E Senes 2009EE consisted of tax-exempt
commercial paper, w 1th an authonzed amount of $1,000,000,000 Approximately $110 mllion was outstanding on
6/30/10 Row E (Senes 2009EE), Column F Senes 2009EE, cons1st1ng of tax-exempt commercial paper, was 1ssued
to prov1de short-term f1nanc1ng for the follow 1ng cap1tal expenditures of the Un1vers1ty (1) construction of a bu1ld1ng
for the Arnold Arboretum for research and admn1strat1on located at Weld H1ll, 1300 Centre Street, Boston, ( 11) an
underground park1ng facility located at 6-8 Everett Street, Cambndge, ( 111) 1nstallat1on of a satellite chilled water plant
and an electncal substation located on the east s1de of Oxford Street between Hammond and Kirkland Streets,
Cambndge, (1v) renovation of Rockefeller Hall, 47 Franc1s Avenue, Cambndge, (v) construction of a bu1ld1ng and
related renovations and utility Infrastructure upgrades at Harvard Law School, 1585 Massachusetts Ave, Cambndge,
(v1) life safety f1re system upgrades and other renovations at student residences located at 45 Flagg Street, 10
Holyoke Place, 56 Plympton Street, 10 Linden Street, 13-21 & 53 Bow Street, 26 Plympton Street, 966 Memonal Dnve,
967 Memonal Dnve, 35-39 Oxford Street, 36 Oxford Street, 1651 Massachusetts Avenue, and 1533-1544
Massachusetts Avenue, Cambndge, (v11) construction and equ1pp1ng of the Laboratory for Interface Sc1ence and
Eng1neenng, 15 Oxford Street, Cambndge, (v111) an add1t1on to the New College Theatre, 10-12 Holyoke Street,
Cambndge, (IX) construction of the Northwest bu1ld1ng, a sc1ence facility at 52 Oxford Street, Cambndge, (x)
renovations to expand teach1ng lab space 1n the Northwest bu1ld1ng, 52 Oxford Street, Cambndge, (x1) roof, life
safety, and Infrastructure upgrades to Perk1ns Hall, 35-39 Oxford Street, Cambndge, (x11) cosmetic, roof,
Infrastructure and life safety upgrades to Baker Hall, 45 Harvard Way, Boston, (x111) renovation of bu1ld1ngs at 641
and 643 Huntington Avenue, Boston, (x1v) renovation of off1ce space 1n Gordon Hall, 25 Shattuck Street, Boston, and
(xv) construction of the Allston Sc1ence Complex, 1nclud1ng a park1ng facility and an energy facility at 150 Western
Avenue, Boston Row A (Senes 2010A), Column F Senes 2010A was 1ssued to refund tax-exempt commercial
paper 1ssued on 3/9/06, 12/21/07 and 7/22/09, to refund port1ons of Senes Z, 1ssued 11/9/00, and Senes FF, 1ssued
7/24/02 and pay related costs, and to f1nance the follow 1ng cap1tal expenditures of the Un1vers1ty (1) construction of
a bu1ld1ng and related renovations and utility Infrastructure upgrades at Harvard Law School, 1585 Massachusetts
Ave, Cambndge, (11) renovation of bu1ld1ng space and a boiler replacement and ancillary system upgrade 1n the
Blackstone Plant, 46 Blackstone Street, Cambndge, ( 111) retrofit of ex1st1ng HV AC systems for Larsen Hall, 14 App1an
Way, Cambndge, (1v) maintenance and tower restoration at Lowell House, 10 Holyoke Place, Cambndge, and (v)
renovation of admn1strat1ve off1ce and classroom space 1n P1erce Hall, 25 Oxford Street, Cambndge SCHEDULE K,
PART II L1ne 8, Column B ( Senes 2007EE) One or more projects financed by th1s bond senes was not substantially
complete as of June 30, 2010 L1ne 8, Column D (Senes 2009A) One or more projects financed by th1s bond senes
was not substantially complete as of June 30, 2010 L1ne 8, Column E ( Senes 2009EE) One or more projects
financed by th1s bond senes was not substantially complete as of June 30,2010 L1ne 8, Column A (Senes 2010A)
One or more projects financed by th1s bond senes was not substantially complete as of June 30, 2010 SCHEDULE K,
PART IV L1ne 5 (General Note) "Yes" responses 1nd1cate mn1mal amounts of rema1n1ng 1n a cost of Issuance fund
beyond the temporary penod, amounts were held and Invested 1n compliance w 1th arbitrage restnct1ons
Reference
SCHEDULER, PART V SCHEDULER, PART V, LINE 2, TRANSACTION TYPE Q THE AMOUNTS CLASSIFIED AS
TRANSACTION TYPE Q, OTHER TRANSFERS OF CASH OR PROPERTY TO OTHER ORGANZA TIONS, REPRESENT
THE NET AMOUNT DUE FROM THE LISTED ORGANIZATION TO PRESIDENT AND FELLOWS OF HARVARD COLLEGE
THE BALANCE IS CUMULATIVE AND INCLUDES TRANSFERS MADE IN PRIOR YEARS SCHEDULER, PARTV, LINE2,
TRANSACTION TYPER THE AMOUNTS CLASSIFIED AS TRANSACTION TYPER, OTHER TRANSFERS OF CASH OR
PROPERTY FROM OTHER ORGANZA TIONS, REPRESENT THE NET AMOUNT DUE FROM PRESIDENT AND FELLOWS
OF HARVARD COLLEGE TO THE LISTED ORGANIZATION THE BALANCE IS CUMULATIVE AND INCLUDES
TRANSFERS MADE IN PRIOR YEARS SCHEDULER, PART V, LINE 2, INVESTMENT ENTITIES PRESIDENT AND
FELLOWS OF HARVARD COLLEGE, THE CONTROLLING CORPORATION, MAY ROUTINELY TRANSFER FUNDS TO
ITS CONTROLLED ENTITIES, WHETHER FOR PROFIT OR NON-PROFIT, TO FUND INVESTMENTS THESE TRANSFERS
GENERALLY TAKE THE FORM OF CAPITAL CALLS OR REQUESTS FOR WORKING CAPITAL PRESIDENT AND
FELLOWS OF HARVARD COLLEGE, THE CONTROLLING CORPORATION, ROUTINELY RECEIVES FUNDS FROM ITS
CONTROLLED ENTITIES IN THE FORM OF DIVIDENDS OR RETURNS OF CAPITAL THESE FUND FLOWS REFLECT A
FUNDAMENTAL POLICY TO SWEEP INCOME BACK TO THE PARENT ORGANIZATION AND RETURN ANY CASH
BALANCES TO THE SUPPORTED ORGANIZATION
Reference
Form990, NUMBER OF HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS
Part I, L1ne 6 VOLUNTEERS SCHOOLS, DEPARMENTS AND PROGRAMS WHILE HARVARD DOES NOT TRACK OR ELSEWHERE
REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS
23,000
efile GRAPHIC rint- DO NOT PROCESS
SCHEDULER
(Form 990)
As Filed Data -
Related Organizations and Unrelated Partnerships
if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
to Form 990. See separate instructions.
DLN:93493133025911
OMB No 1545-0047
2009
Open to Public
Inspection
04-2103580
M:F.tiiM Identification of Disregarded Entities (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 33 )
I I
(a) (b) (c) (d) (e) (f)
Name, address, and EIN of disregarded ent1ty Pnmary act1v1ty Legal dom1c1le (state Total 1ncome End-of-year assets D1rect controlling
or fore1g n country) ent1ty
Beau Geste XXV LLC
President and Fellows of
c/o HRES 1350 Mass Ave
Real Estate MA 19,182,543 71,797,761 Harvard College
Cambndge, MA 02138
Harvard Ch1na International LLC
c/o HMC 600 Atlantic Ave
Investment MA 0 0 Harvard College
Boston, MA 02210
30-0459737
Harvard Un1vers1ty Beacon Yards LLC
1033 Mass Ave
Real Estate MA 80,430,487 Harvard College
Cambndge, MA 02138
03-0517218
IXION INVESTMENT COMPANY
PRESIDENT AND FELLOWS OF
C/0 HMC 600 ATLANTIC AVE
INVESTMENT CJ 0 0 HARVARD COLLEGE
BOSTON, MA 02210
.
..
II II
jl'IjW!W Ident1f1cat1on of Related Tax-Exempt Orgamzat1ons (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV, line 34 because 1t had one
or more related tax-exempt organ1zat1ons dunng the tax year.)
(a) (b) (c) (d) (e) (f)
Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le (state Exempt Code sect1on Public chanty status D1rect controlling
or fore1g n country) (1f sect1on 501(c)(3)) ent1ty
For Privac Act and Pa erwork Reduction Act Notice see the Instructions for Form 990. Cat No 50135Y Schedule R Form 990 2009
ScheduleR (Form 990) 2009 Page 2
IHIUI Identification of Related Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 34
because 1t had one or more related organ1zat1ons treated as a partnership dunng the tax year.)
(c)
(e)
(h) (i) (j)
(a) (b) Legal (d) (f) (g) D1sproprt1onate Code V-UBI General or
Name, address, and EIN of Pnmary act1v1ty dom1c1le D1rect controlling
Predominant 1ncome
Share of total 1ncome Share of end-of-year allocations? amount 1n box 20 of manag1ng
related organ1zat1on (state or ent1ty
(related, unrelated,
assets Schedule K -1 partner?
fore1gn
excluded from tax
(Form 1065)
under sect1ons 512-
country)
514)
Yes No Yes No
.
..
II II
ljl'IjW\!4 Ident1f1cat1on of Related Orgamzat1ons Taxable as a Corporation or Trust (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV,
line 34 because 1t had one or more related organ1zat1ons treated as a corporation or trust dunng the tax year.)
(a) (b) (c) (d) (e)
(f)
(g) (h)
Share of tota I
Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le D1rect controlling Type of ent1ty Share of Percentage
(state or ent1ty ( C corp, S corp,
1ncome
end-of-year ownership
fore1gn or trust) assets
country)
ScheduleR (Form 990) 2009
M:F.fi&YM Transactions With Related Organizations (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 34 35 or 36 )
I I I I
Note. Complete l1ne 1 1f any ent1ty 1s listed 1n Parts II, III or IV
Yes No
1 Dunng the tax year, d1d the orgran1zat1on engage 1n any of the following transactions w1th one or more related organ1zat1ons l1sted 1n Parts II-IV?
a Rece1pt of (i) Interest (ii) annu1t1es (iii) royalties (iv) rent from a controlled ent1ty la Yes
b G1ft, grant, or cap1tal contnbut1on to other organ1zat1on(s)
lb No
c G1ft, grant, or cap1tal contnbut1on from other organ1zat1on(s)
lc Yes
d Loans or loan guarantees to or for other organ1zat1on(s)
ld Yes
e Loans or loan guarantees by other organ1zat1on(s)
le No
f Sale of assets to other organ1zat1on(s) 1f No
g Purchase of assets from other organ1zat1on(s)
lg No
h Exchange of assets
lh No
i Lease offaci11t1es, equipment, or other assets to other organ1zat1on(s)
li Yes
j Lease offaci11t1es, equipment, or other assets from other organ1zat1on(s) lj No
k Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons for other organ1zat1on(s)
lk No
I Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons by other organ1zat1on(s)
11 No
m Shanng offaci11t1es, equipment, ma1l1ng l1sts, or other assets
1m No
n Shanng of pa1d employees
ln No
0 Reimbursement pa1d to other organ1zat1on for expenses lo No
p Reimbursement pa1d by other organ1zat1on for expenses
lp No
q 0 ther transfer of cash or property to other organ1zat1on(s) lq Yes
r 0 ther transfer of cash or property from other organ1zat1on(s)
lr Yes
2 If the answer to any of the above 1s "Yes," see the 1nstruct1ons for 1nformat1on on who must complete th1s l1ne, 1nclud1ng covered relat1onsh1ps and transaction thresholds
(a)
(b)
(c)
Transaction
Name of other orgamzat1on
type(a-r)
Amount Involved
(1) See Add1t1onal Data Table
(2)
(3)
(4)
(5)
(6)
Schedule R Form 990 2009
IHi!)l Unrelated Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 37.)
Prov1de the following 1nformat1on for each ent1ty taxed as a partnership through wh1ch the organ1zat1on conducted more than f1ve percent of 1ts act1v1t1es (measured by total assets or gross
revenue) that was not a related organ1zat1on See 1nstruct1ons regarding exclus1on for certa1n Investment partnerships
(a) (b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of ent1ty Pnmary act1v1ty Legal dom1c1le Are all Share of D1sproprt1onate Code V-UBI General or
(state or fore1gn partners end-of-year allocations? amount 1n box manag1ng
country) sect1on assets 20 of Schedule K-1 partner?
501(c)(3) (Form 1065)
orgamzatlons7
Yes No Yes No Yes No
Schedule R Form 990 2009
Software ID:
Software Version:
EIN: 04-2103580
Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations
(c) (e)
(a)
(b)
Legal
(d)
P ubl1c (f)
Name, address, and EIN of related
Pnmary Act1v1ty
Dom1c1le
Exempt Code sect1on
chanty D1rect
organ1zat1on (State status Controlling
or Fore1gn (1f501(c) E nt1ty
Country) (3 ))
Amencan Repertory Theatre Company Inc Performing arts MA 501(c)(3) Pres1dent and
Fellows of
62 Brattle Street Harvard College
Cambndge, MA02138
04-2665867
Assoc1acao Dav1d Rockefeller Center de Education BR Exempt President and
U n1vers1dade de Harvard Fellows of
Harvard College
17 30 Cambndge Street
Cambndge, MA02138
Blue Marble Holdings Corp Investment DE 501(c)(3) President and
Fellows of
C/0 HMC 600 Atlantic Ave Harvard College
Boston, MA02210
23-7014581
Demeter Holdings Corporation Investment MA 501(c)(3) President and
Fellows of
Boston, MA02210
04-3044742
Duba1 Harvard Foundation for Med1cal Education and MA Fore1gn Ent1ty 509 President and
Research Inc research (a Fellows of
Harvard College
25 Shattuck Street
Boston, MA02115
52-2446955
Endowment for Research 1n Human Biology Research MA 501(c)(3) President and
Inc Fellows of
Harvard College
25 Shattuck Street
Boston, MA02115
04-2702030
FUNDACION CENTRO DE Research AR Foreign/Exempt President and
INVESTIGACioN DE LA ESCUELA DE support E nt1t Fellows of
ADMINISTRACioN DE EM PRES Harvard College
Sold1ers F1eld Road
Boston, MA02163
G1ovann1 Armen1se-Harvard Foundation for Research MA 501(c)(3) Pres1dent and
Sc1ent1flc Research Inc support Fellows of
Harvard College
25 Shattuck Street
Boston, MA02115
04-3293162
Harvard Busmess School European Research FR Fore1gn Ent1ty President and
Research Center 1n Pans support Fellows of
Harvard College
C/0 H BS Soldiers F1eld Road
Boston, MA02163
Harvard Busmess School Interactive Inc Execut1ve MA 501(c)(3) Pres1dent and
education Fellows of
C/0 H BS Soldiers F1eld Road Harvard College
Boston, MA02163
04-3395140
Harvard Busmess School Publ1sh1ng Publ1sh1ng MA 501(c)(3) Pres1dent and
Corporation Fellows of
Harvard College
300 North Beacon Street
Watertown, MA02472
04-3177990
Harvard Dedicated Energy L1m1ted Electnc1ty MA 501(c)(3) President and
purchasing Fellows of
1033 Mass Ave Harvard College
Cambndge, MA02138
03-0425512
Harvard Law School Assoc1at1on Inact1ve MA 501(c)(3) President and
Fellows of
Boston, MA02210
04-6037213
Harvard Magaz1ne Inc Publ1sh1ng MA 501(c)(3) President and
Fellows of
7 Ware Street Harvard College
Cambndge, MA02138
04-6112308
Harvard Management Company Inc Investment MA 501(c)(3) President and
Fellows of
600 Atlantic Ave Harvard College
Boston, MA02210
23-7361259
Harvard Management Pnvate Equ1ty Investment MA 501(c)(3) President and
Corporation Fellows of
Harvard College
C/0 HMC 600 Atlantic Ave
Boston, MA02210
04-3070522
Harvard NeuroD1scovery Center Inc Research MA 501(c)(3)/509(a) Pres1dent and
support (3) Fellows of
Boston, MA02210
04-3541834
Harvard Pnvate Cap1tal Holdings Inc Investment MA 501(c)(3) Pres1dent and
Fellows of
Boston, MA02210
04-3070519
Harvard Pnvate Cap1tal Realty Inc Investment MA 501(c)(3) Pres1dent and
Fellows of
Boston, MA02210
22-3138409
Harvard Real Estate- Allston Inc T1tle hold1ng MA 50 1(c)(25) Pres1dent and
company Fellows of
Cambndge, MA02138
04-3373410
Harvard Real Estate Inc Real estate MA 501(c)(3) Pres1dent and
brokerage Fellows of
Cambndge, MA02138
04-2649303
Ion Inc Research MA 501(c)(3) Pres1dent and
Fellows of
C/0 H MC 600 Atlantic Ave Harvard College
Boston, MA02210
22-3032677
Phemus Corporation Investment MA 501(c)(3) Pres1dent and
Fellows of
Boston, MA02210
04-2997 367
Publ1c Health FoundatiOn for Cancer and Investment DE 501(c)(2) Pres1dent and
Blood Pressure Research Inc Fellows of
Harvard College
C/0 HMC 600 Atlantic Ave
Boston, MA02210
59-0909688
Putnam Square Apartments Inc Real estate MA 501(c)(3) President and
Fellows of
C/0 HRES 1350 Mass Ave Harvard College
Cambndge, MA02138
04-6251287
Red Top Inc A thlet1cs CT 501(c)(3) President and
Fellows of
Cambndge, MA02138
51-0189788
Sh1ppmg Venture CorporatiOn Investment MA 501(c)(3) President and
Fellows of
Boston, MA02210
04-3263656
Student Clubs ofHBS Inc Student support MA 501(c)(3) President and
Fellows of
Soldiers F1eld Road Harvard College
Boston, MA02163
57-1152691
The Carll Shapiro lnst1tute for Education M ed1cal MA 501(c)(3) President and
and Research at Harvard M ed1cal educat1on and Fellows of
research Harvard College
330 Brookline Ave and BIDMC
Boston, MA02215
04-3326928
Trustees for Harvard Un1vers1ty Education DC 501(c)(3) President and
Fellows of
Cambndge, MA02138
53-0199180
Form 990 ScheduleR Part III- Identification of Related Organizations Taxable as a Partnership
' '
,,,
(e)
(j )
(a)
(b) Legal (d)
Predomrnant
(f) (g)
(h)
( i)
General
Name, address, mcome
Drs prop rtro nate
Pnmary Domrerle Drreet Share of total Share of end of year
allocatrons?
Code V -UBI
c;
and EIN of (related,
l'lanagmg
actrvrty (State Controlling mcome assets amount on
related
Entrty
unrelated,
($) ($) Box20ofK-1
Partner7
organrzat10n
c;
excluded
Forergn
from tax
,, )
Country)
under
sectrons
512-514) Y= No Ye No
A C P Flonda Investments MA Charlesbank No No
Investment Realty Fund
Fund I LLC
"'
444 Brrckell
Avenue Surte
9DD
Mramr,
FL33131
20-2198754
Agncola Brmzal Investments MA Agrrcola E -15,825 3,419,575 No No
Lrmrtada Inversrones
Pampa
Avenrda Santa Alegre SA
Mana 15350
Ofrcrna 3
Santrago
Cl
Agncola Crecer Investments MA Agneola E -2,379 880,997 No
"
Lrmrtada Inversrones
Pampa
Avenrda Santa Alegre SA
Mana 6350
Ofrcrna 3
Santrago
Cl
Agncola Investments MA Agrrcola E -136,285 1,933,805 No No
Dura men Inversrones
Lrmrtada Pampa
Alegre SA
Avenrda Santa
Mana 6350
Ofrcrna 3
Santrago
Cl
Aleron Real Investments DE A lc10n Real 29,215 13,277,917 No No
Estate Partners Estate
Master Fund II Partners II
"
LP
0 ,,
Post offrce
Square SUite
3520
Boston,
MA02109
26-3401116
Aleron Real Investments ce Harvard -344,699 11,092,017 No -379,2151
"
Estate Par-tners Prrvate
II LP Caprtal
Realty
One Post offrce
Square Surte
4100
Boston,
MA02109
26-3400946
Aleron Real Investments ce Harvard 48,765,090 185,383,182 No -
"
Estate Partners P nvate 4,620,035
"
Caprtal
Realty
Oce Post offrce
Square Surte
4100
Boston,
MA02109
20-1973523
Bay north Investments DE Harvard -3,872,485 50,359,513 No No
Harvard Prrvate P rrvate 3,873,254
Caprtal Caprtal
Holdrngs LLC Holdrngs
One Frnancral
Center23rd
Floor
Boston,
MA02111
20-5305576
BPRCo- Investments DE Harvard 5,818,272 14,761,484 No No
Investor LLC P rrvate
Caprtal
c/o Westbrook Realty
Partners 645
MADISON
New York,
NY10022
20-83715342
Caprtal Investments DE Harvard 103,648,757 No No
Partners (2) US P rrvate 76,721,519
Tax Exempt Caprtal
Investors Fund Realty
"
Level 8 Aurora
Place 88 Phrllrp
"
Sydney
AS
98-05421578
Charles bank Investments MA Harvard 23,279 No No
Equrty Fund II P nvate
"
Caprtal
Holdrngs
2DD Clar-endon
Street 54th
Floor
boston,
MA02216
04-3580823
Charles bank Investments MA Harvard 540,717 20,962,970 No No
Equrty Fund IV Investment
Lrmrted Assocrates
Partnershrp
201 Clarendon
Street 54th
Floor
Boston,
MA02116
04-3423448
Charles bank Investments MA Harvard 1,133,053 11,202,624 No No
Realty Fund IV P nvate
"
Caprtal
Realty
200 Clarendon
Street 54th
Floor
Boston,
MA02116
04-3423446
charles bank Investments MA Harvard -3,240,087 140,556,063 No -7,370
"
Realty Fund V P nvate
"
Caprtal
Realty
2DD Clarendon
Street 54th
Floor
Boston,
MA02116
04-3537051
Cherokee Investments ce e ec - 115,355,528 No
"
Investment Cherokee 30,128,097
Partners Ill Ventures
Parallel Fund LLC
LP
7D2 0 berlrn
Road Surte 1 so
Ralergh,
NC2760S
71-0890767
Crosspornt Investments MA Charlesbank 1,481,815 9,816,393 No No
Technology Realty Fund
Holdrngs LLC IV LP
c/o Crosspornt
Assocrates loo
217 w
Natrck,
MA01760
04-3520886
CTL Holdrng Investments MA Harvard 286 52,784 No No
Company LLC P rrvate
Caprtal
1953 Sprrnghrll Holdrn9s
Road
Vrenna,
VA22182
83-0372944
Cypress Realty Investments DE Hvd Mgmt 502,510 11,365,741 No -7,089 No
IV LP Pnv Eq Corp
301 Congress
Ave Surte soD
Austrn,
TX78701
74-3000106
Cypress Realty Investments DE P hemus 442 146,409 No -4,862 No
Lrmrted Corporatron
Partnershrp
301 Congress
Ave Surte soD
Austrn,
TX78701
76-0476922
Denham Investments DE Harvard 4,244,162 273,656,357 No No
Commodrty P rrvate
Par-tners Fund Caprtal
II LP Holdrngs
200 Clarendon
Street
Boston,
MA02116
77-0644776
Denham Investments DE Harvard 39,393,996 272,802,678 No -345,854 No
Commodrty P rrvate
Partners Fund Caprtal
III LP Holdrngs
200 Clarendon
Street
Boston,
MA02116
56-2502675
Denham Investments ce Lathr LLC 327,542 315,714,835 No 1515.904
"
Commodrty
Partners Fund
"
200 Clarendon
Street
Boston,
MA02116
20-1256865
DevonCB LLC Investments MA Charlesbank 407,565 14,907,315 No
"
Realty Fund
2000 Powell vee
Street Surte
1240
Emeryvrlle,
CA94608
73-1665198
Embarcadero Investments MA Atlantrc 984,718 135,488,707 No No
Caprtal PaCIFIC
Investors LP REALTY
INC
1301 Shoreway
Road Surte 250
Belmont,
CA94002
05-0556547
Emergrng Investments MA Emergrng -1,799,165 16,760,812 No No
Countrres Countrres
Opportunrty 0 pportunrty
Master Fund LP Ltd Fund
c/o Butterfreld
Fund Servrces
68 F
Grand Cayman
CJ
98-0548448
Frdelrs Investments MA Charlesbank 1,236,535 52,014,680 No No
Charles bank Realty Fund
Holdrngs LLC
"'
19 Brrar Hollow
Surte 100
Houston,
TX77027
71-0944265
GBE Investments MA Blue Marble -7,159,448 30,300,763 No No
INVESTMENTS Holdrng5
LP (FKA Corp
GORDIAN
BIOENERGY
"'
PO Box 309GT
Ugland HouseS
C hurc
George Town
CJ
GLOBAL Inve5tment5 MD P hemu5 116 No No
EMERGING Corporatron
MARKETS
FORESTRY
FUND LP
54 7 1
WISCONSIN
AVE SUITE
"'
CHEVY
CHASE,
MD20815
20-3754446
Greenfreld BLR Investments MA Hvd Mgmt 14,130,007 69,667,340 No -260,854 No
Partners LP Prrv Eq Corp
50 North Water
Street
South Norwalk,
CT06854
20-1221910
HARVARD IN>,'e5tments MA PRESIDENT 43,419,601 2,576,783,144 No No
COMMINGLED AND
ACCOUNT FELLOWS
OF
C/0 HARVard HARVARD
management COLLEGE
Co 600 allan
BOston,
MA02210
04-3344621
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(a) (c)
(e)
(j)
Name, (b) Legal (d)
Predominant
(f) (g)
(h)
( i)
General
address, and Pnmary Dom1c1le D 1rect
1ncome
Share oftotal Share of end-of-
D 1s prop rt1 o nate
Code V-UBI
or
(related,
allocations?
EI N of act1v1ty (State Controlling
unrelated,
1ncome year assets amount on
Manag1ng
related or E nt1ty ($) ($) Box20ofK-1
Partner?
organ1zat1on Fore1gn
excluded
($)
from tax
Country)
under
sect1ons
512-514) Yes No Yes No
WHB K1rby Investments DE Harvard - -130,256 No 4,042,433 No
Hill Co- P nvate 12,064,353
Investment Capital
LLC Realty
cfo
westbrook
Partners
645
MADISON
New York,
NY10022
14-
1933484
W1ll1amson Investments DE Denham 19,703,867 181,255,423 No No
Royalty Commodity
Ventures Partners
LLC Fund III
LP
cfo Denham
Capital
Management
200 c
Boston,
MA02116
56-
2563228
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a) (b) (c) (d)
(e)
(f)
Name, address
1
and EIN P nmary Legal D 1 re ct
Type of
Share of total
(g) (h)
ent1ty Share of Percentage
of related organ1zat1on
act1v1ty Dom1c1le Controlling
(C corp, S
1ncome
(State or E nt1ty
corp
1
($)
assets
Fore1gn
or trust) ($)
Country)
Agncola E Invers1ones
Pampa Alegre SA Invers1ones
Aven1da Santa Mana
Investments CI
T res C umbres
c -392,045 6,139,416
100 000%
6350 Of1cma 3 Ltd a
SANTIAGO
CI
A gncola Fundo Bucalemu
L1m1tada
c/o C lag C h1le SpA Del Clag (Chile)
100 000%
Inca NO Investments MA SpA c -342,255 7,07 2,238
SANTIAGO
CI
98-0639220
A gncola Rape I L1m1tada
c/o clag Chile SpA Del
Clag ( Ch1le)
Inca NO 100 000%
sanTIAGO
Investments MA SpA c -156,639 2,900,454
CI
98-0639218
A gncola R1bera L1m1tada
c/o Clag Chile SPA Del Clag (Chile)
100 000%
Inca N04 Investments MA SpA c
SANTIAGO
CI
A nay y Asoc1ados SA
c/o HMC 600 Atlantic
Investments MA
N 1carao Ltd
c 1,800
100 000%
Ave
boSTON, MA02210
A qu1la Inc
c/o walkers spv walker
Hvd Mgt Pnv Eq
house Mary
Investments CJ Corp c 30,748,748 198,813,736
100 000%
Georgetown
CJ
98-0532782
A ra Inc
c/o Walkers SPV Walker
Hvd Mgt Pnv Eq
House Mary 100 000%
Georgetown
Investments CJ Corp c -24,133,421 16 9,8 61 '7 0 0
CJ
98-0543813
ASPHALT HOLDINGS
DENHAM
INC
C/0 HMC 600 Atlantic
Commod1ty
INVestments DE Partners Fund c 99 800%
Ave
II I LP
BOSTON, MA02210
20-5171589
A tlant1c A venue Realty
Ltd
c/o Walkers SPV Walker Harvard Pnvate
100 000%
House Mary Investments CJ Cap1tal realty c 3,093,003 77,824,951
Georgetown
CJ
98-0533323
Atlantic Pac1f1c Realty
Inc
Harvard Pnvate
1301 Shoreway Rd ST
Investments MD Cap1tal realty c 976,281 21,399,802
100 000%
250
Belmont, CA94002
13-4283871
Black K1te Pty Ltd
c/o DLA Phillips Fox Blue Marble
100 000%
Level 38 20 Investments MA Hold1ngs Corp c
sydney
AS
Black K1te Trust
c/o D LA Phillips Fox
SWT LP 100 000%
sydney Investments MA T
AS
98-6063158
Brasil Timber L1m1tada D1vers1f1ed
C/0 HMC 600 International
100 000%
ATLANTIC AVENUE Investments MA Timber Holdings c -1,274,098 20,275,586
BOSTON, MA02210 LLC
98-0645399
Campo Grande SA
D1vers1f1ed
International
C/0 HMC 600
Investments CI Timber Hold1ngs c -812,233 25,585,379
100 000%
ATLANTIC AVENUE
BOSTON, MA02210
LLC
Caracci Agropecuana
Ltd a
Global Forest
Rua Sete de Setembro
Investments 100 000%
730 Investments BR
LLC
c 971,827 37,559,990
Porto Alegre
BR
98-0642730
CCA Japan Investment
Compos1t10n
BV
Zu1dple1n 126 Investments MA
Cap1tal As1a
c 194,230 4,473,797 59 000%
AMSTERDAM
Fund CV
NL
Chenna1 2007
PrE 51 DENT
AND FELLOWS
c/o HMC 600 AtlantiC
mvestments MP OF HARVARD c -68,127 12,922
100 000%
Ave
boSTON, MA02138
COLLEGE
Clag ( Ch1le) SpA
Del Inca NO 4446
C lag LLC 100 000%
SANTIAGO Investments CI c -953,947 15,127,884
CI
98-0650099
Compos1t1on Cap1tal As1a
Fund CV
World Trade Center Harvard Pnvate
Amsterdam Zu1dp Investments NL Cap1tal realty c -4,2 58' 10 3 45,500,306 59 000%
AMSTERDAM
NL
98-0469927
Compos1t10n Cap1tal As1a
Fund II CV Compos1t10n
World Trade Center
Investments NL
Cap1tal As1a II
c -9,009,710 1,558,695 58 000%
Amsterdam Zu1dp FeederCV
AMSTERDAM
NL
Compos1t1on Cap1tal As1a
II Feeder CV
Amsterdam Zu1dp Investments NL Cap1tal realty c -9,010,315 1,460,998 81000%
AMSTERDAM
NL
98-0563995
Compos1t10n Cap1tal
Europe Fund CV
Amsterdam Zu1dp Investments NL Cap1tal realty c -16,174,470 41,542,275 58 000%
AMSTERDAM
NL
98-0459793
Compos1t10n Cap1tal
Europe II Feeder CV
Amsterdam Zu1dp Investments NL Capital realty c -6,097,739 12,051,107 72 000%
AMSTERDAM
NL
98-0569903
Compos1t1on Feeder
GmbH Compos1t10n
Borsenstrasse 2-4
Investments MA
Cap1tal Europe
c 58 000%
60313 Frankfurt a Fund CV
FRANKFURT
GM
Comtel Assets Corp Denham
433 E Las Calmas Commod1ty
100 000%
Boulevard Investments DE Partners Fund c 18,449,702
Irv1ng, TX75039 II I LP
20-3239161
Comtel Assets Inc Denham
433 E Las Calmas Commod1ty
Boulevard Investments MA Partners Fund c 168,697 87 000%
Irving, TX75039 II I LP
20-3239269
Cooperat1e CC As1a
Compos1t10n
Korea Feeder UA
Zu1dple1n 126 Investments MA
Cap1tal As1a
c 6 9 0,0 3 3 4,225,023 59 000%
AMSTERDAM
Fund CV
NL
Da1ry Farm Partnership
C/0 HMC 600
DF1 Co 100 000%
ATLANTIC AVENUE Investments NZ c -599,606 9,929,653
BOSTON, MA02210
98-0594944
Eco Cebaco SA
C/0 HMC 600
Investments MA
N1cateca Inc
c -180,442 14,195,959 90 000%
ATLANTIC AVENUE
BOSTON, MA02210
Econom1za Agropecuana
Ltd a I P E
Estada Geral Condom1n1o
Investments MA
Agromdustnal
c -27 6 420,352 96 000%
Boa Esperan Ltd a
Grande do R1be1ro
BR
(a)
(b)
(c)
(e)
(f)
(d) Type of (g) (h)
Name, address, and EIN Pnmary Legal
D1rect Controlling ent1ty
Share oftotal
Share of Percentage
of related organ1zat1on act1v 1ty Dom1c11e
E nt1ty (C corp, S
1ncome
end-of-year owners h1 p
(State or
corp,
($)
assets
Fore1gn
Country)
or trust) ($)
Egret Investments Ltd
c/o Maples AND Calder
HvdMgtPnvEq
PO Box 309 100 000
GRAND CAYMAN
Investments CJ Corp c 59,5 59,34 7
%
CJ
98-0650989
El Mana SA
C/0 HMC 600
Investments MA
N 1carao Ltd
c 1,046,516
100 000
ATLANTIC AVENUE %
BOSTON, MA02210
Embarcadero Cap1tal
Investors II REIT Inc
Harvard Pnvate
1301 Shoreway Rd ST
Investments MA Cap1tal realty c -2,948,292 67,068,323
51000%
250
Belmont, CA94002
37-1508503
Emerald Catastrophe
Fund Ltd
Blue Marble
Su1te 193 48 Par- Ia-
Investments BD H old1ngs Corp c 8,731,035 91,490,314
99 000%
v1lle Road
HAMILTON
BD
Emerg1ng Countnes
0 pportun1ty Ltd Fund
HvdMgtPnvEq
c/o Butterfield Fund 90 000%
Serv1ces 68 F
Investments MA Corp c 807,987 16,809,398
Georgetown
CJ
Empresas Verdes
A rgentma SA
Quebrada Honda
Carlos Pellegnn1 1138
Investments MA SA c -105,365 23,300,351
100 000
PISO 1 %
Cornentes
AR
Enk1 Holdmgs Corp
c/o Walkers SPV Walker
HvdMgtPnvEq
House Mary
Investments CJ Corp c 39,194,224 28,521,032
100 000
Georgetown %
CJ
98-0540586
Ecuador Timber LP
c/o Maples AND Calder
PO Box 309
Investments DE
Phemus Corp
c 529,129 26,524,573
80 000%
GRAND CAYMAN
CJ
98-0492706
Estancia Cel1na SA
c/o PAGBAM Su1pacha
Las M1s1ones SA 100 000
1111 -PIS Investments MA c -34,868 1,721,044
%
Buenos A 1res
AR
ETON PARK
HARVARD
EMERGING MKTS
MANAGEMENT
OVERSEAS FUND LP
WINDWARD I 2ND FL
INVestments
CJ
PRIVATE
c 20,928,038 80,975,110
51 190 %
REGATTA OFC PAR
EQUITY
GRAND CAYMAN
CORPORATION
CJ
Fletcher Cap1tal Markets
PreSIDE NT AND
Inc
FELLOWS OF
c/o hmc 600 Atlantic
Investments NY HARVARD c 14,666
100 000
Ave %
boSTON, MA02210
COLLEGE
13-3616925
Fletcher Energy
Development
Corporation Fletcher Cap1tal
100 000
C/0 HMC 600 Atlantic Investments DE Markets Inc
%
Ave
BoSTON, MA02110
04-3524394
Florestas do Sui
Agroflorestal Ltda
Rodov1a RS-472 KM22
Investments BR
Phemus Corp
c 4,981,464 99,795,845
100 000
Pedro 0 sana %
BR
98-0493906
Forestal Bosquepalm
C 1a Ltd a
Equador Timber
Aven1da Avenue Patna 80 000%
E4-41yan
Investments MA LP c 1,250 8,139,548
QUITO
EC
Forestal del R1o SA
Su1pacha 1111 - p ISO Quebrada Honda
100 000
18 Investments MA SA c
%
Buenos A 1res
AR
Forestal Foresvergal C1a
Ltd a
Equador Timber
Aven1da Avenue Patna 80 000%
E4-41yan
Investments MA LP c 10,004,665
QUITO
EC
Galile1a Agro1ndustnal
Ltd a
Insolo
Av Pedroso de Moraes 96 000%
1201
Investments MA Agro1ndustnal SA c -277,877 37,135,388
SAO PAULO
BR
Gateway Real Estate
Fund III-TE LP
Harvard Pnvate
Cncket Square Hutch1ns
Investments CJ Cap1tal realty c
100 000
Dnve PO %
George Town
CJ
Gavea Investment Fund
II B LP
PO Box 986 45 Market HvdMgtPnvEq
100 000
St Investments MA Corp c 149,041,000 263,267,000
%
GRAND CAYMAN
CJ
98-0537951
GBE Development I Ltd
PO Box 309 GT Ugland GBE Investments
99 000%
HouseS Chur Investments MA L1m1ted c -5,334 5,197,503
Georgetown
CJ
GBE Development II Ltd
99 000%
HouseSCh Investments MA L1m1ted c -5,667 149,067
Georgetown
CJ
GBE Development III
Ltd
GBE Investments
PO Box 309 GT Ugland
Investments MA L1m1ted c -4,995 148,696
99 000%
HouseSCh
Georgetown
CJ
GBE Development IV
Ltd
GBE Investments
Investments MA L1m1ted c -10,762 821
99 000%
HouseSCh
Georgetown
CJ
GBE Development V Ltd
99 000%
HouseSCh Investments MA L1m1ted c -4,2 53
Georgetown
CJ
GBE Fazendas Ltda
Av das Amencas 700 GBE Investments
99 000%
Bloco 5 Investments MA L1m1ted c -178,560 12,425,944
RIO DE JANEIRO
BR
GBE Holdmgs Ltd
99 000%
HouseSCh Investments MA L1m1ted c -10,351 1,17 9
Georgetown
CJ
GBE Investments
L1m1ted
GBE Investments
Investments MA LP c -4,283 20,801,894
99 000%
HouseSCh
Georgetown
CJ
GBE Pro]etos Agncolas
I Ltda GBE Investments
99 000%
Av das Amencas Investments MA L1m1ted c -2,240,013 1,287,648
RIO DE JANEIRO
BR
GBE ProJetos Agncolas
II Ltda GBE Investments
99 000%
Av das A men cas Investments MA L1m1ted c -63,818 86,977
RIO DE JANEIRO
BR
GBE Pro]etos Agncolas
II I Ltd a GBE Investments
99 000%
Av das Amencas Investments MA L1m1ted c -59,614 6,031
RIO DE JANEIRO
BR
(a) (c)
(e)
(f)
Name, address, and EIN
(b)
Legal
(d) Type of
Share of total
(g) (h)
Pnmary act1v1ty D1rect Controlling ent1ty Share of Percentage
of related organ1zat1on Dom1c1le mea me
(State or
E nt1ty (C corp,
($)
end- of- year ownership
S corp, assets
Fore1gn
or trust) ($)
Country)
IV Ltda
GBE Investments
Fazen da Esplanada
Investments MA L1m1ted c -8,009
99 0 DO %
Rodov1a Estadu
Estado do Tocant1ns
BR
V Ltda GBE Investments
99 0 DO %
Av das A mencas Investments MA L1m1ted c
RIO DE JANEIRO
BR
GBE Properties I Ltd
99 0 DO %
HouseSCh Investments MA L1m1ted c -5,520 7,005,757
Georgetown
CJ
GBE Properties II Ltd
99 0 DO %
HouseSCh Investments MA L1m1ted c -5,44 5 6,439,7 8 9
Georgetown
CJ
GBE Properties III Ltd
99 0 DO %
HouseSCh Investments MA L1m1ted c -6,012 1,577,26 2
Georgetown
CJ
GBE Properties IV Ltd
99 0 DO %
HouseSCh Investments MA L1m1ted c -10,821 821
Georgetown
CJ
GBE Properties V Ltd
PO B309 GT Ugland GBE Investments
99 0 DO %
HouseS Church Investments MA L1m1ted c -4,253
Georgetown
CJ
GBE Propnedades e
Empreend1mentos
GBE Investments
Imobi11anos I Ltda
Investments MA L1m1ted c -260,177 7,600,356
99 0 DO %
Av das Amencas
RIO DE JANEIRO
BR
GBE Propnedades e
Empreend1mentos
GBE Investments
Imobi11anos III Ltda
Investments MA L1m1ted c -186,671 8,459,306
99 0 DO %
Av das A mencas
RIO DE JANEIRO
BR
GBE Propnedades e
Empreend1mentos
GBE Investments
Imobi11anos IV Ltda
Investments MA L1m1ted c -166,947 5,424
99 0 DO %
Av das A mencas
RIO DE JANEIRO
BR
GBE Propnedades e
Empreend1mentos
GBE Investments
Imob1l1anos V Ltda
Investments MA L1m1ted c -144,088 820
99 0 DO %
Av das Amencas
RIO DE JANEIRO
BR
Global Mant1me Futures
Fund L1m1ted
Demeter Holdings
walker House 87 Mary 70 550%
Street
mvestments UK C orporat1on c
George Town
CJ
Granary Investments
IFS Court Twenty E1ght
Lucy Holdings 100 000
Cyberc1ty Investments MP c 623,829 29,707,603
%
MP
98-0607880
Granary 0 range (PTY)
LTD Gran a ry
100 000
C/0 HMC 600 Investments MA Investments c
%
ATLANTIC AVENUE
BOSTON, MA02210
Granary Waterberg (PTY)
LTD Gran a ry
100 DOD
71 Steenbok Avenue Investments MA Investments c -302,742 7,084,896
%
Monument park
SF
Guanare AARL
C/0 HARVARD MGT CO
Phemus Corp 100 000
600 ATLANTIC AVE Investments UY c -2,364,135 47,110,665
BOSTON, MA02210
%
98-0641951
Guanare SA
C/0 HMC 600
Investments UY
Phemus Corp
c 646,161 59,843,087
100 000
ATLANTIC AVENUE %
BOSTON, MA02210
GulfAtlant1c Operations
LLC
Boylston Holdings
c/o Denham Cap1tal 100 000
Management 200 C
Investments MA LLC c 45,989,698 39,110,619
%
BOSTON, MA02116
20-2386722
HACO CORPORATION
C/0 HARVARD MGT CO Blue Marble
79 000%
600 ATLANTIC AVE Investments DE Holdings Corp c
BOSTON, MA02210
52-1529624
harvard bus1ness school
publ1sh1ng md1a pnvate
harvard bus1ness
ltd
publ1sh1ng school publ1shmg 99 9 90 %
un1t 42 3 grand hyatt IN 1,852,828 1,564,07 2
mumba1
support corp
mumba1
IN
harvard Center Shanghai
Co Ltd HARVARD CHINA
5th Fl HSBC Bldg Inti F1n RESEARCH
CH
INTERNATIONAL
87,734 1,658,470
100 DOD
Ctr No 8 SUPPORT LLC %
Shanghai
CH
Harvard master Trust PreSIDENT AND
1033 Massachusetts FELLOWS OF
100 000
Avenue Investments MA HARVARD 189,304 666,004,626
%
Cambndge, MA02138 COLLEGE
04-2636388
HARVARD PRIVATE
HARVARD
Cap1tal Properties II
MANAGEMENT
C/0 HARVARD MGT CO
INvestments DE PRIVATE EQUITY c -16,7 93,49 5 1,192,744
100 000
600 ATLANTIC AVE %
BOSTON, MA02210
CORPORATION
04-3140558
Harvard Pnvate Cap1tal
Properties III
C/0 HARVARD MGT CO
Investments DE
Phemus Corp
c -2,331,451 4,376,512
100 DOD
600 ATLANTIC AVE %
BOSTON, MA02210
76-0254935
HARVARD UNIVERSITY
PRESIDENT AND
PRESS LTD
BOOK FELLOWS OF
VERNON HOUSE 23
DISTRIBUTION UK HARVARD c 2,07 8,584 917,944
100 000
SICILIAN AVENUE %
LONDON
COLLEGE
UK
HARVARD UNIVERSITY
PRESIDENT AND
PRESS OF NEW YORK
C/0 HU PRESS 79
FELLOWS OF
100 000
PUBLISHING NY HARVARD c
GARDEN ST
COLLEGE
%
CAMBRIDGE, MA02138
13-3784301
HB Cayman L1m1ted
HB Inst1tut10nal LP C 99 0 DO %
HouseSCh Investments MA 1,665,367 136,239,246
Georgetown
CJ
HMC Adage Manager
LLC
C/0 HARVARD MGT CO
Investments DE
Phemus Corp
s 200
100 000
600 ATLANTIC AVE %
BOSTON, MA02210
04-3567988
HPC Patron Scotland LP
c/o Patron Cap1tal
Harvard Pnvate
Scotland GP L1m1
Investments UK Cap1tal realty c -4,026,297 46,672,546
100 000
EDINBURGH %
UK
98-0438748
Ind1a Cap1tal
0 pportun1t1es I Hvd Mgt Pnv Eq
64 0 DO %
IFS Court Twenty E1ght Investments MP Corp c 18,041,789 49,026,705
Cyberc1ty
MP
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
Name, address, and EIN of Pnmary Legal D 1rect
ent1ty
Share oftotal
Share of Percentage
related organ1zat1on act1v1ty Dom1c1le Controlling
(C corp, S
1ncome
end-of-year owners h1 p
(State or Ent1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
Insolo Agro1ndustnal SA
I PA
Invest1mentos e
Av Pedroso de Moraes
Investments BR Part1c1pacoes c -1,628,415 301,7 53,344
96 000%
SAO PAULO
BR
Agncolas Ltda
I nve rs 1ones Bras II SA
C/0 HMC 600 ATLANTIC
Investments MA
N1carao Ltd
c 1,800
100 000
AVENUE %
BOSTON, MA02210
Invers1ones Cat1val SA
Investments MA
N1carao Ltd
c 93 380,17 3
100 000
AVENUE %
BOSTON, MA02210
Invers1ones Coral SA
Investments MA
N1carao Ltd
c 1,800
100 000
AVENUE %
BOSTON, MA02210
Invers1ones Santa R1ta SA
Investments MA
N1carao Ltd
c 2,853 1,813,987
100 000
AVENUE %
BOSTON, MA02210
I nve rs 1ones T res C umbres
Ltd a
Roger de Flor 2736 dp 8
Investments MA
Phemus Corp
c -420,939 6,291,264
100 000
SANTIAGO %
CI
98-0446986
Invers1ones Tunuyan SA
Investments MA
N1carao Ltd
c 4,549,957
100 000
AVENUE %
BOSTON, MA02210
IPE Agro1ndustnal Ltda Insolo
Investments MA
A g ro 1nd us tn a I
c -2,692,735 144,268,019
96 000%
SAO PAULO SA
BR
Ka1ngaroa Timberlands
KT1 Co 60 000%
AVENUE Investments MA c 70,400,400 912,064,200
BOSTON, MA02210
98-0412394
KTR L1m1ted
Investments CJ
Phemus Corp
c
100 000
AVENUE %
BOSTON, MA02210
La A renosa SA
Investments MA
N1carao Ltd
c 1,800
100 000
AVENUE %
BOSTON, MA02210
La Jacaranda SA
Investments MA
N1carao Ltd
c 319,415
100 000
AVENUE %
BOSTON, MA02210
LaMora SA
Investments MA
N1carao Ltd
c 1,205,358
100 000
AVENUE %
BOSTON, MA02210
La Zarza SA
Investments MA
N1carao Ltd
c 835 4,289,570
100 000
AVENUE %
BOSTON, MA02210
Las Acac1as SA
Investments MA
N1carao Ltd
c 80,627
100 000
AVENUE %
BOSTON, MA02210
Las M1s1ones SA
c/o PAGBAM Su1pacha Campo Grande
100 000
1111 -PI Investments MA SA c -892,97 5 25,551,617
%
Buenos A 1res
AR
LaSalle A s1a 0 pportun1ty
Cayman I Ltd
Walker House 87 Mary Harvard Pnvate
100 000
Street Investments CJ Cap1tal realty c 2,37 3,629 68,903,4 70
%
George Town
CJ
98-0447511
LONGSTOCKING
INVESTMENT PRESIDENT
CORPORATION AND FELLOWS
100 000
C/0 HMC 600 ATLANTIC INvestments DE OF HARVARD s -1,6 3 8 25,000
%
AVENUE COLLEGE
BOSTON, MA02210
52-2116455
Long Term Forest Partners
C 1a Ltd a
Equador T1mber
Aven1da Avenue Patna E4- 80 000%
41 y an
Investments MA LP c -526,942 9,128,420
QUITO
EC
Los Almendros SA
Investments MA
N1carao Ltd
c 1,800
100 000
AVENUE %
BOSTON, MA02210
Los A romos SA
Investments MA
N1carao Ltd
c 1,800
100 000
AVENUE %
BOSTON, MA02210
Los A rrayanes SA
Investments MA
N1carao Ltd
c 436,110
100 000
AVENUE %
BOSTON, MA02210
Los Boldos SA
Investments MA
P1no LLC
c 2,193,475 2,319,770
100 000
AVENUE %
BOSTON, MA02210
Los Laureles SA
D 1vers 1f1ed
International
100 000
AVENUE
Investments CI Timber H old1ngs c -93,714 2,268,746
%
BOSTON, MA02210
LLC
Los Laureles SA
Investments MA
N1carao Ltd
c 686,859
100 000
AVENUE %
BOSTON, MA02210
M1dpac Resources I (BVI)
L1m1ted Denham
c/o H arneys corporate Commodity
100 000
Serv1ces Ltd Investments VI Partners Fund c -7,356,442 7 54,149
%
TO RTO LA III LP
VI
98-0681728
M1dpac Resources II (BVI)
L1m1ted Denham
c/o H arneys corporate Commodity
100 000
Serv1ces Ltd Investments VI Partners Fund c -7,356,402 754,491
%
TO RTO LA I I I L P
VI
98-0681725
Nazare Agro1ndustnal Ltda Insolo
Investments MA
Agro1ndustr1al
c -753,474 19,932,888
96 000%
SAO PAULO SA
BR
NCH Agnbus1ness
Investors Corp
Harvard Pnvate
Ugland House PO BOX 39
Investments MA Cap1tal realty c -6,836,683 295,208,112
59 000%
George Town
CJ
98-0559097
Neanderthal Investments
IFS Court Twenty E1ght
Lucy Holdings 100 000
C y be rc 1ty Investments MP c 1,110,614 14,084,764
MP
%
98-0607884
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
e nt1ty
Share oftotal
Share of Percentage
(C corp, S
1ncome
(State or E nt1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
New Vernon Ind1a
(Cayman) Fund LP
c/o Walkers SPV Walker HvdMgtPnvEq
100 000
House Mary Investments CJ Corp c 66,778,836 450,463,954
%
Georgetown
CJ
20-1577934
NGL Holdmgs Inc Denham
cfo Denham Cap1tal Commodity
85 000%
Management 600 T Investments DE Partners Fund c -2,281,123 33,147,408
HOUSTON, TX77002 I I LP
33-1101243
NGL Supply Inc
NGL Holdings
6210SYale 72 000%
TULSA, OK74136
Investments MA Inc c 32,175,518
73-1255805
N 1carao I Ltd
c/o Maples AND Calder PO
Box 309
Investments MA
N 1carao Ltd
c 75 597,073
100 000
GRAND CAYMAN %
CJ
98-0643167
N 1carao II Ltd
Box 309
Investments MA
N 1carao Ltd
c 75 597,073
100 000
GRAND CAYMAN %
CJ
98-0643169
N 1carao Ltd
Box 309
Investments MA
N1cateca Inc
c 3,608 28,659,524
100 000
GRAND CAYMAN %
CJ
98-0643164
N1cateca Inc
Phemus Corp 100 000
AVENUE Investments CJ c -176,684 4 5,2 7 2,7 88
BOSTON, MA02210
%
98-0520487
N 1cateca SA
Investments MA
N1caraoLtd
c 3,063,443
100 000
AVENUE %
BOSTON, MA02210
0 ld Lane HMAFF LP
cfo CCA 330 PARK HvdMgtPnvEq
100 000
AVENUE 7TH FL Investments CJ Corp c 8,484,398 44,094,888
%
NEW YORK, NY10022
98-0487312
0 pera SA
Investments MA
N 1carao Ltd
c 3,758 11,970,856
100 000
AVENUE %
BOSTON, MA02210
Patnot Interest Holdmgs
Inc
NGL Holdings
c/o Denham Cap1tal 85 000%
Management 200 C
Investments MA Inc c 801,414
BOSTON, MA02116
01-0938844
Perm1an M 1dstream
Corporation
Patnot Interest
cfo Denham Cap1tal
Investments MA Holdings Inc c 383,426
85 000%
Management 200 C
BOSTON, MA02116
01-0938834
P1naresAARL
Phemus Corp 100 000
AVENUE Investments UY c -2,6 84 7,356,224
BOSTON, MA02210
%
98-0641950
Pradana Agroflorestal Ltda
Global Forest
Rua Lu1z Dodero 28 SA LA 3
Investments 100 000
C A M P 0 G RA N D E Investments CJ
LLC
c 4,669,613 92,590,756
%
BR
98-0642732
Quebrada Honda SA
Investments PM
P1noLLC
c 20,097,812 23,646,030
100 000
AVENUE %
BOSTON, MA02210
QUEBRADA RELOJERA SA
p1so 4 of1c1na 4 ed1f1c1o dr
INVestments PM
PH EMUS Corp
c
100 000
cale1don1a %
PM
QUEBRADA TANQ UE SA
p1so 4 of1c1na 4 ed1f1c1o dr
INvestments PM
PHemus Corp
c
100 000
cale1don1a %
PM
Represa Properties Ltd
GBE
Investments 99 000%
HouseS Ch Investments MA
L1m1ted
c -6,4 94
Georgetown
CJ
Represa Propnedades e
Empreend1mentos GBE
Imob111anos Ltda
Investments MA
Investments
c -247
99 000%
Av Pred1ente Wilson 210 L1m1ted
RIO DE JANEIRO
BR
Romply Merops SRL
Phemus Corp 100 000
AVENUE Investments RO c 2,747,041 4,651,699
BOSTON, MA02210
%
98-0646095
Round Table Asset
Recovery Fund Ltd Blue Marble
94 000%
Windward I West Bay Road Investments MA Holdings Corp c 77,184,173
George Town
CJ
Round Table Global Macro
Fund Ltd Blue Marble
100 000
Windward I West Bay Road Investments MA Holdings Corp c 28,804,424
%
George Town
CJ
SANTA FE
REFORESTATION SA
!NV EStments PHEmus Corp 100 000
p1so 4 of1c1na 4 ed1f1c1o dr PM c
cale1don1a
%
PM
Scolopax SRL
Investments RO
Phemus Corp
c 7,758,612 90,506,225
100 000
AVENUE %
BOSTON, MA02210
Serra Grande Agro1ndustnal
Insolo
Ltd a
A gro1ndustr1al 96 000%
Av Pedroso de Moraes Investments MA c -229,783 15,679,008
SAO PAULO
SA
BR
S1a Empetrum
Phemus Corp 100 000
AVENUE Investments MA c -69,429 3,489,639
BOSTON, MA02210
%
98-0648693
Sleuteldraa1 Landgoed Granary
(Edms) Bpk N ormand1en
100 000
71 Steenbok Avenue Investments MA (Propnetary) c -148,168 630,064
%
Monument park L1m1ted
SF
Soc1edad Explotadora
Agr1cola SpA
c/o Clag Ch1le SpA Del Clag (Chile)
100 000
Inca N 0 Investments MA SpA c -568,644 4,260,164
%
SANTIAGO
CI
98-0632838
Sorot1vo Agropecuana Ltda I P E
Fazenda IPE
Investments MA
A gro1ndustnal
c -351,834 2,350,594
96 000%
Grande do R1be1ro Ltd a
BR
SUSTAINABLE FORESTRY
SA
PHEMus Corp 100 000
p1so 4 of1c1na 4 ed1f1c1o dr INVestments PM c
cale1don1a
%
PM
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
e nt1ty
Share oftotal
Share of Percentage
(C corp, S
1ncome
(State or E nt1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
Sustainable Teak
Part1c1pacoes Ltda
Aven1da Governador
Braz1l Teak LLC 100 000%
Ponce de Arruda Investments BR c 3,380,977 112,961,997
Varezea Grande
BR
98-0639215
Sustainable Timbers SA
C/0 HMC 600
Investments PM
Phemus Corp
c -24,4 7 8 21,837,123
100 000%
ATLANTIC AVENUE
BOSTON, MA02210
TDR SCOT LAN DLP
C/0 TDR CAPITAL ONE
HVD Mgt Pnv
STANHOPE GATE
LON DON
Investments UK Eq Corp c 70,348,134 7 5 000%
UK
98-0471766
Terena SA
C/0 HMC 600
Investments UK
Phemus Corp
c -10,725 41,7 82,4 39
100 000%
ATLANTIC AVENUE
BOSTON, MA02210
Un1teca Agroflorestal SA Sustainable
Aven1da Governador Teak
Ponce de Arruda Investments MA P a rt1c 1pac oes c -635,047 48,865,600 87 000%
Varezea Grande Ltd a
BR
Venwaste LP
cfo Jordans 20-22
HvdMgtPnvEq
Bedford Row 100 000%
LON DON
Investments UK Corp c 8,570,761
UK
98-0656246
VINE2LTD
C/0 HMC 600
INvestments CJ
PHEmusCorp
c
100 000%
ATLANTIC AVENUE
BOSTON, MA02210
V1staVerde
Insolo
Agro1ndustnal Ltda
A g ro1nd us tna I
Av Pedroso de Moraes Investments MA
SA
c -2,189,350 31,051,512 96 000%
SAO PAULO
BR
WHARTON COUNTY
POWER PARTNERS GP DENHAM
INC COMMODITY
100 000%
C/0 DENHAM Cap1tal INVestments DE Partners Fund II c
Management 200 C LP
BOSTON, MA02116
41-2086348
F 990 S h d 1 R Pa tV Transactions With Related Organizations orm c e ue
I
r -
I
(a) (b) (c)
Name of other organ1zat1on Transaction A mount Involved
type(a- r) ($)
(1) A me r1c an Repertory Theatre
A 430,961
(1) d uba 1 harvard foundation for med 1c a I res ea rc h 1 nc
A 14,148
(2) HARVARD BUSINESS S C H 0 0 L PUBLISHING C 0 R P 0 RAT I 0 N
A 15,152,778
(3) Harvard M agaz1 ne
A 50,685
(4) Harvard N e urod 1s cove ry Center
A 209,550
(5) Harvard Real Estate Inc
A 31,936
(6) fundac 1on centro de 1 nves t1gac 1on de Ia esc ue Ia
B 255,000
(7) harvard bus 1 ness school european res ea rc h center 1n pa r1s
B 976,224
c 412,500
(9) Harvard Real Estate Allston Inc
D 153,352,401
N 369,774
(11) Harvard Dedicated Energy L1m1ted
Q 8,2 91,7 9 7
(12) A me r1c an Repertory Theatre
Q 2,993,073
(13) A rmen1se Foundation
R 1,400,855
(14) HARVARD BUSINESS SCHOOL INTERACTIVE
R 3,095,147
(15) HARVARD BUSINESS S C H 0 0 L PUBLISHING C 0 R P 0 RAT I 0 N
R 18,567,192
(16) Harvard M agaz1 ne
R 240,581
(17) Harvard Med1cal Center
R 289,582
(18) Harvard N e urod 1s cove ry Center
R 5,994,776
(19) Red Top Inc
R 159,828
(20) Trustees for Harvard Un1vers1ty
R 1,457,063
(21) 0 ther controlled organ1zat1ons
(22) see Schedule 0
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Form 990, Part VII- Compensation of Officers, Directors,Trustees, Key Employees, Highest
Compensated Employees, and Independent Contractors
(A)
Name and T1tle
James R Houghton
Fellow
Nannerl 0 Keohane
Fellow
Patnc1a A K1ng
Fellow
Robert D Re1schauer
Fellow
Robert E Rub1n
Fellow
Drew G1lp1n Faust
Pres1dent
James F Rothenberg
Treasurer
Edward C Forst
Execut1ve V1ce Pres1dent
Marc L Goodheart
Sec ret a ry
Manlyn M Hausammann
V P Human Resources
Chnst1ne M Heenan
V P Govt Comm & Pub Aff
L1sa Hogarty
V P Campus Serv1ces
Steven E Hyman
Provost
Robert W Iul1ano
V P and General Counsel
KATHERINE N LAPP
Execut1ve V1ce Pres1dent
Tamara E Rogers
V P A I u m n 1 A ffa 1 rs & D e
Dan1el S Shore
V P F1nance and C F 0
A Clayton Spencer
V P Pol1cy
Nancy S Zeckhauser
V P Adm1n1strat1on
Jeffrey S Fl1er
Dean, Faculty ofMed1c1n
Jay 0 L1ght
Dean, Faculty of Bus1nes
Michael D Sm1th
Dean, Faculty of Arts &
Jul1o Frenk
Dean, Faculty of Public
Chnstopher M Gordon
C 0 0 A IIston Developme
Irv1ng H Goldberg
Profess or
(B)
Average
hours
per
week
5 00
5 00
5 00
5 00
5 00
60 00
10 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
60 00
(C)
Pos1t1on (check all
that apply)
X
X
X
X
X
X X
X X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
0
0
0
0
0
714,197
0
509,095
285,828
336,665
378,019
0
537,245
441,525
183,045
355,874
278,577
312,350
393,061
554,672
494,451
365,907
631,166
572,947
539,780
(E)
Reportable
compensation
from related
organ1zat1ons
(W- 2/1099-
MISC)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
(F)
Est1mated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
0
0
0
0
0
160,362
0
48,285
55,455
55,321
55,307
0
35,162
51,590
13,934
53,813
52,339
33,824
44,362
53,180
55,780
51,346
61,165
48,950
46,132
Form 990, Part VII- Compensation of Officers, Directors,Trustees, Key Employees, Highest
Compensated Employees, and Independent Contractors
(A)
Name and T1tle
Walter C Kester
Profess or
AJay K S1ngh
Profess or
A ian J Stone
Former V P Govt Comm &
Robert B Cash1on
Assoc VP Dev/FormerActl
Elizabeth Mora
V P F1nance through 5/0
Lawrence H Summers
Professor/ Former Pres1d
(B)
Average
hours
per
week
60 00
60 00
0 00
60 00
0 00
0 00
(C)
Pos1t1on (check all
that apply)
X
X
X
X
X
X
(D) (E)
Reportable Reportable
compensation compensation
from the from related
organ1zat1on (W- organ1zat1ons
2/1099-MISC) (W- 2/1099-
MISC)
501,593 20,131
534,178 0
209,352 0
266,231 0
240,727 0
101,203 0
(F)
Est1mated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
55,280
31,539
0
57,533
0
2,149
Form 990, Part VIII- Statement of Revenue - 2a - 2g Program Service Revenue -
(A) (B) (C) (D)
Total Revenue Related or Unrelated Revenue
Business Code Exempt Business Excluded from
Function Revenue Tax under IRC
Revenue 512, 513, or 514
STUDENT TUITION, R&B,
900,099 1,070,423,627 1,070,423,627
LAB SERVICES & OTHER M
900,099 55,335,719 55,335,719
SALES/SERVICES CONVENI
900,099 26,643,293 26,643,293
PUBLICATIONS
900,099 26,468,071 26,468,071
AUXILIARY HEALTH SERVI
900,099 19,886,441 19,886,441
Form 990, Part IX- Statement of Functional Expenses- 24a - 24e Other Expenses
Do not include amounts reported on line (A) (B) (C) (D)
6b, Bb, 9b, and lOb of Part VIII. Total expenses Program service Management and Fundraising
expenses general expenses expenses
PAYMENTS TO ANNUITANTS
57,749,000 52,695,962 3,508,252 1,544,786
Miscellaneous OTHER EXP
43,967,790 40,120,609 2,671,043 1, 176,138
BOOKS
36,660,288 33,452,512 2,227,113 980,663
PUBLISHING
19,748,360 18,020,378 1,199,713 528,269
TAXES AND FEES
11,912,513 10,870,168 723,685 318,660

2009 Form 990 For President and Fellows of Harvard College

Transféré par

Informations du document

Titre original

Copyright

Formats disponibles

Partager ce document

Partager ou intégrer le document

Options de partage

Avez-vous trouvé ce document utile ?

Ce contenu est-il inapproprié ?

Droits d'auteur :

Formats disponibles

2009 Form 990 For President and Fellows of Harvard College

Transféré par

Droits d'auteur :

Formats disponibles

efile GRAPHIC rint- DO NOT PROCESS As Filed Data - DLN:93493133025911

Vous aimerez peut-être aussi