2009 Form 990 For Harvard Management Company

efile GRAPHIC rint- DO NOT PROCESS As Filed Data - DLN:93493133029891
Form990

Department of the Treasury
Internal Revenue Serv1ce
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)( 1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
organ1zat1on may have to use a copy ofth1s return to sat1sfy state reporting requirements
OMB No 1545-0047
2009
Open to Public
Inspection
A For the 2009 calendar year or tax year beginning 07-01-2009 and ending 06-30-2010
I
B Check 1f applicable
C Name of orgamzat1on
D Employer identification number
Please
HARVARD MANAGEMENT COMPANY INC
I Address change
use IRS
23-7361259
label or
Do1ng Bus1ness As E Telephone number
I Name change print or
I In1t1al return
type. See
(617) 720-6859
Specific
Number and street (or P 0 box 1f mall 1s not delivered to street address) I Room/suite
Instruc-
G Gross rece1pts $ 100,017,599
I Temn1nated tions.
600 ATLANTIC AVENUE
I Amended return City or town, state or country, and ZIP+ 4
I Application pend1ng
BOSTON, MA 022102203
F Name and address ofpnnc1pal off1cer
H(a) Is th1s a group return for
Jane L M endlllo
aff1l1ates? I Yes F No
600 ATLANTIC AVENUE
BOSTON,MA 022102203
H(b) Are all affiliates included? I Yes I No
If"No," attach a l1st (see 1nstruct1ons)
I
Tax-exempt status p-
501(c) ( 3) "'IIIII (1nsert no) I 4947(a)(1) or 1527
H(c)
Group exemption
J WWW H M C H A R VA R D E D U
K Form of orgamzat1on F Corporation I Trust I Assoc1at1on I L Year of formation 1974 M State of legal dom1c1le MA
.:F.

Summary
1 Bnefly descnbe the organ1zat1on's m1ss1on or most s1gn1f1cant act1v1t1es
Prov1de Investment management serv1ces to Harvard U n1vers1ty
....
Q
-
<iS
-
-

2 Check th1s 1fthe organ1zat1on d1scont1nued 1ts operations or disposed of more than 25% of ItS net assets
0

3 Number ofvot1ng members of the govern1ng body (Part VI, l1ne 1a) 3 11
>6

4 Number of Independent vot1ng members of the govern1ng body (Part VI, l1ne 1 b) 4 3
-l>

5 Total number of employees (Part V, l1ne 2a) 5 273

6 Total number of volunteers (est1mate 1f necessary) 6 0
7a Tot a I gross unre Ia ted bus 1nes s revenue from Part VII I, column (C), 11 ne 12 7a 0
b Net unrelated bus1ness taxable 1ncome from Form 990-T, l1ne 34 7b 0
Prior Year Current Year
8 Contnbut1ons and grants (Part VIII, l1ne 1h) 0
(])
:::<
c
9 Program s e rv 1 c e revenue (Part V II I, 11 n e 2 g) 108,530,915 100,017,599
(])
10 Investment 1ncome (Part VIII, column (A), l1nes 3, 4, and 7d) 545 0 ::0.
'1
0::
11 0 ther revenue (Part VI II, column (A), l1nes 5, 6 d, Be, 9 c, 10 c, and 11 e) 0
12 Total revenue-add l1nes 8 through 11 (must equal Part VIII, column (A), l1ne
12)
108,531,460 100,017,599
13 Grants and s1m1lar amounts pa1d (Part IX, column (A), l1nes 1-3 ) 0
14 Benef1ts pa1d to or for members (Part IX, column (A), l1ne 4) 0
15 Sa lanes, other compensation, employee benef1ts (Part IX, column (A), l1nes 5-
*
10)
75,088,449 63,505,459
"'
-
16a Professional fundra1s1ng fees (Part IX, column (A), l1ne 11e) 0
a;

b
Total fundra1s1ng expenses (Part IX, column (D), line 25)
17 Other expenses (Part IX, column (A), l1nes 11a-11d, 11f-24f) 33,443,011 36,512,140
18 Total expenses Add l1nes 13-17 (must equal Part IX, column (A), l1ne 25) 108,531,460 100,017,599
19 Revenue less expenses Subtract l1ne 18 from l1ne 12 0 0

Beginning of Current
End of Year

Year
q,.<'l:

20 Total assets (Part X, l1ne 16) 66,091,640 53,036,966
ct:'g
21 Totalliabll1t1es (Part X, l1ne 26) 66,091,640 53,036,966
zL2
22 Net assets or fund balances Subtract l1ne 21 from l1ne 20 0 0
.:.F.Ti 1 Signature Block
Under penalties of perjury, I declare that I have exam1ned th1s return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge
and belief, 1t 1s true, correct, and complete Declaration of preparer (other than off1cer) 1s based on of wh1ch preparer has any knowledge
Sign

******
12011-05-13
Here Signature of off1cer Date

Robert A Ettl Treasurer
Type or pnnt name and t1tle
Preparer"s
Date Check 1f Preparer's 1dent1fy1ng number
s1gnature
self- (see 1nstruct1ons)
Paid empolyed
r
Preparer's F1rm's name (or yours RSM MCGLADREY INC
EIN
Use Only
1f self-employed),
address, and ZIP + 4 ONE SOUTH WACKER DRNE SUITE 800
Phone no

(312) 634-3400
CHICAGO, IL 606063392
May the IRS d1scuss th1s return w1th the preparer shown above? (see 1nstruct1ons) !Yes [7No
For Privac Act and Pa erwork Reduction Act Notice see these arate instructions. Cat No 11282Y Form 990 2009
Form 990 (2009)
lilflihi Statement of Program Service Accomplishments
1 Bnefly descnbe the organ1zat1on's m1ss1on
Prov1de Investment management serv1ces to Harvard U n1vers1ty
2 D1d the organ1zat1on undertake any s1gn1f1cant program serv1ces dunng the year wh1ch were not l1sted on
the pnor Form 990 or 990-EZ?
If "Yes," descnbe these new serv1ces on Schedule 0
3 D1d the organ1zat1on cease conducting, or make s1gn1f1cant changes 1n how 1t conducts, any program
s e rv 1c es?
If "Yes," descnbe these changes on Schedule 0
I Yes P"" No
I Yes P"" No
4 Descnbe the exempt purpose achievements for each of the organ1zat1on's three largest program serv1ces by expenses
Sect1on 501(c)(3) and 501(c)(4) organ1zat1ons and sect1on 4947(a)(1) trusts are requ1red to report the amount of grants and
allocations to others, the total expenses, and revenue, 1f any, for each program serv1ce reported
4a (Code ) (Expenses $ 96,312,751 1nclud1ng grants of$ ) (Revenue$ 100,017,599)
Page 2
The Harvard Management Company, Inc was established to promote the educational purposes of President and Fellows of Harvard College, a nonprofit 1nst1tut1on
for higher education, by prov1d1ng Investment research, adv1ce, counsel and management to and for the benefit of President and Fellows of Harvard College and
such organ1zat1ons affiliated therewith or related thereto as they may des1gnate, prov1ded that such organ1zat1ons further the educational purposes of President and
Fellows of Harvard College The President and Fellows of Harvard College makes a payment to Harvard Management Company, Inc to fund the expenses Incurred
1n carry1ng out 1ts exempt purpose
4b (Code ) (Expenses $ 1nclud1ng grants of$ ) (Revenue$
4c (Code ) (Expenses $ 1nclud1ng grants of$ ) (Revenue$
4d Other program serv1ces (Descnbe 1n Schedule 0 )
(Expenses$ 1nclud1ng grants of$ ) (Revenue$
4e Total program service e x p e n s e s ~ $ 96,312,751
Form 990 2009
Form 990 (2009)

Checklist of Required Schedules
1
2
3
4
5
6
7
8
9
Is the organ1zat1on descnbed 1n sect1on 501(c)(3) or4947(a)(1) (other than a pnvate foundation)? If"Yes,"
complete Schedule
Is the organ1zat1on requ1red to complete Schedule B, Schedule of Contnbutors?
D1d the organ1zat1on engage 1n d1rect or 1nd1rect pol1t1cal campa1gn act1v1t1es on behalf of or 1n oppos1t1on to
candidates for public off1ce? If "Yes,"complete Schedule C, Part I
Section 501(c)(3) organizations. D1d the organ1zat1on engage 1n lobby1ng act1v1t1es? If "Yes," complete Schedule C,
Part I I
Section 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organ1zat1on subJect to the sect1on 6033(e)
not1ce and reporting requirement and proxy tax? If "Yes,"complete Schedule C, Part III
D1d the organ1zat1on ma1nta1n any donor adv1sed funds or any s1m1lar funds or accounts where donors have the
nght to prov1de adv1ce on the d1stnbut1on or Investment of amounts 1n such funds or accounts? If "Yes," complete
ScheduleD, Part
D1d the organ1zat1on rece1ve or hold a conservation easement, 1nclud1ng easements to preserve open space,
the environment, h1stonc land areas or h1stonc structures? If "Yes," complete ScheduleD, Part
D1d the organ1zat1on ma1nta1n collections of works of art, h1stoncal treasures, or other s1m1lar assets? If "Yes,"
complete ScheduleD, Part II I .
D1d the organ1zat1on report an amount 1n Part X, l1ne 21, serve as a custodian for amounts not l1sted 1n Part X, or
prov1de cred1t counseling, debt management, cred1t repa1r, or debt negot1at1on services? If "Yes,"
complete ScheduleD, Part .
10 D1d the organ1zat1on, directly or through a related organ1zat1on, hold assets 1n term, permanent,or quas 1-
endowments? If "Yes," complete ScheduleD,
11 Is the organ1zat1on's answer to any of the following quest1ons "Yes"? If so,complete ScheduleD,
Parts VI, VII, VIII, IX, or X as applicable . .
D1d the organ1zat1on report an amount for land, bu1ld1ngs, and equipment 1n Part X, llne10? If "Yes," c omplete
ScheduleD, Part VI.
D1d the organ1zat1on report an amount for Investments-other secunt1es 1n Part X, l1ne 12 that 1s 5% or more of
1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VII.
D1d the organ1zat1on report an amount for Investments-program related 1n Part X, l1ne 13 that 1s 5% or more of
1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VIII.
D1d the organ1zat1on report an amount for other assets 1n Part X, l1ne 15 that 1s 5% or more of 1ts tot al assets
reported 1 n Part X, 11 ne 16? If "Yes," complete ScheduleD, Part IX.
D1d the organ1zat1on report an amount for other liabilities 1n Part X, l1ne 25? If "Yes,"complete Schedu leD, Part X.
te that D1d the organ1zat1on's separate or consolidated f1nanc1al statements for the tax year Include a footno
addresses the organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48? If "Yes," complete Sche dule D, Part
X.
12 D1d the organ1zat1on obta1n separate, Independent aud1ted f1nanc1al statements for the tax year? If "Ye s, "complete
ScheduleD, Parts XI, XII, and XII
12A Was the organ1zat1on Included 1n consolidated, Independent aud1ted f1nanc1al statements for the tax ye ar?
Yes No
If "Yes," completmg ScheduleD, Parts XI, XII, and XI II 1s optional 112A Yes
13 Is the organ1zat1on a school descnbed 1n sect1on 170(b)(1)(A)(11)? If"Yes,"completeScheduleE
14a D1d the organ1zat1on ma1nta1n an off1ce, employees, or agents outs1de of the Un1ted States?
b D1d the orgamzat1on have aggregate revenues or expenses of more than $10,000 from grantmak1ng, fundra1s1ng, bus1ness, a nd program
serv1ce act1v1t1es outs1de the Un1ted States? If "Yes," complete Schedule F, Part I .
Page 3
Yes No
Yes
1
2 No
No
3
No
4
5
6
No
7
No
No
I I I
No
10 No
11
Yes
12
Yes
I I
I I
13 No
14a No
14b
Yes
15 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of grants or assistance to any
No
organ1zat1on or ent1ty located outs1de the U S? If "Yes," complete Schedule F, Part II . f---1_5_+-----+---
16 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of aggregate grants orass1stance to
1nd1v1duals located outs1de the U S? If "Yes "complete Schedule F Part III 16
No
' '
17 D 1d the orga n1zat1on report a tot a I of more than $15,0 0 0, of ex pens es for profess 1ona I fund ra 1s 1ng s e rv 1c es on
17
No
Part I X, column (A), l1nes 6 and 11 e? If "Yes," complete Schedule G, Part I
18 D1d the organ1zat1on report more than $15,000 total offundra1s1ng event gross 1ncome and contnbut1ons on Part
VII I, l1nes 1 c and 8 a? If "Yes," complete Schedule G, Part II 18
No
19 D1d the organ1zat1on report more than $15,000 of gross 1ncome from gam1ng act1v1t1es on Part VIII, l1ne 9a? If
19
No
"Yes," complete Schedule G, Part II I
20 D1d the organ1zat1on operate one or more hospitals? If "Yes,"complete Schedule H
20
No
Form 990 2009
Form 990 (2009)

Checklist of Required Schedules (continued)
21 D1d the organ1zat1on report more than $5,000 of grants and other assistance to governments and organ1zat1ons 1n
the Un1ted States on Part IX, column (A), l1ne 1? If"Yes,"completeSchedulei, Parts I and II
22 D1d the organ1zat1on report more than $5,000 of grants and other assistance to 1nd1v1duals 1n the Un1ted States
on Part I X, column (A), l1ne 2? If "Yes," complete Schedule I, Parts I and II I
23 D1d the organ1zat1on answer "Yes" to Part VII, Sect1on A, quest1ons 3, 4, or 5, about compensation of the
organ1zat1on's current and former off1cers, directors, trustees, key employees, and highest compensated
employees? If "Yes," complete Schedule J
24a D1d the organ1zat1on have a tax-exempt bond 1ssue w1th an outstanding pnnc1pal amount of more than $100,000
as of the last day of the year, that was 1ssued after December 31, 2002? If "Yes," answerquest1ons 24b-24d and
complete Schedule K. If "No," go to I me 25
b D1d the organ1zat1on 1nvest any proceeds of tax-exempt bonds beyond a temporary penod exception?
c D1d the organ1zat1on ma1nta1n an escrow account other than a refunding escrow at any t1me dunng the year
to defease any tax-exempt bonds?
d D1d the organ1zat1on act as an "on behalf of" 1ssuer for bonds outstanding at any t1me dunng the year?
25a Section 501(c)(3) and 501(c)(4) organizations. D1d the organ1zat1on engage 1n an excess benefit transaction w1th
a d 1s qua l1f1ed person d unng the year? If "Yes," complete Schedule L, Part I
b Is the organ1zat1on aware that 1t engaged 1n an excess benefit transaction w1th a d1squal1f1ed person 1n a pnor
year, and that the transaction has not been reported on any of the organ1zat1on's pnor Forms 990 or 990-EZ? If
"Yes," complete Schedule L, Part I .
21
22
23
Yes
24a
24b
24c
24d
25a
Was a loan to or by a current or former off1cer, director, trustee, key employee, highly compensated employee, or I I I
person outstanding as ofthe end ofthe organ1zat1on's tax year? If"Yes,"completeScheduleL, 26
26
D1d the organ1zat1on prov1de a grant or other assistance to an off1cer, director, trustee, key employee, substant1all I I
contnbutor, or a grant selection committee member, or to a person related to such an 1nd1v1dual? If "Yes," 27
complete Schedule L, Part II I . . . . . . . . . . . . . . .
27
28 Was the organ1zat1on a party to a bus1ness transaction w1th one of the following part1es? (see Schedule L, Part IV
1nstruct1ons for applicable f1l1ng thresholds, cond1t1ons, and exceptions)
a A current or former off1cer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part
IV
b A fam1ly member of a current or former off1cer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV .
c An ent1ty ofwh1ch a current or former off1cer, director, trustee, or key employee of the organ1zat1on (or a fam1ly
member) was an off1cer, director, trustee, or owner? If "Yes,"complete Schedule L, Part IV .
29 D1d the organ1zat1on rece1ve more than $25,000 1n non-cash contnbut1ons? If"Yes,"completeScheduleM
30 D1d the organ1zat1on rece1ve contnbut1ons of art, h1stoncal treasures, or other s1m1lar assets, or qual1f1ed
conservation contnbut1ons? If "Yes,"complete Schedule M .
31 D1d the organ1zat1on l1qu1date, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I .
32 D1d the organ1zat1on sell, exchange, dispose of, or transfer more than 25% of 1ts net assets? If "Yes," complete
Schedule N, Part II .
33 D1d the organ1zat1on own 100% of an ent1ty disregarded as separate from the organ1zat1on under Regulations
sect1ons 3017701-2 and 3017701-3? If"Yes,"completeScheduleR,Parti .
34 Was the organ1zat1on related to any tax-exempt or taxable ent1ty? If "Yes,"complete ScheduleR, Parts II, III, IV,
and V, lme 1 .
35 Is any related organ1zat1on a controlled ent1ty w1th1n the mean1ng ofsect1on 512(b)(13)? If "Yes,"complete
ScheduleR, Part V, lme 2 .
36 Section 501(c)(3) organizations. D1d the organ1zat1on make any transfers to an exempt non-chantable related
organ1zat1on? If "Yes," complete ScheduleR, Part V, lme 2 .
37 D1d the organ1zat1on conduct more than 5% of 1ts act1v1t1es through an ent1ty that 1s not a related organ1zat1on
and that 1s treated as a partnership for federal1ncome tax purposes? If "Yes,"complete ScheduleR, Part VI
38 D1d the organ1zat1on complete Schedule 0 and prov1de explanations 1n Schedule 0 for Part VI, l1nes 11 and 19?
Note. A II Form 9 9 0 f1le rs are req u1 red to complete Schedule 0
28a
28b
29
30
31
32
33
34
Yes
35
36
37
Page 4
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
Form 990 (2009)
Form 990 (2009)
Statements Regarding Other IRS Filings and Tax Compliance
la Enterthe number reported 1n Box 3 ofForm 1096,AnnuaiSummaryandTransmJttal
of U.S. Information Returns. Enter -0- 1f not applicable
b Enter the number of Forms W-2G Included 1n l1ne 1a Enter -0- 1f not applicable
la
lb
c D1d the organ1zat1on comply w1th backup w1thhold1ng rules for reportable payments to vendors and reportable
gam1ng (gambling) w1nn1ngs to pnze Winners?
2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
Statements f1led for the calendar year end1ng w1th or w1th1n the year covered by th1s
return 2a
b If at least one 1s reported on l1ne 2a, d1d the organ1zat1on file all requ1red federal employment tax returns?
Note: If the sum of l1nes 1a and 2a 1s greater than 250, you may be requ1red toe-file th1s return (see
1nstruct1ons)
3a D1d the organ1zat1on have unrelated bus1ness gross 1ncome of$1,000 or more dunng the year covered by th1s
return?
b If "Yes," has 1t f1led a Form 990-T for th1s year? If "No," prov1de an explanation 1n Schedule 0
4a At any t1me dunng the calendar year, d1d the organ1zat1on have an Interest 1n, or a s1gnature or other authonty
over, a f1nanc1al account 1n a fore1gn country (such as a bank account, secunt1es account, or other f1nanc1al
account)?
26
0
273
b If"Yes," enter the name ofthe fore1gn country
See the 1nstruct1ons for exceptions and f1l1ng requirements for Form TD F 90-22 1, Report of Fore1gn Bank and
F1nanc1al Accounts
Sa Was the organ1zat1on a party to a proh1b1ted tax shelter transaction at any t1me dunng the tax year?
b D1d any taxable party not1fy the organ1zat1on that 1t was or 1s a party to a proh1b1ted tax shelter transaction?
c If"Yes" to l1ne Sa or Sb, d1d the organ1zat1on file Form 8886-T, Disclosure by Tax-Exempt Ent1ty Regarding
lc
2b
3a
3b
4a
Sa
Sb
Proh1b1ted Tax Shelter Transaction? Sc
Page 5
Yes No
Yes
Yes
No
No
No
No
r---+---r-----
6a Does the organ1zat1on have annual gross rece1pts that are normally greater than $100,000, and d1d the
organ1zat1on sol1c1t any contnbut1ons that were not tax deductible?
b If "Yes," d1d the organ1zat1on Include w1th every sol1c1tat1on an express statement that such contnbut1ons or g1fts
6a
were not tax deductible? 6b
No
r---+---r-----
7 Organizations that may receive deductible contributions under section 170(c).
a D1d the organ1zat1on rece1ve a payment 1n excess of$75 made partly as a contnbut1on and partly for goods and
serv1ces prov1ded to the payor?
b If"Yes," d1d the organ1zat1on not1fy the donor of the value of the goods or serv1ces provided?
c D1d the organ1zat1on sell, exchange, or otherw1se dispose oftang1ble personal property for wh1ch 1t was requ1red to
7a
7b
file Form 8282? 7c
No
No
d If "Yes," 1nd1cate the number of Forms 8282 f1led dunng the year I 7d I f----+---f------
e D1d the organ1zat1on, dunng the year, rece1ve any funds, directly or 1nd1rectly, to pay prem1ums on a personal
benef1tcontract? 7e No

f D1d the organ1zat1on, dunng the year, pay prem1ums, directly or 1nd1rectly, on a personal benefit contract?
g For all contnbut1ons of qual1f1ed Intellectual property, d1d the organ1zat1on file Form 8899 as requ1red?
h For contnbut1ons of cars, boats, airplanes, and other vehicles, d1d the organ1zat1on file a Form 1098-C as
re q u 1 red?
8 Sponsoring organizations maintaining donor advised funds and section S09(a)(3) supporting organizations. D1d
the supporting organ1zat1on, or a donor adv1sed fund ma1nta1ned by a sponsonng organ1zat1on, have excess
bus1ness holdings at any t1me dunng the year?
9 Sponsoring organizations maintaining donor advised funds.
a D1d the organ1zat1on make any taxable d1stnbut1ons under sect1on 4966?
b D1d the organ1zat1on make a d1stnbut1on to a donor, donor adv1sor, or related person?
10 Section S01(c)(7) organizations. Enter
a In1t1at1on fees and cap1tal contnbut1ons Included on Part VIII, l1ne 12
b Gross rece1pts, Included on Form 990, Part VIII, l1ne 12, for public use of club
fac1l1t1es
11 Section S01(c)(12) organizations. Enter
l1oa I
lOb
a Gross 1ncome from members or shareholders lla

b Gross 1ncome from other sources (Do not net amounts due or pa1d to other sources
aga1nst amounts due or rece1ved from them) llb

12a Section 4947(a)(1) non-exempt charitable trusts. Is the organ1zat1on f1l1ng Form 990 1n l1eu of Form 1041?
112b I
b If"Yes,"enterthe amount oftax-exempt Interest rece1ved or accrued dunng the
year
7f No
7g
7h
8
9a
9b
12a
Form 990 2009
Form 990 (2009)
lilffiijl Governance, Management, and Disclosure For each "Yes" response to lmes 2 through 7b
below, and for a "No" response to lmes Sa, 8b, or lOb below, descnbe the Circumstances,
processes, or changes m Schedule 0. See mstruct1ons.
Sect1on A. Govermng Body and Management
Page 6
Yes No
la Enter the numberofvot1ng members ofthe govern1ng body
b Enter the number of vot1ng members that are Independent
I la I
11
I lb I
2 D1d any off1cer, director, trustee, or key employee have a fam1ly relat1onsh1p or a bus1ness relat1onsh1p w1th any
other off1cer, director, trustee, or key employee?
3 D1d the organ1zat1on delegate control over management dut1es customanly performed by or under the d1rect
superv1s1on of off1cers, directors or trustees, or key employees to a management company or other person?
4 D1d the organ1zat1on make any s1gn1f1cant changes to 1ts organ1zat1onal documents s1nce the pnor Form 990 was
f1led?
5 D1d the organ1zat1on become aware dunng the year of a matenal d1vers1on of the organ1zat1on's assets?
6 Does the organ1zat1on have members or stockholders?
7a Does the organ1zat1on have members, stockholders, or other persons who may elect one or more members of the
govern1ng body?
b Are any dec1s1ons of the govern1ng body subJect to approval by members, stockholders, or other persons?
8 D1d the organ1zat1on contemporaneously document the meet1ngs held or wntten act1ons undertaken dunng the
year by the following
3
2 Yes
3
No
4 No
5 No
6 Yes
7a Yes
7b Yes
a The govern1ng body? Sa Yes
1----+-----+---
b Each committee w1th authonty to act on behalf of the govern1ng body? Sb Yes
1----+-----+---
9 Is there any off1cer, director, trustee, or key employee l1sted 1n Part VII, Sect1on A, who cannot be reached at the
organ1zat1on's ma1l1ng address? If"Yes," prov1de the names and addresses 1n Schedule 0 9
Section B. Policies (Th1s Sect1on B requests mformat1on about pollc1es not requ1red by the Internal
Revenue Code.)
No
Yes No
lOa Does the organ1zat1on have local chapters, branches, or aff1l1ates? lOa No
b If "Yes," does the organ1zat1on have wntten pol1c1es and procedures govern1ng the act1v1t1es of such chapters,
aff1l1ates, and branches to ensure the1r operations are consistent w1th those of the organ1zat1on? lOb
r----+------r------
11 Has the organ1zat1on prov1ded a copy ofth1s Form 990 to all members of1ts govern1ng body before f1l1ng the form?
11 Yes
llA Descnbe 1n Schedule 0 the process, 1f any, used by the organ1zat1on to rev1ew the Form 990
12a Does the organ1zat1on have a wntten confl1ct of Interest pol1cy? If "No,"go to /me 13 12a Yes
b Are off1cers, directors or trustees, and key employees requ1red to disclose annually Interests that could g1ve nse
to conflicts? 12b Yes
c Does the organ1zat1on regularly and consistently mon1tor and enforce compliance w1th the pol1cy? If "Yes,"
descnbe 1n Schedule 0 how th1s 1s done
13 Does the organ1zat1on have a wntten wh1stleblower pol1cy?
14 Does the organ1zat1on have a wntten document retention and destruction pol1cy?
15 D1d the process for determ1n1ng compensation of the following persons Include a rev1ew and approval by
Independent persons, comparab1l1ty data, and contemporaneous substant1at1on of the del1berat1on and dec1s1on?
a The organ1zat1on's CEO, Execut1ve Director, or top management off1c1al
b Other off1cers or key employees of the organ1zat1on
If "Yes" to l1ne a orb, descnbe the process 1n Schedule 0 (See 1nstruct1ons)
16a D1d the organ1zat1on 1nvest 1n, contnbute assets to, or part1c1pate 1n a JOint venture or s1m1lar arrangement w1th a
12c Yes
13 Yes
14 Yes
15a Yes
15b Yes
taxable ent1ty dunng the year? f-1_6_a--+---+-N_o_
b If "Yes," has the organ1zat1on adopted a wntten pol1cy or procedure requ1nng the organ1zat1on to evaluate 1ts
part1c1pat1on 1n JOint venture arrangements under applicable federal tax law, and taken steps to safeguard the
organ1zat1on's exempt status w1th respect to such arrangements?
16
b
Section C. Disclosure
17 L1st the States w1th wh1ch a copy ofth1s Form 990 1s requ1red to be f l l e d ~ M A
-----------------------------------------------------
18 Sect1on 6104 requ1res an organ1zat1on to make 1ts Form 1023 (or 1024 1fappl1cable), 990, and 990-T (501(c)
(3)s only) available for public 1nspect1on Ind1cate how you make these available Check all that apply
I Own webs1te I Another's webs1te F Upon request
19 Descnbe 1n Schedule 0 whether (and 1fso, how), the organ1zat1on makes 1ts govern1ng documents, confl1ct of
Interest pol1cy, and f1nanc1al statements available to the public See Add1t1onal Data Table
20 State the name, phys1cal address, and telephone number of the person who possesses the books and records of the organ1zat1on ~
Jeffrey J Dean
600 Atlantic Avenue
Boston, MA 022102203
(617) 720-6643
Form 990 2009
Form 990 (2009)
iiifii!)U Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
Page 7
la Complete th1s table for all persons requ1red to be l1sted Report compensation for the calendar year end1ng w1th or w1th1n the organ1zat1on's
tax year Use Schedule J-2 1f add1t1onal space 1s needed
L1st all of the organ1zat1on's current off1cers, directors, trustees (whether 1nd1v1duals or organ1zat1ons), regardless of amount
of compensation, and current key employees Enter -0- 1n columns (D), (E), and (F) 1f no compensation was pa1d
L1st all of the organ1zat1on's current key employees See 1nstruct1ons for def1n1t1on of "key employee "
L1st the organ1zat1on's f1ve current highest compensated employees (other than an off1cer, director, trustee or key employee)
who rece1ved reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's former off1cers, key employees, or highest compensated employees who rece1ved more than $100,000
of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's former directors or trustees that rece1ved, 1n the capac1ty as a former director or trustee of the
organ1zat1on, more than $10,000 of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st persons 1n the following order 1nd1v1dual trustees or directors, 1nst1tut1onal trustees, off1cers, key employees, highest
compensated employees, and former such persons
I Check th1s box 1fthe organ1zat1on d1d not compensate any current or former off1cer, director, trustee or key employee
See add'l data
(A)
Name and T1tle
(B)
Average
hours
per
week
(C)
Pos1t1on (check all
that apply)
,
Q
:;;;)
...J
ol-'
....,
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
(E)
Reportable
compensation
from related
organ1zat1ons
(W- 2/1099-
MISC)
(F)
Est1mated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
Form 990 2009
Form 990 (2009)
lb Total .
35,364,614
2 Total number of 1nd1v1duals (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than
$100,000 1n reportable compensation from the
2, 739,894
3 D1d the organ1zat1on I 1st any former off1cer, director or trustee, key employee, or highest compensated employee
on l1ne 1 a? If "Yes," complete Schedule J for such JndJvJdual
4 For any 1nd1v1dual listed on l1ne 1a, 1s the sum of reportable compensation and other compensation from the
organ1zat1on and related organ1zat1ons greater than $150,000? If "Yes," complete Schedule] for such
JndJvJdual
5 D1d any person l1sted on l1ne 1a rece1ve or accrue compensation from any unrelated organ1zat1on for serv1ces
rendered to the orga n1zat1on? If "Yes," complete Schedule J for such person
Section B. Independent Contractors
1 Complete th1s table for your f1ve highest compensated Independent contractors that rece1ved more than
$100,000 of compensation from the organ1zat1on
(A) (B)
Name and bus1ness address Descnpt1on of serv1ces
Ropes & Gray LLP
Prudential Tower 800 Boylston Stre Legal Serv1ces
Boston, MA 021993600
Bloomberg
PO Box 302444 Information Serv1ces
Hartford, CT 061500244
Sungard Data Systems Inc
680 East Swedesford Road Information Serv1ces
Wayne, PA 190871586
Pncewaterhousecoopers LLP
125 H1gh Street Auditors
Boston, MA 02110
Maple R1sk Consulting
One Gateway Center Su1te 2600 IT Consulting
Newark, NJ 07102
2 Total number of Independent contractors (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than
$100,000 1n compensation from the organ1zat1on
Page 8
2,057,632
Yes No
3 Yes
4 Yes
5 No
(C)
Compensation
6,648,926
2,927,189
1,680,129
1,306,802
1,137,500
Form 990 (2009)
Form 990 (2009) Page 9
~ ' " n
Statement of Revenue
(A) (B) (C) (D)
Total revenue Related or Unrelated Revenue
exempt bus1ness excluded from
funct1on revenue tax under
revenue sect1ons
512,513,or
514
~ $
la Federated campaigns la
cc
2:;::1 b M embers h 1 p dues lb
0')0
~ E c Fundra1s1ng events lc
......,(t
= ~
d Related organ1zat1ons ld
C"'.:::::
......,.-e e
Government grants (contnbut1ons)
le
c::;;
0
f
All other contnbut1ons, g1fts, grants, and
1f
- ....
]::
s1m1lar amounts not Included above
g Noncash contnbut1ons Included 1n
;:::: 0
~ " E
l1nes 1 a-lf $
(.)(!::
h Total. Add l1nes 1a-1f
...
(],l
Bus1ness Code
:::;
2a Pymts from affiliates c 551,112 100,017,599 100,017,599
~
~
b
q..
<.;>
c
s;
d
.....
,
c
e
~
f A II other program serv1ce revenue
v
0
&:
g Total. Add l1nes 2a-2f ... 100,017,599
3 Investment 1ncome (1nclud1ng d1v1dends, Interest
and other s1m1lar amounts)
...
4
Income from Investment of tax-exempt bond proceeds ...
5 Royalties
...
(1) Real (11) Personal
6a Gross Rents
b
Less rental
expenses
c
Rental 1ncome
or (loss)
d Net rental1ncome or (loss)
...
(1) Sec unt1es (11)0ther
7a
Gross amount
from sales of
assets other
than Inventory
b
Less cost or
other bas1s and
sales expenses
c
Gain or (loss)
d Net ga1n or (loss)
...
Sa Gross 1ncome from fundra1s1ng
ev events (not 1nclud1ng
::I
$

:>
of contnbut1ons reported on l1ne 1c)
ev See Part IV, l1ne 18
a:
a
...
~
b Less d1rect expenses b
.c
- 0 c Net 1ncome or (loss) from fundra1s1ng events
...
9a Gross 1ncome from gam1ng act1v1t1es
See Part IV, l1ne 19
a
b Less d1rect expenses b
c Net 1ncome or (loss) from gam1ng act1v1t1es
...
lOa Gross sales of Inventory, less
returns and allowances
a
b Less cost of goods sold b
c Net 1ncome or (loss) from sales of Inventory
...
M 1scellaneous Revenue Bus1ness Code
lla
b
c
d A II other revenue
e Total. Add l1nes 11a-11d
...
12 Total revenue. See Instructions
...
100,017,599 100,017,599 0 0
Form 990 2009)
Form 990 (2009) Page 10
lilflii!j Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns.
All other organizations must complete column (A) but are not required to complete columns (B) (C) and (D)
I I
Do not include amounts reported on lines 6b
1
(A)
(B) (C) (D)
Program serv1ce Management and Fund ra 1s1ng
7b
1
8b
1
9b
1
and lOb of Part VIII.
Total expenses
expenses general expenses expenses
1 Grants and other assistance to governments and organ1zat1ons
1n the U S See Part IV, l1ne 21
2 Grants and other assistance to 1nd1v1duals 1n the
u s See Part IV, l1ne 22
3 Grants and other assistance to governments,
organ1zat1ons, and 1nd1v1duals outs1de the U S See
Part IV, l1nes 15 and 16
4 Benef1ts pa1d to or for members
5 Compensation of current off1cers, directors, trustees, and
key employees 16,132,054 16,132,054
6 Compensation not Included above, to d1squal1f1ed persons
(as def1ned under s ect1on 4 9 58 (f)(1 )) and persons
descnbed 1n sect1on 4958(c)(3)(B)
7 0 ther sa lanes and wages 39,987,838 38,098,296 1,889,542
8 Pens1on plan contnbut1ons (Include sect1on 401(k) and sect1on
403(b) employer contnbut1ons) 1,567,937 1, 556,916 11,021
9 Other employee benef1ts 4,069,361 3,820,956 248,405
10 Payroll taxes 1, 748,269 1,639,178 109,091
11 Fees for serv1ces (non-employees)
a Management
b Legal 2,627,644 2,472,038 155,606
c Accounting 1,132,836 1,016,836 116,000
d Lobby1ng
e Profess 1ona I fund ra 1s 1 ng See Part IV, /me 17
f Investment management fees 1,384,512 1,384,512
g 0 ther 3,757,519 3,259,041 498,478
12 Advert1s1ng and promot1on
13 0 ff1ce expenses 814,265 517,948 296,317
14 I nformat1on tee hnology 6,410,083 6,231,990 178,093
15 Royalties
16 0 ccupancy 2,706,967 2,673,959 33,008
17 Travel 1,265,036 1,236,933 28,103
18 Payments of travel or entertainment expenses for any federal,
state, or local public off1c1als
19 Conferences, conventions, and meet1ngs 129,714 100,062 29,652
20 Interest 831,828 831,828
21 Payments to aff1l1ates
22 Deprec1at1on, depletion, and amort1zat1on 5,580,305 5,580,305
23 Insurance 109,551 109,551
24 Other expenses Item1ze expenses not covered above (Expenses
grouped together and labeled miscellaneous may not exceed 5% of
total expenses shown on l1ne 25 below)
a Information Serv1ces 7,009,325 7,009,325
b Rec ru1t1ng 1,999,165 1,940,500 58,665
c Employee Related 753,390 700,523 52,867
d
e
f A II other expenses
25 Total functional expenses. Add l1nes 1 through 24f 100,017,599 96,312,751 3,704,848 0
26 Joint costs. Check h e r e ~ j1ffollow1ng SOP 98-2
Complete th1s l1ne only 1fthe organ1zat1on reported 1n
column (B) JOint costs from a comb1ned educational
campa1gn and fundra1s1ng sol1c1tat1on
Form 990 (2009)
Form 990 (2009) Page 11
I:F.tiS:il Balance Sheet
(A) (B)
Beg1nn1ng of year End of year
1 C as h-non- 1 n t e rest- be a ring 1,525,775 1 1,604,579
2 Sav1ngs and temporary cash Investments 2
3 Pledges and grants receivable, net 3
4 Accounts receivable, net 45,324,410 4 37,980,131
5 Receivables from current and former off1cers, directors, trustees, key employees, and
highest compensated employees Complete Part II of
Schedule L 5
6 Receivables from other d1squal1f1ed persons (as def1ned under sect1on 49 58 (f)(1 )) and
persons described 1 n sect 1 on 4 9 58 (c)( 3 )(B) Complete Part II of
Schedule L 6
1,/>
-
7 Notes and loans receivable, net 7
cJ)
'-"'
8 Inventories for sale or use 8 1,/>
<(
9 Pre pa 1d ex pens es and deferred charges 2,103,037 9 2,331,231
lOa Land, bu1ld1ngs, and equipment cost or other bas1s Complete 20,683,779
Part VI of ScheduleD lOa
b Less accumulated deprec1at1on lOb 9,562,754 17,138,418 lOc 11,121,025
11 Investments-publicly traded securities 11
12 Investments-other securities See Part IV, l1ne 11 12
13 I nves tme nts -program- re Ia ted See Part IV, l1ne 11 13
14 Intangible assets 14
15 Other assets See Part IV, l1ne 11 15
16 Total assets. Add 11 nes 1 through 15 (must eq ua I l1ne 34) 66,091,640 16 53,036,966
17 Accounts payable and accrued expenses 45,063,396 17 39,251,547
18 Grants payable 18
19 Deferred revenue 19
20 Tax-exempt bond liabilities 20
'.1'
.9!
21 Escrow or custodial account l1ab111ty Complete Part IV of ScheduleD 21
=
22 Payables to current and former off1cers, directors, trustees, key
-
:.a employees, highest compensated employees, and d1squal1f1ed
~
::::l
persons Complete Part I I of Schedule L 22
23 Secured mortgages and notes payable to unrelated th1rd part1es 17,056,418 23 10,358,119
24 Unsecured notes and loans payable to unrelated th1rd part1es 24
25 Other liabilities Complete Part X of ScheduleD 3,971,826 25 3,427,300
26 Total liabilities. Add l1nes 17 through 2 5 66,091,640 26 53,036,966
,fl
Organizations that follow SFAS 117, check h e r e ~ I and complete lines 27
q:.
through 29, and lines 33 and 34.
u
~
27 Unrestricted net assets 27 .:::;
-
.:::;
28 Temporarily restricted net assets 28
CQ
;::
29 Permanently restricted net assets 29
::::!
Organizations that do not follow SFAS 117, check h e r e ~ [7 and complete
u..
'- lines 30 through 34.
0
,fl 30 Capital stock or trust principal, or current funds 0 30 0
4)
31 Pa1d-1n or cap1tal surplus, or land, bu1ld1ng or equipment fund 0 31 0
,fl
,fl
~ 32 Reta1ned earn1ngs, endowment, accumulated 1ncome, or other funds 0 32 0
4)
33 Total net assets or fund balances 0 33 0
z
34 Total liabilities and net assets/fund balances 66,091,640 34 53,036,966
Form 990 2009)
Form 990 (2009) Page 12
:.F.Ti=
Financial Statements and Reporting
Yes No
1
Accounting method used to prepare the Form 990 I Cash F Accrual lather
If the organ1zat1on changed 1ts method of accounting from a pnor year or checked "0 ther," explain 1n Schedule 0
2a Were the organ1zat1on's f1nanc1al statements compiled or rev1ewed by an Independent accountant? 2a No
b Were the organ1zat1on's f1nanc1al statements aud1ted by an Independent accountant? 2b Yes
c If "Yes," to 2a or 2b, does the organ1zat1on have a committee that assumes respons1b1l1ty for oversight of the
aud1t, rev1ew, or comp1lat1on of 1ts f1nanc1al statements and selection of an Independent accountant?
If the organ1zat1on changed e1ther 1ts oversight process or selection process dunng the tax year, explain 1n
Schedule 0
2c Yes
d If"Yes"to l1ne 2a or2b, check a box below to 1nd1cate whether the f1nanc1al statements for the year were ISSUed
on a consolidated bas1s, separate bas1s, or both
I Separate bas1s I Consolidated bas1s F Both consolidated and separated bas1s
3a As a result of a federal award, was the organ1zat1on requ1red to undergo an aud1t or aud1ts as set forth 1n the
S1ngle Aud1t Act and OMB CircularA-133? 3a No
b If"Yes," d1d the organ1zat1on undergo the requ1red aud1t or audits? If the organ1zat1on d1d not undergo the req u1red 3b
aud1t or aud1ts, explain why 1n Schedule 0 and descnbe any steps taken to undergo such aud1ts
Form 990 (2009)
SCHEDULE A
(Form 990 or 990EZ)
OMB No 1545-0047
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
.... Attach to Form 990 or Form 990-EZ ..... See separate instructions.
2009
Open to Public
Inspection
Name ofthe organ1zat1on
Employer identification number
Reason for Public Charit
The organ1zat1on 1s not a pnvate foundation because 1t 1s (For l1nes 1 through 11, check only one box)
1 I A church, convention of churches, or assoc1at1on of churches section 170(b)(1)(A)(i).
2 I A school descnbed 1n section 170(b)(1)(A)(ii). (Attach Schedule E)
See mstruct1ons
3 I A hospital or a cooperative hospital serv1ce organ1zat1on descnbed 1n section 170(b)(1)(A)(iii).
4 I A medical research organ1zat1on operated 1n conjunction w1th a hospital descnbed 1n section 170(b)(1)(A)(iii). Enter the
hospital's name, c1ty, and state
5 I An organ1zat1on operated for the benefit of a college or un1vers1ty owned or operated by a governmental un1t descnbed 1n
section 170(b)(1)(A)(iv). (Complete Part II )
6 I A federal, state, or local government or governmental un1t descnbed 1n section 170(b)(1)(A)(v).
7 I An organ1zat1on that normally rece1ves a substantial part of 1ts support from a governmental un1t or from the general public
descnbed 1n
section 170(b)(1)(A)(vi) (Complete Part II )
8 I A commun1ty trust descnbed 1n section 170(b)(1)(A)(vi) (Complete Part II )
9 I An organ1zat1on that normally rece1ves (1) more than 331/3% of 1ts support from contnbut1ons, membership fees, and gross
rece1pts from act1v1t1es related to 1ts exempt functions-subject to certa1n exceptions, and (2) no more than 331/3% of
1ts support from gross Investment 1ncome and unrelated bus1ness taxable 1ncome (less sect1on 511 tax) from businesses
ac q u1red by the orga n1zat1on after june 3 0, 19 7 5 See sect ion 509(a)(2). (Complete Part II I )
10 I An organ1zat1on organ1zed and operated exclusively to test for public safety Seesection 509(a)(4).
11 F An organ1zat1on organ1zed and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of
one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or sect1on 509(a)(2) See section 509(a)(3). Check
the box that descnbes the type ofsupport1ng organ1zat1on and complete l1nes 11e through 11h
a F Type I b I Type II c I Type III -Functionally Integrated d I Type III- 0 ther
e F By check1ng th1s box, I cert1fy that the organ1zat1on 1s not controlled directly or 1nd1rectly by one or more d1squal1f1ed persons
f
g
h
( i)
Name of
supported
other than foundation managers and other than one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or
sect1on 509(a)(2)
If the organ1zat1on rece1ved a wntten determ1nat1on from the IRS that 1t 1s a Type I, Type II or Type III supporting organ1zat1on,
check th1s box I
S1nce August 17, 2006, has the organ1zat1on accepted any g1ft or contnbut1on from any of the
following persons?
(i) a person who directly or 1nd1rectly controls, e1ther alone or together w1th persons descnbed 1n (11)
and (111) below, the govern1ng body of the the supported organ1zat1on?
(ii) a fam1ly member of a person descnbed 1n (1) above?
(iii) a 35% controlled ent1ty of a person descnbed 1n (1) or (11) above?
Prov1de the following 1nformat1on about the supported organ1zat1on(s)
(iii)
(iv)
Type of
Is the
(v)
organ1zat1on
organ1zat1on 1n
D1d you not1fy the
( ii) (descnbed on
organ1zat1on 1n
col (1) l1sted 1n
EIN l1nes 1- 9 above
col (1) of your
your govern1ng
(vi)
Is the
organ1zat1on 1n
col (1) organ1zed
Yes No
llg(i) No
llg(ii) No
llg(iii) No
(vii)
A mount of
or IRC sect1on
sup port? 1n the U S ?
sup port?
organ1zat1on
document?
(see
1nstruct1ons)) Yes No Yes No Yes No
President and
Fellows of
Harvard 042103580 2 Yes Yes Yes
College
Total
0
0
For Paperwork Reducbon Act Nobce, see the lnstrucbons for Form 990 Cat No 11285F ScheduleA(Form 990or 990-EZ)2009
Schedule A (Form 990 or 990-EZ) 2009 Page 2
MihiiiM Support Schedule for Organizations Described in IRC 170(b)(l)(A)(iv) and 170(b)(l)(A)(vi)
(Complete only 1f you checked the box on line 5, 7, or 8 of Part 1.)
Section A Public Support
Calendar year (or f1scal year beg1nn1ng
1n)
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual
grants")
2 Tax revenues lev1ed for the
orga n1zat1on' s be nef1t and e 1the r
pa1d to or expended on 1ts
behalf
3 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on w1thout charge
4 Total. Add l1nes 1 through 3
5 The port1on oftotal contnbut1ons by
each person (other than a
governmental un1t or publicly
supported organ1zat1on) Included on
l1ne 1 that exceeds 2% of the
amount shown on l1ne 11, column
(f)
6 Public Support. Subtract l1ne 5 from
l1ne 4
Sect1on B. Total Support
1n)
7 A mounts from l1ne 4
8 Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
9 Net 1ncome from unrelated
bus1ness actiVIties, whether or
not the bus1ness 1s regularly
earned on
10 Other 1ncome (Explain 1n Part
IV ) Do not Include ga1n or loss
from the sale of cap1tal assets
11 Total support (Add l1nes 7
through 10)
(a) 2005 (b) 2006
(a) 2005 (b) 2006
12 Gross rece1pts from related actiVIties, etc (See 1nstruct1ons )
(c) 2007 (d) 2008 (e) 2009 (f) Total
(c) 2007 (d) 2008 (e) 2009 (f) Total
I 12 I
13 First Five Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on,
check th1s box and stop here ,..,
Section C. Com utation of Public Su ort Percenta e
14 Public Support Percentage for 2009 (l1ne 6 column (f) d1v1ded by l1ne 11 column (f))
15 P u b 11 c S up port P e rc e n tag e for 2 0 0 8 S c he d u I e A , P a rt II , 11 n e 1 4
16a 33 1/30/o support test-2009. If the organ1zat1on did not check the box on l1ne 13, and l1ne 14 IS 33 1/3% or more, check th1s box
and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,
b 33 1/30/o support test-2008. If the organ1zat1on did not check the box on l1ne 13 or 16a, and l1ne 15 IS 33 1/3% or more, check th1s
box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,
17a 100/o-facts-and-circumstances test-2009. If the organ1zat1on did not check a box on l1ne 13, 16a, or 16b and l1ne 14
1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here. Explain
1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly supported
organ1zat1on ... ,
b 100/o-facts-and-circumstances test-2008. If the organ1zat1on did not check a box on l1ne 13, 16a, 16b, or 17a and l1ne
15 1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here.
Explain 1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly
supported organ1zat1on ... ,
18 Private Foundation If the organ1zat1on d1d not check a box on l1ne 13, 16a, 16b, 17 a or 17 b, check th1s box and see
1nstruct1ons
Schedule A Form 990 or 990-EZ 2009
Schedule A (Form 990 or 990-EZ) 2009
MihiihM Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only 1f you checked the box on line 9 of Part 1.)
s t- A P br s t ec 1on u IC uppor
Page 3
(a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total
1n)
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual grants ")
2 Gross rece1pts from adm1ss1ons,
me rc hand 1s e sold or s e rv 1c es
performed, or fac111t1es furnished 1n
any act1v1ty that 1s related to the
organ1zat1on's tax-exempt
purpose
3 Gross rec e 1 pts from act1v 1t1es that
are not an unrelated trade or
bus1ness under sect1on 513
4 Tax revenues lev1ed for the
orga n1zat1on' s be nef1t and e 1the r
pa1d to or expended on 1ts
behalf
5 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on w1thout charge
6 Total. Add l1nes 1 through 5
7a Amounts Included on l1nes 1, 2,
and 3 rece1ved from d1squal1f1ed
persons
b A mounts Included on l1nes 2 and 3
rece1ved from other than
d 1s qua l1f1ed persons that exceed
the g reate r of $ 5 , 0 0 0 or 1 % of the
amount on l1ne 13 for the year
c Add l1nes 7a and 7b
8 Public Support (Subtract l1ne 7c
from l1ne 6 )
s ect1on B T ota IS up port
(a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total
1n)
9 A mounts from l1ne 6
lOa Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
b Unrelated bus1ness taxable
1ncome (less sect1on 511 taxes)
from bus 1 ness es ac q u1 red after
June30,1975
c Add l1nes lOa and lOb
11 Net 1ncome from unrelated
bus1ness act1v1t1es not Included
1n l1ne lOb, whether or not the
bus1ness 1s regularly earned on
12 Other 1ncome Do not Include
ga1n or loss from the sale of
cap1tal assets (Explain 1n Part
IV )
13 Total support (Add l1nes 9, lOc,
11and12)
14 F1rst F1ve Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on,
check th1s box and stop here
Section C. Com utation of Public Su ort Percenta e
15 Public Support Percentage for 2009 (l1ne 8 column (f) d1v1ded by l1ne 13 column (f))
16 P u b 11 c s up port p e rc e n tag e from 2 0 0 8 S c he d u I e A , P a rt I II , 11 n e 1 5
Section D. Com utation of Investment Income Percenta e
17 Investment 1ncome percentage for 2009 (l1ne lOc column (f) d1v1ded by l1ne 13 column (f))
18 Investment 1ncome percentage from 2008Schedule A, Part III, l1ne 17
19a 33 1/30/o support tests-2009. If the organ1zat1on did not check the box on l1ne 14, and l1ne 15 IS more than 33 1/3% and l1ne 17 IS not
more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported
organ1zat1on jllrrj
b 33 1/30/o support tests-2008. If the organ1zat1on did not check a box on l1ne 14 or l1ne 19a, and l1ne 16 IS more than 33 1/3%
18 1s not more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on
20 Private Foundation If the organ1zat1on d1d not check a box on l1ne 14, 19a or 19b, check th1s box and see 1nstruct1ons
and l1ne
... ,
... ,
Schedule A Form 990 or 990-EZ 2009
Schedule A (Form 990 or 990-EZ) 2009 Page 4
MiifillM Supplemental Information. Supplemental Information. Complete th1s part to prov1de the explanation
requ1red by Part II, lme 10; Part II, lme 17a or 17b; or Part III, line 12. Prov1de any other add1t1onal
mformat1on. See mstruct1ons
Explanation
Schedule A, Part IV, Supplemental Information Schedule A, Part I, L1ne 11H, Column VII See Form 990, Part III, L1ne 4A for descnpt1on
of exempt purpose of the organ1zat1on
Schedule A (Form 990 or 990-EZ) 2009
SCHEDULED
(Form 990)
OMB No 1545-0047
Supplemental Financial Statements
2009
if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
to Form 990. separate instructions.
Open to Public
Inspection
Name of the organization
23-7361259
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete 1f the
orqan1zat1on answere Yes to Form Part IV me d II 990 I 6
(a) Donor adv1sed funds (b) Funds and other accounts
1
2
3
4
5
Total number at end of year
Aggregate contnbut1ons to (dunng year)
Aggregate grants from (dunng year)
Aggregate value at end of year
D1d the organ1zat1on Inform all donors and donor adv1sors 1n wnt1ng that the assets held 1n donor adv1sed
funds are the organ1zat1on's property, subject to the organ1zat1on's exclus1ve legal control?
6 D1d the organ1zat1on Inform all grantees, donors, and donor adv1sors 1n wnt1ng that grant funds may be
I Yes
used only for chantable purposes and not for the benefit of the donor or donor adv1sor, or for any other purpose
confemng 1mperm1ss1ble pnvate benefit I Yes
lilftiiil Conservation Easements. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 7.
1 Purpose(s) of conservation easements held by the organ1zat1on (check all that apply)
I Pres e rvat1on of Ia nd for public use (e g , rec reat1on or pleasure) I Pres e rvat1on of an h1s tone ally 1m porta ntly Ia nd a rea
I P rotect1on of natural hab1tat I Preservation of a cert1f1ed h1stonc structure
I Preservation of open space
2 Complete l1nes 2a-2d 1fthe organ1zat1on held a qual1f1ed conservation contnbut1on 1n the form of a conservation
easement on the last day of the tax year
I No
I No
Held at the End of the Year
a Total number of conservation easements 2a
b Total acreage restncted by conservation easements 2b
c Number of conservation easements on a cert1f1ed h1stonc structure Included 1n (a) 2c
d Number of conservation easements Included 1n (c) acqu1red after 8/17/06 2d
3 Number of conservation easements mod1f1ed, transferred, released, ext1ngu1shed, or terminated by the organ1zat1on dunng
the taxable
4 Number of states where property subject to conservation easement 1s
5 Does the organ1zat1on have a wntten pol1cy regarding the penod1c mon1tonng, 1nspect1on, handling of v1olat1ons, and
enforcement of the conservation easements 1t holds? I Yes I No
6 Staff and volunteer hours devoted to mon1tonng, 1nspect1ng and enforcing conservation easements dunng the
7 A mount of expenses Incurred 1n mon1tonng, 1nspect1ng, and enforcing conservation easements dunng the
8 Does each conservation easement reported on l1ne 2(d) above sat1sfy the requirements of sect1on
170(h)(4)(B)(I) and 170(h)(4)(B)(11)? I Yes
9 In Part XIV, descnbe how the organ1zat1on reports conservation easements 1n 1ts revenue and expense statement, and
balance sheet, and Include, 1f applicable, the text of the footnote to the organ1zat1on's f1nanc1al statements that descnbes
the organ1zat1on's accounting for conservation easements
lilftiihi Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 8.
1a If the organ1zat1on elected, as permitted under SFAS 116, not to report 1n 1ts revenue statement and balance sheet works of
art, h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, educat1on or research 1n furtherance of public serv1ce,
prov1de, 1n Part XIV, the text of the footnote to 1ts f1nanc1al statements that descnbes these 1tems
b If the organ1zat1on elected, as permitted under SFAS 116, to report 1n 1ts revenue statement and balance sheet works of art,
h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, education, or research 1n furtherance of public serv1ce,
prov1de the following amounts relat1ng to these 1tems
I No
(i) Revenues Included 1n Form 990, Part VIII, l1ne 1
(ii)Assets Included 1n Form 990, Part X
_______ _
_______ _
2 If the organ1zat1on rece1ved or held works of art, h1stoncal treasures, or other s1m1lar assets for f1nanc1al ga1n, prov1de the
following amounts requ1red to be reported under SFAS 116 relat1ng to these 1tems
a
Revenues Included 1n Form 990, Part VIII, l1ne 1
_______ _
b
Assets Included 1n Form 990, Part X
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 52283D ScheduleD (Form 990) 2009
ScheduleD (Form 990) 2009 Page 2
lilffiih! Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contmued)
3 Us1ng the organ1zat1on's access1on and other records, check any of the following that are a s1gn1f1cant use of 1ts collection
1tems (check all that apply)
a I Public exh1b1t1on
b I Scholarly research
c I Preservation for future generations
d
e
I Loan or exchange programs
I 0 ther
4 Prov1de a descnpt1on of the organ1zat1on's collections and explain how they further the organ1zat1on's exempt purpose 1n
Part XIV
5 Dunng the year, d1d the organ1zat1on sol1c1t or rece1ve donat1ons of art, h1stoncal treasures or other s1m1lar
assets to be sold to ra1se funds rather than to be ma1nta1ned as part of the organ1zat1on's collection? I Yes
lilft'IIN Escrow and Custodial Arrangements. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
la Is the organ1zat1on an agent, trustee, custodian or other 1ntermed1ary for contnbut1ons or other assets not
Included on Form 990, Part X?
b If "Yes," explain the arrangement 1n Part XIV and complete the following table
c Beg1nn1ng balance lc
d Add1t1ons dunng the year ld
e D1stnbut1ons dunng the year le
f End1ng balance 1f
2a D1d the organ1zat1on Include an amount on Form 990, Part X, l1ne 21?
b If "Yes," explain the arrangement 1n Part XIV
:.Til:
Endowment Funds. Complete 1f the organ1zat1on answered "Yes" to Form 990 Part IV
I Yes
Amount
I Yes
line 10.
I No
I No
I No
(a)Current Year (b)Pnor Year (c)Two Years Back (d)Three Years Back (e) Four Years Back
la Beg1nn1ng of year balance
b C ontnbut1ons
c Investment earn1ngs or losses
d Grants or scholarships
e Other expenditures for fac1l1t1es
and programs
f Adm1n1strat1ve expenses
g End of year balance
2 Prov1de the est1mated percentage of the year end balance held as
a Board designated or quas1-endowment ~
b Permanent endowment ~
c Term endowment ~
3a Are there endowment funds not 1n the possession of the organ1zat1on that are held and adm1n1stered for the
organ1zat1on by
(i) unrelated organ1zat1ons
(ii) related organ1zat1ons
b If "Yes" to 3a(11), are the related organ1zat1ons listed as requ1red on ScheduleR?
4 Descnbe 1n Part XIV the Intended uses of the organ1zat1on's endowment funds
.:.H ... ,.
Investments Land, Buildings, and Equipment. See Form 990 Part X lme 10.
Yes No
I 3a(i)
I 3a(ii)
3b
Descnpt1on of Investment
(a) Cost or other (b )Cost or other (c) Accumulated
(d) Book value
bas1s (Investment) bas1s (other) deprec1at1on
la Land
b Bu1ld1ngs
c Leasehold Improvements 1,560,274 369,413 1,190,861
d Equipment 18,513,604 8,719,310 9,794,294
e Other 609,901 474,031 135,870
Totai.Add l1nes la-le (Column (d) should equal Form 990, Part X, column (B), lme 10(c).) ~ 11,121,025
ScheduleD (Form 990) 2009
Page 3
I:E.Tia'n Investments Other Securities. See Form 990 Part X lme 12.
(a) Descnpt1on of secunty or category
(b)Book value
(c) Method of valuation
(1nclud1ng name of secunty) Cost or end-of-year market value
F1nanc1al denvat1ves
Closely-held equ1ty Interests
0 ther
Total. (Column (b) should equal Form 990, Part X, col (B) /me 12)

Investments-Program Related. See Form 990 Part X lme 13.
(a) Descnpt1on of Investment type (b) Book value
(c) Method of valuation
Cost or end-of-year market value

Other Assets. See Form 990 Part X lme 15.
(a) Descnpt1on (b) Book value
Total. (Column (b) should equal Form 990, Part X, co/.(8) /me 15.)
Other Liabilities. See Form 990 Part X lme 25.
1
(a) Descnpt1on of L1ab111ty
(b) A mount
Federal Income Taxes
Deferred c ompe ns at1on 3,020,832
Deferred rent 406,468
3,427,300
2. F1n 48 Footnote In Part XIV, prov1de the text of the footnote to the organ1zat1on's f1nanc1al statements that reports the organ1zat1on's
l1ab111ty for uncertain tax pos1t1ons under FIN 48
ScheduleD (Form 990) 2009 Page 4

Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1
Total revenue (Form 990, Part VIII, column (A), l1ne 12) 1 100,017,599
2
Total expenses (Form 990, Part IX, column (A), l1ne 25) 2 100,017,599
3
Excess or (def1c1t) for the year Subtract l1ne 2 from l1ne 1 3 0
4
Net unrealized ga1ns (losses) on Investments 4
5
Donated serv1ces and use offaci11t1es 5
6
Investment expenses 6
7
Pnor penod adJustments 7
8
Other (Descnbe 1n Part XIV) 8
9
Total adJustments (net) Add l1nes 4- 8 9 0
10
Excess or (def1c1t) for the year per f1nanc1al statements Comb1ne l1nes 3 and 9 10 0
Reconciliation of Revenue per Audited Financial Statements With Revenue Jer Return
1 Total revenue, ga1ns, and other support per aud1ted f1nanc1al statements 1 100,017,599
2 Amounts Included on l1ne 1 but not on Form 990, Part VIII, l1ne 12
a Net unrealized ga1ns on Investments 2a
b Donated serv1ces and use offaci11t1es 2b
c Recovenes of pnor year grants 2c
d Other (Descnbe 1n Part XIV) 2d
e Add l1nes 2a through 2d 2e 0
3 Subtract l1ne 2e from l1ne 1 3 100,017,599
4 Amounts Included on Form 990, Part VIII, l1ne 12, but not on l1ne 1
a Investment expenses not Included on Form 990, Part VIII, l1ne 7b
I
4a
I
b Other (Descnbe 1n Part XIV) 4b
c A d d 11 n e s 4a and 4b 4c 0
5 Total Revenue Add l1nes 3 and 4c. (Th1s should equal Form 990, Part I, l1ne 12) 5 100,017,599
Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per aud1ted f1nanc1al 100,017,599
statements 1
2 Amounts Included on l1ne 1 but not on Form 990, Part IX, l1ne 25
a Donated serv1ces and use offaci11t1es 2a
b Pnor year adJustments 2b
c Other losses 2c
d Other (Descnbe 1n Part XIV) 2d
e Add l1nes 2a through 2d 2e 0
3 Subtract l1ne 2e from l1ne 1 3 100,017,599
4 Amounts Included on Form 990, Part IX, l1ne 25, but not on l1ne 1:
a Investment expenses not Included on Form 990, Part VIII, l1ne 7b
I
4a
I
b Other (Descnbe 1n Part XIV) 4b
c A d d 11 n e s 4a and 4b 4c 0
5 Total expenses Add l1nes 3 and 4c. (Th1s should equal Form 990, Part I, l1ne 18 ) 5 100,017,599
.. Supplemental Information
C om pIe t e t h 1 s p a rt to pro v 1 de the des c n p t 1 on s re q u 1 red for P a rt I I , 11 n e s 3 , 5 , a n d 9 , P a rt I II , 11 n e s 1 a a n d 4 , P a rt IV , 11 n e s 1 b a n d 2 b ,
P a rt V , 11 n e 4 , P a rt X , P a rt X I , 11 n e 8 , P a rt X I I , 11 n e s 2 d a n d 4 b , a n d P a rt X I II , 11 n e s 2 d a n d 4 b A Is o c om pIe t e t h 1 s p a rt to pro v 1 de a n y
add1t1onal 1nformat1on
I
Identifier Ret urn Reference Explanation
The organ1zat1on's separately stated f1nanc1al statements do not
Include a FIN 48 footnote
I
SCHEDULE F
(Form 990)
Statement of Activities Outside the United States
OMB No 1545-0047
.,. Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16 .
.,. Attach to Form 990 . .,. See separate instructions.
2009
Open to Public
Inspection
Name ofthe organ1zat1on Employer identification number
23-7361259
General Information on Activities Outside the United States. Complete 1f the organ1zat1on answered
"Yes" to Form 990 Part IV lme 14b.
1 For grantmakers. Does the organ1zat1on ma1ntam records to substantiate the amount of the grants or
ass1stance, the grantees' el1glbil1ty for the grants or ass1stance, and the select1on cntena used to award
the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I Yes I No
2 For grant makers. Descnbe 1n Part IV the organ1zat1on's procedures for mon1tonng the use of grant funds outs1de the
U n1ted States
3 Act1v1tes per Reg1on (Use Schedule F-1 (Form 990) 1fadd1t1onal space 1s needed)
(a) Reg1on
(d) Act1v1t1es conducted 1n
(e) If act1v1ty listed 1n (d)
(f) Total expenditures
(b) Number of (c) Number of reg1on (by type) (1 e,
off1ces 1n the employees or fundra1s1ng, program serv1ces,
1s a program serv1ce,
for reg1on
reg 1on agents 1n reg1on
grants to rec1p1ents located 1n
descnbe spec1f1c type of
the reg1on) s e rv 1c e (s) 1n reg 1on
Central A menca and the P rog ram s e rv 1c e Investment management 8,330
Canbbean trave I
East As1a and the Pac1f1c P rog ram s e rv 1c e Investment management 251,874
trave I
Europe (1nc I ud 1ng Ice Ia nd and P rog ram s e rv 1c e Investment management 277,374
G ree nla nd) trave I
M 1ddle East and North A fnca P rog ram s e rv 1c e Investment management 41,733
trave I
North Amenca P rog ram s e rv 1c e Investment management 33,5 35
trave I
South A menca P rog ram s e rv 1c e Investment management 112,667
trave I
SouthAs1a P rog ram s e rv 1c e Investment management 47,136
trave I
Sub-Saharan Afnca P rog ram S e rv 1c e Investment Management 29,57 5
r-ravel
Totals. ...
0 0 802,224
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50082W Schedule F (Form 990) 2009
Schedule F (Form 990) 2009 Page 2
liifiiil Grants and Other Assistance to Organizations or Entities Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, line 15, for any rec1p1ent who rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000 . . . . . . . . ,... I
Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.
1 (b) IRS code (c) Reg1on (d) Purpose of (e) A mount of (f) Manner of (g) A mount of (h) Descnpt1on (i) Method of
(a) Name of sect1on grant cash grant cash of non-cash of non-cash valuation
organ1zat1on and EIN (1f disbursement assistance assistance (book, FMV,
applicable) appra1sal, other)
2 Enter total number of rec1p1ent organ1zat1ons listed above that are recogn1zed as chant1es by the fore1gn country, recogn1zed as
tax-exempt by the IRS, or for wh1ch the grantee or counsel has prov1ded a sect1on 501(c)(3) equivalency letter ,...
3 Enter total number of other organ1zat1ons or ent1t1es .
Schedule F (Form 990) 2009
liifiihl Grants and Other Assistance to Individuals Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 16.
Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.
(a) Type of grant or (b) Reg1on (c) Number of (d) A mount of (e) Manner of cash (f) A mount of (g) Descnpt1on (h) Method of
assistance rec1p1ents cash grant disbursement non-cash of non-cash valuation
assistance assistance (book, FMV,
appra1sal, other)
Schedule F (Form 990) 2009
l!hiiN Supplemental Information
Complete th1s part to prov1de the mformat1on requ1red m Part I lme 2 and any add1t1onal mformat1on.
Ident1f1er Return Refe re nc e Explanation
Method Used to A cccount for Schedule F, Part I, L1ne 3 The expenditures l1sted 1n column F
Expend 1tures are actual expenditures Incurred for travel to/from reg1ons l1sted
lfhey are be1ng reported on the accrual bas1s wh1ch 1s consistent
w1th the f1nanc1al statement presentation for f1scal year 2010
Schedule F Form 990 2009
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493133029891
Schedule J
(Form 990)
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
if the organization answered "Yes" to Form 990,
Part IV, question 23.
to Form 990. separate instructions.
OMB No 1545-0047
2009
Open to Public
Inspection
23-7361259
la Check the approp1ate box(es) 1fthe organ1zat1on prov1ded any of the following to or for a person listed 1n Form
990, Part VII, Sect1on A, l1ne 1a Complete Part III to prov1de any relevant 1nformat1on regarding these 1tems
2
I F1rst-class or charter travel
I Travel for companions
F Tax ldemn1f1cat1on and gross-up payments
I D1scret1onary spend1ng account
I Hous1ng allowance or res1dence for personal use
I Payments for bus1ness use of personal res1dence
F Health or soc1al club dues or 1n1t1at1on fees
I Personal serv1ces (e g, ma1d, chauffeur, chef)
b If any of the boxes 1n l1ne 1a are checked, d1d the organ1zat1on follow a wntten pol1cy regarding payment or
reimbursement orprov1s1on of all the expenses descnbed above? If "No," complete Part III to explain
D1d the organ1zat1on requ1re substant1at1on pnor to re1mburs1ng or allow1ng expenses Incurred by all
off1cers, directors, trustees, and the CEO/Executive Director, regarding the 1tems checked 1n l1ne 1a?
3 Ind1cate wh1ch, 1f any, of the following the organ1zat1on uses to establish the compensation of the
organ1zat1on's CEO/Executive Director Check all that apply
F Compensation committee I Wntten employment contract
F Independent compensation consultant F Compensation survey or study
I Form 990 of other organ1zat1ons F Approval by the board or compensation committee
4 Dunng the year, d1d any person l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a w1th respect to the f1l1ng organ1zat1on
or a related organ1zat1on
a Rece1ve a severance payment or change-of-control payment?
b Part1c1pate 1n, or rece1ve payment from, a supplemental nonqual1f1ed retirement plan?
c Part1c1pate 1n, or rece1ve payment from, an equ1ty-based compensation arrangement?
If "Yes" to any of l1nes 4a-c, l1st the persons and prov1de the applicable amounts for each 1tem 1n Part III
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the revenues of
a The organ1zat1on?
b Any related organ1zat1on?
If "Yes," to l1ne Sa or Sb, descnbe 1n Part III
6 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the net earn1ngs of
7
8
9
a The organ1zat1on?
b Any related organ1zat1on?
If "Yes," to l1ne 6a or 6b, descnbe 1n Part III
For persons l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on prov1de any non-f1xed
payments not descnbed 1n l1nes 5 and 6? If "Yes," descnbe 1n Part III
Were any amounts reported 1n Form 990, Part VII, pa1d or accured pursuant to a contract that was
subJect to the 1n1t1al contract exception descnbed 1n Regs sect1on 53 4958-4(a)(3)? If "Yes," descnbe
1n Part III
If "Yes" to l1ne 8, d1d the organ1zat1on also follow the rebuttable presumption procedure descnbed 1n Regulations
sect1on 53 4958-6(c)?
Yes No
lb Yes
2 Yes
4a No
4b No
4c No
Sa No
Sb No
6a No
6b No
7 Yes
8 No
9
For Privac Act and Pa erwork Reduction Act Notice see the Intructions for Form 990 Cat No 50053T Schedule J Form 990 2009
Schedule J (Form 990) 2009 Page 2
lilffiiil Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 1f add1t1onal space needed.
For each 1nd1v1dual whose compensation must be reported 1n Schedule J, report compensation from the organ1zat1on on row (1) and from related organ1zat1ons, descnbed 1n the
1nstruct1ons on row (11) Do not l1st any 1nd1v1duals that are not l1sted on Form 990, Part VII
Note. The sum of columns (B)(1)-(111) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, l1ne la
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation
(ii) Bonus & (iii) Other
other deferred be nef1ts (B)(1)-(D) reported 1n pnor
(i) Base
1ncent1ve reportable compensation Form 990 or
compensation
compensation compensation Form 99 0- EZ
See Add1t1onal Data Table
Schedule J (Form 990) 2009
Schedule J (Form 990) 2009 Page 3
lilflihM Supplemental Information
Complete th1s part to prov1de the 1nformat1on, explanation, or descnpt1ons requ1red for Part I, l1nes 1a, 1 b, 4c, Sa, Sb, 6a, 6b, 7, and 8 Also complete th1s part for any add1t1onal 1nformat1on
Identifier Return Explanation
Reference
Part I, L1ne 1 a Part I, L1ne 1 a Tax 1ndemn1f1cat1on and gross-up payments The organ1zat1on prov1ded a gross-up payment to one off1cer dunng the year relat1ng to the payment
of mov1ng expenses that were taxable The full value of the mov1ng expenses along w1th the gross-up payment were properly Included 1n the 2009 Form W-2
Health or soc1al club dues or 1n1t1at1on fees The organ1zat1on prov1ded payment for one off1cer dunng the year relat1ng to membership 1n clubs aff1l1ated w1th
Harvard Un1vers1ty, ut1l1zed for Harvard Management Company, Inc bus1ness
Part I, L1ne 7 Under the Harvard Management Company compensation plan, compensation 1s determined us1ng mult1-yearcond1t1ons and calculations that measure Investment
performance aga1nst certa1n benchmarks The plan prov1des for contingent 1ncent1ve amounts that may be pa1d 1n respect of future f1scal years, subJect to plan
terms, wh1ch prov1de for el1m1nat1on or reduction due to Investment underperformance 1n those years The amount of bonus pa1d 1n respect of a f1scal year, and the
amount of contingent 1ncent1ve for that year, 1s l1m1ted to the max1mum 1ncent1ve amount established for each Investment professional at the beg1nn1ng of the year,
w1th any excess bonus or contingent 1ncent1ve amount to be taken 1nto account 1n determ1n1ng bonuses for subsequent years 1nclud1ng possible el1m1nat1on or
reduction In add 1t1on, c e rta 1 n employees of Harvard Management Company are e l1g 1 ble for d 1s c ret1ona ry, non-f1xed bonuses wh1c h are 11 m1ted to a percentage of
salary and pa1d 1n accordance w1th performance and comparab1l1ty standards
Schedule J (Form 990) 2009
Additional Data Return to Form
Software ID:
Software Version:
EIN: 23-7361259
Name: HARVARD MANAGEMENT COMPANY INC
Form 990, Schedule J, Part II- Officers Directors, Trustees, Key Employees and Highest Compensated Employees
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns
(F) Compensation
(ii) Bonus &
compensation be nef1ts (B)(1)-(D)
reported 1n pnor Form
(i) Base (iii) 0 ther
990 or Form 990- EZ
1ncent1ve
Compensation
compensation
compensation
Jane L M endlllo (1) 993,886
2,500,000 4,383 1,2 3 7,2 50 18,864 4,754,383 1,155,000
(11) 0
0 0 0 0 0 0
John Y Campbell (1) 0
0 0 0 0 0 0
(11) 294,412
0 33,588 31,410 23,2 70 382,680 0
Drew G1lp1n Faust (1) 0
0 0 0 0 0 0
(11) 705,991
0 8,206 31,410 128,952 874,559 0
Edward C Forst (1) 0
0 0 0 0 0 0
(11) 370,012
0 139,083 31,410 16,8 7 5 557,380 0
RobertS Kaplan (1) 0
0 0 0 0 0 0
(11) 222,156
10,000 37 3 30,660 19,159 282,348 0
Kathe nne N Lapp (1) 0
0 0 0 0 0 0
(11) 115,496
40,2 90 27,2 59 12,112 1,822 196,979 0
Jay 0 L1ght (1) 0
0 0 0 0 0 0
(11) 477,712
0 16,739 31,410 24,370 550,231 0
Dan1el Shore (1) 0
0 0 0 0 0 0
(11) 277,735
0 842 22,795 29,544 330,916 0
Robert A Ettl (1) 476,951
1,000,000 208,761 0 23,564 1,7 0 9,2 7 6 227,000
(11) 0
0 0 0 0 0 0
Kathryn I Murtagh (1) 480,328
344,000 18,823 24,500 7,433 87 5,084 0
(11) 0
0 0 0 0 0 0
Stephen Blyth (1) 494,840
7,945,996 2,417 24,500 18,0 12 8,485,765 0
(11) 0
0 0 0 0 0 0
AndrewG W1ltsh1re (1) 498,452
1,100,000 2,417 24,500 18,564 1,643,933 0
(11) 0
0 0 0 0 0 0
Steven A A I penn (1) 266,613
6,580,362 1,897 24,500 18,132 6,891,504 0
(11) 0
0 0 0 0 0 0
Peter F Dolan (1) 312,043
1,285,136 2,161 24,500 18,132 1,641,97 2 0
(11) 0
0 0 0 0 0 0
Gra1g A Fantuzz1 (1) 180,919
2,542,533 1,76 3 18,3 7 5 18,988 2,762,578 0
(11) 0
0 0 0 0 0 0
Apoorva K Kot1cha (1) 265,394
4,200,000 1,76 3 24,500 22,8 7 3 4,514,530 0
(11) 0
0 0 0 0 0 0
M arc P S e 1 d n e r (1) 150,469
2,753,249 1,209 12,2 50 8,931 2,926,108 0
(11) 0
0 0 0 0 0 0
Dan1el V Kelly (1) 408,661
325,000 14,188 18,3 7 5 15,690 781,914 0
(11) 0
0 0 0 0 0 0
Schedule L
(Form 990 or 990-EZ)
Transactions with Interested Persons
OMB No 1545-0047
if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
2009
to Form 990 or Form 990-EZ. separate instructions.
Open to Public
Inspection
23-7361259
Excess Benefit Transactions (sect1on 501(c)(3) and sect1on 501 (c)(4) organ1zat1ons only).
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 25a or 25b or Form 990-EZ Part V l1ne 40b
' ' ' ' '
1
(a) Name of d 1s qua l1f1ed person
(b) Descnpt1on oftransact1on
(c) Corrected?
Yes No
2 Enter the amount of tax Imposed on the organ1zat1on managers or d1squal1f1ed persons dunng the year under
sect1on 4958 ,... $
3 Enter the amount of tax, 1f any, on l1ne 2, above, reimbursed by the organ1zat1on.
,... $
l!hiili Loans to and/or From Interested Persons.
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 26 or Form 990-EZ Part V l1ne 38a
' ' ' ' '
(b) Loan to
(f)
(a) Name of1nterested person and or from the (c)O ng1nal
(e) In Approved (g)Wntten
(d)Balance due default? by board or agreement?
purpose
organ1zat1on?
pnnc1pal amount
committee?
To From Yes No Yes No Yes No
Total
,...
$
I:E.Tin Grants or Assistance Benefitting Interested Persons.
c omplete 1 f h t e orqan1zat1on answere
d II
Yes on Form 990 Part IV me 2 7.
(a) Name of1nterested person
(b)Relat1onsh1p between Interested person
(c)A mount of grant or type of assistance
and the organ1zat1on
:E.Ti., ...
Business Transactions Involving Interested Persons .
Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, lme 28a, 28b, or 28c.
(b) Relat1onsh1p (e) Shanng of
(a) Name of1nterested person
between Interested (c) A mount of
(d) Descnpt1on oftransact1on
organ1zat1on's
person and the transaction
revenues?
organ1zat1on
Yes No
Sungard Data Systems Inc H M C D 1rector 1s 1,680,129 Tee hn1c a I Se rv 1c es prov 1ded by No
Cha1rman of the Sungard to HMC, the s1ze of
Sungard Board of wh1ch 1s 1mmatenal 1n terms of
D 1rectors total revenue for Sungard The
H MC Director d1d not part1c1pate
1n related contract del1berat1ons
for the disclosed transaction
For Pnvacy Act and Paperwork Reduction Act Not1ce, see the Intruct10ns for Form 990 Cat No 50056A
Schedule L Form 990 or 990-EZ 2009
SCHEDULE 0
(Form 990)
Identifier Return
Reference
Form 990, Part VI,
Sect1on A, line 2
Supplemental Information to Form 990
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
~ A t t a c h to Form 990.
OMB No 1545-0047
2009
Open to Public
Inspection
23-7361259
Explanation
Drew G1lp1n Faust and James F Rothenberg serve as the President and Treasurer, respectively, of
President and Fellows of Harvard College The follow 1ng board members are employees of President and
Fellows of Harvard College John Y Campbell Edward C Forst RobertS Kaplan Kathenne N Lapp Jay 0
L1ght
Reference
Form 990, Part VI, The organ1zat1on's members are those persons who constitute the members of The Harvard
Sect1on A, line 6 Corporation (called The President and Fellows of Harvard College)
Reference
Form 990, Part VI, The organ1zat1on's members are those persons who constitute the members of The Harvard
Sect1on A, line ?a Corporation (called The President and Fellows of Harvard College) Directors are elected by the
members
Reference
Form 990, Part VI, The members have such powers and nghts as are vested 1n them by Massachusetts General Laws,
Sect1on A, line 7b and, pursuant to the organ1zat1on's by-laws, have such other nghts and powers as the members may
determne
Reference
Form 990, Part VI, A draft vers1on of the Form 990 1s prov1ded to the board and outs1de adv1sors for rev1ew and
Sect1on B, line 11 comment The board of directors 1s prov1ded w 1th a copy of the final Form 990 before 1t 1s f1led
Reference
Form 990, Part The organ1zat1on regularly and consistently mon1tors and enforces compliance w 1th 1ts conflict of Interest
VI, Sect1on B, polic1es, w h1ch apply to all members of the board of directors and to all employees Procedures are 1n place to
line 12c 1dent1fy conflicts of both directors and employees Director conflicts are handled by board deliberation and
board vote from w h1ch the Interested director 1s excluded Employee conflicts are handled by the compliance
department and 1n certa1n Instances may requ1re separate board act1on The board 1s prov1ded w 1th quarterly
compliance reports regarding conflicts of Interest
Reference
Form 990, Part W1th respect to the president & ch1ef execut1ve officer of the organ1zat1on, key sen1or management, and many
VI, Sect1on B, Investment professionals, the organ1zat1on follows a compensation approval procedure annually that Involves
line 15 approval of proposed and f1nal compensation arrangements by the organ1zat1on's compensation commttee
and full board of directors us1ng comparability data, as well as contemporaneous documentation of
compensation dec1s1ons 1n mnutes
Reference
Form 990, Part VI, Audited f1nanc1al statements and govern1ng documents are available to the general public through the
Sect1on C, line 19 Commonwealth of Massachusetts Off1ce of the Attorney General and the Off1ce of the Secretary of
State of the Commonwealth of Massachusetts
Reference
Part VII, Sect1on A, Dan1el V Kelly ceased to be the Clerk of the organ1zat1on as of June 30, 2009 He rerra1ned employed by
L1ne 1 a, Column A the organ1zat1on as Manag1ng D1rector/Ch1ef R1sk Off1cer through October 1, 2009 and rece1ved
compensation from the organ1zat1on for serv1ng 1n that capac1ty
Reference
Part VII, Sect1on The organ1zat1on's directors who rece1ve compensation from a related organ1zat1on are employees of
A, L1ne 1a, President and Fellows of Harvard College, a related organ1zat1on These 1nd1V1duals are compensated by
Column B President and Fellows of Harvard College for serv1ces performed as employees of that organ1zat1on and
work an average of 40 to 60 hours per week
Identifier Return Reference Explanation
Form 990, Part X, Column A Certain pnor year accounts have been reclass1f1ed to conform to current year presentation
efile GRAPHIC rint- DO NOT PROCESS
SCHEDULER
(Form 990)
As Filed Data -
Related Organizations and Unrelated Partnerships
if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
to Form 990. See separate instructions.
DLN:93493133029891
OMB No 1545-0047
2009
Open to Public
Inspection
23-7361259
M:F.tiiM Identification of Disregarded Entities (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 33 )
I I
(a) (b) (c) (d) (e) (f)
Name, address, and EIN of disregarded ent1ty Pnmary act1v1ty Legal dom1c1le (state Total 1ncome End-of-year assets D1rect controlling
or fore1g n country) ent1ty
II II
jl'IjW!W Ident1f1cat1on of Related Tax-Exempt Orgamzat1ons (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV, line 34 because 1t had one
or more related tax-exempt organ1zat1ons dunng the tax year.)
(a) (b) (c) (d) (e) (f)
Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le (state Exempt Code sect1on Public chanty status D1rect controlling
or fore1g n country) (1f sect1on 501(c)(3)) ent1ty
For Privac Act and Pa erwork Reduction Act Notice see the Instructions for Form 990. Cat No 50135Y Schedule R Form 990 2009
ScheduleR (Form 990) 2009 Page 2
IHIUI Identification of Related Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 34
because 1t had one or more related organ1zat1ons treated as a partnership dunng the tax year.)
(c)
(e)
(h) (i) (j)
(a) (b) Legal (d) (f) (g) D1sproprt1onate Code V-UBI General or
Name, address, and EIN of Pnmary act1v1ty dom1c1le D1rect controlling
Predominant 1ncome
Share of total 1ncome Share of end-of-year allocations? amount 1n box 20 of manag1ng
related organ1zat1on (state or ent1ty
(related, unrelated,
assets Schedule K -1 partner?
fore1gn
excluded from tax
(Form 1065)
under sect1ons 512-
country)
514)
Yes No Yes No
.
..
II II
ljl'IjW\!4 Ident1f1cat1on of Related Orgamzat1ons Taxable as a Corporation or Trust (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV,
line 34 because 1t had one or more related organ1zat1ons treated as a corporation or trust dunng the tax year.)
(a) (b) (c) (d) (e)
(f)
(g) (h)
Share of tota I
Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le D1rect controlling Type of ent1ty Share of Percentage
(state or ent1ty ( C corp, S corp,
1ncome
end-of-year ownership
fore1gn or trust) assets
country)
ScheduleR (Form 990) 2009
M:F.fi&YM Transactions With Related Organizations (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 34 35 or 36 )
I I I I
Note. Complete l1ne 1 1f any ent1ty 1s listed 1n Parts II, III or IV
Yes No
1 Dunng the tax year, d1d the orgran1zat1on engage 1n any of the following transactions w1th one or more related organ1zat1ons l1sted 1n Parts II-IV?
a Rece1pt of (i) Interest (ii) annu1t1es (iii) royalties (iv) rent from a controlled ent1ty la No
b G1ft, grant, or cap1tal contnbut1on to other organ1zat1on(s)
lb No
c G1ft, grant, or cap1tal contnbut1on from other organ1zat1on(s)
lc No
d Loans or loan guarantees to or for other organ1zat1on(s)
ld No
e Loans or loan guarantees by other organ1zat1on(s)
le Yes
f Sale of assets to other organ1zat1on(s) 1f No
g Purchase of assets from other organ1zat1on(s)
lg No
h Exchange of assets
lh No
i Lease offaci11t1es, equipment, or other assets to other organ1zat1on(s)
li No
j Lease offaci11t1es, equipment, or other assets from other organ1zat1on(s) lj No
k Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons for other organ1zat1on(s)
lk Yes
I Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons by other organ1zat1on(s)
11 No
m Shanng offaci11t1es, equipment, ma1l1ng l1sts, or other assets
1m Yes
n Shanng of pa1d employees
ln No
0 Reimbursement pa1d to other organ1zat1on for expenses lo No
p Reimbursement pa1d by other organ1zat1on for expenses
lp No
q 0 ther transfer of cash or property to other organ1zat1on(s) lq No
r 0 ther transfer of cash or property from other organ1zat1on(s)
lr Yes
2 If the answer to any of the above 1s "Yes," see the 1nstruct1ons for 1nformat1on on who must complete th1s l1ne, 1nclud1ng covered relat1onsh1ps and transaction thresholds
(a)
(b)
(c)
Transaction
Name of other orgamzat1on
type(a-r)
Amount Involved
(1)
(2)
(3)
(4)
(5)
(6)
Schedule R Form 990 2009
IHi!)l Unrelated Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 37.)
Prov1de the following 1nformat1on for each ent1ty taxed as a partnership through wh1ch the organ1zat1on conducted more than f1ve percent of 1ts act1v1t1es (measured by total assets or gross
revenue) that was not a related organ1zat1on See 1nstruct1ons regarding exclus1on for certa1n Investment partnerships
(a) (b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of ent1ty Pnmary act1v1ty Legal dom1c1le Are all Share of D1sproprt1onate Code V-UBI General or
(state or fore1gn partners end-of-year allocations? amount 1n box manag1ng
country) sect1on assets 20 of Schedule K-1 partner?
501(c)(3) (Form 1065)
orgamzatlons7
Yes No Yes No Yes No
Schedule R Form 990 2009
Additional Data Return to Form
Software ID:
Software Version:
EIN: 23-7361259
Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations
(c) (e)
(a)
(b)
Legal
(d)
Public (f)
Name, address, and EIN of related
Pnmary Act1v1ty
Dom1c1le
Exempt Code sect1on
charity D 1re ct
organ1zat1on (State status Controlling
or Fore1gn (1f501(c) E nt1ty
Country) (3))
Pres1dent and Fellows of Harvard College Educat1on & MA 501(C)(3) 2
Research
1350 Massachusetts Avenue
Cambridge, MA02138
04-2103580
Harvard Private Cap1tal Realty Inc Support MA 501(C)(3) 11,Typei Pres1dent &
0 rgan1zat1on Fellows of
600 Atlantic Avenue Harvard College
Boston, MA02210
22-3138409
Harvard Private Cap1tal Holdmgs Inc Support MA 501(C)(3) 11,Typei Pres1dent &
Boston, MA02210
04-3070519
Phemus Corp Support MA 501(C)(3) 11,Typei President &
Boston, MA02210
04-2997 367
Harvard Management Pnvate Equ1ty Corp Support MA 501(C)(3) 11,Typei President &
Boston, MA02210
04-3070522
Blue Marble Holdings Corp Support MA 501(C)(3) 11,Typei President &
Boston, MA02210
23-7014581
Demeter Holdings Corp Support MA 501(C)(3) 11,Typei President &
Boston, MA02210
04-3044742
Sh1pp1ng Venture Corporation Support MA 501(C)(3) 11,Typei Pres1dent &
Boston, MA02210
04-3263656
Amencan Repertory Theatre Company Inc Performing arts MA 501(c)(3) 9 N/A
62 Braille Street
Cambridge, MA02138
04-2665867
Assoc1acao Dav1d Rockefeller Center de Educat1on BR Exempt N/A N/A
Un1vers1dade de Harvard
17 30 Cambridge Street
Cambridge, MA02138
D uba 1 Harvard Foundation forM ed1c a I Education and MA Fore1gn Ent1ty 509 11,Typeiii N/A
Research Inc research (a
2 5 Shattuck Street
Boston, MA02115
52-2446955
Endowment for Research 1n Human B1ology Research MA 501(c)(3) 11,Typeiii N/A
Inc
2 5 Shattuck Street
Boston, MA02115
04-2702030
FUNDACION CENTRO DE Research support AR Foreign/Exempt N/A N/A
INVESTIGACioN DE LA ESCUELA DE E nt1t
ADMINISTRACioN DE EM PRES
Sold1ers F1eld Road
Boston, MA02163
G1ovann1 Armen1se-Harvard Foundation for Research support MA 501(c)(3) 11,Typei N/A
Sc1ent1f1c Research
2 5 Shattuck Street
Boston, MA02115
04-3293162
Harvard Busmess School European Research support FR Fore1gn Ent1ty N/A N/A
Research Center 1n Pans
C/0 HBS Soldiers F1eld Road
Boston, MA02163
Harvard Busmess School Interactive Inc Execut1ve MA 501(c)(3) 11,Typei N/A
educat1on
C/0 HBS Soldiers F1eld Road
Boston, MA02163
04-3395140
Harvard Busmess School Publ1shmg Publ1sh1ng MA 501(c)(3) 11,Typei N/A
Corporation
300 North Beacon Street
Watertown, MA02472
04-3177990
Harvard Ded1cated Energy L1m1ted Electric 1ty MA 501(c)(3) 11,Typei N/A
purchasmg
1033 Mass Ave
Cambridge, MA02138
03-0425512
Harvard Law School Assoc1at1on Inact1ve MA 501(c)(3) 9 N/A
C/0 HMC 600 Atlantic Ave
Boston, MA02210
04-6037213
Harvard M agaz1ne Inc Publ1sh1ng MA 501(c)(3) 11,Typeiii N/A
7 Ware Street
Cambridge, MA02138
04-6112308
Harvard NeuroD1scovery Center Inc Research support MA 501(c)(3)/509(a) 11,Typei N/A
(3)
Boston, MA02210
04-3541834
Harvard Real Estate- Allston Inc T1tle holding MA 501(c)(25) N/A N/A
company
1033 Mass Ave
Cambridge, MA02138
04-3373410
Harvard Real Estate Inc Real estate MA 501(c)(3) 11,Typei N/A
brokerage
1033 Mass Ave
Cambridge, MA02138
04-2649303
Ion Inc Research MA 501(c)(3) 11,Typei N/A
C/0 H M C 600 Atlantic Ave
Boston, MA02210
22-3032677
Publ1c Health Foundation for Cancer and Investment DE 501(c)(2) N/A N/A
Blood Pressure Research
Boston, MA02210
59-0909688
Putnam Square Apartments Inc Real estate MA 501(c)(3) 9 N/A
C/0 HRES 1350 Mass Ave
Cambridge, MA02138
04-6251287
Red Top Inc A thlet1cs CT 501(c)(3) 11,Typei N/A
1033 Mass Ave
Cambridge, MA02138
51-0189788
Student Clubs ofHBS Inc Student support MA 501(c)(3) 11,Typei N/A
Soldiers F1eld Road
Boston, MA02163
57-1152691
The Carl J Shapiro Inst1tute for EducatiOn Med1cal MA 501(c)(3) 11,Typei N/A
and Research educat1on and
research
330 Brookline Ave
Boston, MA02215
04-3326928
Trustees for Harvard Un1vers1ty Education DC 501(c)(3) 11,Typeii N/A
1033 Mass Ave
Cambridge, MA02138
53-0199180
Form 990 Schedule R Part III- Identification of Related Organizations Taxable as a Partnership
' '
(c)
(e)
(g)
(j)
(a) Legal (d)
Predominant (I)
Share of
(h)
( i)
General
Name, address, and
(b)
Dom1c1le D1rect
1ncome Share of
end-of-
D1sproprt1onate Code V-UBI
or
Pnmary act1v1ty (related, total
allocations?
amount on
EI N of (State Controlling
unrelated,
year
Box 20 of K-
Manag1ng
related organ1zat1on E nt1ty
1ncome
assets
Partner?
or
excluded ($) 1
Fore1gn ($)
Country)
from tax ($)
under
sect1ons
512-514) Yes No Yes No
A c p Flonda Investments FL N/A N/A No No
Investment Fund I
Lie
444 Bnckell A venue
Su1te 900
M1am1, FL33131
20-2198754
A gncola Bnnzal Investments CI N/A N/A No No
L1m1tada
A ven1da Santa
Mana 6350
Santiago
CI
Agncola Crecer Investments CI N/A N/A No No
L1m1tada
A ven1da Santa
Mana 6350
Santiago
CI
Agncola Duramen Investments CI N/A N/A No No
L1m1tada
A ven1da Santa
Mana 6350
Sant1ago
CI
Alc1on Real Estate Investments DE N/A N/A No No
Partners II Lp
One Post Off1ce
Square Ste 3520
Boston, MA02109
26-3400946
Partners Lp
One Post Off1ce
Square Ste 3520
Boston, MA02109
20-1973523
Partners Master
Fund II LP
One Post Off1ce
Square
Boston, MA02109
26-3401116
Bay north Hpch Lie Investments DE N/A N/A No No
600 Atlantic Ave
Boston, MA02210
20-5305576
Bpr Co-Investor Lie Investments DE N/A N/A No No
PO Box 1908
H obe Sound,
FL33475
20-8376342
Cap1tal Partners (2) Investments DE N/A N/A No No
Us Tax Exempt
Investors Fund Lp
88 Ph1ll1p Street
Sydney
AS
98-0542678
Charles bank Equ1ty Investments MA N/A N/A No No
Fund II LP
200 Clarendon St
54th Fl
Boston, MA 02116
04-3580823
Charles bank Equ1ty Investments MA N/A N/A No No
Fund Iv Lp
200 Clarendon
Street 54Th Floor
Boston, MA 02116
04-3423448
Charles bank Realty Investments MA N/A N/A No No
Fund IV Lp
200 Clarendon
Street 54Th Floor
Boston, MA 02116
04-3423446
Charles bank Realty Investments MA N/A N/A No No
Fund V Lp
200 Clarendon
Street 54Th Floor
Boston, MA 02116
04-3537051
Cherokee Investments DE N/A N/A No No
Investment
Partners III Parallel
Fund Lp
111 E HagrettSteet
Raleigh, NC27601
71-0890767
Crosspoint Investments DE N/A N/A No No
Technology
H old1ngs Lie
217 WCentral St
Nat1ck, MA01760
04-3520886
Ctl H old1ng Investments DE N/A N/A No No
Company Lie
1953 Spnngh1ll
Road
V1enna, VA22182
83-0372944
Cypress Realty IV Investments DE N/A N/A No No
Lp
301 Congress
Avenue Su1te 500
Austin, TX78701
74-3000106
Cypress Realty Lp Investments DE N/A N/A No No
1501 S Mopac
Expressway Su1te
230
Austin, TX78746
76-0476922
Denham Commodity Investments DE N/A N/A No No
Partners Fund II Lp
200 Clarendon
Street 25Th Floor
Boston, MA 02116
77-0644776
Partners Fund III Lp
200 Clarendon
Street 25Th Floor
Boston, MA 02116
56-2502675
Partners Fund Lp
200 Clarendon
Street 25Th Floor
Boston, MA 02116
20-1256865
Devone b Lie Investments DE N/A N/A No No
2000 Powell Street
Su1te 1240
Emeryville,
CA94608
73-1665198
Embarcadero Investments DE N/A N/A No No
Capital Investors Lp
1301 Shoreway
Road Su1te 250
Belmont, CA94002
05-055654 7
Emerg1ng Countr1es Investments CJ N/A N/A No No
0 pportun1ty Master
Fund Lp
PO Box 705Gt
Grand Cayman
CJ
98-0548448
F1del1s Charles bank Investments TX N/A N/A No No
H old1ngs Lie
19 BnarHollow
Su1te 100
Houston, TX77027
71-0944265
Gbe Investments Lp Investments CJ N/A N/A No No
PO Box 309Gt S
Church St Geor
Grand Cayman
CJ
Greenfield Blr Investments DE N/A N/A No No
Partners Lp
50 North Water
Street
South Norwalk,
CT06854
20-1221910
HARVARD INvestments MA N/A N/A No No
COMMINGLED
ACCOUNT
C/0 HARVard
management Co
600 atlan
BOston, MA02210
04-3344621
Harvard Investment Investments DE N/A N/A No No
Associates
600 Atlantic
A venue
Boston, MA02210
04-3507407
Form 990 ScheduleR Part III- Identification of Related Organizations Taxable as a Partnership
' '
(c)
(e)
(j)
(a) (b) Legal (d)
Predommant (f) (g)
(h)
(;)
General
Name, address, and Pr1mary Dom1c1le D1rect
mcome Share of Share of
D1sproprt1onate
CodeV-UBI
oc
(related, total end-of-year
allocations?
amount on
EI N of act1v1ty (State C ontrollmg
Managmg
related organ1zat1on Ent1ty
unrelated, mcome assets Box 20 ofK-
Partner'
oc
excluded ($) ($) 1
Fore1gn
from tax ($)
Country)
under
sect1ons
Hb Inst1tut1onal Lp Investments MA N/A N /A No No
10 StJames
Avenue Ste 1700
Boston, MA02116
04-3425685
Hellos Royalty Investments DE N/A N /A No No
Partners I Lp
5910 North
Central
Expressway Su1te
Dallas, TX7 5206
20-0260138
Iron Po1nt Real Investments TX N/A N /A No No
Estate Partners-
Te(H)Lp
201 Ma1n Street
Fort Worth,
TX76102
26-0526961
Joshua Investments MS N/A N /A No No
Timberlands Lie
CO Phemus Corp
600 Atlantic
Avenue 15Th Floor
Boston, MA02210
64-0914686
Klemer Perkms Investments CA N/A N /A No No
Cauf1eld & Byers
VI Lp
2750 Sand Hill
Road
Menlo Park,
CA94025
94-3157816
L1qu1d Realty Investments DE N/A N /A No No
Partners IV (Pf1)
Lp
44 Montgomery
Street Ste 37 01
San Franc1sco,
CA94104
26-0346359
L1qu1d Realty Investments CA N/A N /A No No
Partners IV Tax
Exempt (Pfl) Lp
44 Montgomery St
San Franc1sco,
CA94104
26-0489545
Lubert-Adler Investments DE N/A N /A No No
Cap1tal Real Estate
Fund II Lp
2929 Arch Street
Ph1ladelph1a,
PA19104
52-2106761
Cap1tal Real Estate
Fund III Lp
2929 Arch Street
Ph1ladelph1a,
PA19104
52-2279515
Cap1tal Real Estate
0 pportun1ty Fund
Lp
2929 Arch Street
Ph1ladelph1a,
PA19104
22-3526698
Nch Condor Fund Investments CJ N/A N /A No No
Lp
PO Box 309 Gt S
Church St Geo
Grand Cayman,
Grand Cayman
CJ
98-0198106
Old Lane Hma Investments CJ N/A N /A No No
Master Fund LP
399 Park Avenue
New York,
NY10022
98-0487260
0 xford H pc Investments DE N/A N /A No No
Investment Co Lie
350 West
HubbardSte 450
Chicago, IL60610
36-4191828
Pac1f1c Community Investments CA N/A N /A No No
Hold1ngs II
11661 Sam
V1cente Boulevand
Su1te 5
Los Angeles,
CA90049
54-2064438
Pac1f1c Community Investments CA N/A N /A No No
Holdings III
11661 Sam
V1cente Boulevand
Su1te 5
Los Angeles,
CA90049
20-0923432
P1no Lie Investments DE N/A N /A No No
1209 0 range
Street
W1lmmgton,
DE19801
32-0302061
Prospentas Real Investments DE N/A N /A No No
Estate Partners I
(A) LP
600 atlantic
avenue
Boston, MA02116
20-4929237
PUTNAM SQUARE REAL ESTATE MA N/A N /A No No
APTS CO LP
C/0 HRES 1350
MASS AVE
CAMBRIDGE,
MA02138
04-3183446
Sms II-A Lp Investments DE N/A N /A No No
370 17Th Street
Su1te 3650
Denver, C080202
02-0537969
So1l Innovations Investments DE N/A N /A No No
Lie
1209 0 range
Street
W1lmmgton,
DE19801
90-0539481
TFO Co-Investor Investments DE N/A N /A No No
LLC
PO Box 1908
H obe Sound,
FL33475
06-1762649
The Bre1thorn Fund Investments CJ N/A N /A No No
Lp
PO Box 1234 Gt S
Church St Ge
Grand Cayman,
Grand Cayman
CJ
98-0549446
The Eco Products Investments NY N/A N /A No No
Fund Lp
250 Park Avenue
SlOTh Floor
New York,
NY10003
26-1329990
The GLOBAL Investments DE N/A N /A No No
EMERGING
MARKETS
FORESTRY FUND
LP
5471 WISCOnSin
A"
Chevy Chase,
MD20815
20-3754446
The W1ldhorn Fund Investments CJ N/A N /A No No
Lp
PO Box 1234 Gt S
Church St Ge
Grand Cayman,
Grand Cayman
CJ
98-0527266
Thermal North Investments DE N/A N /A No No
Amenca Holdmgs
LLC
200 Clarendon St
25th Fl
Boston, MA02116
41-2172587
Trav1s Coal Investments DE N/A N /A No No
Restructured
Holdings LLC
ZOO Clarendon
Street
Boston, MA02116
20-2595311
Tnn1ty Coal Investments DE N/A N /A No No
Holdings LLC
ZOO Clarendon St
25th Fl
Boston, MA02116
20-8116082
Tnton Fund II No 2 Investments JE N/A N /A No No
LP
22 Grenville Street
St Hel1er,St
He l1e r
JE
Wbh K1rby H 111 Co- Investments DE N/A N /A No No
Investment Lie
PO Box 1908
H obe Sound,
FL33475
14-1933484
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c)
(e)
(j)
(a)
Legal (d)
Predominant
(f)
(g)
(h)
( i)
General
Name, address, (b)
Dom1c1le D 1rect
1ncome
Share of
Share of
D 1s prop rt1 o nate
CodeV-UBI
or
and EIN of Pnmary act1v1ty (related, end-of-year
allocations?
(State Controlling total 1ncome amount on
Manag1ng
related unrelated, assets
or E nt1ty ($) Box20ofK-1
Partner?
organ1zat1on
Fore1gn
excluded ($)
($)
from tax
Country)
under
sect1ons
WBSL Co- Investments DE N/A N/A No No
Investor LLC
645MADISON
AVENUE 18TH
FLOOR
New York,
NY10022
14-1935562
W1ll1amson Investments DE N/A N/A No No
Royalty Ventures
LlcCOHmc
600 Atlantic
Avenue
Boston,
MA02116
56-2563228
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
Name, address, and EIN of Pnmary Legal D 1rec t
e nt1ty
Share oftotal
Share of Percentage
related organ1zat1on act1v1ty Dom1c1le Controlling
(C corp, S
1ncome
end-of-year owners h 1 p
(State or E nt1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
Agncola E Invers1ones Pampa
Alegre SA
27 36 Roger De Flor 8Th Floor
Investments CI N/A c
Las
Sant1ago
CI
Agncola Fundo Bucalemu
L1m1tada
c/o Clag Chile SpA Del Inca N
44 Investments CI N/A c
Sant1ago
CI
98-0639220
Agncola Rapel L1m1tada
c/o Clag Ch1le SpA Del Inca N
44
Sant1ago
CI
98-0639218
Agncola R1bera L1m1tada
c/o Clag Chile SpA Del Inca N
44 Investments CI N/A c
Sant1ago
CI
A nay Y Asoc1ados Sa
Villa Fontana Del Club Terraza 2
c Investments NU N/A c
Managua
NU
Aqu1la Inc CO Walkers Spv
PO Box 908Gt Mary St Walker
Hou
Grand Cayman, Grand Cayman Investments CJ N/A c
CJ
98-0532782
Ara Inc CO Walkers Spv
Hou
CJ
98-0543813
Asphalt Holdings Inc
200 Clarendon Street 25Th
Floor Investments DE N/A c
Boston, MA02116
20-5171589
Atlantic Avenue Realty Ltd CO
Walkers Spv
PO Box 908Gt
Investments CJ N/A c
Grand Cayman
CJ
98-0533323
Atlantic Pac1f1c Realty Inc
1301 Shoreway Road Ste 250
Investments MD N/A c
Belmont, CA94002
13-4283871
Black K1te Ply Ltd CO Dla
Ph1ll1ps Fox
201 Elizabeth St Level 38 Investments AS N/A c
Sydney
AS
Black K1te Trust CO Dla Ph1ll1ps
Fox
201 Elizabeth St Level 38
Investments AS N/A c
Sydney
AS
98-6063158
Braz1l Timber Ltda CO P hem us
Corp
600 Atlantic Avenue 15Th Floor Investments BR N/A c
Boston, MA02210
98-0645399
Campo Grande SA
Av Los Conquistadores 1700
PISO 2 Investments CI N/A c
Sant1ago
CI
Caracol A gropecuana Ltd a
Rua Sete De Setembro7 3011 Th
Floor
Investments BR N/A c
Porto Alegre
BR
98-0642730
CCA Japan Investment BV
Zu1dple1n 126
Investments NL N/A c
Amsterdam
NL
Chenna1 2007
c/o HMC 600 Atlantic Avenue Investments MP N/A c
Boston, MA02210
Clag (Chile) Spa
PISO 2
Sant1ago
CI
98-0650099
Compos1t1on Cap1tal As1a Fund
cv
1077 Xv Amsterdam 15Th Floor Investments NL N/A c
NL
98-0469927
Compos1t1on Cap1tal As1a Fund
II CV
Investments NL N/A c
1077 Xv Amsterdam 15Th Floor
NL
Compos1t1on Cap1tal As1a II
Feeder CV
NL
98-0563995
Compos1t1on Cap1tal Europe
Fund CV
NL
98-0459793
Compos1t1on Cap1tal Europe II
Feeder CV
NL
98-0569903
Compos1t1on Feeder Gmbh
Borsenstrasse 2-4
Investments GM N/A c
Frankfort
GM
Comtel Assets Corp
433 E Las Calmas Blvd
Investments DE N/A c
Irv1ng, TX75039
20-3239161
Comtel Assets Inc
433 E Las Calmas Blvd
Investments TX N/A c
Irv1ng, TX75039
20-3239269
Cooperat1e CC As1a Korea
Feeder U A
Zu1dple1n 126 Investments NL N/A c
Amsterdam
NL
Da1ry Farms Partnership
113 Rutherford Road
Pukekohe Investments NZ N/A c
NZ
98-0594944
Eco Cebaco SA
8 7 Mary Street George Town
Investments PM N/A c
Grand Cayman
CJ
Econom1za Agropecuana Ltda
Av Pedroso De Moraes 1201 2
A nda Investments BR N/A c
Sao Paulo
BR
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
Name, address, and EIN of Pnmary Legal D 1rect
e nt 1ty
Share oftotal
Share of Percentage
(C corp, S
1ncome
(State or Ent1ty ($)
Fore1gn
corp, assets
Country)
or trust) ($)
Egret Investments Ltd
Ugland HouseS Church St
George
CJ
98-0650989
El Mana SA
Villa Fontana Del Club Terraza
2 c Investments NU N/A c
Managua
NU
Embarcadero Cap1tal Investors
Two Re1t
1301 Shoreway Road Ste 250 Investments MD N/A c
Belmont, CA94002
37-1508503
Emerald Catastrophe Fund Ltd
48 Par-La-V1IIe Road Su1te
193 Investments BD N/A c
Hamilton Hm 11
BD
Emerg1ng Countnes
0 pportun1ty Ltd Fund
68 Fort Street PO Box 705Gt Investments CJ N/A c
Grand Cayman
CJ
Empresas Verdes Argentina
SA
Carlos Pellegnn1 1138 PISO 1 Investments AR N/A c
Cornentes
AR
E nk1 H old1ngs Corp C 0
Walkers Spv
Hou
Grand Cayman, Grand Cayman
CJ
98-0540586
Equador Timber Lp CO Walker
House
87 Mary Street George Town
Grand Cayman
CJ
98-0492706
Estancia Cel1na SA co
PAGBAM
Su1pacha 1111-Piso 18 Investments AR N/A c
Buenos A1res
AR
Eton Park Emerg1ng Markets
0 verseas Fund LP
Windward I 2nd Floor Regatta
0 ffl
Grand Cayman
CJ
Fletcher Cap1tal Markets Inc
C/0 HMC 600 ATLANTIC
AVENUE Investments NY N/A c
BOSTON, MA02210
13-3616925
Fletcher Energy Development
Corporation
c/o hmc 600 Atlantic Ave Investments DE N/A c
Boston, MA02210
04-3524349
Florestas Do Sui Agroflorestal
Ltd a
Rodov1a Rs-472 Km22 R1ncao
De Sal Investments BR N/A c
R1o Grande
BR
98-0493906
Forestal Bosquepalm C1a Ltda
Aven1da Patna E4-41 y
Aven1da Amaz Investments EC N/A c
Q UltO
EC
Forestal Del R1o SA
Su1pacha 1111-PISO 18
Investments AR N/A c
Buenos A1res
AR
Forestal Foresvergal C1a Ltda
Aven1da Patna E4-41 y
Aven1da Amaz Investments EC N/A c
Q UltO
EC
Galile1a A gro1ndustnal Ltd a
Sao Paulo
BR
Gateway Real Estate Fund III -
TE Lp
PO Box 2681 Investments CJ N/A c
George Town
CJ
Gavea Investment Fund II B
LP
PO Box 986 Gardenia Court
Su1te Investments CJ N/A c
Grand Cayman
CJ
98-0537951
GBE Development I Ltd
PO Box 309Gt S Church St
Geor Investments CJ N/A c
Grand Cayman
CJ
GBE Development II Ltd
Grand Cayman
CJ
GBE Development III Ltd
Gear Investments CJ N/A c
Grand Cayman
CJ
GBE Development IV Ltd
Grand Cayman
CJ
GBE Development V Ltd
Grand Cayman
CJ
GBE Fazendas Ltda
Av Das Amencas 700 Bloc o 5
R1o De Jane1ro
BR
GBE Hold1ngs Ltd
Grand Cayman
CJ
GBE Investments L1m1ted
Grand Cayman
CJ
GBE Pro]etos Agncolas I Ltd a
Av Das Amencas 700 Bloc o 5
R1o De Jane1ro
BR
GBE Pro]etos Agncolas II Ltd a
Av Das Amer1cas 700 Bloco 5
R1o De Jane1ro
BR
GBE Pro]etos Agncolas III
Ltd a
Av Das Amencas 700 Bloc o 5 Investments BR N/A c
R1o De Jane1ro
BR
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
e nt1ty
Share oftotal
Share of Percentage
related organ1zat1on
act1v1ty Dom1c1le C ontroll1ng
(C corp, S
1ncome
end-of-year owners h1 p
(State or Ent1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
GBE ProJetos Agncolas IV Ltda
Fazen De Esplanada Rodov1a
Estadua I nv e s tme nts BR N/A c
Estado Do Tocant1ns
BR
GBE ProJetos Agncolas V Ltd a
I nv e s tme nts BR N/A c
R1o De Jane1ro
BR
GBE Properties I Ltd
PO Box 309Gt S Church St Geor
I nv e s tme nts CJ N/A c
Grand Cayman
CJ
GBE Properties II Ltd
Grand Cayman
CJ
GBE Properties III Ltd
Grand Cayman
CJ
GBE Properties IV Ltd
Grand Cayman
CJ
GBE Properties V Ltd
Grand Cayman
CJ
G BE P ropnedades E
E mpreend1mentos I mobi11anos I
Ltd a
R1o De Jane1ro
BR
G BE P ropnedades E
Empreend1mentos Imob1l1anos
III Ltda
R1o De Jane1ro
BR
G BE P ropnedades E
IV Ltda
R1o De Jane1ro
BR
G BE P ropnedades E
E mpreend1mentos I mobi11anos V
Ltd a
R1o De Jane1ro
BR
Global M ant1me Futures Fund
L1m1ted
Walker House 87 Mary Street I nv e s tme nts UK N/A c
George Town
CJ
Granary Investments
28 Cyberc1ty Cyberc1ty
E bene I nv e s tme nts MP N/A c
MP
98-0607880
Granary 0 range (Pty) Ltd
71 Steenbok Avenue
I nv e s tme nts SF N/A c
Monument Park
SF
Granary Waterberg (Pty) Ltd
71 Steenbok Avenue
I nv e s tme nts SF N/A c
Monument Park
SF
Guanare AARL
Juncal 1305 Floor 21 11000
M ontev1deo I nv e s tme nts UY N/A c
UY
98-0641951
Guanare SA
Juncal1305 Floor 21 11000
I nv e s tme nts UY N/A c
M ontev1deo
UY
GulfAtlant1c Operations Lie CO
Denham Cap1tal Management
200 Clarendon Street I nv e s tme nts MA N/A c
Boston, MA02116
20-2386722
H A C 0 C 0 R P 0 RA T I 0 N
C/0 HARVARD MGT CO 600
ATLANTIC AVE I nv e s tme nts DE N/A c
BOSTON, MA02210
52-1529624
Harvard Bus1ness School
Publ1sh1ng Ind1a Pnvate ltd
Publ1sh1ng
Un1t 423 Grand Hyatt Mumba1 IN N/A c
M umba1
Support
IN
Harvard Center Shanghai Co Ltd
5th Fl HSBC Bldg Inti F1n Ctr No
Research
8
Support
CH N/A c
Shanghai
CH
Harvard Master Trust
1033 Massachusetts Avenue
I nv e s tme nts DE N/A c
Cambndge, MA02138
04-2636388
HARVARD PRIVATE Cap1tal
Properties II
C/0 HARVARD MGT CO 600
I nv e s tme nts DE N/A c
ATLANTIC AVE
BOSTON, MA02210
04-3140558
Harvard Pnvate Cap1tal
Properties III
600 Atlantic Avenue 15Th Floor I nv e s tme nts DE N/A c
Boston, MA02210
76-0254935
Harvard U n1vers1ty Press LTD
Vernon House 23 S1c1l1an
Book
Avenue
D IStrlbUtlon
UK N/A c
London
UK
Harvard U n1vers1ty Press of New
York
C I 0 H u P res s 7 9 G a rd en 5 t Publ1sh1ng NY N/A c
CAMBRIDGE, MA02138
13-3784301
Hb Cayman L1m1ted
PO Box 309Gt
Grand Cayman
CJ
HMC Adage Manager Inc
600 Atlantic Avenue 15Th Floor
I nv e s tme nts DE N/A 5
Boston, MA02210
04-3567988
H PC Patron Scotland Lp
50 Loth1an Road
E d1 nburg h I nv e s tme nts UK N/A c
UK
98-0438748
Ind1a Capital 0 pportun1t1es I
Ifs Court 28 C ybe rc 1ty
I nv e s tme nts MP N/A c
Ebene, Ebene
MP
(a) (b) (c) (d)
(e)
(f)
Type of
Share oftotal
(g) (h)
e nt1ty Share of Percentage
(C corp, S
1ncome
(State or E nt1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
Insolo Agro1ndustnal SA
Sao Paulo
BR
Invers1ones Braz1l Sa
Managua
NU
Invers1ones Cat1val Sa
Managua
NU
Invers1ones Coral Sa
Managua
NU
Invers1ones Santa R1ta Sa
Managua
NU
Invers1ones Tres Cumbres Ltda
Los c onq u1s tad ores 1700
Sant1ago Investments CI N/A c
CI
98-0446986
Invers1ones Tunuyan Sa
Managua
NU
IPE Agro1ndustnal Ltda
Sao Paulo
BR
Ka1ngaroa Timberlands
c/o DLA Ph1ll1ps Fox PO Box
160 20
Investments NZ N/A c
Auckland
NZ
98-0412394
KTR L1m1ted (Fka V 1ne 1 Ltd) CO
Walker House
87 Mary Street George Town Investments CJ N/A c
Grand Cayman
CJ
La A renosa Sa
Managua
NU
La Jacaranda Sa
Managua
NU
La Mora Sa
Managua
NU
La Zarza Sa
Managua
NU
Las Acac1as Sa
V1lla Fontana Del Club Terraza 2
Managua
NU
Las M 1s1ones SA CO PAGBM
Su1pacha 1111-PISO 18
Investments AR N/A c
Buenos A1res
AR
Lasalle As1a 0 pportun1ty
CaymaniLtd
87MaryStreet
Grand Cayman
CJ
98-0447511
Long Term Forest Partners C1a
Ltd a
Aven1da Patna E4-41 Y Aven1da
Investments EC N/A c
Amaz
Q UltO
EC
LONGSTOCKING INVESTMENT
C 0 R P 0 RAT !0 N
Investments DE N/A s
AVENUE
BOSTON, MA02210
52-2116455
Los Almendros Sa
Managua
NU
Los A romos Sa
V ilia Fontana Del Club Terraza 2
Managua
NU
Los Arrayanes Sa
Managua
NU
Los Boldos SA
Av Santa Mana 6350 3 Rd Floor
Sant1ago
CI
Los Laureles SA
Sant1ago
CI
Los Laureles SA
Managua
NU
M 1dpac Resources I (Bv1) Ltd CO
Harneys Corporate Serv1ces Ltd
PO Box 71 Road Twon
Investments VI N/A c
Tortola
VI
98-0681728
M 1dpac Resources II (Bv1) Ltd
CO Harneys Corporate Serv1ces
PO Box 71 Road Twon
Investments VI N/A c
Tortola
VI
98-0681725
Nazare Agro1ndustnal Ltda
Sao Paulo
BR
NCH Agnbus1ness Investors
Corp
PO Box 309
George Town
CJ
98-0559097
Neanderthal Investments
28 Cyberc1ty Cyberc1ty
Ebene Investments MP N/A c
MP
98-0607884
(a)
(b)
(c) (d)
(e)
(f)
Type of (g) (h)
Name, address, and EIN of
Pnmary
Legal D 1rect
e nt1ty
Share oftotal
Share of Percentage
related organ1zat10n
act1v1ty
Dom1c1le Controlling
(C corp, S
1ncome
end-of-year owners h1p
(State or E nt1ty
corp,
($)
assets
Fore1gn
Country)
or trust) ($)
New Vernon Ind1a (Cayman)
Fund Lp CO Walkers Spv
Hou
CJ
20-1577934
Ngl Holdings Inc CO Denham
Cap1tal Mgmt
600 Trav1s Street Ste 2310 Investments DE N/A c
Houston, TX77002
33-1101243
Ngl Supply Inc
6210 S Yale Su1te 805
Investments OK N/A c
Tulsa, OK74136
73-1255805
N1carao I Ltd CO Maples &
Calder
Ugland HouseS Church Street
Geo Investments CJ N/A c
Grand Cayman
CJ
98-0643167
N1carao II Ltd CO Maples &
Calder
Grand Cayman
CJ
98-0643169
N1carao Ltd CO M a pies And
Calder
Grand Cayman
CJ
98-0643164
N1cateca Inc CO Walker House
87 Mary Street George Town
Grand Cayman Investments CJ N/A c
CJ
98-0520487
N 1cateca SA
Managua
NU
Old Lane HMAFF Lp CO M&C
Corporate Serv1ces
Ugland HouseS Church St
George
CJ
98-0487 312
0 pera SA
Managua
NU
Patnot Interest Holdings Inc CO
Denham Cap1tal Management
2 0 0 CIa rendon Street Investments MA N/A c
Boston, MA02116
01-0938844
Perm1an M 1dstream Corporation
CO Denham Cap1tal
Management
Investments MA N/A c
2 0 0 CIa rendon Street
Boston, MA02116
01-0938834
P1nares AARL
Juncal1327 Floor 22
M ontev1deo Investments UY N/A c
UY
98-0641950
Pradana Agroflorestal Ltda
Rua Lu1z Dodero 28 Sala 3 Cep
790
Campo Grande, Ms
BR
98-0642732
Quebrada Honda Sa
Av Santa Mana 6350 3Rd Floor
Sant1ago
CI
Quebrada ReloJera SA
PISO 4 OfiCina 4 EdlfiCIO Dr JJ Va
Cale1don1a
PM
QUEBRADA TANQUE SA
AVENUE
BOSTON, MA02210
Represa Properties Ltd
PO Box 309Gt S Church St Gear
Grand Cayman
CJ
Represa Propnedades E
Ltd a
Av Pred1ente Wilson 210 4Th An
R1o De Jane1ro
BR
Romply Merops SRL
133 Calea Serban Voda Central
Bus1
Investments RO N/A c
Bucharest
RO
98-0646095
Round Table Asset Recovery
Fund Ltd
Windward I 2Nd Floor West Bay
Roa
Grand Cayman
CJ
Round Table Global Macro Fund
Ltd
Windward I 2Nd Floor West Bay
Roa
Grand Cayman
CJ
Sante Fe Reforestation SA
PISO 4 of1c1na 4 Ed1f1c1o Dr JJ Va
Cale1don1a
PM
Scolopax SRL
Brasov 8 V1ctone1 St B1 42 BIS
Investments RO N/A c
Brasov County
RO
Serra Grande Agro1ndustnal Ltda
Av Pedroso De M oraes 1201 2
Sao Paulo
BR
S 1a E mpetrum
Indul1s Sermuksn1s KareiVJU 8
Tals1 Investments LG N/A c
LG
98-0648693
Sleuteldraa1 Landgoed (Edms)
Bpk
71 Steenbok Avenue Investments SF N/A c
Monument Park
SF
Soc1edad Explotadora Agncola
Spa
Sant1ago
CI
98-0632838
Sorot1vo Agropecuana Ltda
Fazenda IPE S/N Xona Rural-
Ba1xa Investments BR N/A c
p laUI
BR
Sustainable Forestry SA
P1so 4 of1c1na 4 Ed1f1c1o Dr JJ Va
Cale1don1a
PM
(a) (b) (c) (d)
(e)
(f)
Type of (g) (h)
e nt1ty
Share oftotal
Share of Percentage
(C corp, S
1ncome
(State or E nt1ty
corp,
($)
assets
Fore1gn
or trust) ($)
Country)
Sustainable Teak
Part1c1pacoes Ltda
Av Pedroso De Moraes 1202
Sao Paulo
BR
98-0639215
Sustainable Timbers SA
P1so 4 0 f1c1na 4 Ed1f1c1o Dr ]J
Va Investments PM N/A c
Republica De Panama
PM
Tdr Scotland Lp CO Tdr
Capital
1 Stanhope Gate W1K 1Af
Investments UK N/A c
London, London
UK
98-0471766
Terena SA
Juncal1327 PISO 22 11000
Investments UY N/A c
Montevideo
UY
Un1teca Agroflorestal SA
Aven1da Governador Ponce de
Arruda Investments BR N/A c
Mato Grosso
BR
Venwaste Lp CO Jordans
20-22 Bedford Row Weir 4Js
London, London Investments UK N/A c
UK
98-0656246
VINE2LTD
AVENUE
BOSTON, MA02210
V 1sta Verde A gro1ndustnal
Ltd a
A nda
Sao Paulo
BR
Wharton County Power
Partners GP Inc
20 0 Clarendon St 25th Fl Investments DE N/A c
Boston, MA02116
41-2086348
Additional Data
Software ID:
Software Version:
EIN: 23-7361259
Form 990, Part VII- Compensation of Officers, Directors,Trustees, Key Employees, Highest
Compensated Employees, and Independent Contractors
(A)
Name and T1tle
Jane L M endlllo
D1rector,CEO & Pres1dent
James F Rothenberg
Director & Cha1r
John Y Campbell
D 1rector
Drew G1lp1n Faust
D 1rector
Edward C Forst
D 1rector
Jacob G oldf1e ld
D 1rector
W1ll1am W Helman
D 1rector
Glenn H Hutch1ns
D 1rector
RobertS Kaplan
D 1rector
Kathenne N Lapp
D 1rector
Martin L Le1bow1tz
D 1rector
Jay 0 L1ght
D 1rector
Peter A Nadosy
D 1rector
H 1lda 0 c hoa- Bnlle mbourg
D 1rector
Dan1el Shore
D 1rector
Robert A Ettl
C 0 0 & T rea s u re r
Kathryn I Murtagh
ceo & Clerk
Stephen Blyth
Man D1r -Int Platform
AndrewG W1ltsh1re
Man D1r -Ext Platform
Steven A A I penn
Man D1r Emerg1ng Markets
Peter F Dolan
Man D1r Pnvate Equ1ty
Gra1g A Fantuzz1
SV P - FI Relat1ve Value
Apoorva K Kot1cha
Man D1r -Inti FI
M arc P S e 1 d n e r
Man D1r -Domestic FI
Dan1el V Kelly
Former Clerk
(B)
Average
hours
per
week
40 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
1 00
40 00
40 00
40 00
40 00
40 00
40 00
40 00
40 00
40 00
0 00
(C)
Pos1t1on (check all
that apply)
X X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
3,498,269
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1,685, 712
843,151
8,443,253
1,600,869
6,848,872
1,599,340
2, 725,215
4,467,157
2,904,927
747,849
(E)
Reportable
compensation
from related
organ1zat1ons
(W- 2/1099-
MISC)
0
0
328,000
714,197
509,095
0
0
0
232,529
183,045
0
494,451
0
0
278,577
0
0
0
0
0
0
0
0
0
0
(F)
Est1mated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
1,256,114
0
54,680
160,362
48,285
0
0
0
49,819
13,934
0
55,780
0
0
52,339
23,564
31,933
42,512
43,064
42,632
42,632
37,363
47,373
21,181
34,065

2009 Form 990 For Harvard Management Company

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2009 Form 990 For Harvard Management Company

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