April 24, 2013 Vol.

XXXV Issue 17 Book 2 of 2

DEPARTMENT OF STATE Division of Administrative Rules

REGISTER

NEW YORK STATE

QUARTERLY INDEX
JANUARY - MARCH 2013

ANDREW M. CUOMO GOVERNOR

CESAR A. PERALES SECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

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NEW YORK STATE

REGISTER
QUARTERLY INDEX January - March 2013 Aging, Office for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Cable Television, Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Correction, State Commission of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Hudson River Park Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Joint Commission on Public Ethics, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Justice Center for the Protection of People with Special Needs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Lottery, Division of the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 Parks, Recreation and Historic Preservation, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Racing and Wagering Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Thruway Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Triborough Bridge and Tunnel Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 Victim Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 Workers Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

ID Number

Issue Date

Action

QUARTERLY INDEX

AGING, OFFICE FOR THE

AGE-22-12-00011 Limits on Administrative Expenses and Executive Compensation To implement guidelines regarding placing limitations on Administrative Expenses and Executive Compensation 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-22-12-00013 Compliance with Executive Order No. 38 of 2012 To limit administrative costs and executive compensation to ensure that services to New Yorkers are available and wellfunded 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised AAM-37-12-00002 Incorporate by reference in 1 NYCRR of the 2011 edition of National Institute of Standards and Technology (NIST) Handbook 133 To incorporate by reference in 1 NYCRR the 2011 edition of NIST Handbook 133 09-12-12 Proposed 01-02-13 Finalized AAM-39-12-00005 Various trees and plants of the Prunus species To deregulate a regulated area in Wayne County since the plum pox virus has not been detected. To make technical changes 09-26-12 Proposed 01-02-13 Finalized Farm brewery and farm distillery exemption Provide farm breweries and farm distilleries with AML Article 20-C food processing license exemption 11-28-12 Proposed 02-13-13 Finalized Standards of identity for Grade A maple syrup and Processing Grade maple syrup To ensure that grades of maple syrup meet appropriate compositional requirements to promote public confidence and fair dealing 12-26-12 Proposed AAM-10-13-00001 Reporting and labeling requirements governing sale and analysis of commercial fertilizer To provide for annual tonnage reporting and increase uniformity for growers and fertilizer industry 03-06-13 Proposed Movement of elk and deer To incorporate by reference the federal herd certification program for the interstate movement of elk and deer 03-27-13 Proposed

AAM-48-12-00001

AAM-52-12-00008

AAM-13-13-00002

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-22-12-00014 Limits on Administrative Expenses and Executive Compensation Ensure state funds paid by this agency to providers are not used for excessive compensation or unnecessary administrative costs 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised Repeal of outdated forms and conforming amendments To eliminate antiquated and irrelevant forms 01-02-13 Proposed 03-20-13 Finalized

ASA-01-13-00004

ID Number

Issue Date

Action

QUARTERLY INDEX

AUDIT AND CONTROL, DEPARTMENT OF

AAC-47-12-00007 Relates to transfer, tier reinstatement & payment of contributions by certain members joining the retirement system after 1/1/10 Clarifies provisions of the RSSL relating to Uniformed Court Officers & Peace Officers in the Unified Court System 11-21-12 Proposed

CABLE TELEVISION, COMMISSION ON

CTV-23-94-00009 Rates for basic service and equipment of Adelphia Communications - Aurora system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed CTV-23-94-00010 Rates for basic service and equipment of Adelphia Communications - Chautauqua system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed CTV-23-94-00011 Rates for basic service and equipment of Adelphia Communications - Grand Island system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed CTV-23-94-00012 Rates for basic service and equipment of Adelphia Communications - Riverview system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed CTV-23-94-00030 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/V-Cable/Shelter Island system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed CTV-23-94-00035 Rates for basic service and equipment of C-TEC Corp. - C-TEC Cable system To determine whether the company's rates for basic service and equipment are justified 06-08-94 Proposed Rates for basic service and equipment of Cablevision Systems Corp. - Long Island - Riverhead system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Cablevision Systems Corp. - Long Island system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Cablevision System Corp. - Long Island/V-Cable system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Adelphia Communications - International system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Adelphia Communications/Resort system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Adelphia Communications - Hoosick system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/Great Neck system To determine whether the company's rates for basic service and equipment are justified 06-15-94 Proposed

CTV-24-94-00013

CTV-24-94-00026

CTV-24-94-00034

CTV-24-94-00037

CTV-24-94-00042

CTV-24-94-00043

CTV-24-94-00051

ID Number

Issue Date

Action

QUARTERLY INDEX

CABLE TELEVISION, COMMISSION ON

CTV-25-94-00015 Rates for basic service and equipment of Selectavision of Cazenovia - Cazenovia system To determine whether the company's rates for basic service and equipment are justified 06-22-94 Proposed CTV-25-94-00021 Rates for basic service and equipment of Cablevision Systems Corp. - A-R Cable Services-NY, Inc. Lynbrook system To determine whether the company's rates for basic and equipment are justified 06-22-94 Proposed CTV-25-94-00023 Rates for basic service and equipment of Cablevision Systems Corp. - Dutchess system To determine whether the company's rates for basic service and equipment are justified 06-22-94 Proposed CTV-25-94-00026 Rates for basic service and equipment of Adelphia Communications - Harbor Vue system To determine whether the company's rates for basic service and equipment are justified 06-22-94 Proposed CTV-25-94-00033 Rates for basic service and equipment of Cablevision Systems Corp. - East Hampton system To determine whether the company's rates for basic service and equipment are justified 06-22-94 Proposed Rates for basic service and equipment of Cablevision Systems Corp.-Huntington system To determine whether the company's rates for basic service and equipment are justified 07-06-94 Proposed CTV-27-94-00031 Rates for basic service and equipment of Adelphia Communications-Niagara system To determine whether the company's rates for basic service and equipment are justified 07-06-94 Proposed CTV-39-94-00017 Rates for basic service and equipment of Time Warner - ATC - ACC Dryden system To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of Adelphia Communications-Aurora, Chautauqua, Grand Island, Harbor Vue, Hoosick, International, Niagara, Resort and River Valley systems To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of C-Tec Cable Corp.-C-Tec Cable system To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of United Video Cablevision of New York-Community Cable system To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of Simmons Communications-Simmons Cable-Salamanca system To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of TKR Cable Company-Ramapo, Rockland and Warwick systems To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of U.S. Cable Corp.-Evangola, Westfield and Tri - County/Arcade systems To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed Rates for basic service and equipment of Time Warner-Warner Communications/Olean system To determine whether the company's rates for basic service and equipment are justified 09-28-94 Proposed

CTV-27-94-00029

CTV-39-94-00018

CTV-39-94-00019

CTV-39-94-00023

CTV-39-94-00033

CTV-39-94-00035

CTV-39-94-00037

CTV-39-94-00039

ID Number

Issue Date

Action

QUARTERLY INDEX

CABLE TELEVISION, COMMISSION ON

CTV-45-94-00010 Rates for basic service and equipment of Cablevision Industries, Inc.-Genesee/Tri-County/Medina system To determine whether the company's rates for basic service and equipment are justified 11-09-94 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-22-12-00010 Establishing limitations on administrative expenses and executive compensation of service providers supported by State funds To comply with Executive Order numbers 38 and 43 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised CFS-27-12-00008 Child Care Personnel Tuberculosis Testing To amend the regulations that reflect the current means by which child care personnel are tested for Tuberculosis 07-03-12 Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-15-12-00001 Jurisdictional Classification To classify positions in the non-competitive class 04-11-12 Proposed Jurisdictional Classification Delete and classify subheading in the exempt class; delete and classify positions in the exempt class 04-11-12 Proposed Jurisdictional Classification To classify a position in the exempt class and to delete a position from the non-competitive class 04-11-12 Proposed Jurisdictional Classification To classify a position in the exempt class 05-16-12 Proposed CVS-20-12-00011 Jurisdictional Classification To classify a position in the non-competitive class 05-16-12 Proposed Jurisdictional Classification To classify a position in the exempt class 05-16-12 Proposed Jurisdictional Classification To classify a position in the exempt class 06-27-12 Proposed Jurisdictional Classification To classify a position in the exempt class 06-27-12 Proposed Jurisdictional Classification To classify a position in the exempt class 06-27-12 Proposed Jurisdictional Classification To delete a position from and classify a position in the exempt class 06-27-12 Proposed

CVS-15-12-00002

CVS-15-12-00003

CVS-20-12-00010

CVS-20-12-00012

CVS-26-12-00002

CVS-26-12-00003

CVS-26-12-00004

CVS-26-12-00005

ID Number

Issue Date

Action

QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF

CVS-26-12-00006 Jurisdictional Classification To delete a position from and classify a position in the non-competitive class 06-27-12 Proposed CVS-26-12-00007 Jurisdictional Classification To classify positions in the exempt class 06-27-12 Proposed CVS-32-12-00002 Jurisdictional Classification To classify a position in the exempt class 08-08-12 Proposed CVS-32-12-00003 Jurisdictional Classification To classify a position in the exempt class 08-08-12 Proposed CVS-32-12-00004 Jurisdictional Classification To delete a position from and classify a position in the exempt class 08-08-12 Proposed CVS-32-12-00005 Jurisdictional Classification To classify a position in the exempt class 08-08-12 Proposed CVS-32-12-00006 Jurisdictional Classification To delete a position from and classify a position in the exempt class 08-08-12 Proposed CVS-32-12-00007 Jurisdictional Classification To classify positions in the exempt class 08-08-12 Proposed CVS-32-12-00008 Jurisdictional Classification To classify a position in the non-competitive class 08-08-12 Proposed CVS-32-12-00009 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 08-08-12 Proposed CVS-32-12-00010 Jurisdictional Classification To classify a position in the non-competitive class 08-08-12 Proposed Jurisdictional Classification To delete positions from the exempt class 08-29-12 Proposed Jurisdictional Classification To delete positions from the non-competitive class 08-29-12 Proposed Jurisdictional Classification To classify a position in the exempt class 08-29-12 Proposed Jurisdictional Classification To delete positions from the non-competitive class 08-29-12 Proposed

CVS-35-12-00008

CVS-35-12-00009

CVS-35-12-00010

CVS-35-12-00011

ID Number

Issue Date

Action

QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF

CVS-35-12-00012 Jurisdictional Classification To classify positions in the exempt class 08-29-12 Proposed CVS-41-12-00004 Jurisdictional Classification To classify a position in the non-competitive class 10-10-12 Proposed CVS-41-12-00005 Jurisdictional Classification To delete a position from and classify positions in the exempt class 10-10-12 Proposed CVS-41-12-00006 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 10-10-12 Proposed CVS-49-12-00002 Jurisdictional Classification To classify a position in the non-competitive class 12-05-12 Proposed CVS-49-12-00003 Jurisdictional Classification To classify a position in the non-competitive class 12-05-12 Proposed CVS-49-12-00004 Jurisdictional Classification To classify positions in the exempt class 12-05-12 Proposed CVS-49-12-00005 Jurisdictional Classification To classify a position in the non-competitive class 12-05-12 Proposed CVS-49-12-00006 Jurisdictional Classification To delete a position from and classify a position in the exempt class 12-05-12 Proposed CVS-49-12-00007 Jurisdictional Classification To classify positions in the non-competitive class 12-05-12 Proposed CVS-02-13-00001 Jurisdictional Classification To classify a position in the exempt class 01-09-13 Proposed Jurisdictional Classification To delete positions from and classify positions in the exempt class 01-09-13 Proposed Jurisdictional Classification To classify a position in the exempt class 01-09-13 Proposed Jurisdictional Classification To classify positions in the exempt class 01-09-13 Proposed Jurisdictional Classification To delete a position from the exempt class and to classify a position in the non-competitive class 01-09-13 Proposed

CVS-02-13-00002

CVS-02-13-00003

CVS-02-13-00004

CVS-02-13-00005

ID Number

Issue Date

Action

QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF

CVS-02-13-00006 Jurisdictional Classification To classify positions in the exempt class 01-09-13 Proposed CVS-02-13-00007 Jurisdictional Classification To classify positions in the exempt class 01-09-13 Proposed CVS-02-13-00008 Jurisdictional Classification To classify positions in the non-competitive class 01-09-13 Proposed CVS-06-13-00003 Jurisdictional Classification To delete a position from and classify a position in the exempt class 02-06-13 Proposed CVS-06-13-00004 Jurisdictional Classification To classify positions in the non-competitive class 02-06-13 Proposed CVS-11-13-00002 Jurisdictional Classification To classify a position in the non-competitive class 03-13-13 Proposed CVS-11-13-00003 Jurisdictional Classification To add a subheading and classify positions in the exempt and non-competitive classes 03-13-13 Proposed

CORRECTION, STATE COMMISSION OF

CMC-01-13-00013 Inmate packages To allow local correctional facilities to regulate the source of incoming inmate packages 01-02-13 Proposed 03-13-13 Finalized Agency address To amend the Commission of Correction's listed address 03-13-13 Proposed Department of Corrections and Community Supervision To amend references of the Department of Correctional Services to the Department of Corrections and Community Supervision 03-13-13 Proposed

CMC-11-13-00004

CMC-11-13-00005

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-22-12-00015 Limits on Administrative Expenses and Executive Compensation To ensure the proper use of taxpayer dollars and the most effective provision of such services to the public 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised Livingston Correctional Facility To reflect the smaller capacity of the alcohol and substance abuse treatment program 10-10-12 Proposed 01-02-13 Finalized

CCS-41-12-00001

ID Number

Issue Date

Action

QUARTERLY INDEX

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-52-12-00002 Albion Correctional Facility To include alcohol and substance treatment correctional annex to functions of the facility 12-26-12 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-22-12-00016 Limits on Administrative Expenses and Executive Compensation To implement Executive Order No. 38 issued by Governor Andrew Cuomo on January 18, 2012 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised CJS-25-12-00006 Probation Supervision To reflect newly emerging offender supervision principles/practices and provide mandate relief to probation departments 06-20-12 Proposed 10-31-12 Finalized CJS-49-12-00013 Equipment Maintenance Fee Allow the Division to respond to the financial and service and repair needs of law enforcement 12-05-12 Proposed 02-27-13 Finalized

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-44-12-00004 Empire State Jobs Retention Program tax credit Allow Dept to implement the Empire State Jobs Retention Program tax credit 10-31-12 Emergency EDV-45-12-00001 Excelsior Jobs program Administer the Excelsior Jobs Program 11-07-12 Emergency EDV-45-12-00004 Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 11-07-12 Emergency EDV-50-12-00001 Economic Transformation and Facility Redevelopment Program Allow Dept to implement the Economic Transformation and Facility Redevelopment Program 12-12-12 Emergency EDV-05-13-00001 Empire State Jobs Retention Program tax credit Allow Dept to implement the Empire State Jobs Retention Program tax credit 01-30-13 Emergency EDV-05-13-00002 Excelsior Jobs program Administer the Excelsior Jobs Program 01-30-13 Emergency Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 02-06-13 Emergency Economic Transformation and Facility Redevelopment Program Allow Dept to implement the Economic Transformation and Facility Redevelopment Program 03-13-13 Emergency

EDV-06-13-00002

EDV-11-13-00001

ID Number

Issue Date

Action

QUARTERLY INDEX

EDUCATION DEPARTMENT
EDU-05-12-00007 Special Education Impartial Hearings To align State's timeline requirements for issuing impartial hearing decisions to Federal requirements; address factors leading to delays in the completion of impartial hearings; and address issues relating to the manner in which hearings are conducted 02-01-12 Proposed 07-11-12 Revised 09-19-12 Revised 03-13-13 Expired Diploma Requirements for Students with Disabilities Provide new safety net option for students with disabilities to earn a local diploma through the use of compensatory scoring 07-03-12 Proposed 10-31-12 Emergency/Revised 01-30-13 Finalized EDU-39-12-00007 Special education services for students with disabilities To conform to Chapters 276 and 279 of the Laws of 2012 regarding additional parent member of CSE and electronic access to IEPs 09-26-12 Proposed 12-26-12 Finalized EDU-40-12-00007 Teacher and school building leader certification examinations To establish the timeframes and what new certification examinations will be required for each certificate title 10-03-12 Proposed 12-26-12 Finalized EDU-45-12-00011 Renewals of a provisional SAS certificate and reissuances of initial certificates Change requirements for renewal of a SAS certificate & requirements for a reissuance of an initial certificate 11-07-12 Proposed 01-30-13 Finalized EDU-45-12-00012 Individual evaluation and experience requirements for level III teaching assistant certificates To extend the sunset date for individual evaluation & amend experience requirements for level III teaching assistant certificate 11-07-12 Proposed 01-30-13 Finalized EDU-45-12-00013 Licensure of non-degree granting private proprietary schools To implement the provisions of Chapter 381 of the Laws of 2012 11-07-12 Proposed 12-26-12 Emergency 01-23-13 Revised 03-27-13 Finalized Occupational therapy Establish standards relating to continuing competency, limited permits and supervision of OT assistant students 11-14-12 Proposed 01-30-13 Finalized Regents certificate of work readiness Establish criteria for award of Regents certificate of work readiness to students with disabilities 12-26-12 Proposed Reciprocity requirements for classroom teachers To establish a standardized reciprocity process for the review of teaching candidates from other jurisdictions 01-02-13 Proposed Institutional accreditation for Title IV purposes To conform Regents Rules to federal regulations relating to voluntary institutional accreditation for Title IV purposes 02-13-13 Proposed

EDU-27-12-00010

EDU-46-12-00015

EDU-52-12-00012

EDU-01-13-00012

EDU-07-13-00011

ID Number

Issue Date

Action

QUARTERLY INDEX

EDUCATION DEPARTMENT
EDU-07-13-00012 The Dignity for All Students Act (L. 2010, Ch. 482; L.2012, Ch.102) To prescribe instructional requirements to implement the Dignity Act, as amended by Ch. 102 of the Laws of 2012 02-13-13 Proposed EDU-07-13-00013 Code of conduct Conform regulations to code of conduct provisions in the Dignity for All Students Act, as amended by Ch.102, L.2012 02-13-13 Proposed Reporting requirements under the Dignity for All Students Act To implement Ch. 102, L. 2012 changes to the Dignity Act, for reporting incidents of harassment, bullying and discrimination 02-13-13 Proposed Local high school equivalency diplomas based upon experimental programs To extend until 6/30/15 the provision for awarding local high school equivalency diplomas based upon experimental programs 02-13-13 Proposed Coursework or training in harassment, bullying and discrimination prevention and intervention To require that applicants have completed at least six hours of coursework or training in harassment, bullying and discrimination prevention and intervention 03-13-13 Proposed EDU-11-13-00017 Policy, procedures and guidelines prohibiting harassment, bullying (including cyberbullying) and discrimination against students To implement the Ch.102, L.2012 amendments to the Dignity for All Students Act 03-13-13 Proposed Doctor of Acupuncture and Oriental Medicine (D.A.O.M.) Degree To authorize the conferral in New York State of the degree of Doctor of Acupuncture and Oriental Medicine (D.A.O.M.) 03-20-13 Proposed Interpretation and translation for prescription drugs, standardized labeling and patient-centered data elements for medications To implement sections 6829 and 6830 of the Education Law, as added by Part V of Chapter 57 of the Laws of 2012 03-20-13 Proposed Charter school charter renewals To clarify standards for charter renewals of charter schools for which the Board of Regents is the authorizing entity 03-27-13 Emergency/Proposed

EDU-07-13-00014

EDU-07-13-00015

EDU-11-13-00016

EDU-12-13-00005

EDU-12-13-00014

EDU-13-13-00005

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-39-11-00020 High Volume Hydraulic Fracturing Administrative changes to existing regulations and regulation of activities associated with high volume hydraulic fracturing 09-28-11 Proposed 12-12-12 Revised 03-20-13 Expired Water withdrawal permit, reporting and registration program Implement amendments to Environmental Conservation Law (ECL) article 15 title 15, key provisions of ECL article 15 title 16, 6 NYCRR 675 and ECL article 15 title 33 11-23-11 Proposed 11-28-12 Finalized Conforming the requirement for best available retrofit technology to recent statutory changes and court decisions To make Part 248 consistent with the amendments to New York Environmental Conservation Law section 19-0323 and recent Court decisions 12-14-11 Proposed 09-05-12 Revised 01-30-13 Finalized

ENV-47-11-00012

ENV-50-11-00003

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-18-12-00002 Sale of Black Bass Expanding the sale of black bass for human consumption purposes 05-02-12 Proposed 09-05-12 Revised 01-02-13 Finalized Permitting and registration requirements for stationary emission sources To comply with the 1990 Clean Air Act Amendments by establishing a comprehensive statewide air permit program 08-01-12 Proposed 02-13-13 Finalized 326.2(b)(4)(ii) is amended to allow the use of fluridone pellets in waters less than two feet deep Allow the use of fluridone pellets in waters less than two feet deep to control hydrilla, an invasive plant 09-26-12 Proposed 01-30-13 Finalized To amend part 189 related to the discovery of chronic wasting disease in deer in Pennsylvania To prevent importation of chronic wasting disease infectious material from the State of Pennsylvania into New York 10-31-12 Emergency/Proposed 01-30-13 Finalized Sulfur-in-fuel standards Lower sulfur-in-fuel limits for distillate and residual oils, remove expired provisions and correct typographical errors 10-31-12 Proposed 03-27-13 Finalized Air emissions from surface coating facilities To reduce volatile organic air emissions from surface coating facilities 10-31-12 Proposed Uniform procedures for processing permit applications submitted to the Department To ensure permit applications are handled uniformly 10-31-12 Proposed 01-30-13 Finalized ENV-46-12-00002 Henderson Shores Unique Area To protect public safety and natural resources on the Henderson Shores Unique Area 11-14-12 Proposed 02-20-13 Finalized ENV-49-12-00012 Amend provisions of 6 NYCRR Subpart 750-1, 6 NYCRR Subpart 360-4 and 6 NYCRR Subpart 360-5 Remove requirement that certain CAFOs maintain ECL SPDES Permit coverage; revise land application, storage and composting rules 12-05-12 Proposed Recreational fishing season for black sea bass To delay the closing of the recreational black sea bass season, extending the season 59 days and reduce the minimum size 01-09-13 Emergency Indirect Sources of Air Contamination Part 203 is a regulation that applies to any new or modified indirect source of air contamination south of 60th Street Manhattan 02-06-13 Proposed Special Snow Goose Harvest Program Revise regulations governing hunting of Snow Geese in New York 02-13-13 Emergency/Proposed Closed season for the harvest and landing of lobster from Lobster Conservation Management Area (LMA) 4 To implement ASMFC American Lobster Fishery Management Plan Addendum XVII and remain in compliance with ASMFC 02-20-13 Emergency/Proposed

ENV-31-12-00010

ENV-39-12-00011

ENV-44-12-00014

ENV-44-12-00015

ENV-44-12-00016

ENV-44-12-00017

ENV-02-13-00017

ENV-06-13-00005

ENV-07-13-00003

ENV-08-13-00002

11

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-08-13-00007 Bobcat Hunting and Trapping Make existing bobcat hunting and trapping seasons uniform; establish new bobcat hunting and trapping season in the southern tier 02-20-13 Proposed Exemption for the Possession and Sale of Bighead Carp Repeal the current exemption for the sale of bighead carp 03-06-13 Proposed New York State Falconry Regulations To implement changes to New York State's falconry regulations 03-20-13 Proposed

ENV-10-13-00007

ENV-12-13-00006

FINANCIAL SERVICES, DEPARTMENT OF

DFS-20-12-00009 Claims for Personal Injury Protection Benefits To combat no-fault fraud while also accelerating the resolution of no-fault claims 05-16-12 Proposed 02-20-13 Finalized DFS-29-12-00004 Consolidation of the New York State Insurance and Banking Departments into a new Department of Financial Services To correct out-of-date hyperlinks and references 07-18-12 Proposed 02-27-13 Finalized 03-20-13 Amended Adoption DFS-34-12-00005 Use of Senior-Specific Certifications and Professional Designations in the Sale of Life Insurance and Annuities To protect consumers from misleading use of senior-specific certifications and designations in the sale of life insurance 08-22-12 Proposed 09-26-12 Emergency 12-26-12 Emergency 02-20-13 Finalized 02-20-13 Emergency DFS-35-12-00002 Smoker/nonsmoker mortality tables and underwriting classifications To provide that juveniles will be treated as non-smokers unless an insurer has evidence to the contrary 08-29-12 Proposed DFS-35-12-00003 Unfair claims settlement practices and claim cost control measures To require at a minimum the inclusion, and prohibition, of certain provisions contained in a claims release 08-29-12 Proposed The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers 10-24-12 Emergency Excess Line Placements Governing Standards To implement chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 2010 10-31-12 Emergency Excess Line Placements Governing Standards To update the Export List of coverages pursuant to Insurance Law section 2118(b)(4) 11-07-12 Proposed Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services 11-21-12 Emergency

DFS-43-12-00003

DFS-44-12-00001

DFS-45-12-00002

DFS-47-12-00001

12

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Action

QUARTERLY INDEX

FINANCIAL SERVICES, DEPARTMENT OF

DFS-47-12-00002 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees retirement system. 11-21-12 Emergency DFS-47-12-00003 Provider Requirements for Insurance Reimbursement of Applied Behavior Analysis Establish standards of professionalism, supervision and relevant experience for providers of Applied Behavior Analysis 11-21-12 Emergency DFS-48-12-00003 Unclaimed Life Insurance Benefits and Policy Identification To ensure payment of unclaimed benefits to policyowners and policy beneficiaries 11-28-12 Emergency DFS-48-12-00004 Credit for Reinsurance Establish rules governing when an authorized ceding insurer may take credit on its balance sheet for a reinsurance recoverable 11-28-12 Proposed 03-20-13 Finalized DFS-50-12-00002 License, financial responsibility, education and test requirements for mortgage loan originators To require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendant of Financial Services 12-12-12 Emergency DFS-51-12-00001 Unauthorized Providers of Health Services Establish standards and procedures for the investigation and suspension or removal of a health service provider's authorization. 12-19-12 Emergency DFS-51-12-00002 Unfair Claims Settlement Practices and Claim Cost Control Measures To ensure timely claims investigation and permit certain immediate repairs when necessary to protect health or safety 12-19-12 Emergency DFS-52-12-00001 Suitability in Annuity Transactions Set forth standards and procedures for recommendations to consumers with respect to annuity contracts 12-26-12 Emergency DFS-52-12-00005 Holding Companies To conform with the National Association of Insurance Commissioners' amended Model Act, and for modernization measures 12-26-12 Proposed DFS-01-13-00003 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers To require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 be registered with the Superintendent of FInancial Services (formerly the Superintendent of Banks) 01-02-13 Emergency DFS-03-13-00004 Confidentiality Protocols for Victims of Domestic Violence and Endangered Individuals Establish requirements whereby insurers may effectively respond to legitimate requests for confidential records and information 01-16-13 Emergency DFS-04-13-00002 The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers. 01-23-13 Emergency DFS-04-13-00003 Excess Line Placements Governing Standards To implement Chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 2010. 01-23-13 Emergency

13

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Action

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-06-13-00001 Credit exposure arising from derivative transactions To provide for the consideration of credit exposure relating to derivative transactions in calculating bank loan limits 02-06-13 Emergency DFS-07-13-00008 Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services 02-13-13 Emergency DFS-07-13-00009 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees retirement system. 02-13-13 Emergency DFS-07-13-00010 Provider Requirements for Insurance Reimbursement of Applied Behavior Analysis Establish standards of professionalism, supervision, and relevant experience for providers of Applied Behavior Analysis 02-13-13 Emergency Multiple Parts of Titles 3 and 11 of NYCRR To revise references, now outdated, as a result the consolidation of the New York State Insurance and Banking Departments 02-20-13 Proposed DFS-09-13-00001 Unclaimed Life Insurance Benefits and Policy Identification To ensure payment of unclaimed benefits to policyowners and policy beneficiaries. 02-27-13 Emergency DFS-09-13-00003 Financial statement filings and accounting practices and procedures To update citations in Part 83 to the Accounting practices and Procedures Manual as of March 2012 (instead of 2011) 02-27-13 Proposed DFS-10-13-00008 Rules governing valuation of life insurance reserves Prescribe rules and guidelines for valuing individual life insurance policies and certain group life insurance certificates 03-06-13 Emergency/Proposed License, financial responsibility, education and test requirements for mortgage loan originators To require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent of Financial Services 03-13-13 Emergency Unauthorized Providers of Health Services Establish standards and procedures for the investigation and suspension or removal of a health service provider's authorization 03-13-13 Emergency/Proposed Unfair Claims Settlement Practices and Claim Cost Control Measures To create a mediation program to facilitate the negotiation of certain insurance claims arising between 10/26/12 - 11/15/ 12. 03-13-13 Emergency Unfair Claims Settlement Practices and Claim Cost Control Measures To ensure timely claims investigation and resolution, permit certain immediate repairs when needed to protect health or safety. 03-13-13 Emergency Suitability in Annuity Transactions To set forth standards and procedures for recommendations to consumers with respect to annuity contracts 03-20-13 Emergency/Proposed Audited Financial Statements To comport with the NAIC model rule, upon which section 89.4(c)(2) is based 03-27-13 Proposed

DFS-08-13-00001

DFS-11-13-00007

DFS-11-13-00008

DFS-11-13-00009

DFS-11-13-00018

DFS-12-13-00003

DFS-13-13-00001

14

ID Number

Issue Date

Action

QUARTERLY INDEX

FINANCIAL SERVICES, DEPARTMENT OF

DFS-13-13-00004 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers To require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 be registered with the Superintendent of FInancial Services (formerly the Superintendent of Banks) 03-27-13 Emergency

HEALTH, DEPARTMENT OF
HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient services To expand the current payment to incorporate pricing for services 04-06-94 Proposed 09-14-94 Continued HLT-09-12-00001 Adverse Event Reporting Via NYPORTS System To update current provisions to conform with current practice 02-29-12 Proposed 03-20-13 Revised HLT-22-12-00012 Limits on Executive Compensation and Administrative Expenses in Agency Procurements Ensure state funds and state authorized payments are expended in the most efficient manner and appropriate use of funds 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised HLT-32-12-00020 Adult Homes To limit the number of residents with serious mental illness in large adult homes 08-08-12 Proposed 01-16-13 Finalized HLT-36-12-00005 Nursing Home Sprinklers To assist eligible nursing homes with accessing credit markets to finance the costs of installing automatic sprinkler systems 09-05-12 Proposed 10-03-12 Emergency 11-28-12 Emergency 01-02-13 Finalized HLT-36-12-00010 Early Intervention Program Eliminate conflicts of interest by evaluators, service coordinators, and service providers in the Early Intervention Program 09-05-12 Proposed 11-28-12 Finalized Synthetic Phenethylamines and Synthetic Cannabinoids (SP & SC) Prohibited To prohibit possession, manufacture, distribution, sale or offer of sale of some substances and products containing SP & SC 09-26-12 Proposed 11-21-12 Emergency 01-02-13 Finalized Quality Assurance Requirements for Medical Use of Radioactive Materials and Radiation Therapy To update quality assurance requirements for medical use of radioactive materials and radiation therapy equipment 10-03-12 Proposed Authority to Collect Pharmacy Acquisition Cost Establishes a requirement that each enrolled pharmacy report actual acquisition cost of a prescription drug to the Department 10-03-12 Proposed 11-07-12 Emergency 01-02-13 Emergency 02-13-13 Finalized

HLT-39-12-00009

HLT-40-12-00001

HLT-40-12-00003

15

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Action

QUARTERLY INDEX

HEALTH, DEPARTMENT OF
HLT-40-12-00005 Orthodontic Screening Orthodontic Screening Provider Qualifications and Recipient Eligibility Criteria 10-03-12 Proposed 11-07-12 Emergency 01-09-13 Emergency 02-13-13 Finalized HLT-41-12-00017 Audits of Institutional Cost Reports (ICR) To impose a fee schedule on general hospitals related to the filing of ICRs sufficient to cover the costs of auditing the ICRs 10-10-12 Proposed 01-09-13 Emergency 02-13-13 Finalized HLT-43-12-00008 Medicaid Eligibility Time frames for issuance of Medicaid Eligibility determinations 10-24-12 Proposed HLT-43-12-00009 Certified Home Health Agency (CHHA) and Licensed Home Care Services Agency (LHCSA) Requirements To expand access to palliative care and eliminate physician from the LHCSA quality improvement committee 10-24-12 Proposed HLT-46-12-00003 Statewide Pricing Methodology for Nursing Homes. To establish a new Medicaid reimbursement methodology for Nursing Homes. 11-14-12 Emergency HLT-46-12-00004 Reduction to Statewide Base Price Continues a reduction to the statewide base price for inpatient services. 11-14-12 Emergency HLT-46-12-00005 Episodic Pricing for Certified Home Health Agencies (CHHAs) To exempt services to a special needs population from the episodic payment system for CHHAs 11-14-12 Emergency HLT-52-12-00003 NYS Medical Indemnity Fund To provide the structure within which the NYS Medical Indemnity Fund will operate 12-26-12 Emergency Presumptive Eligibility for Family Planning Benefit Program To set criteria for the Presumptive Eligibility for Family Planning Benefit Program. 12-26-12 Emergency Pre-Payment Audits of Nursing Home Case Mix Data To promote the accuracy and integrity of case mix data used for rate setting purposes 01-02-13 Emergency Medicaid Managed Care Programs To repeal old and outdated regulations and to consolidate all managed care regulations to make them consistent with statute 01-02-13 Emergency Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP) To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPA services. 01-09-13 Emergency Language Assistance and Official New York State Prescription Form Requirements To change the Official New York State Prescription Form to indicate whether an individual is limited in English proficiency 01-16-13 Proposed 03-27-13 Finalized

HLT-52-12-00006

HLT-01-13-00011

HLT-01-13-00014

HLT-02-13-00016

HLT-03-13-00005

16

ID Number

Issue Date

Action

QUARTERLY INDEX

HEALTH, DEPARTMENT OF
HLT-03-13-00006 Electronic prescribing, dispensing and recordkeeping of controlled substances To allow practitioners to issue prescriptions electronically for controlled substances. 01-16-13 Proposed 03-27-13 Finalized HLT-04-13-00001 Nursing Home Reserved Bedhold To revise the rate of payment for reserved bed days billed for temporary hospitalizations 01-23-13 Emergency HLT-07-13-00004 Reduction to Statewide Base Price Continues a reduction to the statewide base price for inpatient services. 02-13-13 Emergency HLT-07-13-00005 Statewide Pricing Methodology for Nursing Homes. To establish a new Medicaid reimbursement methodology for Nursing Homes. 02-13-13 Emergency HLT-07-13-00007 Episodic Pricing for Certified Home Health Agencies (CHHAs). To exempt services to a special needs population from the episodic payment system for CHHAs. 02-13-13 Emergency HLT-07-13-00020 Prevention of Influenza Transmission by Healthcare and Residential Facility and Agency Personnel Require hosp,DT and Cs,nursing home,home care and hospice personnel to wear a surgical or procedure mask if not vaccinated for Influenza 02-13-13 Proposed HLT-07-13-00021 Hospital Pediatric Care To amend pediatric provisions and update various provisions to reflect current practice 02-13-13 Proposed Hospital Sepsis Protocols Hosps. to adopt, implement and periodically update protocols for the early recognition and treatment of patients w/ severe septic shock 02-13-13 Proposed HLT-12-13-00016 NYS Medical Indemnity Fund To provide the structure within which the NYS Medical Indemnity Fund will operate. 03-20-13 Emergency Presumptive Eligibility for Family Planning Benefit Program To set criteria for the Presumptive Eligibility for Family Planning Benefit Program. 03-27-13 Emergency

HLT-07-13-00022

HLT-13-13-00003

HIGHER EDUCATION SERVICES CORPORATION

ESC-52-12-00004 The New York Higher Education Loan Program (NYHELPs) Amend several provisions of the regulation 12-26-12 Proposed 02-27-13 Finalized New York Higher Education Loan Program (NYHELPs) Amend several provisions of the regulation 01-02-13 Proposed 03-06-13 Finalized Tuition Assistance Program award determinations To repeal section 2202.7 of Title 8 NYCRR 02-13-13 Proposed

ESC-01-13-00005

ESC-07-13-00006

17

ID Number

Issue Date

Action

QUARTERLY INDEX

HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-22-12-00018 Limits on state-funded administrative costs and executive compensation To ensure that State funds are not used to support excessive compensation or unnecessary administrative costs 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised

HUDSON RIVER PARK TRUST

HPT-36-12-00004 The proposed action is the amendment of rules and regulations for Hudson River Park, including a ban on smoking To remain consistent with other parks in the area and to incorporate activities previously not addressed 09-05-12 Proposed

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-37-12-00006 Public access to agency records To provide a uniform procedure for accessing the Commission's publicly available records 09-12-12 Emergency/Proposed 01-09-13 Emergency/Revised Source of funding reporting To implement reporting that will inform the public of efforts to influence government decision making by lobbying entities 09-12-12 Proposed

JPE-37-12-00010

JUSTICE CENTER FOR THE PROTECTION OF PEOPLE WITH SPECIAL NEEDS

JCP-12-13-00011 Use of Social Security Numbers To assist in verifying the identity of persons vis a vis their presence on the Staff Exclusion List 03-20-13 Proposed Procedure for disclosure of facility or provider records relating to abuse or neglect To permit public access to records relating to abuse or neglect from facilities or providers licensed or certified by the state 03-20-13 Proposed JCP-12-13-00015 Procedures for Criminal History Information Checks To establish consistent rules for conducting Criminal History Information Checks 03-20-13 Proposed The administrative adjudication process for substantiated cases of abuse and neglect To establish administrative adjudication procedures for substantiated cases of abuse and neglect 03-20-13 Proposed

JCP-12-13-00012

JCP-12-13-00017

LABOR, DEPARTMENT OF
LAB-36-12-00007 Child Performers To establish rules regarding the employment of child performers 09-05-12 Proposed 03-06-13 Finalized

LAW, DEPARTMENT OF
LAW-52-12-00013 The contents of annual financial reports filed with the Attorney General by certain nonprofits To require certain nonprofits to disclose information regarding election advocacy to the Attorney General and the public 12-26-12 Proposed

18

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LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related matters To approve revisions to the authority's tariff 02-21-01 Proposed LPA-41-02-00005 Tariff for electric service To revise the tariff for electric service 10-09-02 Proposed Tariff for electric service To adopt provisions of a ratepayer protection plan 01-25-06 Proposed LPA-03-10-00004 Residential late payment charges To extend the application of late payment charges to residential customers 01-20-10 Proposed LPA-46-12-00006 Recharge New York Power Program provisions of the Authority's Tariff. To amend the Tariff with regard to the Recharge New York Power Program 11-14-12 Emergency/Proposed 02-13-13 Finalized LPA-46-12-00007 The Authority's Tariff for Electric Service To make miscellaneous Tariff changes 11-14-12 Proposed 02-13-13 Finalized LPA-11-13-00019 LIPAs Tariff for Electric Service, including Service Classification No. 16 To change the on-peak energy delivery charge and make other miscellaneous revisions 03-13-13 Proposed

LPA-04-06-00007

LOTTERY, DIVISION OF THE

LTR-49-12-00009 To make a technical correction to remove an incorrect provision related to licensing agents To conform with NYS Lottery for Education Law Section 1617-a 12-05-12 Proposed 02-13-13 Finalized

MENTAL HEALTH, OFFICE OF

OMH-22-12-00019 Limits on Administrative Expenses and Executive Compensation To implement Executive Order No. 38 to limit administrative expenses and executive compensation of providers of services 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised Operation of Psychiatric Inpatient Units of General Hospitals and Operation of Hospitals for Persons with Mental Illness To establish provisions prohibiting the discharging of patients to transitional adult homes 08-08-12 Proposed 01-16-13 Finalized Clinic Treatment Programs Make a minor technical change and correct small inaccuracies in existing regulation 10-17-12 Proposed 01-09-13 Finalized Repeal of outdated forms and conforming amendments To eliminate antiquated forms 01-02-13 Proposed 03-20-13 Finalized

OMH-32-12-00019

OMH-42-12-00002

OMH-01-13-00001

19

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Action

QUARTERLY INDEX

MENTAL HEALTH, OFFICE OF

OMH-12-13-00018 Transfer of Involuntary Patients to Authorized Secure Facilities To allow for the transfer of an involuntary patient from an OMH hospital to one of its regional forensic units 03-20-13 Emergency/Proposed

MOTOR VEHICLES, DEPARTMENT OF

MTV-41-12-00012 Drinking Driver Program Restrict conditional license eligibility and require persons who complete DDP to serve the full period of suspension or revocation 10-10-12 Emergency/Proposed 01-09-13 Emergency 03-13-13 Emergency/Revised MTV-41-12-00013 Problem Driver Restriction and Relicensing after Permanent Revocation To establish strict criteria for relicensing after permanent revocation. 10-10-12 Emergency/Proposed 01-09-13 Emergency 03-13-13 Emergency/Revised MTV-41-12-00016 A2 Restriction Imposes an A2 restriction on problem drivers 10-10-12 Emergency/Proposed 01-09-13 Emergency 02-13-13 Finalized MTV-44-12-00002 Dangerous Repeat DWI Offenders Establish hearings for persons with repeat alcohol related offenses and other serious traffic offenses 10-31-12 Proposed 02-13-13 Finalized MTV-45-12-00005 International Registration Plan makes some minor technical changes and incorporates procedural changes 11-07-12 Proposed 01-16-13 Finalized MTV-52-12-00007 Ulster County motor vehicle use tax To impose a motor vehicle use tax 12-26-12 Proposed 02-27-13 Finalized MTV-01-13-00015 Vision testing Provides for electronic validation of a vision test by certain providers 01-02-13 Proposed 03-13-13 Finalized

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and Charges To pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants with bondholders 01-23-13 Emergency/Proposed

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-49-12-00011 No-smoking areas at OPRHP parks, recreational facilities and historic sites To allow OPRHP to designate and enforce non-smoking areas at parks, historic sites and facilities 12-05-12 Proposed 02-27-13 Finalized

20

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Action

QUARTERLY INDEX

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-52-11-00020 Behavior Management - Modifying or controlling maladaptive or inappropriate behavior To establish requirements for interventions used in the OPWDD system to modify or control maladaptive or inappropriate behavior 12-28-11 Proposed 10-17-12 Revised 12-26-12 Finalized PDD-22-12-00020 Limits on administrative expenses and executive compensation To curb abuses in executive compensation and administrative expenses and ensure that taxpayer dollars are used to help persons in need 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised PDD-43-12-00007 Financial Reporting for Providers of OPWDD Services To expand the applicability of reporting requirements and to revise the sanctions for failure to report 10-24-12 Proposed 01-30-13 Finalized PDD-46-12-00016 Smoking policy inside and on grounds of OPWDD operated and certified settings To prohibit smoking at OPWDD operated and certified settings and to delineate the exceptions to the prohibition 11-14-12 Emergency/Proposed 01-23-13 Finalized PDD-01-13-00002 Repeal of outdated forms and conforming amendments To eliminate antiquated forms 01-02-13 Proposed 03-20-13 Finalized PDD-03-13-00003 Rent Allowance Offset (SSI update) for IRAs & Community Residences and Annual Increase Percentage for Leases for Real Property Update the rent allowance offset for IRAs & Community Residences and the annual increase percentage for leases for real property 01-16-13 Emergency/Proposed 03-27-13 Finalized PDD-08-13-00008 Conforming amendments to Chapter 498 of the Laws of 2012 Extends the deadline for requests for release of records pertaining to allegations of abuse 02-20-13 Proposed

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energy Update ECSB Programs customers' service tariffs to streamline them/include additional required information 01-06-10 Proposed PAS-41-12-00009 Rates for the sale of power and energy To recover the Authority's costs 10-10-12 Proposed 03-13-13 Finalized PAS-41-12-00010 Rates for the sale of power and energy To align rates and costs 10-10-12 Proposed 03-13-13 Finalized

21

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-28-97-00032 General service by Central Hudson Gas & Electric Corporation To limit certain special provisions 07-16-97 Proposed PSC-34-97-00009 Collection agency fees by Consolidated Edison Company of New York, Inc. To pass collection agency fees on to the customer 08-27-97 Proposed PSC-04-98-00015 Interconnection service overcharges by Niagara Mohawk Power Corporation To consider a complaint by Azure Mountain Power Co. 01-28-98 Proposed PSC-19-98-00008 Call forwarding by CPU Industries Inc./MKL Net, et al. To rehear the petition 05-13-98 Proposed Intralata freeze plan by New York Telephone Company To approve the plan 01-13-99 Emergency/Proposed 04-07-99 Emergency 06-02-99 Emergency PSC-09-99-00012 Transfer of books and records by Citizens Utilities Company To relocate Ogden Telephone Company's books and records out-of-state 03-03-99 Proposed PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp. To replace the company's current tariff with an electronic tariff 04-14-99 Proposed Retail access uniform business practices by The Brooklyn Union Gas Company and KeySpan Gas East Corporation d/b/a Brooklyn Union of Long Island To approve a joint petition requesting a waiver extension of a requirement set forth in the commission's order 12-15-99 Proposed Wide area rate center calling To implement number conservation measures 12-29-99 Proposed PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric Corporation To revise the date 03-22-00 Proposed NXX code in the 716 NPA by Broadview Networks To assign an NXX code in Buffalo 04-05-00 Emergency/Proposed Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Media Log, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Pilgrim Telephone, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and CoreComm New York, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed

PSC-02-99-00006

PSC-50-99-00009

PSC-52-99-00006

PSC-14-00-00004

PSC-14-00-00026

PSC-14-00-00027

PSC-14-00-00029

22

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-16-00-00012 Termination of local telecommunications traffic by Hyperion Communications of New York, Inc. To determine appropriate compensation levels 04-19-00 Proposed PSC-21-00-00007 Initial tariff schedule by Drew Road Association To set forth the rates, charges, rules and regulations 05-24-00 Proposed PSC-31-00-00026 Water service by Windover Water Works To abandon the water system 08-02-00 Proposed PSC-33-00-00010 Electric rate and restructuring plan by Rochester Gas and Electric Corporation To evaluate possible modifications 08-16-00 Proposed PSC-36-00-00039 Steam increase by Consolidated Edison Company of New York, Inc. To provide for an annual increase in the first year of a proposed four-year rate plan 09-06-00 Proposed Interruptible gas customers To ensure customers have an adequate supply of alternative fuel available 09-13-00 Emergency/Proposed PSC-39-00-00004 Blockable central office codes by PaeTec Communications, Inc. To review the commission's requirements for assignment of numbering resources 09-27-00 Proposed PSC-44-00-00014 Recovery of costs through adjustment mechanisms by Consolidated Edison Company of New York, Inc. To permit the recovery of certain costs 11-01-00 Proposed Gas sales and purchases by Corning Natural Gas Corporation To determine whether certain gas sales and purchases were in the public interest and whether customers should bear the resulting costs 12-06-00 Proposed Installation, maintenance and ownership of service laterals by Rochester Gas and Electric Corporation To update and clarify the provisions 01-03-01 Proposed Uniform system of accounts by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 02-07-01 Proposed Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed Transfer of a controlling leasehold interest by Huntley Power LLC To approve the transfer 04-11-01 Proposed

PSC-37-00-00001

PSC-49-00-00007

PSC-01-01-00023

PSC-06-01-00009

PSC-13-01-00001

PSC-13-01-00002

PSC-13-01-00003

PSC-15-01-00012

23

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-22-01-00006 Con Edison's phase 4 plan for retail access by AES Energy, Inc. To review the request for rehearing 05-30-01 Proposed PSC-26-01-00012 Interconnection of networks between Sprint PCS and Verizon New York Inc. To review the terms and conditions of the negotiated agreement 06-27-01 Proposed PSC-36-01-00010 Competitive metering by eBidenergy.com To clarify meter ownership rules and requirements 09-05-01 Proposed PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas Corporation To authorize the company to include certain gas costs 10-31-01 Proposed PSC-01-02-00007 Accounting and rate treatment of proceeds by Consolidated Edison Company of New York, Inc. To consider proceeds from sale of nuclear generating facilities 01-02-02 Proposed Uniform system of accounts by Consolidated Edison Company of New York, Inc. To defer expenditures incurred in connection with emergency response services affected by the World Trade Center disaster 01-30-02 Proposed PSC-06-02-00015 Network reliability performance mechanism by Consolidated Edison Company of New York, Inc. To earn rewards for meeting the targets of the network reliability performance mechanism 02-06-02 Proposed Uniform business practices To consider modification 02-13-02 Proposed Financing by Valley Energy, Inc. To issue a note and allocate costs 07-17-02 Proposed Requests for lightened regulation by PSEG Power Bellport, LLC To consider the company's request 12-04-02 Proposed Provision of gas service to World Kitchen Incorporated To establish terms and conditions 02-26-03 Proposed Incremental service line installations by New York State Electric & Gas Corporation To revise the current flat rate per foot charged 03-05-03 Proposed Deferral accounting by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utilities, Inc. To defer expense items beyond the end of the year(s) in which they were incurred 03-05-03 Proposed Economic development plan by New York State Electric & Gas Corporation To consider the plan 03-19-03 Proposed Lightened regulation by East Hampton Power and Light Corporation (EHPLC) To provide for lightened regulation and grant financing approval 05-07-03 Proposed

PSC-05-02-00005

PSC-07-02-00032

PSC-29-02-00014

PSC-49-02-00021

PSC-08-03-00009

PSC-09-03-00012

PSC-09-03-00014

PSC-11-03-00012

PSC-18-03-00004

24

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-22-03-00020 Inter-departmental gas pricing by Consolidated Edison Company of New York, Inc. To revise the method used in steam and steam-electric generating stations 06-04-03 Proposed PSC-32-03-00020 Issuance of debt and approval of surcharge by Rainbow Water Company To approve necessary financing 08-13-03 Proposed PSC-34-03-00019 Issuance of securities by KeySpan East Corporation d/b/a KeySpan Energy Delivery Long Island To obtain authorization to issue securities 08-27-03 Proposed PSC-35-03-00009 Interconnection agreement between Verizon New York Inc. and MCIMetro Access Transmission Services LLC To amend the agreement 09-03-03 Proposed PSC-36-03-00010 Performance assurance plan by Verizon New York To consider changes 09-10-03 Proposed PSC-39-03-00013 Complaint by State University of New York (SUNY) regarding a NYSEG operating agreement To consider the complaint 10-01-03 Proposed PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas Company To revise the process 10-08-03 Proposed PSC-41-03-00008 Lightened regulation by Sterling Power Partners, L.P. To consider granting lightened regulation 10-15-03 Proposed PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveries To consider filings of various LDCs and municipalities 10-15-03 Proposed PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveries To consider filings of various LDCs and municipalities 10-15-03 Proposed PSC-42-03-00005 Interest rate by the Bath Electric, Gas, and Water Systems To use an alternate interest rate 10-22-03 Proposed Merchant function backout credit and transition balancing account by KeySpan Gas East Corporation To continue the credit and account until May 31, 2005 10-29-03 Proposed Merchant function backout credit and transition balancing account by The Brooklyn Union Gas Company To continue the credit and account until May 31, 2005 10-29-03 Proposed Retail access data between jurisdictional utilities To accommodate changes in retail access market structure or commission mandates 11-05-03 Proposed Lightened regulation and financing approval by Medford Energy LLC To consider the requests 11-26-03 Proposed

PSC-43-03-00036

PSC-43-03-00037

PSC-44-03-00009

PSC-47-03-00024

25

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-02-04-00008 Delivery rates for Con Edison's customers in New York City and Westchester County by the City of New York To rehear the Nov. 25, 2003 order 01-14-04 Proposed PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLC To transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC 02-11-04 Proposed PSC-10-04-00005 Temporary protective order To consider adopting a protective order 03-10-04 Proposed PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon Avenue To amend the agreement 03-10-04 Proposed PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg Fairgrounds To submeter gas service to commercial customers located at the Buffalo Speedway 04-07-04 Proposed Submetering of electricity by Glenn Gardens Associates, L.P. To permit submetering at 175 W. 87th St., New York, NY 04-14-04 Proposed PSC-19-04-00010 Abandonment of water system by Antlers of Raquette Lake, Inc. To allow Antlers of Raquette Lake, Inc. to abandon its water system 05-12-04 Proposed PSC-21-04-00013 Verizon performance assurance plan by Metropolitan Telecommunications To clarify the appropriate performance level 05-26-04 Proposed Approval of new types of electricity meters by Powell Power Electric Company To permit the use of the PE-1250 electronic meter 06-02-04 Proposed Major gas rate increase by Consolidated Edison Company of New York, Inc. To increase annual gas revenues 06-02-04 Proposed Master metering of water by South Liberty Corporation To waive the requirement for installation of separate water meters 06-02-04 Proposed Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint Communications Company, L.P. To amend the agreement 06-23-04 Proposed Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliates To amend the agreement 07-07-04 Proposed Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliates To amend the agreement 07-07-04 Proposed Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone Corporation To authorize participation in the parent corporation's line of credit 07-14-04 Proposed

PSC-15-04-00022

PSC-22-04-00010

PSC-22-04-00013

PSC-22-04-00016

PSC-25-04-00012

PSC-27-04-00008

PSC-27-04-00009

PSC-28-04-00006

26

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc. To provide an application form 08-04-04 Proposed PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc. To set appropriate level of permanent rates 08-25-04 Proposed PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc. To establish a new supplementary application form for customers 09-01-04 Proposed PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric Corporation To include in its tariff provisions for the purchase of ESCO accounts recievable 10-27-04 Proposed PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc. To revise the form and make housekeeping changes 11-17-04 Proposed PSC-46-04-00013 Rules and guidelines governing installation of metering equipment To establish uniform statewide business practices 11-17-04 Proposed PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc. To consider imposing remedial actions against the company and its owners, officers and directors 01-12-05 Proposed PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster Bay To consider submetering of natural gas to a commercial customer 03-02-05 Proposed PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc. To defer expenses beyond the end of the fiscal year 04-06-05 Proposed PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc. To implement the program 05-04-05 Proposed PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc. To review the calculation of the fee 05-18-05 Proposed Metering, balancing and cashout provisions by Central Hudson Gas & Electric Corporation To establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11 06-22-05 Proposed Annual reconciliation of gas costs by New York State Electric & Gas Corporation To consider the manner in which the gas cost incentive mechanism has been applied 07-06-05 Proposed Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalities To consider the filings 10-12-05 Proposed Treatment of lost and unaccounted gas costs by Corning Natural Gas Corporation To defer certain costs 11-09-05 Proposed

PSC-25-05-00011

PSC-27-05-00018

PSC-41-05-00013

PSC-45-05-00011

27

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York and Steel Arrow, LLC To consider the sale 11-16-05 Proposed PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas Corporation To approve the transfer 11-23-05 Proposed PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp. To obtain long-term debt 12-14-05 Proposed PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc. To approve of the transfer 01-25-06 Proposed Gas curtailment policies and procedures To examine the manner and extent to which gas curtailment policies and procedures should be modified and/or established 02-08-06 Proposed PSC-07-06-00009 Modification of the current Environmental Disclosure Program To include an attributes accounting system 02-15-06 Proposed PSC-22-06-00019 Hourly pricing by National Grid To assess the impacts 05-31-06 Proposed Hourly pricing by New York State Electric & Gas Corporation To assess the impacts 05-31-06 Proposed Hourly pricing by Rochester Gas & Electric Corporation To assess the impacts 05-31-06 Proposed Hourly pricing by Consolidated Edison Company of New York, Inc. To assess the impacts 05-31-06 Proposed Hourly pricing by Orange and Rockland Utilities, Inc. To assess the impacts 05-31-06 Proposed Supplemental home energy assistance benefits To extend the deadline to Central Hudson's low-income customers 06-14-06 Emergency/Proposed Purchased power adjustment by Massena Electric Department To revise the method of calculating the purchased power adjustment and update the factor of adjustment 06-21-06 Proposed Inter-carrier telephone service quality standards and metrics by the Carrier Working Group To incorporate appropriate modifications 08-23-06 Proposed Procedures for estimation of customer bills by Rochester Gas and Electric Corporation To consider estimation procedures 09-13-06 Proposed

PSC-06-06-00015

PSC-22-06-00020

PSC-22-06-00021

PSC-22-06-00022

PSC-22-06-00023

PSC-24-06-00005

PSC-25-06-00017

PSC-34-06-00009

PSC-37-06-00015

28

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric Corporation To consider estimation procedures 09-13-06 Proposed PSC-39-06-00018 Order establishing rate plan by Central Hudson Gas & Electric Corporation and the Consumer Protection Board To consider the petitions for rehearing 09-27-06 Proposed PSC-39-06-00019 Investigation of Richard M. Osborne by Corning Natural Gas Corporation To determine the interests, plans and commitments that will be in place if he is successful in blocking the merger of Corning Gas and C&T Enterprises 09-27-06 Proposed PSC-39-06-00022 Uniform business practices and related matters by U.S. Energy Savings Corporation To establish a contest period 09-27-06 Proposed Orion Integral automatic meter reading transmitter by New York State Electric and Gas Corporation To permit gas utilities in NYS to use the Badger Meter Incorporated Orion Integral transmitters 10-04-06 Proposed PSC-42-06-00011 Submetering of electricity by 225 5th LLC To submeter electricity at 255 Fifth Ave., New York, NY 10-18-06 Proposed PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc. To determine the proper mechanism for the rate-recovery of costs 10-25-06 Proposed Electric power outages in Northwest Queens by Consolidated Edison Company of New York, Inc. To review the terms and conditions of the agreement 11-01-06 Proposed Alleged failure to provide electricity by Robert Andrews To assess validity of allegations and appropriateness of fines 11-08-06 Proposed Enforcement mechanisms by National Fuel Gas Distribution Corporation To modify enforcement mechanisms 01-03-07 Proposed Petition for rehearing by Orange and Rockland Utilities, Inc. To clarify the order 01-24-07 Proposed Meter reading and billing practices by Central Hudson Gas & Electric Corporation To continue current meter reading and billing practices for electric service 02-07-07 Proposed Meter reading and billing practices by Central Hudson Gas & Electric Corporation To continue current meter reading and billing practices for gas service 02-07-07 Proposed Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc. To implement the recommendations in the staff's investigation 03-14-07 Proposed Storm-related power outages by Consolidated Edison Company of New York, Inc. To modify the company's response to power outages, the timing for any such changes and other related matters 03-14-07 Proposed

PSC-40-06-00005

PSC-44-06-00014

PSC-45-06-00007

PSC-01-07-00031

PSC-04-07-00012

PSC-06-07-00015

PSC-06-07-00020

PSC-11-07-00010

PSC-11-07-00011

29

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc. To amend the agreement 04-25-07 Proposed PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc. To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation 05-02-07 Proposed PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas Corporation To seek rehearing 05-16-07 Proposed PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas Corporation To revise the rates, charges, rules and regulations for gas service 05-23-07 Proposed PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc. To recover incremental program costs and lost revenue 05-30-07 Proposed Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution Corporation To explicitly state in the company's tariff that the threshold level of elective upstream transmission capacity is a maximum of 112,600 Dth/day of marketer-provided upstream capacity 06-06-07 Proposed PSC-24-07-00012 Gas Efficiency Program by the City of New York To consider rehearing a decision establishing a Gas Efficiency Program 06-13-07 Proposed Gas bill issuance charge by New York State Electric & Gas Corporation To create a gas bill issuance charge unbundled from delivery rates 09-26-07 Proposed Submetering of electricity rehearing To seek reversal 10-10-07 Proposed Energy efficiency program by Orange and Rockland Utilities, Inc. To consider any energy efficiency program for Orange and Rockland Utilities, Inc.'s electric service 10-17-07 Proposed Revenue decoupling by Orange and Rockland Utilities, Inc. To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc. 10-17-07 Proposed Customer incentive programs by Orange and Rockland Utilities, Inc. To establish a tariff provision 11-07-07 Proposed Additional central office codes in the 315 area code region To consider options for making additional codes 01-09-08 Proposed Rehearing of the accounting determinations To grant or deny a petition for rehearing of the accounting determinations 01-16-08 Proposed Granting of easement rights on utility property by Central Hudson Gas & Electric Corporation To grant easement rights to Millennium Pipeline Company, L.L.C. 01-23-08 Proposed

PSC-23-07-00022

PSC-39-07-00017

PSC-41-07-00009

PSC-42-07-00012

PSC-42-07-00013

PSC-45-07-00005

PSC-02-08-00006

PSC-03-08-00006

PSC-04-08-00010

30

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department of Consumer Affairs To consider modifying the commission's regulation over marketing practices of energy service companies 01-23-08 Proposed PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al. To consider the transfer 02-20-08 Proposed PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric Corporation To consider the request 03-19-08 Proposed PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric Corporation To consider the request 03-19-08 Proposed PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PC To grant or deny Turner's petition 03-26-08 Proposed PSC-13-08-00012 Voltage drops by New York State Electric & Gas Corporation To grant or deny the petition 03-26-08 Proposed PSC-23-08-00008 Petition requesting rehearing and clarification of the commission's April 25, 2008 order denying petition of public utility law project To consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition for rehearing and clarification of the commission's April 25, 2008 order denying petition of Public Utility Law Project 06-04-08 Proposed PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of Throop To consider the filing for the transfer of certain real property in the Town of Throop 06-04-08 Proposed PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needs To establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs 06-18-08 Proposed PSC-25-08-00008 Report on Callable Load Opportunities Rider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years 06-18-08 Proposed PSC-26-08-00021 To modify rates and charges To allow the company to charge developers $10,000 for each new home attached to the water system 06-25-08 Proposed PSC-28-08-00004 Con Edison's procedure for providing customers access to their account information To consider Con Edison's implementation plan and timetable for providing customers access to their account information 07-09-08 Proposed PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR) To authorize recovery of the DRS costs from the CMR 07-30-08 Proposed PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008 To approve, reject or modify, in whole or in part, KEDNY's recommended ESCO referral program 08-06-08 Proposed

31

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-33-08-00008 Noble Allegany's request for lightened regulation To consider Noble Allegany's request for lightened regulation as an electric corporation 08-13-08 Proposed PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New York To consider petition for transfer of real property to NYPH 09-03-08 Proposed PSC-39-08-00010 RG&E's economic development plan and tariffs Consideration of the approval of RG&E's economic development plan and tariffs 09-24-08 Proposed PSC-40-08-00010 Loans from regulated company to its parent To determine if the cash management program resulting in loans to the parent should be approved 10-01-08 Proposed PSC-41-08-00009 Transfer of control of cable TV franchise To determine if the transfer of control of Margaretville's cable TV subsidiary should be approved 10-08-08 Proposed PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost Recoveries The filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recoveries 10-22-08 Proposed PSC-46-08-00008 Property transfer in the Village of Avon, New York To consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York 11-12-08 Proposed PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilities Consideration of approval of a transfer of indirect ownership interests in nuclear generation facilities 11-12-08 Proposed PSC-46-08-00014 The attachment of cellular antennae to an electric transmission tower To approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower 11-12-08 Proposed PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate program To expand eligibility to customers converting from oil to natural gas 11-26-08 Proposed PSC-48-08-00008 Petition for the master metering and submetering of electricity To consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, New York 11-26-08 Proposed PSC-48-08-00009 Petition for the submetering of electricity To consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, New York 11-26-08 Proposed PSC-50-08-00018 Market Supply Charge A study on the implementation of a revised Market Supply Charge 12-10-08 Proposed PSC-51-08-00006 Commission's October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458 To consider a Petition for rehearing of the Commission's October 27, 2008 Order in Case 07-M-0458 12-17-08 Proposed

32

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-51-08-00007 Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078 To consider Petitions for rehearing of the Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08G-0078 12-17-08 Proposed PSC-53-08-00011 Use of deferred Rural Telephone Bank funds To determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds 12-31-08 Proposed PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY 12-31-08 Proposed PSC-53-08-00013 To transfer common stock and ownership To consider transfer of common stock and ownership 12-31-08 Proposed PSC-01-09-00015 FCC decision to redefine service area of Citizens/Frontier Review and consider FCC proposed redefinition of Citizens/Frontier service area 01-07-09 Proposed PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate thereto To determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario 2 01-14-09 Proposed PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issues To consider any remaining non-revenue requirement issues related to the Company's May 9, 2008 tariff filing 02-04-09 Proposed PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projects To consider the long term impacts on steam rates and on public policy of various options concerning the steam system 02-04-09 Proposed PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm. 02-11-09 Proposed PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility property To consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets 02-18-09 Proposed PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice storm To allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm 02-18-09 Proposed PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union, New York, NY To consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York 02-18-09 Proposed PSC-11-09-00008 Transfer of property Consideration of a petition for the transfer (sale) of property by Niagara Mohawk d/b/a National Grid 03-18-09 Proposed PSC-12-09-00010 Charges for commodity To charge customers for commodity costs 03-25-09 Proposed

33

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-12-09-00012 Charges for commodity To charge customers for commodity costs 03-25-09 Proposed Options for making additional central office codes available in the 718/347 numbering plan area To consider options for making additional central office codes available in the 718/347 numbering plan area 04-01-09 Proposed The regulation of revenue requirements for municipal utilities by the Public Service Commission To determine whether the regulation of revenue requirements for municipal utilities should be modified 04-08-09 Proposed Petition for the submetering of electricity To consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York, New York 04-22-09 Proposed Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC) capacity Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC) capacity 04-22-09 Proposed Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accounts To permit electric utilities in New York State to use the Elster REX2 04-29-09 Proposed Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future use taxes Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future use taxes 04-29-09 Proposed Petition for the submetering of gas at commercial property To consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., Governors Island, NY 04-29-09 Proposed Benefit-cost framework for evaluating AMI programs prepared by the DPS Staff To consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff 04-29-09 Proposed PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National Grid To approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga 04-29-09 Proposed Petition for rehearing of Order approving the submetering of electricity To consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, New York 05-06-09 Proposed Petition for the submetering of electricity To consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, New York 05-06-09 Proposed Approval of an arrangement for attachment of wireless antennas to the utility's transmission facilities in the City of Yonkers To approve, reject or modify the petition for the existing wireless antenna attachment to the utility's transmission tower 05-06-09 Proposed The recovery of, and accounting for, costs associated with the Companies' advanced metering infrastructure (AMI) pilots etc To consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it's AMI pilots etc 05-20-09 Proposed

PSC-13-09-00008

PSC-14-09-00014

PSC-16-09-00010

PSC-16-09-00020

PSC-17-09-00010

PSC-17-09-00011

PSC-17-09-00012

PSC-17-09-00014

PSC-18-09-00012

PSC-18-09-00013

PSC-18-09-00017

PSC-20-09-00016

34

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E's AMI pilot program To consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it's AMI pilot program 05-20-09 Proposed PSC-22-09-00011 Cost allocation for Consolidated Edison's East River Repowering Project To determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River Repowering Project 06-03-09 Proposed PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petition Whether to grant, deny, or modify, in whole or in part, the petition 06-24-09 Proposed PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status database To determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation 06-24-09 Proposed PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, Inc Consider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc 06-24-09 Proposed PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service and exchange access. To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p. 07-08-09 Proposed PSC-27-09-00014 Billing and payment for energy efficiency measures through utility bill To promote energy conservation 07-08-09 Proposed PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p 07-08-09 Proposed PSC-29-09-00006 Petition for the submetering of electricity at a residential senior citizen facility To consider the request of Shinda Management Corp. to submeter electricity at 107-37 166th Street, Jamaica, New York 07-22-09 Proposed PSC-29-09-00011 Consideration of utility compliance filings Consideration of utility compliance filings 07-22-09 Proposed Additional funding for interim gas energy efficiency programs currently being implemented by Niagara Mohawk To fund the continued operation of Niagara Mohawk's interim gas energy efficiency programs through October 31, 2009 07-29-09 Proposed Cost allocation for Consolidated Edison's East River Repowering Project To determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River Repowering Project 08-12-09 Proposed Recommendations made in the Management Audit Final Report To consider whether to take action or recommendations contained in the Management Audit Final Report 08-26-09 Proposed To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications, LLC To allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC 08-26-09 Proposed

PSC-30-09-00010

PSC-32-09-00009

PSC-34-09-00016

PSC-34-09-00017

35

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009 Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009 09-09-09 Proposed PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam system To establish a mechanism for sale of customer-generated steam to the Con Edison steam system 09-16-09 Proposed PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment Agreements To determine whether electronic signatures can be accepted for Deferred Payment Agreements 09-16-09 Proposed PSC-39-09-00015 Modifications to the $5 Bill Credit Program Consideration of petition of National Grid to modify the Low Income $5 Bill Credit Program 09-30-09 Proposed PSC-39-09-00018 The offset of deferral balances with Positive Benefit Adjustments To consider a petition to offset deferral balances with Positive Benefit Adjustments 09-30-09 Proposed PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costs To consider a petition to defer and amortize costs 10-07-09 Proposed PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOs To revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period 12-23-09 Proposed PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of merger To allow the companies to expend less funds for capital improvement than required by the merger 12-23-09 Proposed PSC-52-09-00006 ACE's petition for rehearing for an order regarding generator-specific energy deliverability study methodology To consider whether to change the Order Prescribing Study Methodology 12-30-09 Proposed PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000 To finance the renovation and construction of the New York Independent System Operator, Inc.'s power control center facilities 12-30-09 Proposed PSC-05-10-00008 Petition for the submetering of electricity To consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta, NY 02-03-10 Proposed PSC-05-10-00015 Petition for the submetering of electricity To consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, New York, NY 02-03-10 Proposed PSC-06-10-00022 The Commission's Order of December 17, 2009 related to redevelopment of Consolidated Edison's Hudson Avenue generating facility To reconsider the Commission's Order of December 17, 2009 related to redevelopment of the Hudson Avenue generating facility 02-10-10 Proposed PSC-07-10-00009 Petition to revise the Uniform Business Practices To consider the RESA petition to allow rescission of a customer request to return to full utility service 02-17-10 Proposed

36

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847 02-24-10 Proposed PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programs To modify approved energy efficiency programs 02-24-10 Proposed PSC-11-10-00011 Niagara Mohawk's EEPS Fast Track Residential Electric HVAC Program To encourage cost effective electric energy conservation in the State 03-17-10 Proposed PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison's gas operations To require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison's gas operations 03-24-10 Proposed PSC-14-10-00010 Petition for the submetering of electricity To consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY 04-07-10 Proposed PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirements Adopt additional mobile stray voltage testing requirements 04-21-10 Proposed PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications 04-21-10 Proposed PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications 04-21-10 Proposed PSC-18-10-00009 Electric utility transmission right-of-way management practices To consider electric utility transmission right-of-way management practices 05-05-10 Proposed PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, New York To decide whether to approve National Grid's request to transfer a parcel of vacant property in Fort Edward, New York 05-12-10 Proposed PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe service Consider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service 06-02-10 Proposed PSC-22-10-00008 Petition for the submetering of electricity To consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York 06-02-10 Proposed PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging service To remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.'s tariff 06-16-10 Proposed PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing code Consideration of petition to reassign the 2-1-1 abbreviated dialing code 06-23-10 Proposed

37

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009 Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2009 06-23-10 Proposed PSC-27-10-00016 Petition for the submetering of electricity To consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York 07-07-10 Proposed PSC-28-10-00013 Petition for the submetering of electricity To consider the request of the The Trump Corporation to submeter electricity at 3770 Barger Street, Shrub Oak, New York 07-14-10 Proposed PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of outside directors To consider the waiver of the requirement that a majority of NMPC Board of directors consist of outside directors 08-04-10 Proposed PSC-31-10-00008 KEDNY's Interim Low Income Energy Efficiency Program Consideration of KEDNY's request for approval of costs related to large multifamily energy efficiency services 08-04-10 Proposed KEDLI's Interim Low Income Energy Efficiency Program Consideration of KEDLI's request for approval of costs related to low income large multifamily energy efficiency services 08-04-10 Proposed PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program 08-25-10 Proposed PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financing To decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs 08-25-10 Proposed The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program 08-25-10 Proposed Central Hudson's procedures, terms and conditions for an economic development plan Consideration of Central Hudson's procedures, terms and conditions for an economic development plan 09-08-10 Proposed Disposition of a state sales tax refund To determine how much of a state sales tax refund should be retained by National Grid 10-06-10 Proposed Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall To permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall 10-06-10 Proposed Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meter Allow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for some customers 10-13-10 Proposed Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY 10-13-10 Proposed Petition for the submetering of electricity To consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York 10-20-10 Proposed

PSC-31-10-00009

PSC-34-10-00006

PSC-36-10-00010

PSC-40-10-00014

PSC-40-10-00021

PSC-41-10-00018

PSC-41-10-00022

PSC-42-10-00011

38

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility Poles To review the complaint from Optical Communications Group 10-27-10 Proposed PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas Corporation To consider Corning Natural Gas Corporation's request for a third and fourth stage gas rate increase 11-03-10 Proposed PSC-47-10-00012 Approval of a lightened regulatory regime and financing in connection with a 630 MW natural gas electric generating facility Consideration of approval of a lightened regulatory regime and financing for a 630 MW natural gas electric generating facility 11-24-10 Proposed PSC-50-10-00005 Metered gas deliveries and lost and unaccounted for gas To allow BEGWS to recover a refund from Corning for overcharges of gas deliveries 12-15-10 Proposed PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilities Investigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities 12-22-10 Proposed PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service 03-16-11 Proposed PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010 Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2010 03-23-11 Proposed PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculation Exclude the minimum monthly bill component from the earnings test calculation 03-30-11 Proposed PSC-13-11-00006 Amendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric bills Amendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric bills 03-30-11 Proposed PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery Fee To encourage cost effective gas and electric energy conservation in the State 03-30-11 Proposed PSC-14-11-00009 Petition for the submetering of electricity To consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York 04-06-11 Proposed The Energy Efficiency Portfolio Standard To promote gas and electricity energy conservation programs in New York 04-20-11 Proposed The Energy Efficiency Portfolio Standard To promote gas and electricity energy conservation programs in New York 04-20-11 Proposed Utility price reporting requirements related to the Commission's Power to Choose website Modify the Commission's utility electric commodity price reporting requirements related to the Power to Choose website 05-11-11 Proposed Petition for the submetering of electricity To consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York 05-18-11 Proposed

PSC-16-11-00010

PSC-16-11-00011

PSC-19-11-00007

PSC-20-11-00012

39

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid s make ready charges To determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable 05-18-11 Proposed PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applications To permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter 06-01-11 Proposed PSC-23-11-00017 Discontinuance of water service To allow the Garrow Water Works Company, Inc., to abandon its water system 06-08-11 Proposed PSC-23-11-00018 NYSERDA's energy efficiency program for low-income customers To promote energy conservation in New York State 06-08-11 Proposed PSC-26-11-00007 Water rates and charges To approve an increase in annual revenues by about $25,266 or 50% 06-29-11 Proposed PSC-26-11-00009 Petition for the submetering of electricity at commercial property To consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, New York 06-29-11 Proposed PSC-26-11-00012 Waiver of generation retirement notice requirements Consideration of waiver of generation retirement notice requirements 06-29-11 Proposed PSC-28-11-00005 To establish a remedy to provide safe, adequate, and reliable service to customers of Orchard Hill and Scott Acres Assuring the provision of safe, adequate, and reliable service to the customers of Orchard Hill and Scott Acres water companies 07-13-11 Proposed PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay said Order. To consider whether to grant or deny, in whole or in part, Windstream New York's Petition For Reconsideration and Rehearing. 07-20-11 Proposed PSC-33-11-00017 Petition for the submetering of electricity To consider the request of 56-7th Avenue LLC to submeter electricity at 56-7th Avenue, New York, New York 08-17-11 Proposed PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000 To finance the construction of Hudson Transmission Partners, LLC's electric transmission facility 08-24-11 Emergency/Adopted PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8 Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters 08-31-11 Proposed PSC-36-11-00006 To consider expanding mobile stray voltage testing requirements Adopt additional mobile stray voltage testing requirements 09-07-11 Proposed PSC-37-11-00013 Stock Acquisition To authorize the acquisition by certain entities, including corporations, of more than 10 percent of the voting capital stock 09-14-11 Proposed

40

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap caps Adopt modified steam operation and maintenance procedures 09-21-11 Proposed PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con Edison Consideration of waiver of certain provisions of the electric service tariffs of Con Edison 09-21-11 Proposed PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE) Whether to partially modify its order requiring regulated local exchange carriers' participation NYDE 10-05-11 Proposed PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory asset To approve transfer and recovery of unamortized plant investment 10-05-11 Proposed PSC-41-11-00002 Approval for National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. To approve National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. 10-12-11 Emergency/Adopted PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable rates Providing funding support to help ensure availability of affordable telecommunications service throughout New York 10-19-11 Proposed PSC-43-11-00012 Transfer of outstanding shares of stock Transfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC 10-26-11 Proposed PSC-44-11-00018 The New York State Energy Research and Development Authority's proposal for an Agricultural Disaster Energy Efficiency Program. To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation in New York. 11-02-11 Emergency/Adopted Approval for NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. To approve NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. 11-09-11 Emergency/Adopted Remedying miscalculations of delivered gas as between two customer classes Consideration of Con Edison's proposal to address inter-class delivery imbalances resulting from past Company miscalculations 11-23-11 Proposed Transfer of controlling interests in generation facilities from Dynegy to PSEG Consideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG 11-30-11 Proposed Petition for the submetering of electricity To consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York 11-30-11 Proposed To establish a remedy to provide safe, adequate, and reliable service to customers of Painted Apron Water Company, Inc Assuring the provision of safe, adequate, and reliable service to the customers of Painted Apron Water Company, Inc 12-14-11 Proposed The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard program Petitioners request that the TRC test and/or its application to measures should be revised 12-21-11 Proposed

PSC-45-11-00002

PSC-47-11-00007

PSC-48-11-00007

PSC-48-11-00008

PSC-50-11-00006

PSC-51-11-00010

41

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-51-11-00014 Lightened regulatory regime approval for Cricket Valley Energy Center, LLC Consideration of an application for lightened regulatory regime 12-21-11 Proposed 03-06-13 Finalized PSC-51-11-00017 Discontinuance of water service To allow Antlers of Raquette Lake, Inc. to abandon its water system 12-21-11 Proposed PSC-52-11-00013 Request authorization to defer incremental expenses incurred in storm restoration work To allow the company to defer incremental expenses incurred in storm restoration work 12-28-11 Proposed PSC-52-11-00017 Reparations and refunds Reparations and refunds 12-28-11 Proposed PSC-01-12-00007 The New York State Reliability Council's revisions to its rules and measurements To adopt revisions to various rules and measurements of the New York State Reliability Council 01-04-12 Proposed PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3 Consideration of the transfer of real property and easements from NMPNS to NMP3 01-04-12 Proposed PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison's ESCO referral program, PowerMove To determine how and to what extent expenses related to the Expansion of Con Edison's ESCO referral program should be recovered 01-04-12 Proposed PSC-06-12-00007 Residential electric submetering regulations (11-M-0710SP1) Reviewing and amending electric submetering regulations for multi-unit residential premises 02-08-12 Proposed 09-05-12 Revised 01-02-13 Finalized PSC-08-12-00006 Energy efficiency programs administered by Central Hudson, ConEdison, Niagara Mohawk d/b/a National Grid, and Orange & Rockland To establish Block Bidding Programs as per Ordering Clause No. 23 of the Commission's October 25, 2011 Order 02-22-12 Proposed 03-06-13 Finalized PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edison tariff Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edison tariff 03-14-12 Proposed PSC-11-12-00005 Transfer of land and water supply assets Transfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman 03-14-12 Proposed Approval of an internal corporate reorganization of IUSA Consideration of approval of an internal corporate reorganization of IUSA 03-21-12 Proposed Authorization to transfer certain real property To decide whether to approve the transfer of certain real property 03-28-12 Proposed

PSC-12-12-00019

PSC-13-12-00005

42

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-14-12-00012 A non-residential customer complaint alleging that an ESCO engaged in slamming To consider whether to grant, deny or modify, in whole or in part, the petition filed by Metro Eleven Hotels, LLC 04-04-12 Proposed Adoption of a standard Annual Report form for companies subject to lightened ratemaking regulation Consideration of adoption of a standard Annual Report form for companies subject to lightened ratemaking regulation 04-11-12 Proposed 02-13-13 Finalized Petition for the submetering of electricity To consider the request of Meadow Manor Holdings LLC to submeter electricity at 3412 113 Street, Flushing, NY 04-18-12 Proposed Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed Transfer of franchises, approval for use of revenues, certificate of share exchange and transactions between affiliates To authorize the formation of a holding company and to use proceeds from debt and equity issuance for related transactions 04-25-12 Proposed Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed PSC-19-12-00008 EEPS program approvals To change the design and budgets to Niagara Mohawk's EEPS Small Business and Commercial and Industrial Programs 05-09-12 Proposed Approval to allocate uncommitted EEPS gas and electric funds to the CHP program administered by NYSERDA Modify NYSERDA's EEPS gas and electric programs budget to fund the CHP program 05-09-12 Proposed 01-02-13 Finalized Approval to modify EEPS electric program budgets and targets administered by NYSERDA Modify NYSERDA's EEPS electric program budgets and targets 05-09-12 Proposed 01-02-13 Finalized Approval to modify EEPS gas program budgets and targets administered by NYSERDA Modify NYSERDA's EEPS gas program budgets and targets 05-09-12 Proposed 01-02-13 Finalized EEPS program approvals To change the design and budgets of EEPS programs 05-09-12 Proposed 03-06-13 Finalized

PSC-15-12-00009

PSC-16-12-00010

PSC-17-12-00007

PSC-17-12-00008

PSC-17-12-00009

PSC-17-12-00012

PSC-17-12-00013

PSC-17-12-00015

PSC-19-12-00010

PSC-19-12-00011

PSC-19-12-00012

PSC-19-12-00014

43

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-19-12-00015 Approval to allocate uncommitted EEPS gas and electric funds to Workforce Development program administered by NYSERDA Modify NYSERDA's Workforce development program by reallocating uncommitted EEPS funds 05-09-12 Proposed 01-02-13 Finalized PSC-19-12-00016 Budgets and targets for EEPS Programs To modify budgets and targets of the Residential Gas HVAC, Small Business Electric, and Mid-Size Business Electric Programs 05-09-12 Proposed 02-13-13 Finalized PSC-19-12-00017 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric Corporation To modify the Residential Gas HVAC Program 05-09-12 Proposed PSC-19-12-00018 EEPS programs administered by Orange and Rockland Utilities, Inc. To modify the EEPS Small Business Direct Install Program 05-09-12 Proposed PSC-19-12-00019 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric Corporation To modify the C&I sector by combining multiple approved C&I programs into a single C&I program for each PA 05-09-12 Proposed PSC-19-12-00020 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric Corporation To modify the Small Business Direct Installation Program incentive amount and increase spending per MWh 05-09-12 Proposed PSC-19-12-00021 EEPS programs administered by Orange and Rockland Utilities, Inc. To approve a new EEPS gas C&I rebate energy efficiency program 05-09-12 Proposed 03-06-13 Finalized PSC-19-12-00022 Approval of a combined heat and power performance program funding plan administered by NYSERDA Modify NYSERDA's EEPS programs budget and targets to fund the CHP program 05-09-12 Proposed PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000 To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc. 05-09-12 Proposed PSC-19-12-00024 Approval to allocate uncommitted EEPS gas and electric funds to the CHP and Empower programs administered by NYSERDA Modify NYSERDA's EEPS gas and electric programs budget to fund the CHP and Empower programs 05-09-12 Proposed 01-02-13 Finalized EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric Corporation To modify electric multifamily gas programs and approve EEPS new multifamily gas programs 05-09-12 Proposed LIWC proposes to retain a portion of property tax refunds To allow LIWC to retain a portion of property tax refunds 05-09-12 Proposed 03-06-13 Finalized Tariff filing requirements and refunds To determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted 05-23-12 Proposed

PSC-19-12-00025

PSC-19-12-00032

PSC-21-12-00006

44

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-21-12-00008 Telecommunications service quality and reporting requirements for Verizon New York Inc. To review Verizon New York Inc.'s telecommunications service quality and reporting requirements 05-23-12 Proposed 02-06-13 Finalized PSC-21-12-00009 Acquisition by Fortis, Inc., through subsidiaries, of CHEG and, indirectly, CHG&E Transfer of 100% of outstanding stock of CHEG and, thus, indirectly, ownership of CHG&E to Fortis, Inc. 05-23-12 Proposed PSC-21-12-00010 Request authorization to defer incremental expenses incurred in storm restoration work To allow the company to defer incremental expenses incurred in storm restoration work 05-23-12 Proposed PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47 05-23-12 Proposed PSC-21-12-00014 Ability to set rates and approval of stocks, bonds and other forms of indebtedness for a water-works corporation Approval of loan and customer surcharge 05-23-12 Proposed 03-06-13 Finalized PSC-23-12-00004 Program modifications for the multifamily energy efficiency program To modify program design of the multifamily energy efficiency program 06-06-12 Proposed PSC-23-12-00005 EEPS multifamily programs administered by Consolidated Edison Company of New York, Inc. To redesign the multifamily electric and gas programs and modify the budgets and targets 06-06-12 Proposed PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility To consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility 06-06-12 Proposed PSC-23-12-00008 Petition for the submetering of electricity To consider the request of 116 John Street Owner LLC to submeter electricity at 116 John Street, New York, New York 06-06-12 Proposed PSC-23-12-00009 Over earnings sharing between rate payers and shareholders To establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning's rate plan 06-06-12 Proposed PSC-23-12-00010 Program modifications for the multifamily energy efficiency program To modify program design of the multifamily energy efficiency program 06-06-12 Proposed PSC-25-12-00008 LIWC proposes to retain a portion of property tax refunds To allow LIWC to retain a portion of property tax refunds 06-20-12 Proposed PSC-25-12-00009 Petition for the submetering of electricity To consider the request of 250 North 10th Street, LLC to submeter electricity at 250 North 10th Street, Brooklyn, New York 06-20-12 Proposed PSC-26-12-00014 Additional funding for expenditures and increased surcharges To allow or disallow Chaffee Water Works Company additional funding for expenditures and higher surcharges 06-27-12 Proposed

45

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-27-12-00012 Implementation of recommendations made in a Management Audit Report To consider implementation of recommendations made in a Management Audit Report 07-03-12 Proposed PSC-27-12-00014 Approval of a gas transportation contract rate To consider approval of a gas transportation contract rate 07-03-12 Proposed 03-06-13 Finalized PSC-28-12-00008 Minor electric rate filing To approve an increase in annual revenues by approximately $239,362 or 8.0% 07-11-12 Proposed 02-13-13 Finalized PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance Mechanism Consideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics 07-11-12 Proposed PSC-29-12-00013 EEPS programs administered by KEDLI To modify KEDLI's gas residential EEPS programs 07-18-12 Proposed PSC-29-12-00014 EEPS programs administered by Niagara Mohawk To modify Niagara Mohawk's electric and gas residential EEPS programs 07-18-12 Proposed PSC-29-12-00015 EEPS programs administered by KEDNY To modify KEDNY's gas residential EEPS programs 07-18-12 Proposed PSC-29-12-00017 Lightened and incidental regulation of steam service To consider lightened and incidental regulation of steam service 07-18-12 Proposed 03-06-13 Finalized PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4 To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process. 07-18-12 Proposed PSC-30-12-00008 Orange and Rockland Utilities, Inc. proposes to retain a portion of property tax refunds To consider Orange and Rockland Utilities, Inc.'s proposal to retain a portion of property tax refunds 07-25-12 Proposed PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4 To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process 07-25-12 Proposed PSC-30-12-00012 To increase the Company's existing escrow account To approve an increase to the Company's existing escrow account 07-25-12 Proposed 01-02-13 Finalized PSC-30-12-00013 To increase the Company's existing escrow account To approve an increase to the Company's existing escrow account 07-25-12 Proposed 01-02-13 Finalized

46

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-31-12-00008 Whether to costs Whether to costs 08-01-12 03-06-13 approve, deny or modify, in whole or in part, the petition of Consolidated Edison regarding certain wheeling approve, deny or modify, in whole or in part, the petition of Consolidated Edison regarding certain wheeling Proposed Finalized

PSC-32-12-00015

To implement a quarterly customer surcharge in P.S.C. No. 3 - Water To approve the implementation of a quarterly customer surcharge in P.S.C. No. 3 - Water 08-08-12 Proposed 01-02-13 Finalized Telecommunications companies ability to attach to utility company poles Consideration of Tech Valley's ability to attach to Central Hudson poles 08-15-12 Proposed Request by the Village of Angelica to modify its Tariff Schedule PSC No. 1 To consider request by the Village of Angelica to modify its Tariff Schedule PSC No. 1 08-29-12 Proposed 03-06-13 Finalized To implement an abandonment of White Knight's water system To approve the implementation of abandonment of White Knight's water system 08-29-12 Proposed Water rates and charges To approve an increase in base rates by approximately $28,511 or 45% 08-29-12 Proposed 03-13-13 Finalized Whether to permit the use of the Romet RM56000 DCID rotary meter for use in commercial gas meter applications To permit gas utilities in New York State to use the Romet RM56000 DCID rotary meter 08-29-12 Proposed Customer eligibility limits in commercial electric energy efficiency programs. To encourage energy conservation by larger commercial customers. 09-05-12 Proposed 02-13-13 Finalized

PSC-33-12-00009

PSC-35-12-00013

PSC-35-12-00014

PSC-35-12-00015

PSC-35-12-00016

PSC-36-12-00008

PSC-36-12-00009

EEPS residential programs administered by Consolidated Edison Company of New York, Inc. To redesign the residential electric and gas programs and modify the budgets and targets. 09-05-12 Proposed Upstate commercial submetering; on-line bill calculator Lighten regulation of commercial submetering. Help submetered residents check electric bills 09-12-12 Proposed 03-13-13 Finalized Proposed modification by Con Edison of its procedures to calculate estimated bills to its customers Proposed modification by Con Edison of its procedures to calculate estimated bills to its customers 09-12-12 Proposed Approval to modify EEPS program budgets administered by NFG To modify NFG's EEPS programs by reallocating program budgets 09-19-12 Proposed 03-06-13 Finalized Mothballing of generation facility units and related electric service reliability remedies Consideration of the mothballing of generation facility units and related electric service reliability remedies 09-26-12 Proposed 01-02-13 Finalized

PSC-37-12-00008

PSC-37-12-00009

PSC-38-12-00003

PSC-39-12-00008

47

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-40-12-00008 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 10-03-12 Proposed 01-02-13 Finalized PSC-40-12-00009 Minor Rate Filing To increase annual revenues by approximately $116,000 or 7.78% 10-03-12 Proposed PSC-40-12-00010 Issuance of securities To permit the Company to issue and sell securities 10-03-12 Proposed 01-02-13 Finalized PSC-40-12-00011 The approval of the acquisition of GenOn by NRG through a merger. To consider the approval of the acquisition of GenOn by NRG through a merger 10-03-12 Proposed 01-02-13 Finalized PSC-40-12-00012 Recharge New York Power Program (RNY) To clarify the applicability of the RDM as it applies to Consolidated Edison Company of New York, Inc.'s RNY Program 10-03-12 Proposed PSC-41-12-00014 Amendment of submetering order to allow Progressive Management of NY, Corp. to terminate electric service for failure to pay Amendment of submetering order to allow Progressive Management of NY, Corp. to terminate electric service for failure to pay 10-10-12 Proposed PSC-41-12-00015 Modification to the Commission's Electric Safety Standards To consider revisions to the Commission's Electric Safety Standards 10-10-12 Proposed PSC-42-12-00006 Amendments to 16 NYCRR Part 255 To adopt amendments to 16 NYCRR part 255 10-17-12 Proposed 02-06-13 Finalized PSC-42-12-00007 Petition for the submetering of electricity To consider the request of 215 West 91st Street Corp. to submeter electricity at 215 West 91st Street, New York, New York 10-17-12 Proposed PSC-42-12-00008 Major gas rate filing To consider a proposal to increase annual gas revenues 10-17-12 Proposed PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.'s long-term financing agreements To exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements 10-17-12 Proposed PSC-42-12-00010 Major electric rate filing To consider a proposal to increase annual electric revenues 10-17-12 Proposed PSC-43-12-00004 Water rates and charges To approve an increase in annual revenues by approximately $87,307 or 19.48% 10-24-12 Proposed

48

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-43-12-00005 Grant authority for additional expenditures in New York State Electric and Gas Corporation Emergency Economic Programs Provide emergency economic program assistance for qualified applicants that exceed the previously approved $7 million program 10-24-12 Proposed 01-02-13 Finalized PSC-43-12-00006 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries The filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recoveries 10-24-12 Proposed PSC-44-12-00005 Renewable Portfolio Standard structure and fund allocation to further support on-site wind development To encourage electric energy generation for the State's consumers from renewable resources 10-31-12 Proposed 03-06-13 Finalized PSC-44-12-00006 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00007 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00008 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00009 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00010 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00011 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customers To provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers 10-31-12 Proposed PSC-44-12-00012 Petition for the submetering of electricity To consider the request of CityStation East, LLC to submeter electricity at 1520 6th Avenue, Troy, New York 10-31-12 Proposed PSC-45-12-00003 Transfer Certain Equipment to AES ES Westover LLC To approve the transfer of certain equipment to AES ES Westover LLC 11-07-12 Emergency/Proposed 01-30-13 Finalized PSC-45-12-00006 Waiver of certain requirements of sections 16 NYCRR 600.3, 609.4, 609.13(c), and 890.66, as requested by Verizon To implement a program providing for prior approved notification by e-mail rather than hardcopy notices 11-07-12 Proposed 03-06-13 Finalized PSC-45-12-00007 Petition for the submetering of electricity To consider the request of 2130 ACP Blvd Investors LLC to submeter electricity at 2130-2138 Adam Clayton Powell Jr Blvd, NY, NY 11-07-12 Proposed

49

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff 11-07-12 Proposed PSC-45-12-00009 Certain aspects of the residential and small non-residential retail energy markets in New York State To assess certain aspects of the retail energy markets and to consider actions regarding the operation of those markets 11-07-12 Proposed PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District 11-07-12 Proposed PSC-46-12-00008 Tariff regarding capacity limits for net metered electrical generating systems To increase availability of net metering in New York State Electric and Gas Corporation's service territory 11-14-12 Proposed PSC-46-12-00009 New York State Cost Recovery Fee requirements To approve NYSERDA's request to use interest earned on ConEd EEPS gas program funds to pay share of State Cost Recovery Fee 11-14-12 Proposed PSC-46-12-00010 Tariff regarding installed capacity limits for net metered electrical generating systems To increase net metering availability in Orange and Rockland Utilities Inc.'s service territory 11-14-12 Proposed PSC-46-12-00011 Tariff regarding installed capacity limits for net metered electrical generating systems To increase net metering availability in Consolidated Edison Company of New York, Inc.'s service territory 11-14-12 Proposed PSC-46-12-00012 Tariff regarding installed capacity limits for net metered electrical generating systems To increase net metering availability in Rochester Gas and Electric Corporation's service territory 11-14-12 Proposed PSC-46-12-00013 Tariff regarding installed capacity limits for net metered electrical generating systems To increase net metering availability in Niagara Mohawk Power Corporation's service territory 11-14-12 Proposed PSC-46-12-00014 Central Hudson tariff regarding net metering of residential, non-residential, and farm service wind electric generating systems To increase the capacity limits for net metered residential, non-residential, and farm service wind electric generating systems 11-14-12 Proposed PSC-47-12-00004 Temporary waiver and suspension of electric, gas and steam tariff provisions requiring the imposition of late payment charges Temporary waiver and suspension of electric, gas and steam tariff provisions requiring the imposition of late payment charges 11-21-12 Emergency/Proposed 02-13-13 Finalized PSC-47-12-00005 Temporary waiver of the notification requirement contained in 16 NYCRR Section 261.53 To provide gas utilities with a temporary waiver of 16 NYCRR Section 261.53 11-21-12 Emergency/Proposed 02-13-13 Finalized PSC-47-12-00006 Waiver of certain requirements of 16 NYCRR section 255.604 concerning operator qualification The waiver will allow utilities flexibility in personnel and contractor services to facilitate the restoration of gas service 11-21-12 Emergency/Proposed 02-13-13 Finalized

50

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-47-12-00008 Renewable Portfolio Standard structure & funding allocation to further support on-site anaerobic digester generation development To encourage electric energy generation for the State's consumers from renewable resources 11-21-12 Proposed 02-13-13 Finalized Issuance of Securities To allow or disallow New York American Water Company to issue long-term debt 11-21-12 Proposed 02-06-13 Finalized Whether to permit the use of the Romet AdEC electronic corrector for use in commercial and industrial gas meter applications To permit gas utilities in New York State to use the Romet AdEC corrector 11-21-12 Proposed Customer charges To make changes to the rates, charges, rules and regulations in HVWC's tariff to become effective March 1, 2013 11-21-12 Proposed 03-06-13 Finalized The approval of the transfer of ownership of WPS from Integrys to Lakeside To consider the approval of the transfer of ownership of WPS from Integrys to Lakeside 11-21-12 Proposed 02-06-13 Finalized PSC-48-12-00005 Removal of references to Standby Sales Service To remove references to Standby Sales Service which is no longer offered to Interruptible Transportation customers 11-28-12 Proposed 02-06-13 Finalized PSC-49-12-00001 Waiver of certain requirements of 16 NYCRR section 255.604 concerning operator qualification The waiver will allow flexibility in utility personnel to facilitate the restoration of gas service impacted by Hurricane Sandy 12-05-12 Emergency/Proposed 02-13-13 Finalized PSC-49-12-00010 Temporary waiver of the notification requirement contained in 16 NYCRR Section 261.53 To provide gas utilities with a temporary waiver of 16 NYCRR Section 261.53 12-05-12 Emergency/Proposed 03-06-13 Finalized PSC-50-12-00003 Affiliate standards for Corning Natural Gas Corporation To resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing 12-12-12 Proposed Availability of important telecommunications services in New York State at just and reasonable rates Helping to ensure availability of important telecommunications services in New York State at affordable rates 12-12-12 Proposed To consider the petition for clarification from 42nd and 10th Associates, LLC To consider the petition for clarification from 42nd and 10th Associates, LLC 12-19-12 Proposed Transfer of utility assets in excess of $100,000 To grant or deny the sale of 809-873 Neptune Ave., Brooklyn, NY., from BUG to Storage Deluxe for $15 million, no contingencies 12-19-12 Proposed Petition for the submetering of electricity To consider the request of Kissling Interests, LLC to submeter electricity at 175 North Street, Buffalo, New York 12-19-12 Proposed

PSC-47-12-00009

PSC-47-12-00010

PSC-47-12-00011

PSC-47-12-00012

PSC-50-12-00004

PSC-51-12-00003

PSC-51-12-00004

PSC-51-12-00005

51

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-51-12-00006 National Grid proposes to retain all property tax refunds To consider National Grid's proposal to retain all property tax refunds 12-19-12 Proposed PSC-51-12-00007 Uniform System of Accounts - Request for Accounting Authorization To allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred 12-19-12 Proposed PSC-52-12-00009 Consideration of the petition of Multiple Intervenors regarding Empire Zone and Recharge New York economic development rates Whether to allow customers to receive multiple discounts on Recharge New York power 12-26-12 Proposed PSC-52-12-00010 To designate of TWCIS/NY as a Lifeline--only ETC in New York To allow TWCIS/NY to offer residential voice telephone service to Lifeline-eligible customers 12-26-12 Proposed PSC-52-12-00011 The New York State Reliability Council's establishment of an Installed Reserve Margin of 17.0% To adopt an Installed Reserve Margin for the Capability Year beginning May 1, 2013, and ending April 30, 2014 12-26-12 Proposed 03-06-13 Finalized PSC-01-13-00006 Further waiver and suspension of electric and gas tariff provisions requiring the imposition of certain late payment charges. Further waiver and suspension of electric and gas tariff provisions requiring the imposition of certain late payment charges. 01-02-13 Emergency/Proposed 03-27-13 Finalized PSC-01-13-00007 Waiver of certain tariff charges. To consider petition for waiver of certain tariff charges. 01-02-13 Emergency/Proposed 03-27-13 Finalized PSC-01-13-00008 Waiver of certain tariff charges. To consider petition for waiver of certain tariff charges. 01-02-13 Emergency/Proposed 03-27-13 Finalized PSC-01-13-00009 Waiver of certain tariff charges. To consider petition for waiver of certain tariff charges. 01-02-13 Emergency/Proposed 03-27-13 Finalized Waiver of certain tariff charges. To consider petition for waiver of certain tariff charges. 01-02-13 Emergency/Proposed 03-27-13 Finalized To issue long-term indebtedness, preferred stock and hybrid securities and to enter into derivative instruments To allow or disallow Rochester Gas and Electric Corporation to finance transactions for purposes authorized under PSL Section 69 01-02-13 Proposed New York State Renewable Portfolio Standard eligibility requirements To modify the rules of the Renewable Portfolio Standard to limit eligibility to projects located in New York State 01-02-13 Proposed Use of an existing surcharge balance and extend its collection period for an additional 16 quarters Immediately pay off the incurred cost and avoid additional interest charges 01-09-13 Proposed

PSC-01-13-00010

PSC-01-13-00016

PSC-01-13-00017

PSC-02-13-00014

52

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-02-13-00015 Whether NFG should be permitted to transfer 100 miles of property located in Chautauqua County To decide whether to approve NFG's request to transfer 100 miles of property located in Chautauqua County 01-09-13 Proposed PSC-03-13-00001 Whether to grant, modify or deny a petition by Consolidated Edison proposing revisions to its demand response programs Whether to grant, modify or deny a petition by Consolidated Edison proposing revisions to its demand response programs 01-16-13 Proposed PSC-03-13-00002 Petition for the submetering of electricity To consider the request of Jamaica 161 Realty, LLC to submeter electricity at 90-14 161st Street, Jamaica, New York 01-16-13 Proposed PSC-04-13-00005 Whether to grant, deny or modify, in whole or in part, the petition for waiver of National Grid's tariff Rule 47 To determine whether to grant, deny or modify, in whole or in part, the petition for waiver of National Grid's tariff Rule 47 01-23-13 Proposed PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above 100 kW To consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW 01-23-13 Proposed PSC-04-13-00007 Authorization to transfer certain real property. To decide whether to approve the transfer of certain real property. 01-23-13 Proposed PSC-04-13-00008 NYSEG's Emergency Economic Development Programs for assisting customers recovering from Superstorm Sandy Approval of NYSEG's Emergency Economic Development Program for assisting customers recovering from Superstorm Sandy 01-23-13 Proposed PSC-04-13-00009 National Grid's Emergency Economic Development Programs for assisting customers recovering from Superstorm Sandy Approval of National Grid's Emergency Economic Development Programs for assisting customers recovering from Superstorm Sandy 01-23-13 Proposed PSC-04-13-00010 Additional financing of $4.0 million related to a transfer of interests in Emkey to NEE Approval of additional financing of $4.0 million related to a transfer of interests in Emkey to NEE 01-23-13 Proposed PSC-05-13-00004 To increase the charge per customer from $100.00 to $150.00. To approve the Company's petition to increase the charge per customer from $100.00 to $150.00. 01-30-13 Proposed Waiver of 16 NYCRR Parts 894.1 through 894.4(b)(2) To allow the Town of Williamstown, NY, to waiver certain preliminary franchising procdures to expedite the franchising process. 01-30-13 Proposed Waiver of the retirement notice period so that the Danskammer Facility may be transferred and demolished. Consideration of the waiver of the retirement notice period so that the Danskammer Facility may be transferred and demolished. 01-30-13 Proposed To consider the Asset Purchase Agreement with Princetown Cable Company, Inc. by Time Warner Cable Northeast LLC. To allow the Princetown Cable Company, Inc. to distribute its equity interest to Time Warner Cable Northeast LLC. 01-30-13 Proposed To increase the charge per customer from $100.00 to $150.00. To approve the Company's petition to increase the charge per customer from $100.00 to $150.00. 01-30-13 Proposed

PSC-05-13-00005

PSC-05-13-00006

PSC-05-13-00007

PSC-05-13-00008

53

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-06-13-00006 Transfer of utility assets in excess of $100,000 To grant or deny the sale of underground streetlight cables and steel from NYSEG to the City of Auburn for $1, no contingencies 02-06-13 Proposed Compliance filing by Consolidated Edison proposing revisions to its fuel cost allocation To consider a compliance filing and reconsideration request by Consolidated Edison to revise its fuel cost allocation 02-06-13 Proposed Verizon New York Inc.'s retail service quality To investigate Verizon New York Inc.'s retail service quality 02-06-13 Proposed Allocation of tax refunds To determine the appropriate allocation of tax refunds between the utility and its customers 02-06-13 Proposed PSC-06-13-00010 Deferred Payment Agreements (DPA) Approval of a pilot program allowing customers to negotiate the terms of a DPA over the phone and sign the DPA electronically 02-06-13 Proposed Approval of the transfer of ownership interests the Roseton Generating Station Consideration of the approval of the transfer of ownership interests the Roseton Generating Station 02-06-13 Proposed Natural Gas Vehicle Service (NGV) To allow for payment of service for fuel for a NGV at the point of sale 02-06-13 Proposed PSC-06-13-00013 Waiver of certain tariff requirements related temperature controlled interruptible gas service The waiver will allow uninterrupted gas service to customers whose equipment was impacted by Hurricane Sandy 02-06-13 Emergency/Proposed Approval of the transfer, from Kodak to RED, of a utility system at the Eastman Business Park, and other related relief Consideration of the transfer, from Kodak to RED, of a utility system at the Eastman Business Park, and other related relief 02-13-13 Proposed PSC-07-13-00017 The modification of a prior order concerning the treatment of funds received from a third party To decide whether to modify a prior order concerning the treatment of funds received from a third party 02-13-13 Proposed Whether to permit the use of the Rosemount 8800 Series Vortex Flowmeter To permit steam utilities in New York State to use the Rosemount 8800 Series Vortex Flowmeter 02-13-13 Proposed Monthly charge for cellular communications. To modify the monthly charge applicable to Service Classification Nos. 3 and 13 customers with cellular meters. 02-13-13 Proposed Reliability contingency plans to address the potential retirement of the Indian Point Energy Center. To establish reliability contingency plans for the potential retirement of the Indian Point Energy Center. 02-20-13 Proposed Customer-Sited Tier of the RPS Program To reallocate unencumbered 2012 Customer-Sited Tier funds 02-20-13 Proposed To consider the Company's petition to extend the completion of the five year inspection cycle to June 30, 2015 To consider the Company's petition to extend the completion of the five year inspection cycle to June 30, 2015 02-20-13 Proposed

PSC-06-13-00007

PSC-06-13-00008

PSC-06-13-00009

PSC-06-13-00011

PSC-06-13-00012

PSC-07-13-00016

PSC-07-13-00018

PSC-07-13-00019

PSC-08-13-00009

PSC-08-13-00010

PSC-08-13-00011

54

ID Number

Issue Date

Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-08-13-00012 Filing requirements for certain Article VII electric facilities To ensure that applications for certain electric transmission facilities contain pertinent information 02-20-13 Proposed PSC-08-13-00013 Service Class No. 10 (SC) To add a new Service Class (SC No. 10) 02-20-13 Proposed PSC-08-13-00014 Uniform System of Accounts - Request for Accounting Authorization To allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred 02-20-13 Proposed PSC-08-13-00015 Minor gas rate filing To approve an increase in annual gas revenues by approximately $300,000 or 27.9% 02-20-13 Proposed PSC-08-13-00016 To adopt amendments to 16 NYCRR Parts 10 and 255 to reflect current Federal regulations and certain housekeeping changes To adopt amendments to 16 NYCRR Parts 10 and 255 to reflect current Federal regulations and certain housekeeping changes 02-20-13 Proposed PSC-09-13-00004 Recharge New York Program To modify its Allocation Ratio for standby service customers served under certain economic development programs 02-27-13 Proposed PSC-09-13-00005 Waiver of the requirements of 16 NYCRR, part 96, by Concern for Independent Living for 3349 Webster Avenue, Bronx, New York To consider the request for waiver from 16 NYCRR, Part 96, by Concern for Independent Living for 3349 Webster Avenue, Bronx, NY 02-27-13 Proposed PSC-09-13-00006 Business Incentive Rate (BIR) To modify Rider J - Business Incentive Rate to remove the 25% residential-use ceiling for certain customers 02-27-13 Proposed PSC-10-13-00002 Appoint the Town of Thompson as the temporary operator of the abandoned White Knight water system. Appointment will allow continued operation and management of system in compliance with tariff, statutes and regulations. 03-06-13 Emergency/Proposed PSC-10-13-00009 Telephone local interconnection rates To change the current procedure to establish and update the UCRCC 03-06-13 Proposed PSC-11-13-00010 Temporary State Assessment To modify tariff language regarding the implementation of the Temporary State Assessment 03-13-13 Proposed PSC-11-13-00011 Temporary State Assessment To modify tariff language regarding the implementation of the Temporary State Assessment 03-13-13 Proposed PSC-11-13-00012 Recovery of incremental expense To consider petition for recovery of incremental expense 03-13-13 Proposed PSC-11-13-00013 Transportation service under Service Classification (SC) Nos. 7 and 14 To modify and clarify provisions related to electric generators that take transportation service under SC Nos. 7 and 14 03-13-13 Proposed

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Action

QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-11-13-00014 Request authorization to defer incremental expenses incurred related to Tropical Storm Sandy To consider allowing Central Hudson Gas & Electric Corporation to defer incremental expenses incurred in storm restoration work 03-13-13 Proposed PSC-11-13-00015 Recovery of certain transmission-related expenses to a non-bypassable tariff rider To shift the recovery mechanism of certain transmission-related expenses to a non-bypassable tariff rider 03-13-13 Proposed PSC-12-13-00007 Protecting company water mains To allow the company to require certain customers to make changes to the electrical grounding system at their homes 03-20-13 Proposed PSC-12-13-00008 Petition for the submetering of electricity To consider the request of UDC Gateway, LLC to submeter electricity at 1560 Fulton Street, Brooklyn, New York 03-20-13 Proposed PSC-12-13-00009 The approval of the transfer of ownership of Laser and DMP from indirect ownership by Williams to direct ownership To consider the approval of the transfer of ownership of Laser and DMP from indirect ownership by Williams to direct ownership 03-20-13 Proposed PSC-12-13-00010 Main Tier of the RPS Program To allocate funding from the Main Tier to an eligible hydroelectric facility 03-20-13 Proposed PSC-12-13-00013 Reliability Support Services Agreement for electric service reliability Consideration of a Reliability Support Services Agreement for electric service reliability 03-20-13 Proposed PSC-13-13-00006 Revision to the Underground Residential Distribution provisions To clarify language to the Underground Residential Distribution provisions 03-27-13 Proposed PSC-13-13-00007 Minor electric rate filing To approve an increase in annual base electric revenues by approximately $194,309 or 7% 03-27-13 Proposed The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines. To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should be granted. 03-27-13 Proposed

PSC-13-13-00008

RACING AND WAGERING BOARD

RWB-04-12-00001 Testing of horses in a claiming race To remove the requirement that all claiming horses be tested and allow the Board to test based on race results or integrity 01-25-12 Proposed 02-13-13 Expired The ability of a new owner of a claimed horse to void the claim To remove the incentive to horse owners to race substandard horses in a claiming race 10-31-12 Emergency Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements for thoroughbreds To protect the health and safety of thoroughbred race horses, jockeys and exercise riders 11-28-12 Emergency

RWB-44-12-00013

RWB-48-12-00006

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Issue Date

Action

QUARTERLY INDEX

RACING AND WAGERING BOARD

RWB-52-12-00014 Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements for thoroughbreds. To protect the health and safety of thoroughbred race horses, jockeys and exercise riders. 12-26-12 Emergency RWB-05-13-00003 The ability of a new owner of a claimed horse to void the claim To remove the incentive to horse owners to race substandard horses in a claiming race 01-30-13 Emergency RWB-08-13-00003 Prohibited use of anabolic steroids in horse racing and testing of plasma samples To include plasma samples and establish plasma thresholds in anabolic steroid testing of racehorses 02-20-13 Proposed RWB-08-13-00004 The use of cellular telephones in the paddock To allow cellular telephones and other electronic communication devices in designated areas of a harness race track paddock 02-20-13 Proposed RWB-08-13-00005 The ability of a new owner of a claimed horse to void the claim To remove the incentive to horse owners to race substandard horses in a claiming race 02-20-13 Proposed RWB-08-13-00006 Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements for thoroughbreds To protect the health and safety of thoroughbred race horses, jockeys and exercise riders 02-20-13 Proposed

STATE, DEPARTMENT OF
DOS-02-12-00001 Children's Product Safety and Recall Effectiveness Act Implement the Children's Product Safety and Recall Effectiveness Act 01-11-12 Proposed 10-03-12 Finalized DOS-22-12-00017 Administrative expenses and executive compensation of providers of services to New Yorkers To address limits on the use of State funds/State-authorized payments for administrative expenses and executive compensation 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised DOS-35-12-00005 Will require local government agencies to post contact information for records access officers online where practicable To make contact information for FOIL requests available online 08-29-12 Proposed DOS-43-12-00001 Real estate advertising To provide guidance and protection pertaining to advertising by real estate licensees 10-24-12 Proposed DOS-46-12-00001 Address Confidentiality Program To implement the Address Confidentiality Program required by Executive Law section 108. 11-14-12 Emergency DOS-07-13-00002 Address Confidentiality Program To implement the Address Confidentiality Program required by Executive Law Section 108 02-13-13 Emergency/Proposed

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Action

QUARTERLY INDEX

STATE UNIVERSITY OF NEW YORK

SUN-24-12-00008 Proposed amendments to traffic and parking regulations at the State University of New York College of Technology at Farmingdale Amend existing regulations to update location of parking lots, amend fines, and attach current map of campus 06-13-12 Proposed 01-23-13 Finalized SUN-30-12-00014 State basic financial assistance for operating expenses of community colleges under the program of the State & City Universities To modify existing limitations formula for basic State Financial assistance for operating expenses of community colleges 07-25-12 Emergency/Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-37-12-00005 Combined Reports To update rules and codify Department interpretation regarding combined reports 09-12-12 Proposed 01-02-13 Finalized TAF-48-12-00007 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period January 1, 2013 through March 31, 2013 11-28-12 Proposed 03-13-13 Finalized TAF-48-12-00008 Tax return filings for licensed farm breweries To allow licensed farm breweries to file annual beer tax returns 11-28-12 Proposed 02-20-13 Finalized TAF-11-13-00006 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period April 1, 2013 through June 30, 2013 03-13-13 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-22-12-00021 Limits on administrative expenses and executive compensation Establishes limits on the use of State funds or State-authorized payments for administrative costs and executive compensation by covered providers 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised TDA-36-12-00001 Fair Hearings Process for the Home Energy Assistance Program Eliminate the requirements that a fair hearing request concerning the Home Energy Assistance Program (HEAP) must be made within 105 day of the social services district's termination of the receipt of HEAP applications for the program year 09-05-12 Proposed 03-20-13 Finalized Child Support To address child support services applications and notification requirements and the imposition of an annual service fee; and set forth requirements concerning the provision of legal services and the recovery of associated costs 12-05-12 Proposed 03-20-13 Finalized

TDA-49-12-00014

THRUWAY AUTHORITY, NEW YORK STATE

THR-25-12-00013 Toll rate adjustments on the New York State Thruway system To provide for toll rate adjustments necessary to support the Authority's financial obligations 06-20-12 Proposed

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Action

QUARTERLY INDEX

TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY

TBA-44-12-00003 A proposal to establish a new crossing charge schedule for use of bridges and tunnels operated by TBTA A proposal to raise additional revenue 10-31-12 Proposed 01-09-13 Finalized

URBAN DEVELOPMENT CORPORATION

UDC-43-12-00002 Bonding Guarantee Assistance Program Provide the basis for administration of the Bonding Guarantee Assistance Program 10-24-12 Emergency UDC-51-12-00009 The Innovate NY Fund Provide the basis for administration of The Innovate NY Fund 12-19-12 Emergency UDC-02-13-00009 The Downstate Revitalization Fund Provide the basis for administration of The Innovate NY Fund 01-09-13 Emergency UDC-02-13-00010 Bonding Guarantee Assistance Program Provide the basis for administration of the Bonding Guarantee Assistance Program 01-09-13 Emergency UDC-02-13-00011 The Economic Development Fund Program (EDF) Provide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Floor Recovery Fund within EDF 01-09-13 Emergency UDC-02-13-00012 Capital Access Program Provide the basis for administration of the Capital Access Program 01-09-13 Emergency UDC-02-13-00013 Small Business Revolving Loan Fund Provide the basis for administration of Small Business Revolving Loan Fund including evaluation criteria and application process 01-09-13 Emergency UDC-10-13-00003 The Innovate NY Fund Provide the basis for administration of The Innovate NY Fund 03-06-13 Proposed UDC-10-13-00004 Bonding Guarantee Assistance Program Provide the basis for administration of the Bonding Guarantee Assistance Program 03-06-13 Proposed UDC-10-13-00005 The Downstate Revitalization Fund Provide the basis for administration of The Downstate Revitalization Fund 03-06-13 Proposed UDC-10-13-00006 The Economic Development Fund Program Provide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Flood Recovery Fund within EDF 03-06-13 Proposed The Innovate NY Fund Provide the basis for administration of The Innovate NY Fund 03-20-13 Emergency

UDC-12-13-00001

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Issue Date

Action

QUARTERLY INDEX

URBAN DEVELOPMENT CORPORATION

UDC-12-13-00002 Capital Access Program Provide the basis for administration of the Capital Access Program 03-20-13 Proposed

VICTIM SERVICES, OFFICE OF

OVS-22-12-00009 Limits on administrative expenses and executive compensation To establish limitations on administrative expenses and executive compensation for those programs funded by the Office 05-30-12 Proposed 10-31-12 Revised 03-13-13 Revised

WORKERS COMPENSATION BOARD

WCB-47-12-00013 Medical Treatment Guidelines Requires use of the Medical Treatment Guidelines for covered injuries and creates processes for their use 11-21-12 Proposed 02-06-13 Finalized WCB-48-12-00002 Filing written reports of Independent Medical Examinations (IMEs) To amend the time for filing written reports of IMEs with the Board and furnished to all others. 11-28-12 Emergency WCB-09-13-00002 Filing written reports of Independent Medical Examinations (IMEs) To amend the time for filing written reports of IMEs with the Board and furnished to all others. 02-27-13 Emergency Independent Medical Examinations, Examiners, Entities, and reports made without physical examination Clarify the process and procedure for the conduct and reporting of independent medical examinations 03-20-13 Proposed

WCB-12-13-00004

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