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P
int
=
RT
int
V
int
(D
air
+D
egr
D
asp
) (1)
Classically (see [6] for exemple), we assume that the aspi-
rated ow can be computed as
D
asp
=
vol
(P
int
, N
e
)
P
int
RT
int
V
cyl
N
e
120
where V
cyl
is the cylinder volume.
vol
is the volumetric
efciency which is experimentally derived and, eventually,
dened though a look-up table
vol
(P
int
, N
e
).
2) Composition balance in the intake manifold: The
burned gas ratio F
int
is the fraction of burned gas in the
intake manifold. It writes
F
int
1
M
int,air
M
int
The composition of the EGR (F
egr
) is the composition in
the exhaust manifold (F
exh
) delayed by the transport through
the EGR pipe. We consider that this delay is negligible, i.e.
F
egr
= F
exh
. Mixing dynamics is modelled as
F
int
=
RT
int
P
int
V
int
(D
egr
(F
exh
F
int
) D
air
F
int
) (2)
III. AIR PATH SYSTEM PROPERTIES
TABLE I
NOMENCLATURE. I.M. REFERS TO THE INTAKE MANIFOLD.
Var. Quantity Unit Symb.
P
int
Pressure in the i.m. Pa x
1
F
int
Fraction of burned gas in the i.m. - x
2
egr Equivalent ow if kg.s
1
x
3
EGR valve is full open
D
air
Manifold air ow kg.s
1
u
1
Degr EGR ow kg.s
1
u
2
S
V GT
VGT normalized position - v
1
Segr EGR valve effective area - v
2
T
int
Temperature in the i.m. K
M
int
Total mass in the i.m. kg
M
int,air
Air mass in the i.m. kg
V
int
Volume of the i.m. L
Ne Engine Speed rpm
Dasp Aspirated ow into the cylinders kg.s
1
V
cyl
Volume of the cylinders L
Ratio of specic heats -
F
exh
Fraction of burned gas in the e.m. -
R Gas constant J.(kgK)
1
vol
Volumetric efciency -
A. Reference model
The air path is represented as the input output system (3)
depicted in Figure 1 (right). We note
int
RT
int
V
int
and
int
1
RT
int
V
cyl
N
e
120
Using (1) and (2), the reference dynamics reads
_
_
_
x
1
=
int
(u
1
+u
2
int
vol
(x
1
, N
e
)x
1
)
x
2
=
int
x
1
(F
exh
u
2
(u
1
+u
2
)x
2
)
(3)
These equations correspond to the right part of Figure 1.
This fully actuated system is linearizable by nonlinear static
feedback: (x
1
,x
2
) are linearizing output. The motion plan-
ning problem is readily solved by imposing histories of
(x
1
,x
2
) and computing corresponding inputs (see [3]).
B. Input constraints
1) Constraints on ow variables: By denition of in-
put ows, input signals u
1
and u
2
are assumed positive.
Moreover, to take physical limitations of the engine into
account, the total input ow must be strictly positive and
upper bounded. To summarize, we consider that there exists
(u
min
, u
max
) (R
+
\ {0})
2
such that
0 < u
min
u
1
+u
2
u
max
2) Misre avoidance: Our challenge here is to success-
fully pass the EU cycle. A necessary condition is to avoid
misres and the implied peaks in pollutant emissions. High
EGR rates may cause these misres. A simple strategy can
address this issue. Conservatively, misre avoidance can
be guaranteed provided the following input constraints are
satised
C(u) F
exh
u
2
u
2
+u
1
C < 1
FrA06.2
4395
u = D
air
1
u = D
egr
2
u = D
air
ol
ol ol
ol
1
u
ol
u = D
egr
2
x = P
int
1
x = F
int
2
AIR PATH
DYNAMICS
T
int
N
e
F
exh
Measurements
v = S
vgt
1
v = S
egr
2
STATIC
TRANSFORMATION
T
int
N
e
Measurements
P
exh
T
exh
N
turb
Unmeasured variables
P
int
D
air
P I
P I
OBSERVER
Fig. 1. Input/Output scheme of the air path dynamics and its associated control strategy.
3) Feasible inputs set: Combining the previously dis-
cussed constraints, the set of feasible inputs is dened as
U
_
(u
1
, u
2
) (R)
2
/0 < u
min
u
1
+u
2
u
max
,
u
2
0, and F
exh
u2
u2+u1
C
_
We note its boundary U. A typical representation of this
convex set is given in Figure 2.
0
D
egr
D
air
Feasible set U
D
air
+D
egr
u
max
D
egr
0
F
exh
Degr
Dair+Degr
C
D
air
+D
egr
u
min
Fig. 2. Input constraints (u
1
= D
air
, u
2
= Degr), the feasible set U is
represented in grey.
C. Assumptions
1) Boundedness of
int
and
int
: We assume that there
exists (
m
,
M
,
m
,
M
) (R
+
\ {0})
4
such that
0 <
m
int
M
and 0 <
m
int
M
Equivalently, it is assumed that T
int
and N
e
are strictly
positive and upper bounded (which, experimentally, is true).
2) Characteristics of the volumetric efciency: It is as-
sumed that the volumetric efciency slowly varies w.r.t. the
intake pressure x
1
. We dene the function h
Ne
R
+
x
1
h
Ne
(x
1
)
vol
(x
1
, N
e
)x
1
(4)
We suppose that there exists a strictly positive constant h
such that, for all x
1
> 0,
h
Ne
x
1
(x
1
) h > 0
Experimentally, this assumption is actually easy to validate.
It allows us to dene
x
1,m
h
1
Ne
(
u
min
int
) and x
1,M
h
1
Ne
(
u
max
int
)
Notice that, by construction, x
1,m
> 0, because h
Ne
is a
strictly increasing function with h
Ne
(0) = 0.
D. System properties
1) The state x is bounded: Consider the closed set
[x
1,m
, x
1,M
]. At the lower boundary, x
1,m
, we have
x
1
=
int
(u
1
+u
2
int
h(x
1,m
))
=
int
(u
1
+u
2
u
min
) 0
Similarly, at the upper boundary x
1,M
, we have x
1
0.
Along the boundaries of the domain [x
1,m
, x
1,M
], the vector
eld is pointing inside the domain. We can reformulate these
inequalities into the following lemma
Lemma 1: For any initial condition such that x
1
(0)
[x
1,m
, x
1,M
], then, for all t 0, the solution of (3) veries
x
1
(t) [x
1,m
, x
1,M
].
Now, consider [0,
C]. Let x
2
= 0, then, we have x
2
=
int
x1
F
exh
u
2
0. Again, if x
2
=
C,
x
2
=
int
x
1
_
F
exh
u
2
(u
1
+u
2
)
C
_
0
because F
exh
u2
u2+u1
C since u U. The following lemma
holds
Lemma 2: For any initial condition such that x
2
(0)
[0,
C], then, for all t 0, the solution of (3) veries
x
2
(t) [0,
C].
At last, consider X [x
1,m
, x
1,M
] [0,
C]. Using
Lemma 1 and Lemma 2, we can now conclude and state
FrA06.2
4396
the following result.
Proposition 1: For any initial condition x(0) =
(x
1
(0), x
2
(0)) X, and for any control input u such
that u(t) U for all t 0, the solution x(t) of (3) remains
in X for all t 0. The (functions) vector (x, u) is said to
be a feasible trajectory.
2) System (3) is globally exponentially open loop stable:
Let (x
r
, u
r
) be a feasible reference trajectory. Applying the
open loop control law u
r
to (3) with any initial condition
x(0) X, system (3) gives
_
_
_
x
1
=
int
(u
r
1
+u
r
2
int
h
Ne
(x
1
))
x
2
=
int
x
1
(F
exh
u
r
2
(u
r
1
+u
r
2
)x
2
)
(5)
Let x = x
r
x, the error between the reference state and
the solution of (5) with x(0) X as initial condition. We
get
_
x
1
=
int
int
(h
Ne
(x
r
1
) h
Ne
(x
1
))
x
2
=
int
x
1
x
r
1
(F
exh
u
r
2
(u
r
1
+u
r
2
)x
2
) x
1
int
u
r
1
+u
r
2
x
r
1
x
2
(6)
Exponential convergence of x toward 0 can be studied by
exploiting the cascade structure of equations (6).
First, we focus on the x
1
-dynamics. The differentiation of
the squared norm of x
1
leads to
d
dt
_
x
2
1
_
= 2
int
int
(h
Ne
(x
1
) h
Ne
(x
r
1
)) x
1
2
m
x
2
1
where
m
m
m
h. Thus, we have
t R
+
, | x
1
(t)| e
mt
| x
1
(0)| (7)
Some easy rewriting of the x
2
-dynamics leads to
x
2
= (t) x
2
+(t) (8)
where
_
_
(t)
int
x
1
x
r
1
(F
exh
u
r
2
(u
r
1
+u
r
2
)x
2
) x
1
(t)
int
u
r
1
+u
r
2
x
r
1
The analytic solution of (8) is
x
2
(t) =exp
_
_
t
0
(s)ds
_
x
2
(0)
+
_
t
0
exp
_
_
t
s
()d
_
(s)ds (9)
From Proposition 1, x X. Then, it follows that the function
is bounded because u
r
, x
r
,
int
, F
exh
are. Yet, from (7),
we have
t 0, |(t)| e
mt
where 2
M
x
2
1,M
u
max
C | x
1
(0)|. The function is strictly
positively bounded because
int
, x
r
and u
r
are, i.e.
t 0, 0 < min{
m
2
,
m
u
min
x
1,M
} (t)
These last two inequalities yield
| x
2
(t)|
_
| x
2
(0)| +
m
_
e
t
+
m
e
mt
Together with (7), this prove that the error x is globally
exponentially stable. The following result holds.
Proposition 2: Consider a feasible reference trajectory
(x
r
, u
r
). Feed (3) with the control input u
r
. Then, the error
state x x
r
globally exponentially converges toward 0.
This proposition is the key to understanding our approach.
Provided chosen control values are feasible (i.e. belong to U),
it is sufcient to use them as inputs in the airpath system
to exponentially reach a desired reference trajectory. For
implementation, this strategy has to be complemented by an
estimation technique to recover unmeasured variables.
IV. CONTROL STRATEGY
The control strategy we propose is pictured in Figure 3.
It comprises 4 sub procedures:
From the drivers torque demand to x
sp
: set point
computations through static maps (rst two blocks in
Figure 3).
From x
sp
to x
mp
: trajectory generation for the state x.
From x
mp
to u
mp
: model inversion, generation of the
open loop control laws.
From u
mp
to u
ol
: projection onto the feasible set U.
The set points maps are calibrated at steady state. The
calibration is a tradeoff between consumption, pollutants,
and noise. In [3], we detail the trajectory generation and
the model inversion leading to an open loop control law u
ol
.
Proposition 2 proves global open loop stability. If the
proposed control is feasible, then u
mp
(t) = u
ol
(t) for all
t 0 and, neglecting possible perturbations, the transient is
perfectly achieved. The feedback loop guarantees the track-
ing of the planned input values despite various uncertainties.
This feedback corresponds to the left part of Figure 1. There
are two feedback loop :
Feedback on u
1
with v
1
. We use a PI controller to
zero the error between the reference air ow u
r
1
and
the measured air ow u
1
.
Feedback on u
2
with v
2
. We use a PI controller to zero
the error between the reference EGR ow u
r
2
and the
estimated EGR ow u
2
.
The EGR ow is not measured, we have to estimate it. This
is the purpose of next section.
FrA06.2
4397
Driver Accelerator
Pedal
Ne
Static
Maps
Model
Inversion
Measurements
Static
Maps
IMEP
sp
x
mp
u
mp
x
sp
Motion
Planning
Input
Constraints
u
ol
Fig. 3. Motion planning scheme: from torque demand to feedforward control.
V. AIR PATH OBSERVER
As pictured in Figure 1, the real control variables are
not (u
1
, u
2
) but rather (v
1
, v
2
). The airpath dynamics has
(u
1
, u
2
) as physical inputs but these are not directly ac-
tuated. One can act upon (v
1
, v
2
) which uniquely dene
(u
1
, u
2
), provided several variables (see again Figure 1)
are known. Some of the required variables are measured
(T
int
,N
e
,P
int
,D
air
), while some are not (P
exh
, T
exh
,N
turb
).
In the following, we explain how to recover the unmeasured
variables. This is necessary to eventually close the loop on
the (v
1
, v
2
) input channels.
As described in [6], a common model is
u
2
= v
2
P
exh
RT
exh
2
1
_
p
2
r
p
1
r
_
where p
r
= max{
Pint
P
exh
, (
2
+1
)
+1
}. These two values de-
scribe both subsonic and choked EGR ow. In this model,
numerous variables are not measured. For example, the
exhaust pressure P
exh
and temperature T
exh
are not easily
available on a commercial engine. Note
egr
P
exh
RT
exh
2
1
_
p
2
r
p
1
r
_
This unknown variable needs to be reconstructed to evaluate
the EGR ow u
2
.
We assume that with a xed distribution, the internal
gas locked in the cylinder are negligible. Under these as-
sumptions, we now present a reference model dynamics and
propose an observer. The observer design follows [3]. Here,
exponential convergence of the observer is proven using
Lyapunov arguments.
A. Reference model
Let x =
_
P
int
F
int
egr
T
R
3
be the state
and y = P
int
the measurement. Using (3), the reference
dynamics reads
_
_
x
1
=
int
(u
1
+v
2
x
3
int
vol
(x
1
, N
e
)x
1
)
x
2
=
int
x
1
(F
exh
v
2
x
3
(u
1
+v
2
x
3
)x
2
)
x
3
= 0
, y = x
1
(10)
B. Observer Design
The observer dynamics are
_
x
1
=
int
(u
1
+v
2
x
3
vol
(y, N
e
)
int
x
1
)
L
1
( x
1
y)
x
2
=
int
y
(F
exh
v
2
x
3
(u
1
+v
2
x
3
) x
2
)
x
3
= L
3
( x
1
y)
(11)
with L
1
and L
3
strictly positive variables. One can notice
that (11) is a copy of (10) with additive tracking terms. Un-
knowns are partially substituted with output measurements.
Variable gains L
1
and L
3
are chosen as follows
L
1
= (l
1
vol
(y, N
e
))
int
int
, L
3
= l
3
int
u
where l
1
and l
3
are positive constants. Noting the state-error
x x x, the error system writes under the triangular form
(12)-(13)
_
x
1
=
int
(v
2
x
3
l
1
int
x
1
)
x
3
= l
3
int
x
1
v
2
(12)
x
2
=
int
y
(F
exh
v
2
x
3
(u
1
+v
2
x
3
) x
2
)
+
int
y
(F
exh
x
2
) x
3
(13)
C. Convergence analysis
To investigate convergence of the proposed observer, we
assume that v
2
> 0. This last assumption is not restrictive
since, when v
2
equals 0, the EGR valve is completely closed
and that, consequently, it can be undoubtedly inferred that
the EGR ow u
2
is equal to 0. From this assumption, the
convergence proof is divided in two parts. It exploits the
cascade structure of the error dynamics (12)-(13).
1) ( x
1
, x
3
)-dynamics: the ( x
1
, x
3
)-dynamics is indepen-
dent of x
2
. Its dynamics writes
_
x
1
x
3
_
= A
int
(t)
_
x
1
x
3
_
where A
int
(t)
_
l
1
int
int
int
v
2
l
2
int
v
2
0
_
A Lyapunov function candidate is
V ( x) =
1
2
_
x
2
1
+
1
l
3
x
2
3
_
(14)
FrA06.2
4398
First of all, V (0) = 0, and x R
2
\ {0}, V ( x) > 0.
Differentiation yields
V ( x) = x
1
x
1
+
1
l
3
x
3
x
3
=
int
int
l
1
x
2
1
Yet,
int
and
int
are bounded. This leads to
V ( x)
m
l
1
x
2
1
. Since
int
and
int
are time varying, we
can not directly apply LaSalles invariance principle to
conclude. Nevertheless, since
V ( x) 0 in
r
= { x
f
=
[ x
1,f
x
3,f
]
T
R
2
/V ( x
f
) < r} R
2
, t V ( x(t))
is a decreasing function. Since V ( x) is continuous on the
compact
r
, it is bounded from bellow on
r
. Therefore,
V ( x(t)) has a limit when t +. Moreover,
V (0) V (0) V ( x(t)) =
_
t
0
V ( x())d
m
m
l
1
_
t
0
x
2
1
()d
and so x
1
is square integrable. As x
1
is uniformly contin-
uous, x
1
(t) tends to 0 as t +. Further, x
1
and x
3
are
uniformly continuous and bounded (because V ( x) V (0))
yielding
x
1
is uniformly continuous and bounded. Finally,
x
is uniformly continuous and lim
t+
x
1
(t) = 0, then from
Barbalats lemma (see e.g. [12])
lim
t+
x
1
(t) = 0
Thus, lim
t+
x
3
(t) = 0 and the equilibrium point is
uniformly asymptotically stable. However, the dynamics is
linear. Thus, this implies that x
1
and x
3
are exponentially
stable (see [12, Theorem 4.11]). In other words there exists
(
int
,
int
) (R
+
\ {0})
2
s. t., t R
+
,
| x
1
(t)|
int
e
intt
and | x
3
(t)|
int
e
intt
(15)
2) x
2
-dynamics: On the other hand, the x
2
dynamics
writes
x
2
= a
int
(t) x
2
+b
int
(t) (16)
where _
_
a
int
(t)
int
y
(u
1
+v
2
x
3
)
b
int
(t)
int
y
(F
exh
x
2
)v
2
x
3
The analytical solution of (16) is
x
2
(t) =exp
_
_
t
t0
a
int
(s)ds
_
x
2
(t
0
)+
_
t
t0
exp
_
_
t
s
a
int
()d
_
b
int
(s)ds (17)
From Proposition 1, x is bounded. Then, it follows that the
function b
int
is bounded because v,
int
, x
3
are. We have
t R
+
, |b
int
(t)| Be
intt
where B
M
x1,m
int
. Moreover, as | x
3
(t)|
int
e
intt
,
there must exist t
0
max{0,
1
int
log(
3| x3(0)|
2umin
)} such that
t
0
, a
int
(t) a min{
int
2
,
M
x
1,m
u
min
3
} > 0
0 50 100 150 200
400
600
800
1000
1200
1400
1600
1800
2000
2200
2400
Time [s]
Engine Speed [rpm]
300*IMEP
sp
[bar]
Fig. 4. Engine speed/ Torque trajectory on the ECE cycle.
These last two inequalities yield
| x
2
(t)|
_
| x
2
(t
0
)| +
B
int
a
_
e
a(tt0)
+
B
int
a
e
int(tt0)
Together with (15), this prove that the error x is globally
exponentially stable. The following result holds.
Proposition 3: Assuming that v
2
> 0, there exists t
0
max{0,
1
int
log(
3| x3(0)|
2umin
)} such that, for t t
0
, the error
state x exponentially converge towards 0.
VI. EXPERIMENTAL RESULTS
The control was tested on the driving cycle of the (ECE)
EU cycle with a 4 cylinder HCCI engine (see [18] for more
detail on the engine). This driving cycle is very challenging
for engine control systems. Indeed, this driving cycle has a
highly varying torque demand. Moreover, 85% of the cycle
is in the HCCI combustion mode.
The same tuning parameters were kept all along the
driving cycle. The engine speed/IMEP demand is given in
Figure 4. The BGR is well tracked as can be seen in
Figure 5. The dynamics is fast and the over/undershoot
are very small. This prevents misres and malicious noises.
Contrary to standard Diesel engines, in HCCI mode operated
engines, the fuel/air mixture is premixed and ignition is
controlled by the kinetics of the process. The main parameter
available to control is the BGR. Accurate BGR tracking
allow the HCCI engine to avoid stall and keep pollutant and
noise below an acceptable level.
The air and EGR ows set points are presented along with
closed-loop trajectory in Figures 6 and 7. The EGR ow is
almost perfectly tracked. The air ow tracking is good but
a little bit slow during large transient. This is due to the
neglected turbocharger dynamics. In summary, the results are
good, even for large transients.The planned trajectory is well
tracked. High pressure set points are more difcult to reach
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0 50 100 150 200
0
0.1
0.2
0.3
0.4
0.5
Time [s]
B
G
R
[
%
]
BGR
sp
BGR
Fig. 5. Experimental results on the ECE driving cycle: BGR histories.
Dashed : set point, solid: closed-loop trajectory.
0 50 100 150 200
0
5
10
15
20
25
30
35
40
Time [s]
F
l
o
w
s
[
g
/
s
]
Dair
sp
Dair
Fig. 6. Experimental results on the ECE driving cycle: Air ow histories.
Dashed : set point, solid: closed-loop trajectory.
0 50 100 150 200
0
5
10
15
20
25
30
35
Time [s]
F
l
o
w
s
[
g
/
s
]
Degr
sp
Degr
Fig. 7. Experimental results on the ECE driving cycle: EGR ow histories.
Dashed : set point, solid: closed-loop trajectory.
due to the turbocharger inertia and friction. Meanwhile, it is
not needed to accurately track the intake pressure because,
for pollutant reduction purposes, only BGR needs to be
closely controlled provided an upper limit on the Air-Fuel
Ratio is not reached. The errors on the intake pressure only
yield very small errors in the torque production. These results
stress the relevance of the proposed control strategy.
ACKNOWLEDGMENTS
The authors would like to thank Lino Guzzella and Car-
los Canudas-de-Witt for the fruitful discussions on airpath
dynamics properties and estimation problem.
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