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. N A V .rate of

r e t u r n .number of distributors. A M C . S E B I . A M F I s tribution agents based on demand for the fund. R s . 2 0 0

0b.Rs.2015 .Rs.1985.R s . 2 0 3 0 .in very high quality equity only.in instruments issued by companies with

a sound track record. i n s h o r t term s e c u r i t i e s .in government securities only . B a l a n c e d Fundsb.Gilt

F u n d s .Equity Growth Funds. D e b t F u n d s .is always c o n s t a n t b.keep s going up at a steady rate luctuates

with market price movements . c a n not go down a t a l l n option to invest in any kind of security its available for sale

and repurchase at all times . a n upper limit on its NAV. a fixed fund size.back to t h e f u n d b.to a special trust at N A V n a stock

exchange where the fund is listed the agent through which he/she subscribed to the units of the fund. e n t r y f e e .cost of the

paper on which the unit certificates are printedhe fee the agent charges to the investor e expenses incurred by fund

managers for marketing a mutual fund . t h e Govt. of Indiab . S E B I .all its investors. A M F I .on a stock

exchange.fro m the fund itself . f r o m A M F I .from a stock b r o k e r .owned jointly by all investors ompan y that manages

investment portfolios of high networth individuals ol of funds used to purchase securities on behalf of investors.a

collective investment vehiclethe time of the investor's entry into the fundb.as a fixed amount each year t the time the

investor exits the fund .from the fund's distribution agent .quick capital appreciation b . high regular income.safety

of principal. n o l o a d s .of high expense r a t i o s vestors do not expect the current NAV to be sustained in future e

repurchase price fixed by the fund in lower than the NAVthe inherent risk involved in investing in such type of funds. e v e r y

quarter b.ev ery month.every hour .every d a y .low risk and stable i n c o m e .protect ion of pr incipal . h i g h

growth with r i s k .long term capital appreciation.go vernment debt instruments b . c orporate p a p e r .financi al institutions'

bonds .equity of private companies fault by issuer on payment of interest or principal.price fluctuations of the debt

securities . s h a r e price movements.int erest volatility. H y b rid fundsb.Grow th F u n d s .Debt/I

ncome funds. S e c t o r f u n d s .an open-ended fund.a closeended fund .a fixed term b a n k d e p o s i t .a fixed term

corporate bond . S t o c k market m o v e m e n t s ents affecting the industry/sector in which the fund has invested Happenings

in. r e a l e s t a t e prices. d e b t fundsb.gilt funds.growt h funds.balanc ed funds. T r u e b.Falsee

plan allows for automatic reinvestment of all income and capital gainstomatic reinvestment allows for accumulation of

additional units of the funde major benefit of automatic reinvestment is compounding e benefit of automatic reinvestment is

often lost on account of the heavy count balance should not fall below the minimum capital required.Checks issued must be

for at least the minimum amount specifiedmber of checks per month must not exceed a specified number . B o t h

a & b a b o v e .the marketing functionb.the operations f u n c t i o n .the portfolio market function . n o n e

of the above. u n l i s t e d b.markettraded.thinly t r a d e d .privat ely placed.prefer ence sharesb.equit

y warrants.ordi nary debentures .co nvertible d e b e n t u r e s ssibi lity of capital appreciation.ow nership

privilege of the company.guara nteed dividend incomeo guaranteed income or security. v o t i n g r i g h t s .fixed dividend income

from post-tax profitsting rights and unlimited dividend income. n o guaranteed rights. R . 1 0 b.Face value

of each s h a r e .Current market value of each share. d i v i d e n d y i e l d .Market price and d i v i d e n d .Marke

t price and earning per share arket capitalisation and dividend.Marke t price and face value . E c o n o m

y stocks .Cyclic al Stocks. V a l u e Stocks.Grow th stocks. T r u e . F a l s e ead y capita

appreciation and steady dividends yields.high capital appreciation and high dividend yields gh capital appreciation but low dividend

yields eady capital appreciation but high dividend yields.have greater growth potential . a r e more liquid.are not

available.non e of the above.dividen d per s h a r e b.dividen d per face v a l u e ividend per share to current market

price . n o n e o f the a b o v e .have high current dividend yield b.yield high growth in earnings. a r e currently

under valued. n o n e of the above.passive fund manager .an active fund manager. a l l fund

managers.non fund manager . T r u e .False . T r u e b.Fa lse. T r u e . F a l s e .financ ial newspapersb.b

usiness channels on TV.the offer document.AM FI newsletter 45. Information on estimated expenses to be

incurred by a scheme is not found in theoffer document, but in brochures of the funda . T r u e b.Fals e 46. When comparing a fund's

performance with that of its peer group, the followingcannot be compareda.Two debt funds with 5 year maturities

b.A broad-based equity fund with an IT Sector Fund c.A bond fund with a b o n d d.A government securities fund

with a government security47. An AMC must explain adverse variation between expense estimates for the schemeon offer and

actuala.expens e s for past schemes in b . f i n a n c i a l newspapers c.business channels on TV

d.offer documente.A MFI N e w s l e t t e r 48. Information on estimated expenses to be incurred by a scheme is not

found in theoffer document, but in brochures of the funda . T r u e b.Fals e 49. The offer document and key information memorandum

contain financial informationfor a.a ll schemes of all mutual funds in the capital market b.all schemes launched by the particular fund

during the last 3 fiscal years c.none of the s c h e m e s d.com panies in which investment is proposed50. The functions and responsibilities of

the sponsor, AMC, trustees and custodian of themutual fund are listed in a.offer document only b.key information

memorandum c. both offer document and key information memorandumd . none of the a b o v e 51. Information about trusteeship fees is

included in the offer document but not in the keyinformation memoranduma . T r u e b.Fa l s e 52. The following information about

the constitution of the mutual fund is found in boththe offer document and key information memoranduma . a c tivities of the s p o n s o r b.sum

mary of trust deed provisions c.name and addresses of the board of trusteesd . a l l of the a b o v e 53. The

investment objectives of the fund an investor selects for investmenta . a r e of no r e l e v a n c e b.sh ould be the same as his own

investment objectivesc.cha nge with market movements d.ch ange with change in the AMC's key personnel54. The

investment policies listed out in the offer document of a fund do not includea.the type of securities in which the scheme will

invest principally b.as s et allocation patternc.policy of diversification d.the specific securities in which the fund

will invest55. If a scheme's name implies that it will invest primarily in a particular type of securityor in certain industry/sector, then it should

invest atleast the following percentage of itstotal assets in the indicated type of security/industry/s ector a . 1 0 0 % b . 8 0 %

c . 6 5 % d . 4 0 % 56. For assured return schemes, information about the guarantor's net worth which justifies the guarantor's ability

to meet any shortfalls in the returns assured under thescheme can be found ina . t h e o f f e r d o c u m e n t b.th e key information

memorandumc . both (a) and (b)d.none of t h e a b o v e 57. The names and background of key personnel of the AMCa.need not be disclosed to

investors b.are of no relevance as they may changec.are disclosed in the offer documentd.are declared in newspaper

advertisements5 8. The minimum amount to be raised, and the maximum target amounta.are not known before the offer is concluded b.can

be decided based on investor response to the offer c.are defined as per SEBI Regulations before the offer is maded.need

not be disclosed in the offer document59. The circumstances for refund of investment in the initial offer and period withinwhich

refund must be carried out are not specified in the offer document, but only on theapplicationa . T r u e

b . F a l s e 60. Offer related information required to be listed in the offer document and keyinformation memorandum includesa.dates of

opening, closing, earliest closing, allotment and despatch of certificates b.pro cedure for transfer and transmission of unitsc . b o t h

the a b o v e d.neithe r of the a b o v e 61. In the offer document, funds are required to make disclosures summarising

associatetransactio ns and their impact on the performance of the scheme for the lasta . o n e fiscal year b.2 fiscal

yearsc.3 fiscal yearsd.5 fiscal y e a r s 62. The circumstances under which a scheme shall be wound up are to be

described in theoffer document at the time of the initial launch of the scheme itself a . T r u e b.False6 3. The following do not form a part

of the investment procedure described in an offer documenta.v arious plans under the scheme (e.g. dividend reinvestment

plant) b.minimu m initial (and subsequent) investmentc . d e t ails of who can i n v e s t d.details of other competing

mutual funds64. A scheme's policy on dividends and distributiona.is decided by the fund manager as per is market outlook b.can be changed to

suit the requirements of the AMCc . n e e d not be c o n s i s t e n t d.sh ould be disclosed at the time of initial launch65. SEBI

restricts mutual fund investments in companies forming part of the same groupas the AMC. This is:a . n o t t r u e b.in the interest of

investor protectionc.appl ied only to some mutual funds, not alld.not favourable to investors at all66. A

disclosure should be made in the offer document if an AMC has invested more thanthe following percentage of its net assets in group companiesa . 5

0 % b . 4 0 % c . 2 5 % d . 1 0 % 67. Mutual funds are allowed to borrowa.freely to meet their requirements b .

for investment p u r p o s e s c.only to meet redemption demandsd . n o t allowed at a l l 68. As a part of borrowing policy, the following need

not be disclosed in an offer documenta.p urpose and circumstances of borrowing b.reg ulatory limits on

borrowingc.pot ential risk to AMC and unitholdersd . n a m e s of l e n d e r s 69. Valuation norms for non-traded securities should

be discloseda.at the end of every financial year b . e v e r y q u a r t e r c.in the offer document at the time of launch of the

schemed.should not be disclosed, being confidential information70. Procedure for redemption or repurchase need nota.be

described in the offer document b.incl ude how redemption or repurchase price of units would be determinedc.incl ude names of

centres where redemption can be effectedd.indicat e the redemption or repurchase price as at the end of the current fiscal

year 71. The fund need not describe its accounting policies in the offer document as these areof no use to an investor a . T r u e b.Fals

e 72. The accounting policies of a fund should be in accordance witha . G A A P b.SEBI regulationsc.I CAI

Guidelinesd. American G A A P 73. Tax treatment of investments does nota.form a section in the offer document b.desc

ribe the tax elements applicable to investors who invest in the fundc.form a section in the key information memorandumd .

offer tax advice to investors 74. Documents available to investors for inspection do not includea.Memora ndum and

Articles of Association of AMC b.consent of auditors and legal advisors c.investment management reportsd.reports

based on which actual investments are made75. Investors' rights under a scheme area.uniform for all schemes of all

funds b . n o t d e f i n e d c.liste d in the offer document d.avai lable with stock exchanges76. The offer document for a

scheme should describe how the NAV of the scheme is to be computeda . T r u e b.Fals e 77. An offer document contains an AMC's investor

grievance's history for the pasta . o n e fiscal year b.2 fiscal yearsc.3 fiscal yearsd.six m o n t h s 78. Any

pending cases or penalties levied on the sponsors or AMC should be disclosed inthe offer documenta . T r u e b.Fals e 79. Who among

the following are not eligible to invest in MFa . I n d i a n Companies b . B a n k s c.N o n Banking Finance Companies d . F

oreign C i t i z e n s 80. NRIs are eligible to invest in Mutual Fundsa . T r u e b.False8 1. The most important link between Mutual

Fund and Investors isa . G o v e r n m ent b . S E B I c.Fund distributorsd . A M F I 82. Are Overseas Corporate Bodies allowed to invest

in Mutual Fundsa . N o b . Y e s c .if Ministry of Finance approvesd . i f AMFI approves

83. Who among the following are not Institutional Investorsa . B a n k s b.Reside nt Individualsc . P rovident F u n d s d.Non

Banking Finance Companies84. It is compulsory to use fund agents/intermediar ies for investing MFsa . T r u e b.Fals e

85. Generally, which category of investors need advice for Investing in Mutual Fundsa.Non Banking Finance

Companies b . I nsurance C o m p a n i e s c.F oreign Institutional Investors d.Individual s

86. Most eligible investors of Mutual Funds can broadly be grouped into either individualor institutional investors a . T r u e

b . F a l s e 87. Commission rates or loads applicable to big investors and small investors area . s a m e b.different

c.not charges to either d.none of the a b o v e 88. What document Mutual Fund distributors need to refer for finding out

eligiblecategory of investors in a particular Mutual Fund Schemea . S E B I Regulations Manual b . A M FI booklet

c.Offer document d.RBI G u i d e l i n e s 89. As per AMFI figures, how many agents approximately, are there in India

sellingMutual Fundsa . 5 0 0 0 0 b.100000 c . 7 5 0 0 0 d. 1 5 0 0 0 0 90. Which Mutual Fund has majority of the agents

selling its Mutual Fund units in Indiaa . L I C Mutual Fund b.UTI Mutual Fund c.SBI Mutual Fund

.None of the above. T r u e . F a l s e .Ye s, a tes t conducted by AMFI b.Yes, a test conducted by SEBI . N o .a

Post Graduate university course. a p p r o x imately 9b.approxima tely 11.approximat ely 10.approxima

tely 25. T r u e . F als e . T r u e b.False. S E B I .the AMC. A M F I .the Company Law Board. T r u e

b . F a l s e .Ri sk F a c t o r s .Openi ng, Closing and earliest Closing Date of the offer . D i s c l a i mer C l a u s e nctions

and responsibilities of the sponsor, trustees, AMC and Custodian ening, closing and earliest closing date of the

offer b . d i s c l a i mer c l a u s e .legal and regulator compliance . p r i ce of units. T r u e b . F a l s e .ma rket

d r i v e n b.com mon to all s c h e m e s .of relevance to novice investors. n e w to a regular investor . T r u e b.False

. n o t t r u e b.a standard risk factor for all schemes.a schemespecific risk factor .applica ble only to gilt funds . n o t

p r e s e n t b.com mon to all schemes.speci fic to that s c h e m e .not applicable to debt funds . T r u e b . F a l s e .ne

wspapersb . S E B I .AMFI Newsletter .O ffer d o c u m e n t ands guarantee to the information contained in the offer

documentb . b e l o ngs to S E B I nnot certify that the AMC's legal and procedural obligations are fulfilled.cannot be appointed

by the AMC .the managing director of the AMCb.an executive director of the AMC. t h e compliance

o f f i c e r .Invest or relations officer e draft offer document forwarded to SEBI is in accordance with SEBIl legal requirements

connected with launching of the scheme have beensclosures made in the offer document are true, fair and adequatehe AMC

guarantees a good performance. I n surance Companiesb . B a n k s .NonBanking Finance Companies. R e t

ail Distributors.I nsurance Companiesb . B a n k s .Quali fied Mutual Fund agents rect Sales agents of

respective mutual funds. r e t a i l i n v e s t o r s .High Networth individuals/instit utional investors. a l l i n v e s t o r s .for

eign investors. T r u e b.False. desirable marketing practices.agents ' responsibilities to the investor . e t h i c a

l code of conduct. a l l o f the above.agents c o m m i s s i o n .b efore-and aftersales service to investors. a d v e r tising of

schemes. s t o c k broking. T r u e b.False. through s al ar i es b.thro ugh commissions.t hrough an

annual fee.not in cash but in kind. T r u e b . F a l s e .Eq uity f u n d s b.tax benefit schemes of mutual funds. d e b t

f u n d s ongterm investments in mutual funds. A M C b.unit holders. S E B I . A M F I . charge a fee

from a g e n t s .charge entry and exit loads from investors. c r e a t e a reserve.sell investments.n o commission

a t a l l b.the entire commission upfrontrt of the commission upfront and the balance in phaseshe entire commission

after five years. T r u e b . F a l s e .SE BI r u l e s b.stock exchange byelaws. A M F I rules.conve n t i o n .invest

ment rebateb.offer d o c u m e n t .key information memorandum . n one of the a b o v e ully aware of the important

characteristics of the schemeb.know his/her client's risk profile. g i v e after sales s e r v i c e .offer large

investment rebates.uniform computation of yieldsb.uniform presentations of dividends. i d e n t ical time periods. a l l o f the

above. N A V b.the NSE Fifty Index. t h e BSE Sensex.none of the a b o v e .requires SEBI's

a p p r o v a l b.is a lengthy and cumbersome processs mandatorily preceded by an AMFI test.does not require any approval . T r

u e b.False. any price he c h o o s e s .a price determined by competition among agentsrice based on demand for that fund's

unitshe public offering price currently in effect. T r u e b.False.th e f u nd b.the agent. A M F I . S E B I .l aid down by

SEBIb.laid down by A M F I .not uniform to all funds. n o n e o f the above. i s mandatorys in the form of recommended

practices .is unfavourable to investors es not cover distribution and selling practicesequate disclosures should be made

to the investorsnds should be managed in accordance with stated investment objectivesnflict of interest should be avoided in

dealings with directors or employees ch investment decision should be approved by investors. T r u e b . F a l s e .I ndividual

A g e n t s b.Small Distribution companies .esta blished distribution companies . t h e I n t e r n e t .AM FI Code of Ethics.SEBI

Advertising.A MFI's Code for Agents. N o n e of the above. l i a b i l i tiesb.deposi ts.unit capital.none

of the above. a s s e t s b.liabilities . c a p i t a l .no ne of the a b o v e .in the form of long term loans .strictly

short term in nature ombinati on of long term and short term.not allowed as per regulations. a s s ets minus liabilitiesb . a s

sets per u n i t .assets minus liabilities per unit . n o n e of the above.comput ation date.valuatio n

date. r e c o r d d a t e .book closure d a t e urchase and sale of investment securities.valuat ion of all investment

securities held. u n i t s s o l d or redeemed. a l l of the above. q u a r t e rlyb.annual l y .on a day to day

basis.when actually paid. l a s t w e e k b.last two days.previou s day. t o d a y . N A V b.95

% of NAV.93% of NAV.97% of NAV. N A V .95% of NAV.93% of

NAV.97% of NAV. 1 . 5 0 % b.2.00% . 1 . 2 5 % . 0 . 5 0 % .15% of amount receivedb.10% of amount

raised.6% of amount raised.5% of the amount raised. A u d i t f e e s .costs related to investor communicationi

nding costs for terminating the schemenalties and fines for infraction of lawsnvestors can claim an income tax rebate.There is a

lock-in period before investment can be withdrawnere are not specific restrictions on investment objectives for the fund

managershese funds cannot invest in equityese funds invests in the shares that constitute a specific indexe investment in

shares is in the same proportion as in the indexese funds take only the overall market risk .These funds are not diversified. F i n

ancial M i n i s t r y .Secur ities & Exchange Board of India (SEBI). F u n d S p o n s o r socia tion of Mutual Funds of India

(AMFI)t as a protector of investors' interests.directl y manage the portfolio of securitieso not have the right to dismiss the

AMCnnot supervise and direct the working of the AMCdertake advisory services or financial consulting.canno

t invest the funds in government paper ct as a trustee of more than one mutual fundannot invest the funds in

securities. T h e Finance Ministryb . R . B.I. S E B I . The sponsor of that mutual funds appointed for safekeeping of

securities.need not be an entity independent of the sponsorsot required to be registered with SEBIes not give or receive deliveries of

physical securitiesssuing and redeeming units of the mutual fundb.updating investor records .prepari ng transfer

documents nvest ing the funds in securities marketsn distribute several mutual funds simultaneously.c annot appoint

sub-agents or subbrokershould be only individuals not companies or bankshould not be an employee or associate of the

AMCnit holders with 75% voting rightsb . S E B I .Trustees . A M C .not hing to the A M C b.the total networth

of the AMC .atleast 40% of the AMC's networth. e x a c t l y 5 0 % .a director in a C o m p a n y b.the Chief

Executive of a Company. P r o m oter of a C o m p a n y .an equity shareholder in a Company. t h e c u s t o d i a n b.th e transfer

agent. t h e trustees.the bankers. 7 y e a r s b.12 months. 5 years.3 y e a r s .Rs.10 0 C r o r e s b.can be decided by

the Sponsor hould be atleast Rs. 10 Crores at all timeshould be greater than Rs.10 Crores. S t o c k E x c h a n g e s b.T

he Board of Trustees.Agen ts and distributors. S t ock Brokers. p r o m o t e r s .inves tment managers.distr

ibution agents. r e g u l a tors.Fund s p o n s o r s b.Tr ustees of the fund. F u n d M a n a g e r .Me mbers of the AMFI

Committee. S E B I b.Unit h o l d e r s .both SEBI and unit holders. n o n e of the above. T r u e b . F a l s e .p rivate sector

banksb.public sector banks.financia l i n s t i t u t i o n s .no n-banking finance companies. S E B I b.Comp

any Law Board. R B I .Ministry of Finance.share registrarsb.m utual funds.stock e x c h a n g e s .no n-banking

finance companies. A M F I b.Regist rar of Companies.Ag ents' Association. U T I change Rules of the

stock exchange where it is listed.Listing Agreement between the fund and the stock exchangeideline s issued by the

Ministry of Commercempani es Act provisions relating to transactions in securities. P u b l i c Sector B a n k s b.Private Sector mutual

funds . U n i t Trust of I n d i a utual funds set up by insurance companies. 5 0 % of unit holdersb.50% of

trustees.75% of unit holders.none of the a b o v e .Bankowned mutual f u n d s b.Private Sector mutual funds . U T I .

Insurance Companies. R B I b . L I C . I D B I .Th e Bombay Stock Exchange (BSE). c o r p o r a te

f i n a n c e .engage in real estate and property development business.provid e merchant banking services. i n v e s t in

securities. u n i t capitalb.res erves.borro w i n g .networt h of the AMC.Bombay Stock Exchangeb . S

E B I . A M F I . R B I .all entities in the m a r k e t .only its own members in a limited way ts own members with total jurisdiction. n o

entity at a l l lf-regulatory organisation is defined by .the apex regulatory authority. c o m p any law board.its own members. R

B I romote the interests of the unit holdersb . s e t a Code of Ethics.regulat e mutual f u n d s crease public awareness

of mutual funds in the country .the Offer Document of that scheme b . Q u a r t erly Reports. A n n u al

R e p o r t s .mark eting b r o c h u r e s oport ionate ownership of the scheme's assetsb.dividen d declared for that

schemevidend declared for other schemes of the mutual funds .income declared under that scheme . o n e week .one

month. 4 2 d a y s .six w e e k s taining from the trustees any information having an adverse effect on their b.inspectin g major

documents of a fundceiving of a copy of the annual financial statements of that fund proving investment decisions of the fund .by

sponsors of such schemes ly if the offer document specifically provided such a guarantee by a named . t h e Government

of India. A M F I .Consumer Courts. S E B I . A M F I . R B I . T r u e b . F a l s e on itor his investments

carefullying aware of information that affects his investment in a major wayarefully studying the offer

document king decisions about where the fund managers should invest . T r u e .Fals e . S E B I b . A M F I .A special act. R B I .

S E B I b . R B I .jointly by SEBI & RBI. A M F I . T r u e .Fa ls e . P a r . Prevailing N A V he on the date he has

applied for redemption.15% below the prevailing NAV. O n e week b.30 days.45 days.180 d a y s .50% of

the unit holdersb.50% of the trustees.75% of the unit holders. n o n e of the above. A M F I b . S E B I .B

ombay Stock Exchange.Min istry of Finance.annou ncing the s c h e m e .giving detailed information about the

scheme.inviting the the investors ving the fund manager's investment outlook for the next quarter . e v e r y

y e a r b.only once at the time of issue . e v e r y quarter .ever y six monthso not include the objective of the scheme.can be

changed without the investor's approval or knowledge.inclu de the terms of the scheme e not necessary for deciding whether to invest in the

scheme or not.contains the terms of issue ves no information relevant for making an investment decisions not the

operating document describing the schemeannot be called a reference document.detail s of the Sponsor and

the AMC.Descriptio n of the Scheme & investment objective/strateg y.Investors' Rights and Services.Perfor mance of other

mutual fundsn abridged version of the offer document.the Memorandum & Articles of Association of the AMCheet

containing historical NAVs of other fund schemes. A n n u a l Report of the AMC.the AMC is r e c o n s t i t u t e d b. entry or exit

load are changed. t h e scheme's NAV c h a n g e s ew plans are added to existing schemes. e v e r y six monthsb.once

in two years. e v e r y quarter .eve ry m o n t h .distrib utors/brokersb .unit holders. S E B I .all of

t h e a b o v e t is first issued at the time the scheme is launchedb.it is registered with SEBI .it has to be revised periodically.it

need not be revised at all . T r u e b . False. T r u e b . F a l s e .o ffer d o c u m e n t b.A nnual Report of the

AMC. E c o n o m ic Times.AMFI Newsletter . T r u e b.Fal se. T r u e b. False. T r u e b . F a l s e .se nt to all unit-

holdersb . f o r w arded to S E B I .publishe d as an advertisement . stock exchanges.at purchase p r i c e b.on a

mark -to -market basis . a t p a r .at book value. T r u e b.False. T r u e b.Fal s e .Rs 2.25 croreb.Rs

2.00 crore.Rs 2.50 crore.Rs 3.00 c r o r e .research es stocks extensivelyb.do es not buy and

sell stocks oftenes not have to go through the process of stock selection.does not have to track stocks .has to

keep fund expens es low b.does not have to research stocksoes not have to balance his portfolio. n o n e

of the above.high current incomeb.unde rvalued s t o c k s .above average earnings growth . n o n e

of the a b o v e ocks that are currently undervalued in the marketocks whose worth will be recognised by the market in the long term. h i g h

current y i e l d .long term capital appreciation. a fund's investment styleb.perform ance of the f u n d .the fund

manager's judgement . n o n e of the a b o v e ecking the foundations of the company's factory building.researc h into the

operations and finances of the companytudying the company's share prices. n o n e o f the a b o v e storical data on the

company's share priceb.the company shares' trading volume. c u r r e n t market s e n t i m e n t he company's regulatory

environment. T r u e b.Fal s e .when to buy a given s h a r e b.whether to buy a given share or notether to use technical

analysis or quantitative analysisether the company's factory can withstand earthquakes. w h ether to buy o r s e l l .the

right time to buy or sell ether company's technical personnel are adequately qualified. n o n e of the a b o v e .capitalis

ing on economic cyclesb.focusin g on growth sectors . c a p i t a l i s a t i o n .findin g value stocks. s p e c u l a t i n g .not

buying and selling shares at all for some days .using equity derivatives ving TV interviews to improve sentiment. s h a

resb.bond s .contracts. n o t e s . T r u e b.False . T r u e .Fa l s e .equity analysts.fund managers.sec urity

dealers. t r u s t e e s .continuou s tracking systems . e q u i t y analysts. t r u s t e e s .security d e a l e r s .guard the cabin of the fund

manager xecute buy and sell orders for the fund .decide which shares to buy or sell. n o n e o f the above. T r u

e b . F a l s e .i nterest bearing.zero coupon b o n d s .paying interest at a floating rate. n o n e o f the above.a

floating rate b a s i s b.a fixed rate plus a variable portion . a fixed r a t e .zero coupon basis. T r u e

b . F a l s e .Gov ernment Securities. C o r porate Bonds. T Bills.PSU B on ds .mutu al fundsb.forei

gn banks.Indian b a n k s .financi al institutions.Re gional Rural Banksb . C o r p o r a t e s .Schedu led commercial

banks . n o n e o f t h e a b o v e meet short-term working capital requirements .to finance the acquisition of long term capital assets. t o r e t i r e

long term debt. t o p a y dividend. T r u e b.False. the Government of India. a u c t i o n .the State

Governments.f loating rate m e t h o d .longdated Government Securitiesb . C o r porate d e b e n t u r e s onds issued by

financial institutions ertifi cates of deposit issued by banks. p a r value b.face value.fair v a l u e .redem ption

v a l u e piece of paper attached to the certificateb.the return on investor would earne amount rate of interest paid on par

value of the bond. n o n e o f t h e a b o v e he date on which the certificates becomes oldb . t h e t e r m of the bond.the date

of r e d e m p t i o n he date on which the issuer has to repay the amount . T r u e b . F a l s e .ca ll out the names of the

investorsb.rede em the debt on maturity .exten d the tenure of the debt .redeem the debt before maturity vestor to put away the certificates in

safe deposit vaults nvestors to redeem debt prior to maturity ssuers to redeem debt prior to maturitynvestor s to extend the

tenure of debt .its current market pr ice b . i t s face value.its fair v a l u e .the current price of T -

Bills . c u r r e n t y i e l d b.techni cal analysis.yield to maturity.fund amental analysis. a l s o r i s e . f a l l .a

re not a f f e c t e d .fluct uate either up or down . C u r v e of I n t e r e s t .Term Structure of Interest Rates . C u r v e

that yields.none of the above.The Economic Timesb . t h e S ens ex .the Yield C u r v e .the

Chief Minister's Speech . r e i n v e s tment risk b.inflatio n risk .interestrate risk . c a l l

r i s k .reinves tment risk . d e f a u l t risk .inflatio n r i sk .interestrate risk .high liquidity risk b.high

default risk .low liquidity risk .inflatio n risk . y i e l d plus.yield spread.yield extra.yield premium.high

yield s p r e a d b.high perceived safety. l o w yield spread.low risk premium. 1 2 % b . 2 2 %

. 1 0 % . 2 % .longer than its maturity.less than its maturity.equal to its m a t u r i t y he quality of paper

used for the certificate. a b o ve par .below par. a t p a r a price unrelated to the prevailing interest

rate. T r u e . Fals e . T r u e . F a l s e .t he fund manager .the AMC managemente marketing department

based on what distributors want. t h e i n v e s t o r s ndati ng minimum levels of diversification for mutual funds.ensuring

that the funds are not used to favour a few companies acking the securities that each fund has invested in suring that the funds are

invested in approved securities only. 2 5 % o f NAV.10% of NAV.50% of NAV.100%

of NAV. T r u e b.False. T r u e .False . T r u e b.Fa lse. l o a n s . securities.ph ysical assets.none

of the above.25% of its net assetsb.10% of its net assets. a t a l l .>5% of net assets. n o t

a t a l l .at current market rates. a t c o s t p r i c e .at a fixed premium over market rate. F u t u r e s b . O p t i o n s .I nterest Rate

Swaps.none of the above. t e c h n i c i a n s b.statist i c i a n s .economi sts & econometrician s. a c c o u n t a n t s. T r u e . F a

l s e .above par .below par. a t p a r a price unrelated to the interest rates for similar securities. t y p e of

f u n d b.investm ent objective of the fund.financial market conditions .amo unt invested by investor . 6 . 0 % b.34.6%

. 4 0 . 6 % . 3 7 . 5 % .growt h fundsb.inco me f u n d s .funds with withdrawal plans . n o n e o f

the above. n o n e tal return takes dividend into account while NAV change does not otal return does not take NAVs into

accounttal return does not take the time period into account. N A V C h a n g e b.Tot al R e t u r n .Total Return with reinvestment . n

one of the a b o v e .product market conditionb.gro wth in the e c o n o m y .preva lent market practices . t h e fund's

e f f i c i e n c y otal expenses and average net assets b.total expenses and total assetsverage expenses and average net

assets. n o n e o f the above. T r u e b.False. Debt fund b.Index fund.Equity fund.Bond fund.fund

s i z e b.average account size.portfolio c o m p o s i t i o n .st ock market conditions .tota l income and total as sets et investment

income and net assets .total income and net assets . n o n e o f the above. E q u i t y Fundsb.Grow th F u n d s .Regula

r Income Funds. I n d e x F u n d s .size of the fund's portfolio ount of buying and selling done by the fund he average number

of units sold by the fund in one day. n o n e o f the a b o v e .high transaction costsb.greater e f f i c i e n c y .hig h returns to the

investor . a rising market.equit y fundsb.growt h funds. d e b t funds.value f u n d s .all expenses related

to trading b.all expenes charged to the fund. d i s t r i b u t i on expenses.non e of the ab o v e .brokera ge

commissionsb. stamp duty on transfers. c u s t odians fees .agent commissions.b rokerage commissions. d ealer

spreads.custo dian's fees.registrar' s fees. T r u e . F a l s e .total net assetsb.50% of net

assets.25% of net assets.20% of net assetse performance of the stock market as a wholeb.The performance of other mutual

fundse returns given by other comparable financial products .The change in wholesale price index . t h e f u n d m a n a g e r he

investment objective of the fund . S E B I . A M F I .be able to beat the benchmarks b.ea rn the same returns as the benchmark . h a

ve no b e n c h m a r k s de rperform when compared with the benchmark . B S E S e n s e x b.S& P CNX

Nifty. B S E 2 0 0 .S &P CN X Sectoral Indices . B S E S e n s e x b.ISec's IB E X terest on bank fixed deposits of

similar maturity . S & P CNX Defty.Risk p r o f i l e s b.Inv estment objectives. F u nd s i z e .Fund

m a n a g e r s I is a measure similar to Total Return with Reinvestment of distributiontal Return with Reinvestment of distributions

assumes reinvestment at NAV ona measure of performance, Total Return with Reinvestment of distribution cause

of its simplicity, simple Total Return is preferred in practice to Total .the current market situation he agent

commissions paid by different funds nancial planning to suit the investor's situation anning to complete the agent's annual

targets. b u y i n g a h o m e .winning a sports gold medal . p l a n n i n g for r e t i r e m e n t .savi ng for child's education . t o

become a b i l l i o n a i r e chie ve financial goals through proper management of finances .to invest in foreign countries. n o n e

of the above. T r u e . F a l s e .Ta x A d v i s o r .Fin ancial Planner.Ins ur ance Agent.Financ

ial Advisor . T r u e b.Falsel ocating funds to asset classes (e.g. debt, equity etc.) .allocating funds to individual

securitiesrackin g stocks which they feel have potential. n o n e of the ab o ve .the financial planner b.the investor

h i m s e l f .a professional fund manager . a n objective a d v i s o r efining a client's profile and goals.recommen

ding appropriate asset allocationonitori ng financial planning recommendation s. a l l o f t h e above. T r u e .False. T

r u e b.Fals e. T r u e .F als e . T r u e . F a l s e .dec reasing the standard of livingb . d i s c i p l i ning c h i l d r e n .discip

lined monthly budgeting . n o n e of the a b o v e owth in net asset value i.e. capital appreciation inve stment of dividend which

is like compounding nte rest received on the fund's assets. n o n e o f the above. T r u e .False. T r u e b.Fals

e .Fixed Rates of Asset Allocation b.Fle xible Ratio of Asset Allocationnvest ment without any asset allocation

plan. B u y a n d Hold S t r a t e g y ntinuou sly changing the ratio of various assets in the portfolio t doing any re-balancing and letting the

profits run . a c t i v e switching.no ne of the a b o v e y and hold on to investments for a long time.liquidate

poorly performing investments from time to timequidate good performing investments fro time to time itch from poor

performers to good performers vestm ent is for the same amount at regular intervalser a period of time, the average

purchase price will work out higher than if one oes not tell you when to buy, sell or switch from one scheme to another pee cost averaging

has no serious shortcomings.ca pital market instruments b . r eal estate. b u l l i o n . money market instruments .

U T I .Ban k s .Mutual f u n d s .none of the above.Bank d e p o s i t s b.Pub ic provident fund (PPF) ational

Savings Certificates (NSC) . U n i t s o f a mutual fund. H i g h r e t u r n s b.High appreciation in value . L o w Purchase

p r i c e . Hedge agains t inflation ess potential for capital appreciation . H i gh purchase p r i c e epreciatio n in value as

time passes.Value gets eroded due to inflation. L i q u i d i t y b.High perceived safety. L o w entry

p r i c e .High yield after tax.guarantee d r e t u r n s b.long term capital appreciation. l ow r i s k .high

l i q u i d i t y .the stock market situation b . S E B I g u i d e l i n e s .the company's credit rating .the amount of

money being raised. A higher rate of interestb . h i g h er r i s k .unfavour able effect of tax.very high liquidity.The

interest is taxf r e e b.Post-tax returns are attractive. L i q u i dity is rather low.none of the above.rural i n v e s t o r s b.inv

estors in high tax bracket . u r b a n i n v e s t o r s .risk taking investors. 1 2 % .10.5 % . 9 % . 1 1 % .risk

protection.ta x benefits.easy liquidity.hig h returns. R s . 1 0 0 0 0 .betwe en 100 and Rs.6000.betwe

en Rs.600 and Rs.1000. n o n e of the above. 1 0 . 5 % b . 1 1 % . 1 0 % . 9 % .7 years.6 years.5

years.3 years.5 yearsb.6 years.7 years.8 years. 9 . 5 % b.9.5% before tax.8.5%

before tax.8.5% after t a x dividual investors re not allowed to invest in Government Securities.the amount required

for investment is very largeafety of principal is not guaranteed. n o n e of the above. p r e m i u m .sum assured.face

value.real v a l u e .taxed at s o u r c e b.taxed in the hands of the investors.are subject to capital gains

tax re tax-free in the hands of the investordentifyi ng stocks is a difficult process gents get commissions on mutual fund

investmenteturn ed are guaranteed by mutual fundsl l of the a b o v e ying one share each of all listed companies .i nve

sting in a mutual fund rrowing enough money to buy shares of well-managed companies. n o n e of the above.Higher

l i q u i d i t y b.Lo wer transaction costs.Greater convenience.g uaranteed returns. b a n k deposit.debt f u n d .secured

debentures.all of the above.Corpor ate Bondsb.Com mercial Paper .Compa ny Deposit. D e b

t Fund. T r u e b . F a l s e nts better returns than those offered by mutual funds s large capital, knowledge and

resources for research s identified a bullish phase in the stock market.wants to invest for the long term.stock market

situation on dateb.amount of money to be invested .invest or 's risk tolerance ase through which the economy is passing.studyin

g financial management .ma naging the risks of investing inanci ng the client's investments. n o ne of the above. T r u

e .False.h i s a g e b.his i n c o m e .the stock market movements . h i s job security. l o w risk f u n d b.modera

te risk fund. h i g h risk f u n d .low -tomoderate risk fund . T r u e . Fals e . T r u e b.False. T r u e .Fal

s e .low risk f u n d s .moderat e risk funds. h i g h r i s k f the above depending on the market . h i g h risk

c a t e g o r y .deter mined by the commodity price movements. c a n not be specified.low risk category.give

s higher returns. i s less r i s k y .gives lower returns. i s more r i s k y .volatilit y of

earningsb . l e v e l of e a r n i n g s .the number of investors in a fundhe number of schemes of a fund family.kind of

stocks in the portfolio.degree of diversification of the portfoliound manager's success at market

timing .number of investors in the scheme . c o m p a ny specificb.mar ket level.sector specific.all

of the a b o v e .compan y specific risk b . m a r k e t level risk .both of the above.none of the

a b o v e nvesting in a money market mutual fundb.Investin g in an index fund hort term investment in an equity fund ong term investment

in an equity fund . T r u e b . F a l s e andard Deviation measures total risk, not just market risk is based on past returns, which

does not necessarily indicate further . I t is an independent n u m b e r l types of funds can be measured with standard

deviationint out the features and benefits of various investments options lp the investor develop the right approach to

investing ecomm end some investment option availablefer ad hoc advise whenever the investor has surplus money

available .develo p a model portfolio .buy a few units of every mutual fund scheme availablenvest all the money in one fund

schemevest all the money in different schemes of the same fund family. l o w post tax returnsb.dram a t i c r e s u l t s tter

returns than every other available option nly realistic wealth accumulation goals eping certificates of the physical

securities in proper places.allocation the available money to all the securities available locating the right proportion of

funds to equity, debt and money market . n o n e o f the above. T r u e .False. T r u e b.Fals e .Equity Fundsb.Inde

x F u n d s .Money Market Funds. S e c t o r Funds.Debt fundsb.Equit y funds .Money Market

funds.All of the above. G i l t f u n d s b.Inco me F u n d s .Equity Growth funds. L i q u i d f u n d s .in

distribution phase.in accumulation phase.in transition p h a s e o are wealth preserving affluent

individualshe financial goals have been already metb . t h e investor has r e t i r e d .financia l goals are approaching .inv

estor suddenly gets a windfall. a c c u m ulating investorsb.affl uent i n v e s t o r s vestor s in the intergenerational

transfer phase nvestors in the distribution phase .not draw down on their capital t invest in securities which bear risk of capital

erosion ntinue holding a major portion of their holding in equity growth funds. n e v e r invest in e q u i t y .no financial

planning is required e right investment strategy depends upon who the beneficiaries are e right investment strategy depends upon the state of

the stock marketl the funds can be invested in aggressive equity fundsn speculate with all the acquired money in the stock

markets.should not use any of the new wealth to invest in equity hould take the effect of taxes into account ed not pay any taxes on

the newly acquired wealth as it is not a part of their . T r u e . Fals e . T r u e b.False. T r u e .Fal s e .costs of

investinge specific securities in which the fund has invested .the number of employees of the AMC. a l l of the

above. T r u e . F a l s e .re covery chargeb.repu rchase load.redempti on weight. e x i t load.entry

loadb.exit l o a d .deferre d load. n o l o a d higher for investors who stay invested in the scheme longer lower for investors who

stay invested in the scheme longer the same for all investors irrespective of how long they stay investednot allowed to be charged to

mutual fund investors in India . T r u e b . F a l s e aggres sive equity fund and a money market mutual fund.A value fund and a

government securities fund . A b o n d fund and a debt f u n d iversified equity fund and a debt fund. T h e

A M C b.The Trustees.The Registrars.Th e c u s t o d i a n s igh Court approval may not be necessaryb . S E BI approval is

a m u s t .all unitholders must be informed . a l l of the above. i n d i v i dualsb . b a n k s . t r u s t s .a ll of the

above. T r u e b . F a l s e en it invests in only in two or three stocks.when it invests in may companies of the same sector en top ten holdings

account for more than 50% of net assets invested en top ten holdings account for more than 25% of net assets invested.can be expected from

the fund .level of risk assumed by the fund . s t a t e o f the stock market. a l l o f the a b o v e .longterm

orientationb.lo wer transaction costs. b o t h t h e above.none of the above.perfor manceb . r i s k .both the

above.none of the above. p e r f o r mance. r i s k .both the above.none of the a b o v e gher Ex Marks, lower

Beta and higher Gross Dividend Yield .higher Ex Marks, higher Beta and higher Gross Dividend Yieldwer Ex Marks, lower Beta and lower

Gross Dividend Yieldwer Ex Marks, higher Beta and higher Gross Dividend Yield . T r u e b.False. T r u e b.Fals e he Indian

Stock Market is always going down .the returns are more predictable .mos t investors are always in debt. a l l o f the

above.curren t income.total return.liqui d i t y .all of the above. n a r r o wb.higher .the

s a m e .almos t nil. T r u e b . F a l s e .gros s yieldsb . c o s ts.fund a g e .tenure of the fund

manager . e q u i ty funds.debt funds.both the above.none of the above. T r u e b . F a l s e .cr

edit analysis skillsb.equity analysis skills. p a t i e n c e .trading skills.past performanceb .level of interest

rates. f u n d e x p e r t i s e he securities in which it has invested wer rated portfolio and higher expense ratio .higher

rated portfolio and lower expense ratioower rated portfolio and lower expense ratioower rated portfolio and higher expense

ratio. l o w e r r e t u r n s .lower expense r a t i o .low quality of investments . a l l the a b o v e .cyclica l changes in

economy foresee n economic changes affecting the portfolio's preferred sectors . b o t h the above.none of the

a b o v e cept the application without wasting timeb.reject the application outright .refer to the offer document cept the application

as a direct application. t h e offer d o c u m e n t b.the abridged annual report .the key information memorandum . a

bank challan. t h e A M C b.the trusteese sponsor if returns have been guaranteed by them . n o n e of the aboves

not been traded for 60 days prior to valuation s not been traded for 30 days prior to valuation .is not listed on any stock

exchangeheld by the mutual fund without buying or selling. a growth f u n d b.an aggress ive growth

fund . a n i n d e x fund.a balanced f u n d .an investor cancels his investment e investor redeems his investment in

a very short time agent invests his own money, not that of a client.an agent sells many mutual funds. A Value

Fund.A Growth Fund.An Index F u n d uld be any of the above three, one cannot generalisevestme

nt in rated debt securities of a single issuer should not exceed 15% of tal investment in unrated debt securities of a single issuer

should not tal investment in unrated debt securities below investment grade should nottal investment in rated debt securities below

investment grade should not. C o r p o r a t e Bondsb.Equit y S h a r e s overnme nt Securities with maturity less than 1

year . A l l o f the above. V a l u e F u n d b.Divers ified Equity Fund. G r o w t h F u n d .Balanc e d F u n d .that the fund is

a c t i v e b.higher transaction costs . b o t h t h e above.none of the a b o v e .is listed on stock exchanges b.has a fixed price for

sale and repurchase s its sale and repurchase price declared periodicaly by UTI s its price determined by market forces. i s

Wholesale in n a t u r e mprises large players like financial institutions and bankstnesses large scale trading in government

securities . a l l of the above. T r u e . F a l s e .in dividual a g e n t s .banks and non-banking finance companies. d i s t r

ibution companies. a l l of the a b o v e ax rebate is available to investors in these schemes.The investment has

to be locked in for 3 yearse minimum amount for investment is fixed . A l l o f t h e a b o v e as the same status as a unit-holder

of a fund b . c a n sue the AMC/trustee.h as no legal recourse.all of the a b o v e .other mutual fund of the same

typeb . t h e stock m a r k e t .other financial products. a l l of the above. T r u e .False. T r u e .False

. T r u e b.Fa lse. T r u e . Fals e . T r u e .False. y i e l d b.rate of i n t e r e s t .credit rating of the deposit . n o n e

of the a b o v e .the credit worthiness of the bank .because the bank does not invest in securities.that

the bank offers a guarantee. a l l of the aboves always sold at a discount to its issue priceb . b e a r s interest a n n u a l l y redeem

ed at a price much higher than issue price ears interest at varying interests. b o d y corporateb . c ompany. t r u s t .an as set

management company scribe the past performance of the schemeb.compa re the fund with other mutual funds . a s s u r e a

rate of r e t u r n mpare the fund with other financial products . 2 5 . 7 1 % b.Rs.27. 51. 2 1 . 2 7 % .Rs.21.75. Rs.1225b.

Rs.225.Rs. 1 0 0 0 .none of the a b o v e .Means of fulfilling the guarantee.Infor mation for all schemes launched by the

fund in the past .comparison with other mutual funds . I n v e s t m e nt objective.trust ees of the fundb . t h e

A M C .Nonbanking finance companies . b a n k s . 1 0 % b . 1 2 % . 2 0 % . N o n e . 1 0 % b . 1 2 % . 1 0 . 2 %

. N o n e . 4 0 b . 1 0 0 . 3 0 .none of the above.Asset Allocationb.S election of f u n d .Studying the features of

a scheme. N o n e of the a b o v e .It gives high current returns .It gives good capital appreciation over its term hould be

bought due to the need for insurance and not as an investment . A l l of the above. 1 9 9 2 b . 1 9 9 3 . 1 9 9 5 . 1 9 9

6 . 1 0 Y r s b . 5 Y r s . 1 5 Y r s .Cannot be amortised. A M C b.Board of T r u s t e e s .Inves

tment Objectives. U n it holders.198 4 to 1988.1963 to 1988.1964 t o 1 9 9 2 .none

of the a b o v e intain balance in their portfolio by liquidating a part of the position in theb . a r e n o t d i s c i p l i n e d crea se their equity

position when equity prices tend to climb. n o n e o f t h e a b o v e .his capital base is l a r g e s able to carry out detailed investment

research and monitor the stock market . b o t h the above.none of the a b o v e .portfoli o diversification

b.risk r e d u c t i o n .larg e volume of trades. n o n e o f the above.High liquidityb.di versification. no tailor made

portfolio. l o w investment. T r u e b.Fal s e .It was set up in 1963b.It was formed b y R B I t was established by an act of

Parliament .It was not given a monopoly status . U L I P b.UTI Mastershare. U S - 6 4 .SBI Magnum.SB I

M a g n u m .UTI Mastershare. MEP9 1 .Masterga in92. 1 9 9 2 . 1 9 9 3 . 1 9 9 8 . 1 9 9 5 . S B I

M F b.LIC M F .Canban k M F .Indian Bank MF. R B I . S E B I . A M F I . S H C I L egulating the industry

practices empting all mutual fund dividends in the hands of investors from income proving the code of ethics formulated by

AMFIing away with all regulations for mutual funds .5% - 6% of gross domestic savings b.2% 4% of gross

domestic savings.7% 10% of gross domestic savings.25% 40% of gross domestic savings% of the balance of the

4th year can be withdrawn in the 7th year b . T h e interest is tax f r e e .The rate of interest is 12% p.a. ntributions upto Rs.60000 are eligible for

tax rebate. t h e markets are b e a r i s h vestors perceive that the fund will be unable to maintain the NAV he assets of the fund are

undervalued. n o ne of the a b o v e e names and addresses of the registrars and custodians e nature of the scheme being income bearing e

specified stocks in the scheme's portfolioe name and address of the compliance officer . r e q u i r e d by i n v e s t o r s .requi red by the AMC

for its own reference .requir ed as per SEBI regulations . n o t mandatory as per SEBI. T r u e b . F a l s e ctor selection, asset

classification, selection of fund managers and schemesctor selection, selection of fund managers and schemes, asset classification et

classification, sector selection, selection of fund managers and schemes lection of fund managers and schemes, sector selection, asset

classification. b a lanced fund.growth fund.value fund.income fund. A M C b.Board of Trustees. S E B I . R B I wo

uld be better to stick to one type of fund, the one that meets his investment should keep switching parts of his investment from the equity fund to

theshould switch from the money market fund to the equity fund in a rising. n o n e of the a b o v e he composition and size of the

portfoliob.the investment objective .histor ical data of fund performance . t h e nature of i n v e s t m e n t s oss dividend yield 15% Beta 1.5,

Ex-Marks 90.Gross dividend Neil 10%, Beta 1, Ex-Marks 70 ross dividend yield 11%, Beta 0.9, Ex-Marks 80 oss dividend

yield 12%, Beta 1.2, Ex-Marks 80. r e i n v e s t m e nt risk b.liquidi ty risk .interest rate risk . d e f a u l t

r i s k ll short maturity securities and buy long maturity securitiese that the fund's average duration becomes longer

than the market's average ll long duration securities and buy short duration securities ll high coupon securities and

buy low coupon securitiescheme investing 80% in debt securities.50% in equity funds and 50% in income funds % in equity funds

having a higher P/E Ratio than the market .all the money in a balanced fund. s u e t h e A M C b.sue the Trustees. s u e

the a g e n t .none of the above. R s . 3 0 .19b.Rs.24. 98.Rs.32.1 5.Rs.40.49.

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