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Science is an activity that is both undertaken by individuals and by communities. The practice of modern science involves a set of common norms for the individual scientist and the community. By understanding these norms, their strengths and their weaknesses, one can learn a lot about the reliability of a particular report, claim, or activity.
Expectations
The successful student is expected to gain familiarity with the following topics:
What it means that science is quantitative. An appreciation for the complexity of what is generally called the scientific method, and how it is not a simple step by step process. The use of operational definitions in science. How scientists address conflicts between models and experiments. The tension between normal science and paradigm shifts. The role of organized skepticism in the scientific process. The structure of the scientific community. The connection between science and other intellectual disciplines.
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As outlined in Chapter 1, answering these two questions requires knowledge of three aspects of the scientific effort: the process of science, the language of science (mathematics), and scientific content. The trick is determining how much and exactly what from each of these areas forms the minimal knowledge necessary to answer our questions. This chapter focuses on the nature, or process, of science, which will motivate the need to better understand the language of science and the content of science. We will focus on three broad aspects of the nature of science: 1) quantitative methods 2) the scientific method 3) the scientific community. Perhaps the most frightening element of modern science is the use of quantitative methods. Quantitative methods are ones that rely on an understanding of numbers as they relate to measurements. This means that theories and measurements are both associated with numbers. It is then crucial to understand the uncertainties associated with those numbers. The concepts of precision and accuracy are used to evaluate the reliability of the process of comparing experiment with theory. In fact, quantities are defined by the operations used to measure them. This concept of operational definitions is crucial to being quantitative. All of these elements of modern science require the use of mathematics. It is this reason that we suggest this is the most frightening element of modern science, and we devote the next two chapters to demystifying this process! Perhaps the most comfortable element of modern science is the scientific method (simplified version). This is because we all learn it in grade school and have had plenty of time to be used to it. In its most simplified form, it means that theories are constructed based on observations and measurements of natural phenomena. Then experiments are designed to test the theory in a new regime. Sometimes we use new observations when it is impossible to manipulate Nature so that a controlled experiment can be performed. For example, we cannot create real stars of special kinds. Scientists cannot create black holes of immense gravity in the laboratory, but they have searched, with success, to find black holes
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The man is measuring the depth of his filing cabinet by comparing this distance with a standard distance observed and read from the meter stick.
If you try to define one of these quantities purely with language, you have trouble. What is length? The dictionary defines length as a measured distance. And what is distance? It is the separation between two points. And what is separation? It is an intervening space. And so forth. These definitions are examples of circular reasoning. Although it is difficult to avoid circularity in defining these elementary concepts strictly via language, scientists have no difficulty applying them. This is because science is based on measurement. Although it is difficult to define what a length is, it is quite easy to measure what a length is by comparing it with a device like a meter stick. Such a comparison is at the heart of all measurements in science. Measurement is a process or operation. It is observed and performed with the use of our senses. Let us re-answer the question posed above: What is length? Length is the characteristic of an object that you measure by comparing the object with a meter stick. We are describing an action about which we can be perfectly clear. operational definition. Such an answer is called an
An operational definition defines a quantity by specifying how to measure it. This is one of the most important ideas in science! In a language sense, an operation is a process or action, a task you perform. The verb operate is an active verb. Such a definition does not actually say what the quantity is in the traditional dictionary sense. But by rigorously specifying the steps (or operations) by which the quantity is measured, it makes the quantity useful in a way that the dictionary definition does not. It also immediately makes the definition quantitative! The operation is defined in such a way that a number and units are assigned to the quantity of interest. We will revisit numbers and units in Chapter 3, but it is important to recognize this aspect of operational definitions.
Thought Exercise: There are a number of ways we can define length. Consider the following two definitions: (1) length is measured by comparing an object to the Kings or (2) length is measured by comparing an object to standard metal bar. What are the practical differences of these two definitions? What would make one better than the other?
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When concepts (such as length, mass, time, force, etc.) are defined by operational methods, they are then amenable to quantitative analysis in depth with high precision. The associated topics (physical science, engineering, etc.) result in knowledge that is relatively unambiguous, objective, and reliable. In addition, as we will see in detail in Chapter 3, operational definitions allow us to quantify the error in the analysis and measurements in a given situation. In other words, even though physical science is not perfectly (100%) unambiguous, objective, and reliable, we can measure the degree to which it is not! There are many concepts that are challenging to define in an operational way. Some concepts resist operational definition because they are fundamentally value judgments: beauty, good, evil, etc. Ultimately, the problem is not necessarily defining them; it is agreeing on a definition! Other concepts are challenging because we do not have the necessary measurements to provide a definition, and it is unclear if we ever will. These include concepts that are both abstract ideas and emotions: love, hate, generosity, greed, anger, etc. Being emotions, there is a deep connection between these concepts and biological processes, so there is clearly the potential for operational definitions, but the complexity of these processes presents great challenges. The example of emotions provides an excellent illustration of the rapid change in knowledge associated with the soft sciences social sciences, psychology, economics, etc. In general, a goal of the soft sciences is to make predictions about human behavior. As our measurement techniques continue to improve (ranging from brain imaging to statistical studies of aggregates of organisms), our ability to develop operational definitions and quantitative measurements of these quantities will improve. In turn, this will improve our predictive ability. Our distinction between quantities with operational definitions and those without does not mean that length is more real (whatever that means) than love. It doesnt mean that physics is more important (or more interesting) than social sciences or humanities. It does mean that our knowledge of physical science allows us to make accurate predictions about the behavior of physical objects in our world. In contrast, the Humanities provide us with critical interpretations of our experiences, and possible responses to them. Therefore, if it proves to be impossible to form an operational definition of some concept, then that concept is probably not suitable for scientific inquiry. This does not mean that is should not be pursued or studied, only that other methods are required.
Example: Lets return to our example from Chapter 1 of climate change. (a) Consider the following aspects of climate change, and write an operational definition for each: average temperature of the Earth, sea level, and ice coverage. (b) Consider the process of making an operational definition for whether or not climate change is good or bad. What are the challenges with this process? Answer: (a) For the definition of average temperature, there are two pieces to worry about average and temperature. Following our discussion of length, the operational definition of temperature is to use a standard thermometer in contact with the object you want to measure the temperature of. For average, you start with the mathematical definition: taking a series of measurements, adding them together, and dividing by the number of measurements. The decisions you need to make are: how many measurements; do you want to average in time or location or both; and do
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An important aspect of operational definitions is the use of mathematical operations to increase the complexity of the definitions by building on the basic concepts. For example, physics uses the elementary concepts of length and time mentioned above to build more complicated concepts, such as speed. Quantities that are expressed in terms of the elementary concepts are called derived quantities.
EXAMPLE: A very important and common derived quantity is the average speed of an object defined as: Average speed is the total distance covered divided by the time interval. From this we can make an operational definition of average speed: 1) Measure the total distance covered by the object by comparing that distance with a meter stick. 2) Measure the time interval involved by comparing the duration with a stopwatch. 3) Divide the total distance covered by the time interval to find the average speed. You can see that this takes a lot more words, but this operational definition contains all the steps necessary to measure average speed. You should also see the beginnings of why mathematics is the language of science. It takes all these words used to make the operational definition but mathematics provides an incredibly useful shorthand: equations! We will have much more to say on this in Chapter 3 and 4.
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Another feature of operational definitions is that we can continually refine them. For example, we may improve the operational definition. Or perhaps we may obtain a better tool, such as a meter stick that does not change its length when the temperature changes. Or we may come to a different understanding of the concept behind the definition. For example, Einsteins theory of relativity implies that when you measure the length of an object, you will get different results depending on how fast the object moves with respect to the meter stick. With this new understanding, the definition of length is still unambiguous and useful, but our concept of length has been altered.
According to Einstein, the bullets length will be affected by its velocity relative to the observer making the measurement. Now, if he can just handle the meter stick and stopwatch quickly enough . . .
Finally, because measurement is at the heart of science, anything that affects the quality of a measurement is important. For example, we have seen how to form an operational definition of length, but often we find that persons measuring the same object may disagree on their results. How can we explain such discrepancies? They arise because measurement always involves error: measurement can never be completely exact. (Note, however, that counting can be exact.) Hence when giving the results of some measurement, you need to give not only the quantity being measured, but also an estimate of any errors or uncertainties involved. One of the strengths of physical science is the fact that we have a quantitative measure of quantities that we care about and we have a quantitative estimate of the error in that same quantity. We measure quantities and we understand the uncertainties in those measurements quantitatively! In Chapter 3, we will discuss error in some detail, but a short illustration is important. If someone said that the length of a room was 3.2576 meters, I would distrust the result because this quotation is more precise than is appropriate. This is so because the length of the room could be measured several times and the variations would cause a noticeable change in the number quoted above. On the other hand, if they said that the length was 3.25 0.03 meters, then I would understand (and believe) that the length probably lies between 3.22 meters and 3.28 meters. Notice, the inclusion of the error INCREASES our confidence in the result, which is often the opposite of our intuitive reaction to hearing that there is an error!
EXAMPLE: Returning to our example of the climate change debate, one of the issues that regularly came up is the question of the measurement of the average temperature change. As concerns over climate
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To summarize our discussion of the quantitative nature of science, we say that science is a special area of knowledge, in which 1) the knowledge gathered is obtained by quantitative measurements based on operational definitions, and 2) these results are associated with a quantified degree of error. To the degree that other areas of knowledge fail to have one or both of these characteristics, they are not scientific in the sense used in this book. Notice, this is not an all or nothing definition, but it is one of degree. For example, many problems in the social sciences are currently too complex to allow for complete operational definitions and quantitative measurements, but as the field of mathematics and the tools of experimentation continue to improve, these areas of study constantly become more quantitative. Finally, it is important to understand the connection between operational definitions and the philosophical idea of reproducible and repeatable introduced in Chapter 1. It is through careful definitions and quantitative measurements that researchers have enough information to even consider repeating results!
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Example of a scientist involved in the scientific method. The astronomer has made an observation and is now planning to compare with models using calculations. The following list is a brief outline of the scientific method. Construct a model that conforms to what is understood about the observational evidence. This is usually done by constructing a general model from particular observational evidence. This is called inductive reasoning, and it is a creative form of thought. However, one need not come up with a model via logic of any kind. This first step (model propositions) has an arbitrary nature. The model could, in principle, be proposed by a monkey sitting at a typewriter. As long as the model matches the data, the model is acceptable. Predict new results using this model. Working from a model to predict new results is called deductive reasoning. This is a very systematic and dependable process. This is the key element of science that we emphasized in our practical approach: the ability to make predictions. Test the predictions quantitatively (when possible) through suitable experimentation or by making new observations. When the tools for quantitative experiments are not available, qualitative tests serve as an important first step. This can often be the case in certain aspects of biological, medical, and social sciences where the process of interest are sufficiently complex, or in new and emerging fields where a complete set of operational definitions and quantitative measurement tools are not developed. Interpret the observations to see if the experimental facts are valid, and to see if the model predictions are in accord with the experimental facts.
We have purposely avoided numbers in this list as the process can start at any of the four steps, and often the four steps are mixed up and interchanged! The following figure provides a visual representation of this process in its ideal form.
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The cyclical nature of this process is evident in the figure. According to this scheme, science advances by constructing models of broader validity, capable of explaining and predicting a wider range of experiences and observations. The figure is itself a model, but it is not a physics model. It is a sociological model describing the behavior of scientists. Physics models are much more precise; they may describe the behavior of electrons, pulleys, magnets, billiard balls, internal combustion engines, binary stars etc., etc. The figure above presents a very crude approximation to what really happens in the process of modern science. The next few paragraphs will elaborate on this theme. In fact, real science does not always advance in such an orderly way. Real science advances in ways that are as many and various, as orderly and disorderly, as are the individual scientists involved. The above description of the scientific method may appear dry and mechanical, but this is decidedly untrue. Any of the four steps can require intuition, insight, and creativity. In fact, this is almost always necessary! The insight and inductive logic required to create new models are rarely straightforward where one step follows inevitably from the preceding step. Similar comments apply to all four steps. One interesting example is that creativity and/or insight is required just to pick out a specific problem for which predictions can be made from the theory. The real creative scientists not only pick out problems that allow for predictions that can be tested; they pick out problems that produce interesting results. Only after the problem has been selected will creativity be applied to the calculations needed to make predictions, etc. When all is done and published, the four steps will be described in a simple and orderly fashion that is easy to read, but its systematic nature will be misleading. The intuition, the clever shortcuts, and the creativity are hidden. However, the rigorous deductive logic and the precision of all operations will be discussed at length. The same care will be given to peer review and organized skepticism (discussed in the later sections). Hidden also are the false starts, the equipment breakdowns, the blunders. Sometimes, science may advance purely by chance. Roentgen was studying cathode rays, which are produced by high voltages in a vacuum-filled tube (cathode rays, which are in fact electrons, that make the picture in your television set) when he noticed that a mineral six feet from his equipment was emitting light. Roentgen guessed that the cathode-ray tube must be emitting a new form of radiation. Thus were x-rays discovered, though they had nothing to do with the purposes of Roentgens original experiment. One could also fairly argue that Roentgens success was the result of alert open-mindedness and contentious labor rather than just dumb luck.
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Figure: Sketch of the experiment performed by Roentgen. Sketches like this one are important for conveying the main ideas behind an experiment. It is an important part of the repeatability of experiments. Notice, even though this is not a detailed drawing of how to put the experiment together, it provides the main information on the experiment. There have been many instances in the history of science where basic discoveries were missed by scientists who ignored distracting results that were inconsistent with their expectations. An important observation is useless if the observer is not prepared to recognize its significance. This often happens because people tend to interpret new observations in terms of familiar, past experience. In 1788 William Herschel observed a fuzzy new object through his telescope; because it was uncharted, he believed that he had found a new comet. Fortunately, he did not stop with his analysis at that point. Once its orbit was calculated, it was evident that this object was no comet, but a new planet. Thus, Uranus was discovered. Because Herschel knew of only six planets in the solar system, and because no new planets had been discovered during recorded history, he had no basis for interpreting the object as a new planet when he first observed it. Indeed, Uranus had been observed numerous times (it is possible than Galileo himself may have seen it) during the previous century, but none of these earlier scientists realized the significance of their observation. A key element of the scientific methods is the question of experimental design. Loosely speaking, experiments can be grouped into two different categories: 1) Hypothesis driven: Hypothesis driven experiments are aimed at answering a very specific question called the hypothesis. An example might be the case we opened the book with: high levels of cholesterol increase the chance of heart disease. The experiments will be designed with care to control for other factors and isolate the effect you are interested in the impact of cholesterol on heart disease. In this type of research, developing a careful and testable hypothesis is as important as the design of the experiment. 2) Discovery based experiments: For discovery based experiments, one is making measurements on a system that is of interest, but does not necessarily have a specific hypothesis in mind. The example of Herschel discovering Uranus is in this category. He did not have any initial hypothesis when he observed the new object. He was just interested in careful observations of the sky to find any new objects that might be there.
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EXPERIMENTAL DESIGN ISSUES: (1) Double-blind studies: One standard method of testing new medicines is to give the experimental medicine to trial groups, while at the same time administering a placebo (something that looks like a medicine, but isnt) to a control group. Such studies are often arranged so that neither the administering scientists nor the patients know until afterwards who got the medicine and who got the placebo. Since both groups are blind, this is called a double-blind study. If only the patients do not know what they are getting, it is a blind study! A double-blind protocol prevents scientists who study either group from the bias that might emerge if they knew whether a particular patient was a member of the trial group or the control group. And it prevents cures that are psychological in nature. That is, it eliminates those cases where patients get better because their belief in medicine induces a belief that they are better. (2) Computer modeling: As scientists attack increasingly complex problem, computer modeling plays a critical role in interacting with experimental data. An excellent example of this is climate studies. Often the data is clearly dependent on a wide range of complex factors. For example, the average temperature depends on the energy output of the sun, reflectivity of clouds in the atmosphere, reflectivity of ice coverage on the surface, relative refection and absorption of energy by human made structures, interaction between solar radiation and a wide range of chemicals in the atmosphere, etc.. And most of these factors all depend on each other. Therefore, the experiment is relatively simple: measure and average temperatures from a range of locations and times. The design challenge in this case is often developing a model that captures the essential factors and comparing that model to the experimental data. This aspect of the scientific methods will be addressed in some detail in Chapter 4.
Perhaps the greatest challenge for a scientist is to keep looking for problems with their experiment when they get the answer they expect! In other words, when can you declare your experiment done and that it has actually demonstrated an important new result? This challenge for individual scientists is one critical reason that we have the scientific community. It is the best guard against the challenges of combining theory and experiment. However, there are conventions in science regarding proof, and we will give them their own subsection!
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Before discussing the concept of proof in science, it helps to provide some context. Human society has an interesting relationship with proof. We generally equate it with finding the truth, and hope for that one right answer. But, as we saw in the context of operational definitions, despite our desire for absolutes regarding true and false, these concepts can be difficult to define. Our instincts about proof come from the many contexts in which we experience it, but the ideas from one context often do not apply to another. For example, as we pointed out, one goal of the arts and humanities is the interpretation of experiences. In this context, truth is often not absolute, and multiple views can be equally valid for a number of reasons. In contrast, we have an expectation that there is one correct answer in the context of legal proceedings. But, is this expectation valid? It is almost impossible to watch American television and not hear the phrase innocent until proven guilty. And yet, what does this simple phrase even mean? How do twelve jurors decide that some is guilty beyond reasonable doubt? What is reasonable anyway? After all, even a unanimous jury determination of guilt beyond a reasonable doubt has been known to result in the conviction of innocent people. Are there areas of human exploration where one right answer is possible? Ironically, one place that has certainty when it comes to proofs is the one area that many people most fear: math! At some point in their education, most students are asked to perform some level of mathematical proofs, so the certainty implied by this process is part of most peoples view of proof. In mathematics, proof is significantly more clear-cut. The rules are well-defined and the goal of much of mathematics is to prove theorems, such as the Pythagorean Theorem illustrated below for right triangles.
Figure: An example of a right triangle for which it can be proved that on a flat surface: a 2 + b 2 = c 2 This example of proof depends on a careful list of assumptions and then the precise application of logic. Notice how we specified that this is true for a flat surface. A common example in mathematics classes involving geometric proofs is to show how the Pythagorean Theorem is not true on the surface of a sphere. In some ways, the opposite extreme of the abstract proofs in mathematics is proof in engineering. Proof in engineering is pragmatic. If a design works again and again, it is considered proven. Engineering often deals with complex systems, and the kinds of problems engineers deal with (such as designing bridges)
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The real challenge in science is knowing how to react to the situation when there are contradictions between a model and experiment. There are two basic questions. First, is there something wrong with your model? Recall the discussion of the conflict between the geocentric and heliocentric views of the solar system. As measurements became more accurate, the geocentric view required additional refinements circles within circles added to orbits to maintain the fundamental model of circles and an unmoving Earth. The other option was to completely change the model to the heliocentric view. How does one decide which to do? Second, is there something wrong with your experiment? A great example of this occurred in the fall of 2011. A major physic collaboration announced evidence for a particle moving faster than the speed of light. If correct, this represented a major change to our understanding of a fundamental model: Special Relativity. The challenge for the scientists was the fact that the experiments were incredibly complicated, so it was difficult to determine if they really had not made an error. But, given their best effort, they did the reasonable thing and published their results so that the community could review them. Eventually, an error was found with the experiment and Special Relativity did not require any modification. But, this does point to the challenge that as experiments become even more complicated and technical, finding experimental errors requires even greater diligence and creativity. It is important to recognize that even when scientists act upon a model or principle that is highly confirmed as if it had been proven, they are still open to the idea that it could require modification. For example, when it was announced in 2011 that a particle was observed to go faster than the speed of light, two apparently contradictory actions happened. First, most scientists assumed there was an experimental error because of how well-confirmed Special Relativity is (acting as if Special Relativity is true). Second, many scientists started to consider how to modify Special Relativity to account for the result (being open to needing to change Special Relativity). Both of these actions are completely consistent with the scientific process extraordinary claims require extraordinary proof but nothing is assumed to be absolutely true. This apparent dichotomy can make science appear mysterious, and even contradictory. We have already explored the concept that the more complicated the question or system, the harder it is to be quantitative. This challenge also impacts the ability to confirm models in the scientific sense, as this is fundamentally a quantitative exercise. When one deals with highly complex systems, as in many medical studies and the social sciences, there are many variables interacting with each other, some of which (love, hate, greed, or generosity, for example) can be hard to specify quantitatively. In this situation, models are frequently based strongly on statistics, and results are often discussed more explicitly in terms of the likelihood of certain outcomes. A particular challenge is models for complex
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EXAMPLE: Consider the hypotheses that a recent increase in street crime is caused by an increased demand for illicit drugs. How could you design a controlled experiment to study this? At this point, such an experiment is not really possible, so your main option is to gather careful statistics on different aspects of the situation. One option is to monitor street crime and drug demand for three years. If you find that both street crime rises by a certain amount during this period and that the demand for illicit drugs also rises during the same period, you have established a correlation. But simply because two things show similar behavior over time does not mean that they are causally linked; other explanations might be equally plausible. For example, if unemployment has risen during the last three years, it is possible that unemployment caused both the street crime and the drug demand. This should give you an idea of the real challenge in designing studies and analysis that can provide insight into complex social issues.
Ultimately, our challenge for proving models to be true is that Mother Nature makes up the rules without telling us what they are. This was the concept introduced in Chapter 1 of a knowable universe that exists in an objective sense. Our job is to try to discover those rules. The measurements we make to probe those rules are never perfect so our models are always some form of an approximation. Even though our senses can be extended by instruments (such as microscopes and compasses), our measurements are ultimately limited by our senses. Furthermore, we can never be sure we have examined all the possible interesting situations. We are seeking the truth with respect to natural phenomena, but we dont expect to obtain ultimate truth everlasting using the scientific process.
F =G
m1m2 r2
In the chapters on the science concepts, we will return to both of these models in some detail, but the table should make it clear some of the differences. In the first case, conservation of energy, we are not actually concerned with a particular mathematical model. We are concerned with a general idea, that is rooted in centuries of experiment and deep theoretical ideas related to symmetries. It is considered proven as strongly as any idea in science. Therefore, if you believe that your experiment is violating the principle of conservation of energy, you have three easy choices (and a few harder ones not mentioned): you have actually found a new form of energy, the system is not actually isolated, or you actually discovered a violation of this major principle. The last option is highly unlikely, so you time is best spent looking for something consistent with the first two options. And indeed, much of the history of science consists of people insisting that conservation of energy holds, and looking for new forms of
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Historical Example: We pointed out in the text that adherence to the paradigms of science has led to many important discoveries. An example of this is the discovery of the neutrino. Nuclear scientists found that the neutron, a particle in most atomic nuclei, decays when it is isolated, transforming into a proton and an electron:
Initial beliefs about the decay of an isolated neutron transforming into a proton and an electron. The problemenergy was not being conserved.
The strong belief in the conservation of energy led physicists to propose that a particle was carrying off the missing energy. Through experiments this particle was confirmed and named the neutrino, which is represented by the Greek letter .
However, some difficulties arose in interpreting the results of neutron decay. One difficulty was that the energy of the proton plus the energy of the electron was different in different decays. If accurate, this contradicts the law of conservation of energy. That is, energy may change its form, but its amount always remains constant in any interaction. Neutron decay seemed to be an interaction that resulted in different amounts of energy. Pauli suggested that an unobserved particle was carrying off some of the energy. In the context of our table, this represents an interaction that was not identified. In other words, the system of neutron, proton, and electron is not isolated because it interacts with this other particle. The existence of this particle, named the neutrino by Fermi, was eventually directly confirmed some years later. So the proper way of describing neutron decay is
n p + e + ,
where , the Greek letter nu, represents the neutrino. When this is taken as the system, conservation of energy holds! Physicists did not abandon the conservation of energy paradigm simply because neutron
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For our second example, we consider Newtons Law of Gravity, which is a specific mathematical model. In this case, if measurements disagree with this mathematical model, the approach is a little different. First, because the model is extremely successful in a wide range of situations, you would want to be really careful that you werent missing something in your experiment, like other forces in the problem. However, this is a case where sufficiently careful measurements have shown that this model is not accurate in all situations. Now, you have two fundamental choices listed in the table: throw out the model or check that is an approximation for a better model (see the Thought Question for an explanation of approximating a model). In the case of Newtons Law of Gravity we have found that it is an approximation to a more complete model, Einsteins Theory of General Relativity! The language we use is that the model is said to be superseded by a more general model, but the original model is still useful in the regime for which it makes accurate predictions! Why keep the original model when it has been superseded? Fundamentally, in the world of everyday objects, there is no measurably significant difference between Newtons Law and Einsteins theory, and Newtons Law is easier to use, so we keep using it!
Thought Question: Is the surface of the Earth flat or curved? If you answered curved, you are probably focusing on the fact that you know the Earth is round. But, if you focus on your everyday experience, you should probably answer flat. For most of what we do in our life, we can approximate surface of the Earth as flat. This is because the radius of the Earth is so large, and it makes life much easier because motion on a flat surface is easier to describe than motion on a curved surface. It is only when you travel large enough distances that you have to worry about it being curved. This is what we mean by a valid model that is an approximation to a more complete model.
The example we discussed in terms of energy conservation is a good example of what might be called normal science. Normal science consists of puzzle solving conducted within the framework of the existing paradigms of science. It produces evolutionary (as opposed to revolutionary) change and development. Other examples of normal science include: 1) Experiments focused on measuring physical constants to greater precision.
2) Applying paradigms are to provide solutions to engineering problems. 3) The previously discussed discovery of the planet Uranus was an example. Perhaps more dramatic was the discovery of Neptune. As astronomers studied the orbit of the recently discovered planet Uranus, they found that it deviated slightly from the orbit predicted using Newtons Universal Law of Gravitation. Instead of rejecting the observational evidence of deviations, and rather than supposing that Newtons Universal Law of Gravitation was defective or flawed, astronomers believed that the irregularities of Uranus orbit were due to the gravitational influence of still another, unobserved planet. Detailed studies of the irregularities led to predictions of the location of the new planet, which was soon discovered and named Neptune.
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Normal Science versus Social Revolutions: The study of the global climate change is an interesting one from the perspective of normal science versus revolutions. From the scientific perspective, it is a great example of the power of normal science. The challenge of climate studies is the complexity of the system, and the wide-range of scientific fields that are brought together to understand the issues. But, there are no truly revolutionary principles, just incredibly clever and challenging applications of existing ideas. What makes the study of the global climate interesting is the potential for social revolutions as the climate is understood in better detail!
Our example of Newtons Law of Gravity being superseded by Einsteins Theory of Relativity is an example of a revolution. Revolutions can involve changes in the paradigms of science, either by exposing the inadequacies of old paradigms (Einsteins theory superseded but did not completely replace Newtons) or by replacing old paradigms with better ones (heliocentric view of the solar system completely replaced the geocentric view). Because paradigms involve trust and an intellectual commitment (a belief), changes of this kind are not easily made. Thus, a sense of crisis (usually) precedes a scientific revolution. In other words, theory and experiment get seriously out of sync with each other; the universe appears, in part, to be irregular and unknowable. This was most certainly the case in the early part of the 20th century, just before physicists developed quantum mechanics. At that time classical physics was faced with serious problems. One classical theory, for example, predicted that a hot radiating body would give off an infinite amount of energy. This prediction, called the ultraviolet catastrophe, was clearly nonsense, and the discovery of quantum mechanics resolved the difficulty. As we discussed, the first major revolution in science included the acceptance of the heliocentric solar system, overturning the geocentric model, observing that heavenly bodies were imperfect (via Galileos telescope) and discovering that the laws of nature describing motion were the same on the earth as in the heavens (via Newtons mechanics). This was The Scientific Revolution, but the most crucial outcome of this event was the establishment of the process of modern science. All other revolutions pale by comparison to the first one. Despite this dramatic first revolution, the complete overthrow of a previous paradigm is rare. The more common situation is an extension of an existing model to a new regime, as we discussed with gravity. Another important example is that we still use most of classical physics to describe everyday behavior well after the development of quantum mechanics.
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REVOLUTIONS IN MEDICINE: We mentioned that the complexity of medical questions makes medical studies particularly challenging. This is also an area in which the research is constantly suggesting new ideas. It is too common to hear the phrase revolutionary new drug/procedure/surgery, etc. In reality, most drugs and procedures are examples of normal science. They may represent important steps forward, but they are based firmly in the current paradigm of biochemistry and diseases in terms of bacteria, viruses, and breakdowns of the biochemistry of cellular processes. An excellent example of a true revolution in medicine/biology was the recognition of the role of bacteria and germs as the causes of many diseases and how to fight them! This provided significant improvement over earlier paradigms, especially with the simple addition of understanding the importance of washing and cleaning wounds, or even daily hand washing! One could argue that the understanding DNA and the genetic code is another revolution, and it is exciting to speculate how this will ultimately transform society and our understanding of medicine.
We have looked at a few examples in detail, but it is worth briefly summarizing some revolutions in physics, to help illustrate the different forms that revolutions can take. We have already discussed some of these, but it is worth repeating here. 1. The heliocentric (sun-centered) solar system, developed by Copernicus, replaced the geocentric (earth-centered) model of the solar system. This represented a complete overthrow of the previous paradigm. It was necessary because the geocentric model, though it had served well for many centuries, was not accurate enough in its predictions of the motions of the planets, and because the heliocentric model was more accurate and simpler. Also, there was no sense it which the old model was an approximation to the new one, so it was replaced. In addition to the scientific conflict, the new view removed humanity from the center of the universe. This new attitude caused much psychological and philosophical discomfort. This doctrine was threatening to the church and other politically powerful groups because it contradicted the opinions expressed by both religious and secular authorities that had long been based on the philosophies of Aristotle. 2. Newtonian mechanics was revolutionary because it held that the same laws (Newtons three Laws of Motion and the Universal Law of Gravitation) that govern the motions of objects on earth also govern the motions of objects in the heavens. The heliocentric model did not become fully established until Newton provided the needed foundation via his laws of motion and universal gravitation. The older view attributed to Aristotle (and others) was completely overthrown by Newtons work. 3. Quantum mechanics was revolutionary because it showed that the behavior of objects as small as atoms could not be described adequately by Newtonian mechanics. It was also revolutionary because its predictions, unlike those of Newtonian Mechanics, were probabilistic (statistical in natureor governed by rules of chance) rather than deterministic. It also muddied the waters on the concept of cause and effect. This created philosophical discomfort for many physicists, including Einstein, who had been one of the key contributors to the development of quantum ideas. His famous quote: God does not play at dice reflected this discomfort. In this case, quantum mechanics did not involve a complete overthrow of Newtonian mechanics, because it is very difficult to apply quantum mechanics to large (everyday) objects. To our best knowledge, Newtonian mechanics (often called classical mechanics) is an excellent approximation to quantum mechanics when applied to the everyday object for which it was first developed. Therefore, we continue to use Newtonian mechanics as it is accurate and simple for those objects!
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WARNING: There is a danger when considering organized skepticism to equate this with being skeptical of every result. It is important to keep in mind the discussion of normal science at this point. An important feature of organized skepticism is constant comparison to well-established principles. If a new result is consistent with the big ideas and has no obvious problems, it is more likely to be conditionally accepted, pending further studies, then a result in apparent violation of a fundamental principle, such as energy conservation. In this latter case, the result will receive significantly more scrutiny and require greater proof. Because of this, fraud is difficult to perpetrate in science. In general, fraud is only valuable
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2. Disinterestedness: Researchers are expected to approach their work objectively/without bias. They are also expected to be receptive to new ideas no matter how well established the traditional (and differing) viewpoint may be. Judgment must be suspended (and is always provisional) until Nature (in the form of careful experiments) indicates otherwise. This behavioral norm is connected to and in tension with the behavioral norm of organized criticism. Its hard to believe that every idea or data point might be correct while working hard to find its flaws. Thomas Kuhn refers to this as the essential tension of science; and it really is essential! 3. Knowledge-centered: The focus of the scientific community is mainly on expanding the content of science. Discoveries are highly prized and widely acknowledged. A passion for new knowledge is expected. But this may mean some tension with the need to be disinterested.
Image of the Earth that is used to represent the universal nature of science!
4. Universal openness: Scientific knowledge is not based on national or political ideologies, and so science transcends local boundaries. Science is open to everyone. Scientists are expected to share their data and ideas. Nature sets the example here because natural laws are the same everywhere and forever; they are available to all researchers regardless of race, religion, gender, etc. The tradition of international cooperation is routine and well established. 5. Aesthetics valued: This shared value is sometimes surprising, but important. Scientists find beauty and excitement in their pursuit of natures laws. In the presence of two equivalent ways of approaching a problem, scientists will favor the method that is simpler and/or more elegant and/or more beautiful. An example of this is found in the development of quantum electrodynamics, the study of how electrons interact with light. Two theories emerged in the late 1940s. The theory of Julian Schwinger was mathematically intricate, while the theory (Feynman diagrams) of Richard Feynman was easy to visualize and apply. The latter was more appealing intuitively. Although these two theories were shown to be entirely equivalent (Schwinger and Feynman shared the Nobel prize in 1953), physicists greatly preferred Feynmans simpler and more elegant theory, and have since adapted his methods for other technical topics.
EXAMPLE: Individual scientists, while practicing science, often undergo emotional and aesthetic experiences associated with those of artists. In a lecture in Kyoto, Einstein referred to the insight that led him to the General Theory of Relativity: I was sitting in a chair in the patent office at Bern when all of a sudden a thought occurred to me: If a person falls freely, he will not feel his own weight. I was startled. This simple thought made a deep impression on me. Elsewhere he refers to this as the happiest thought of my life.
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In addition to the scientific societies, most scientific work currently takes place in the context of a formal organization. The days of the independent scientist working in his home are numbered. Again, this is largely a result of addressing ever increasingly complex questions that involve a wide range of tools and significant money! It is worth highlighting the main categories of institutions that support scientists.
Schematic of Accelerator.
the
Stanford
Linear
Figure: The Stanford Linear Accelerator is an example of a major academic research center. 1. Research Universities. The United States tends to have two types of Universities or Colleges. Research universities view their primary mission as scientific research and the training of Ph.D. students (prospective research leaders). The scientific work is funded by many external agencies: federal agencies, such as the National Science Foundation (NSF), the Department of Energy, and the National Aeronautics and Space Administration (NASA); the armed forces through their research divisions; industrial companies such as IBM; and private foundations. In return for providing facilities and personnel for scientific research, universities charge fees for the research. Teaching is still valued, but it is often teaching motivated by current research. Generally, student tuition funds the teaching mission and administrative aspects of the University. This split in funding sources and focus on research and teaching is often misunderstood by the students and public. 2. Teaching Universities and Colleges. There are many other Universities and Colleges where research is conducted on a much smaller scale, if at all, and the faculty are expected primarily to be teachers. Generally, these institutions do not grant Ph.D.s, and they have substantially less in external funding. 3. National research and development laboratories. These federally subsidized laboratories offer support for research requiring specialized facilities. Examples include the Stanford Linear Accelerator in California, Los Alamos National Laboratory in New Mexico, and the National Magnet Laboratory in Florida. Although much research at these facilities is supported by the NSF and other funding agencies, the facilities themselves are supported by independent allocations authorized by Congress.
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5. NASA labs. NASA runs several laboratories for research related to space projects. The Ames Research Laboratory in Mountain View, California, is an example.
A schematic of a nuclear power plant that would be licensed and regulated by the independent U.S. government agencythe Nuclear Regulatory Commission (NRC)that supervises the civilian uses of nuclear materials.
6. Government regulators. Federal agencies like the Environmental Protection Agency support some scientific research. This research is generally focused in the areas for which those agencies are responsible.
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WHY versus HOW: A reasonable, and common, distinction between question science can address and those it can not is the difference between how and why. For example, why was the universe created? Why is gravity controlled by an inverse square law? In the strictest sense, these questions cannot be tested by scientific methods. Sometimes it appears we achieve an answer to why. For example, with gravity, we know that the inverse square law comes from an approximation to General Relativity. But, this doesnt really answer why; it answers how. And, it moves the question of why to, why General Relativity! Science really answers how things work. In a sense, questions of why require one to imagine that other scientific laws might somehow be possible; but this notion contradicts the assumption of uniformity that underlies scientific inquiry.
Most people accept the fact that science has a right answer and in other disciplines there is no single right answer. As with many simplifications, there is some truth to this, but the reality is more subtle and complex. For example, as science explores a new area, there are often significant differences that arise. They are eventually resolved, but because models are always approximations, alternate solutions can occur. The key is that every solution must achieve the same goal: quantitative prediction of the phenomena within a prescribed level of error. In many other disciplines, the situation can be complicated by the fact that people have different goals. In this case, people have apparently different conclusions, but in fact they are asking different questions! Additionally, even when the goal is the same, because the focus is much more on interpretation than prediction, there is not a pre-disposition for exact agreement. Part of the act of developing interpretations is the interaction between different interpretations!
Example of Two Answers: There is a very famous case in science where two answers to the same problem exist: quantum mechanics. As quantum mechanics was developed, two models rose to the top: (1) Schrodingers Wave Mechanics and (2) Heisenbergs Matrix mechanics. Both are sufficiently powerful and useful that students in physics learn both. It has proven that they are equivalent. But the mathematics used by each model is sufficiently different that they have definite strengths and weaknesses. This means that people use both, depending on the situation.
An interesting issue is the interaction between non-scientific and scientific disciplines. Aesthetic issues are one of the most obvious cases where interpretation is the key feature, and the scientific process appears to have limited use. And yet even in art, science can contribute useful information concerning
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Example: Our recurring example of the climate change debate is a great example of science interacting with a social issue. If one looks up the early public debates on the subject, you will see a strong element of ideology driving the debate instead of science. Even before the science gained significant reliability, there were a number of useful scientific questions that did not get as much discussion. One example is the fact that any form of energy generation has by-products. The idea of clean energy refers to a particular type of clean. Given this limitation on solutions, it could have provided an earlier forum for discussing issues such as, what type of by products are the least harmful? If we replace current technologies, what might be the new consequences? This would have prepared the public better for understanding the array of choices as the information regarding climate change became more reliable. So once there was a consensus that action was needed, there would also be the possibility of a greater understanding, and perhaps even agreement, on the solutions.
The more subtle danger of pseudo-science is that it encourages sloppy thinking by providing easy answers. Though difficult to define, a good way to understand pseudo science is to consider the two historical examples mentioned previously that transformed from early science to pseudo science: alchemy and astrology. (This will review material from Chapter 1, but it is useful to see this again.) Alchemy, for example, was a view of nature that held that gold was the only pure metal, and all other metals were debased forms of gold. In addition, alchemy held that different materials, like people, had different personalities, and that chemical reactions could therefore be interpreted as having sexual and emotional components. Given the tools of the time, it was a reasonable model to pursue. For example, Newton spent much more of his intellectual life on alchemy than he did on physics; although much of his alchemical studies were experimental, his notes (and they run to millions of words!) reveal that his efforts were aimed at verifying, rather than testing, the methods of alchemy. Only as measurement techniques improved to the point that we had better models for chemistry and nuclear physics did we come to understand that the transmutation of elements requires nuclear reactions. Now, using modern nuclear reactors, we can turn other materials into gold with mercury being a reasonable starting point! So, what makes alchemy a pseudo-science today are the aspects that rely on the models of nature that are no longer consistent with experiments. Also, important feature of alchemy was that its knowledge was a secret, to be concealed from all but the initiated. And this type of process goes against the process of modern science. Astrology is another example of an activity that was once reasonable science. Again, the key issue is the current level of knowledge regarding the interaction between planets and people! Interestingly, Kepler, whose studies of the planets first revealed the simple mathematics underlying their orbits, made his living as an astrologer. He may have had a belief that the planets and stars have some influence on peoples lives, but already by the time he was working, the scientific aspects of astrology were unraveling. For example, he never felt confident that he understood what that influence was. He wrote, A mind accustomed to mathematical deduction, when confronted with the faulty foundations of astrology, resists a long, long time, like an obstinate mule, until compelled by beating and curses to put its foot into that dirty puddle. In terms of our previous discussion of the nature of science, we can see that Kepler is complaining that astrology lacks reliable, testable paradigms. Still, he practiced astrology in order to help put food on the table. It turns out that as you develop you skills as a science spectator, you can turn some pseudo-sciences to your advantage. For example, the use of numbers and probability often are the basis of pseudo-science. Do you have one or more lucky numbers? Should you use a lucky number to pick a lottery ticket? It
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2-G. Summary
We have seen that there are many facets of science, so that a simple definition of science is impossible. It is a human activity that examines the breadth of the natural universe from within a carefully constructed philosophical framework. It is a powerful tool based on quantitative operations using the scientific method that relies on a community of practitioners and their institutions for relentless critical review. Part of its power comes from the fact that its applicability is narrowly restricted. Science does lead to information that allows humans to make reliable predictions of future behavior. Although science is constrained by culture and by Nature itself, it also has a sound philosophical foundation. Why has the scientific approach to studying the universe been so successful? There are three main factors. They make up the process of modern science: 1. Part of the reason is the narrow scope of scientific investigations. Scientific study is limited to quantifiable concepts (based on operational definitions) tied to natural phenomena. These are things that can be measured. Because these concepts are defined by operations tied to our senses we obtain a high degree of objectivity, precision, and clarity in our investigations. 2. Science investigates the relationships between as many natural phenomena as is possible, clarifying their connections through rigorous application of the scientific method. This process is very thorough as well as being precise, and it requires accountability with nature. This rigor, thoroughness, precision, and accountability have produced considerable confidence in the enterprise of science. 3. The scientific communitys behavioral norms, especially organized skepticism when dealing with natural phenomena, have also contributed to the success of science.
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Vocabulary
Anti-science: An attitude that is fundamentally opposed to the practice of physical science (frequently on philosophical or religious grounds) or to the acceptance of science as being an especially reliable domain of knowledge. Behavioral norms: community. Accepted and approved ways of performing tasks and behaving within a given
Deductive reasoning: Analytical logic that proceeds by steps from accepted general principles to specific conclusions. When done correctly, the results are reliable and inevitable. Inductive reasoning: Synthetic logic that integrates specific results and reaches a general principle. It involves a creative leap that is not necessarily reliable or inevitable. Invariant: Something is invariant if it is constant (i.e., unvarying as a function of time). Model: An abstract concept explaining, often by analogy, a physical system (or some other system). In science, the goal is for a model to be as simple as possible and have a mathematical representation. Ideally, a model will have quantitative predictive power. Operation: A physical (or intellectual) process. Exampleoperations can be performed when we are measuring physical quantities or when we manipulate equations or numbers. One very important use of the operational point of view: a physical quantity is defined by the operation(s) used to measure that quantity. Paradigm: An idea, viewpoint, or standard that is shared and accepted by people in a given community. The paradigms of science are shared and accepted by scientists to a degree that is unusually uniform. Physical: Something is physical if it can be sensed and/or measured. If it can be measured, units are associated with it. Process of Modern Science: The process by which human beings compare the results of experimental and natural observations with theories that are meant to describe nature. This process requires that all work is subjected to intense skeptical review, and it include an emphasis on quantitative work for both theory and measurement. Pseudo science: False science that is unreliable and/or unethical. But it is usually associated with the trappings of science such as the use of numbers, spatial relationships, etc. Frequently pseudoscience requires belief from its advocates and/or its investigators.
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10. Describe inductive and deductive reasoning. 11. In medical (and many other research areas) experiments, the double blind method is used to remove bias. Who is blinded in such tests and how is it done? 12. What is a paradigm? List several paradigms of physics. 13. What is the main activity of normal science? Elaborate. 14. In what ways is the science community unusually unique with respect to degree of conformity? 15. Revolutions in science can be painful. Why? 16. The paradigms and models of science are constantly being refined. Expand on this idea, and pay particular attention to the importance of the operational nature of science. 17. What is the most important behavioral norm in the science community? Why is it so important, and what actions are taken to implement it? 18. Describe how the following philosophical concepts from Chapter 1 provide support for the norm of organized skepticism: (a) Repeatability of experiments.
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