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= + + + +
( )
, 1 1, , 1 1 1, 1
* * * /
B B B
j j j j j j j j j j j j j j j
K K K K K K J
+ + +
+ + + + +
`
)
(2)
B
j
B
j
p = (3)
( )
B
j
B
j
B
j
B
j
B
j j
B
j
B
j
B
j
J / * D * K * K p + = (4)
where J, K, D represent respectively the inertia, stiffness and
damping of rotor or of shaft. The and are angular
displacement and angular velocity respectively. For turbine
rotors, is the torque delivered by the turbine. The torque
is determined by the opening of the main control valves (CVs)
and reheater/intercepter valves (IVs) which are dependent on
turbine governor action. For the generator rotor, is the
electromagnetic torque delivered to the power system. As to
entries with superscript B, they are the blade variables or
parameters.
By making an eigen-analysis of the turbine model, the
natural torsional modes can be obtained as in Table 2. Eleven
modes are present, of which the former seven belong to the
shaft modes and the latter four to the blade modes.
Particularly noteworthy are the blade modes, of which the
frequencies are close to 50Hz (i.e. the system frequency of the
sending end of the network). We will find later it will be
harmful to blade health, though the frequency limitations on
natural modes for a 60Hz machine are not violated.
III. SIMULATION ANALYSIS FOR A
MISFIRE FAULT IN A RECTIFIER VALVE
A misfire is when a valve fails to take over conduction at
the programmed instant although its voltage has the correct
polarity. For a single-valve-misfire fault, the normal valve
conduction sequence of the rectifier will be disturbed once in
a cycle, and reappear in every cycle if the fault is sustained.
As a result, a harmonic current in the rectifier side of system
frequency (
R
f ) will be induced on the dc line. When the dc
line current flows through the inverter unit to the inverter side
of the ac network (with the system frequency of
I
f ), it will be
modulated by the switching function of an inverter.
Complicated harmonics are thus produced in the inverter side
of the ac currents. By using the modulation theorem, the
frequency of the most important harmonic will be equivalent
to
I R
f kf . When this harmonic current is injected into a
generator, a pulsation disturbance in the turbine generator
rotor power will be induced. Since the reference frame
transformation from stator to rotor is the same as a
rectification process, the frequency of such a power
disturbance will be equivalent to
I I R
f f kf . Since
R
f
differs from
I
f for an asynchronous HVDC link, such a
frequency is not a characteristic one. So, it is possible to
invade the natural torsional modes of a turbine generator.
For the system studied, the induced frequency is 50 Hz
for k = 1 according to the above. That nearly invades the blade
modes of the turbine generator studied. So the torsional torque
amplification effect will be significant in the blade sections.
To examine that, a transient simulation is made. It is
assumed that the firing pulses to valve 6 of the rectifier unit
are missing at 7.0 s and are recovered after 30 cycles.
1. Converter Parameters
In Fig. 4, one sees the firing angles for the rectifier and
inverter units (alpha-rec and alpha-inv), as well as the dc line
current (i
dc-inv
) and its spectrum. In steady state, the rectifier is
operated in the current control mode (the firing angle is 13.5
degrees), and the inverter in the voltage control mode (the
firing angle is 142 degrees). During a fault, the rectifier
changes between the current control mode and the alpha
minimum limitation mode (the firing angle falls to 5 degrees
and oscillates), and the inverter changes between the voltage
control mode and the current control mode (the firing angle
swinging between 125 and 140 degrees). The dc line current
drastically drops at the fault application and then oscillates. It
can be observed from the spectrum that the pulsation
frequency includes 50 Hz, 100 Hz, 150 Hz, etc, just as
P26
97
150
140
130
120
30
20
10
0
50
0
-50
-100
1.4
1.2
1
0.8
0.6
0.4
a
l
p
h
a
-
r
e
c
(
d
e
g
.
)
a
l
p
h
a
-
i
n
v
(
d
e
g
.
)
i
d
c
-
i
n
v
(
p
u
)
P
o
w
e
r
S
p
e
c
t
r
a
l
D
e
n
s
i
t
y
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
7 7.5 8
time (sec)
0 100 200 300
frequency (Hz)
50
100
150
200
60
40
20
0
-20
-40
20
10
0
-10
-20
50
0
-50
i
a
-
r
e
c
(
p
u
)
P
o
w
e
r
S
p
e
c
t
r
a
l
D
e
n
s
i
t
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P
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r
S
p
e
c
t
r
a
l
D
e
n
s
i
t
y
6 7 8 9 10
time (sec)
0 100 200 300
frequency (Hz)
7 7.5 8
time (sec)
0 100 200 300
frequency (Hz)
20
10
0
-10
-20
i
a
-
i
n
v
(
p
u
)
50
100
150
200
250
10
40 110
160
210
2
1
0
-1
-2
50
0
-50
-100
0.3
0.2
0.1
0
-0.1
-0.2
i
g
a
(
p
u
)
d
P
e
(
p
u
)
P
o
w
e
r
S
p
e
c
t
r
a
l
D
e
n
s
i
t
y
6 7 8 9 10
time (sec)
0 100 200 300
frequency (Hz)
6 7 8 9 10
time (sec)
0 100 200 300
frequency (Hz)
P
o
w
e
r
S
p
e
c
t
r
a
l
D
e
n
s
i
t
y
20
0
-20
-40
-60
-80
0.05
0
-0.05
0.05
0
-0.05
0.05
0
-0.05
0.05
0
-0.05
d
P
b
l
a
d
e
-
B
2
F
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
d
P
b
l
a
d
e
-
B
1
F
(
p
u
)
d
P
b
l
a
d
e
-
B
1
R
(
p
u
)
d
P
b
l
a
d
e
-
B
2
R
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
Fig. 4 Converter firing angles and the dc line current
under a misfire fault
Fig. 5 Converter ac currents under a misfire fault
predicted.
In Fig. 5, both the phase-A currents of the rectifier and
inverter (i
a-rec
and i
a-inv
) as well as their spectrums are shown.
It can be seen that, for the rectifier side of the ac current, the
harmonic frequencies are in integer multiples of 50 Hz. These
are characteristic for a 50 Hz system, so we are not surprised.
However, for the inverter side of the ac current, the 10 Hz, 40
Hz, 110 Hz, 160 Hz, 210 Hz, etc, harmonics can be found.
One should note that these harmonics are non-characteristic
ones for a 60 Hz system, which would not be induced in a
pure ac system when subjected to a line fault.
2. Generator Parameters
In Fig. 6, the generator phase-A current (i
ga
) and the
generator electric power error (dPe) are shown on the left, and
their spectrums are shown on the right. One can find that the
non-characteristic harmonics on the inverter side of the ac
currents are actually transmitted to the generator end. And it
induces the sub- (50Hz) and super-synchronous (100Hz and
150Hz) disturbances in the generator electric power, which
Fig. 6 Generator current and electric power error under a
misfire fault
Fig. 7 Blade torsional powers under a misfire fault
in frequency, the same as the dc line harmonic currents. The
power disturbance induced is just about 0.4pu in peak-to-peak
value, far smaller than the one induced by a line fault.
However, it is significant because it contains periodic
components in frequencies different from the ones due to a
local transmission line fault.
3. Turbine Parameters
The transient responses of turbine blades, shown in Fig.
7, are focused because their mode frequencies are neighboring
the excitation frequency. It can be observed that the maximum
torsional powers in peak-to-peak value are 0.08 pu, 0.09 pu,
0.085 pu and 0.07 pu, respectively, for the B1F, B1R, B2F and
B2R blades (note: the torsional power is equivalent to the
torsional torque in pu value). These torsional powers are
relatively large as compared to their normal transmitting
power of 0.0253 pu, yet are still smaller than the ones caused
by a three-phase-to-ground fault. However, it is believed that
if the mode frequencies were even closer to 50 Hz, the
torsional torques would be amplified to a level capable of
P27
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180
160
140
120
100
20
10
0
-10
-20
150
100
50
0
3
2
1
0
-1
i
d
c
-
i
n
v
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
a
l
p
h
a
-
r
e
c
(
d
e
g
.
)
a
l
p
h
a
-
i
n
v
(
d
e
g
.
)
i
a
-
i
n
v
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
0.8
0.6
0.4
0.2
0
-0.2
-0.4
0.02
0.01
0
-0.01
-0.02
0.4
0.2
0
-0.2
-0.4
d
P
s
h
a
f
t
-
L
P
2
R
/
G
E
N
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
i
g
a
(
p
u
)
d
P
e
(
p
u
)
d
P
b
l
a
d
e
-
B
2
F
(
p
u
)
6 7 8 9 10
time (sec)
6 7 8 9 10
time (sec)
2
1
0
-1
-2
Fig. 8 Converter responses under a misfire fault in an
inverter valve
Fig. 9 Turbine generator responses under a misfire fault
in an inverter valve
damaging the blade structure.
It is noteworthy that the faulty rectifier is more than
300km away from the turbine generator. In general, even a
three-phase-to-ground fault might not impose such a serious
impact on a generator several hundred kilometers away for a
pure ac system.
IV. SIMULATION ANALYSIS FOR A
MISFIRE FAULT IN AN INVERTER
VALVE
In essence, the HVDC link is very sensitive to the
inverter side of faults [14, 15]. Usually, an inverter side ac
line fault might result in commutation failure on converters,
depending on the severity of the fault. Commutation failure is
when the transfer of current from the off-going valve to the
on-going valve is not successful. However, it is still unknown
whether a misfire fault in an inverter valve might cause the
commutation failure or not. In order to examine that, the
lightest fault condition is considered, i.e. a single-valve-
misfire fault with just once misfire. To do that, it is assumed
that the firing pulse for valve 6 of the inverter was missing
from 7.0 to 7.01 s, the valve thus misfired once.
In Fig. 8, the responses, including the firing angles of
rectifier and inverter and the inverter side of dc and ac
currents, are demonstrated. It is important to note that the
commutation failure actually occurred. Thus it can be seen
that one cannot disregard any slight faults in the inverter unit.
At the fault application, the rectifier is pushed to the inversion
operation (with the firing angle increasing to 120 degrees),
and the inverter changes its control mode to the alpha
maximum limitation (with the firing angle keeping at 165
degrees). The dc and ac currents break down as a result, and
thus the HVDC link collapses. Therefore, the phenomenon is
wholly different from the one due to a misfire fault in a
rectifier valve. It can be deduced that a turbine generator will
be stressed in a different manner.
In Fig. 9, the transient responses of the generator
(including the phase-A current and electric power) and turbine
(including the torsional powers of the LP2R/GEN shaft and
the B2F blade), are shown. It can be seen that no periodic
electric power disturbances are produced. However, the
collapse in the HVDC link induces a significant transient
disturbance (about 0.9 pu in peak-to-peak value). As a result,
relatively large torsional powers are induced in the shaft
(about 0.7 pu) and blade (about 0.02 pu). Since the collapse of
an HVDC link affects both ends of a HVDC link, one could
well imagine that the generators on the rectifier side would
also be disturbed simultaneously.
By comparing the generator electric power disturbances
induced by the rectifier and inverter misfire faults, which are
0.4 pu vs. 0.9 pu in peak-to-peak value, it can be found an
inverter fault is more serious than a rectifier fault for a turbine
generator if one does not consider the torque amplification
effect. Yet, both are still at a level smaller than the one
induced by an ac line fault.
V. CONCLUSIONS
According to the studies, the resulting phenomena are
different for misfire faults in rectifier valves and in inverter
valves. The impact on a turbine generator is also different for
the two faults.
1. A misfire fault in a rectifier valve can induce a periodic
P28
99
power disturbance, on the rectifier side of the system
frequency, in a turbine generator near an inverter station.
The torsional torque amplification effect will be significant
if the turbine generator natural modes were invaded.
2. A misfire fault in an inverter valve can cause commutation
failure in converters, and collapse the HVDC link. Once the
HVDC link collapses, a significant transient power
disturbance will be induced on both sides of a turbine
generator.
APPENDIX
The turbine generator unit studied belongs to the 3
rd
nuclear plant in Taiwan. The unit had an incident of blade
damage in 1985. Later on, Taiwan Power Company carried
out a series of studies including testing, modeling and
simulation. ABB was commissioned to conduct a torsional
test to verify and adjust the mass-damping-spring model in
1992, and GE repeated it in 1996 [16].
1. Torsional Test
The GE testing included pre-test on-line monitoring, a
ramp test from 800 to 1950 rpm, two mini-sweeps from 1650
to 1950 rpm, one with and one without excitation,
synchronization slightly out of phase, and post-test
monitoring during a normal startup. From the testing results,
even the 2
nd
HP mode, the 2
nd
Generator mode and the 2
nd
L-0
blade mode can be observed. However, only the lowest order
mode is included in the model in consideration of the
concerned frequency responses, which ranged from 0 to 300
Hz.
2. Model Adjustment
In order to match with the field measured modal
dampings and frequencies, the mass-damping-spring model
parameters have been adjusted by both the model damping
and model frequency adjustments [17]. Suppose the turbine
generator dynamics in a mass-damping-spring model can be
transformed into a modal model comprising a decoupled set
of equations by using the linear transformation [ ] Q .
To adjust the mass-damping-spring model for dampings
from field measurements of modal dampings, the dashpot
dampings can be computed as follows:
[ ] [ ] [ ]
1
1
'
2
T
D Q J Q
| |
( ( =
|
\ .
(A.1)
where
[ ] D =The damping matrix of the mass-damping-spring model
[ ]
'
J =The matrix of modal moment of inertia
[ ] =The matrix of modal damping coefficients
If the measured frequencies are different from the
computed values of a mass-damping-spring model, the inertia
adjustment proceeds as
[ ] [ ]
1
1
' T
J Q J Q
( ( =
(A.2)
where
[ ] J =Incremental inertia matrix of the mass-damping-spring
model
[ ]
'
J =The mismatch matrix of modal inertia
The modal inertia mismatch corresponding to the ith
mode frequency can be written as
mi
mi '
i
'
i
J 2 J
= (A.3)
where
mi
is the modal natural frequency for ith mode
The model damping and frequency adjustments are
iterated until the desired accuracy is achieved.
SYMBOL
D
[ ] D
I
f
R
f
J
[ ]
'
J
K
[ ] Q
[ ]
[ ] J
[ ]
'
J
damping
damping matrix
inverter side of system frequency
rectifier side of system frequency
inertia
matrix of modal moment of inertia
stiffness
linear transformation matrix
torque
matrix of modal damping coefficients
angular displacement
angular velocity
incremental inertia matrix
mismatch matrix of modal inertia
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Subsynchronous Resonance and Resulting Turbine
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P29
100
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