Académique Documents
Professionnel Documents
Culture Documents
TABLE of CONTENTS
233
LAW ON PUBLIC OFFICERS
Ria Dooc
Lead Writer Dianne Patawaran Mike Rivera Writers
POLITICAL LAW
Jennifer Go
Subject Editor
ACADEMICS COMMITTEE
Kristine Bongcaron Michelle Dy Patrich Leccio
Editors-in-Chief
B.
Kae Guerrero
C. D.
LECTURES COMMITTEE
Michelle Arias Camille Maranan Angela Sandalo
Heads Katz Manzano Mary Rose Beley Sam Nuez Krizel Malabanan Arianne Cerezo Marcrese Banaag Volunteers
A. Public Office
1. Definition
The term "public office" is frequently used to refer to the right, authority and duty, created and conferred by law, by which, for a given period either fixed by law or enduring at the pleasure of the creating power, an individual is invested with some portion of the sovereign functions of government, to be exercised by that individual for the benefit of the public. [Fernandez v. Sto. Tomas (1995)] Breakdown of the definition: (nature) right, authority and duty (origin) created and conferred by law (duration) by which for a given period either: 1) fixed by law or
LOGISTICS
Charisse Mendoza
SECRETARIAT COMMITTEE
Jill Hernandez
Head Loraine Mendoza Faye Celso Mary Mendoza Joie Bajo Members
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2) enduring at the pleasure of the appointing power an individual is invested with some portion of the sovereign functions of the government (purpose) to be exercised by him for the benefit of the public.
inferior or subordinate office that created or authorized by the Legislature and which inferior or subordinate office is placed under the general control of a superior office or body Defined as unhindered performance. v. Must have permanence and continuity Note: The elements of permanence and continuity are dispensable. On the dispensability of the element of permanence: an example is the public office of the Board of Canvassers, yet its duties are only for a limited period of time. On the dispensability of the element of continuance: Mechem in one case states that the the most important characteristic in characterizing a position as a public office is the DELEGATION to the individual of some of the sovereign functions of government. Here, the court held that Laurel, as chair of the National Centennial Commission (NCC), is a public officer. The public office of NCC was delegated and is performing executive functions: it enforces the conservation and promotion of the nations historical and cultural heritage. Such delegated function is a policy embodied in the Constitution. It is inconsequential that Laurel was not compensated during his tenure. A salary is a usual (but not necessary) criterion for determining the nature of a position. Also, the element of continuance is not indispensable. [Laurel v. Desierto (2002)]
as in the case of Ad Hoc Bodies or commissions
2. Purpose
to effect the end for the governments institution : common good; NOT profit, honor, or private interest of any person, family or class of persons [63 Am Jur 2d 667]
3. Nature
Philippine Constitution Art. XI Sec. 1. Public office is a public trust. Public officers and employees must, at all times, be accountable to the people, serve them with utmost responsibility, integrity, loyalty, and efficiency; act with patriotism and justice, and lead modest lives.
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LAW ON PUBLIC OFFICERS
4. Elements
i. Created by law or by authority of law Public office must be created by: Constitution National Legislation Municipal or other bodys legislation, via authority conferred by the Legislature The first element defines the mode of creation of a public office while the other elements illustrate its characteristics. Possess a delegation of a portion of the sovereign powers of government, to be exercised for the benefit of the public There are certain GOCCs which, though created by law, are not delegated with a portion of the sovereign powers of the government (those that are purely proprietary in nature), and thus may not be considered as a Public Office.
ii.
iii. Powers conferred and duties imposed must be defined, directly or impliedly iv. Duties must be performed independently and without the control of a superior power other than the law, UNLESS for duties of an
ALL DE LEON CITATIONS BASED ON: De Leon, Hector. THE LAW ON PUBLIC OFFICERS AND ELECTION LAW. Rex Bookstore (2000).
the most important characteristic which distinguishes an office from an employment is that: the creation and conferring of an office involves a delegation to the individual of some of the sovereign functions of government, to be exercised by him for the benefit of the public, and that the same portion of the sovereignty of the country, either legislative, executive or judicial, attached, for the time being, to be exercised for the public benefit. Unless the powers so conferred are of this nature, the individual is not a public officer. [Laurel v. Desierto (2002)]
sense, a right to his office. If that right is to be taken away by statute, the terms should be clear. [Segovia v. Noel (1925)]
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LAW ON PUBLIC OFFICERS
Object
Subject Matter
Scope
Limited duration and specific in its object. Its terms define and limit the rights and obligations of the parties, and neither may depart therefrom without the consent of the other. Duties are very specific to the contract. Contract
Exceptions: In quo warranto proceedings relating to the question as to which of 2 persons is entitled to a public office In an action for recovery of compensation accruing by virtue of the public office
Or else, the office is inexistent. The Presidents authority to "reorganize within one year the different executive departments, bureaus and other instrumentalities of the Government" in order to promote efficiency in the public service is limited in scope and cannot be extended to other matters not embraced therein. [UST v. Board of Tax Appeals (1953)] Therefore, an executive order depriving the Courts of First Instance of jurisdiction over cases involving recovery of taxes illegally collected is null and void, as Congress alone has the "power to define, prescribe and apportion the jurisdiction of the various courts." [Art. VIII sec. 2, 1987 Constitution] But note: No law shall be passed increasing the appellate jurisdiction of the Supreme Court as provided in this Constitution without its advice and concurrence. [Art. VI, sec. 30, 1987 Constitution]
carries with it the power to abolish it. [Ocampo v. Sec. of Justice (1955)] Is Abandonment equivalent to Abolition? When a public official voluntarily accepts an appointment to an office newly created by law -- which new office is incompatible with the former -- he will be considered to have abandoned his former office. Except when the public official is constrained to accept because the nonacceptance of the new appointment would affect public interest. (no abandonment) [Zandueta v. De La Costa (1938)]
in
Denying
Existence
of
B. Public Officer
1. Definition
(What he is) He performs governmental public functions / duties which involve the exercise of discretion ( not clerical or manual) (How he became Public Officer) by virtue of direct provision of law, popular election, or appointment by competent authority. (Who ARE Public Officers)
Administrative Code Sec. 2. (14) The term officer includes any government employee, agent, or body authorized to exercise governmental power in performing particular acts or functions Revised Penal Code Art 203. Who are public officersfor the purpose of applying the provisions of this and the preceding titles of this book, any person who, by direct provision of the law, popular election or appointment by competent authority, shall take part in the performance of public functions in the Government of the Philippine Islands, or shall perform in said Government or in any of its branches public duties as an employee, agent or subordinate official of any rank or class, shall be deemed to be a public officer
Board System
Persons in authority and their agents. Article 152, Revised Penal Code.
A person is estopped from denying that he has occupied a public office when he has acted as a public officer; more so when he has received public monies by virtue of such office. [Mendenilla v. Onandia (1962)]
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Temporary performer of public functions. A person performing public functions - even temporarily is a public official. Here, a laborer temporarily in charge of issuing summons and subpoenas for traffic violations in a judge's sala was convicted for bribery under RPC 203. According to the Court, the law is comprehensive: who, by direct provision of law, popular election or appointment by competent authority, shall take part in the performance of public functions in the Philippine Government, or shall perform in said government or any of its branches, public duties as an employee, agent or subordinate official or any rank or class [Maniego v. People (1951)]
Money order-sorter and filer. A person sorting and filing money orders in the Auditor's Office of the Bureau of Posts is obviously doing a public function or duty. Such person here was convicted for infidelity in the custody of documents. [People v. Paloma (1997)]
A PERSON IN AUTHORITY is any person, either an individual or a member of a governmental body, who is directly vested with jurisdiction. o The barrio captains and barangay chairpersons are included. o For RPC Articles 148 [Direct Assaults] and 151 [Resistance and Disobedience], teachers, professors, and persons charged with the supervision of public or duly recognized private schools, colleges and universities are included. An AGENT of a person in authority is charged with the maintenance of public order and the protection and security of life and property. o They become such either by direct provision of law, by election or by a competent authoritys appointment. o Examples are barrio captain, barrio councilman, barrio policeman, barangay leader, and any person who comes to the aid of persons in authority.
(Who are NOT Public Officers) Special policemen salaried by a private entity and patrolling only the premises of such private entity [Manila Terminal Co. v. CIR (1952)] Concession forest guards [Martha Lumber Mill v. Lagradante (1956)] Company cashier of a private corporation owned by the government [Tanchoco v. GSIS (1962)]
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D. De Facto Officers
1. De Facto Doctrine
It is the doctrine that a person who is admitted and sworn into office by the proper authority is deemed to be rightfully in such office until: (a) he is ousted by judicial declaration in a proper proceeding; or (b) his admission thereto is declared void. Doctrines Purpose: to ensure the orderly functioning of government. The public cannot afford to check the validity of the officer's title each time they transact with him.
A person is a de facto officer when the duties of his office are exercised under ANY of the following circumstances: 1. There is no known appointment or election, but people are induced by circumstances of reputation or acquiescence to suppose that he is the officer he assumes to be. Consequently, people do not to inquire into his authority, and they submit to him or invoke his action; 2. He possessed public office under color of a known and valid appointment or election, but he failed to conform to some precedent requirement or condition (e.g., taking an oath or giving a bond); 3. He possessed public office under color of a known election or appointment, but such is VOID because: Hes ineligible; The electing or appointing body is not empowered to do such; His exercise of his function was defective or irregular; (Important) The public does NOT KNOW of such ineligibility, want of power, or defect being. He possessed public office under color of an election or an appointment by or pursuant to a public, unconstitutional law, before the same is adjudged to be such. What is unconstitutional is the officers appointment to an office not legally existing, (not creation of an unconstitutional office). [Norton v. County of Shelby (1886)]
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a. Officer De Jure v. Officer De Facto (Asked in 2000, 2004) Requisites De Jure A de jure office exists; He is legally qualified for the office; He is lawfully chosen to such office; He undertakes to perform the duties of such office according to laws prescribed mode. Right: He has the lawful right / title to the office He actually and physically possessed the office in good faith. De Facto De jure office; He assumed office under color of right or general acquiescence by the public;
Basis Authority
of
Cannot be ousted. Valid, subject to exceptions (e.g., acting beyond his scope of authority, etc.) Rightfully entitled to compensation; The principle "No work, no pay" is inapplicable to him.
He is paid only for actual services rendered. b. Officer De Facto v. Intruder Nature De Facto He becomes officer under any of the 4 circumstances discussed under Part II (above). Color of right or title to office Valid as to the public until his title to the office is adjudged insufficient Intruder He possesses office and performs official acts without actual or apparent authority. None. Neither lawful title nor color of right to office. Absolutely void; His acts can be impeached at any time in any proceeding (unless and until he continues to act for a long time, creating a presumption of his right to act) (De Leon, 119) Not entitled to compensation at all.
Rule on compensation
Entitled to receive compensation only when no de jure officer is declared and only for actual services rendered.
An intruder / usurper may be presumed a de facto officer with the passage of time, when the public presumes in their minds IN GOOD FAITH that the intruder is rightfully acting as a public officer.
b. Known and valid appointment or election but the officer failed to conform to a legal requirement c. Known appointment or election but void because of ineligibility of the officer, or want of authority of the appointing or electing authority, or because of an irregularity in his appointment or election, such ineligibility, want of authority or irregularity being unknown to the public
Reputation: He possesses office and performs its duties under color of right, but he is not technically qualified to act in all points of law In a direct proceeding (quo warranto); ( collaterally) Valid as to the public until his title to the office is adjudged insufficient. Conditionally entitled to receive compensation: only when no de jure officer is declared;
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d. Known appointment or election pursuant to an unconstitutional law before declaration of unconstitutionality Who are NOT considered De Facto Officers? A judge who has accepted an appointment as finance secretary and yet renders a decision after his acceptance: if he has ceased to be judge by actually accepting and entering into some other office and has actually entered upon the performance of the duties of the other office, it is difficult to understand how he can still be considered as actually occupying and performing the duties of the office which he had abandoned and vacated. An abandonment and a vacation of an office is inconsistent and repugnant to the idea of actually continuing to perform the duties of such office; [Luna v. Rodriguez (1917)] A judge whose position has already been lawfully abolished, and yet promulgates a decision in a criminal case after the abolition and over the fiscals objection [People v. So (1995)]
RULE: A de facto officers and his acts validity cannot be collaterally questioned (in proceedings where he is not a party, or were not instituted to determine the very question). REMEDY: Quo warranto proceedings filed by: The person claiming entitlement to the office; The Republic of the Philippines (represented by the SolicitorGeneral or a public prosecutor).
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LAW ON PUBLIC OFFICERS
an
The prevalent view is that a person appointed or elected in accordance with a law later declared to be unconstitutional may be considered de facto at least before the declaration of unconstitutionality.
Officers
[Monroy v. CA (1967)]
As regards the officers themselves: A party suing or defending in his own right as a public officer must show that he is an officer de jure. It is not sufficient that he be merely a de facto officer. As regards the public and third persons: The acts of a de facto officer are valid as to third persons and the public until his title to office is adjudged insufficient. RATIONALE: The doctrine is intended not for the protection of the public officer, but for the protection of the public and individuals who get involved in the official acts of persons discharging the duties of a public office. De Facto Officers Official Acts are not subject to collateral attack
Constitution, it was held that during their tenure in the questioned positions, the respondents may be considered de facto officers and as such entitled to the emoluments of the office/s for actual service rendered. A de facto officer, not having good title, takes the salaries at his risk and must account to the de jure officer (when there is one) for whatever salary he received during the period of his wrongful tenure, even if he occupied the office in good faith. BUT when the de jure officer assumed another position under protest, for which she received compensation: while her assumption to the said position and her acceptance of the corresponding emoluments do not constitute abandonment of her rightful office, she cannot recover full back wages for such. She is only entitled to back pay differentials between the salary rates for the lower position she assumed and the position she is rightfully entitled to. [Gen. Manager, Philippine Ports Authority v. Monserate (2002)]
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A. Definition
Eligibility: endowment / requirement / accomplishment that fits one for a public office. Qualification: endowment / act which a person must do before he can occupy a public office. Note: Failure to perform an act required by law could affect the officers title to the given office. Under BP 881, the office of any elected official who fails or refuses to take his oath of office within six months from his proclamation shall be considered vacant unless said failure is for cause or causes beyond his control. An oath of office is a qualifying requirement for a public office. Only when the public officer has satisfied this prerequisite can his right to enter into the position be considered plenary and complete. Until then, he has none at all, and for as long as he has not qualified, the holdover officer is the rightful occupant. [Lecaroz v. Sandiganbayan (1999)] Once proclaimed and duly sworn in office, a public officer is entitled to assume office and to exercise the functions thereof. The pendency of an election protest is not sufficient basis to enjoin him from assuming office or from discharging his functions. [Mendoza v. Laxina (2003)]
RESTRICTIONS on the Power of Congress to Prescribe Qualifications: Congress cannot exceed its constitutional powers; Congress cannot impose conditions of eligibility inconsistent with constitutional provisions; The qualification must be germane to the position ("reasonable relation" rule); Where the Constitution establishes specific eligibility requirements for a particular constitutional office, the constitutional criteria are exclusive, and Congress cannot add to them except if the Constitution expressly or impliedly gives the power to set qualifications. Congress cannot prescribe qualifications so detailed as to practically amount to making a legislative appointment: it is unconstitutional and therefore void for being a usurpation of executive power examples: Extensions of the terms of office of the incumbents; A proviso which limits the choices of the appointing authority to only one eligible, e.g. the incumbent Mayor of Olongapo City; [Flores v. Drilon (1993)] Designating an unqualified person. The People's Court Act, which provided that the President could designate Judges of First Instance, Judges-at-large of First Instance or Cadastral Judges to sit as substitute Justices of the Supreme Court in treason cases without them necessarily having to possess the required constitutional qualifications of a regular Supreme Court Justice.; [Vargas v. Rilloraza (1948)] Automatic transfer to a new office. A legislative enactment abolishing a particular office and providing for the automatic transfer of the incumbent officer to a new office created; [Manalang v. Quitorano (1954)] Requiring inclusion in a list. A provision that impliedly prescribes inclusion in a list submitted by the Executive Council of the Phil. Medical Association as one of the qualifications for appointment; and which confines the selection of the members of the Board of Medical Examiners to the 12 persons included in the list; [Cuyegkeng v. Cruz (1960)]
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LAW ON PUBLIC OFFICERS
2. For Senator (Sec. 3, Art. VI, Constitution) Natural-born citizen 35 years old on election day able to read and write registered voter resident of the Philippines for not less than two years immediately preceding election day 3. For Congressmen (Sec. 6, Art. VI, Constitution) Natural-born citizen 25 years old on election day able to read and write registered voter in district in which he shall be elected resident thereof for not less than one year immediately preceding election day 4. Supreme Court Justice Natural born citizen at least 40 years old 15 years or more as a judge or engaged in law practice of proven competence, integrity, probity and independence (C.I.P.I.) 5. Civil Service Commissioners (Sec. 1 [1], Art. IXB. Constitution) Natural-born citizen 35 years old at time of appointment proven capacity for public administration not a candidate for any elective position in election immediately preceding appointment 6. COMELEC Commissioners (Sec. 1[1], Art. IXC) Natural-born citizen 35 years old at time of appointment college degree holder not a candidate for elective position in election immediately preceding appointment chairman and majority should be members of the bar who have been engaged in the practice of law for at least 10 years 7. COA Commissioners Natural-born citizen 35 years old at time of appointment CPA with >10 year of auditing experience or Bar member engaged in practice of law for at least 10 years
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D. Eligibility is Presumed
IN FAVOR of one who has been elected or appointed to public office. The right to public office should be strictly construed against ineligibility. (De Leon, 26)
E. Qualifications Constitution
Prescribed
By
1. For President (Sec. 2, Art. VI, Constitution) and Vice President (Sec. 3, Art. VII, Constitution) Natural-born citizen 40 years old on election day Philippine resident for at least 10 years immediately preceding election day
Not candidates for any elective position in election immediately preceding appointment.
ineligible (i.e. disqualified from holding such office). Authority: The legislature has the right to prescribe disqualifications in the same manner that it can prescribe qualifications, provided that the prescribed disqualifications do not violate the Constitution. General Constitutional Disqualifications 1. Losing candidates cannot be appointed to any governmental office within one year after such election. (Art. IX-B Sec. 6) 2. Elective officials during their tenure are ineligible for appointment or designation in ANY capacity to ANY public office or position (Art. IX-B Sec. 7(1)) 3. Appointive officials shall not hold any other governmental position. Unless otherwise allowed by law or his positions primary functions (Art. IX-B Sec 7 (2)) Note: There is no violation when another office is held by a public officer in an ex officio capacity (where one cant receive compensation or other honoraria anyway), as provided by law and as required by the primary functions of his office. [ National Amnesty Commission v. COA (2004)]
Practice of Law defined. Practice of law means any activity, in or out of court, which requires the application of law, legal procedure, knowledge, training and experience. Generally, to practice law is to give notice or render any kind of service which requires the use in any degree of legal knowledge or skill. [Cayetano v. Monsod (1991)] In the dissenting opinion of Justice Padilla in the case of Cayetano v. Monsod, citing Agpalo, he stated that engaging in the practice of law presupposes the existence of lawyer-client relationship. Hence, where a lawyer undertakes an activity which requires knowledge of law but involves no attorneyclient relationship, such as teaching law or writing law books or articles, he cannot be said to be engaged in the practice of his profession or a lawyer Residency defined. In election law, residence refers to domicile, i.e. the place where a party actually or constructively has his permanent home, where he intends to return. To successfully effect a change of domicile, the candidate must prove an actual removal or an actual change of domicile. [Aquino v. COMELEC (1995)] Presumption in favor of domicile of origin. Domicile requires the twin elements of actual habitual residence and animus manendi (intent to permanently remain). Domicile of origin is not easily lost; it is deemed to continue absent a clear and positive proof of a successful change of domicile. [Marcos v. COMELEC (1995)]
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LAW ON PUBLIC OFFICERS
G. Disqualifications Office
to
Hold
Public
IN GENERAL: Individuals who lack ANY of the qualifications prescribed by the Constitution or by law for a public office are
POLITICAL LAW REVIEWER Members of the Supreme Court and other courts established by law Members of Constitutional Commission Ombudsman and Deputies Members Constitutional Commissions, Ombudsman and Deputies the shall not be designated to any agency performing quasi-judicial or administrative functions. (Art. VIII, Sec. 12) shall not hold any other office or employment [during their tenure]. (Art. IX-A, Sec. 2) (Art. XI, Sec. 8) must not have been candidates for any elective position in the elections immediately preceding their appointment (Art IX-B, Sec. 1; Art. IX-C, Sec. 1; Art. IX-D, Sec. 1; Art XI, Sec. 8) are appointed to 7-year term, without reappointment (Sec. 1(2) of Arts. IX-B, C, D; Art. XI, Sec. 11) shall not be appointed during Presidents tenure as Members of the Constitutional Commissions, or the Office of the Ombudsman, or as Secretaries, Undersecretaries, chairmen or heads of bureaus or offices, including governmentowned-or -controlled corporations. (Art. VIII, Sec. 13)
iii. Representative = 3 consecutive terms iv. Elective local officials = 3 consecutive terms (Sec. 8, Art. X, Constitution) Public officers voluntary renunciation of office for any length of time an interruption in the continuity of his service for the full term for which he was elected.
7. Holding more than one office: to prevent offices of public trust from accumulating in a single person, and to prevent individuals from deriving, directly or indirectly, any pecuniary benefit by virtue of their holding of dual positions.
LAW ON PUBLIC OFFICERS
Members of Constitutional Commissions, the Ombudsman and his Deputies The Presidents spouse and relatives by consanguinity or affinity within the fourth civil degree
Civil Liberties Union v. Executive Secretary (1991): Section 7, Article IX-B of the Constitution generally prohibits elective and appointive public officials from holding multiple offices or employment in the government unless they are otherwise allowed by law or by the primary functions of their position. This provision does NOT cover the President, Vice-President and cabinet members they are subject to a stricter prohibition under Section 13 of Article VII. To apply the exceptions found in Section 7, Article IX-B to Section 13, Article VII would obliterate the distinction set by the framers of the Constitution as to the highranking officials of the Executive branch. However, public officials holding positions without additional compensation in ex-officio capacities as provided by law and as required by their offices primary functions are not covered by the Section 13, Article VII prohibition.
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Other Disqualifications 1. Mental or physical incapacity 2. Misconduct or crime: persons convicted of crimes involving moral turpitude are USUALLY disqualified from holding public office. 3. Impeachment 4. Removal or suspension from office: not presumed non-imposable when such ineligibility is not constitutional or statutory declared. 5. Previous tenure of office: for example, an appointed Ombudsman is absolutely disqualified for reappointment (Article XI, Constitution). 6. Consecutive terms limit: i. Vice-President = 2 consecutive terms ii. Senator = 2 consecutive terms
POLITICAL LAW REVIEWER licensed by their office unless expressly allowed by law. Section 7 of RA 6713 also generally provides for the prohibited acts and transactions of public officials and employees. Subsection (b)(2) prohibits them from engaging in the private practice of their profession during their incumbency. As an exception, a public official or employee can engage in the practice of his or her profession under the following conditions: first, the private practice is authorized by the Constitution or by the law; and second, the practice will not conflict, or tend to conflict, with his or her official functions.
different laws of two or more states, a person is simultaneously considered a national by the said states. Dual allegiance, on the other hand, refers to the situation in which a person simultaneously owes, by some positive act, loyalty to two or more states. While dual citizenship is involuntary, dual allegiance is the result of an individuals volition. [I]n including 5 in Article IV on citizenship, the concern of the Constitutional Commission was not with dual citizens per se but with naturalized citizens who maintain their allegiance to their countries of origin even after their naturalization. Hence, the phrase dual citizenship in R.A. No. 7160, 40(d) and in R.A. No. 7854, 20 must be understood as referring to dual allegiance.
9. Relationship with the appointing power General Rule on Nepotism: The Civil Service Decree (PD 807) prohibits all appointments in the national and local governments or any branch or instrumentality thereof made in favor of the relative of: i. appointing authority; ii. recommending authority; iii. chief of the bureau office; or iv. person exercising immediate supervision over the appointee Relative: related within the third degree of either consanguinity or of affinity. Exceptions to rule on nepotism: persons employed in a confidential capacity teachers physicians members of the Armed Forces of the Philippines 10. Under the Local Government Code (sec. 40) i. Sentenced by final judgment for an offense involving moral turpitude or for an offense punishable by 1 year or more of imprisonment, within 2 years after serving sentence; ii. Removed from office as a result of an administrative case; iii. Convicted by final judgment for violating the oath of allegiance to the Republic; iv. Dual citizenship; Mercado v. Manzano (1999): Dual citizenship is different from dual allegiance. The former arises when, as a result of the concurrent application of the
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LAW ON PUBLIC OFFICERS
v.
Fugitive from justice in criminal or non-political cases here or abroad; vi. Permanent residents in a foreign country or those who have acquired the right to reside abroad and continue to avail of the same right after the effectivity of the Local Government Code; vii. Insane or feeble-minded.
Chapter III. FORMATION of OFFICIAL RELATION Security of tenure? Is prior/1st office abandoned when No. a 2nd designated position is assumed? NO Yes. a 2nd appointive position is assumed? Usually YES
Political. Appointment is generally a political question so long as the appointee fulfills the minimum qualification requirements prescribed by law. Vacancy for Validity. For the appointment to be valid, the position must be vacant [Castin v. Quimbo (1983)]
The power to appoint is intrinsically an executive act involving the exercise of discretion. [Concepcion v. Paredes (1921)] Must be unhindered and unlimited by Congress. Congress cannot either appoint a public officer or impose upon the President the duty to appoint any particular person to an office. The appointing power is the exclusive prerogative of the President, upon which no limitations may be imposed by Congress, EXCEPT those: requiring the concurrence of the Commission on Appointments; and resulting from the exercise of the limited legislative power to prescribe the qualifications to a given appointive office. [Manalang v. Quitoriano (1954)] The Presidents power to appoint under the Constitution should necessarily have a reasonable measure of freedom, latitude, or discretion in choosing appointees. [Cuyegkeng v. Cruz (1960)] Where only one can qualify for the posts in question, the President is precluded from exercising his discretion to choose whom to appoint. Such supposed power of appointment, sans the essential element of choice, is no power at all and goes against the very nature of appointment itself. [Flores v. Drilon (1993)]
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A. Modes of Relation
Commencing
Official
1. Election 2. Appointment 3. Others: i. Succession by operation of law; ii. Direct provision of law, e.g. ex-officio officers
B. Election
Selection or designation by popular vote
C. Appointment
1. Definition
Definition Designation Imposition of additional duties upon existing office Appointment Appointing authority selects an individual who will occupy a certain public office Comprehensive
3. Classification of Appointments
Permanent: the permanent appointee: must be qualified must be eligible
Extent Powers
of
Limited
is constitutionally guaranteed security of tenure (Duration) until lawful termination. Note: Conditional appointments are not permanent.
For Appointments Not Requiring Confirmation (AIA) 1. Appointing authority appoints. 2. Commission issues appointment. 3. Appointee accepts. Note: If a person is appointed to the career service of the Civil Service, the Civil Service Commission must bestow attestation.
Temporary: an acting appointment; the temporary appointee NEED NOT be qualified or eligible; (No Security of Tenure) revocable at will: just cause or valid investigation UNNECESSARY; an acting appointment is a temporary appointment and revocable in character. [Marohombsar v. Alonto (1991)] A temporary appointee is like a designated officer they: o occupy a position in an acting capacity and o do not enjoy security of tenure. [Sevilla v. CA (1992)] Even a Career Service Officer unqualified for the position is deemed temporarily-appointed. Thus he does not enjoy security of tenure he is terminable at will. A public officer who later accepts a temporary appointment terminates his relationship with his former office. [Romualdez III v. CSC (1991)] EXCEPT Fixed-Period Temporary Appointments: may be revoked ONLY at the periods expiration. Revocation before expiration must be for a valid cause. (Duration) until a permanent appointment is issued.
5. Presidential Appointees
Who can be nominated and appointed only WITH the Commission on Appointments consent? (Art. VII, Sec. 16, 1987 Const.) Heads of the executive departments; Ambassadors; Other public ministers and consuls; Officers of the armed forces from the rank of colonel or naval captain; Other officers whose appointments are vested in him by the Constitution, including Constitutional Commissioners (Art. IX-B, Sec. 1 (2) for CSC; Art. IXC, Sec. 1 (2) for COMELEC; Art. IX-D, Sec. 1 (2) for COA). Who can the President appoint WITHOUT CAs approval? All other officers of the government whose appointments are not otherwise provided for by law; Those whom he may be authorized by law to appoint; Members of the Supreme Court; Judges of lower courts; Ombudsman and his deputies Kinds of Presidential Appointments Regular: made by the President while Congress is in session after the nomination is confirmed by the Commission of Appointments, and continues until the end of the term. Ad interim: made while Congress is not in session, before confirmation by the Commission on Appointments; immediately effective and ceases to be valid if disapproved or bypassed by the Commission on Appointments. This is a permanent appointment and it being subject to confirmation does not alter its permanent character. Efficient. Recess appointment power keeps in continuous operation the business of government when Congress is not in session. The individual chosen
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LAW ON PUBLIC OFFICERS
may thus qualify and perform his function without loss of time. Duration. The appointment shall cease to be effective upon rejection by the Commission on Appointments, or if not acted upon, at the adjournment of the next session, regular or special, of Congress. Permanent. It takes effect immediately and can no longer be withdrawn by the President once the appointee has qualified into office. The fact that it is subject to confirmation by the Commission on Appointments does not alter its permanent character. The Constitution itself makes an ad interim appointment permanent in character by making it effective until disapproved by the Commission on Appointments or until the next adjournment of Congress. [Matibay v. Benipayo (2002)] Not Acting. An ad interim appointment is distinguishable from an acting appointment which is merely temporary, good until another permanent appointment is issued. Applicable to COMELEC Commissionsers, being permanent appointments, do not violate the Constitutional prohibition on temporary or acting appointments of COMELEC Commissioners. By-passed Appointee may be Reappointed. Commission on Appointments failure to confirm an ad interim appointment is NOT disapproval. An ad interim appointee disapproved by the COA cannot be reappointed. But a bypassed appointee, or one whose appointment was not acted upon the merits by the COA, may be appointed again by the President.
3. No Property Qualifications
Since sovereignty resides in the people, it is necessarily implied that the right to vote and to be voted should not be dependent upon a candidates wealth. Poor people should also be allowed to be elected to public office because social justice presupposes equal opportunity for both rich and poor. [Maguera v. Borra and Aurea v. COMELEC (1965)]
4. Citizenship
Aliens not eligible for public office. The purpose of the citizenship requirement is to ensure that no alien, i.e., no person
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owing allegiance to another nation, shall govern our people and country or a unit of territory thereof. [Frivaldo v. COMELEC (1996)]
The exercise of the power to transfer, reinstate, reemploy or certify is widely used (need not state reason) To hold that the Civil Service Law requires filling up any vacancy by promotion, transfer, reinstatement, reemployment, or certification IN THAT ORDER would be tantamount to legislative appointment which is repugnant to the Constitution. What it does purport to say is that as far as practicable the person next in rank should be promoted, otherwise the vacancy may be filled by transfer, reinstatement, reemployment or certification, as the appointing power sees fit, provided the appointee is certified to be qualified and eligible. [Pineda v. Claudio (1969)]
When Abused, use Mandamus. Where the palpable excess of authority or abuse of discretion in refusing to issue promotional appointment would lead to manifest injustice, mandamus will lie to compel the appointing authority to issue said appointments. [Gesolgon v. Lacson (1961)] Upon recommendation Advisory. is not Merely
Sec. 9. Provincial/City Prosecution Offices. [par. 3] All provincial and city prosecutors and their assistants shall be appointed by the President upon the recommendation of the Secretary.
The phrase upon recommendation of the Sec. of Justice should be interpreted to be a mere advice. It is persuasive in character, BUT is not binding or obligatory upon the person to whom it is made.
F. Effectivity of Appointment
Immediately upon appointing authoritys issuance. (Rule V, Sec. 10, Omnibus Rules).
Promotion of next-in-rank career officer is not Mandatory. The appointing authority should be allowed the choice of men of his confidence, provided they are qualified and eligible.
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Recall is a mode of removal of a public official by the people before the end of his term of office. [Garcia v. COMELEC, (1993)] Review Appointees Qualifications. The only function of the CSC is to review the appointment in the light of the requirements of the Civil Service Law, and when it finds the appointee to be qualified and all other legal requirements have been otherwise satisfied, it has no choice but to attest to the appointment. [Lapinid v. CSC (1991)] What it cannot do. It cannot order the replacement of the appointee simply because it considers another employee to be better qualified. [Lapinid v. CSC (1991)] The CSC cannot co-manage or be a surrogate administrator of government offices and agencies. It cannot change the nature of the appointment extended by the appointing officer. [ Luego v. CSC (1986)]
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LAW ON PUBLIC OFFICERS
I.
Requisites: Appoint only according to merit and fitness, to be determined as far as practicable. Require a competitive examination. Exceptions: (Positions where Appointees are exempt from
NOTE: It is the nature of the position which determines whether a position is policy determining, primarily confidential or highly technical
Other Personnel Actions Promotion is a movement from one position to another with increase in duties and responsibilities as authorized by law and is usually accompanied by an increase in pay. Next-in-rank Rule. o The person next in rank shall be given PREFERENCE in promotion when the position immediately above his is vacated. o BUT the appointing authority still exercises discretion and is not bound by this rule, although he is required to specify the special reason or reasons for not appointing the officer nextin-rank. Automatic Reversion Rule. o All appointments involved in a chain of promotions must be submitted simultaneously for approval by the Commission. o The disapproval of the appointment of a person proposed to a higher position
Appointment through Certification is issued to a person who is: selected from a list of qualified persons certified by the Civil Service Commission from an appropriate register of eligibles qualified Transfer is a movement from one position to another which is of equivalent rank, level or salary without break in service. This may be imposed as an administrative remedy. If UNconsented = violates security of tenure. EXCEPTIONS: o Temporary Appointee o Career Executive Service Personnel whose status and salaries are based on ranks ( positions) Reinstatement. It is technically the issuance of a new appointment and is discretionary on the part of the appointing power. It cannot be the subject of an application for a writ of mandamus. Who may be reinstated to a position in the same level for which he is qualified: o Any permanent appointee of a career service position
Competitive Examination Requirements) o Policy determining - in which the officer lays down principal or fundamental guidelines or rules; or formulates a method of action for government or any of its subsidiaries o Primarily Confidential denoting not only confidence in the aptitude of the appointee for the duties of the office but primarily close intimacy which ensures freedom of intercourse without embarrassment or freedom from misgivings or betrayals on confidential matters of the state (Proximity Rule as enunciated in De los Santos v Mallare [1950]) o Highly Technical requires possession of technical skill or training in a superior degree. (i.e. City Legal Officer)
invalidates the promotion of those in the lower positions and automatically restores them to their former positions. However, the affected persons are entitled to payment of salaries for services actually rendered at a rate fixed in their promotional appointments. (Sec. 13 of the Omnibus Rules Implementing Administrative Code) Requisites: 1. series of promotions 2. all promotional appointments are simultaneously submitted to the Commission for approval 3. the Commission disapproves the appointment of a person to a higher position.
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No commission of delinquency or misconduct, and is not separated. Same effect as Executive Clemency, which completely obliterates the adverse effects of the administrative decision which found him guilty of dishonesty. He is restored ipso facto upon grant of such. Application for reinstatement = unnecessary. o
Reassignment. An employee may be reassigned from one organizational unit to another in the SAME agency. It is a management prerogative of the CSC and any dept or agency embraced in the Civil Service. It does not constitute removal without cause. Requirements: o NO reduction in rank, status or salary. o Should have a definite date or duration (c.f. Detail). Otherwise, a floating assignment = a diminution in status or rank. Reemployment. Names of persons who have been appointed permanently to positions in the career service and who have been separated as a result of reduction in force and/or reorganization, shall be entered in a list from which selection for reemployment shall be made.
Detail is the movement of an employee from one agency to another without the issuance of an appointment. Only for a limited period. Only for employees occupying professional, technical and scientific positions. Temporary in nature.
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