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REVIEW
Arterial and venous Doppler in the diagnosis and management of early onset fetal growth restriction
Ahmet Alexander Baschat *
Department of Obstetrics and Prenatal Medicine, University Hospital Hamburg Eppendorf, Martinistrasse 52, 20246 Hamburg, Germany
KEYWORDS
Growth restriction; Doppler ultrasound; Venous Doppler; Randomized trials
Abstract Key issues in the management of early onset fetal growth restriction (IUGR b 34 weeks) are accurate diagnosis and assessment of fetal well-being to optimize timing of delivery by weighing fetal vs. neonatal risks. Cardiovascular, behavioral and fetal heart rate patterns in IUGR follow a predictable progression that corresponds with the severity of compromise. Umbilical artery (UA) Doppler primarily serves as a placental function test providing insufficient information to solely direct perinatal management. Venosus Doppler is an independent predictor of stillbirth and acidemia and needs to be examined when the UA index is elevated, especially if end-diastolic velocities are absent. Neonatal outcomes are primarily determined by gestational age and their antenatal prediction is too ineffective to guide management. Abnormal venous Doppler, biophysical profile score and mean minute variation of the fetal heart rate are strong predictors of fetal compromise therefore favoring delivery. Randomized trials indicate that delayed delivery has little effects on short-term outcome while producing a trend towards improved early childhood neurodevelopment. This stresses the need for excellent fetal surveillance techniques and their ongoing investigation through randomized management trials. D 2005 Published by Elsevier Ireland Ltd.
Contents 1. 2. 3. 4. 5. 6. Key issues in preterm fetal growth restriction . . . . . . . . . Fetal assessment tools . . . . . . . . . . . . . . . . . . . . . . Doppler evidence of placental dysfunction . . . . . . . . . . . Fetal responses to placental dysfunction . . . . . . . . . . . . Progression to fetal compromise. . . . . . . . . . . . . . . . . Relationship between fetal testing parameters and outcome . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 878 878 879 880 880 882
* Tel.: +49 40 42803 9408; fax: +49 40 42803. E-mail address: aabaschat@hotmail.com. 0378-3782/$ - see front matter D 2005 Published by Elsevier Ireland Ltd. doi:10.1016/j.earlhumdev.2005.09.008
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6.1. Prediction of acidemia . . . . . . . . . 6.2. Prediction of stillbirth . . . . . . . . . 6.3. Prediction of neonatal complications . 6.4. Prediction of neonatal mortality . . . 7. Clinical management. . . . . . . . . . . . . . 7.1. Diagnosis of fetal growth restriction . 7.2. Choice of monitoring intervals. . . . . 7.3. Timing of intervention . . . . . . . . . 8. Key guidelines . . . . . . . . . . . . . . . . . 9. Research directions . . . . . . . . . . . . . . References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
A.A. Baschat
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gestation [57]. Therefore the key issues in IUGR management today remain: (1) the accurate diagnosis of IUGR; (2) exclusion of fetuses unlikely to benefit from intervention; (3) selection of appropriate fetal surveillance; (4) optimizing timing of intervention, particularly in the subset of IUGR fetuses presenting before 34 weeks gestation. The aim of this article is to address how these issues may be tackled by evaluation of fetal responses to placental dysfunction in recognition of their relationships with fetal status and impacts on perinatal outcome.
Arterial and venous Doppler in early onset fetal growth restriction function as assessed by venous Doppler. Forward blood flow in the venous system is determined by cardiac compliance, contractility and afterload and characterized by a triphasic flow pattern (Fig. 1). The magnitude of forward flow during the atrial systole (a-wave) varies considerably in individual veins and reversal may be physiologic in the inferior vena cava and hepatic veins but is always abnormal in the ductus venosus. Abnormal venous flow is characterized by decreasing forward velocities during the a-wave and to a lesser extent during the D-wave [1] (Fig. 1). Multiple venous Doppler indices have been described to characterize this complex waveform without any clear advantages of individual indices [9]. Fetal behavioral responses are related to neurodevelopmental status and the impact of ambient oxygen tension on central regulation of fetal behaviors. Characteristics of the fetal heart rate are determined by autonomic control mechanisms superimposed on intrinsic cardiac activity and the effects of oxygen on their central regulatory centers. With the maturation of the vasomotor center, reticular activating system and central
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connections increasing central processing of information affects heart rate characteristics throughout gestation. Under normal circumstances successive fulfillment of behavioral milestones progresses from the initiation of gross body movements and fetal breathing, to coupling of fetal behavior (e.g. heart rate reactivity) and integration of restactivity cycles into stable behavioral states (14 F). These developments are accompanied by a steady decrease in heart rate baseline (reflecting increasing vagal tone) and increasing short and long-term variability and variation (reflecting increased central processing). These milestones are generally completed by 32 weeks and heart rate reactivity by traditional criteria is present in 80% of fetuses by this time. The 5 component BPS provides a means to quantify fetal behavior by assessing tone, movement, breathing activity and fetal heart rate reactivity. Amniotic fluid volume (AFV) assessment has traditionally been a part of the BPS. In the second trimester amniotic fluid production is primarily related to fetal urine production and therefore renal perfusion. Through its relationship with vascular status AFV assessment provides the main longitudinal monitoring component of the BPS and accordingly carries a higher weight in the overall grading of the score. Visual FHR analysis has traditionally been the method of choice posing the problems of inter- and intraobserver variability. These are circumvented by computerized analysis of the fetal heart rate (cCTG). The cCTG assesses short-term, long-term and mean minute variation in addition to traditional FHR parameters that also allow longitudinal observations [1].
Placental dysfunction in IUGR pregnancies can affect the maternal-, fetal-, or both placental vascular compartments. Defective trophoblast invasion and failure of physiologic transformation of uterine vessels result in persistent uterine artery bnotchingQ and/or elevation of the uterine artery Doppler index [1]. Abnormal vascular tone as well as obliterative loss of fetal villous vessels raises umbilical artery Doppler resistance. A decrease in end-diastolic velocity becomes apparent when some 30% of placenta is affected and progresses to absent- or reversed end-diastolic velocity (UA A/REDV) when the damage extends to 6070% [1].
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A.A. Baschat typically observed at a mean pH between 7.10 and 7.20. Abolition of tone and movement is characteristic as the pH drops further [1]. Fetal heart rate variability and variation decline under these circumstances and overt decelerations of the fetal heart rate may occur. If reduction of amniotic fluid volume leads to oligo- or even anhydramnios variable decelerations are likely. Late decelerations of the fetal heart rate are due to a relative drop in oxygen tension that exceeds 8 Torr (classical late decelerations), or due to depressed cardiac contractility (cardiac late decelerations).
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Elevation of blood flow resistance in the thoracic aorta and iliac artery
1.) Decrease in the cerebroplacental Doppler ratio 2.) Direct measurement of cardiac output 3.) Reversal of end-diastolic velocity in the aortic isthmus 4.) Absence or reversal of umbilical artery end-diastolic velocity Decrease in the carotid-, or middle cerebral artery Doppler index Increased superior mesenteric artery Doppler resistance
Measured dilation of the ductus venosus with elevated Doppler index accompanied by a decreased hepatic artery Doppler index Decreased Doppler index in the adrenal artery flow velocity waveforms Umbilical venous pulsations in association with elevated venous Doppler indices Normalization of cerebral Doppler indices after a period of bbrain sparingQ
Sudden ability to visualize and measure coronary. Blood flow in a setting of deteriorating venous Doppler indices in a premature IUGR fetus
Trophoblast invasion remains limited to the myometrial portion of the spiral arteries. Subsequent failure to fully transform into a low resistance, high capacitance vascular bed increases risk for subsequent IUGR and/or preeclampsia. Abnormal terminal villi and stem arteries result in increased placental vascular resistance and a proportional decrease in the umbilical artery end-diastolic velocity. Associated placental perfusion defects are responsible for impaired feto-maternal gas and nutrient exchange. Hind limb reflex: Diversion of blood flow away from the carcass at the expense of the lower body. Achieved through increase in right ventricular afterload proximal to the umbilical arteries as well as increased blood flow resistance distally. In addition to centralization (see below) descending aortic blood flow is also preferentially distributed to the placenta. Centralization: A measurable shift in the relationship between right and left ventricular afterload, that results in redistribution of cardiac output in favor of the left ventricle (i.e. the heart and brain). This can be passively mediated purely by an increase in placental blood flow resistance and therefore right ventricular afterload. Brain sparing: Cerebral vasodilatation in response to perceived hypoxemia. During perceived hypoxemia and/or redistribution of cardiac output blood flow to the gut as a nonessential organ in utero is compromised. Splenic artery vasodilatation enhances perfusion of this important hematopoietic organ possibly facilitating an increase in red cell mass. The may be a reflection of blood flow augmentation in the hepatic and splenic arteries which are the main branches of this axis. As non-essential organs in fetal life lung perfusion may be further compromised by increased vascular resistance in the pulmonary circulation ensuring that a greater proportion of right ventricular output bypasses the lungs to reach the placenta. Redistribution and increased renal vascular tome may be the mediators of oliguria and oligohydramnios observed with chronic and/or progressive hypoxemia. Liver sparing: Preferential arterial blood supply to the fetal liver invoked when increased diversion of umbilical venous blood through the ductus venosus jeopardizes hepatic perfusion. Adrenal sparing: Enhanced adrenal perfusion is triggered as part of the fetal stress response to chronic or acute-on-chronic malnutrition. Evidence of inefficient forward delivery of cardiac output with subsequent elevation of central venous pressure that is transmitted all the way back into the umbilical vein With advanced cardiovascular deterioration brain autoregulation may become abnormal. Probably in association with a decrease in cardiac function the interval between systolic and diastolic velocities widens resulting in an increase (thus normalization) of the Doppler index. Heart sparing: Marked augmentation of coronary blood flow in situations of acute on chronic hypoxemia that is achieved through up-regulation of coronary vascular reserve and vasodilatation.
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Early
abnormal UA (EDV decreased) redistribution of cardiac output (decreased CPR)
A.A. Baschat
Late
absent / reversed UA EDV Normalization abnormal precordial veins UV-pulsation DV-RAV declining amniotic fluid volume
Doppler
brain sparing
BPS
Fetal Death
FHR
declining global activity Loss of breathing Loss of movement Increased baseline Loss of tone Absent reactivity Decreasing variation variation loss late decelerations
Acid base
pO2
pH
Figure 2 Early and late fetal cardiovascular and behavioral responses to placental insufficiency follow a relatively predictable progression as displayed in this diagram. Elevation of the umbilical artery (UA) Doppler index, redistribution of blood flow and/or brain sparing are early Doppler signs evident before biophysical (BPS) and fetal heart rate (FHR) abnormalities are clinically manifested. With progressive cardiovascular deterioration absent, or reversed umbilical artery end-diastolic velocity (EDV) and venous Doppler abnormality is characteristic. These changes often precede the sequential loss of fetal dynamic variables frequently accompanied by a decline in amniotic fluid volume. Absence, or reversal of atrial forward velocities in the ductus venosus (DV RAV) and cessation of movement and tone are associated with metabolic acidemia and a high risk for stillbirth. If adaptation mechanisms fail and the fetus remains undelivered stillbirth ensues.
Accelerating disease and the onset of decompensation are evident through parallel elevations in placental blood flow resistance and precordial venous Doppler indices (inferior vena cava and ductus venosus) that are inversely correlated with fetal heart rate variation and variability [7,12,13]. Absence of umbilical artery end-diastolic velocity is characteristic in this setting. With chronic fetal hypoxemia global fetal activity declines and breathing movements are lost [8,13]. When fetal compromise accelerates there is a further steady rise in umbilical blood flow resistance while venous Doppler indices escalate over a wide range [7,10,11]. Reversed umbilical artery end-diastolic velocity and overtly abnormal venous Doppler indices and the development of oligohydramnios are characteristic with ineffective downstream delivery of cardiac output, the short-term variation of the FHR becomes abnormal and tone and movement are lost [12,13,16]. Cardiac dilatation with holosystolic tricuspid insufficiency and spontaneous bcardiacQ late decelerations are preterminal events. If the fetus remains undelivered stillbirth is likely. The rate of this progression is variable and partly
determined by degree of placental vascular dysfunction, gestational age and the coexistence of maternal; disease [1,4,8] (Fig. 2).
Arterial and venous Doppler in early onset fetal growth restriction driving intervention for fetal indications, while gestational age specific expectations for neonatal complications and survival force conservative management. Many arterial and venous Doppler parameters have been related to these critical perinatal outcomes, but to keep fetal surveillance practicable, representative and evidencebased, the examination needs to be limited to relevant vessels. Efficient and comprehensive assessment of placental vascular function and fetal cardiovascular status can be achieved by examination of the umbilical artery, middle cerebral artery, precordial veins (inferior vena cava, ductus venosus) and the umbilical vein. The umbilical artery flow velocity waveform primarily reflects villous vascular architecture and therefore serves as a placental function test. Although the risk for adverse outcome is proportional to the degree of UA Doppler abnormality their accurate prediction is not possible with the use of this vessel alone [4].
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884 predictive sensitivity is only 38% (specificity 98%) in this setting [4,20]. However although abnormal venous Doppler is associated with a higher rate of postpartum complications the ultimate impact on their occurrence and on overall mortality is due to gestational age at delivery [1,47,23].
A.A. Baschat BPS, cCTG or integrated fetal testing will improve short-term outcome in placental-based IUGR across the whole disease spectrum, or if benefits are confined to certain gestational ages. The following approach to the diagnosis, longitudinal monitoring and delivery timing based on the evaluation of fetal well-being has been put together with these caveats in mind.
7. Clinical management
Observational studies of IUGR pregnancies are essential to expand our knowledge on the pathophysiology and clinical features of this disease providing useful information on associations between fetal status and many outcome parameters. Because observational studies are often problem focused and biased they never truly reflect the complete picture and impacts of interventions needed to be investigated through prospective, randomized, management studies. There are only few randomized management studies of IUGR pregnancies that incorporate arterial Doppler findings and none that investigate management based on venous Doppler. Patient management that is directed towards fetuses with small size and abnormal placental Doppler studies reduces antenatal testing and induction rates in the low-risk population without jeopardizing outcome [3,23]. In IUGR pregnancies presenting in such a way before 34 weeks gestation obstetricians are sufficiently uncertain about delivery timing to accept random allocation. In these patients delivery timing had little effects on short-term outcome although earlier delivery produces a trend towards more disability in early childhood [22]. The lacking relationship between delivery timing and short-term outcomes suggests either that background morbidity predetermined by gestational age may not be altered by obstetric management and/or that physicians already deliver at an optimal time to minimize mortality. At the same time these data also suggest that monitoring and management protocols are insufficient to guide delivery prior to damage of brain development and/or fetal death. This stresses the need for excellent surveillance if conservative management is elected. Since prediction of fetal outcomes appears more accurate at the present time delivery indications presently need to be primarily based on fetal risks. It was previously shown that clinical management of IUGR fetuses with UA AEDV by daily BPS monitoring with strict delivery indications can prevent stillbirth and acidemia at birth [21]. It is presently unknown if management that is based on multi-vessel Doppler,
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Likely diagnosis
Aneuploidy Syndromes Viral infection
If abnormal If increased
Both normal
Cerebroplacental ratio
decreased ratio
Normal
If normal
Figure 3 The diagnostic approach to fetuses with a small abdominal circumference requires exclusion of nontreatable causes of IUGR and constitutionally small fetuses without growth restriction. This decision tree is based on evaluation of fetal anatomy, amniotic fluid volume, umbilical and middle cerebral artery Doppler and provides the most comprehensive approach. A high index of suspicion for aneuploidy, viral and non-aneuploid syndrome needs to be maintained. A/REDV = absent, or reversed end-diastolic velocity.
age. An ongoing study of prenatally identified IUGR fetuses with elevated placental blood flow resistance suggests that the effect of gestational age overshadows all other perinatal variables until approximately 27.0 weeks when survival and intact survival first exceed 50% (personal communication). The following approach is therefore suggested. Until 27.0 weeks gestation and/or an estimated fetal weight below 500 g delivery thresholds should be high. Indications for delivery should ideally be based on strong corroborating evidence for fetal compromise from several modalities. Abnormal venous Doppler abnormalities with an abnormal biophysical profile score provide the strongest evidence in this setting. Patients need to be counseled that chance for survival and intact survival is poor under these circumstances even with the highest level of neonatal intensive care. Once these gestational and weight thresholds are passed improved outcomes can be expected for similar delivery indications. It is currently unknown when this approach can be modified to deliver earlier in order to prevent ongoing fetal compromise. In over 300 IUGR fetuses delivered prior to 32 weeks of survival we observed survival and intact survival of 80% after 29 weeks of gestation (personal communication) suggesting that this may be a time to individualize intervention thresholds. However, in the absence of rando-
886 mized proof such practice needs to be included as part of multidisciplinary counseling.
A.A. Baschat ! Management thresholds with respect to gestational age and/or expected birth weight need to be established. ! Relationship between test results from different surveillance modalities and their relative accuracies in predicting critical outcomes still need to be determined. ! A randomized management study utilizing venous Doppler to direct delivery timing is necessary. ! Modification of neonatal management based on prenatally available information of fetal status is an almost unexplored avenue to improve outcome.
8. Key guidelines
! An abdominal circumference below the b2.5 percentile (reference ranges based on a mixed group of high- and low-risk pregnancies) or below the 10th percentile (reference ranges based on normal pregnancies only) is the most sensitive biometric parameter to detect growth delay. ! Umbilical artery Doppler is the best method to evaluate the fetal compartment of the placental circulation. ! The combination of a small AC, normal anatomy, low or normal amniotic fluid volume and abnormal umbilical artery Doppler is strongly suggestive of IUGR due to placental insufficiency. ! The possibility of aneuploidy, syndromes and viral infection should always be considered and fetal karyotyping should be offered. ! Fetal cardiovascular and behavioral deterioration follows a relatively predictable pattern progressing from early to late changes. ! Direction of surveillance and intervention is inaccurate if based on umbilical artery Doppler alone. Examination of the cerebral and venous circulation is mandatory if Doppler surveillance is chosen as the primary management tool. ! For arterial vessels the Pulsatility index offers the narrowest reference limits and measurement error. Multiple venous Doppler indices have been described without any clear advantage of individual indices. ! The monitoring intervals are shortened with progressive cardiovascular compromise. ! Once delivery becomes imminent before 34 weeks steroids should be administered. ! Delivery should be performed when there is strong evidence for fetal acidemia and/or impending stillbirth. Ductus venosus index escalation beyond 3 SD deviation or absence or reversal of the a-wave, is strong evidence. Corroborating evidence from biophysical and computerized heart rate analysis should be sought whenever possible. ! Randomized management studies on venous Doppler for delivery timing of the preterm IUGR fetus are still lacking.
References
[1] Baschat AA, Hecher K. Fetal growth restriction due to placental disease. Semin Perinatol 2004;28:67 80. [2] Zeitlin J, Ancel PY, Saurel-Cubizolles MJ, Papiernik E. The relationship between intrauterine growth restriction and preterm delivery: an empirical approach using data from a European case-control study. BJOG 2000;107: 750 8. [3] Bakketeig LS, Jacobsen G, Brodtkorb CJ, Eriksen BC, EikNes S, Ulstein MK, et al. Randomized controlled trial of ultrasonographic screening in pregnancy. Lancet 1984;2: 207 11. [4] Baschat AA. Doppler application in the delivery timing of the preterm growth-restricted fetus: another step in the right direction. Ultrasound Obstet Gynecol 2004; 23:111 8. [5] Baschat AA, Gembruch U, Reiss I, Gortner L, Weiner CP, Harman CR. Relationship between arterial and venous Doppler and perinatal outcome in fetal growth restriction. Ultrasound Obstet Gynecol 2000;16:407 13. [6] The GRIT Study Group. A randomised trial of timed delivery for the compromised preterm fetus: short term outcomes and Bayesian interpretation. BJOG 2003;110:27 32. [7] Bilardo CM, Wolf H, Stigter RH, Ville Y, Baez E, Visser GHA, et al. Relationship between monitoring parameters and perinatal outcome in severe, early intrauterine growth restriction. Ultrasound Obstet Gynecol 2004;23:119 25. [8] Baschat AA. Fetal responses to placental insufficiency: an update. BJOG 2004;111:1031 41. [9] Baschat AA, Guclu S, Kush ML, Gembruch U, Weiner CP, Harman CR. Venous Doppler in the prediction of acid base status of growth-restricted fetuses with elevated placental blood flow resistance. Am J Obstet Gynecol 2004;191:277 84. [10] Hecher K, Campbell S, Doyle P, Harrington K, Nicolaides K. Assessment of fetal compromise by Doppler ultrasound investigation of the fetal circulation. Arterial, intracardiac, and venous blood flow velocity studies. Circulation 1995;91:129 38. [11] Ferrazzi E, Bozzo M, Rigano S, Bellotti M, Morabito A, Pardi G, et al. Temporal sequence of abnormal Doppler changes in the peripheral and central circulatory systems of the severely growth-restricted fetus. Ultrasound Obstet Gynecol 2002;19:140 6. [12] Hecher K, Bilardo CM, Stigter RH, Ville Y, Hackeloer BJ, Kok HJ, et al. Monitoring of fetuses with intrauterine growth restriction: a longitudinal study. Ultrasound Obstet Gynecol 2001;18:564 70.
9. Research directions
! Gestational age specific mortality and morbidity rates of placental-based IUGR fetuses still need to be established.
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[23]
[24]
[25]
indices in detecting acidemia at birth in growth-restricted fetuses. Obstet Gynecol 1996;87:969 74. Baschat AA, Gembruch U, Weiner CP, Harman CR. Qualitative venous Doppler waveform analysis improves prediction of critical perinatal outcomes in premature growthrestricted fetuses. Ultrasound Obstet Gynecol 2003; 22:240 5. Divon MY, Girz BA, Lieblich R, Langer O. Clinical management of the fetus with markedly diminished umbilical artery end-diastolic flow. Am J Obstet Gynecol 1989; 161:1523 7. The GRIT study group. Infant well-being at 2 years of age in the Growth Restriction Intervention Trial (GRIT): multicentred randomized trial. Lancet 2004;364:513 29. McCowan LM, Harding JE, Roberts AB, Barker SE, Ford C, Stewart AW. A pilot randomized controlled trial of two regimens of fetal surveillance for small-for-gestational age fetuses with normal results of umbilical artery Doppler velocimetry. Am J Obstet Gynecol 2000;182:81 6. Neilson JP, Alfirevic Z. Doppler ultrasound for fetal assessment in high risk pregnancies (Cochrane review). The Cochrane library, issue 1. Oxford7 Update Software; 2002. Westergaard HB, Langhoff-Roos J, Lingman G, Marsal K, Kreiner S. A critical appraisal of the use of umbilical artery Doppler ultrasound in high-risk pregnancies: use of metaanalyses in evidence-based obstetrics. Ultrasound Obstet Gynecol 2001;17:466 76.