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Surface Plasmon Polaritons (SPPs) Introduction and basic properties

- Overview - Light-matter interaction - SPP dispersion and properties

Standard textbook: - Heinz Raether, Surface Plasmons on Smooth and Rough Surfaces and on Gratings Springer Tracts in Modern Physics, Vol. 111, Springer Berlin 1988 Overview articles on Plasmonics: - A. Zayats, I. Smolyaninov, Journal of Optics A: Pure and Applied Optics 5, S16 (2003) - A. Zayats, et. al., Physics Reports 408, 131-414 (2005) - W.L.Barnes et. al., Nature 424, 825 (2003)

Overview
Replace slow electronic devices with fast photonic ones Photonic crystals SPs is the way to concentrate and channel light using subwavelength structures

SPs structures at the interface between a metal and a dielectric material Transverse magnetic in character electric field normal to the surface Perpendicular direction evanescent field Momentum mismatch in the SP dispersion curve

Overview
surface plasmon polariton optics (SPP) Band-gap effects, SPP waveguiding along straight and bent line,

Gold stripes

Overview
enhanced optical transmission

Elementary excitations and polaritons

Elementary excitations: Phonons (lattice vibrations) Plasmons (collective electron oscillations) Excitions (bound state between an excited electron and a hole) Polaritons: Commonly called coupled state between an elementary excitation and a photon = light-matter interaction Plasmon polariton: coupled state between a plasmon and a photon. Phonon polariton: coupled state between a phonon and a photon.

Plasmons
A plasmon is the quantum of the collective excitation of free electrons in solids. Electron plasma effects are most pronounced in free-electron-like metals. The dielectric constant of such materials can be expressed as

p m ( ) = 1

< p m < 0 wavevector of light in the medium is imaginary no propagating electromagnetic modes > p m1 altered by intraband transitions in noble metals A combined excitation consisting of a surface plasmon and a photon is called a surface plasmon polariton (SSP). different nature, such as phononpolariton, excitonpolariton, etc.

Plasmons
free electrons in metal are treated as an electron liquid of high density

n 10 23 cm 3

longitudinal density fluctuations (plasma oscillations) at eigenfrequency p quanta of volume plasmons have energy

4ne 2 h p = h m0

, in the order 10eV

Volume plasmon polaritons


propagate through the volume for frequencies

> p

Surface plasmon polaritons


Maxells theory shows that EM surface waves can propagate also along a metallic surface with a broad spectrum of eigen frequencies from = 0 up to

= p

Particle (localized) plasmon polaritons

Plasmon resonance positions in vacuum


+ + + +

Bulk metal

=0
-

Metal surface

++ -- ++ -- ++ --

= 1
drude model

Metal sphere localized SPPs

+ -

+ -

= 2

drude model

Surface Plasmon Photonics


Optical technology using - propagating surface plasmon polaritons - localized plasmon polaritons Also called: Plasmonics Plasmon photonics Plasmon optics

Topics include: Localized resonances/ local field enhancement Propagation and guiding - nanoscopic particles - near-field tips - photonic devices - near-field probes - aperture probes - filters - perfect lens

Enhanced transmission

Negative index of refraction and metamaterials SERS/TERS Molecules and quantum dots

- surface/tip enhanced Raman scattering - enhanced fluoresence

Nanophotonics using plasmonic circuits


Nanoscale plasmon waveguides
Proposal by Takahara et. al. 1997

h
Metal nanowire Diameter <<

Proposal by Quinten et. al. 1998

h
Chain of metal nanoparticles Diameter and spacing << Atwater et.al., MRS Bulletin 30, No. 5 (2005) First experimental observation by Maier et. al. 2003

Subwavelength-scale plasmon waveguides

Krenn, Aussenegg, Physik Journal 1 (2002) Nr. 3

Some applications of plasmon resonant nanoparticles


SNOM probes Sensors Surface enhanced Raman scattering (SERS)
T. Kalkbrenner et.al., J. Microsc. 202, 72 (2001)

Nanoscopic waveguides for light

S.A. Maier et.al., Nature Materials 2, 229 (2003)

Light-matter interactions in solids


EM waves in matter Lorenz oscillator Isolators, Phonon polaritons Metals, Plasmon polaritons

Literature: - C.F.Bohren, D.R.Huffman, Absorption and scattering of light by small particles - K.Kopitzki, Einfhrung in die Festkrperphysik - C.Kittel, Einfhrung in die Festkrperphysik

EM-waves in matter (linear media) - definitions


Polarization Complex refractive index

P = 0 E with suszeptibility

N = n + i =

Complex dielectric function Electric displacement

= + i = 1 +

D = 0 E + P = 0 (1 + )E = 0E
Relationship between N and

= n2 + 2 = 2n

EM-waves in matter (linear media) - dispersion


E = E0 e
i( kr t) i kr t)

wavevector k =

B = B0 e (

frequency = 2 f

Dispersion in transparent media without absorption:

k=

c k n

k and are real >0

Dispersion generally:

(k k) =

2
c
2

() and thus k = k + ik are complex numbers!

E = E0 ei (kr t ) = E0 ei (k r t )e k r
propagating wave exponential decay of amplitude

Harmonic oscillator (Lorentz) model


& + bx & + Kx = eE = eE0 eit m& x

0
+

x=

em i eE = E Ae 02 2 i m

p = ex = 0E P = Np = 0 E

02 = K m =b m 2 2 p = Ne / m 0 plasma frequency

2 p = 1+ = 1+ 2 0 2 i

One-oscillator (Lorentz) model

N = n + i =

2 ( n 1) + 2 R= (n + 1)2 + 2

from Bohren/Huffman

Weak and strong molecular vibrations


weak oscillator: > 1
2
eps' eps''

strong oscillator: < 0


1 0,8 0,6 0,4 0,2 0 -0,2 -0,4
25
eps' eps''

25 20 15 10 5 0 -5 -10

1,6 1,2 0,8 0,4 0 -0,4 -0,8

20 15 10 5 0 -5 -10 860 880 900 920 940

860

880

900

920

940

wavenumber / cm -1

wavenumber / cm -1

caused by: molecular vibrations examples: PMMA, PS, proteins

crystal lattice vibrations SiC, Xonotlit, Calcite, Si3N4

Optical properties of polar crystals


note:
lattice has transversal T and longitudinal L oscillations but only transversal phonons can be excited by light A n = 0, =

=0

N = n + i =

B n = , = 0

(k k ) =

2
c2

A k =i


B A

B k=

2 ( n 1) + 2 R= (n + 1)2 + 2

E = E0 ei (kr t )

A: total reflection B: transmission and reflection

SiC - single oscillator model

>0

General dispersion for nonconductor


0 = 0
permanent dipoles e.g. water

resonances restoring forces

0 > 0
phonons molecular vibrations

Dispersion in polar crystals - phonon polaritons


Dispersion relation for = 0
2 2 L k 2 = 2 = 2 ( s ) 2 c c T 2

=0
between TO and LO there is no solution for real values and k

frequency gap:

E e it e kr
no propagation

reflection

strong coupling of mechanical and electromagnetic waves, polariton like photon like

Metals - Drude model


& + bx & + Kx = eE m& x A= 1
2 (0 2 ) 2 + ( ) 2

x=

(e/m )E
2 0 2 i

; = tan 1

2 0 2

p = ex P = Nex = Ne 2 K 2 2 ; 0 p = = m 0 m

2 p 0 E 2 0 2 i

( ) = 1 +

2 p 2 0 2 i

P ( ) = 0 ( ) E ( ) ( ) = 1 + ( ) D( ) = 0 ( ) E ( ) = 0 E ( ) + P ( )

Metals - drude model


- Intraband transitions - longitudinal plasma oscillations - 0 = 0 i.e. no restoring force - P = plasma frequency
2 p = 1+ 2 0 2 i

=0

k =i

k=

E = E0 ei (kr t )

n = 0, =

n = , = 0

0 = 0

= 1

2 p

2 i
total reflection transmission

2 p 1 2 = 1 2 + 2

2 p

>> = 1/ (1/ collision time)


collisions usually by electron-phonon scattering generally: > 0 leads to damping of transmitted wave n > 0, > 0

2 2 p p = ( 2 + 2 ) 3

Aluminium

T = 0

L = P

Metals - Drude model

m (p)= 0 longitudinal field bulk plasma oscillation caused by Coulomb forces. if 0, m ()= 0 = p+i/2 plasmon is the quantum of plasma oscillation with energy p and lifetime =2/. plasmon is not an electron but a collection of electrons. The damping constant is related to the average collision time 1/ interactions with the lattice vibrations: electron-phonon scattering. non conductor = metals at high frequencies: intraband transitions acts mainly at low frequencies Drude model as well. at frequencies >> p metals are transparent: ultraviolet transparency.

Metals - Drude model


The Drude model needs to consider the effect of bound electrons lower lying shells Equation of motion has to include also the restoring force

+ bx + x = eE mx

Interband ( ) = 1 +
2 0 =

2 p 2 0 2 i

Free and bound electrons in metals

Bound electrons contribute like a Lorenz oscillator

bound
where

metal = drude + bound


2 p ,d = 1 2 i d

drude
drude

bound

2 p ,j = 2 2 j 0 i j

Metals - plasmon polaritons


Plasmon polariton dispersion ( = 0)

2 2 = p + c 2k 2

= ck
E e it e kr
no propagation

k
reflection

Dielectric function of metals and polar crystals


Metal collective free electron oscillations (plasmons) no restoring force Polar crystal strong lattice vibrations (phonons)

Reststrahlenband

plasma frequency (longitudinal oscillation)

transversal optical phonon frequency, TO

longitudinal optical phonon frequency, LO

Surface Plasmon Polaritons (SPPs) Introduction and basic properties


- Overview - Light-matter interaction - SPP dispersion and properties

Standard textbook: - Heinz Raether, Surface Plasmons on Smooth and Rough Surfaces and on Gratings Springer Tracts in Modern Physics, Vol. 111, Springer Berlin 1988 Overview articles on Plasmonics: - A. Zayats, I. Smolyaninov, Journal of Optics A: Pure and Applied Optics 5, S16 (2003) - A. Zayats, et. al., Physics Reports 408, 131-414 (2005) - W.L.Barnes et. al., Nature 424, 825 (2003)

SPP at metal/dielectric interfaces


From Maxwells equations, combining the two curl eq. with Jext=ext=0

2D E = 0 2 t

E2

2D
c
2

=0

Assuming in general a harmonic time dependence

E ( r , t ) = E ( r ) e it k0 =

2 E - k02 E = 0
Helmholtz equation

SPP at metal/dielectric interfaces


In the defined geometry = (z) the propagating waves can be described as

E ( x, y , z ) = E ( z ) e i x

= kx

Propagation constant

inserted into the Helmholtz equation gives the wave equation

2 E ( z ) 2 2 E =0 + k ( ) 0 2 z
which is the starting point for any general guided EM modes TM or p modes Ex, Ez and Hy 0 Two set of solutions TE or s modes Hx, Hz and Ey 0

SPP at metal/dielectric interfaces


TM or p modes

H y ( z ) = A2 ei x e

ik2, z z

2()

Ex ( z ) = iA2

0 2
1

k 2 ei x e ei x e

k2, z z

Ez ( z ) = A1

k2, z z

0 2
k z

H y ( z ) = A1ei x e 1,z

1()

Ex ( z ) = iA1 Ez ( z ) = A2

01
1

k1ei x e 1,z ei x e 1,z


k z

k z

01

where Re[1]<0 and 1/|kz| defines the evanescent decay length to the interface wave confinement

SPP at metal/dielectric interfaces

Continuity of iEz

A1 = A2 k2, z k1, z =

= k0
2 1

1 2 1 + 2

Continuity of Ei,x

ki , z = k 0

Hi,y has to fulfill the wave eq.

2 2 2 k1, z + k0 1 = 0 2 2 2 k2, k + =0 z 0 2

i2 1 + 2

Dispersion relations Valid for both real and complex

TE or s modes
Continuity of Ey Hx

A1 ( k1, z + k2, z ) = 0

A1 = A2 = 0

SPP only exist for TM (p) polarization

SPP at metal/dielectric interfaces


The interface mode have to fulfill some conditions in order to exist

Im[ i ( )] < Re[ i ( )]


Propagating interface waves (The dispersion relation is valid)

real 1 2 (1 + 2 ) < 0 or 1 2 (1 + 2 ) > 0


complex damped propagation along the interface

Bound solution vertical components are imaginary

1 + 2 < 0

1 ( ) 2 ( ) 1 ( ) + 2 ( ) <0

One of the dielectric functions must be negative and > than the other

Dispersion relation of SPPs


i ( k x x k z z t ) ESP = E0 e

m d k x2 = c m + d
2

photon in air

= ck x
d

2 = k zd c ( m + d )
2 2 d

p
SP = p
1 1+ d

surface plasmon polariton

2 zm

= c ( m + d )

2 m

m + d ck x m d
kx

Re( m ) < 0 and m > d real k x

kzd and k zm are imaginary

SPP at metal/dielectric interfaces


surface plasmon polaritons are bound waves SPP excitations lie on the right of the light line Radiation into metal occurs if > p Between the bound and the radiative regime is imaginary no propagation for small k (<IR), is close to k0 and the light line for large k, sp = p / (1+2)1/2 ~ p / (2)1/2 in the limit Im[1()] = 0, and vg 0 the mode acquire an electrostatic character Surface Plasmon but real metals suffer also from intraband transitions damping and 1 is complex the quasibound regime is allowed at ~ sp better confinement of the SPP but small propagation length ( increased damping)

Volume vs. surface plasmon polariton

2 2 = p + c 2 k x2

= ck x
plasmon polariton photon in air

p
SP = p
1 1+ d

volume plasmon
with damping

d
surface plasmon polariton

surface plasmons non-propagating collective oscillations of electron plasma near the surface

m + d ck x m d

kx

SP dispersion - plasmon vs. phonon

p
1
surface plasmon polariton photon in air

= ck x

+1

photon in air

LO TO

1
surface phonon polariton

kx
Plasmon polaritons:
Light-electron coupling in metals semiconductors

kx
Phonon polaritons:
Light-phonon coupling in polar crystals SiC, SiO2 III-V, II-VI-semiconductors

SP propagation length
metal/air interface

+ ik x = kx = kx

m +1

d =1
m = 1
= 0.2
2

2 p

+ i

Drude model

E( x ) = E 0 e

ik x x

= E0e

x ik x x k x

propagating term exponential decay in x-direction propagation length intensity !

10 7.5 5 2.5 -2.5 -5 -7.5 -10

m
0.4 0.6 0.8 1

m
SP = p
2

1 Lx = 2k x
Example silver:

Lx (vac )
200 100 50 20 10 5 2 1 0.2 0.4

= 1

= 514.5 nm : Lx = 22 m = 1060 nm : Lx = 500 m

0.6

0.8

SPP field perpendicular to surface

dielectric

d ( )

E( z ) = E 0 e
Ez

Im k z z

Lz =

kx
metal

1 Im k z

z-decay length (skin depth):

z x

m ( )

Examples: silver: gold:

= 600 nm : Lz ,m = 390 nm and Lz ,m = 24 nm = 600 nm : Lz ,m = 280 nm and Lz ,m = 31 nm

SPPs have transversal and longitudinal el. fields


Ez

Hy

z x

++

Ex

--

The mag. field H is parallel to surface and perpendicular to propagation

SP
1
m

El. field E z = i

kx Ex kz
E zm d = i Ex m
At large kx, i.e. close to = - d, both components become equal

m E zd =i d Ex
At large

values,

the el. field in air/diel. has a strong transvers Ez component compared to the longitudinal component Ex In the metal Ez is small against Ex

E z = iE x

(air: +i, metal: -i)

Dispersion and excitation of SPP


SPP are 2D EM waves propagating at the interface conductor-dielectric (bound waves) > kd evanescent decay at both interfaces confinement SPP dispersion curve lies to the right of the light line excitation by 3D light beams is not possible phase-matching techniques are required

Excitation by charged particle impact


R. H. Ritchie, Phys. Rev. 106, 874 (1957) theoretical investigations of plasma losses in thin metallic films predicted an additional loss at p/(2)1/2 measured by C. J. Powell and J. B. Swan, Phys. Rev. 118, 640 (1960) Quasi-static electromagnetic surface modes
2 p m ( ) + d = 0 m ( ) = 1 2

sp =

p
1+ d

Dispersion and excitation of SPP


Bulk plasmon Surface plasmon

Progressive oxidation

Dispersion and excitation of SPPs


in a dielectric k of the photon is increased k of photon in dielectric can equal k of SPP photon in dielectric SPP can be excited by p-polarized light (SPP has longitudinal component) SPP dispersion

photon in air

kx
k of photon in air is always < k of SPP

Kretschmann configuration kx

z
thin metal film dielectric E

no excitation of SPP is possible

0
R

Excitation by ATR
Kretschmann configuration Otto configuration

d m 0
E

kx

z x

0
R E

m d 0

kx

z x

0
R

total reflection at prism/metal interface -> evanescent field in metal -> excites surface plasmon polariton at interface metal/dielectric medium metal thickness < skin depth

total reflection at prism/dielectric medium -> evanescent field excites surface plasmon at interface dielectric medium/metal usful for surfaces that should not be damaged or for surface phonon polaritons on thick crystals distance metal prism of about

ATR: Attenuated Total Reflection

Excitation by ATR
SPP excitation requires

kphoton,x = kSP,x kSP,x

d m 0
z x

kSP,x kphoton,x

kphoton,x
R

kphoton,x < kSP,x


no SPP excitation

kphoton,x = kSP,x
SPP excitation

Excitation by Kretschmann configuration


z x

d m 0

kx =

0 sin ( 0 )

= ck
photon in air

= c / k x 0 sin ( 0 )
photon in dielectric

k=

SPP dispersion

kx =

m +1

k=

c
0 kx

kx

0
0 kx

=c

m +1 c = m 0 sin ( 0 )

Resonance condition

Kretschmann configuration angle scan


illumination freq. 0= const.

R R

s-polarized -> no excitation of SPPs p-polarized

photon in air

0
kx

Dispersion and excitation of SPP


64 nm thick Au film
810nm p-polarized, ~0.207 1160nm p-polarized, ~0.099 632nm p-polarized, ~0.98

HeNe SPP excitation at Au-air interface (ATR)

0.9

Reflectivity [arb.]

0.6

41.92

0.3

42.57 43.92
36 40 44 48

Incident angle [degrees]

64 nm thick Au film
1.0 0.9 0.8

633nm p-polarized, data 633nm p-polarized, theory

Reflectivity [arb.]

0.7 0.6 0.5 0.4 0.3 0.2 36 38 40 42

43.92
44 46 48

Incident angle [degrees]

Methods of SPP excitation


nprism > nL !!

Dispersion and excitation of SPP


Excitation by grating coupling
k//

k kg

k// = k sin 2 kg = = g a

= k sin + g

E. Devaux, T. W. Ebbesen, J.C. Weeber, A. Dereux, Appl. Phys. Lett. 83, 4936 (2003)

Dispersion and excitation of SPP


Periodicity a = 760 nm & p-pol beam Periodicity a = 760 nm & s-pol beam

Periodicity a = 700 nm & p-pol beam

Dispersion and excitation of SPP


Excitation by highly focused optical beams

SPP = arcsin nk > c

A. Bouhelier and G. P. Wiederrecht, Opt. Lett. 30, 884 (2005)

Dispersion and excitation of SPP


Near-field excitation

Small aperture wavevector components k0 < < k phase matched excitation

B. Hecht, H. Bielefeld, L. Novotny, Y. Inouye, D. W. Pohl Phys. Rev. Lett. 77, 1889 (1996)

Localized Surface Plasmon


Overview

True color image of a sample containing gold and silver nanospheres as well as gold nanorods photographed with a dark field microscope. Each dot corresponds to light scattered by an individual nanoparticle at the plasmon resonance. The resonance wavelength varies from blue (silver nanospheres) via green and yellow (gold nanospheres) to orange and red (nanorods).

Localized Surface Plasmon


Overview

Illuminated from inside

Illuminated from outside

Lycurgus cup

Localized Surface Plasmon


Overview

Localized Surface Plasmon


SPP are 2D, dispersive EM waves propagating at the interface conductor-dielectric SP are non-propagating collective oscillations of electron plasma near the surface LSP are non-propagating excitations of the conduction electrons of a metallic nanostructure coupled to an EM field.

Localized Surface Plasmon


The curved surface of the nanostructure act as a restoring force immobile positively charged core ion The curved surface of the nanostructure allows the excitation of the LSP by 3D light The resonance falls into the visible region for Au and Ag nanoparticles

Localized Surface Plasmon

Particle in an electrostatic field nanoparticle acts as an electric dipole

Mie Theory rigorous electrodynamic approach

Drude Free Electron Model

2r r me 2 + me = eE0 e iwt t t

vF = l

F Fermi velocity (about 1.4 nm/fs in the case of Au and Ag)


l is the electron mean free path (lAu=42 nm and lAg=52 nm at 273K )

2 2 p p ( ) = 1 2 = 1 2 +i 2 + i + ( 2 + 2 )

2 p

it is not possible to ignore the contribution to the dielectric function of the interband transitions

Localized Surface Plasmon


Sub-wavelength metal particles
E0
a d
electrostatic approach Laplace equation for the electric potential + boundary conditions

P z ()

2 = 0 E = -

3 d in = E0 r cos + 2 d out

d 3 cos = E0 r cos + E0 a r2 + 2 d
Oscillating dipole field

Applied field

Localized Surface Plasmon


3 d Ein = E0 + 2 d Eout 3n(n p) p 1 = E0 + 4 0 d r 3

E = -

out = E0 r cos +
3

p r 4 0 d r 3

d p = 4 0 d a E0 + 2 d

p = 0 d E 0

Localized Surface Plasmon

( ) d = 4 a ( ) + 2 d
3

Complex polarizability of a sub-wavelength diameter in the electrostatic approximation

Localized Surface Plasmon


( ) + 2 d 0
Re [ ( ) ] = 2 d
Complex polarizability enhancement

if Im [ ( ) ] is small

Frhlic condition

Localized Surface Plasmon


Corresponding absorption & scattering cross sections calculated via the Pointing vector from the full EM field associated with an oscillating dipole

sca abs

k 8 4 6 ( ) d 2 = k a = 6 3 ( ) + 2 d
4 3

ext = sca + abs


I 0 ( ) ext ( ) I ext ( ) = S

( ) d = k Im ( ) = 4 ka Im + ( ) 2 d

Localized Surface Plasmon


Corresponding absorption & scattering cross sections calculated via Mie Theory in the case of large particles where the electrostatic approx. brakes down and the retardation effects are to be considered

sca ext

2 = 2 k 2 = 2 k

( 2n + 1) ( a
n =1 n =1

2 n

+ bn
n

( 2n + 1) Re ( a

+ bn )

abs = ext sca

Localized Surface Plasmon


Damping mechanism
In a quasi-particle picture, damping is described as population decay radiative (by emission of a photon), or nonradiative Drude-Sommerfeld model plasmon is a superposition of many independent electron oscillations Nonradiative damping due to a dephasing of the oscillation of individual electrons (scattering events with phonons, lattice ions, other conduction or core electrons, the metal surface, impurities, etc.)

2 = T2 1 1 1 + * 2T1 T2
Pure dephasing time (elastic collisions)

Pauli-exclusion principle, the electrons can only be excited = into empty states in the conduction band inter- and T2 intraband excitations by electron from either the d-band or the conduction band Decay time (radiative & non energy loss processes)

T2* T1 T2 = 2T1 5 fs T2 10 fs

Localized Surface Plasmon


Damping mechanism for very small nanoparticles (< 10nm)

= bulk

vF +A R

Experimental methods

Total Internal Reflection Microscopy (TIRM)

Dark Field Microscopy in reflection

Dark Field Microscopy in transmission

Localized Surface Plasmon


Detection and Spectroscopy of Gold Nanoparticles Using Supercontinuum White Light Confocal Microscopy
K. Lindfors, T. Kalkbrenner, P. Stoller, V. Sandoghdar, PRL 93, 037401-1 (2004)

Er = rEi e

Es = sEi = s ei Ei

D3 ( ) d s ( ) = ( ) = d 2 ( ) + 2 d
I m = Er + Es = Ei
2 2

{r

+ s 2r s sin
2

I m ( ) I r ( ) 2 2 ( ) = = 2 ( ) 2 ( ) sin I r ( ) r r

Localized Surface Plasmon


(a) 60 12 nm (b) 31 6 nm (c) 20 4 nm (d) 10.3 1.0 nm (e) 5.4 0.8 nm

Localized Surface Plasmon

20nm Au particles
6,6x10
5

6,4x10

6,2x10

240 nm

cps

6,0x10

250 nm

5,8x10

5,6x10

5,4x10

Position (m)

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