Académique Documents
Professionnel Documents
Culture Documents
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
License and License Exemp ion T!pe "odes Report a License or License Exemption Type Code in a commodity filing. The License Code/License Exemption Code indicates the type of export license, export permit, license exemption, license exception or other export authorization. The code indicates the type of licensing requirements that apply to the export shipment as determined by arious go ernment agencies participating in !E". !n Export License #umber, C$R Citation #umber or other authorization symbol is required. !n Export Control Classification #umber %ECC#& may conditionally be required. Each Line 'tem (etail grouping reported must cite the license authority %License #umber or other authorization symbol&. !n ECC# must be cited )hen required. The Export Control Classification #umber %ECC#&, )hen reported in !E" must be a alid * + position ECC# as listed on the Commerce Control List. "ee "upplement , to - ../ of the E!R for a complete list of alid ECC#s and their descriptions. ))).access.gpo.go /bis/ear/ear0data.html !n example )ould be if the 1'" license code 2C/34, 5ift 6arcels and 7umanitarian (onations %5$T&, is reported then the only acceptable E'C )ould be 2854 )hich identifies a single gift parcel as encompassed by 1'" 5eneral License 5$T. Certain 9odes of Transportation may not be acceptable for a shipment based on the License Code reported. 8sing the example abo e, !E" )ould not accept a License Code of 2C/34 )ith a 9ode of Transportation of 2.:4 %$ixed Transport&. Ta'&e A: Depar men o( "ommerce)*%rea% o( Ind%s r! and Sec%ri ! +*IS, License T!pe "odes. Expor License N'r ) A&&o1ed License "FR "i a ion ) Expor A&&o1ed "o A% -ori.a ion In(o 23T de Descrip ion S!m'o&)/P"0 E""N "odes "odes C3: Licenses issued by 1'" authorizing an Report the 9andatory '<, =", !ll export, re+export, or other regulated License =', TL acti ity. The term 2license4 does not #umber. include authority represented by a 2License Exception4. E!R;; may be reported as an ECC#. C3, "pecial Comprehensi e License Report the 9andatory '<, =", !ll %S"L& License =', TL 6art .*>. #umber. E!R;; may be reported as an ECC#. C3> #o License Required %NLR& 6art .*? Report 2#LR4. 9andatory '<, =", !ll except
F5,
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion Those items )hich are co ered by entries on the Commerce Control List that ha e a reason for control other than or in addition to !nti+Terrorism %!T&. $or items under @:: series ECC#s )ith a .y paragraph, use C@: %(A@&. E!R;; may be reported as an ECC#. #o License Required %NLR& 6art .*? !ll other #LR items filed under the 2#LR4 pro isions of the E!R 6art .*? that are not co ered by C3>. 8se C33 and report the ECC# if the commodity is controlled =#LA for !nti+Terrorism %!T&. $or items under @:: series ECC#s )ith a .y paragraph, use C@: %(A@&. E!R;; may be reported as an ECC#. $or Census purposes, use C33 for shipments bet)een the 8.". and 6uerto Rico and from the 8.". to the 8.". Birgin 'slands. Limited Balue "hipments %LVS& 6art ./:.3 E!R;; may #=T be reported as an ECC#. =nly allo) Countries of (estination from the Country 5roup 1 list ReferenceC www.access.gpo.gov/bis/ear/pdf/7 40spir.pdf
E""N
A&&o1ed Expor A&&o1ed In(o 23T "odes "odes =', TL 2.:4 %$ixed Transport&
C33
Report 2#LR4.
!llo)ed
!ll
C3*
Report 2LB"4.
9andatory 9ust be one of the follo)ingC :!:,? :!;,? ,!::, ,!::> ,!::3 ,!::? ,1::, ,1::> ,1::3
CR, '", TE, TL, C7, C', 9", 5", '6, 'R, =', =", ((, '<
F5>
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion
E""N ,C::> ,C::3 ,C::/ ,C::* ,C::. ,C::? ,C::; ,C:,: >1::3 >1::* >1::. 3C::, 3C::3 3C::/ /!::, /!::/ *!::> @!::> @!::@ @!::. @1::. @C::> @C::* ?!::, ?!:,? ?1::, ;!::> ;!::3 ;!:,? ;1::? ;1::; ?!;,? *1;;, ,1:,? ,C:,? >1:,? 31::> /!::3 ,C::@ >!::, 3!::,
F53
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion
E""N 3!::> 31::, 3C::> *!::, *1::, @!::, @!::3 @!::/ @!::* @!::? @1::/ @C::/ ?!::> ;1::, ;1::> ;1::3 ;1::/ ;1::@ ;!@,: ;!@,; ;1@,: ;1@,; ;C@,: ;C@,; 9andatory 9ust be one of the follo)ingC ,!::* >1:,? 31::> /!::3 ,C::@ >!::, 3!::, 3!::> 31::, 3C::> 3C::*
C3@
"hipments to 1 Countries %$*S& 6art ./:./ E!R;; may #=T be reported as an ECC#. =nly allo) Countries of (estination from the Country 5roup 1 list ReferenceC www.access.gpo.gov/bis/ear/pdf/7 40spir.pdf
Report 251"4.
CR, 56, '" TE, TL, 9" 5", '6, 'R, T6, =', =", ((, '<
F5/
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion
C3.
Ci il End 8sers %"IV& 6art ./:.* E!R;; may #=T be reported as an ECC#. =nly allo) Countries of (estination from the Country 5roup (, list ReferenceC www.access.gpo.gov/bis/ear/pdf/7 40spir.pdf
Report 2C'B4.
E""N 3C::@ *!::, *1::, @!::, @!::3 @!::/ @!::* @!::? @1::/ @C::/ ?!::> ;1::, ;1::> ;1::3 ;1::/ ;1::@ 9andatory 9ust be one of the follo)ingC ,(::, ,(::> 3E::> *(::, @(::3 ;(::3 ,C::@ >!::, 3!::, 3!::> 31::, 3C::> 3C::* 3C::@ /!::3 *!::, *1::, @!::, @!::3 @!::/
CR, '", TE, TL, '6, 'R, =', =", ((, '<
F5*
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion
C3?
Restrict Technology and "oft)are %TSR& 6art ./:.@ %!E" or EE' filing not required& E!R;; may #=T be reported as an ECC#. =nly allo) Countries of (estination from the Country 5roup 1 list ReferenceC www.access.gpo.gov/bis/ear/pdf/7 40spir.pdf
Report 2T"R4.
E""N @!::* @!::? @1::/ @C::/ ?!::> ;1::, ;1::> ;1::3 ;1::/ ;1::@ 9andatory 9ust be one of the follo)ingC ,(::, ,(::> 3E::> *(::, @(::3 ;(::3 ,E::, ,E::> >(::, >(::> >(::3 >E::, >E::> >E::3 3(::, 3(::> 3(::3 3(::/ 3E::, 3E::3 /(::> *E::, @(::, @(::> @E::, @E::>
CR, 56, '", TE, TL, 9", 5", '6, 'R, =', =", '<
F5@
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion
E""N @E::3 ?(::, ?(::> ?E::, ?E::> ;(:,? ;E:,? /(::, /E::, :E:,? >(:,? >E:,?
C3;
Computers %"TP& 6art ./:.. License Exception "TP has been re ised and is no) Dno)n as License Exception APP. License Code C3; is replaced )ith License Code C*3. !E" )ill continue to allo) corrections/replacements/cancellation s to shipments pre ious accepted in !E" under License Exception C3;. !ll ne) shipments co ered by this exception being added to !E" must be reported under License "ode "67 )ith A% -ori.a ion S!m'o& 8APP9. 'tems under @:: series ECC#s are not eligible under this license type. E!R;; may be reported as an ECC#.
C/:
Temporary 'mports, Exports, and Re+ exports %T2P& 6art ./:.; Consolidates the follo)ing categoriesC Temporary exports and re+exportsE 'tems temporarily in the 8.".E 1eta Test "oft)are. E!R;; may be reported as an ECC#.
Report 2T964.
!llo)ed
CR, 56, '", TE, TL, 9", 5", '6, 'R, T6, =', =", ((, '<
F5.
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0 Report 2R6L4.
Descrip ion "er icing and Replacement of 6arts and Equipment %RPL& 6art ./:.,: Consolidates the follo)ing categoriesC =ne+for+one replacement of partsE ser icing and replacement of equipment.
E""N 9andatory
A&&o1ed Expor In(o "odes 56, '", TE, TL, 9", 5", '6, 'R, T6, =' =", '<
C/>
E!R;; may be reported as an ECC#. 5o ernment and 'nternational =rganizations %$3V& 6art ./:.,, %!E" or EE' not required& Consolidates the follo)ing categoriesC 'nternational safeguardsE shipments to 8.". !gencies and personnelE shipments to !gencies of cooperating go ernments.
Report 25=B4.
9andatory
56, '", TE, TL, C7, C', 9", 5", '6, 'R, T6, =', =", ((, '<
C/3
E!R;; may be reported as an ECC#. 5ift 6arcels and 7umanitarian (onations %$FT& 6art ./:.,> %!E" or EE' not required& 'tems under @:: series ECC#s are not eligible under this license type. Consolidates the follo)ing categoriesC 5ift parcelsE 7umanitarian donations.
Report 25$T4.
9andatory
85, '<
C//
E!R;; may be reported as an ECC#. Technology and "oft)are F 8nrestricted %TS:& 6art ./:.,3 Consolidates the follo)ing categoriesC =perating technology and soft)areE "ales technology and soft)areE "oft)are updatesE 5eneral soft)are.
Report 2T"84.
9andatory
CR, 56, '", TE, TL, 9", 5", '6, 'R, T6, =', =", '< =', =",
C/*
Report 21!54.
9andatory
!ll except
F5?
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion 'tems under @:: series ECC#s are not eligible under this license type.
E""N
A&&o1ed Expor A&&o1ed In(o 23T "odes "odes '< 2.:4 %$ixed Transport& 56, '", TE, TL, 9", 5", '6, 'R, T6, =', =", '< =', =", '< !ll except 2.:4 %$ixed Transport&
C/@
E!R;; may be reported as an ECC#. !ircraft and Bessels %AVS& 6art ./:.,* %!E" or EE' not required& 'tems under @:: series ECC#s are not eligible under this license type.
Report 2!B"4.
9andatory
C/;
E!R;; may be reported as an ECC#. Trans+!lasDa 6ipeline !uthorization !ct %TAPS& 6art .*/.> 6ermits the export of !lasDan #orth "lope crude oil. 'tems under @:: series ECC#s are not eligible under this license type.
Report 2T!6"4.
9andatory
C*:
E!R;; may be reported as an ECC#. Encryption Commodities and "oft)are %EN"& 6art ./:.,. 6ermits the export and re+export of any Dey length encryption commodities and soft)are after re ie)E permits the export and re+ export of any Dey length encryption to 8.". subsidiaries )ithout re ie). E!R;; may #=T be reported as an ECC#. License Exception !gricultural Commodities %A$R& 6art ./:.,? !uthorizes exports and certain re+ exports of agricultural commodities to Cuba.
Report 2E#C4.
CR, 56, '", TE, TL, 9", 5", '6, 'R, T6, =', =", '<
C*,
9andatory
F5;
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
License "o de
Descrip ion 'tems under @:: series ECC#s are not eligible under this license type. E!R;; may be reported as an ECC#. Computers %APP& 6art ./:.. !dGusted 6eaD 6erformance %!66& replaces Composite Theoretical 6erformance %CT6& E!R;; may #=T be reported as an ECC#.
E""N
A&&o1ed 23T "odes %$ixed Transport& !ll except 2.:4 %$ixed Transport&
C*3
Report 2!664.
CR, 56, '", TE, TL, 9", 5", '6, 'R, T6, =', =", '<
C*/
"hort "upply %<estern Red Cedar F ;R"& 6art .*/./ E!R;; may #=T be reported as an ECC#.
Report 2""+<RC4
!ll
C**
"hort "upply %Crude =il "amples F SA2PLE& 6art .*/.> E!R;; may #=T be reported as an ECC#. "hort "upply %"trategic 6etroleum Reser es F SPR& 6art .*/.> E!R;; may #=T be reported as an ECC#. !uthorization for Balidated End+8ser for Certain !uthorized Exports and Re+exports of Commerce Control List items to the 6eople4s Republic of China and 'ndia. 'tems under @:: series ECC#s are not eligible under this license type. E!R;; may #=T be reported as an ECC#.
Report 2""+"!96LE4
!ll
C*@
Report 2""+"6R4.
!ll
!ll
C*.
Report 2BE84.
F5,:
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0 Report 2CC(4
Descrip ion $ree Exchange of 'nformation allo)s export and re+export of consumer products related to communications and exchange of information to Cuba. "trategic Trade !uthorization %"T!& allo)s an exception to export specific controlled items to certain countries that )ould other)ise require a license because of CCL+based license requirements.
C*;
Report 2"T!4
A&&o1ed Expor A&&o1ed In(o 23T "odes "odes =', =", !ll except C7, C' 2.:4 %$ixed Transport& =', =", C7, C' !ll
C@:
.y H@:: seriesI items to identify the .y subparts to ECC#s that are in the H@:: seriesI because they ha e less military significance than other subparts to the H@:: series.I
Report 2(A@4
!llo)ed <hen reported, the ECC# must be one of the follo)ingC ;!@,: ;!@,; ;1@,; ;(@,: ;(@,; ;E@,: ;E@,;
!ll
F5,,
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a io n S!m'o&)/P" 0 Report the License #umber.
Descrip ion #RC $orm >*:/>*:! 2"pecific4 export license for nuclear material and equipment.
E""N !llo)ed
#:>
!llo)ed
A&&o1ed 23T "odes !ll except 2@:4 %6assenger 7and Carried&, 2.:4 %$ixed Transport& !ll except 2@:4 %6assenger 7and Carried&, 2.:4 %$ixed Transport&
Ta'&e ": Depar men o( S a e) Direc ora e o( De(ense Trade "on ro& +DDT", License T!pe codes. <hen the License Code "@,, ".3, "?* or ";/ is reported and accepted in !E", the filer is required to present the original license and proof of filing to C16 prior to export. "ee 2!ppendix = F ((TC Exemption Codes4 for a list of 'T!R Exemption numbers. Expor License N'r ) "FR "i a ion Licens ) e DDT" A% -ori.a io A&&o1ed " ITAR n Expor od Exemp ion S!m'o&)/P" In(o e Descrip ion N'r 0) A"20 E""N "odes "!5 !greements Report Report spaces. !llo)ed 9", 5", 'T!R =', =" !greements %i.e. !5, 1!, ((TC 9!, RR, T! and B(& Exemption Citation. "!8 !ustralia 'T!R Exemptions Report Report the !llo)ed 9", 5", 'T!R !ppro ed =', =" ((TC Community
A&&o1ed 23T "odes !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport&
F5,>
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a io n S!m'o&)/P" 0) A"20 9ember J Report spaces.
"51
"::
":*
("6+* 6ermanent export of unclassified defense articles and ser ices. ("6+@, Temporary import of unclassified articles. ("6+.3 Temporary export of unclassified articles. ("6+?* Temporary or permanent import or export of classified articles. ("6+;/ $oreign 9ilitary "ales
DDT" ITAR Exemp ion N'r Exemption Citation Report 'T!R ((TC Exemption Citation. Report 'T!R ((TC Exemption Citation Report 'T!R ((TC Exemption Citation. Report spaces.
E""N !llo)ed
A&&o1ed 23T "odes !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2.:4 %$ixed Transport& !ll except 2@:4 %6assenger
!llo)ed
!llo)ed
Report the License #umber. Report the License #umber. Report the License #umber. Report the License #umber. Report the License #umber.
!llo)ed
"@,
!llo)ed
9", 5", =', =" 9", 5", T6, =', =" 9", 5", =', ="
".3
!llo)ed
"?*
!llo)ed
";/
Report spaces.
!llo)ed
F5,3
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a io n S!m'o&)/P" 0) A"20
Licens e " od e
Descrip ion
E""N
Ta'&e D: Depar men o( Treas%r!)3((ice o( Forei#n Asse s "on ro& +3FA", License T!pe "odes. Licens Expor e License N'r ) A&&o1ed " "FR "i a ion ) Expor od A% -ori.a ion In(o e Descrip ion S!m'o&)/P"0 E""N "odes T,: =$!C 2"pecific4 License Report the !llo)ed 9", 5", License =', =" "pecific export license issued, on a #umber. case+by+case basis, by =$!C for certain export shipments that )ould other)ise be barred by sanctions. T,, =$!C 25eneral4 Export License Export shipments permitted under 25eneral4 license )hich conform to criteria set forth in an =$!C authorization published as a regulation %no indi idual clearance by =$!C& co ers certain shipments that )ould other)ise be barred by sanctions. T,> Kimberley 6rocess Certificate #umber The unique identifying number of the Kimberley 6rocess Certificate %K6C& issued by the 8nited "tates Kimberley 6rocess !uthority must accompany any export %reexport& of rough diamonds. Report the C$R citation or if there is no C$R citation, the $ederal Register Citation if there is one, or the 5eneral License #umber. Report the K6CJ !llo)ed 9", 5", =', ="
A&&o1ed 23T "odes !ll except 2@:4 %6assenger 7and Carried&, 2.:4 %$ixed Transport& !ll except 2@:4 %6assenger 7and Carried&, 2.:4 %$ixed Transport&
=', ="
F5,/
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Licens e " od e Expor License N'r ) "FR "i a ion ) A% -ori.a ion S!m'o&)/P"0
Descrip ion "ee standards, practices, and procedures of the Kimberley 6rocess set forth in the Rough (iamond Control Regulations, 3, C$R part *;>, promulgated by =$!C %@; $R *@;3@ dated "eptember >3, >::/&.
E""N
Ta'&e E: 3 -er Par ners-ip A#enc! License T!pe "ode. Expor License N'r ) "FR "i a ion Licens ) e A% -ori.a io " n od S!m'o&)/"P e Descrip ion 0 =6! =ther 6artnership !gency License Report the License !E" filers are required to comply )ith #umber or current paper documentation 2=6!4. requirements for agencies not accommodated in !E" %i.e. (E!, !T$&.
E""N !llo)ed
A&&o1ed Expor In(o "odes !ll except 85, $", $', '<
Ta'&e F: Depar men o( Ener#!)Na iona& N%c&ear Sec%ri ! Adminis ra ion +D3E)NNSA, License T!pe "ode. Expor License N'r ) "FR "i a ion Licens ) e A% -ori.a io A&&o1ed " n Expor od S!m'o&)/"P In(o e Descrip ion 0 E""N "odes E:, !uthorization for #uclear "ecurity Report 2!E!4 #ot =" Enterprise of go ernment+o)ned, !llo)ed contractor+operated %5=C=& 9anagement and =perations entities that perform )orD under the directions and o ersight of the #ational #uclear
F5,*
AESTIR
Version: 1.0
APPENDIX F License and License Exemp ion T!pe "odes and Repor in# $%ide&ines
Expor License N'r ) "FR "i a ion ) A% -ori.a io n S!m'o&)/"P 0
Licens e " od e
Descrip ion "ecurity !dministration, to export items authorized by the !tomic Energy !ct !uthorization/Licensing and as acDno)ledged in the 'nternational Traffic in !rms Regulations section ,>3.>: and ,>*.,.
E""N
F5,@