1 Q1.

As an Investor, on which preference do you invest in Equity market (Rate the following based on 1= Le =Most 1) Investment (Short& Long term Investment0 2) High Return 3) Ownership 4) Speculation 5) Diversified Portfolio 6) Business (Amount of Funds) 6) Imitators & Followers 7) High Flexibility (Liquidity) 8) Low Investment 9) Status & Prestige 2 Q2.What are the factors that influence your decision in making Investments? Broker Friends Intuitions

Others (Please Specify)

3 Q3. What average amount do you invest in Equity Market ? < Rs 5000 < Rs 15000 Rs 25000 35,000

4 Q4. What return do you expect from equity investment compared to other market? High Medium Low 5 Q5. What type of trading you do? Online Trading M Terminal Trading

6 Q6. Rank the parameters you will Keep in mind while opening Equity Trading Account (Rate on Scale of 1t =highest, 8=Lowest? Brokerage Rates Account Opening Charges Advisory Services

Annual Maintenance Charges Online Funds Transfer Exposure Limit PMS( Portfolio Management) Research Services 7 Q7. In which Company do you have Demat & Trading Account ? Edelweiss Securities MotilalOswal Angel Broking India Infoline ICICI Direct Others 8 Q8.Are you satisfied with your present Broking Company? Yes No Q8.Are you satisfied with your present Broking Company? Yes No

Q 1 Do you invest in stock market ? * YES * NO Q 2 Which account do you have ? * Demat * Trading * Derivatives * Any other specify______________ Q 3 In which category do you invest ? (Multiple options can be answered ) * Direct equity markets * Mutual funds * Insurance * Post/FD /RD * Currency markets * Commodity markets Q 4 What is the objective of your investment in Equity ? * Long term gain

* Divend income * Short term gain * Protection against inflation * Others __________________ Q 5 If you invest then in which segments do you invest ? * Equity cash * Equity F & O * Equity Day Trading * Currency * Commodities Q 6 where do you think Nifty is heading ? * 6500 * 5500 Q 7 In which brokerage house presently you have Demat account ? * Angel broking * Indiabulls * Jhaveri securities * Kotak securities Ltd. * Motilal Oswal * Reliance money * Sharekhan * Other ____________________ Q 8 From how many months you are dealing with sharekhan Ltd. ? * < 6 months * 6 to 9 months * 9 to 12 months * > 12 months Q 9 What is the most appropriate reason for choosing this brokerage house ? * Brokerage * Deposits * SMS tips * RM facility * Online trading facility * Opening charges * Brand image of broker Q 10 What is the rate of brokerage on delivery day basis ? * < 0.20

* 0.20 to 0.50 * > 0.50 Q 11 What is the rate of brokerage on intraday basis ? * 0.10 * 0.5 to .0.8 * 0.3 to 0.5 * 0.1 to 0.3 Q 12 Are you satisfied with online facility of Sharekhan or`` TRADE TIGER software ? * Yes * No