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The Four Sides of Reading: Paradox, Play, and Autobiographical Fiction in Iser and Rilke Author(s): Bianca Theisen

Source: New Literary History, Vol. 31, No. 1, On the Writings of Wolfgang Iser (Winter, 2000), pp. 105-128 Published by: The Johns Hopkins University Press Stable URL: http://www.jstor.org/stable/20057590 . Accessed: 09/03/2014 11:06
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The Four Sides of Reading:


Paradox, Play,

in Iser and Rilke


Bianca Theisen
over and over

and Autobiographical

Fiction

whether an angel you.1

you should

again you could hide have

to see lifted up a poem it . . . and only to search for been allowed behind

BY

foregrounding

either

semantic

approach

to

the

literary

text or one emphasizing theories of reading have signification, a paradigmatic to privilege either condensation of tended a or of syntagmatization equiva paradigmatic syntagmatic differentiality Iser has taken the relation between the work of Wolfgang lencies. While as one of its guiding principles, it has charted selection and combination
a more complex model of a four-sided form, in which the very

distinction
combination

between
and

combination
selection, the

and selection
syntagmatic and

is reinscribed
the paradigmatic

into both
axes.

By reinscribing other theories In The Act of Reading


foreground-background-relation

the distinction, of reading. Iser

Iser provides targets


on the

a distinctive a four-sided
axis

alternative form with


and the theme

to the

such

paradigmatic

on the syntagmatic horizon-relation axis, but ultimately subjects combi to In The Fictive and the Imaginary, on the other hand, nation selection. dominate Iser has combination he anthropologizes their selection;
distinction as a play structure that unfolds within the four sides of map

imitation and symbolization. The Act of Reading territory a as the distinction determination of the indeterminate, when, pinpoints the reading process aims at cathecting through a shifting of perspectives, indeterminate voids. By contrast, The Fictive and the Imaginary stages the as an ind?termination of the determinate, since the reader will in distinction nature of the last instance always fail to cathect the purely differential and backgrounds selection combi play. The Act of Reading foregrounds as a foregroundable their distinction turn. in nation, stabilizing "figure" The Fictive and the Imaginary, on the other hand, foregrounds combination

and

and

New Literary H?tory,

2000, 31: 105-128

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106

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and backgrounds the paradoxical selection, mollifying unity of their in an emphasis on pure difference. distinction to be read in The models in both books, charted then, need we want to if the relation between conjunction, conceptualize paradigma
and syntagma as a systemic relation, and, more specifically, as a four

"form" that can account for the otherwise unity of incompatible a paradigmatization the distinction between of the syntagma and a of the paradigma. the relation between syntagmatization Reconfiguring one us to as a and will allow the syntagma paradigma systemic highlight influence of systems and communication (Niklas Luhmann) theory on Iser's work?an influence that is most theory (Gregory Bateson) as a the when Iser obvious describes reading process self-regulating in nature as it involves a feedback of effects system that "is cybernetic sided
and or information when he throughout conceives of relationship.2 a the A sequence text's systemic of reference changing to situational "world" as a frames" system and

environment

relation

between

paradigma

from the limitations of syntagma will also allow us to trace the departure the "linguistic turn," which Iser targets when he shifts the emphasis from
a cognitive to a functional and paradigma interest in the in literature.3 text, The then, relation does not between merely syntagma literary

the linguistic replicate differentiate literariness


relation or a four-sided

its follow-up of how to axes, with problem from the linguistic norm. Seen as a systemic
form, syntagmatic indication does not merely

mean
not

it says and thereby what equivalence, suspends paradigmatic and different. that it does it into both itself Saying splitting something
mean what it says, syntagmatic indication reveals what Iser calls its

it indicates that it does not indicate, but such an indication of duplicity: course in turn indicates. It is this paradox of indication that The Act of
Reading and even more so The Fictive and the Imaginary explore. I trace

and paradigmatization the relation between syntagmatization through other theories of reading from Georges Poulet to Michael Riffaterre and to set it off from Iser's configuration of this in order Paul de Man in the four game relation as a four-sided form. That form is figured structures in The Fictive and the Iser discusses and reader responses he outlines in The Act four the and arrangements Imaginary perspectival an fictive I of Rilke 's close with autobiography ofReading. interpretation text that The Notebooks of Malte Laurids Brigge (1910) as a modernist the recursive observation central to Iser's theory. The inter exemplifies and intraliterary reference relation of extraliterary emerges as a process to the paradox of its form, which involves masking that calls attention and unmasking itself as an autobiography.

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THE

FOUR

SIDES

OF READING

107 Poulet to de Man and Beyond

I. Reading
The art and

Theory:
artifice

once suggested, of reading, Friedrich Schlegel an to read the reading that consist in reading is, attempting other, a a of reading: notion of reading envisions of others.4 Such pragmatics the the reading of others embed reading with an other and reading Theories that in communication. of intersubjective reading technique tend to conceive of intersubjective the reading process semanticize with
communication as an interaction between subject and subject, trans

formed
outside

and
as

enclosed
the

in a textual
a container. process of

object
as

that organizes
heuristic, a transformation for

inside
of

and
the

if it were

Poulet's reading

reader

instance,

conceptualizes

In external, material reality of signs on a page into an inner experience. the the reading of interrelation, down this process subject, breaking the mediation self and other, through of the book, between distinction or ghosting as the site of a doubling in which "the I who is posited I read a book is the I of the one who reads the 'thinks in me' when book."5 attitude evolved
this

on a historically is modeled heuristic Since Poulet's specific toward reading?namely extensive, reading as it identificatory in the late eighteenth intensive, repetitive century and replaced a to to in increase remains due indebted general literacy6?it reading,
particular historical semantics of reading. Such a semantics advo

cates

a process identification between of intersubjective author the paradigmatic of reader and privileges principle similarity A model

and and

equivalence.

in which the text enshrines the author as the of reading can then identify himself other of the self who reader's intersubjective of reading as a one-way process the direction with his other, determines
from text to reader. model" Norman with Holland has model" "bi-active a "transactive attempted starts that to overcome with the such response a

of the reader
Holland defense

instead of focusing
such against a and

on the effect of the text on the reader;


in fantasy psychoanalytical transformation terms of the as a text. With

conceives mechanism

response

to ex Holland his four-sided formula, unity/text/identity/self, hopes of text-reader ceed the unidirectionality but since he interaction, only in two directions, it draws out the four sides of his formula reading as as to text to it and is is self, horizontally, were?unity vertically identity is to self?he uni redoubles identity merely t? takes his four-sided formula indicate that directionality a self if I look at it as a were I in find the it is text." "identity unity though does not make explicit in his formula, What Holland the premise that we can see the self as unity only if we turn to the text as identity and unity when he is to text as

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108

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obvious if one reads his four terms chiasmatically: becomes constitution, as to text is self is to identity. This however, unity implicit premise, onto the four sides in here another, yet collapses psychoanalytically of model identification. formed, intersubjective Reaffirming subject are a and interpretation that reading by insisting object positions cannot of identity,"7 Holland's model "function the operationalize as reader's response as a feedback he it in claims does his loop, critique of Iser.8 By interpreting of the reader's viewpoint in the the implication text in Iser as a bi-active text in which the the determines trajectory
response of the reader, Holland has misunderstood it as a stimulus

that would indeed preclude feedback. While Holland's response text and reader may, as identification between model of intersubjective seat in he phrases the the "reader driver's it cannot it, put (cybernos),"
account for the recursive feedback of communication into communica

model

tion that a "cybernetics


semantics between or relay In such version of text consciousness and reader

of reading" would
or can only one or circle, identity be

have
conceived

to explicate.9
as an

Bound

to a

constitution,

communication intersubjective and another. only be another to bear

a mediation a view, of the any

between "feedback"

subjective bi-directionality in which

consciousness can the reader

hermeneutic

"brings

the questions identity" (P46). While for Holland


allows us to "read

on

text as he

understands still operates


perceive

them

through pretext
already

his unique that then


maintains

identity

as a given
reality," Iser

literature

as we

in The Act of Reading


tion or cathexis of its of reality selections constructive reference, traditions.

that the reader's


textual contexts from

ideational
is as

process,
constructed and

his combina
by intertextual and and

segmentation, as the text's sociohistorical

extraliterary environments of

Reinterpreting

Ingarden's

category

indeterminacy,

literary which

he no

longer

sees as the passage


to grasp trying text and reader, itself Iser

to the hidden
in an argues and a pre-given other, for but a

truths of a subjective
as a communicative

consciousness

between relay between text-environment That relationship

(selection) not represent

systemic relationship text-reader (combination). "reality" but constructs

does

it in the acts of selection and combination. in the process A discontent with the semantization of indeterminacy con onto subjective of reading and its projection of communication a concern the with sciousness has, on the other hand, triggered level of text-reader interaction. Lucien D?llenbach primarily syntagmatic as a "suture" of the textual blanks, that reading unfolds has argued and thus creating a is unconnected and what combining connecting that reading then tries to invest with meaning chain of interConnectivity
in order to grasp or recreate the "unity" of the text. Yet a semanticizing

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THE

FOUR

SIDES

OF READING

109

of those blanks, D?llenbach that the cathexis suggests, tends to overlook of each blank only opens up another blank, and that the process of it has established, is reading, drawn into the chain of interconnectability therefore no longer in control of its own operations. The semantic seam bursts when the reader realizes that the text frustrates and neutralizes to create it in turn already offers attempts probable isotopes, because on if of the level the interconnectivity, signifier and not on that of and withholds code the that could direct the reader's semantics,
suturing activity.10

The

focus

on of

delineation
context-dependent,

the syntagmatic level of textual perception invited a variable and which, literary competence, historically
would describe the codes that guide reader re

sponses. Reader Fish's "informed reader's


him and

attempts
disorients

or Stanley like Riffaterre's "archilecteur" heuristics, this of what orients the reader," address problem to supplement a code while the text withholds it from
his semantic efforts. Riffaterre reformulates Roman

as the of paradig Jakobson's poetic syntagmatization matic equivalencies?as "stylistic function"; a stylistic stimulus perceived in the text triggers certain responses that then retroactively allow for the of the stylistic information in the text.11 Riffaterre not only description relies on a behavioral that model Holland had dubbed stimulus-response function?defined
"bi-active," he also presupposes the subjective consciousness of the

perceiving
"archilecteur,"

reader who
being

responds
the sum of

to the text's stylistic stimuli. Riffaterre's


the responses that then allow for the

of the text, is therefore based on a notion of description as an if context. reception underlying, historically reality changing, While Riffaterre presupposes such a reality context in the perceiving the literary competence subjectivity of real readers, Fish tries to model
or code-orientation of the reader on transformational grammar; his

structural

evolves as a linguistic a as (from ordinary language reality context then deviate, and encode its deviation in as Culler well from Jonathan extrapolates "informed reader"
grammar and argues for a "grammar of

that presupposes which literary language can turn in a deep structure).12 the idea of an internalized
that could account

function

literature"

for the transformation


not immanent and in the codes conventions

of linguistic
text, Culler by shared

into literary competence.


emphasizes, author, reader but evolves and the

Meaning
from a set institution

is
of of

literature at a certain time; meaning but emerges from an internalized


system.13

is no longer localized in the object within a given literary competence

Such a shift to code-orientation or literary competence foregrounds the syntagmatic axis over paradigmatic over combination equivalence, one maps selection. When onto the a of into reading signs stringing

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110

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HISTORY

chain in which each sign iswhat it is by being different from syntagmatic its immediate in particular that Fish and Riffaterre context, an operation
have in mind, one runs into a deadlock of intrasystemic reference.

of codification, Problems be differentiated from distinction literary


literature

between the system,


and

has argued, have to of reference. Reference relies on a problems to the self- and heteroreference. With regard one between reference of would be problem however, Niklas Luhmann
("world" or "reality"). Problems of codifica

non-literature

tion revolve
operations reference to

around
as its own.

the value difference


The code to thus "world"

with which
or only to to the

any system marks


the system itself. The extraliterary context

its

refers

non-literature,

of ordinary language, for instance, or the subjective (the linguistic as the negative cannot of the reader), consciousness simply function to its value with which the literary system organizes its internal reference
own operations as acceptable or unacceptable; it cannot function as the

norm

or literary code. Reference, else (non-literature, something observations;


the distinction

and

of a literary work from a delimits "world"), only specific space of or "form" (as the unity of it is this very delimitation, the distinction
selfand heteroreference), that then serves as

between

the ideation of "world" for the literary work and renders invisible the on. The problem of how to account distinction it operates for the with which the observes observations itself, on literary system specific
the other hand, is a question of codification: the code, Luhmann says,

"both
system's

symbolizes

and

interrupts
In their

the

fundamental
to reference as

circularity
intraliterary an

of

the
as codi

self-implication."14 by advertising of advocates

attempt

reformulate

selection

combination, fication, the

extraliterary "literary"

competence

encounter

aporia

of

inverted
De Man

inside-outside
therefore

relationships.
argues that "deconstructive" models of reading,

trying to read metonymy


using, combination within

within metaphor,
selection, have

or, in the terms we have been


poised themselves between

of the readings?the paradigmatization incompatible logically of Instead the of the and playing syntagma paradigma. syntagmatization out the distinction those incompatible between readings, or instead of wishes terms, deconstruction "Reading itself," in de Man's allegorizing two to stabilize the of the this distinction by allegorizing "crossing" as a of Man chiastic elucidates operation "Crossing," which de readings. a at on aims the level of metonymy, establishing metaphor employed of the syntagma and the the paradigmatization between conjunction as syntagmatization. It thus runs of but the paradigma, syntagmatization one side of the distinction between the two into the aporia of employing and could only modes of reading to account for the overall distinction, as already implicit in what is being observed, mask its own observations

two

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THE

FOUR

SIDES

OF READING

111

namely, the two modes of "reading" played out by the text itself. De Man describes this move as one of pure self-reference: "If one of the readings is declared to undo it by means of the true, it will always be possible it will to be demonstrate that other; if it is decreed false, always possible it states the truth of its aberration." Such a self-referential allegory of reference or as for reading passes extraliterary intraliterary codification; de Man says: it aims at "including the contradictions of reading in a
narrative that would be able to contain them."15 The deconstructive

allegorization
functions as

of

reading

includes
and is in

an outside
turn based on

in an
an

inside
inclusive

that
relation

still

a container,

inside and outside. The potential of inside four-sidedness ship between outside distinctions would of the characterization then, if de Man's move holds, again be collapsed deconstructive the inside. by amplifying De Man calls up Walter Benjamin's sock, whose figure of the rolled-up outside is also its own inside when it is unrolled like a M?bius strip, to
map out an alternative to the emphasis on syntagmatization.

Among direction

the few clues with which de Man points in an alternative that could unfold deconstructive allegories of reading with an of Reading is the term "re-entry" (DAR 76). Deconstructive allegory can the net of substitutions readings, de Man believes, spotlight govern the recurrence of such ing the text, but they invariably fail to prevent
substitutions in their own discourse because they cannot "uncross" these

exchanges
readings In order

(DAR242).
treat to distinction

De Man may here be suggesting


as operation de Man's but notion not of

that deconstructive
distinction. and "uncross

as a re-entered "re-entry"

reformulate

ing" in those
Spencer-Brown distinction or

terms we have
has "cross" outlined and

to draw
it.

on distinction

theory

as

George
between a

Spencer-Brown re-entered distinction

distinguishes or "marker."

While

distinction marked guishes


tion

between its two sides, a marked and an un distinguishes a re-entered distinction distin side, an inside and an outside, the distinction itself from what it distinguishes. a distinc While
operation, a re-entered distinction is a second-order

is a first-order

of its own operation, observation since it distinguishes itself as distinc tion from what it distinguishes. As a "marker" or a re-entered distinction, the distinction is the distinction it is and yet no longer is what it is. It is can as the and be observed paradoxical unity of its two sides or its
"form." can then A distinction take de Man's can thus claim be observed as a cross or as a marker.16 can We that deconstructive readings observe

distinctions
own

only

as cross and cannot


to intimate that

"uncross"
deconstruction,

them on the level of their


because it cannot

observations

cross and marker, between remains blind to its own level of distinguish observation: it has to posit it as being implicit in the set of distinctions in text. the De Man's of Reading," on already operative "allegorization

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112
the other re-entry:
of Proust,

NEW

LITERARY

HISTORY

hand, seems it is impossible


because

to target the paradoxes of indication implied in to read "Reading," as he suggests in his analysis
Proust's text indicates is something else

whatever

than what it represents. the text indicates both ing" for de Man. On the basis of

Indication itself and we

is processed "something can then

on a double else"?and look

plane where that is "Read

at the two "logically of the syntagma and the incompatible paradigmatization readings"?the terms of in of their difference the paradigma?both syntagmatization as a four and in terms of their unity, and can formalize this distinction a two sided form. While distinction it sides between which posits the this case the paradigmatization of the syntagma and distinguishes?in re-entry of the paradigma?the the syntagmatization form or unity of a distinc moreover constructs tion that from which is in turn this distinction as from another unmarked then distinguish space. We distinguished, the fact that we distinguish the paradigmatization between of the of the paradigma: we distinguish this syntagma and the syntagmatization the distinction distinction into itself, from itself within itself. Re-entering we distinguish the paradigmatization of the syntagma and the syntagma
tization of the paradigma as a marked space from the paradigmatization

and of paradigmatization Such operationalization an unmarked seems as to Man in be what de had space syntagmatization a mind with "Reading" as the "something else" processed by paradoxical indication.
paradigmatization

syntagma unmarked space.

of

the

and

the an

syntagmatization

of

the paradigma

as an

Distinguishing
and

paradigmatization
syntagmatization in

and syntagmatization
this way, we attain a

from
four

sided marked
spaces.17

form: we spaces
Observing

can observe or the unity


such

the unity of the distinction between of the distinction


in terms of its marked

its between its unmarked


allows for

a form

spaces

a re-entry
terms of

of
its

the distinction
unmarked spaces

back

into

the distinction;
a re-entry of

observing
the excluded

it in

prompts

included distinction foregrounds


crossing

third

the re-entry of the back into the distinction. While to its form, while it into the distinction calls attention excluded the re-entry of the included third, distinction,
into an unmarked space, collapses or cancels distinction.

over

II. Iser's Four-Fold


Iser develops his alternative

Play of Reading

to other theories of reading into a more certain takes deconstructive of that views, in up general theory play a in them constructivist but transforms of Roland those Barthes, particular model of reading.18 He does so because reading as a systemic relation

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THE

FOUR

SIDES

OF READING

113

is not adequately described by the recourse and as an act of construction to linguistic codes and literary competence advocated by Fish, Riffaterre, a as form of and Culler. Describing reading play, Iser instead focuses on
re-entry acts of or reinscription, as outlined above, in order to account for such construction.

a to the paradox of re-entering similar Play involves a paradox it does not mean what it says and, playing into distinction: distinction and saying, explores out this duplicity between meaning the paradoxical their difference and In of their the way that a both simultaneity unity.19 not is and is the it distinction both distinction re-entered is, play both indicates and at the same time does not indicate what it indicates. Play indication in a context of thus suspends the code that would govern
non-play, and, transforming this code, reinscribes it as its own rule. In

The Fictive and the Imaginary, Iser draws on Gregory Bateson's analysis of In play, Bateson believes, a bite is not a play to account for this paradox. context that signaled fight. In bite, as it would be in a communicative order to indicate that the bite is not a bite, and yet is a bite, in order to differentiate within the play between play and non-play, it is necessary for to the metacommunicative frame "this is a play."20 This establish play its which, rule, by differentiating explicit play from non-play, organizes
"reference" (as the distinction between selfand heteroreference),

however,
certain

is simultaneously
and excludes

processed
others,

as an implicit
or determines what

rule that allows


is acceptable

for
and

moves

an is unacceptable for this play to be the play it is. If play processes or re-enters rule it into its it with dovetails explicit implicitly, operations, as reference and code. Iser formulates what we had earlier differentiated this problem with Bateson's distinction between map and territory, and a of of that he also defines with Anthony pure differentiality speaks play as a "digitalization of the analog." While Wilden the digital marks on crosses and the analog differences, distinctions, boundaries, operates a a digitali of forth condensation Iser coherence.21 unfolds such figures what
zation code of in the the analog?which deconstructive a relationship responds version between to of four the the sides: aporia of reference of territory, and the and syntagmatization and map

paradigm?as

imitation
different reader

and symbolization.
game structures

This
or

four-sided

distinction
and

then yields
their

four

textual

strategies

respective

responses.

The textual play on an implicit explicit code prompts the reader to react to the ind?termination of its code. Since the rules that guide the since they coincide neither with the reading of the text are "unmarked," nor with the constitutive rules with which Searle had circum regulative, scribed the language game, Iser refers to them as aleatory: they guide it through a maze of textual moves. While reading only by misguiding

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114

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HISTORY

the reader is led to discover the rule that governs the text, the text's moves the out. rules it shift The reader constantly may thus be plays to own of substitute the code his of attitudes or beliefs, system prompted norms for the indeterminacy and codelessness of the textual code, to his own disposition onto the textual game; but coding the project of the textual code, the reader centralizes codelessness its paradoxical
structure and ends the movement of its play. Or, as Iser formulates it, the

reader

cathects

the differential

semanticize on it; supplementing the play of the text what is not play. The game then is his, but the textual is up. A reader that proliferates from a need for game response to the that tries the that text, understanding appropriate experiences the text seems to offer, or that sets itself up as a defense the against
unknown and the unfamiliar is prone to produce such a semantic

play of the text in his attempt itwith his own code, he superimposes

to

reading
then,

with a

which meaning.

the

substituting

reader "wins" out over the textual game by The first of the four typified reader responses,

is semantization.

If, on the other hand, the reader does not play it safe by semanticizing, but plays the game of the text, he will have to suspend his own attitudes and codes and will himself be played by the text. Iser here outlines the other three possible (2) the reader lets himself be drawn into responses: a game in which he to gain experience by "tilting" his own code hopes for the codeless code of the text, which he nevertheless by appropriates it part of his own experience; that his (3) the reader discovers making discovery of the rules of the game is in turn a game in which he activates his cognitive and emotive faculties, and thus comes into play himself; (4) the reader does not only come into play himself, he gambles with his own Self, his own attitudes are put at stake when and beliefs he
reinscribes into the the game; distinction that is, the between reader's his own moves position and those is drawn of the into text and observer

in what Iser calls the ineradicable of play. Iser difference operationalized refers to this last response with a term borrowed from Barthes as the
"pleasure of the text": the reader erases himself as his own reference

frame. The
utterance

reader's
as Lacan

position,
has analysed

similar
it,

to the subject's
"fades" into the

position
split or

in the split
the ineradi

cable

difference subject, and even

difference

is itself "subject" of the text?and that is not an less so cognizant but of operationalization subject, I distinction have (?T279). In the terms of Luhmann's theory that

introduced between play (the codeless code above, the very distinction of the text) and what is not play (the reader's code), is being re-entered into the play so as to become play itself. The "pleasure of the text" thus to a game in which the reader plays on and is being indicates a response played by the very paradox of play.

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THE

FOUR

SIDES

OF READING

115

These four attitudes of reading?semantization, gaining experience, to the activation of faculties, and the pleasure of the text?correspond terms but reformulat four game structures that Iser, following Caillois' calls ag?n, alea, mimicry ing them as textual strategies or constituents, in which colliding is staged as an antagonistic ilinx. Agon contest, so overcome as are to out the difference of play played positions of controlling of semantization, ("Spieldifferenz"). The reader-response a code and overcoming the play of textual difference by superimposing and ludic difference
aleatory rule

by bringing
that governs of a contest

it to a halt, can be seen as the flip-side


this that game revolves structure, around namely gain or the loss. Alea

of the
as a

ultimate

uncontrollability

in the the determinateness of positions of chance explodes generator text, as they are poised against each other in agon, into what Iser calls of its semantics" "an unpredictable (FT 261). Alea plays on structuring that organize the fact that the nodal points the combination and the
selection of extratextual and intertextual references within the text are

contingent

and unforeseeable.
as a difference rule

It intensifies
between of this game

the difference
the axes of structure?an

of play, which
selection extension and of

Iser conceptualizes combination. The

aleatory

alternative
semantics

and contingent
of determinate

decisions

that defamiliarizes
to

and
an

implodes
attitude

a
of

positions?corresponds

to suspend its familiar codes in order to let itself reading that is prepared as the be drawn into the play of the text; and it functions flip-side of this a such of codes rule, if it ultimately suspends suspension by appropriat as a play of transformation and masking Mimicry ing it as experience. blurs the determinate of positions delineation in the text so as to create an illusion that tries to dissimulate the difference between play and non axes are here framed The of selection and combination play altogether. an if "as that that is said is what is what meant, by pretends thereby while also revealing the very structure of play itself, which concealing does not mean what it says. According to the aleatory rule of mimicry, the illusion of play aims at pretending that it is not play, but at the same as illusion time makes in order itself transparent still to be play. Differentiating between this disappearing and reappearing distinction own reader the will activate his and faculties that discover play/non-play, he is implied in his observation; and his response would turn into the flip-side of this aleatory rule as soon as he identified with or cathected the very illusion that the textual play is not a play on itself as play but a to world, or to non-play. reference or Ilinx, by subverting, undercutting, a to textual of them carnivalizing positions degree vertigo, makes it almost exceeds itself as play, not like mimicry indeterminate; by

its ludic structure for the simulation of "reality" or non dissimulating of play (Iser refers to it as the every outside play, but by drawing

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116

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HISTORY

into play. Ilinx then reintroduces the distinction between "repressed") or in that and makes other which words, play play play, back non-play, into the play. Play difference third excluded itself, as the included turn between in out and is within the play non-play, played play. Iser
describes the aleatory rule of this game structure as a return of the

excluded

as a reapplication to the the repressed, of the outside inside; it "allows the absent to play against the present, and in everything a difference that is present it opens that makes whatever has been or it.Whatever fight back against the representative from is present is as if mirrored
corresponds to a reader response

excluded
Ilinx then

claims of what excluded its reverse side" (i<7262).


where the reader's own

are played on, where his "outside" position is drawn into expectations and erased in the play of the text; eliminating the difference between the play of the text and the code of the reader, and halting the textual game in this way, would account for the flip-side of the aleatory rule of
ilinx. These can be four seen game as a structures four-sided and and form. their In corresponding and agon over reader mimicry responses denotation They are

dominates

over

figuration,

imitation

symbolization.

both play structures in which the bite is taken to be a fight, in which play is confused but in and as play. Since those two ludic with non-play,
strategies try to overcome or erase the distinction between play and non

play within play, we could more, Alea distinction. over denotation, to be a fight,
and as non-fight.

it

the very paradox of play all the and thereby highlight a into the of also speak re-entry of this distinction on and ilinx, the other hand, foreground figuration over imitation; the bite is not taken and symbolization as fight is taken as play, and it functions simultaneously
Play can here be experienced as a play on and a re

as its included excluded third. entry of this very distinction In The Act of Reading, Iser charts four textual strategies (counterbal
ancing, opposition, to or echelon, and serial) that organize perspective or the

reference
are of correlative the

of text to world
the its four text,

within
game

the text. On
structures of as well reference its as that own

the level of reference,


organize moves the and "codedness" operations.

they

Perspective and

establishes

organization external the external

internal of the

reference, text occasions

selection, a fore

combination:

is in which element the selected relationship ground-background at which is its from and context, original foregrounded depragmatized as selection onto a the same time still referenced Mapping background. a primarily it from Iser disengages relationship, foreground-background the associa in is semantics which through meaning produced linguistic of an absent sign, an effect that tion of the latent, repressed presence presupposes paradigmatic equivalence. Rather, meaning emerges from

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THE

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117
and visualization,
selection as

a shifting
and

between

actualization
which pinpoints

or

foregrounding
"Mean

backgrounding,

contingency.

ing is selection" Even though reference while

of selection as systemic in The Act ofReading, he further specifies it for the literary text: social systems refer to and distinguish themselves from the pure
of world or world as a "meaning correlate,"23 and, through

for Iser, as it is for Luhmann.22 Iser draws on Luhmann's notion

contingency

selection, to world;
is environment

the complexity of world, the literary text does not refer it refers to the reference of other social systems to world. What reduce
for the literary or text is not "reality" a or "world," or even,

qua
the

intertextuality,
predominant

the literary
social

system, but
systems

the complexity
at particular

reduction
time. The

of

literary

literary text does not reinforce


and perceptions these social

the dominant
systems generate,

set of beliefs,
but references

expectations,
their very

delimitation references they make: against


this

the basic a background


structure

from something else (the contingency of the world). It the blind spot of the distinctions they draw and the selections "In this respect, the literary text is also a system, which shares structure of overall systems as it brings out dominant meanings of neutralized
operative not

and negated
in relation

possibilities.
to a contingent

However,
world,

becomes

in relation to the ordered the text pattern of systems with which to interfere" (AR 72). Textual reference interferes or ismeant thus takes the very distinctions and delimitations of social systems as its starting It makes selections and the contingency of those point. highlights what had left virtual. selections, reference, by actualizing they Literary but
then, dominant reconstructs does not ideologies constructs and "represent" of a a social given reality?be environment?it Literary it does reference, the world, not denote, that is to or the but say,

liminality.24

is a second
understood and

order
as

observation;
to

the fictional
"reality" but

text can
has to be

then no
seen as

longer
interaction

be

a correlative

communication. Such a selection organized of selection, in an or the external network reference of references" of the text, through is

furthermore

"internal

combination.
understands specifies it as a

Following
combination theme-horizon

Jakobson
as

's idea of
that

the poetic
of the constitutes

function,
paradigma, the system

Iser
and of

syntagmatization relationship

intratextual

perspectives
references

(AR 96).
characters, (as selection

The
plot, of

shifting
and reader selection,

and

tilting

of

four
on

perspectives?narrator, the extraliterary

position?arrange or observation

observation) by thematizing perspective, backgrounding on the horizon. This other perspectives shifting of perspectives yields the meaning of the text or what Iser calls the "aesthetic object." Iser differentiates of the perspectival among four modalizations arrangement

one

while

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118
according to the theme-horizon

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LITERARY

HISTORY

structure: (1) A counterbalancing one hierarchizes ("kontrafaktisch") arrangement perspectives, privileges and restricts others, and excludes uncertainties that might emerge from so as to foreground a the shifting of perspectives, ideology specific one the associated of For Iser, with and sustained by perspectives. or propagandistic literature takes to such an didactic, devotional, not because of perspectives, it simply imitates the domi of its but because it wants to compensate for time, systems or blind spots. It combines their shortcomings the selection of selection in such a way, however, that it obscures its own viewpoint by foregrounding one dominating and thereby becomes in turn; perspective "ideological" norms or An belief (2) systems against arrangement oppositional posits each other, so that each one with its limits and limitations is observed from the position cancel each thus opposed of the other. The norms and backgrounding show them other out; their mutual foregrounding for what they are: functional in a specific system, but contingent; (3) An arrangement nant belief
echelon one arrangement perspective over of the perspectives other; instead levels out all hierarchization of refer of it offers a multitude

enced systems and viewpoints the reader's attempt to find that disorients a dominant same at sets him up to project his own time it the one; yet attitudes onto the leveling of the text's perspectives between theme and a as A serial his horizon, disorientation; (4) arrange against stronghold ment
point within a

of perspectives
where one the sentence;

heightens
perspective serialization

the leveling
shifts from of

of the echelon
sentence to sentence alternates

structure
or even between

to

perspectives

theme
recognize

and

horizon
the referenced

so

quickly
subtexts.

that
A

it becomes
"continual

almost
process

impossible
of transforma

to

of referenced the identification tion that leads back into itself replaces a structure of serialized perspec systems (AR 102). Disoriented by such
tives, tion the here reader proceeds realizes as a the text's very of process the text's of selection. Combina reference, its feedback external

selection
If we structures

of selection,
map and those their four

back

into itself.
arrangements reader responses, onto the four game or

perspectival

respective

counterbalancing

the hierarchization
order agonistic to consolidate game

of perspectives
structure specific that norms arranges

that posits
or positions intratextual

one

over

the others
to antitheti

in
an

corresponds positions

cally

and

arrives

at a similar

oppositional point where


conforms to

arrangement, the contingency


alea, as a

in which

The stabilization. to a cancel each other perspectives norms becomes of the referenced evident, determination and
structure that dissipates the semantic

game

worlds relations building up from the referenced them up to a combinatory multiplicity. Prompting

and

texts and opens the reader to project

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THE

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119

belief structure that simultaneously system onto a textual such an identification, the echelon arrangement agrees with as a game structure that plays on deception, role playing and mimicry, the transfiguration of identity. Serialization of perspectives?that draws the reader into an oscillation where his attempt to produce is meaning exceeded constantly by an ever changing trajectory of actualized possi structure bilities?tallies that disrupts the ilinx, as a game up with of and so subverts any determinate textual positions stability perceptions that the reader ismade aware of his own eccentricity. And as perspectival a feedback serialization of the text's external reference back presents his undercuts into itself, ilinx re-enters the intratextual distinction between play and as well as transgresses back into itself and observes, it, as non-play distinction. Iser models While both the perspectival and the game arrangement
structures and their respective reader responses on four-sided forms,

own

selection as selection and play as play, both need to geared to observing be read in conjunction to account in order for the unity of the distinction between reference and codification in the literary text. The Act in with The Fictive and the of Reading Reading conjunction us a in involves four-sided from a distinction Imaginary distinguishing four-sided
entails

distinction,
else" (in

reference
between other selfwords,

from
and

codification.
heteroreference,

Whereas
or

reference
and we had

a distinction

literature "world"), the

"everything with argued with which

non-literature revolves operations around as

Luhmann, a system marks

codification its own

self-reference and therefore

its own,

relies on a distinction between what is acceptable and what is unaccept able for its self-reproduction. on Luhmann and general systems Drawing Iser reformulates the of in The Act reference theory (AR 70ff.), problem as one of and such as a of Reading perspective specifies perspective and on of observations observations: with its selections, shifting tilting the text does not reference it references other selections world, (of social
pure

systems,
contingency

other
of

texts or art works)


"world."25 With its

that have
selection of

already
selection,

cut

into the
literature

itself as a second-order observation: it observes the blind spot in the selections of social systems or other art works, and entailed points to what they left as virtual and But while it organizes the text's potential. distinction between self- and heteroreference, such an observation is but an operation which in turn involves a blind it as a functions cross, spot, delineates
and not as a marker.

When, codification Imaginary indicates,

on

the other hand, on the paradoxical

and suggests he delineates

Iser models the problem of literary structure of play in The Fictive and the that play indicates else than it something an intratextual reference with which the text

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120
points to and reproduces its own operations and

NEW

LITERARY

HISTORY

moves.

We

can

also

say

that

the

literary

text here

frames
that

its frame The


the

within rule of

itself:
it as

it frames
literature

its
and

extratextual

reference?as

which

delineates

differentiates
metacommunicative

it from

non-literature.
reiterates

the game,
to

or

its

frame,

external

reference

non-play

on
the

the inside of the play and


game reproduces itself as

traces out
game. The

the internal moves


re-entry of the

with which by the


frame,

metacommu

nicative
game extratextual reference marker.

frame
structures

into what
Iser reference

it frames
As the the re-entered is at

can
same

then be played
metacommunicative processed moves: time own

through
as

describes.

a framed

intratextual function reference as

and And

reproduces as marker or

text's

it

can

distinction,

extratextual

it is (between literature it is the distinction becomes paradoxical: or play and non-play) and yet no longer is what non-literature
Extratextual reference delimits a space of operations and observations

and it is. is re

specific
entered We can

for
into also

literature
the say

and fiction
as

as play;
of a these

this very delimitation


operations and observations. of observation

self-reproduction that selection

second-order

the

literary
as that

text within
which

the literary
observe.

text here

zooms

in on

its own blind

spot

it cannot

of reference The conjunction Iser's concern with problems between in in The Act of Reading and his emphasis on the problem of codification of as an observation of the The Fictive and the Imaginary can be conceived
unobservable. As a second-order observation, literature observes the

blind
historical

spot of what
contexts, back

are first-order
other into texts, its own

observations
other art and

for it?sociopolitical
also feeds itself observes observing.

and
its own

works?but

observations

operations,

Especially
longer only Iser, modernist

with
shows

the rise of modernism,


what literature it observes, therefore but tends

Luhmann
wants towards

has suggested,
how such it observes. structures

art no
For as the

to show

serialization
paradoxes of

of perspectives
observation,

or
modern

the game
art

strategy
intends to

of
be

ilinx. Unfolding
observed as ob

server

itself

(KG 74, 96).

III. Staging Autobiography:

Rilke's Malte Laurids Brigge

in a world that of observers If literature stages itself as an observation it on recursive observations, it is no longer referential: is constructed or world, it does not represent does not imitate nature something or historically given, but in turn creates and calls phenomenologically As fiction, forth what it refers to when it relies on recursive observation. not it does itself on what model Iser says, literature outlines possibilities,

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THE

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121

to be given, but invokes horizons of potentiality (TL 22). I would 's Rilke The like to consider a key modernist Notebooks narrative, ofMalte to recursive such a shift from representation Laurids Brigge, to exemplify in modernist literature in the fictional concern with what we observation
have called an observation of the unobservable.

seems

or memoir Staged as a fictive autobiography aristocrat and poet Malte Laurids young Danish
comprise scenes, observations, and memories

of
that

the
are

Brigge,

impoverished the Notebooks


apparently un

the poor, the dying, or a blind connected. Portrayals of the homeless, in Paris, descriptions of decaying houses newsvendor turned inside out, or of overcrowded alternate with hallways and rooms in the Salpeti?re
the narration of childhood memories, the narration of art works and of

the

literature
To

Malte
connect

has
what

read,
seems

and with
unconnected,

the portraits
readers

of
have

historical
mostly

personae.

threads that run through the narrative, looked for the loose thematic intransitive love (a love that exceeds such as remembrance, its object), or Malte's formulated of "I am agenda programmatically "seeing": see. more to me don't enters I it know but is, why learning everything once and where it I doesn't used said to."?"Have it before? stop deeply I am learning to see. Yes, I am beginning. It's still going badly" (N5, 6). to Husserl's, 's Kate Hamburger Rilke notion of seeing and compares a at here that aims world whose argues seeing phenomenological
objects, as it were, invade subjective consciousness.26 Judith Ryan, on the

narration indeed departs from any suggests and instead constitutes his own reality given reality phenomenologically turn a completely in the outside world with very selectively, permeating so that would be less than subjective imagination, seeing receptive hand,
constitutive.27 For Ryan, Malte aims at a "hypothetical narration": he

other

that Malte's

does

not narrate

alternatives possibilities" Although


conjunctive

is, but what could have been, when to the historical accounts he gives, or when in retelling the biblical story of the prodigal what I agree with Ryan's insight
that

he opens up he "plays on son. highly


it

about

the hypothetical,
revokes the perspective

mode

of

narration

constantly

has just offered and presents the reader with would not ground such a narrative suspension
reference consciousness. frames The in an narrative all-determining sets rather and up its

I yet another alternative, of fixed perspectives and


overbearing highly confusing subjective alterna

tion of perspectives, its very dense network to historical, of allusions and facts and and social, literary, legendary, personae, autobiographical of apparently unconnected scenes and vignettes, itsmontage in order to
break down any external reference frames, such as subjective conscious

ness, be external

it of narrator, character or reader. Through this breakdown of reference frames, the reader is in turn drawn into the narrative

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122
and
own

NEW

LITERARY

HISTORY

ismade
criteria

to act out one of the many Autobiographical


of observation and

autobiography.

roles with which it theatricalizes coding here points the reader to his
so that to a certain degree he

selection,

in Malte's autobiographical will always read his own reading reading of or in his present and his childhood, past reinterpretation surroundings of the historical past. The reader will read his own autobiography. visible what is the Notebooks are concerned with making Throughout, that invisible: Malte and his mother believe that they can see a house had burnt
they can

down
see

but which
Brahe's

is in fact still "there" for them;


or Ingeborg's ghosts. Malte's

they believe
maternal

Christine

how to tell stories, narrates grandfather, a protean his memoirs from his figure Count visible and the Saint-Germain, childhood, present to his impostor to "'Do you see memoirs her: Abelone he dictates his while daughter one at her. And of the silver him?' he bellowed he seized suddenly Count Brahe, who still knows in such a way as to make candlesticks remembered
the other hand,

and

into her face. Abelone held the light blindingly on that she had seen him" (TV153). Malte's own narration,
is to a second degree removed from an immediate and

forceful narrative

of the invisible visualization that, as in his grandfather's on at the of the its recipient. Looking still relies style, blinding ? in the Muse? de "La la Malte Licorne" dame Cluny, imagines tapestries is present for him, and that he shows her what that the absent Abelone in the tapestries. the order in which is represented they are Inverting into a the medieval he transforms exhibited, representations pictorial the last tapestry is said to mirror narrative that closes in on itself when it visible what is invisible when It makes of an absence. the presence a is is she the unicorn: "What of the mirrored shows holding image
Do you see: that absence she you are is am imagining If Abelone's showing Do here. the you unicorn understand, as, according its image?. Abelone?" to Abelone, (A/T30). legend, the I

mirror.

is made

present,

unicorn's
Abelone,

invisibility
also a virgin,

is made

visible
to

in a mirror
see in this

held
mirroring

by a virgin, what
narrative is

is made

herself,
Abelone her see

simultaneously
to make herself her seeing. see

mirrored
what

and mirroring.
cannot be seen, Malte's

Instead

of blinding
makes

narration

and the Notebooks part with mimesis invisible, we with is being represented, could say Whatever Iser, is representation. seems to be "as if; whatever with the fictional marker bracketed sig such nified only indicates that it does not indicate what it indicates?yet as a (bracketed) indication that can in turn functions non-indication Making visible the then
accesses

call

into existence
the inaccessible,

what
makes

is not
present

given
what

(TL 15).
is absent,

If literature
actualizes what

thus
is

virtual, or observes

the unobservable,

it does not dwell on an ontologically

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THE

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123
is inaccessible
form of observation.

concealed
own mode

space, or on a realm of the ineffable. What


of access, what is unobservable is its own

is its

of "staging" and of the Iser captures this operation with the metaphors text as a "mirror world." Staging implies a "crossing of boundaries," and the play of the text, Iser suggests, "stages transformation and at the same time reveals how the staging is done," exhibiting "its own procedural as an to so to road the "access which inaccessible," provide workings" us to is both what inaccessible both "allows have things ways, by making a and and absent" of presence (P 260). Such simultaneity present
absence, or, in Luhmann's terms, the paradoxical unity or "form" of

it the fictional for Iser; he also describes their distinction, characterizes as "a in which is reflected, mirrorings, everything place of manifold
refracted, fragmented, telescoped, perspectivized, exposed, or revealed"

(FI 79). With


stasis, Iser

his notion
on

of fiction

as a paradoxical
anthropology

doubling
of

or as ek

draws

Helmuth

Plessner's

eccentricity,

to which man both is and has body, an ambivalent according position him from animals, who only are body and therefore that differentiates in themselves from themselves.28 If do not have to distinguish themselves
fiction and us as ek-stasis can from ourselves allows us stage ourselves, at to the see same our for us the it is a time own simultaneous paradoxical from within blind spot, inclusion enactment and to from in ourselves that allows exclusion to see

without. our own

Fiction

observe

its own blind spot in turn, setting but invariably entails observations, itself up as the "form" or the unity of the distinction between first and
second-order observations.

the mask are paradigms of such fictional enactment for Iser: they suggest the simultaneity of a presence with an absence, the of a role with its indeterminability: "In order to produce determination The actor and
the determinate form of an unreal character, the actor must allow his

reality to fade out. At the same time, however, he does not know who, is, for one cannot say, Hamlet precisely properly identify a character who has never existed. Thus role-playing endows a figment with a sense of reality in spite of its impenetrability which defies total determination" (P244). Acting, theatricality, disguise, masks, and face lessness as the flip-side of the face (that is, as something that cannot be in with the visible of the invisible, are, seen) making conjunction another of Rilke 'sNotebooks. While "dominant" the concern with face and facelessness is certainly an intertextual to what Baudelaire reference in his Petits Po?mes en Prose, "tyrannie de la face humaine" mentioned in the it also Rilke 's poetic Notebooks, explicitly pinpoints to as or the "hollow form" the virtual back capture attempt negative of actualized Malte the foregrounded, ground figuration. perceives in Paris as something wear wear faces of passers-by out and the until they had called

own

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124
non-face

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HISTORY

an old woman whose face is shows through; he describes see "I it in two could there: its hollow her hands: left suddenly lying form. It cost me an indescribable effort to stay with those two hands, not to see a face to look at what had been torn out of them. I shuddered from the inside, but I was much more afraid of that bare flayed head there, faceless" (N7). As a child, Malte on occasion waiting plays the his mother has never had, to role of Sophie, the imaginary daughter commiserate about the villainous Malte; he holds one role present as he is playing
with scarves

the other. Or
and mask

he disguises
as a sorcerer.

himself
The

in an elaborate
at first

costume
the

mirror

reflects

grandiose
to unwrap to were,

image Malte
scarves refract and a monstrous

has created
cloak in front reality

of himself,
of that exceeds

but

then, as he struggles
it turns on him, and as inverts it role

the mirror,

Malte's

the positions
It forced reality, me, a

of mirrored
I don't

and mirror:
to to me that an no me a

know

how,

look

reality permeated at I stared and I was the mirror. one, stronger to be alone and felt in front with of me, stranger terrifying appalled I lost all I thought him. But at the very moment this, the worst thing happened: I felt an indescribable, sense to exist. of myself, I For one ceased second, simply my against this large, piercing, futile longing for myself, then only he remained: there was nothing

strange, incomprehensible, will: for now the it was

up, and monstrous

dictated

image,

except him. Different mirroring

(TV 107) to see herself simultaneously who is supposed here finds himself in the tapestries, Malte
that no merely or a non-person. longer the mirror refracts as In the an image, a role, a "incomprehensible terms we could

from Abelone, and mirrored


into a mirror but a mask, third person

transfigured or even face, reality" of a

Iser's

then

say that
distinction

this passage
between

plays
identity

out
and

a double
role, and

game
between

on
face

the unity
and

of

the

facelessness

by shifting "whatever
namely

into that of ilinx. As in ilinx, from the structure of mimicry from its reverse side" (FI 262), is present is as if mirrored
itself as mirrored by Malte as a mirror, and the non

the mirror

as the excluded third between included person emerges seeing and a "I" into the third to fades the where seen, point autobiographical was now was to he that but it run, ("I began person running"). to ilinx, from an erasure of the such shifts from mimicry Enacting distinction between role and identity to the re-entry of such a distinc as a fictive autobiography that tion, the Notebooks stage themselves to the and calls attention of autobiography subverts the textual positions as a first or "form" that guides them. Written mostly very distinction person narrative, the Notebooks seem to comply with autobiographical

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125

discourse

and functions can also be narration. is therefore

in which the "I" splits itself between discourse and story level, as both subject and object of its own narrative, a split that underscored first- and third-person by shifts between

has suggested, discourse, Jean Starobinski Autobiographical a It double.29 counterfeits of the non always simultaneity simultaneous: of the present with the past, of a former sinful self with a
repentant self, of a remembered "I" with a remembering or "I."

current

The

characteristic
the

use of the narrative


simultaneity as a of the

present

and the linguistic


the

variable
of

"I" establish

non-simultaneous,

paradox

autobiographical
pronoun functions

form. As Emile
linguistic

Benveniste
variable, as

has shown,
a non-referential

the first-person
instance

it represents a "reality of discourse." ad believes, language dresses the problem of intersubjective communication and solves itwith an "ensemble of 'empty' signs that are nonreferential with respect to of discourse
'reality.'"30 We could also say that the linguistic instance "I" can mark

that refers but to itself as discourse: such pronouns, With Benveniste

what
The

as marked is unmarked instance of its own discourse:


third person, on the

it refers to itself as the present only when it operates on the inside of this distinction.
other hand, does not function as a mere

referent of discourse. According to value by being opposed


perspective person." correlation Only of of discourse, with such a the

to Benveniste, the "I" of


person or also

it assumes enunciation;
be

its differential from


of refer

the
can "the calls

the
the to

third

non-person,

only unmarked

situated member discourse

as a "non

person,"

as Benveniste

it, can

first- and apparent symmetry should thus be seen as an asymmetry that figures third-person pronouns forth the distinction as an act in discourse, between and language as and combination substitution (222). language to the form of With reference this linguistic asymme autobiography, can as a four-sided be unfolded distinction. With try first-person something
narrative, autobiography while side of marks what is unmarked as marked and refers

outside

itself. The

between

but to itself as autobiographical


remembering, or the other autobiographical third-person

discourse,
narrative,

or to the "now" of writing


as the unmarked into what correlative crosses over as

and

autobiography,

is non re-enters it

discourse?fiction,

as well

"reality"?and

as the included excluded third. The shift between first- and third-person narrative in Rilke 's Notebooks?between Malte's present and his past, and even more so the past of the historical and literary personae whose feed into and alternate with the memoirs of the autobio biographies "I"?would thus play on the very code of autobiography as a graphical that is, on its "form" as the unity of the distinction between genre, and non-autobiography. autobiography What the seemingly unconnected scenes and vignettes have in common

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126

NEW

LITERARY

HISTORY

is the code of their genre: autobiography and biography. The narratives of historical personae such as Jacob de Cahors from (pope at Avignon or the French 1316-1334) king Charles Le Fou (Charles VI, 1368-1422), the stories of the death of the Duke of Burgundy, Charles the Bold and of Grischa Otrepjow, to the false czar, the reference (1433-1477) as Julie Reventlow or the (1763-1816),31 personae, socially notable
characterization of the adventurer and impostor Count St. Germain, the

or of such writers and artists as Sappho, Ibsen, Beethoven, portraits or confessions Bettine von Arnim, hagiographies to their core, reduced the reinterpreted son and the portraits of biblical legend of the prodigal
the "faceless"?the homeless, the dying, or Malte's neighbors?are all

biographical
as with a

miniatures narration.

that are With


of diarist memoir

set off those


within

against

or

autobiographical
memoirs

third-person
are an

into Malte's as well biographies,


Brahe's reference

tied

mise-en-abyme within Malte's

memoir?Count intertextual

notebooks

to Lavater's journal from his travel to Copenhagen in 1793 (to observe the spiritist sessions at the court)32?Rilke serializes the autobiographi cal perspective and destabilizes its intent to bridge a split identity. When
Malte's fictional autobiography does not simply reconstruct an indi

vidual

"remembers" letters, legend, biography, biography, memoir, as and confession its and reinscribes precursors hagiography, generic them into its form, it subverts the code-orientation of autobiography (as it had been newly defined in the late eighteenth It subverts its century).
regulative rule, in Iser's terms, with an aleatory rule that, by re-entering

but

the earlier,
multiplies or

excluded
even

literary
"carnivalizes"

forms
the

into The

the form subverted

of autobiography,
concern with

autobiographical

individuality
ography a very rily then

and
dense

identity-constitution.
extratextual intertextuality?as

"code" of autobi
the Notebooks prima This

organizes

reference?in intratextual

self-reproduction.

its reader autobiography challenges to read in But disguise. autobiography a would merely disguise supplement this complex game of mirrorings and
masks to an end. Even though Malte

to see it as it sees itself: as an in it as Rilke 'sown autobiography code of identification and bring or autobiographical biographical
may be roughly the same age as

and lives at Rilke when he began working on the Notebooks (1902-1903) references his the same address in Paris, even though Rilke constantly or more own from his and less his letters, quotes poetry, biography
narrator, character and author are certainly not identical in the Note

in disguise rather masks that the autobio books. This autobiography as are acts out the pretext of a much roles it "entirely without graphical one as in those of the actress it describes of its scenes without role" naming her. Eleonora Duse foresaw the reality of her own future fate in to Rilke, she held a bouquet her first great tragic role when, according

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THE

FOUR

SIDES

OF READING

127

of roses in front of her face like a mask that would hide the disappear ance of her reality in a fiction so dense that her audience would mistake it for her reality. Seen by all, the actress became then her invisible?but in like the it novel which is men performance, (autobiographical) tioned, shows precisely this. Hopkins University

Johns NOTES
1 Rainer Maria Rilke, The Notebooks cited of Malte in text as N. (Baltimore, Laurids

Brigge,

tr. Stephen

Mitchell cited

(New in text

York,

1982);

hereafter

2 Wolfgang as AR. 3 Wolfgang 4 Friedrich

Iser, The Act of Reading Iser, Theorie der Literatur "Fragmente (Paderborn, einem anderen

1984),

pp. 67, 70ff.; hereafter

1981), p. 309, No. Ausgabe, auch darin, da? man mit liest, n?mlich 5 George the Experience "Criticism and Poulet, Criticism, ed. Jane P. Tompkins (Baltimore, 1980), p. Das Lesen und die Lesewut 6 See G?nther Erning, Siegfried (Frankfurt, 7 Norman 8 See J. Schmidt, 1989), pp. Die Selbstorganisation 335-59. Text des

Schlegel, ed. E. Behler

cited in text as TL. (Constance, 1992); hereafter zur Poesie und Literatur," Kritische-Friedrich-Schlegel 669: of 45. (Bad Heilbrunn, Literatur 1974), p. 69, and im 18.Jahrhundert p. 123. 1989), pp. "Das k?nstliche anderer Lesen zu lesen besteht sucht." das Lesen

Interiority,"

in Reader-Response

Sozialsystems in

Holland, the Holland-Iser

"Unity Identity "Interview"

Self," inWolfgang

Reader-Response Iser, Prospecting

Criticism, (Baltimore,

cited in Text as P. 42-69; hereafter 9 See for instance Gary Lee Stonum 945-68), reading William who process Paulson draws and on cybernetics

of Reading," 92 ("For a Cybernetics MLN, to account for the "constitutive uncanniness"

[1977], of the

to reinterpret in light of open indeterminacies See also systems. Chaos and Order: Complex ("Literature, Complexity, Interdisciplinarity," in Literature and Science, ed. N. Katherine 19911, pp. 37-53), Dynamics Hayles [Chicago, who suggests that the production the reader should be seen as self of meaning through organization necessary noise. 10 Text: 11 Lucien Balzac since the from noise; to understand the literary D?llenbach, and Claude reader text, will it will not always be able remain to actualize partially all the codes that is, uncoded,

Criticism

Poetic to Baudelaire's Structures: Two Approaches "Describing in Reader Response Criticism, pp. 26-40. 'Les Chats,'" See also Michael Strukturale Riffaterre, Stilistik (Munich, 1973). E. Fish, "Literature in the Reader: 12 Stanley Affective in Reader-Response Stylistics," Criticism, pp. 13 Jonathan 14 15 Proust 16 Niklas Paul text as KG. de Man, Allegories 1979), in Rousseau, of Reading. Figurai Language cited in text as DAR pp. 77, 72; hereafter Laws of Form (New York, 1972). Nietzsche, Rilke, and 70-100. Culler, "Literary Competence," Die Kunst der Gesellschaft in Reader-Response (Frankfurt, 1995), Criticism, pp. 101-17. cited p. 304; hereafter

(New York, Michael Riffaterre,

as Suture "Reading in Mirrors Simon)," 1986), pp. 25-37.

of Reception (Problems and After: Five Essays

of the Fragmentary on Literary Theory and

Luhmann,

in

(New Haven,

George

Spencer-Brown,

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128

NEW

LITERARY

HISTORY

und Bewu?tsein," 17 Dirk Baecker, zwischen Kommunikation "Die Unterscheidung and G?nter Krohn 1992), pp. 217-68. (Frankfurt, Emergenz, ed. Wolfgang K?ppers 18 Wolfgang inMimesis und Simulation, ed. Gerhard Neumann Iser, "Mimesis?Emergenz," and Andreas Kablitz 1998), pp. 669-84. (Freiburg, 19

in

in Probleme der Form, ed. D. Baecker See also Dirk Baecker, "Das Spiel mit der Form," (Frankfurt, 1993), pp. 148-58. in des See Gregory "Eine Theorie des Spiels und der Phantasie," 20 Bateson, ?kologie and Bateson, "The Message 'This is a Play,'" in Group Geistes (Frankfurt, 1990), pp. 241-61, Processes: Transactions 1955), ed. B. Schaffner (Princeton, of the Second Conference (October 1956), pp. 145-242. 21 Wolfgang Iser, The Fictive and the Imaginary: Charting Literary Anthropology cited in text as FI. 1993), p. 275; hereafter einer Unterscheidung," 22 Niklas Luhmann, "Anfang und Ende: Probleme Anfang und Ende. Fragen an die P?dagogik, (Frankfurt, 1990), p. 16. Luhmann, on Iser expands weil Texte deshalb, 24 denotieren, Zielpunkt enthalten, des Lesens 25 See sondern haben. zugleich Sie 23 Niklas "Die Form this notion sie weder viel aber eher beziehen als dessen of das dessen sich ed. Niklas Luhmann (Baltimore, in Zwischen Schorr

and Karl Eberhard

des Zeichens," liminality

in Probleme der Form, pp. 45-69. in Der Akt des Lesens: "Fiktional sind Sinnsystem noch bzw. Struktur dessen des dessen

diese

entsprechende

Abschattungshorizont auf etwas, das in der aktualisierbar

Geltung als Grenze

Grenze

ist." See Wolfgang as one

nicht Systems Iser, Der Akt of the "four in Rilke in

(Munich, 1976), p. 120. Iser lists general also Prospecting, p. 69, where systems theory reference frames" for this theory design. "Die ph?nomenologische Kate Hamburger, Struktur der Dichtung 26 (Stuttgart, Erz?hlen':

Rilkes,"

neuer Sicht, ed. Kate Hamburger 27 Judith Ryan, "'Hypothetisches in Rilkes 'Malte Laurids Brigge,'" 1987), pp. 245-84. 28 Helmuth Plessner, (Frankfurt, 1970), pp. 29 Jean Starobinski, (Princeton, 30 Emile in text. 31 The Notebooks draw on 1980), "Lachen 43, 46. "The Style

1971), pp. 83-158. von Phantasie Zur Funktion Rilke, ed. R?diger

und Einbildung (Darmstadt, ed. G. Dux,

in Rainer Maria und Weinen,"

G?rner

in Philosophische

Anthropologie,

of Autobiography,"

in Autobiography, (Miami, as one of 1971),

ed. James

Olney cited

p. 78. Problems Benveniste,

in General Linguistics archive

p. 219; hereafter sources

the Reventlow

the main

for Malte's

family background. See August 32 Stahl,

Rilke-Kommentar

(Munich,

1979),

p. 201.

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