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y business plan
abridged version
Ministry of Transport, Public Works and Water Management University of Groningen, Centre for Environmental and Traffic Psychology Institute for Road Safety Research SWOV Delft Technical University/TRAIL: the Netherlands Research School for Transport, Infrastructure and Logistics TNO: Netherlands Organisation for Applied Scientific Research
Contents
Summary
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14
Colophon
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Summary
Automated Vehicle Guidance (AVG) - systems which assist drivers to carry out the driving task and partially or wholly take over this task - is no longer science fiction. AVG technologies are developing apace. Practical applications of AVG, for both passenger and freight transport, are already to be seen, and advanced systems will soon be launched onto the market.
AVG systems are expected to have a major impact on the 'regular' road network. AVG promises to be a very effective traffic control tooi, with enormous potential for enhancing traffic flow rates, reliability, safety and environmental quality. It also appears to have great potential economie benefits, both for industry and for society as a whole. Automation of the driving task in one form or another will increasingly become a fact of life. Large investments are being made worldwide in a range of innovative developments which will be introduced into transport systems. This can take many different forms and occur at many different rates. Government transport policy must take these developments into account.
Forming a vision In order to reap the benefits and offset or avoid the disadvantages of AVG, correct and timely choices will have to be made. In order to achieve this, parties must cooperate together to fashion a vision on AVG and on the policy to be adopted. A business plan can then be created to serve as a guide for a collective voyage to discover desirable AVG applications.
need to take short-term policy decisions and to instigate actions. The short-term approach is geared towards allowing a quick response to changes in the environment. An active, iterative approach is proposed regarding the medium and long term. This approach is intended to provide the authorities and others with the knowledge and instruments with which they can develop alternatives and consciously influence the direction of developments.
Cooperation
Assessing the potential of AVG will call for the coordination of forces, the concentration and dissemination of knowledge and understanding: in short, cooperation. The preliminary business plan can be developed further with all relevant and interested parties into an AVG Business Plan. This will provide a basis for determining whether AVG is desirable, and if so, how, in what form and under what conditions. It will help to determine the role for AVG in the overall transport system, and will provide an understanding of the instruments which can be deployed to influence the development of AVG.
A lot has happened in the nearly 100 years that we have been flying. Not only in terms of aircraft design and aero-engine technology; it is in fact the automatic pilot - computer systems combined with telematics which have taken over most of the flying tasks - which has made flying the safest mode of transport per passenger-kilometre, despite soaring air traffic volumes. And apart from the odd person with a chronic fear of flying, everyone finds it the most normal thing in the world.
This preliminary business plan is intended to formulate the right questions and to be helpful in answering these questions.
In most cases these are closed systems with their own dedicated infrastructure run by a single operator. In the Dutch 'Combi-Road' project (see box), semi-trailers are pulled by automatically controlled vehicles driving on their own separated (test) track. Some systems, such as those based on the 'Free Ranging On Grid' (FROG) system, permit a greater freedom of movement. This technology was developed for the automated/unmanned transportation of containers but is also used in other applications. For example at Schiphol airport where a 'Parking Hopper' uses this technology to carry passengers within the longterm parking area. And between the metro station Kralingse Zoom and the Bussiness Park Rivium in Capelle aan den IJssel, where a people mover will be operational shortly (see box next page).
COMBI-ROAD
The Netherlands is taking a leading role in developing AVG initiatives for freight transport. Combi-Road is a large-scale project in this field. Combi-Road is a new concept for transporting containers on semi-trailers, which for the time being uses a separate infrastructure with guide rails. The fully automated vehicles are powered electrically. Combi-Road reduces the number of vertical handlings because the container is transferred on its semi-trailer. This allows cost savings and ready integration into a multimodal transport concept. Combi-Road vehicles are designed for a speed of 50 km/hr, but are not subject to congestion, and can therefore play a role in 'just in time' systems. A test track of about 200m is available for the testing and demonstration of the system. In a follow-up project the guide rails will disappear with the introduction of the Magnet Marker Sensing System, a technology developed in the US. A 2 to 3km test track is foreseen so that the effects of driving in convoy can be tested. This will be used to assess the feasibility of applying Combi-Road on a large scale.
In the US, the National Automated Highway System Consortium (NAHSC) went ahead with the AHS demonstration which was mandated by the Intermodal Surface Transportation Efficiency Act. In August 1997 the technical feasibility of AHS was demonstrated to an international audience in San Diego. NAHSC concentrated on the complete automation of the driving task, but the establishment of the American Intelligent Vehicles Initiative (IVI) shifted the focus to subsystems capable of being deployed in the short term.
Platooning Fully automated control of cars at a highway is often associated with platooning. At the NAHSC demonstration in San Diego, in August 1997, the Path programme presented a platoon of eight 'hands and feet off' driving Buicks. Magnetic nails, placed at regular intervals in the road surface, guided the cars along their route.
At the heart of an ACC system is a sensor which measures the distance to the car ahead as the example in the picture illustrates (Prometheus, 1994): not a simple business, since bends, stationary objects at the roadside and rain or water spray must not be allowed to confuse the sensor. On the basis of speed relative to the car ahead and the difference between the measured distance and the desired distance set, the ACC controls the throttle and, depending on the particular model, the brakes and/or the gears in the case of automatic transmission. The present ACC concept is not intended to have a collision avoidance function. The system works for normal car following situations, but in cases where hard braking is needed, driver intervention is required.
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First of all, AVG requires equipment in vehicles, in particular sensors, instrumentation and control equipment. More advanced applications require an interaction between vehicles and the infrastructure, which must also therefore be provided with 'intelligence'. There will be a transitional period when not all vehicles will be equipped with on-board intelligent AVG systems, and those that are, not all to the same extent. Vehicles with AVG systems will be driving for some of the time on infrastructure modified to permit an interaction and for some of the time not. The rate of penetration of AVG system components into the vehicle fleet will obviously be related to the rate at which lorries, buses and cars are replaced. It may be that in some situations, perhaps in specific sections of the transport system, it is more sensible and desirable to take a revolutionary leap forward rather than to adopt a more gradual approach with lower benefits. In addition, it is necessary to keep an eye on the interface with developments in technology and policy in related areas such as dynamic traffic management, travel information, developments in engine technology and fuels. These factors all make the transition towards a more widespread and intensive application of AVG long and complex.
Karlsruhe
Stuttgart
Wendiingen
It was announced back in 1994 that the first ICCs would be seen on the European market in two years. Individual European car manufacturers are indicating that they will actually be offering ACC as an option on their top-of-the-range models. ACCs are already being used on Japanese roads on a limited scale. The effects of ACC on traffic flows and driver behaviour have been researched in a number of studies. Results vary from an improvement in the flow of traffic to a deterioration. There are also indications that ACCs have an effect on driving speed and on drivers' reaction times. The particular characteristics of the system (for example the set headway) and the percentage of vehicles equipped with ACC have an important influence on the effects.
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Side-effects
Unintended side effects can also occur. Local improvements in traffic flow may lead to problems being displaced, particularly in passing from intelligent infrastructure to traditional roads. The gain in comfort and convenience of driving as more road users have access to AVG can result in a general increase in road use. Another undesirable side-effect is that automation of sections of the road network may result in drivers becoming less experienced, which may serve them badly on non-automated sections of the road network.
High expectations
Despite this, AVG systems are expected to have a major impact on the 'regular' road network. The NAHSC (National Automated Highway System Consortium) in the US is talking of a two or three-fold improvement in traffic flow rates, fuel savings of 30% - with corresponding benefits in exhaust emissions - and a 50-80% reduction in accidents. There may of course not be the same potential for AVG in the Netherlands, where the traffic conditions and the transport system are different, and this will have to be studied. However AVG does appear to be a very effective traffic management tooi with enormous potential for enhancing traffic flow rates, reliability, safety and environmental quality. There also appear to be major potential economie benefits for industry and for society as a whole. Safety Many accidents are caused by human error. This can be reduced by AVG. This does place very stringent demands on system safety, however. Many small accidents could be replaced by major traffic disasters as in air traffic. Even if the result were a net increase in safety, it is questionable whether infrequent but major disasters would be acceptable to society. Another side-effect of AVG (in the case of partial automation) is that drivers might take extra risks: to compensate, as it were, the increased safety. Such a phenomenon occurs, for example, in the case of drivers of cars equipped with anti-lock braking systems.
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Particular attention needs to be paid to the automated transportation of dangerous goods in view of the risks to the environment and to areas close to transport routes. In the case of public transport, assumptions about subjective safety need to be considered. Efficiency Society finds it easier to accept AVG for freight than for passenger transport because the former poses (or is perceived to pose) significant traffic (and environmental) risks. AVG for freight transport promises to bring economie benefits. Particularly if vehicles have their own dedicated infrastructure, transport can be organised more efficiently, and can better support 'just in time' delivery. And driver costs can be reduced. AVG offers opportunities for public transport, in particular by increasing flexibility and reducing costs. There may be a reduction in employment for professional drivers. AVG may therefore be seen by them as a threat, but this need not be the case under all scenarios. Automated platoons of lorries (as in the European 'Chauffeur' project: see box) will allow drivers of the 'towed' vehicles to rest during a journey. Environment AVG can also cut the fuel consumption, and therefore costs, for conventional vehicles by ensuring a more even traffic flow and by improving air flow around the whole group of cars. There can also be side effects, however, which partially cancel out the benefits. Because of the assumed potential of AVG and the many possibilities for development, scenarios now need to be devised and plans prepared so that the maximum benefit can be reaped, and the potential adverse effects can be offset or avoided in good time.
CHAUFFEUR
The European Chauffeur project involves linking automated lorries electronically to a leading, conventionally driven lorry. Daimler-Benz and Iveco are developing a lorry which can function either conventionally or in an automated mode in a 'platoon' of this kind. There are plans to test the Chauffeur concept in the Brenner pass during 1998.
Since the drivers of the 'towed' lorries can rest during the journey without having to stop, time is saved during thejourney. The Chauffeur concept therefore cuts driver costs - by increasing efficiency - and lightens the task of the drivers.
^E - CHAUFFEUR
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Communications
While we assume that AVG can both make traffic safer and more efficint, and can increase user convenience, these potential benefits will not necessarily happen of their own volition. Communications - at the right moment, in the right way and with the right parties - is essential to make these developing concepts known, and to learn from the reactions of those involved.
These parties must be brought into the development, research and policy-making. The future users must also be informed, and will need to become involved before making use of possible AVG applications. AVG may initially be seen as infringing the freedom of road users. Success or failure in automating the driving task depends on the concept being accepted by the individual and by society as a whole. Communications will therefore have a vital role in implementing the plan, and must help to build user acceptance.
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Two-pronged approach
In order to produce a business plan which fully recognises the importance of Communications, a two-pronged approach is proposed. On the one hand practical projects will be carried out which act as a catalyst in developing expertise and cooperation amongst the various parties. These projects will include both the activities listed in the proposed approach and described below and pilot studies. On the other hand it is envisaged that a central body will be set up to act as focal point for coordination, the exchange of information and overseeing developments: an 'AVG Coordinating Body' which will act as a facilitative body, provide for coordination and the exchange of information, which would draw up, amend and implement the AVG Business Plan, and coordinate international action. The AVG Coordinating Body will not itseif carry out concrete pilot and other projects, but will play a part in promoting cooperation and coherence, facilitating Communications and, above all, the exchange of information between projects and to interested parties in government and elsewhere. Relations between the Coordinating Body and other existing and developing cooperative organisations should be taken into account.
Proposed approach
Three relevant timescales are regarded in the proposed approach: the short term - in relation to systems becoming available on the market within a few years; the medium term - within the planning term for new infrastructure, i.e. around ten years; the long term - with a horizon of more than ten years, during which new transport concepts may be developed and introduced. The proposed approach is based on the principle that 'thinking' (scenarios, concepts for development) and 'doing' (pilot projects) reinforce one another.
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Short term: reactive In order to properly take into account the AVG developments which emerge in the short term, an approach is proposed which allows a rapid response to changes in the environment. This 'reactive' approach has a short cycle of one or two years, and will provide the government and others with the knowledge and instruments they need to take short-term policy decisions and to instigate actions. The approach is geared towards mobilising existing knowledge and quickly generating the additional information needed. This allows a number of alternatives to be formulated and a Communications strategy to be developed. The choice of policy and, therefore, of policy actions is guided by an analysis of the manageability of the alternatives. This approach must of course be kept under review in relation to the vision for the medium and long term: it must be consistent and offer scope and flexibility within this framework.
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strategies) concepts for implementation assessment criteria and methods additional research and pilot projects
The reactive approach regarding the short term involves: knowledge acquisition (by mobilising existing information and developing new one), tools to assist decision-making and action, formulation of alternatives, development of Communications strategy, manageability analysis, policy decision(s), policy actions.
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An iterative, cyclical approach is proposed regarding the medium and long term, with the objective of influencing developments. In the meanwhile the Business Plan increases in magnitude and content. Thinking' (scenarios) and 'doing' (pilots) influence and reinforce one another.
Medium and long term: pro-active A pro-active, iterative approach is proposed regarding the medium and long term. This approach is intended to provide the authorities and others with the knowledge and instruments with which they can develop alternatives and consciously influence the direction of developments. Continuous monitoring of emerging technologies and describing the legal possibilities and constraints will generate the input needed to build scenarios and concepts for development. These can then be assessed in terms of their management aspects, behaviourai implications and acceptance, infrastructure and organisation. The same principle is proposed regarding both the medium and the long term. But decisions relating to the medium term are obviously the more urgent. The duration of each iterative cycle will therefore have to be shorter regarding the medium term than regarding the long term. (See flowchart above)
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IS
Theme 1: Technology 1.1 1.2 1.3 Monitor technology (vehicle and infrastructure) Formulate technology-independent performance criteria Develop tools, test system conditions
weight
Theme 2: Scenarios 2.1 2.2 2.3 2.4 2.5 Scenario development: final images and migration paths Concepts for development Pilots and demonstration projects Development of models for integrated effect quantification Identify promising avenues
weight
Theme 3: Stakeholders 3.1 3.2 Stakeholders analysis Analyze manageability of AVG developments
weight
7 1/2 X X
Theme 4: Legal aspects 4.1 4.2 Description of legal framework Legal case studies based on early forms of AVG
weight
Theme 5: User-related issues 5.1 5.2 5.3 5.4 Test for changes in traffic behaviour Expiore attitudes and acceptance Expiore behaviourai changes in car use Interaction between AVG/non-AVG
weight
8 72 X X X X
weight
5 1/2 X X
Possibilities and consequences for AVG on the secondary and urban road networks
Theme 7: Relationships 7.1 7.2 7.3 7.4 7.5 Establish an AVG Coordinating Body Establishment and positioning of Business Plan Coordinate international activities Develop Communications strategy Create communicable images of AVG
weight X X X X X
/2
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Cooperation
Assessing the potential of AVG will call for the coordination of forces, the concentration and dissemination of knowledge and understanding: in short, cooperation. The first step has been taken: an AVG Business Plan can be developed from the proposed approach. This will provide a basis for determining whether AVG is desirable, and if so, how, in what form and under what conditions. It will help to determine the role for AVG in the overall transport system, and will provide an understanding of the instruments which can be deployed to influence the development of AVG. Agreements will be needed on the form which cooperation is to take: those who will be involved, the distances to be maintained between the participants, who will undertake which of the (proposed) actions, in what sequence and at what pace. Also to be determined are the conditions for cooperation, whether an AVG Coordinating Body is needed and if so, what its roles and tasks should be. Relations between the Coordinating Body and other existing and developing cooperative organisations should of course be taken into account. Another matter requiring attention will be the growth path proposed in the preliminary business plan: as AVG policy takes shape and is implemented, the numbers of parties involved and actively participating will grow.
A five day symposium will run in parallel to the demonstrations. Politicians, policy makers, researchers, interest groups and the private sector are invited to give their opinion on AVG and to propose joint activities. At Demo'98, the progress of the voyage towards the AVG Business Plan is presented.
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Flight KL 662 has landed. Captain Jan Oosterlaan gets into the automated 'Parking Hopper', having completed the debriefing in the crew centre. He is conveyed in comfort to his car in the long-term car park.
Once in his car on the motorway, Jan switches on the cruise control. He has also got used to support systems in his car; he finds they help him to drive calmly, economically and comfortably. Fortunately his car is almost due for replacement. He is looking forward to having a car with the recently announced Adaptive Cruise Control. A new car with this feature will certainly earn his vote.
Colophon
A steering group and a project group were appointed to draw up this preliminary AVG business plan. The steering group consists of: P.H.L. Bovy R. Filarski/E.J. van de Kaa J. Godthelp G.R.M. Jansen S. Oppe C.W.A.O. van Raalten J.A. Rothengatter M.T. Zandstra (Chairman) Delft Technical University/TRAIL Transport Research Centre (V&W-AW) TNO Human Factors Research Institute (TNO-TM) TNO Traffic and Transport (TNO-VV) Institute for Road Safety Research SWOV Rijkswaterstaat (V&W-RWS) University of Groningen Directorate-General for Passenger Transport (V&W-DGP) The contact person at the Ministry of Transport, Public Works and Water Management Directorate-General for Passenger Transport is Mr. J.C. van der Zwart. The members of the project group are: B. van Arem K.A. Brookhuis M.J. Comet (project leader) T. Heijer V.A.W.J. Marchau A.P. de Vos H J. van Zuylen TNO Institute of Infrastructure, Transport and Regional 1 Vvelopment (TNO-Inro) University of Groningen Transport Research Centre (V&W-AW) Institute for Road Safety Research SWOV Delft Technical University/TRAIL TNO Human Factors Research Institute (TNO-TM) Transport Research Centre (V&W-AW)
For more information on the preliminary business plan contact Ms. M.J. Comet, Ministry of Transport, Public Works and Water Management, Transport Research Centre, telephone: (+31) (0)10-2825888. For more information on the cooperation in relation to the business plan, contact: Mr. J.C. van der Zwart, Ministry of Transport, Public Works and Water Management, DGP, telephone: (+31) (0)70-3516472. A more detailed version of the preliminary business plan (on which this booklet is based) can be requested from Ms. Comet. The full version of the preliminary business plan contains a detailed description of the proposed actions and a detailed account of the current state of the art in key AVG fields.
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Graphic design
Pictures/illustrations p.4/5: p.6: p.8/9: p.9: p.11: p.12/13: p.15/16/17: p.21: Gerald Stone, PATH Combi-Road Amsterdam Airport Schiphol Bill Stone, PATH Prometheus / Porsche Chauffeur project AVV / Drupsteen + Straathof Bureau DST
May 1998
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This is a publication of the Dutch Ministry of Transport, Public Works and Water Management in cooperation with:
RG
University of Groningen, Centre for Environmental and Traffic Psychology Institute for Road Safety Research SWOV
SM OII
xP.RAlL
The Netherlands Research School for Transport, Infrastructure and Logistics Netherlands Organisation for Applied Scientific Research
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