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WHAT AND WHY .....................................................................................................................2 Boundaries of a civilization .................................................................................................2 Periodization........................................................................................................................2 Syro-Mesopotamia and Mesopotamia and Syria: the basic elements ...........................2 Political history....................................................................................................................3 Can a dead civilization live? ............................................................................................3 Relevance of Mesopotamian history....................................................................................4
THE GROWTH OF POWER STRUCTURES:...........................................................................6 TOWARDS A THEMATIC HISTORY OF SYRO-MESOPOTAMIA ......................................6 2.1 A thematic approach to Mesopotamian history ...................................................................6 2.2 Structuralism and nominalism .............................................................................................7 2.3 The dynamics of political development in ancient Mesopotamia........................................7 2.4 The nature of progress .........................................................................................................9 2.5 The socio-economic dimension ...........................................................................................9 2.6 The significance of technology..........................................................................................10 2.7 The perceptual response ....................................................................................................10 THE ORDERED UNFOLDING:...............................................................................................12 METHODS OF ANALYSIS .....................................................................................................12 3.1 History and historiography ................................................................................................12 3.2 Synchrony and diachrony ..................................................................................................12 3.3 Science and humanism ......................................................................................................13 3.4 Generalization, generics, specialization.............................................................................13 3.5 The search for meaning .....................................................................................................14 3.6 The use of distributional classes ........................................................................................15 3.7 The dimensions of distributional analysis..........................................................................15 3.8 The nature of objectivity....................................................................................................16 3.9 Culture and experience ......................................................................................................17
Giorgio Buccellati
1.2 Periodization
Within the continuum of temporal process, where do we find thresholds from one phase to the next? The concept of revolution refers to the most marked threshold: in such case, a transformation from a given configuration of a cultural system to another such configuration happens quickly, and it affects a vast array of important components of the system. The concept of evolution refers to a more gradual development, without any clear single threshold, and without a concomitant transformation of many elements at once. Thus periodization is an abstract, theoretical framework, useful only within limits: it identifies stages which correspond to major permutations within a system. (To make an analogy with the personal lives of individuals: marked thresholds may be characterized by physical events, e.g., the birth and death of an individual are parallel to the establishment or destruction of a city; gradual transitions may be characterized by symbolic events, e.g., graduation or moving from one city to another as parallel to the signing of a treaty.)
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The main traits which give a specific identity to Syro-Mesopotamian civilization are as follows:
Geography: a common habitat, defined by geo-morphological and climatic characteristics (steppe, rivers, piedmont areas, rainfall, etc.).
Language: common linguistic traditions are defined by specific isoglosses which identify discrete languages (e.g., Sumerian) or dialects (e.g., Babylonian, Assyrian, etc.) Religion: a common pantheon, beliefs and cult (e.g., a specific god such as Enlil or a specific cultic building such as the ziggurat). Art and literature: common stylistic traits (e.g., the cylinder seals or the systematization of knowledge in lists). Society: common institutions in the articulation of power, distribution of wealth, social stratification (e.g., the bureaucratic scaffolding which supports the system of delegation of power or the merchant tradition).
Using these criteria, we can distinguish two major focal areas. In the early historical periods, between 3000 and 1500 B.C., Syro-Mesopotamia is a unified cultural area; after 1500 B.C., Mesopotamia and Syria are two distinct, though in many ways still closely related, cultural areas.
Giorgio Buccellati
Chapter 3 to the question about meaning. For now, I wish to stress that clearly Mesopotamia was not a dead civilization while it lived. Conversely, even a contemporary living person might appear to be quite dead if our methods of study fossilize it into a mere specimen. So: Mesopotamia was definitely a living civilization, and it is this life which we seek to describe. We do not reabsorb it into our living consciousness by recreating its socio-political system as if a borough of some sort of Fantasy Park. But we legitimately appropriate its values as we can objectively identify them from the record (more about objectivity in Chapter 3). An alternative concept is that of a broken tradition. Not only are there no living Mesopotamians today to relay their experience about Mesopotamian-ness. Not only have there not been any for more than two thousands years. What is even more important is that the documents of their civilizational existence were lost to our civilizational stream for the same period of time. In other words, for some two thousand years we knew little more than their name, and had no access whatsoever to their records until archaeology bridged the gap and resurrected the records and, through them, the civilization itself. Or, if we wish to use a less dramatic metaphor, it mended the break. Whatever the image, the fact is that through the discovery and interpretation of artifactual and textual records we have re-embedded the civilization itself, as a system, in our consciousness. This process of decoding and interpreting is particularly difficult when we are faced with such a long break. We may be more easily open to serious mistakes. But the process remains the same as with a contemporary society: our intellectual vision encompasses civilization as a whole, and we are only studying natural (hence living) civilizations, not artificial or dead ones.
discovery of relations and patterns. Second, substantively: there are major traditions which shape our own present political social being and which may be brought back to Mesopotamia. What has been said (G. Marcel) of the individual I am my own past is also true of a social group: the past irreversibly conditions the present. For this conditioning not to be determinant, we have to understand its nature, and thus mitigate or channel its impact. What psychoanalysis does to the individual, history does to the social group: not a mechanistic belief in a formula which may allow to predict the future from the past, but rather heightened awareness of our social being as it is conditioned by our social past. We will trace a link between a few such traditions and contemporary concerns especially with regard to the technology of communication (writing ~ computer), the extreme functionalization of man-to-man relationship (slavery ~ urban alienation), the progressive integration of tensional layers within ever widening structures (parallel growth of increasingly more complex social structures, with a tendency toward universal institutions), the use of managerial skills for group control (parallel consolidation of power by means of bureaucratic means).
Giorgio Buccellati
impact, whether positive or negative. So, rather than as a textbook, this Primer is meant to serve as an interpretive essay. Note that the two major textbooks (Roux and Oppenheim) and the lectures plus this Primer are meant to be used in a complementary fashion. I will not specifically integrate in class my point of view with that of the two books. In particular, I have not assigned portions to be read in conjunction with certain class presentations. I want it to be your task to integrate the readings with the lectures. This is part of your learning experience: contrast, compare, evaluate and achieve your own integration. Culture should not be poured in you as if in unchanging vessels: you must absorb culture and make it your own. Only thus will it become experience.
Giorgio Buccellati
stitutions, viewed as structural systems. There was a sustained pattern of growth which maintained through time a clearly discernible inner momentum: changes were only partially affected by external events, and were instead for the most part due to the natural evolution of intrinsic structural premises. The process began with the discovery of territorial bonds as the main cause for group solidarity: the earliest cities (by about 3000 B.C.) showed how such territorial communities could not only survive, but even be strengthened, once the fateful threshold was reached when face-to-face association was no longer possible within the community. The consolidation of power which derived from this development was momentous: the first cities were also the first states. These new centralized institutions, supported by writing and other technologies, helped to span ever larger political entities. First, the expanded territorial state (by about 2400 B.C.) brought several major urban centers under a unified political control, within geographically homogeneous boundaries. Then macro-regional states (by about 1500 B.C.) introduced new control mechanisms which allowed for partial local autonomy in the areas beyond the core, but asserted an effective centralization in matters such as warfare and taxation. The final stage was the universal state (the empire in the proper sense of the term, by about 700 B.C.), through which the entire civilized world (as it was then perceived) came to be vigorously integrated within a rigid administrative, and to some extent cultural, framework. Along the fringes of such a unilinear institutional progression, important variations also developed. The most important was steppe pastoralism, which began on the Middle Euphrates by the end of the third millennium. The socio-political constructs which accompanied this true revolution were the tribe as a unified human group whose solidarity did not depend on territorial contiguity among its members, and eventually the national state (by about 1200, especially in Syria-Palestine, where the best know examples were represented by the states of Israel and Judah). A fundamental dimension of this institutional development, which took place along parallel lines with the development of the territorial state, there is the phenomenon of ethnicity: I consider this to have started relatively late, and I believe we can pinpoint its origin in the late third millennium in the steppe regions of Syro-Mesopotamia. Such a dynamic development of political institutions is all the more remarkable when one considers the contrast with other aspects of Mesopotamian civilization, notably the religion, which were much more static.
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Giorgio Buccellati
they know each other without really knowing each other? The answer to such question helps to understand the political question: leadership both motivates, and is made possible by some sort of social integration. In other words, a king needs a power base as much as a large human group needs leadership. Another point about the social dimension that is important is the degree of adaptation either in time of crisis or in front of natural and ongoing intrusions (e.g., the foreigners). Here I will stress the open aspect of Mesopotamian society, which was resilient and receptive. The fundamental role of economy may be summed up under two headings. First, the rapid accumulation of wealth made for major disparities among individuals within the group, and provided additional means of control to the leadership. Those who controlled wealth controlled the people who produced the wealth. Second, trade served as a powerful stimulus to link up with foreign communities. This was a major thrust in expanding the tensionality beyond kin and ken, to ever wider reaches of the physical and human landscape.
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sidering the king as representative of the community in propitiating fertility, to using the written word for political propaganda). We will deal to a lesser degree with these factors, only because they are of such magnitude that they require a distinct treatment (specifically, they are covered in two other courses). We will deal instead at some more length with the way in which ideology was received by the members of the social group, i.e., with the perceptions that were held by the common people, and were skillfully fostered by the elite. For example, I will suggest that a critical dimension of the urban revolution was precisely in the way in which it impacted the collective psyche, as it were, of the population. Analogously, the growth of the scope of public institutions, from the city to the empire, can effectively be described, I submit, in terms of how people related to the territory in which they lived. Or again, technology (as already suggested above), may fruitfully be seen not only in terms of the concrete manipulation of physical resources or the improvements of tools, but also in the way in which social intercourse was affected by all this.
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Giorgio Buccellati
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sionality that had given rise to the first cities and the first states, on the implicit reach of this tensionality for ever wider outer limits, on the newly discovered sense of supra-territorial bonds among ethnic groups, on the reliance on a widely tested capillary system of public administration, and so on. These are more realistically its causes than the arrival of the Akkadians from the steppe or the romantic legends about Sargon.
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Giorgio Buccellati
Generalizations are powerful conceptual tools, but to be valid they can only rest on verifiable, specialized data; minute specialization, on the other hand, can only be brought into meaningful patterns through a generalized evaluation of the data themselves. Hence generalization and specialization are two indispensable components of a single polar system. The present survey attempts to give a generalized presentation of Mesopotamian political history, with a modicum of specialized documentation.
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Giorgio Buccellati
There are three major ranges within which the various levels of meaning cluster. (1) What I would call the UNIDIMENSIONAL approach establishes a one-to-one correlation among elements. An example from the field of language would be the lexical understanding of the Akkadian word arrum as king. An example from the field of institutions would be the use of chronology to place specific events at certain points in time (e.g., the year Hammurapi became king; the year Hammurapi established justice in the land; the year the canal Hammurapi-gives-prosperity was built; etc.). (2) The BIDIMENSIONAL approach establishes a correlation between two sets of elements. An example from language would be the semantic identification of arrum as the member of a set of words relating to public officials, this term referring to the official at the top of the pyramid. An example from the field of institutions would be the archival correlation of a list of year names with actually dated tablets, proving the actual presence of the king at the place where the tablets were found. (3) The PLURIDIMENSIONAL approach establishes a correlation among a variety of sets. An example from language would be the semiotic identification of arrum as referring to the person who claims primary responsibility for completing civil works, winning military campaigns, exercising supreme judicial functions, etc. An example from institutions would be the functional correlation of events that took place in different places during the same time period.
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distributional analysis). This type of self-declaration calibrates the rapport that intervenes, at the conscious level, between us and the data in our effort to build an interpretive synthesis. The calibration makes it easier for another observer to interpret in turn our interpretation, and this establishes an acceptable type of historical objectivity.