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Hepatocellular carcinoma (hcc) is the third leading cause of cancer-related death and accounts for as many as 500 000 deaths annually. Most patients with HCC also suffer from coexisting cirrhosis, which is the major clinical risk factor for hepatic cancer. HCC has been found to account for 80% of all primary liver cancers, being the fifth most common cancer worldwide.
Hepatocellular carcinoma (hcc) is the third leading cause of cancer-related death and accounts for as many as 500 000 deaths annually. Most patients with HCC also suffer from coexisting cirrhosis, which is the major clinical risk factor for hepatic cancer. HCC has been found to account for 80% of all primary liver cancers, being the fifth most common cancer worldwide.
Hepatocellular carcinoma (hcc) is the third leading cause of cancer-related death and accounts for as many as 500 000 deaths annually. Most patients with HCC also suffer from coexisting cirrhosis, which is the major clinical risk factor for hepatic cancer. HCC has been found to account for 80% of all primary liver cancers, being the fifth most common cancer worldwide.
Hepatocelular carcinoma Introduction: Hepatocellular carcinoma (HCC) is the third leading cause of cancer-related death and accounts for as many as 500 000 deaths annually being a considerable challenge for surgeons[1]. The incidence of HCC varies by geographic location from a relatively rare tumor, like those found in North America and Europe, to a very common and highly malignant tumor as occurs in sub-Saharan Africa and Southeast Asia. HCC has been found to account for 80% of all primary liver cancers, being the fifth most common cancer worldwide[1,2]. Most patients with HCC also suffer from coexisting cirrhosis, which is the major clinical risk factor for hepatic cancer and is correlated to hepatitis B virus or hepatitis C virus (HCV) infection[3]. However, cirrhosis from non-viral causes such as alcoholism, hemochromatosis and primary biliary cirrhosis are also associated with an elevated risk of HCC. Furthermore, concomitant risk factors such as HCV infection in addition to alcoholism, tobacco use, diabetes or obesity increase the relative risk of HCC development, as numerous studies in humans and animal models have shown[4-10]. The incidence of HCC varies by geographic area worldwide. Research has shown that Page 2 of 52
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Southeast Asia and sub-Saharan Africa have an incidence rate of HCC that ranges from 150 to 500 per 100 000 population, primarily because of the endemic nature of hepatitis B and C in those regions[11-13]. HCV accounts for almost 90% of all cases of HCC in Japan, and in China, hepatitis B infection is diagnosed in about 80% of patients with HCC[12-14]. In Europe and North America, however, despite a significantly lower incidence rate of 3 to 4 per 100 000 population, a distinct increase in cases of HCC has been reported as a result of intravenous drug use, unsafe sexual practices, and other causes[15-17]. Because of a lack of effective HCV vaccination, underlying HCV infection is largely responsible for that increase. As a result of the interval between the onset of infection and the development of liver cirrhosis, the incidence of HCV-related HCC will continue to increase over the next few years[18]. In contrast to Asian populations, the percentage of Western patients with HCC but without underlying cirrhosis is considerable, and the development of HCC in cirrhotic individuals in the West is associated with a wider spectrum of underlying diseases. In the West, the percentage of virally engendered cirrhosis is lower than that in Asian regions, but alcohol-toxic or cryptogenic hepatic dam- age is observed more frequently in Western countries[14]. Thus, the etiologic pattern of HCC in Western regions Page 3 of 52
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of low risk for that disease differs appreciably from that in Southeast Asia and sub-Saharan Africa. Surgery, including liver transplantation (LT), still remains the most important therapeutic approach for patients with HCC. Over the past few decades, considerable progress has been made in the diagnosis and surgical treatment of HCC. In fact, tumors are now often identified at an early stage[19,20], surgery is safer with an acceptable overall mortality rate (in cirrhotic patients < 5%), being characterized by a good long-term survival[21,22] and results of LT have steadily improved because of careful patient selection[23]. However, HCC is still associated with a high rate of mortality and prognosis of this tumor is poor even when treatment has been considered potentially curative[ 24,25]. This brief report summarizes the current status of the management of this disease and includes a short description of a new pharmacological approach in HCC treatment.
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STAGING: Various classification systems are available for HCC. The Barcelona Clinic Liver Cancer (BCLC) classification has emerged during recent years as the standard classification that is used for trial design and clinical management of patients with HCC[26,27]. This classification has been approved by EASL and the AASLD [24,28] and has subsequently been corroborated in clinical studies [29,30]. The BCLC staging system was constructed on the basis of the results obtained in the setting of several cohort studies and randomized controlled trials by the Barcelona group. The main prognostic factors of this staging system are related to tumor status (defined by the number and size of nodules, the presence or absence of vascular invasion, and the presence or absence of extrahepatic spread), liver function (defined by the Child-Pugh score system, serum bilirubin and albumin levels, and portal hypertension), and general health status [defined by the Eastern Cooperative Oncology Group (ECOG), classification and presence of symptoms]. On the other hand, aetiology is not an independent prognostic factor. The BCLC classification links stage stratification with a recommended treatment strategy and defines standard Page 5 of 52
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of care for each tumor stage (Figure 1). Patients with very early HCC (stage 0) are optimal candidates for resection. Patients with early HCC (stage A) should be considered for radical therapy [resection, LT, or local ablation via percutaneous ethanol injection (PEI) or radiofrequency (RF) ablation]. Patients with intermediate HCC (stage B) have been found to benefit from transarterial chemoembolization (TACE). Patients with advanced HCC, defined as the presence of macroscopic vascular invasion, extrahepatic spread, or cancer-related symptoms (ECOG performance status 1 or 2) (stage C), have recently been found to benefit from Sorafenib treatment[31,32]. Patients with end-stage disease (stage D) will receive symptomatic treatment. Treatment strategy will transition from one stage to another on treatment failure or contraindications for the procedures.
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HCC TREATMENT OPTIONS: Liver resection: Pre-treatment imaging studies such as computed tomography and magnetic resonance imaging, either with or without angiography, can be used to match patients with their most appropriate treatment. Positron emission tomography is also useful in the identification of extrahepatic metastases which considerably influence clinical decision-making. These types of studies aid in detecting intrahepatic and extrahepatic disease as well as vascular invasion. Knowledge about the relation of the tumour to regional anatomic structures such as large vessels is crucial because it provides valuable information about resectability. Furthermore, volumetric studies can be used to define the residual parenchyma exactly. The determination of hepatic reserve is also significant when resection is considered. The healthy liver has a great capacity for regeneration and adjusts to the metabolic requirements of the host after liver resection due to hypertrophy of the residual liver. Partial hepatectomy usually ensures a safety margin of at least one centimeter and is associated with an operative mortality rate of less than 5%[33,34]. For patients with inadequate or borderline remnant parenchyma, hypertrophy of the prospective Page 7 of 52
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liver remnant can be induced by preoperative portal vein embolization[35]. However, the use of portal vein embolization to induce compensatory hypertrophy of healthy liver before major resection is controversial. Uncontrolled tumour progression as a result of the proliferation of malignant cells stimulated by this method and the risk of variceal bleeding resulting from acute portal hypertension should be carefully considered and for that reason this procedure raises some concerns[36]. In certain circumstances, an unfavourable location of the tumour and involvement of the confluence of the three hepatic veins and either the caval vein or the retrohepatic caval vein can render resection by conventional techniques impossible. In these rare cases, special techniques such as in situ or ante situm resection can be used[37]. The overall long-term results after resection are favourable. However, only 20% to 30% of patients with HCC are eligible for resection because of advanced or multifocal disease or inadequate functional hepatic reserve[ 38]. In patients with solitary lesions of less than 5 cm, no vascular invasion, and a negative surgical margin of at least 1 cm, the 5-year survival rate after resection has been reported to be greater than 70%[39]. In a series consisting of 68 patients with HCC and non-cirrhotic liver, an overall 5-year survival rate of 40% was achieved even Page 8 of 52
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when extensive resection had been performed[40]. Similar results were observed in a large series in which patients with HCC and non-cirrhotic liver demonstrated a survival rate of 58% after 3 years and 42% after 5 years[41].
Despite earlier detection, safer surgical procedures and more aggressive treatment of HCC, recurrence, as a result of multicentric carcinogenesis or intrahepatic metastases from the primary tumour may occur. In selected patients, repeat resection provides good long-term benefits and is an option for those with solitary peripheral tumors that can be treated with segmental or atypical resection. In patients with adequate functional reserve capacity and no extrahepatic tumour growth, the 5-year survival rate after repeat resection has been reported to be as high as 86%[42]. Liver Transplant: LT is one of the best treatment approaches for HCC in patients who fulfil the selection criteria (solitary tumors of less than 5 cm and up to three tumour nodules, each of which is smaller than 3 cm)[23]. First, it removes the tumour with the widest margin together with any intrahepatic metastasis. Second, it cures the underlying cirrhosis that is responsible for both hepatic decompensation and metachronous tumour after partial hepatectomy. Page 9 of 52
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Finally, it allows the histologic examination of the entire liver explant for the most accurate pathologic staging. Study results have generally shown a significantly higher probability of survival in patients with incidentally discovered tumors, no vascular invasion, a negative nodal status, a tumour size of less than 5 cm, and a tumour of lower histologic grade[43-48]. The 5-year reported survival rate is around 26% after resection and 69% after transplantation in cirrhotic patients with HCC[43]. The decisive prognostic factor for patients with HCC is vascular invasion, which no system of medical imaging can accurately demonstrate at this time[49]. Therefore, the preoperative prognosis is still based on the number and size of tumour nodes demonstrated, due to the evidence that vascular invasion has been found to be correlated to tumour size and number[44]. Because of the present lack of organs available, an accurate estimation of the patients prognosis is important and not every patient with HCC and cirrhosis can be treated with LT. Thus the need to obtain the optimal benefit from the limited number of organs available has prompted adherence to strict selection criteria, so that only those patients with early HCC and the highest likelihood of survival after transplantation are listed to undergo that procedure (Figure 1). Page 10 of 52
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Excellent 5-year post-transplant patient survival of at least 70% has been reported from many centres[50,51]. In another study, excellent results were achieved in patients with solitary lesions of a maximum diameter of 6.5 cm, patients with a maximum of three lesions (the largest of which was no larger than 4.5 cm), and those who had no more than 8 cm in diameter in all tumour nodes. The 1-year and 5-year survival rates of these patients were as high as 90% and 72%, respectively[52]. Even if the selection criteria for LT to treat HCC could be expanded, the current shortage of liver grafts and the lack of data defining the new limits for LT in patients with HCC makes the attempt to expand the listing criteria a very controversial issue. As a result of expanded listing criteria, the inclusion of patients with more advanced cancer may result in a higher dropout rate that in turn leads to poor survival rates in an intentto- treat analysis[53,54]. In their recent publication, Mazzaferro and colleagues[ 55] developed a new prognostic model that could be used to expand the Milan criteria and help identify patients whose odds of survival could be improved by having a liver transplant. Using the up-to-seven criteria, where seven is the maximum number obtained by adding the size of the largest tumour (in centimeter) to Page 11 of 52
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the total number of tumors, the report indicates that the 5-year survival in patients without microvascular invasion was 71.2%, similar to patients who met the Milan criteria. The researchers conclude: more patients with HCC could be candidates for transplantation if the current dual (yes/no) approach to candidacy, based on the strict Milan criteria, was replaced with a more precise estimation of survival contouring individual tumour characteristics and use of the up-to-seven criteria. Stage 0 PST 0, Child-Pugh A Stage A-C PST 0-2, Child-Pugh A-B Stage D PST > 2, Child-Pugh C Early stage (A) Single or 3 nodules < 3 cm, PS 0 Intermediate stage (B) Multinodular, PST 0 Advanced stage (C) Portal invasion, N1, M1, PST 1-2 Very early stage (0) Single < 2 cm Carcinoma in situ End stage (D) Page 12 of 52
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HCC Single Portal pressure/bilirubin Normal Resection Increased Associated diseases 3 nodules 3 cm No Yes Liver transplantation (CLT/LDLT) PEI/RF TACE Sorafenib Curative treatments (30%) 5-yr survival: 40%-70% Randomized controlled trials (50%) Median survival 11-20 mo Symptomatic treatment (20%) Survival < 3 mo Figure 1 Barcelona Clinic Liver Cancer staging classification and treatment schedule[27]. 3212 ISSN 1007-9327 CN 14-1219/R World J Gastroenterol July 14, 2009 Volume 15 Number 26 www.wjgnet.com Therefore, the ultimate therapeutic choice should always result from the analysis of each individual case and should be based on the experience and judgment of Page 13 of 52
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the transplant team and not just on the statistical results derived from the literature. The wait for a graft to become available still presents the greatest challenge. Methods of neoadjuvant therapy (PEI, RF, TACE) may be used to provide tumour control in patients on a waiting list for LT. Patients can reach a prognostically unfavourable stage because of tumour progression with subsequent deterioration of their clinical profile while waiting and may no longer fulfil the criteria for LT[52]. As a result, these patients should be removed from the waiting list, indeed about 50% of HCC patients who were initially candidates for LT will become ineligible for transplantation if the median waiting period exceeds 1 year[53,56]. Strategies to increase the donor pool and diminish the tumour progression rate have become a priority in many centres. In the United States, the United Network for Organ Sharing proposed a new system to allocate patients on the list according to the Model for End-Stage Liver Disease score[57]. This change gives priority to patients to minimize drop-out rates and has improved the access to timely liver transplant for patients with HCC[58]. Recent advances in adult living-donor liver transplantation (LDLT) may produce a drastic change in the role of transplantation surgery for HCC. This Page 14 of 52
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option enables patients to avoid the long waiting time before transplantation and consequently to reduce the dropout rate. The keynote of living donation in patients with HCC and cirrhosis is supported by these factors:
(1) Better graft function, because each graft is obtained from a healthy person; (2) Better clinical condition of the patient at the time of transplantation; (3) Optimal organ harvest, conservation, and reduced cold ischemia time; (4) A significantly reduced waiting time.
Whether LDLT is indicated in patients with HCC that exceeds the Milan criteria remains controversial[59,60]. A recent survey of transplant surgeons from North America, Europe, and Asia revealed that 41% of the respondents favoured LDLT for use in patients with HCC that exceeds the Milan criteria[61]. Patients who no longer fulfil the criteria because of tumour size or the number of tumour nodes may still retain the option of LDLT. Because a potential 5-year survival rate of around 50% in patients whose LT is justified by extended criteria has been described[53], transplantation would offer a better chance of survival than would all other therapeutic options. Page 15 of 52
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However, evidence-based universal guidelines for this important issue have not been established. Primary graft failure and the risk to the donor present ethical concerns that cannot be disregarded. Donor deaths and other complications, such as insufficiency of the donors remaining liver (which required subsequent transplantation), have been reported[62]. Furthermore, some data also suggest the need to have a better evaluation of the donor, including liver histology[63]. The complication rate for LT in North America and Europe ranges between 9.2% and 40% for the donor, and the mortality risk in donors is still 0.3% to 0.61%[64,65]. In contrast, data in Japan showed a complication rate of 12% with no perioperative deaths in living liver donors[66]. Meticulous surgical techniques and perioperative management, lean body mass in individual Japanese donors, and genetic factors were given as possible explanations for the zero transplant-related mortality rate in Japan. In general, however, morbidity after living liver donation strongly correlates with the expertise of the staff of the transplant centre. Therefore, a combination of surgical expertise and thorough, individualized medical and psychological evaluations is vital to ensure the lowest morbidity rate and best outcome, not only in the recipient, but also in the donor. Page 16 of 52
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Locoregional procedures and chemotherapy: Percutaneous ablation: For patients who are not candidates for liver resection or transplantation, percutaneous ablation offers the best treatment option. However, to our knowledge, there are no randomized controlled clinical trials that have compared the results of this treatment option with those of surgical therapy for HCC, and none of the ablation techniques have been shown to offer a definitive survival advantage. The principle of ablation is based on the destruction of tumour cells by the application of chemical substances, such as ethanol, or by using RF or laser to modify the temperature in the tumour via the delivery of heat. Of all those techniques, PEI has been the most investigated[67]. In individuals who do not fit the optimal surgical profile, PEI is as effective as surgery and is associated with a 5-year survival rate as high as 72% if the accurate selection of patients is performed[68,69]. The low rate of procedure-related complications and the low cost of PEI are additional advantages. The main drawback of this technique is the need for repeated injections in separate sessions and the inability to achieve complete necrosis in larger tumors. Page 17 of 52
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In that regard, RF ablation has been shown to be more effective in achieving complete necrosis in tumors larger than 2 cm and to require fewer treatment sessions[70]. RF ablation involves the delivery of energy created by RF waves to tumors to induce thermal damage and coagulative necrosis. Study results have shown that RF ablation is superior to PEI in terms of causing complete tumour necrosis (90% vs 80%) and in the number of required treatments (1.2 vs 4.8)[71]. However, RF ablation causes more complications such as pleural effusion, bleeding, and tumour seeding than does PEI[71,72]. In addition, the effectiveness of RFA decreases as the tumour size exceeds 3 cm. Chemoembolization: This approach can be used before liver resection to improve resectability, as a bridge to LT while awaiting organ availability, or as a palliative treatment, and it may offer patients with preserved liver function and no evidence of ascites a survival advantage[ 73]. Chemoembolization is based on the principle of arterial obstruction (obstruction of the hepatic artery during angiography via the use of agents such as an absorbable gelatin sponge, alcohol, etc, to induce ischemic tumour necrosis). This technique is effective because the growth of HCC depends primarily on the hepatic artery Page 18 of 52
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blood supply, but the healthy hepatic parenchyma has a dual blood supply (85% is supplied by the portal vein, and the remainder is supplied by the hepatic artery). The injection of a chemotherapeutic agent [usually cisplatin, doxorubicin hydrochloride (Adriamycin), or mitomycin C] before arterial obstruction (transcatheter arterial embolization) results in TACE, a method by which regionally elevated levels of these agents in the liver can be achieved while concomitant systemic toxicity is avoided. When compared with controls, patients treated with TACE exhibited a decrease in tumour size of 16% to 61% and a 1-year survival advantage as high as 82%[74-77]. Systemic treatment: A number of systemic chemotherapies have been evaluated in many clinical trials. Unfortunately, no single agent or combination of agents given systemically leads to reproducible response rates that show beneficial effect of systemic chemotherapy on survival rates[78]. Tamoxifen, octreotide, interferon, and interleukin-2 have not been shown to be effective in treating HCC in randomized controlled clinical trials[79,80]. The increasing knowledge in the molecular structure of HCC as well as the introduction of molecular targeted therapies in oncology have created an encouraging trend in the management of this Page 19 of 52
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disease[81]. These targeted molecular therapies are aimed at growth factors and their receptors, intracellular signal transduction and cell cycle control. Recent positive results from a preliminary study of the receptor tyrosine kinase inhibitor, sorafenib, have been reported in the treatment of HCC[31,32]. This oral multikinase inhibitor action of several kinases (VEGF, PDGF, c-kit receptor, Raf) involved in both tumour cell proliferation (tumour growth) and angiogenesis (tumour blood supply).
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CONCLUSION: Novel treatment options based on an improved understanding of the molecular pathogenesis of HCC have been proposed. Nonetheless a substantial improvement in the outcomes of intermediate and advanced stage HCC is expected with the advent of these targeted therapies, used in combination with surgical or locoregional therapies. LT still remains an important treatment approach for HCC and is a well-documented and proven treatment modality for this disease. However, early unsatisfactory results have emphasized that only a highly selected patient population would benefit from transplantation. Pretransplantation therapies and the development of novel agents to prevent progression of HCC in patients awaiting LT are needed. Promotion of organ donation is necessary, the role of new systemic therapy is now becoming a new and interesting option in the treatment of patients with HCC, but LDLT as the dominant strategy will continue to escalate.
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does not adversely impact survival. Hepatology 2001; 33: 1394-1403 53 Yao FY, Bass NM, Nikolai B, Davern TJ, Kerlan R, Wu V, Ascher NL, Roberts JP. Liver transplantation for hepatocellular carcinoma: analysis of survival according to the intention-to-treat principle and dropout from the waiting list. Liver Transpl 2002; 8: 873-883 54 Roayaie S, Haim MB, Emre S, Fishbein TM, Sheiner PA, Miller CM, Schwartz ME. Comparison of surgical outcomes for hepatocellular carcinoma in patients with hepatitis B versus hepatitis C: a western experience. Ann Surg Oncol 2000; 7: 764-770 55 Mazzaferro V, Llovet JM, Miceli R, Bhoori S, Schiavo M, Mariani L, Camerini T, Roayaie S, Schwartz ME, Grazi GL, Adam R, Neuhaus P, Salizzoni M, Bruix J, Forner A, De Carlis L, Cillo U, Burroughs AK, Troisi R, Rossi M, Gerunda GE, Lerut J, Belghiti J, Boin I, Gugenheim J, Rochling F, Van Hoek B, Majno P. Predicting survival after liver transplantation in patients with hepatocellular carcinoma beyond the Milan criteria: a retrospective, exploratory analysis. Lancet Oncol 2009; 10: 35-43 56 Sarasin FP, Giostra E, Mentha G, Hadengue A. Partial hepatectomy or orthotopic liver transplantation for the treatment of resectable hepatocellular carcinoma? A cost- Rampone B et al . Hepatocellular carcinoma 3215 www.wjgnet.com effectiveness perspective. Hepatology 1998; 28: 436-442 57 Saab S, Wang V, Ibrahim AB, Durazo F, Han S, Farmer DG, Yersiz H, Morrisey M, Goldstein LI, Ghobrial RM, Busuttil RW. MELD score predicts 1-year patient survival postorthotopic liver transplantation. Liver Transpl 2003; 9: 473-476 58 Yao FY, Bass NM, Ascher NL, Roberts JP. Liver transplantation Page 28 of 52
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for hepatocellular carcinoma: lessons from the first year under the Model of End-Stage Liver Disease (MELD) organ allocation policy. Liver Transpl 2004; 10: 621-630 59 Helton WS, Di Bisceglie A, Chari R, Schwartz M, Bruix J. Treatment strategies for hepatocellular carcinoma in cirrhosis. J Gastrointest Surg 2003; 7: 401-411 60 Bruix J, Llovet JM. Prognostic prediction and treatment strategy in hepatocellular carcinoma. Hepatology 2002; 35: 519-524 61 Van Kleek EJ, Schwartz JM, Rayhill SC, Rosen HR, Cotler SJ. Liver transplantation for hepatocellular carcinoma: a survey of practices. J Clin Gastroenterol 2006; 40: 643-647 62 Pomfret EA. Early and late complications in the right-lobe adult living donor. Liver Transpl 2003; 9: S45-S49 63 Cuomo O, Perrella A, Pisaniello D, Marino G, Di Costanzo G. Evidence of liver histological alterations in apparently healthy individuals evaluated for living donor liver transplantation. Transplant Proc 2008; 40: 1823-1826 64 Broering DC, Wilms C, Bok P, Fischer L, Mueller L, Hillert C, Lenk C, Kim JS, Sterneck M, Schulz KH, Krupski G, Nierhaus A, Ameis D, Burdelski M, Rogiers X. Evolution of donor morbidity in living related liver transplantation: a single-center analysis of 165 cases. Ann Surg 2004; 240: 1013-1024; discussions 1024-1026 65 Trotter JF, Wachs M, Everson GT, Kam I. Adult-to-adult transplantation of the right hepatic lobe from a living donor. N Engl J Med 2002; 346: 1074-1082 66 Umeshita K, Fujiwara K, Kiyosawa K, Makuuchi M, Satomi S, Sugimachi K, Tanaka K, Monden M. Operative morbidity of living liver donors in Japan. Lancet 2003; 362: 687-690 67 Livraghi T, Giorgio A, Marin G, Salmi A, de Sio I, Bolondi L, Pompili M, Brunello F, Lazzaroni S, Torzilli G. Page 29 of 52
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Hepatocellular carcinoma and cirrhosis in 746 patients: long-term results of percutaneous ethanol injection. Radiology 1995; 197: 101-108 68 Ryu M, Shimamura Y, Kinoshita T, Konishi M, Kawano N, Iwasaki M, Furuse J, Yoshino M, Moriyama N, Sugita M. Therapeutic results of resection, transcatheter arterial embolization and percutaneous transhepatic ethanol injection in 3225 patients with hepatocellular carcinoma: a retrospective multicenter study. Jpn J Clin Oncol 1997; 27: 251-257 69 Lau H, Fan ST, Ng IO, Wong J. Long term prognosis after hepatectomy for hepatocellular carcinoma: a survival analysis of 204 consecutive patients. Cancer 1998; 83: 2302-2311 70 Lin SM, Lin CJ, Lin CC, Hsu CW, Chen YC. Radiofrequency ablation improves prognosis compared with ethanol injection for hepatocellular carcinoma < or =4 cm. Gastroenterology 2004; 127: 1714-1723 71 Livraghi T, Goldberg SN, Lazzaroni S, Meloni F, Solbiati L, Gazelle GS. Small hepatocellular carcinoma: treatment with radio-frequency ablation versus ethanol injection. Radiology 1999; 210: 655-661 72 Livraghi T, Solbiati L, Meloni MF, Gazelle GS, Halpern EF, Goldberg SN. Treatment of focal liver tumors with percutaneous radio-frequency ablation: complications encountered in a multicenter study. Radiology 2003; 226: 441-451 73 Llovet JM, Real MI, Montaa X, Planas R, Coll S, Aponte J, Ayuso C, Sala M, Muchart J, Sol R, Rods J, Bruix J. Arterial embolisation or chemoembolisation versus symptomatic treatment in patients with unresectable hepatocellular carcinoma: a randomised controlled trial. Lancet 2002; 359: 1734-1739 Page 30 of 52
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74 Llovet JM, Bruix J. Systematic review of randomized trials for unresectable hepatocellular carcinoma: Chemoembolization improves survival. Hepatology 2003; 37: 429-442 75 Poon RT, Fan ST, Tsang FH, Wong J. Locoregional therapies for hepatocellular carcinoma: a critical review from the surgeon's perspective. Ann Surg 2002; 235: 466-486 76 Lo CM, Ngan H, Tso WK, Liu CL, Lam CM, Poon RT, Fan ST, Wong J. Randomized controlled trial of transarterial lipiodol chemoembolization for unresectable hepatocellular carcinoma. Hepatology 2002; 35: 1164-1171 77 Ferrari FS, Stella A, Pasquinucci P, Vigni F, Civeli L, Pieraccini M, Magnolfi F. Treatment of small hepatocellular carcinoma: a comparison of techniques and long-term results. Eur J Gastroenterol Hepatol 2006; 18: 659-672 78 Schwartz JD, Schwartz M, Mandeli J, Sung M. Neoadjuvant and adjuvant therapy for resectable hepatocellular carcinoma: review of the randomised clinical trials. Lancet Oncol 2002; 3: 593-603 79 Chow PK, Tai BC, Tan CK, Machin D, Win KM, Johnson PJ, Soo KC. High-dose tamoxifen in the treatment of inoperable hepatocellular carcinoma: A multicenter randomized controlled trial. Hepatology 2002; 36: 1221-1226 80 Yuen MF, Poon RT, Lai CL, Fan ST, Lo CM, Wong KW, Wong WM, Wong BC. A randomized placebo-controlled study of long-acting octreotide for the treatment of advanced hepatocellular carcinoma. Hepatology 2002; 36: 687-691 81 Villanueva A, Newell P, Chiang DY, Friedman SL, Llovet JM. Genomics and signaling pathways in hepatocellular carcinoma. Semin Liver Dis 2007; 27: 55-76 S- Editor Cheng JX L- Editor Webster JR E- Editor Zheng XM
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J Gastroenterol 2009; 44[Suppl XIX]:136141 DOI 10.1007/s00535-008-2252-z Molecular targeted therapy for hepatocellular carcinoma MELANIE THOMAS Di vi s i on of Hematol ogy/Oncol ogy Hol l i ngs Cancer Center, Medi cal Uni vers i t y of South Carol i na, Charl es ton, SC 29425, USA A majority of patients with HCC present with advanced disease and are not candidates for li ver transplantation, surgical resection, or regional therapy. Systemic cytotoxic chemotherapy agents are mi nimally eff ective, can have signif icant toxicity, and have not been shown to improve patient survi val. Hepatocell ular carci nomas are inherently chemotherapy-resistant tumors and are known to overexpress the multidrug resistance genes. Hepatocell ular carci noma is a very heterogeneous disease in terms of its etiol ogy, molecular carcinogenic mechanisms, and biol ogical behavior, which complicate our abil ity to identify rational molecul ar therapeutic targets. Nearl y every pathway invol ved in carcinogenesis i s altered to some degree in HCC. Changes in hepatocyte growth factor expression, i ntracellul ar signali ng, protease and matrix metalloproteinase expression, and oncogene expression are seen in HCC. The recent demonstration, in randomized cli nical trials, of survival benefit f or HCC patients treated with the oral agent sorafenib is encouraging progress i n the development of molecularly targeted anticancer agents in HCC. Page 32 of 52
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Key words: hepatocellular carcinoma, HCC, chemotherapy, targeted therapy Introduction Hepatocellular carcinoma (HCC) is potentiall y curable by surgical resection and l iver transplantation. However, the majority of patients present with advanced-st age disease, which is most commonly accompanied by severe background l iver disease. Hence, surgery i s feasibl e for only a small fraction of pati ents with localized disease, and li ver transplantation is severel y l imited by the availability of li ver donors. Systemic cytotoxic therapies have demonstrated a very l imited impact on the natural history of advanced HCC (Table 1). A 1997 metaanalysis evaluati ng the results of 37 randomized cl inical trials of systemic and regional chemotherapy in 2803 HCC patients concl uded that nonsurgi cal therapies were inef fective or mi nimally effective at best. 1 Chemotherapy resistance in HCC Cancer cel ls, includi ng HCC cells, often have i ntrinsic drug resistance mediated via enhanced cel lular drug effl ux of several cytotoxic agents. This phenomenon is associated with i ncrease in a drug transporter f amily, the adenosi ne triphosphate-bindi ng cassette proteins that include MDR1, p-glycoprotei n (p-gp), and the multidrug resistance protei n (MRP). 2, 3 Both these are upregulated in HCC. 2, 4 Upregulation of MDR1 accompanied by a decrease i n doxorubicin accumulation levels has been reported i n certain HCC cel l li nes. 5 The H19 Page 33 of 52
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gene is thought to i nduce p-gp expressi on and MDR1- associated drug resistance i n HCC cells through regulating MDR1 promoter methylation. 5 Also, coexpression of p53 and p-gp may contribute to HCC chemoresi stance in HCC cell li nes. 6 In addition, recent evidence suggests that hypoxia, MDR1 expression, and an angiogenic HCC phenotype may be interacting. 7, 8 Topoisomerase IIa encodes an enzyme that is the target for anticancer chemotherapeutic agents such as doxorubicin, and mutations are associated with resistance. 9 There is upregulation of topoisomerase IIa i n doxorubicin-resistant HCC cell li nes, and its expression is associated with an aggressive tumor phenotype. 10 Finall y, large HCCs commonly develop areas of central necrosis, whi ch may i nterfere with drug delivery t o the growing tumor. Recei ved: J une 24, 2008 / Accepted: Jul y 3, 2008 Repri nt request s t o: M. Thomas M. Thomas: Mol ecul ar targeted therapy for HCC 137 Thus, to improve the outcome f or patients with advanced HCC, alternatives to traditi onal cytotoxi c chemotherapy agents are clearly needed. Recently, molecular characterization of HCC has led to the recogniti on of defined aberrant signal ing pathways, which helped i n subsequent development of targeted agents as potential choices for the treatment of this disease.
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Molecular therapeutic targets in hepatocellular carcinoma In HCC, several crucial intracell ular signaling pathways such as the Ras/Raf/Mek/Erk pathway and PI3k/Akt/ mTOR pathway, in addition to several growth and angiogenic factors/receptors such as epidermal growth factor receptor (EGFR), platelet-deri ved growth f actor receptor (PDGFR), fibroblast growth factor recept or (FGFR), and vascular endothel ial growth factor receptor (VEGFR), have been recognized. Subsequently, targeted agents have entered cl ini cal trials i n HCC patients, and this is of particular signif i cance for HCC in l ight of the lack of existing effective systemic therapy for this cancer. The growth of HCC depends on stimulatory effects of various growth factors, whi ch bi nd to tyrosine kinase receptors and hence activate various intracell ular signal ing pathways that subsequently l ead to tumor cel l prolif eration, survival, migration, and metastasis. Both the extracellular growth factors and the i ntracell ular signali ng pathways represent potential molecular targets for therapy of HCC. However, the antiangiogenic pathway looks promisi ng i n HCC.
Targeting growth factors in hepatocellular carcinoma The epidermal growth factor receptor (EGFR) is frequently expressed i n human hepatoma cell s, and EGF may be one of the mitogens needed for the growth of Page 35 of 52
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hepatoma cells. 11, 12 Several strategies have been tested in HCC: one is through usi ng a neutralizing monoclonal antibody such as cetuximab, and another is usi ng a small molecule tyrosine kinase i nhibitor such as gefi ti nib and erloti nib, as demonstrated i n HCC cell cultures. 13, 14 Erlotinib is an oral ly acti ve and selecti ve inhibitor of the EGFR/HER1-related tyrosine kinase enzyme. EGFR/ HER1 expression was detected in 88% of the patients in a phase II study of erl otinib. 15 In two phase II studies Tabl e 1. Summary of sel ected cl inical t rial s in patients with advanced hepatocel l ul ar carcinoma (HCC) Study Regi men Phase Sampl e size Response rate (%) Median survi val (months) Cyt ot oxi c chemot herapy Yeo et al . 59 PIAF vs. adriamycin 3 94/94 20. 9 vs. 10. 5 8. 6 vs. 6. 83 Mok et al . 60 Nol atrexed vs. doxorubicin 2 37/17 0 4. 9 vs. 3. 7 Posey et al . 61 TI38067 vs. adriamycin 2/3 169/170 NA 5. 7 vs. 5. 6 Gish et al . 62 Nol atrexed vs. doxorubicin 3 444 1. 4 vs. 4. 0 5. 5 vs. 8 (P ! 0. 0068) Patt et al . 30 Thal idomide 2 37 6% 6. 8 Pastorel l i et al . 63 Pegyl ated doxorubicin gemcitabine 2 35 23% 8. 8 Page 36 of 52
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Target ed bi ol ogi cal t herapy Ll ovet et al . 53 Sorafenib vs. pl acebo 3 602 2. 3% 10. 7 vs. 7. 9 (P ! 0. 00058) Abou-Al fa et al . 36 Sorafenib 2 137 2. 2 9. 3 Phil ip et al . 16 Erl otonib 2 38 9% 13 Thomas et al . 15 Erl otonib 2 40 0% 10. 75 Thomas et al . 64 Bevacizumab erl otonib 2 40 25% 15. 65 (CI48-78) Ramanathan et al . 65 Lapatinib 2 30 5% 6. 2 Gruenwal d et al . 66 Cetuximab 2 32 0% NR Zhu et al . 67 Cetuximab 2 30 0% PFS 6 weeks; OS 22 weeks O Dwyer et al . 68 Gef i ti nib 2 31 3% PFS 2. 8; OS 6. 5 Combi nati on cyt ot oxi c bi ol ogi cal t herapy Sun et al . 69 Capecitabine, oxal ipl atin, bevacizumab 2 30 11% PFS 5. 4 Louafi et al . 70 GEMOX Cetuximab 2 43 23% 9. 2 Zhu et al . 42 GEMOX bevacizumab 2 33 20 9. 6 PI AF, ci s pl ati num, i nt erf eron, doxorubi ci n, and 5- f l uorour aci l ; OS, overal l s ur vi val ; GEMOX, gemci tabi ne, oxal i pl ati n; PFS, progres s i on- f ree s urvi val ; TTTF, ti me to t reatment f ai l ure; NR, not report ed 138 M. Thomas: Mol ecul ar target ed therapy for HCC of this agent, the response rates were 10%, but the disease control rate was "50%, and median survival times were 10. 75 and 13 months, respectivel y. 15, 16 Other studies of anti-EGFR agents in HCC are summarized in Table 2. Rationale for antiangiogenic therapy of hepatocellular carcinoma The cancer cell has been the only target of anticancer Page 37 of 52
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therapy for more than 50 years. However, the cancer cell is geneti cally unstable, and mutations accumulate. On the other hand, antiangiogenic therapy targets endothelial cel ls that are geneticall y stable. The genetic stability of endothel ial cells may make them less susceptible to acquired drug resistance. As a resul t, angiogenesis inhibitors are emerging as a new class of therapeutic agents. The role of angi ogenesis i n the initial progression from a premalignant tumor to a cancer prompted investigators to study the role of VEGF in the natural history of HCC. 17 In 1999, a group of researchers suggested that the degree of tissue VEGF expression increased according to the stepwise development of HCC. 18 In addition, studies have shown that VEGF was frequently expressed in HCC. In a quantitative analysis study, VEGF expression was demonstrated in 63. 9% of encapsulated HCC and 78. 3% of nonencapsulated HCC. 19 Another study reported VEGF tissue expression i n HCC of 88. 8%. 20 Notably, studies have suggested a correlati on bet ween the degree of tissue VEGF expression and the i ntensity of both the magnetic resonance signal and the computed tomographic enhancement of the hepati c artery, which represent radiologic vascular signals. 2123 Hence, the hypervascular nature of HCC has led to increasing interest in exploring the potential of antiangi ogenic therapy i n this disease. Tabl e 2. Ongoing cl inical t rial s of systemic ant iangiogenic therapy in HCC Page 38 of 52
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Regimen Study phase Patient popul ation Trial #/sponsor AZD2171 II Unresectabl e or metastatic HCC NCT00238394 NCI AZD-2171 II Unresectabl e l ocal l y advanced or metastatic HCC NCT00427973a Massachusetts General Hospital /NCI Bevacizumab II Unresectabl e or metastatic HCC NCT00162669 Institute Gusatve Roussy Bevacizumab Erl otinib II Unresectabl e HCC NCT00242502 M. D. Anderson Cancer Cent er Bevacizumab Erl otinib II Unresectabl e or metastatic HCC NCT00287222 University of Arkansas/Genentech Bevacizumab Erl otinib II Advanced unresectabl e HCC NCT00365391 Mayo Cl inic/NCI Bevacizumab Sirol imus I Unresectabl e l ocal l y advanced or metastatic HCC NCT00467194 NCI BMS-582664 vs. Doxorubicin II Unresectabl e, l ocal l y advanced or metastatic HCC NCT00355238 Bristol -Myers Squibb BMS-582664 I Advanced HCC with varying l evel s of hepatic impairment NCT00437424a Bristol -Myers Squibb Page 39 of 52
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Sorafenib tegafur/uracil (UFUR) II Unresectabl e l ocal l y advanced or metastatic HCC NCT00464919 National Taiwan University Hospital Doxorubicin s sorafenib II Unresectabl e or metastatic HCC NCT00108953b Bayer Pazopanib I HCC NCT00370513 Gl axoSmithKl ine Sunitinib II Unresectabl e l ocal l y advanced or metastatic HCC NCT00361309 Massachusetts General Hospital Sunitinib II Unresectabl e HCC NCT00247676 Pfi zer Thal idomide III Local l y advanced or metastatic HCC NCT00225290 TTY Biopharm Thal idomide tegafur/uracil (UFUR) II Unresectabl e l ocal l y advanced or metastatic HCC NCT00384800 Far Eastern Memorial Hospital a Not open yet b No l onger recrui ti ng pati ents M. Thomas: Mol ecul ar targeted therapy for HCC 139 Page 40 of 52
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Clinical trials of antiangiogenic agents in hepatocellular carcinoma Several vascular targeted agents, includi ng thalidomide, suniti nib, sorafenib, and bevacizumab, have been tested in advanced HCC (see Tables 1, 2). The thalidomide mechanism was not clearly known but was thought to be partly based on its antiangi ogenic effects. 2426 Nevertheless, several cli nical trials of thal idomide alone or i n combination with epirubici n or interf eron showed rare responses rangi ng from 0% to 6. 3%. 2733 A recent report in abstract form of 19 pati ents treated with oral t halidomide 200 mg/day continuously showed a 6-month progression-free survi val of 41%. 34 Suniti nib, an oral multikinase inhibitor, exerts an antiangiogenic ef fect by targeting VEGFR and plateletderived growth factor receptor (PDGFR) tyrosine kinases. A phase II study of suniti nib al one in 19 patients with unresectable or metastatic HCC reported a partial response in 1 patient. 35 Sorafenib, an oral multiki nase inhibitor, exerts an antiangiogenic ef fect by targeting VEGFR and PDGFR tyrosine kinases. It exerts its ef fect through targeting Raf/MEK/ERK signaling at the level of Raf ki nase and exerts an antiangiogenic eff ect by targeting VEGFR-2/ -3. A phase II study of Soraf enib alone i n advanced HCC showed 2. 2% partial and 5. 8% minor response. 36 Recently, a randomized, placebo-controlled phase III trial of Sorafenib in advanced HCC reported a 2. 8- Page 41 of 52
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month improvement in median overal l survival [hazard ratio (HR), 0. 69; 95% confi dence i nterval (CI), 0. 55 0. 87; P ! 0. 0006] along with increased time to progression and disease control rate. 37 Bevacizumab is a recombinant, humanized monocl onal antibody that targets VEGF and may augment chemotherapy administration by making tumor vasculature less permeable and decreasing the elevated tumor interstitial pressure. 38, 39 Two recent phase II trials of bevacizumab alone in advanced HCC suggested an improved disease control, with one reporti ng a partial response rate of 12. 5% with a di sease control rate (PR SD) of 67%. 40, 41 Bevacizumab was also combined with gemcitabine and oxali platin in a phase II trial of advanced HCC with an overall response rate of 20%. 42 A phase II trial of bevacizumab capecitabine as a fi rst-l ine treatment for advanced HCC recently reported a response rate (CR PR) of 16% (95% CI, 4. 5%36. 1%) and disease control rate (CR PR SD) of 60% (95% CI, 38. 7%78. 9%), with a median overal l survival of 10. 7 months (95% CI, 5. 314. 7) and median progression- free survi val (PFS) of 4. 1 months. 43 In addition, a phase II study of advanced or unresectable metastatic HCC treating 30 patients with bevacizumab, oxal i platin, and capecitabine reported an 11% response rate with mean PFS of 5. 4 months. 44 An ongoing phase II, singlearm, open-label trial of bevacizumab and erl otinib in 29 Page 42 of 52
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patients with unresectable HCC recently showed a 22% response rate. 45 There is a number of ongoing cli nical trials of diff erent vascular targeted agents in HCC (see Table 2). Preclinical studies of agents that target other foci which interact with VEGF, such as hypoxia-inducibl e fact or (HIF)-1 alpha and APRIL (a proli feration-i nducing ligand), have shown promising results with reduced VEGF expression in HCC cell cultures. 46, 47
Additional molecular pathways targeted in HCC clinical trials Mitogen-activated protein kinase pathway The mitogen-acti vated protein kinase (MAPK) pathway incl udes a cascade of phosphorylation of four maj or cellular ki nases, ras, raf, mitogen-activated protei n kinase (MAP), and extracell ular signal -regulated kinase (ERK), which is responsible mainly for cellular di f ferentiation and prol iferati on signal transduction. These intermediates are f ound to be high in both HCC cell lines and human specimens. 4851 Notably, for Ras proteins to be competent for signal transduction, posttranslational modifi cation by incorporation of farnesyl and geranylgeranyl groups is required. One of the inhi bitors of farnesyl transferase has been developed to prevent prenylation of Ras proteins: ABT-100, whi ch has been shown to prevent the development of chemically induced HCC in rats. 52 Raf ki nase inhibitor Bay-439006 Page 43 of 52
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(sorafenib), a therapeuti c agent that targets this pathway, is currently the most promising molecular targeting drug for HCC that has undergone phase I, II, and III trials. It targets both raf and vascular endothelial growth factor receptor (VEGFR). A phase II trial of sorafenib demonstrated antitumor activity i n advanced HCC patients. This study did not meet its primary endpoint of response on the basis of World Health Organization (WHO) criteria, with a response rate of 2. 2%. However, 33. 6% of patients had stable disease f or at least 4 months, with many showing central tumor necrosis. 36 On the basis of the encouraging overal l survival of 9. 2 months reported i n the phase II trial , a placebocontroll ed international trial was completed i n HCC patients with ChildsPugh A cirrhosis. 53 The results concl uded that sorafenib offers a survi val advantage compared with placebo (10. 7 months vs. 7. 9 mont hs, HR 0. 69; 95% CI, 0. 55 to 0. 87). This may be comparable to survi val observed with other biol ogical agents (see Table 2). 140 M. Thomas: Mol ecul ar target ed therapy for HCC PI3K/AKT/mTOR pathway (phosphoinositide-3 kinase/ protein kinase B/mammalian target of rapamycin) Activation of PI3K subsequently activates Akt kinase, which phosphorylates and inactivates several proapoptotic proteins. This activity in turn leads to a number of downstream events that are responsible for cell ul ar proli feration Page 44 of 52
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and apoptosis and is cl osely li nked to the cell cycle. 54, 55 This pathway is known to be upregulated in a subset of HCC patients. Furthermore, mTOR is a downstream of Akt that regulates cell ular translational activities through the eukaryotic initiation factor 4E-binding protein-1 (4E-BP1) and the 40s ribosomal protein S6 kinase (p70s6k); these are l inked with the translation of mRNAs of genes regulating cell proli feration and angiogenesis, such as c-myc, cycl in D1, and HIF-1. 56 Rapamycin is an antibiotic that inhibits mTOR and is cl ini call y used as an immunosuppressive drug to prevent graft rejection. It was shown to possess activity against HCC cell l ines. 57, 58 References 1. Si monet ti RG, Li ber at i A, Angi ol i ni C, et al . Treat ment of hepatocel l ul ar carci noma: a s ys temat i c r evi ew of randomi zed cont rol l ed tri al s . Ann Oncol 1997; 8: 11736. 2. Ng I O, Li u CL, Fan ST, et al . Ex pres s i on of P- gl ycoprotei n i n hepatocel l ul ar car ci noma. A det er mi nant of chemother apy res pons e. Am J Cl i n Pathol 2000; 113: 355 63. 3. Endi cot t J A, Li ng V. The bi ochemi s t ry of P- gl yco protei nmedi ated mul t i drug r es i s t ance. Annu Rev Bi ochem 1989; 58: 137 71. 4. Par k J G, Lee SK, Hong I G, et al . MDR1 gene ex pr es s i on: i ts ef f ect on drug r es i s t ance to doxorubi ci n i n human hepatocel l ul ar carci noma cel l l i nes . J Natl Cancer I ns t 1994; 86: 7005. 5. Ts ang WP, Kwok TT. Ri bor egul ator H19 i nducti on of MDR1- as s oci at ed drug res i s tance i n human hepatocel l ul ar car ci noma cel l s . Oncogene 2007; 26: 487781. Page 45 of 52
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