Abdominoperineal Resection for Squamous Cell Anal Carcinoma:
Survival and Risk Factors for Recurrence Jeremie H. Lefe`vre, MD 1 , Hele`ne Corte, MD 1 , Emmanuel Tiret, MD 1 , David Boccara, MD 2 , Marc Chaouat, MD 2 , Emmanuel Touboul, MD 3 , Magali Svrcek, MD, PhD 4 , Magalie Lefrancois, MD 1 , Conor Shields, MD 1 , and Yann Parc, MD, PhD 1 1 Department of Digestive Surgery, Hopital Saint-Antoine, AP-HP, Universite Pierre et Marie Curie, Paris, France; 2 Department of Plastic Surgery, Hopital Saint-Louis, AP-HP, Universite Diderot Paris VII, Paris, France; 3 Department of Radiotherapy, Hopital Tenon, AP-HP, Universite Pierre et Marie Curie, Paris, France; 4 Department of pathology, Hopital Saint-Antoine, AP-HP, Universite Pierre et Marie Curie, Paris, France ABSTRACT Background. Despite the results of combined chemora- diation therapy for anal canal squamous cell carcinoma (SCC), up to 30 % of patients will undergo abdominoper- ineal resection (APR). The aim of this study was to evaluate oncologic outcomes, survival, and recurrence, following APR for anal canal SCC performed in a single center over a 13-year period. Methods. All patients who underwent APR for anal canal SCC between 1996 and 2009 were retrospectively inclu- ded. Demographic data, details on treatments, pathological report, and follow-up were noted. Survival curves were plotted using the KaplanMeier method and potential prognostic factors were evaluated using Cox proportional hazards models. Results. A total of 105 patients (77 women) were inclu- ded. Indications for APR included tumor persistence (n = 42; 40 %), recurrence (n = 55; 52.4 %), or a con- traindication to radiotherapy (n = 8; 7.6 %). Median follow-up was 33.3 months (range, 1.5174.3 months). Overall survival and disease-free survival were, respec- tively, 61 and 48 % at 5 years. In multivariate analysis, tumor stage (T3 or T4), positive margin on pathologic examination and existence of distant metastases at the time of the surgery were associated with a poor prognosis. The indication for APR (persistent vs recurrent disease), gen- der, concurrent HIV infection, or performance of a VRAM ap did not inuence OS or DFS. Overall recurrence rate was 42.6 % (n = 43 of 101). The type of recurrence did not exert a signicant effect on survival (p = .4571). Conclusion. This study describes the largest single series of APR for anal carcinoma. Major prognostic factors for survival and recurrence were T status and involved margin. The 5-year overall survival was 60 %. Since the pioneering work of Nigro et al., primary rad- ical surgery for anal canal squamous cell carcinoma (SCC) has been superseded by combined chemotherapy and radiation therapy, resulting in 5-year survival rates of up to 80 % and a median overall survival of 7.6 years. 16 Despite these results of nonsurgical therapy, up to 30 % of patients will undergo abdominoperineal resection (APR) for persistence after radiotherapy or tumoral recur- rence. 711 Long-term survival rates range widely from 40 to 60 %, reecting the heterogeneity in neoadjuvant ther- apy and the individual characteristics of both patients and tumors. The formulation of guidelines on the management of these patients is confounded by the small size of the published series, and the length of time over which patients were accrued. 10,12 Some prognostic factors are well established, including an involved margin or tumor size. 10,13 However, other factors, such as the indication for APR (recurrence vs persistence), are still ill dened. 10,14,15 The aim of this study was to evaluate oncologic out- comes, survival, and recurrence, and to identify prognosis features following APR for anal canal SCC performed in a single center over a 13-year period. Society of Surgical Oncology 2012 First Received: 27 June 2011; Published Online: 24 July 2012 J. H. Lefe`vre, MD e-mail: jeremie.lefevre@sat.aphp.fr Ann Surg Oncol (2012) 19:41864192 DOI 10.1245/s10434-012-2485-1 METHODS AND PATIENTS All patients who underwent APR for anal canal SCC between January 1996 and November 2009 were included. The diagnosis of SCCwas conrmed by biopsy and histology in all cases. Demographic data, details on neoadjuvant treatment, surgical procedure, signicant perioperative and postoperative events, and histology were collated and reviewed. Follow-up was obtained using clinic les for patients followed in our department or with telephone inter- views by a physician (JHLand HC) for the remaining patients (calling family doctor/GP or patient himself/herself). Management of anal tumor was based upon current rec- ommendations: after a rst clinical examination, an initial radiation dose of 4046 Gy was delivered. Patients were then evaluated 45 weeks after with regard to response and if a complete or nearly complete tumor ([50 %) regression was achieved, a complementary radiotherapy to a total dose of 6064 Gy was delivered. Conversely, if the tumor response was questionable after 4046 Gy, or in presence of radiation-induced morbidity (rectovaginal stula, major fecal incontinence) the patient underwent APR. After completion of radiotherapy, a persistent ulceration or a re-emergence of the lesion within 6 months of radiotherapy was classied as residual disease, while lesions appearing after 6 months post-therapy were classied as a recurrence. Surgical Procedure APR was performed in a manner described previously. 14 Briey, extensive resection, when indicated, included posterior colpectomy for women and partial prostatectomy for men (removing a signicant portion of the gland if needed). Primary closure with omentoplasty, pedicalized on the left gastroepiploic vessels, was performed when possible. When not feasible, reconstruction was performed with a vertical rectus abdominis muscle (VRAM) ap, as described before. 16 The original technique, which Taylor described, has been modied to include an oblique paddle to allow a larger area of skin to be harvested for recon- struction. The VRAM ap has been performed since 1999 in our department. Preoperative assessment for the ap includes ultrasound examination to verify the patency of the inferior epigastric vessels. No coloperineal anastomosis was performed during the study period. Patients were followed up every 6 months during the rst 5 years with a clinical exam, blood test (SCC Ag), and a radiologic exam (CT scan/ultrasound alternatively). Statistical Analysis Results are presented as mean standard deviation and were subjected to t test. Contingency tables were analyzed by chi-square test. A p value of \.05 was regarded as signicant. Survival curves were plotted using the Kaplan Meier method. 17 Potential prognostic factors were evalu- ated using Cox proportional hazards models. 18 For each outcome, factors achieving a p value\.20 in the univariate analysis were included in a multivariable model. A back- ward stepwise variable selection procedure was used to remove factors with p value [.05 in the multiple model. Analyses were carried out using StatView software (Ver- sion 5, 19921998, SAS Institute Inc., Cary, NC). RESULTS Patient Cohort Between 1996 and 2009, 105 consecutive patients underwent an APR for SCC of the anal canal. No patients were excluded fromthe study. The clinical, pathological, and neoadjuvant treatment data are summarized in Table 1. There were 77 women (73.3 %). All but 8 patients received radiotherapy or radiochemotherapy prior to surgery. Of these 8 patients, 7 had previously undergone radiotherapy [endo- metrial cancer (n = 2), cervical cancer (n = 3), ovarian cancer (n = 1), seminoma (n = 1)], while the last patient was deemed unt due to systemic sclerosis. Radiotherapy was combined with 5FU (n = 70) and/or cisplatin (n = 64). Indications for APR included tumor persistence (n = 42; 40 %), recurrence (n = 55; 52.4 %), or a con- traindication to radiotherapy (n = 8; 7.6 %). Details of the surgical procedure and histology are described in Table 2. TABLE 1 Patient characteristics before abdominoperineal resection for anal cancer (n = 105) n (%) Women 77 (73.3 %) Body mass index (kg/m 2 ) 23.9 14.9, 22.7 (1639) HIV-infection 12 (11.2 %) Age at the time of diagnosis 57.9 12.9, 55.5 (30.386.1) TNM stage at the time of diagnosis 83 (79 %) Stage I 1 (0.95 %) Stage II 37 (44 %) Stage IIIA 26 (35.2 %) Stage IIIB 18 (17.1 %) Stage IV 1 (0.95 %) Not available 22 (20.9 %) Neoadjuvant treatment Radiotherapy 99 (92.5 %) Mean dose (Gy) 56.1 18.4, 60 (072) Concomitant chemotherapy 77 (73.3 %) Results are expressed as the mean standard error, median (range) for continuous variables and N (%) for categorical variables Abdominoperineal Excision for Anal Canal Cancer 4187 The VRAM technique was mainly used in patients with T3 or T4 stage disease [35 of 51 (68.6 %) vs 16 of 51 (31.4 %); p = .005]. The incidence of involved margins on histological examination was not statistically different between the 2 perineal closure techniques: 23.5 % (n = 12 of 51) in the VRAM group and 13.2 % (n = 7 of 53) in the remaining patients (p = .06). There was a trend toward a higher rate of histological margin involvement in the T3 T4 cohort (14 of 57, 24.6 %) than in the T0T2 group (5 of 48, 10.4 %), (p = .0607). Mortality and Morbidity The mortality rate 2 months after surgery was 2.1 % (n = 2). The 2 patients died at 45 and 51 days of septic complications. Also, 35 patients had at least 1 complication (33.3 %), resulting in 21 reoperations (20 %). Morbidity was due to perineal wound problems in 50 % of the patients, leading to 11 early reinterventions. Other reasons were small bowel obstruction (n = 4) and various causes (n = 5) (i.e., cholecystitis, wound hernia, ureteral drainage, stoma refection, Bartholinitis). Overall and Disease-Free Survival Mean follow-up time, starting from the time of surgery, was 44.3 37.2 months, with a median of 33.3 months (range, 1.5174.3). It was comparable between patients who had APR for recurrence and for persistence of the disease (p = .3378). Follow-up fromthe time of diagnosis was either comparable between the 2 indications of APR (55.6 40.3 months for patients with a persisting tumor vs 67.0 39.3 months for patients with a tumoral recurrence, p = .1645). Overall survival (OS) and disease-free survival (DFS) curves are shown in Fig. 1a. OS and DFS were, respectively, 85 and 84 % at 1 year, 66 and 58 % at 3 years, and 61 and 48 % at 5 years. Median OS was 77.7 months, and median DFS was 40 months. There were 6 patients who died of unrelated disease processes [trauma (n = 2); stroke (n = 2), pancreatic cancer (n = 1), hepatocellular carcinoma (n = 1)]. The 5-year cancer-specic survival was 65.8 %. Univariate and multivariate analysis for OS and DFS are reported in Table 3. In the multivariate analysis, tumor size (T3 or T4), positive margin on pathologic examination and existence of distant metastases at the time of the surgery were associated with a poor prognosis. The impact of involved margins on overall survival is shown on Fig. 1b. The 5-year survival was 69 % for patients with a R0 resection, and zero for patients with an invaded margin (p \.0001). The indi- cation for APR (persistent vs recurrent disease), gender, concurrent HIV infection, or performance of a VRAM ap did not inuence OS or DFS. OS was not signicantly dif- ferent between patient operated on for persisting tumor or a recurrent cancer even with follow-up starting at the time of diagnosis and not the time of surgery (Fig. 1c). However, the 8 patients operated on without chemoradiotherapy (RCT) had a signicant worse prognosis (p = .041). Recurrence Overall recurrence rate (after exclusion of the 4 patients with synchronous metastatic disease at the time of surgery) was 42.6 % (n = 43 of 101). Recurrences were located in local area [n = 17 (16.8 %)], inguinal nodes (n = 12; 11.9 %), or distant metastasis (n = 14; 13.9 %). The type of recurrence did not exert a signicant effect on survival as shown in Fig. 1d (p = .4571). Risk factor analysis for local or distant recurrence is detailed in Table 4. TABLE 2 Surgical procedure and histological ndings (N = 105) Characteristics n (%) Age at the time of surgery (years) 59.5 12.8, 57.3 (31.688) Delay between the diagnosis and the APR (months) 15.3 14.9, 11.6 (0.492.4) Associated procedures Posterior colpectomy 60/77 (77.9 %) Partial prostatectomy 4/30 (13.3 %) Hysterectomy 4/77 (5.2 %) Ovariectomy 2/77 (2.6 %) Partial resection of the coccyx 1 (1 %) Partial resection of the bulbo-cavernous muscle 1 (1 %) Cystoprostatectomy 1 (1 %) Iliac nodes resection 2 (2 %) Hepatic metastasectomy 3 (2.8 %) Wound healing procedures Omentoplasty 46 (42.9 %) VRAM 51 (48.6 %) Cecoplasty 4 (4.2 %) Immediate perineal closure 97 (90.6 %) Hospital stay 26.7 14.5, 19 (8260) Histological results Stage 0 14 (13.3 %) Stage I 10 (9.5 %) Stage II 36 (34.3 %) Stage IIIA 32 (30.5 %) Stage IIIB 11 (10.5 %) Stage IV 4 (3.8 %) Resection R0 86 (81.9 %) Resection R1 19 (18.1 %) Results are expressed as the mean standard error, median (range) for continuous variables and N (%) for categorical variables VRAM vertical rectus abdominis muscle 4188 J. H. Lefe`vre et al. DISCUSSION In the present work, we report the oncologic results of patients undergoing APR in a large cohort of 105 patients over a 13-year period. This series is one of the largest ever published on the surgical results of APR for anal canal SCC. Overall survival was 60 % at 5 year with a major inuence of T stage, histological margins, and presence of distant metastases. The indication of APR (i.e., recurrence or persisting tumor) was no longer a prognostic factor. Recurrence rate was 40 %, and the location of the recur- rence did not inuence survival. SCCof the anal canal accounts for only 12 %of all lower gastrointestinal cancers and nearly 4 % of anorectal carci- nomas (included anal and low rectal cancer). 19 The gold standard treatment is chemoradiotherapy, but mutilating surgery such as abdominoperineal resection (APR) is still required in about 30 % of patients for persistent or recurrent disease. 7,10,20 Because of the relative infrequency of this carcinoma, many studies examining APR for anal canal cancer contain small numbers or include patients accrued over a very long period of time, inducing a certain degree of bias. Initial studies even described different conclusions regarding the impact of the indication (i.e., recurrence or persistence) of the APR. 14,15 We have already published on the inuence of the VRAM ap on perineal healing after APR. 21 The present series allowed analysis of inuencing factors on survival and recurrence following APR. Regarding overall survival in this study, 60 % at 5 years compares favorably with recent studies that report a range of 5264 % (Table 5). 10,12,15 However, in other series, patients with rT3 or rT4 tumors comprised only between 13 and 35 %. In this series, such patients represent more than half of the cohort (n = 57; 54.3 %) indicating favorable survival despite the tumor size. Comparison on the basis of histology is not easy, as in many series, the details of the postoperative pathology are not provided. 12,15,22,23 In the present study, the main factors inuencing sur- vival and recurrence were T status, margin status, and the presence of metastases at the time of surgery. These factors OS DFS 1.00 0.75 0.50 0.25 100 0 Time (months) a Percent survival 20 40 60 80 R0 R1 1.00 0.75 0.50 0.25 100 0 Follow-up (months) b Percent survival 20 40 60 80 Persistance Recurrence No RCT 1.00 0.75 0.50 0.25 100 0 Follow-up (months) c Percent survival 20 40 60 80 Inguinal Local Metastatic 1.00 0.75 0.50 0.25 100 0 Follow-up (months) d Percent survival 20 40 60 80 FIG. 1 a Overall survival (OS) and disease-free survival (DFS) curves. b Impact of tumoral margin on overall survival (p \.0001). c Overall survival from the time of diagnosis and depending on the indication of abdominoperineal resection (p = .041). d Overall survival depending on the site of recurrence, log-rank test (p = .4571) Abdominoperineal Excision for Anal Canal Cancer 4189 are also identied in other series. 13,2325 The impact of an involved margin is signicant with a 5-year survival of 0 % in this study. This observation emphasizes the importance of optimal surgical technique and the requirement for aggressive resection (if necessary, larger tissue resection, colpectomy, or prostatectomy). The performance of large resections facilitated by ap reconstruction may explain the absence of macroscopic residual tumor tissue (R2) in this cohort with advanced tumors. Multivariable analysis of factors inuencing tumor recurrence revealed that resection margin (R1) and the size of the tumor (T3 or T4) had a signicant impact. Despite larger tumors and a greater degree of R1 margin involve- ment in the VRAM ap cohort, overall survival did not differ from the primary closure cohort. With regard to the inuence of HIV infection on overall survival and disease-free survival, we did not nd a sig- nicant inuence, in contrast to other studies. 26 The indication for APR (i.e., recurrence or persisting disease), previously described as a signicant prognostic factor, was not found in the present study to demonstrate an impact upon survival. 14,15 This result is probably explained by the larger number of patients included in our cohort. Indeed, Mariani et al. included 83 patients and did not nd that the indication for APR impacted upon survival. 10 Even with a follow-up starting from the time of diagnosis, the survival was similar between patients with a recurrence or a per- sisting tumor, while one could have expected a longer survival for patients with a recurrent tumor. In the present series, patients with an APR without neoadjuvant radio- chemotherapy had a signicantly worse survival than the remaining patients. Moreover, the indication of APR had no inuence on the localization of the recurrence. T status and involved margins are denitively the major prognosis factors. Accordingly, further studies are needed to assess the role of preoperative treatment and eventually the indications for adjuvant chemotherapy after APR if histology reveals involved margins. To improve survival and recurrence results for these patients, a therapeutic option could be to improve number of R0 resection, with enlarging resection margins (which is easier with the ap reconstruction). Another possibility could be a better TABLE 3 Univariate and multivariate analysis of overall and dis- ease free survival (N = 105) Variable Univariate analysis p value Multivariate analysis p value 95 % CI Overall survival Sex .65 Recurrence .3477 Age [56 .7019 VIH .9636 VRAM .5286 yp T3T4 .0005 .0056 2.76 (1.35.6) N? .0798 NS M1 .03 .0006 9.2 (2.632.7) R1 \.0001 .0003 3.9 (1.98.0) Disease-free survival Sex .4913 Recurrence .3345 Age [56 .2754 VIH .6463 VRAM .4291 yp T3T4 .0001 .028 2.5 (1.44.6) N? .0164 NS M1 \.0001 \.0001 10.6 (3.531.7) R1 \.0001 \.0001 4.1 (2.17.7) NS not signicant, 95 % CI 95 % condence interval TABLE 4 Multivariate analysis of risk factors of recurrences after APR Variable Univariate analysis p value Multivariate analysis p value 95 % CI Local recurrence Gender .9198 Age [56 .1683 NS VIH .5257 No VRAM .4562 Tumoral recurrence .4994 yp T3T4 .0011 .0142 4.2 (1.413.3) N? .0010 NS R1 \.0001 \.0001 7.2 (2.917.9) Metastatic recurrence Gender .5049 Age [56 .3235 VIH NA No VRAM .0189 NS Tumoral recurrence .7233 yp T3-T4 .1932 NS N? .1379 NS R1 .2805 Inguinal recurrence Gender .4311 Age [56 .1118 NS VIH .4215 No VRAM .1650 NS Tumoral recurrence .4028 yp T3T4 .0001 .0029 6.9 (1.924.4) N? .0072 .0285 2.9 (1.17.6) R1 .003 NS NS not signicant, 95 % CI 95 % condence interval 4190 J. H. Lefe`vre et al. preoperative staging, today better with the use of MRI, to adapt preoperative treatment and extent of resection. In conclusion, this study describes the largest single series of APR for anal carcinoma. Major prognostic factors for survival and recurrence were T status and involved margin. The 5-year overall survival was 60 %. The use of a VRAM ap was not associated with a reduction in local recurrence, but facilitated a more extensive resection. REFERENCES 1. Nigro ND, Vaitkevicius VK, Considine B Jr. Combined therapy for cancer of the anal canal: a preliminary report. Dis Colon Rectum. 1974;17:3546. 2. Epidermoid anal cancer: results from the UKCCCR randomised trial of radiotherapy alone versus radiotherapy, 5-uorouracil, and mitomycin. UKCCCR Anal Cancer Trial Working Party. UK Co-ordinating Committee on Cancer Research. Lancet. 1996; 348:104954. 3. Flam M, John M, Pajak TF, Petrelli N, Myerson R, Doggett S, et al. 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TABLE 5 Comparison of the former series on APR for anal squamous cell cancer Study, year Period n T3T4 at initial treatment Median of follow-up (months) Median of 5-year OS VRAM Recurrence rate Ellenhorn 1994 27 19811993 38 NA 47 44 % 0 60.5 % Pocard 1998 14 19861995 21 NA 40 33 % 0 38.1 % Van der Wal 2001 28 19801998 17 NA 53 47 % 9 (52.9 %) NA Nilsson 2002 15 19852000 35 37.1 % 33 52 % 0 42.8 % Akbari 2004 13 19802001 55 NA 24.2 33 % 0 42.3 % Ferenschild 2005 29 19852000 18 6 % 16 30 % 4 (22.2 %) 89 % Ghouti 2005 22 19872002 36 58.3 % 67 69.4 % 10 (27.8 %) 64 % Renehan 2005 23 19882000 70 NA 45 40 % 2 (2.8 %) NA Mullen 2007 12 19902002 31 13 % 29 64 % 14 (45.2 %) 38.7 % Schiller 2007 25 19882006 40 35 % 18 39 % 18 (45 %) 52 % Vorobev 2008 30 19952007 39 NA NA 69 % 0 NA Rouquie 2008 31 19872007 95 NA 66 53 % 2 (2.1 %) NA Mariani 2008 10 19692003 83 35 % 104 56.5 % 0 20.7 % Present study 19962009 105 59.2 % 33 60 % 51 (48.7 %) 40.9 % OS overall survival, VRAM vertical rectus abdominis muscle Abdominoperineal Excision for Anal Canal Cancer 4191 16. 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Ellenhorn JD, Enker WE, Quan SH, Salvage abdominoperineal resection following combined chemotherapy and radiotherapy for epidermoid carcinoma of the anus. Ann Surg Oncol. 1994;1: 10510. 28. van der Wal BC, Cleffken BI, Gulec B, Kaufman HS, Choti MA. Results of salvage abdominoperineal resection for recurrent anal carcinoma following combined chemoradiation therapy. J Gas- trointest Surg. 2001;5:3837. 29. Ferenschild FT, Vermaas M, Hofer SO, Verhoef C, Eggermont AM, de Wilt JH. Salvage abdominoperineal resection and peri- neal wound healing in local recurrent or persistent anal cancer. World J Surg. 2005;29:14527. 30. Vorobev GI, Shelygin IuA, Nechushkin MI, Rybakov EG. Results of surgical treatment of residual and recurrent anal tumors. Khirurgiia (Mosk). 2008;(8):49. In Russian. 31. Rouquie D, Lasser P, Castaing M, Boige V, Goere D, Pignon JP, et al. Complete (R0) resection is the only valid prognostic factor in abdominoperineal resection for recurrent cancer of the anal canal (a consecutive series of 95 patients). J Chir (Paris). 2008;145:33540 (In French). 4192 J. H. Lefe`vre et al. Copyright of Annals of Surgical Oncology: An Oncology Journal for Surgeons is the property of Springer Science & Business Media B.V. and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use.
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