Académique Documents
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Culture Documents
I. INTRODUCTION
Fifteen years ago, it would have been surprising to hear someone use
the terms “intellectual property” and ‘“indigenous” or “traditional”
knowledge in the same breath. The subjects were studied separately:
intellectual property was an artifact of the Euro-American, or Western,
legal system. It had a long pedigree, an able and well-established Bar, and a
central role in numerous political and legal battles concerning, among other
* Jo Recht is a Ph.D. candidate in Anthropology at the University of Pittsburgh. She has a J.D.
from Columbia University, an M.A. in Anthropology from the University of Pittsburgh, and an
A.B. from Princeton University. She has practiced both intellectual property and entertainment
law.
277
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2 Krista Henry, Rastas Seek ‘Council’ on Rights, JAMAICA GLEANER, Sept. 16, 2007,
available at www.jamaica-gleaner.com/gleaner/20070916/ent/ent1.html.
3 Agreement on Trade-Related Aspects of Intellectual Property Rights, Apr. 15, 1994,
Marrakesh Agreement Establishing the World Trade Organization [hereinafter WTO agreement],
Annex 1C, Results of the Uruguay Round 33 I.L.M. 81(1994) [hereinafter TRIPS Agreement].
4 It is something of an irony that it was the TRIPS Agreement that focused the gaze of the
industrialized world on the intangible heritage of the developing world. TRIPS was developed by
the "rich" nations to address the dual facts of globalization in economic markets and the meteoric
rise in value of "information industries" with their associated incorporeal properties. As
copyrighted and patented properties increased in economic importance, industrialized countries
and their corporate counterparts realized that they needed to come up with a remedy for the
general lack of recognition and enforcement of "intellectual property rights" in the developing
world. The remedy was the TRIPS Agreement, which was designed to protect the producers of
intangible materials against encroachment or uncompensated exploitation in developing world
markets, because "[g]lobal markets require global regimes of control to protect IPR." Michael F.
Brown, Heritage Trouble: Recent Work on the Protection of Intangible Cultural Property, 12
INT'L J. of CULTURAL PROP. 44 (2005). The practical result of TRIPS is hardship in the
developing world, both because developing countries are required to comply with extensive (and
expensive) enforcement regulations, and because these countries are net importers of intellectual
property. Coenraad Visser, Making Intellectual Property Laws Work for Traditional Knowledge,
in POOR PEOPLE’S KNOWLEDGE: PROMOTING INTELLECTUAL PROPERTY IN
DEVELOPING COUNTRIES 207, 208 ( J. Michael Finger & Philip Schuler eds. 2004).
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5 A set of Model Provisions for National Laws on the Protection of Expressions of Folklore
against Illicit Exploitation and other Prejudicial Actions was promulgated as far back as 1982 by
a joint committee of WIPO and UNESCO. Marilyn Strathern and Eric Hirsch, Preface, in
TRANSACTIONS AND CREATIONS: PROPERTY DEBATES AND THE STIMULUS OF
MELANESIA vii, xi (Strathern and Hirsch eds. 2004). The Model Provisions were used as the
basis of a draft treaty, but a panel of experts convened to critique it determined that it was
premature, and the treaty was abandoned.
6 Available at unesdoc.unesco.org/images/0013/001325/132540e.pdf at 2 (last visited Dec.
28, 2008).
7 Intangible Heritage Messenger No. 2, April 2006, available at
unesdoc.unesco.org/images/0014/001454/145415e.pdf (last visited Dec. 28, 2008). As of
September 18, 2008, 103 countries had ratified the Convention. Intangible Heritage Messenger
No. 10, October 2008, available at unesdoc.unesco.org/images/0016/001631/163171e.pdf (last
visited Dec. 28, 2008).
8 Documents from the most recent IGC meeting, as well as other information about the
work of the Committee, available at www.wipo.int/tk/en/igc.
9 Id.
10 Mataatua Declaration on Cultural and Intellectual Property Rights of Indigenous Peoples
(1993), available at
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knowledge.19
19 Aspects of the "conceptual divide" were discussed in a recent WIPO document: "[I]t has
been stated that the very conception of 'ownership' in the conventional IP system is incompatible
with notions of responsibility and custodianship under customary laws and systems. While
copyright confers exclusive, private property rights in individuals, indigenous authors are subject
to dynamic complex rules, regulations and responsibilities, more akin to usage or management
rights, which are communal in nature." WIPO/GRTKF/IC/13/4(b), August 2008, Annex I at 11.
20 17 U.S.C. Sec. 102; Sec. 301-305.
21 See, e.g., Robert K. Paterson and Dennis S. Karjala, Looking Beyond Intellectual Property
in Resolving Protection of the Intangible Cultural Heritage of Indigenous Peoples, 11
CARDOZO J. OF INT'L. & COMP. L. 633, 638-645 (2003), for a discussion of the inability of
copyright, patent and moral rights laws to adequately protect indigenous knowledge.
22 In the 1990's, two landmark cases attempted to allow for intellectual property rights in
Aboriginal art works, despite the apparent incongruities between the remedies sought and the
statutory IPR system. In Bulun Bulun v. R & T Textiles Pty Ltd ("Bulun Bulun"), 86 FCR 244
(1998), the court recognized as a matter of law that the "communal rights" held in an indigenous
artist's imagery belonged to his community, and were held in trust by the artist for his
community's benefit. This recognition of a legitimate communal right to copyright built on a
previous court decision, Milpurrurru v. Indofurn Pty Ltd, 54 FCR 240 (1994), which similarly
found that the harm caused by an infringement of an indigenous design in commercially-
distributed carpets went beyond commercial disadvantage because the rights to the design inured
in a community and were bound up with issues of authorship, ownership and, ultimately, social
structure within the community. Within the larger framework, Jane Anderson notes that "[t]he
importance of the Aboriginal art and copyright cases lies in the reality that Indigenous
aspirations, whilst modified and reworked, contribute to the broader intellectual property
conversation." Jane Anderson, The Politics of Indigenous Knowledge: Australia's Proposed
Communal Moral Rights Bill, 27 UNSW L. J. 589, 590 (2004). The two cases effectively
reversed an earlier case, Yumbulul v. Reserve Bank of Australia, 21 I.P.R. 481(1991), which had
dismissed a lawsuit brought by an Aboriginal artist whose sculpture was reproduced on a ten-
dollar bank note.
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23 The Indian government has attempted to combat this problem by creating the Traditional
Knowledge Digital Library ("TKDL"). After being forced to prosecute expensive lawsuits to
prevent the awarding of patents to individuals abroad for turmeric, basmati rice and neem, India
devised the TKDL to protect traditional Indian knowledge from being appropriated by outsiders
and subsequently patented. "After years of watching Westerners plagiarize its traditional
knowledge – from yoga poses to ayurvedic medicine – India has decided to put an end to
generous free lunches people have been helping themselves to. The government is in the process
of translating millions of ancient transcripts of traditional knowledge areas to create an exhaustive
database in English and other foreign languages, hoping that patent offices abroad would refer to
them before granting applicants the rights to use what is not theirs." Made in India: Government
Plans Yoga Database, ECONOMIC TIMES (India) Dec. 12, 2005.
24 See, for example, Cynthia Callison, Appropriation of Aboriginal Oral Traditions, Material
Culture in Flux: Law and Policy of Repatriation of Cultural Property, U.B.C. L. REV. 165, 176-
77 (Special Issue 1995), which discusses a situation where a non-indigenous writer collected
traditional stories in British Columbia and declared a copyright in them for herself.
25 Surendra Patel, Can the Intellectual Property Rights System Serve the Interests of
Indigenous Knowledge? in VALUING LOCAL KNOWLEDGE: INDIGENOUS PEOPLE AND
INTELLECTUAL PROPERTY RIGHTS 305, 310 (Stephen Brush and Doreen Stabinsky, eds.
1996).
26 Madhavi Sunder, The Invention of Traditional Knowledge, 70 L. AND CONTEMP.
PROBS. 97, 100 (2007).
27 As characterized by Wend Wendland, head of the Traditional Creativity and Cultural
Expressions Section, Traditional Knowledge Division of WIPO: "[T]he notion of 'protection' is
used in at least two senses, one denoting 'positive' protection (aimed at gaining intellectual
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property rights over traditional cultural expressions in order to commercialize them and/or
prevent others from doing so) and the other denoting a form of 'defensive' protection (aimed at
preventing the gaining of intellectual property rights over traditional cultural expressions and
derivations therefrom)." Wend Wendland, Intangible Heritage and Intellectual Property:
Challenges and Future Prospects, 56 MUSEUM INT'L 97, 100 (2004). In the current intellectual
property framework, both forms of protection are denied to indigenous communities, and they are
both of critical importance.
28 Indigenous knowledge falls into two general categories, according to WIPO: “traditional
knowledge” and “traditional cultural expressions.” The former category includes what might be
termed scientific know-how, and includes medicine and other biological products, as well as
technology. Such knowledge would likely be susceptible of patent and trade secret protection in
the West. The latter category consists of songs, dances, art, poetry, rituals – what was once
referred to as "folklore" before that term was rejected as demeaning. Analogous productions in
the West would most likely be subject to copyright protection. Both traditional knowledge ("TK")
and traditional cultural expressions ("TCE") have been recognized by indigenous societies as of
paramount importance. Protection of TK creates the possibility of generating substantial income
through royalties and licenses assessed for the use of such knowledge by outsiders. TCE has
come to be recognized as crucial for protecting an indigenous culture against the encroachments
and dilution brought by post-colonial globalization.
29 Rosemary Coombe, The Recognition of Indigenous Peoples’ and Community Traditional
Knowledge in International Law, 14 ST. THOMAS L. REV. 275, 278 (2001).
30 Richard Kurin, Safeguarding Intangible Cultural Heritage in the 2003 UNESCO
Convention: A Critical Appraisal, 56 MUSEUM INT'L 66, 68 (2004).
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31 Patel, supra.
32 Stephen Gudeman, Sketches, Qualms, and Other Thoughts on Intellectual Property Rights,
in VALUING LOCAL KNOWLEDGE: INDIGENOUS PEOPLE AND INTELLECTUAL
PROPERTY RIGHTS 102, 103, supra.
33 Unaisi Nabobo-Baba, KNOWING AND LEARNING: AN INDIGENOUS FIJIAN
APPROACH (2006), at 37.
34 Lyman Ray Patterson, COPYRIGHT IN HISTORICAL PERSPECTIVE (1968), at 3-4.
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40 David Saunders, Dropping the Subject: An Argument for a Positive History of Authorship
and the Law of Copyright, in OF AUTHORS AND ORIGINS 93, 94 (Brad Sherman and Alain
Strowel, eds. 1994).
41 Id.
42 As summarized by Susan Scafidi: "In the United States, the primary justification for the
legal creation and protection of intellectual property is utilitarian or economic incentive-based. In
this regard, the Constitution empowers Congress '[t]o promote the Progress of Science and useful
Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their
respective Writings and Discoveries.'" Scafidi, WHO OWNS CULTURE? APPROPRIATION
AND AUTHENTICITY IN AMERICAN LAW 17 (2005), citing the Copyright Clause of the
United States Constitution, Article I, section 8, clause 3). Others, however, take a more nuanced
view: "Although stimulating innovation and protecting investment has become the dominant
ideological rationale for IPR's, there are other values embedded within intellectual property ("IP")
regimes. They permit us to protect traditional production systems, prevent commercial
misrepresentation, keep valuable secrets, recognize non-pecuniary interests in works, respect
public sensibilities, and enable the valuation of local distinctions." Rosemary Coombe, Steven
Schnoor and Mohsen Ahmed, Bearing Cultural Distinction: Informational Capitalism and New
Expectations for Intellectual Property, 40 U.C. DAVIS L. REV. 891, 892 (2007).
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knowledge, the legal frameworks developed must make sense within both
local and international contexts. Protection must be tailored to the specific
cultural values and needs of the indigenous knowledge in question. At the
same time, the definitions must remain coherent, applicable, and
enforceable in the global arena. Local forms of “customary protection” that
are useful to individual actors or groups to regulate ownership and use of
indigenous knowledge within a society will be powerless when extended
into an intercultural or international context. Therefore, the definitions and
rules provided by particular indigenous societies with respect to their
traditional knowledge must be incorporated into legal frameworks that are
embedded within a larger international context. They must look and feel
like a Western legal system, with familiar rules and modes of enforcement,
while they are protecting subject matter that has novel sets of meanings and
rules.
This approach, however, is far neater on paper than in practice. As
noted above, there are cognitive and conceptual differences between what
constitutes knowledge, who may own or use it, and how it is transmitted in
indigenous and Western societies. Can wholesale application of Western
rules to this disparate subject matter really work? For instance, if
ownership and authorship have no meaning, or have different meanings, in
indigenous societies, how will requirements that an author or owner claim
and prosecute intellectual property rights alter social and legal
relationships? Western intellectual property law “incorporate[s] a
conception of the agents of creation, especially of authors and inventors,
that reflects a post-Enlightenment, individualistic worldview,”75 and that is
dramatically at odds with most indigenous conceptions of the world.
A major concern when considering protection of indigenous
knowledge within a Western-style IPR framework is the fear that, in order
to fit within that framework, indigenous knowledge will have to be altered
or frozen. Culture is organic and dynamic, and cultural knowledge evolves
and develops through time and space. Defining and delineating it so that it
fits into legally-defined categories of protection could end up damaging
both the knowledge and its cultural context, and effectively negating the
benefits of the protection. Protected for whom? Protected as what? In order
to fit into the conceptual framework of Western intellectual property law,
will indigenous knowledge be stripped of its dynamism, its organic, holistic
nature and become commodified, reified, and subsequently
commercialized?76 “By dividing ideas and expressions, oral traditions and
written forms, intangible works and cultural objects, the law rips asunder
what many First Nations people view as integrally related – freezing into
77 Rosemary Coombe, The Properties of Culture and the Possession of Identity: Postcolonial
Struggle and the Legal Imagination, in BORROWED POWER 74, 92-93 (Bruce Ziff and Pratima
Rao eds. 1997).
78 Jane Anderson, writing about Aboriginal Australians' efforts to make indigenous
knowledge a category within conventional intellectual property law, and thereby take advantage
of the protections therein offered, worries that "once instituted as a legal category, law has (quite
inevitably) sought to define and manage the boundaries of Indigenous knowledge." Intellectual
Property in Australia, 12 INT'L. J. OF CULTURAL PROP. 349 (2005).
79 For a fascinating analysis of this question from an anthropological perspective, see the
edited volume TRANSACTIONS AND CREATIONS: PROPERTY DEBATES AND THE
STIMULUS OF MELANESIA, supra, which is the end-product of a three-year research project
at Cambridge University entitled "Property, Transactions and Creations." The Introduction by
Marilyn Strathern and Eric Hirsch, and Chapter 2, Legal Options for the Regulation of
Intellectual and Cultural Property in Papua New Guinea, by Lawrence Kalinoe are particularly
relevant to the issues discussed in this article.
80 While this will not remove the danger that indigenous knowledge will be artificially frozen
or changed in order to constitute a measurable, definable category of subject matter to protect, the
legislation could tailor the definitions in the sui generis framework to the particular indigenous
knowledge in question. Focusing on local knowledge in an ethnographically-sensitive framework
might introduce flexibility that would at least minimize the alteration of the protected indigenous
knowledge.
81 Pacific Islands Forum, Regional Implementation Action Plan (RIAP): Pacific Islands
Protection of Traditional Knowledge and Expressions of Culture Development Programme
(2002), at 3.
82 Id. at 6.
83 Regional sui generis frameworks have also been developed in Africa (African Model Law,
supra), and in the Andean region (Common Intellectual Property Regime, Andean Community
Commission, supra). These model laws address a narrower slice of indigenous knowledge than
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the Pacific Model Law, targeting biological, technological and genetic resources belonging to
indigenous communities.
84 Pacific Islands Forum, supra, at 4.
85 In the Explanatory Memorandum accompanying the Model Law, it is explained that "[t]he
development of the model law has been guided by responding to a range of questions posed in the
document 'Elements of a sui generis system for the protection of traditional knowledge' created
by the World Intellectual Property Organization for consideration by the Intergovernmental
Committee on Intellectual Property and Genetic Resources, Traditional Knowledge and Folklore.
These questions include: what is the policy objective of the protection?; what is the subject
matter?; how are the rights lost or how do they expire etc. These questions are relevant to the
development of any effective legal system for the protection of property rights, and not just to the
particular approach taken in this model law." Regional Framework for the Protection of
Traditional Knowledge and Expressions of Culture (2002), available at
www.wipo.int/tk/en/laws/pdf/spc_framework.pdf, on first unnumbered page of Explanatory
Memorandum (last visited Jan. 2, 2009).
86 Model Law for the Protection of Traditional Knowledge and Expressions of Culture,
Pacific Islands Forum Secretariat (2002), Part 1, sec. 4
87 Id. Part 2, sec. 9.
88 Id. Part 2, sec. 10.
89 Id. Part 1, sec. 4; Part 2, Sec. 8.
90 Explanatory Memorandum, supra, on first unnumbered page.
91 Panama Act No. 20, Special Intellectual Property Regime Governing the Collective Rights
of Indigenous Peoples for the Protection and Defence of their Cultural Identity and their
Traditional Knowledge, supra. The legislation is complex and comprehensive, and provides both
a sword and a shield, addressing affirmative and defensive aspects of protection. In other words,
it provides a framework within which the collective ownership rights of indigenous peoples are
protected, while simultaneously preventing outsiders from obtaining exclusive rights of any kind
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VII. CONCLUSION
99 The "igloo" mark, developed and registered by Canada's Department of Indian and
Northern Affairs in 1958 and enforced by the Government, authenticates Inuit art works. Julie
Hollowell, Intellectual Property Protection in the Market for Alaska Native Arts and Crafts, in
INDIGENOUS INTELLECTUAL PROPERTY RIGHTS: LEGAL OBSTACLES AND
INNOVATIVE SOLUTIONS 55, 79 (Mary Riley, ed. 2004).
100 The "toi iho Maori made" mark is a registered trademark which was developed by Maori
artists in 2002 to designate the products of the indigenous people of New Zealand. A description
of the use of the mark is available at www.toiiho.com .
101 Betsy Fowler, Preventing Counterfeit Craft Designs, in POOR PEOPLE'S KNOWLEDGE:
PROMOTING INTELLECTUAL PROPERTY IN DEVELOPING COUNTRIES 113, 125,
supra.
102 Id.
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cultural circumstances, offer the best hope for effective protection of rights
in indigenous knowledge. There will be no “one size fits all” model for
protection. Numerous and complementary approaches are necessary.
Sustained interdigitation of Western and indigenous ways of thinking, as
well as careful molding of legal frameworks to fit local conditions, is
necessary to preserve the integrity of traditional knowledge while offering
protection to its rights-holders.