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Doc 17 - Governor and Attorney General's' Motion to dismiss (1) Governor as a defendant in his official capacity and (2) the individual capacity claims against both defendants.
Doc 17 - Governor and Attorney General's' Motion to dismiss (1) Governor as a defendant in his official capacity and (2) the individual capacity claims against both defendants.
Doc 17 - Governor and Attorney General's' Motion to dismiss (1) Governor as a defendant in his official capacity and (2) the individual capacity claims against both defendants.
CARI. D. SEARCY and KIMBERLY MCKEEAND, individually and as parent and next friend of K.S., a minor, Plaintiffs, v. ROBERT BENTLEY, individually and in his official capacity as Governor of the State of Alabama, et al., Defendants. ) ) ) ) ) ) ) ) ) ) ) Civil Action No. 1:14-cv-208
MOTION TO DISMISS BY DEFENDANTS BENTLEY & STRANGE Alabama Governor Robert Bentley and Alabama Attorney General Luther Strange move the Court under Federal Rule of Civil Procedure 12(b)(1) to dismiss Governor Bentley as a defendant in his official capacity. Governor Bentley fully supports the laws at issue in this litigation. But naming him as a defendant, and subjecting him to the attendant rigors of litigation, is incompatible with basic notions of sovereign immunity and the federal courts proper adjudicative role. Both defendants, moreover, move the Court under Rule 12(b)(6) to dismiss the individual-capacity claims against them. They are protected from individual liability under settled principles of qualified immunity. I. Background This case presents a challenge to Alabamas laws precluding state recognition of same-sex marriages. See Ala. Const. art. I, 36.03; Ala. Code 30- Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 1 of 9 2 1-19. The plaintiffs are a same-sex couple from Mobile who allege they were married six years ago in California. Doc. 1, 13. Purporting to proceed both [i]ndividually and as parent and next friend of one partners minor child, they assert various federal constitutional claims arising from the recent denial of the other partners attempt to adopt that child. Doc. 1 at 1; see id. 21-24. The complaint names five state and local officials as defendants. Relevant here, the defendants include Alabama Governor Robert Bentley and Alabama Attorney General Luther Strange. See id. 7-8. Governor Bentley, the complaint says, is vested with the powers of the office of the highest executive branch official in the State. Id. 7. And Attorney General Strange is allegedly responsible for appearing in court on behalf of the State and providing legal guidance to local officials concerning the performance of their duties. See id. 8. Both Governor Bentley and General Strange are named in their individual capacities as well as their official capacities. See id. at 1. II. Official-Capacity Claims Against Governor Bentley Two distinct grounds require dismissing the complaint against Governor Bentley in his official capacity as Governor: (1) sovereign and Eleventh Amendment immunity and (2) standing.
Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 2 of 9 3 A. Sovereign & Eleventh Amendment Immunity. The doctrine of sovereign immunity, as reflected in the Eleventh Amendment, provides the first reason that it would be improper to subject Governor Bentley to this lawsuit in his official capacity. The Eleventh Amendment prohibits suit[s] . . . commenced or prosecuted against one of the United States, U.S. Const. amend XI, and the Supreme Court has interpreted it to also prohibit suits against state officials where the state is, in fact, the real party in interest. Summit Med. Assocs. v. Pryor, 180 F.3d 1326, 1336 (11th Cir. 1999) (citing Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 101-02 (1984)). A key consideration underlying the doctrines applicability is whether a state official has a sufficient connection to enforcement of the act under review: In making an officer of the state a party defendant in a suit to enjoin the enforcement of an act alleged to be unconstitutional, it is plain that such officer must have some connection with the enforcement of the act, or else it is merely making him a party as a representative of the state, and thereby attempting to make the state a party.
Id. at 1341 (quoting Ex parte Young, 209 U.S. 123, 157 (1908)). A plaintiff may thus sue state officers only when those officers are responsible for a challenged action and have some connection to the unconstitutional act at issue. Womens Emergency Network v. Bush, 323 F.3d 937, 949 (11th Cir. 2003) (quoting Luckey v. Harris, 860 F.2d 1012, 1015-16 (11th Cir. 1988)). Relevant here, [a] governors general executive power is not a basis for jurisdiction in most Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 3 of 9 4 circumstances. Id. (citing Harris v. Bush, 106 F. Supp. 2d 1272, 1276-77 (N.D. Fla. 2000)). Under the foregoing principles, Governor Bentley is not a proper defendant. In general, Governor Bentley has no enforcement responsibilities with respect to Alabamas marital and domestic relations laws. See Ala. Code 30-1-1 et seq. (Indeed, he cannot even solemnize a marriage. See id. 30-1-7.) And in particular, he has no enforcement responsibilities with respect to the adoption statute that forms the basis of this lawsuit. See id. 26-10A-27. It is thus unsurprising that, after identifying Governor Bentley in the caption and in a single paragraph, the complaint never once mentions him again. See doc. 1 7. What is more, the one paragraph that does mention Governor Bentley directly cites only his status as Alabamas highest executive branch officiala status that the Eleventh Circuit has rejected as a sufficient basis for jurisdiction. Id.; see Womens Emergency Network, 323 F.3d at 949. That one paragraph also alleges that Governor Bentley maintains, exercises and enforces his authority, among other ways, in connection with the Sanctity Laws. Doc. 1 7. But this proposition is conclusory and unsupported and can thus provide no better a basis for subjecting Governor Bentley to this action. In similar circumstances, other federal district courts in Alabama have very recently relieved Governor Bentley from suit. See C.M. ex rel. Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 4 of 9 5 Marshall v. Bentley, No. 2:13-CV-591-WKW, 2014 WL 1378432 at *13-*14 (M.D. Ala. April 8, 2014). This Court should do the same. B. Standing. The plaintiffs similarly lack standing to bring this action against Governor Bentley in his official capacity as Governor. To have standing, the plaintiffs must demonstrate injury in fact, causation, and redressability. I.L. v. Alabama, 739 F.3d 1273, 1278 (11th Cir. 2014) (citing DiMaio v. Democratic Nat'l Comm., 520 F.3d 1299, 1301-02 (11th Cir. 2008)). And standing cannot be dispensed in gross. Id. at 1279 (quoting Davis v. FEC, 554 U.S. 724, 734 (2008)). The Court must address standing for each category of claims separately. Id. (citing Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., 528 U.S. 167, 185 (2000)). With respect to the official-capacity claims against Governor Bentley, the plaintiffs have failed to make the requisite standing allegations for largely the same reasons these claims are barred by sovereign and Eleventh Amendment immunity. In the vocabulary of standing doctrine, Governor Bentleys lack of a connection to the challenged statutes means that he is not causing any injury the plaintiffs have suffered. And it likewise means that he is powerless to redress that injury should the Court order relief. The Court should therefore dismiss the official-capacity claims against Governor Bentley for this distinct threshold reason.
Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 5 of 9 6 III. Qualified Immunity Separate and apart from the viability of the official-capacity claims against Governor Bentley, the Court should also dismiss the individual-capacity claims against both him and Attorney General Strange under the doctrine of qualified immunity. That doctrine shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was clearly established at the time of the challenged conduct. Ashcroft v. Al-Kidd, 131 S. Ct. 2074, 2080 (2011) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). A right is clearly established if the contours of the right [are] sufficiently clear that a reasonable official would understand that what he is doing violates that right because in the light of pre-existing law the unlawfulness [of his action is] apparent. Anderson v. Creighton, 483 U.S. 635, 640 (1987). Through this litigation, the defendants will demonstrate that the enforcement of Alabamas marriage laws does not violate the plaintiffs rights as alleged. But even if the Court ultimately (and wrongly) concludes there was a violation, it could not plausibly determine that any such right was clearly established at the relevant time. The Supreme Court certainly did not recognize a right to same-sex marriage when it invalidated the federal Defense of Marriage Act in United States v. Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 6 of 9 7 Windsor, 133 S. Ct. 2675 (2013). As Chief Justice Roberts noted in dissent, the Court did not address that question at all: The Court does not have before it, and the logic of its opinion does not decide, the distinct question whether the States, in the exercise of their historic and essential authority to define the marital relation, . . . may continue to utilize the traditional definition of marriage.
Id. at 2696 (Roberts, C.J., dissenting). Indeed, the Windsor majority went out of its way to make this explicit in the penultimate sentence of its opinion by stating that its opinion and its holding are confined to those lawful marriages . . . referring to same-sex marriages that a State has already recognized. Id. (citation omitted). Noting that the Court may in the future have to decide this issue, the Chief Justice also at least implicitly acknowledged that no prior Supreme Court decision had resolve[d] challenges to state marriage definitions affecting same- sex couples. Id. at 2697. Chief Justice Robertss dissenting opinion in Windsor is dispositive of the individual defendants personal liability in this case. Neither Governor Bentley nor Attorney General Strange had anything to do with the challenged conduct at issue here. Al-Kidd, 131 S. Ct. at 2080. But even if they did, the unlawfulness of that conduct was not at all apparent. Anderson, 483 U.S. at 640. These are precisely the circumstances in which state officials are, and should be, free to perform their jobs without fear of personal liability. The Court should dismiss the individual-capacity claims accordingly. Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 7 of 9 8 IV. Conclusion Attorney General Strange will defend the validity of Alabamas marriage laws in this case. But the plaintiffs complaint contains numerous defects that must be addressed here at the outset of the litigation. For the foregoing reasons, the Court should dismiss the official-capacity claims against Governor Bentley and the individual-capacity claims against both Governor Bentley and Attorney General Strange.
David B. Byrne, Jr. Chief Legal Advisor
STATE OF ALABAMA OFFICE OF THE GOVERNOR Alabama State Capitol 600 Dexter Avenue, Suite NB-05 Montgomery, Alabama 36130 (334) 242-7120 David.Byrne@governor.alabama.gov
Attorney for Alabama Governor Robert Bentley
Respectfully submitted, LUTHER STRANGE Attorney General
s/ James W. Davis James W. Davis Laura E. Howell Assistant Attorneys General
STATE OF ALABAMA OFFICE OF THE ATTORNEY GENERAL 501 Washington Avenue Montgomery, Alabama 36130-0152 (334) 242-7300 (334) 353-8440 (fax) jimdavis@ago.state.al.us lhowell@ago.state.al.us
Attorneys for Alabama Governor Robert Bentley and Alabama Attorney General Luther Strange
Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 8 of 9 9 CERTIFICATE OF SERVICE I certify that on June 6, 2014, I electronically filed the foregoing document using the Courts CM/ECF system which will send notification of such filing to the following persons:
Felicia M. Brooks State of Alabama Department of Human Resources Legal Office P. O. Box 304000 Montgomery, AL 36130 Telephone: (334) 242-9330 Fax: (334) 242-0689 felicia.brooks@dhr.alabama.gov
Jason K. Hagmaier Johnston Druhan, LLP P. O. Box 154 Mobile, AL 36601 Telephone: (251) 432-0738 Fax: (251) 432-4874 jkh100@bellsouth.net Christine C. Hernandez P. O. Box 66174 Mobile, AL 36660 Telephone: (251) 479-1477 christine@hernandezlaw.comcastbiz.net David G. Kennedy P. O. Box 556 Mobile, AL 36601 Telephone (251) 338-9805 david@kennedylawyers.com
Ms. Catherine M. Donald 201 Monroe Street, Ste. 1150 Montgomery, AL 36104
s/James W. Davis Counsel for the Defendants
Case 1:14-cv-00208-N Document 17 Filed 06/06/14 Page 9 of 9