Presented by the author at alumotive conference, Garda Exhibition Centre, Montichiari Brescia Italy 2 April 2009
The preparation of Aluminium alloys prior to painting is fundamental to achieving good coating adhesion and superior corrosion resistance. A number of well defined surface treatment techniques have been acknowledged as accepted practise throughout the global industry.
Chemical based treatment methods have included the use of proprietary alkaline cleaners, acidic phosphates and hexavalent chromium based chromate solutions. Many of these have become objectionable due to the increased regulation of hazardous materials, growing restrictions on waste discharge and the need to remain competitive through process cost reduction.
New technologies are now entering the market as ecological alternatives to these traditional chemical treatments. These include the adoption of bioremediated cleaners, the application of organic dry in place coatings and the use of chromium-free passivate films.
Despite the current global economic difficulties, it is imperative that industry continues to develop its green credentials because applicator experience has shown the adoption of latest technologies produce tangible benefits such as waste minimization and improved process efficiency, at a reduced cost whilst achieving similar coating performance.
For more information contact: Mr Paul Wynn Business Development Manager & R&D Group Leader Worldwide Business Technology Team Atotech UK Limited William Street West Bromwich United Kingdom B70 OBE Tel: +44 121 606 7109 Email: paul.wynn@atotech.com Introduction All metallic surfaces require preparation prior to the application of performance enhancing surface coatings. The key to successful aluminium processing is to understand the type of alloy to be processed, the final performance requirements and then to use a suitable pretreatment process.
Aluminium is extremely versatile due to the wide variety of alloys available, with differing mechanical and protection properties, supported by a number of suitable surface coatings. Three of the main properties on which applications of aluminium are based are its low density, high mechanical strength when alloyed and the relatively high corrosion resistance of the pure metal. The pure metal displays the highest corrosion resistance, but as alloying elements are added, this resistance decreases. In particular the development of high strength alloys containing heavy metals such as copper and zinc, has increased the need for protective surface treatments. Copper lowers resistance more than other elements, whilst magnesium has the least effect.
There are two abundant forms of commercial alloy, as outlined on slide 1. Wrought alloys, which are cast as ingots or billets, then hot and cold worked mechanically into extrusions, forgings, sheet, foil, wire or tube. Common types include 2000 series for aircraft plus 5000 and 6000 in automotive. Cast alloys are directly cast into the required form by sand, gravity or pressure die casting techniques. Although there are a large number of castings alloys, most of these derive their properties from the addition of magnesium, silicon and copper. Examples include AA380 used for automotive wheels and ADC12 to make carburettors.
Slide 1: examples of Aluminium types
The alloy that should be used in any particular application will depend upon factors such as the mechanical and physical properties required, the material cost and the service environment involved. If a surface treatment is to be applied, then the suitability of an alloy for producing the particular finish will be an additional consideration.
Aluminium Finishing Pure aluminium displays excellent corrosion resistance, largely due to its affinity for oxygen. This results in the production of a very thin but tenacious oxide film which covers the surface. Aluminium can provide satisfactory performance without finishing treatments in many applications, but potential problems from corrosion are usually reduced or eliminated by the use of a coating.
The choice of finish and substrate alloy will depend upon a number of considerations, such as the nature of the service environment, the final finish appearance required, processing cost and others such as formability and electrical resistance. In addition to retaining its original Wr ought All oys Cast Al loys automobile, architectural, transportation 6000 Magnesium& Silicon cans, automobile, facades, transportation 5000 Magnesium aircraft 2000 Copper food, chemical, sheet 1000 Al 99.00% min Typi cal Applicat ions Series Alloy Alumi ni um Types Si 10%, Cu3% Zn2% ADC12 Si 8.5%, Cu3.5% AA380 pressure castings for vehicles (carburetors, wheels, suspension, transmission housings), aircraft, electrical appliances, cookware Si 7.5% AA356 Typi cal Applicat ions All oy Seri es appearance coatings and deposits can give colour, add other decorative effects and improve overall corrosion protection. There are a diverse range of finishes applied to aluminium and its alloys. Principal amongst the commercially important types are: Anodic oxidation coatings, which are commonly known as anodizing. These are electrochemically produced oxide coatings which provide maximum protection. Chemical conversion coatings. These can be characterised as thin oxide, phosphates or chromates that are used for light service conditions and as a base prior to the application of paint and other organic coatings. Electroplated deposits with suitable surface preparation. A full range of decorative and functional electroplates can be applied onto aluminium. Painted finishes. These are organic based technologies such as paint, powder coatings and lacquers enabling greater flexibility in texture, colour and functional properties.
Coated aluminium is an important material, being widely used by a number of global industries such as consumer products, transport and construction.
Treatment Process The tenacity of aluminiums natural oxide film has a serious adverse effect in the production of surface treatments, so it must be removed or modified before coatings can be successfully applied. The main function of conversion coatings such as phosphate or chromate is to improve adhesion and corrosion protection of paints under wet and dry conditions, whilst improving the corrosion protection of the uncoated metal surface. They are formed as a result of reaction of the metal surface with a wide range of different chemical solutions. They can both be successfully applied in bulk volumes by spray or immersion. It is common to utilise three stage, five stage or longer process lines. The actual number of treatment stages is guided by the type of substrate being processed and the final performance requirement.
A typical conveyorized five stage spray washer prior to painting or powder coating, is shown in slide 2. In this example, the initial surface preparation is by spray alkaline cleaning. Following water rinsing, an iron or zinc phosphate will be applied or it can be a chromate conversion. After further water rinsing, an acidic seal may be applied, particularly for phosphate applications where increased corrosion protection is required. The treated components would then be oven dried prior to painting.
Slide 2: five stage spray line
Spray Zones A l k a li n e
c l e a n P h o s p h a t e
o r
C h r o m a t e W a t e r
R i n s e W a t e r
R i n s e A c i d i c
s e a l O v e n
D r y Tr eatment Process Treatments i mprove adhesi on and corrosi on resi st ance Alkal ine Cl ean > Phosphate or Chromate > Oven Dry Alkaline Clean Aqueous alkaline cleaning is the most important stage in surface preparation. Working at elevated temperature and solution pH, the traditional powdered chemical cleaners are designed to provide rapid and uniform surface wetting of the aluminium surface. They will break up and disperse surface soils from the substrate.
Since aluminium is readily attacked by high pH, specialist formulations are used that operate at comparatively low alkalinity and pH, whilst being inhibited to ensure they are non-etching. Under normal operation, the working solution will become increasingly contaminated over time and process efficiency is reduced, as indicated on slide 3. Whilst additions of the formulation chemistry can be made to achieve short term performance improvements, a saturation point will be reached and the process solution has to be disposed of and replaced. The regular replacement of cleaning solutions increases overall process costs and in addition to the cleaner concentrate, there will be further costs and liabilities associated with waste disposal.
Slide 3: solution performance against time
Phosphating Phosphates originally developed for steel have been adapted for aluminium. Formulations contain a metal acid phosphate solution, an oxidizing agent and a complex fluoride which accelerates the deposition process. Coatings are formed as a result of the reaction of aluminium in phosphoric acid with fluoride as the principal reaction driver. The main requirement of the metal in solution (iron or zinc) is to form an insoluble phosphate during reaction. Saturation of the solution at the interface leads to the deposition of the phosphate coating.
Amorphous iron phosphate and crystalline zinc phosphate treatments have been frequently used prior to painting. The primary component of zinc phosphate deposits on aluminium is hopeite Zn 2 Fe(PO 4 ) 2 .4H 2 O. Iron phosphate coatings typically consist of vivanite Fe 3 (PO 4 ) 2 .8H 2 O and magnetite Fe 3 O 4 .
Phosphate processes are highly acidic and operate at elevated temperature. The mechanism involved is complex, but during the precipitation reaction, insoluble phosphate compounds are formed as by-products. These take the form of sludge and scale, which deposit and build onto application equipment reducing process efficiency, examples of these can be seen in slide 4. These typically cause the clogging of spray nozzles, the blocking of pipes and pumps, plus the scaling of the washer. Sludge formation consumes approximately 20 to 40% of process chemistry, therefore regular additions are critical to maintain efficiency and performance.
Alkali ne Cl ean Performance against Time One of their main advantages is their effectiveness as a pretreatment for other metals, making is possible to process mixed metals such as iron, steel, zinc and aluminium on the same line. Therefore they have gained considerable importance in vehicle manufacturing.
Slide 4: examples of sludge and scale residues
Chromating Chromating is based upon the oxidation of aluminium by an acidic solution containing hexavalent chromium and fluoride ions. The process modifies the surface characteristics of the natural oxide layer to form a more corrosion resistant coating of chromium oxides. Chromium containing products of the reaction are deposited on the metal surface to form the conversion coating.
Hexavalent chromium is responsible for the well known yellow colour. The chromate coating is a gelatinous olation polymer of mixed chromium oxides and has a characteristic mud- cracked surface, the result of dehydration of the film under drying. It is used on all alloy types in a multitude of applications, providing excellent adhesion and superior corrosion resistance.
Generally chromates have outperformed zinc and iron phosphates on Aluminium, due to the superior corrosion resistant properties of hexavalent chromium in addition to the increased depth of pitting that occurs on phosphate treated surfaces. However Hexavalent Chromium compounds have become increasingly regulated and are already being replaced in a number of key areas including electronic, electrical and automotive components.
Ecological Treatments Commercial industrial treatments based upon alkaline cleaners, acidic phosphates and chromates are under increasing scrutiny due to the regulation of hazardous materials, the growing cost and restriction on waste disposal and the need to remain competitive through the use of more cost efficient processes. Therefore it has become desirable to find more beneficial and less objectionable treatments.
New ecological technologies are gaining acceptance as credible alternatives and have already entered commercial service with applicators. These include the use of BioChemical cleaners, Organic dry-in-place coatings and Chromium-free passivates. Bulk applied by spray or immersion, they are readily introduced into existing process lines and are therefore drop in replacement technologies that do not require capital investment.
A clear target for industry is the provision of sustainable products that fully comply with the latest European Union Directives and Regulations. Industry also needs to meet the ever increasing demands of consumers for eco-friendly products. The desire for environmentally Phosphat ing Insol uble phosphate by-product s Precipitate as sludge and scale friendly chemical technologies is one of the significant factors driving these new treatment methods.
BioChemical Cleaning A new advance in aqueous alkaline cleaning has been achieved through the combination of latest generation inorganic and organic chemical compounds in synergy with biotechnology. Applicators would like to reduce their energy consumption, so it would be desirable to have lower temperature operating cleaners. This has been realised by the use and optimisation of increased surfactant combinations with highly active dispersants. These new formulations displace and emulsify surface soils at lower operating temperatures. At the same time there is a need for longer life of process solutions. Through the process of bioremediation, complex organic molecules such as oils, are converted into less complex, non-hazardous substances such as carbon and water. This means that a wide range of oils and soils will be consumed and eliminated from the working solution.
The latest generation BioChemical cleaners utilise microbes found in nature which have been selected for their benefits to humans. They play a fundamental role in the transformation of matter in various fields and are increasingly found in industrial applications. Extensively used in the production of foods and beverages, their use has grown considerably in the chemical and pharmaceutical industries as well as modern waste water treatment plants.
Under aerobic conditions, biodegradation of organic compounds will naturally occur and an effective degradation of matter can be achieved, as illustrated in slide 5. The interaction of an active biomass over time with larger organic molecules results in the formation of many smaller molecules and increased biomass. This process known as Bioremediation enables the continual repetition of this reaction on prolonged contact, creating smaller organic molecules some of which will be broken down many times an be transformed into more nicrobes, small amounts of carbon dioxide and water. This ability to continue reacting over time is one of the unique benefits from biotechnology. This approach is now successfully used in a number of industrial applications such as paint pretreatment, paint overspray treatment and waste treatment.
Slide 5: illustration of the bioremediation process
The combination of latest cleaning chemistry and biotechnology ensures consistent performance, optimum process efficiency and exceptionally long solution working life. This avoids the need for regular solution dumps, conserving both chemistry and water, whilst drastically reducing waste disposal needs. Further improvements can be achieved when BioChemical cleaners are combined with dedicated filtration equipment. This synergy Bi oChemical cleaning Lat est generat ion chemi stry Aerobic mi crobes Bioremedi ati on Water CO 2 Sur factant Oil at surface Oil, Water Surfactant Emulsion BIOMASS TIME between product and equipment enables the working solution to be continuously rejuvenated and replenished, as referenced by slides 6 & 7.
Slide 6: BioFilter Slide 7: optimum performance
Organic Dry In Place Organic Dry In Place (ODIP) coatings are formed by drying a variety of aqueous chemistries directly onto a cleaned metal surface. Operating at room temperature, the coating chemistry is completely free of phosphates, chromium and solvents. Bulk spray or immersion applied, it will deposit a thin coating onto a range of metallic substrates such as steel and aluminium by chemical bonding, thereby reducing the influence of the substrate material.
ODIP means there is no need for water rinsing, just an oven dry after application. This eliminates the need for a final water rinse, reducing energy and water consumption. Since the system does not rely on a precipitation or conversion reaction, there are no sludges and scales produced as by-products, which avoids extensive equipment cleaning. This new technology is rapidly being introduced as a replacement for iron phosphate. Adhesion and corrosion resistance is equivalent or better and is ideal if the primary performance criteria is paint adhesion and when there are a limited number of process tanks available, for example in a three stage spray line.
This has found numerous applications throughout the paint and powder coating sector, for a number of substrates including aluminium. In domestic appliances it is used for the painting of white goods like cookers and washing machines. In automotive it is gaining acceptance for motorcycle parts made from wrought alloys and for car braking systems on cast alloys.
ODIP coatings are applied in conventional paint pretreatment lines by spray or immersion, without the need for capital investment. The simplified bonding mechanism is shown on slide 8. Aluminium is first cleaned, this would typically be a non-etch alkaline cleaner. Following water rinsing, the ODIP coating solution is applied by either spray or immersion. As there are no precipitation or conversion reactions taking place, it is sufficient to fully wet the surface. The chemistry contains active functional groups which chemically bond to the metal oxide sites during oven drying.
Following successful pretreatment, an organic coating such as powder coat, can be directly applied to the substrate surface. The powder contains active bonding sites which chemical combine with the coating during the oven curing process. This is a simplified way to show how the technology achieves highly adherent and superior bonding between metallic substrates and paint or power type coatings.
Perf ormance improvement Synergy wi th equi pment and chemistry BioFi l ter uni t for opt i mum perf ormance Bi oChemical & Equi pment Consi st ent and opti mum performance Extended worki ng sol ut i on l if e
Slide 8: ODIP bonding mechanism Chromium-free Passi vate The most versatile replacement for phosphating and chromating prior to painting, are the new Chromium-free Passivates (CFP) which are suitable for all alloy types and readily applied by spray or immersion. Completely free of chromium and phosphates, they are generally based on group four transition metals such as Zirconium or Titanium. Coatings display a mineral like grain structure which means they do not exhibit mud cracking and are more heat resistant. Film colour is blue to iridescent, dependant upon the material being processed. Surface characteristics are shown on slide 9, contrasted against chromate.
Slide 9: characteristics of chromate against passivate
CFP has the benefit of being able to function on mixed metal lines processing metals such as aluminium, steel and zinc thereby giving the applicator greater flexibility. Studies have shown that passivate performance is independent of solution operating temperature when used over steel and galvanised substrates, therefore it allows the applicator to benefit from room temperature operation. For aluminium and magnesium, whilst room temperature operation ODIP bondi ng mechanism Organi c Dry In Place Chemical bond to metal oxi de Chemical bond wi th powder coat Excel l ent paint adhesi on Cleaned Al umi ni um Organi c D I P Coated Al umi ni um Powder Coat ing Pai nt ed Al umi ni um O- O- O- DIP-O- DIP-O- DIP-O- DIP- DIP- DIP- R- R- R- R-DIP-O- R-DIP-O- R-DIP-O- Surface char acteri st ics CHROMATE PASSIVATE produces more than acceptable results and the highest levels of performance are achieved when the solution is operated at elevated temperature around fifty centigrade.
CFP technology meets latest European Union legislation, ensuring applicators and end users are fully compliant. It is an ideal replacement for phosphates and chromates when excellent paint adhesion with superior corrosion resistance is required. It has been shown to exhibit superior mechanical properties such as paint adhesion, whilst giving excellent corrosion resistance. They are highly suitable to meet a wide variety of industrial performance standards.
As a stand alone passivate film, they also show good levels of corrosion protection for everything except high copper alloys such as wrought 2000 series. The current commercially used offerings fail to consistently meet the 168h neutral salt spray level as defined by MIL- DTL-5541F. There are new areas of research which show improved stand alone performance of CFP over aluminium and it has been speculated that the minimum requirement of the standard may be achieved for high copper alloys.
CFP performance. Evaluation studies have demonstrated that the performance of the final coating is essentially not dependant upon the application method of the passivate. Results shown on slide 10 are of comparative tests confirming that same performance is achieved whether CFP application is by immersion or spray. Additional validation work has been completed to determine the influence of substrate type. Slide 11 highlights the results of corrosion testing using neutral salt spray, after 700h exposure for Al 6061 wrought alloy, Galvanized sheet and Cold rolled steel. The results confirm the suitability of the technology for multi metal application, which is important for process flexibility.
Slide 10: application method Slide 11: substrate type
To be commercially viable as a prepaint treatment for aluminium, it is also necessary to establish that CFP provides comparative performance with different aluminium alloy types. The results on slide 12 show adhesion and corrosion tests for three common alloys, all were treated through the same prepaint sequence and then coated with a polyester powder coat. After 4000 hours neutral salt spray exposure, extruded alloys Al2024, 5052 and 6061 show no signs of corrosion and no loss of paint adhesion.
Aluminum 6061(Spray) - ASTMD1654 (Rating10) Al umi num 6061 (Immersion) - ASTMD1654 (Rating10) CFP spray vs i mmersi on Nominal 50microns Paint thickness Al 6061 Al 6061 Alloy 10 10 Rating ASTM1654 0 0 Creep back mm Epoxypowder coat Painttype Immersion Spray Type Neutral sal t spray 2184 hour exposure Aluminum6061 ASTMD1654 Rating 10 Galvanized G90 ASTMD1654 Rat i ng 9 ColdRolled Steel ASTMD1654 Rating 10 CFP subst rate variati on Pol yester Powder Coat nomi nal 50 mi crons thi ckness Neutral sal t spray - 700 hour exposure
Slide 12: alloy variation Enhanced Process To achieve optimum paint performance on aluminium alloys, quality assure in-service reliability and meet the needs of demanding corrosive environments, a more extensive prepaint treatment prior to CFP has found to be beneficial, as outlined on slide 13.
The enhanced sequence starts with a non-etch BioChemical alkaline cleaner as the preferred choice for surface oil removal, followed by water rinsing. This is shown on the slide optimized with the use of a BioFilter to extend performance and solution life, which is available to applicators as an option. Etching is then required to active the surface. Experience has shown that an acidic etch produces a more uniform substrate profile which is highly compatible with passivation.
After etching, surface smuts may be generated which tend to be heavier the more highly alloyed the substrate type, smuts are particularly heavy on copper based alloys. They mainly consist of oxides and intermetallics which are readily removed by a suitably formulated acid treatment. Following smut removal, double water rinsing is recommended prior to passivation. Some instances have found that final finish improvements can be realized when using deionized water in the second stage rinse, but it is always recommended to use deionized water after passivation. This process route can be used effectively for both spray and immersion, and for both wrought and cast aluminium alloys.
Slide 13: enhanced prepaint process CFP alloy var iati on Neutral sal t spray at 4000 hour exposure Nominal 70 microns Paint thickness 10 0 Polyester Interpon D1036 Al 5052 B1 Al 2024 Al 6061 Alloy 10 10 Rating ASTM 1654 0 0 Creepback mm Polyester Interpon D1036 Polyester Interpon D1036 Painttype C1 A1 Type Spray Zones B io C h e m ic a l C le a n A c id ic E t c h W a te r
R in s e D e s m u t t Enhanced Process C h r o m iu m - f r e e
p a s s iv a t io n W a te r
R in s e W a t e r R in s e Applicator Benefit An ecological focus through the adoption of new technology makes good business sense to remain competitive today and for long term sustainability. An increasing number of applicators are making the technology change and realising tangible benefits, which include: Reduced energy consumption, by operating at lower or room temperature. Water conservation through extended solution life and reduced water rinses. Waste minimization by significantly reducing sludge waste from cleaner and coater processes. Improved flexibility with the ability for process lines to handle a variety of substrates. Increased competitiveness by achieving a significant reduction in process related costs. Using greener technology to ensure regulatory compliance.
Summary The surface treatment industry continues to transform itself into a modern and technology driven business. The image of low technology and shoddy practises are disappearing. In the current economic climate, industry faces an incredible crisis from a loss of consumer confidence, which has come from a massive and collective failure in leadership of the financial system. The surface treatment industry must continue to invest in new technologies and deliver innovation to ensure it retains a value added status. The adoption of ecological prepaint treatments for aluminium alloys has been demonstrated to be commercially viable and its use is gaining credibility in a wide range of industrial sectors.
References
1.The Surface Treatment and Finishing of Aluminum and its alloys by P.G. Sheasby and R. Pinner, published by Finishing Publications Ltd sixth edition 2001
2. Phosphating and metal pre-treatment by D.B. Freeman, published by Woodhead- Faulkner Ltd 1986
3. Replacing Hexavalent Chromium in Passivations on Zinc Plated Parts by Paul C. Wynn and Craig V. Bishop, published in Products Finishing 2001
4. Industrial Production Shop, Yes;Hobby Coater, No by S. Spielman, published in Powder Coated Tough 2007
5. MIL-DTL-5541 F Chemical Conversion Coatings on Aluninium and Aluminum alloys, 2006
6. ASTM D1654 Standard Test Method for Evaluation of Painted or Coated Specimens subjected to Corrosive Environments, published by ASTM 2005
7. ASTM B117 97 Standard Practice for Operating Salt Spray (Fog) Apparatus, published by ASTM 1997