Mariano Torcal, Scott Mainwaring, and Nicols M. Somma *
Class voting has been an issue of long-standing interest to sociologists and political scientists (Alford 1963; Bartolini 2000; Clark et al. 1993; Clark and Lipset 1991 and 2001; Evans 1999a; Evans et al. 1991 and 1999; Franklin 1992; Heath et al. 1985; Hout et al. 1993 and 1995; Kelley et al. 1985; Knutsen 2004 and 2005; Manza and Brooks 1999; Nieuwbeerta 1995 and 2001; Nieuwbeerta and Ultee 1999; Weakliem 1989). With the resurgence of the Latin American left since the election of Hugo Chvez in 1998 and subsequent victories by Rafael Correa in Ecuador (2006) and Evo Morales in Bolivia (2005), interest in this old subject has rekindled. Yet oddly, and in stark contrast to the situation in Western Europe, there are few published cross-national studies of class voting in Latin America. The existing broad, regional- scope assessments about class politics in Latin America have predominantly aroused from historical-comparative research (Dix 1989; Collier and Collier 1991; Coppedge 1998; Roberts 2002) concluding that class voting in the region has been historically weak compared to Western Europe (Torcal and Mainwaring 2003b). In this paper, we confirm this conclusion from preceding studies using a broad comparative perspective with the LAPOP survey data. Additionally, we show that despite this generally weak class voting, there are significant cross-national differences. These national differences do not correspond to the classic sociological or socio- economic structural explanations that linked social structure to class voting. We offer some tentative alternative explanations about cross-national differences in class voting. These explanations are connected with institutional factors (mostly with the institutionalization of the party system) and political agency. This last one, as we expect * Please do not share or distribute this preliminary version of this paper beyond participants in the Vanderbilt conference. Krystin Krause and Mara Victoria De Negri provided excellent research assistance. 1
to show in further versions, tends to be much more unstable not producing the anchoring effect that class might have in many other democracies in Western Europe. We do not fully prove these alternative explanations, but at we hope to supply some preliminary evidence of their plausibility. The analysis is based on the 2006 and 2008 LAPOP surveys. We use two distinct independent variables to measure class. One is an index of household wealth, and the other is the class categories created by Erikson and Goldthorpe (1992), which have been used by most of the comparative literature in class voting in Western Europe and the US. We also use two different dependent variables, presidential voting and legislative voting, which do not prove to be very different when it comes to class voting, except in the more institutional party system of Chile.
The theoretical framework a) The weak importance of class voting in Latin America The conventional wisdom has received support in case studies that have revealed either the lack of or very weak associations between class and electoral preferences. For instance, in a study of Venezuela, Lupu (2010) found that only in the 1998 election did Chvez garner a disproportionate support from poor voters. In subsequent elections he attracted large numbers of middle-class voters. Likewise, in a study of the 1988 presidential election in Mexico, Dominguez and McCann (1995) found that class and vote intention was significantly associated only once. Upper-class professionals were less likely to vote for center-left candidate Cuauhtmoc Crdenas than middle class individuals. The remaining contrasts between class and vote intention, as well as those between education and vote intention, were not significant. The same can be said about other cases such as Brazil where Singer (2009: 85) showed that in the 2002 presidential 2
election the vote for Lula - the Workers Party candidate - was not especially associated with any social strata in particular. Torcal and Mainwaring (2003b) concluded that in the 1990s, Latin American voters were not strongly anchored to parties through the traditional social cleavages [including class] that Lipset and Rokkan (1967) emphasized () They do not engage in class voting The conventional view, however, has not gone unchallenged. Comparative- historical researchers, while acknowledging the weakness of Latin American class politics when compared to Western Europe, have nonetheless suggested that some countries (such as Chile and Uruguay) developed stronger class cleavages than the rest (Dix 1989). Some quantitative studies discovered strong associations between class and vote. For instance, in a longitudinal study of Venezuela, Heath (2009a:189) found that although the bivariate association between class and vote declined between 1960 and 1995, it got stronger from the late 1990s until 2005 that is, the first half of the Chvez era. Heath (2009b) confirmed that support for Chvez was much higher among the working class than among the middle class. In a study of Mexico, Klesner (2008) shows cross-tabulations from survey data from 2000 and 1997 according to which PRI voters are less educated and earn lower incomes than PAN voters. Consistent with this, he finds that the PRI does better in municipios with low literacy levels while the PAN does so in more educated ones. The absence of class voting has also been disputed with the Argentine case. Cataife (2011) found that in the Argentinean legislative election of 2009 those with more education and higher income (measured with a proxy) voted more for the Unin Cvica Radical while those with lower education and income leaned to the Partido J usticialista led by Cristina Fernndez de Kirchner. This is aligned with a traditional class-voting hypothesis for Argentina that the popular classes prefer Peronist 3
candidates while the better off lean to the Radicals (see Canton and J orrat 2002 for similar results regarding presidential elections in the 1990s). This claim was supported by Lupu and Stokess (2009) study of the class cleavage in Argentine presidential and congressional elections from1912 to 2003. Applying ecological inference methods to census and official electoral data, they revealed that from 1946 onwards class divisions expressed themselves in the party system, with the Radical Party becoming the party of the middle class and Peronism the party of the descamisados (shirtless ones) and the poor (Lupu and Stokes 2009:78). Using ecological (district) data for Lima, Peru, Cameron (1991) found strong and significant bivariate associations between social structure and voting patterns. In both presidential and municipal elections between 1978 and 1989, leftist parties did better in districts with higher percentages of manual and informal workers, while rightist parties were favored where employers and white-collar employees abounded. Several studies concur that in the 2006 election Brazilian president Lula was disproportionately favored by the vote of the poor, which were attracted by the higher standards of living that resulted from targeted social programs and minimum wage increases (Singer 2009; Hunter and Power 2007; Zucco 2006). Finally, there has been a substantial debate on the extent of class voting in Chile, with studies reaching different conclusions (Torcal and Mainwaring 2003a; Valenzuela, Scully and Somma 2007; Scully 1992). These studies have followed disparate approaches to estimate the effect of class voting, using different operationalizations or different dependent variables from case to case. Most focus on only one country. Additionally, the surveys they use do not follow uniform sampling methods or resort to common questionnaires. For instance, there are many ways of measuring social class, and each may yield different results when it comes to study class voting (Handlin 4
2013). With few exceptions (Torcal and Mainwaring 2003b), these studies have not replicated the standard class variables proposed by Erikson and Goldthorpe. In this chapter we combine the geographical breadth of many comparative-historical studies of class politics, which refer to the region as a whole, with the methodological advantages of single-country studies, which are able to disentangle the influence of class variables on voting behavior. We provide an assessment of class voting in 17 Latin American countries using comparable survey data collected in 2006 (and occasionally in 2008) (and in the future 2012) as well as uniform measures and models. To the best of our knowledge only Torcal and Mainwaring (2003b) undertook a similar endeavor for Latin America. Nonetheless, they studied only seven countries and used a single measure of class. By studying most Latin American countries and including two different measures of stratification (household wealth and the Erikson-Goldthorpe class variable) we hope to obtain more robust and comprehensive conclusions. This paper attempts to offer a preliminary comparative comprehensive estimation of class voting in the region, trying to replicate with some important adaptations the analysis of the class voting literature in the advanced industrial democracies.
The effect of party electoral supply to explain cross-national differences Although class voting in Latin America seems to be lower than in Western Europe (Torcal and Mainwaring 2003b), there may be interesting variations across countries and over time. This paper deals with cross-national variations in class voting. The comparative literature beyond Latin America has been divided between authors who emphasize the political construction of class voting (Chhibber and Torcal 1997; Esping-Andersen 1985; Przeworski and Sprague 1986; Sartori 1969; Hout et al. 2001; Torcal and Mainwaring 2003a) and those 5
who focus on structural and cultural bases of class voting (Inglehart 1984, 1990; Lipset 1964, 1981, 2001; Clark and Lipset 1991; Franklin 1992; Nieuwbeerta and Ultee 1999). The first approach seems to have become dominant (Knutsen, 2010). This top-down hypothesis about the formation of class voting in Western Europe has two alternative approaches. The first one emphasizes both the political and structural aspects of class voting to explain cross-national differences, arguing that class voting was stronger in countries with a larger blue collar work force fostered by the existence of a stronger welfare state, and indirectly by a longer and stable democratic history. In other words, class voting is a long historical process that goes hand in hand with the institutionalization of party systems in Western Europe. This approach has been used to explain also the general absence of class voting in Latin America. Specialists in the region consider that the cross-national differences about class voting are the result from both historical political conditions related with the relatively weak labor unions and leftist (socialist or communist) parties, extensive clientelistic ties between political elites and the masses which delay working-class consciousness -, and the relevance of populist parties based on multi-class alliances which dilute working-class appeals. Weak class voting may have been also reinforced by the market reforms implemented during the last three decades in the region, which were associated with public sector downsizing as well as the expansion of informal, precarious, and flexible labor markets. But what about cross-national time variations in class voting in the region? There is a complementary explanation, formulated mostly as a result of the increasing presence of leftist incumbent governments in the region, which emphasizes the role of political agency as a more active and recent promoter of class voting. For instance Heath (2009b) attributes the polarization of the class cleavage in Venezuela to the 6
leadership and charisma of Chvez rather than to changes in the social structure or the demands of the working class. Hence it is a story about changes in the political supply. Handlin (2012) agrees that there was a recent increase of class voting in Venezuela, but links it to the implementation of social programs that mobilized the poor and strengthened their attachments to the incumbent United Socialist Party. In the same line, some studies that tracked changes across time with quantitative data suggest that class voting may come and go as a result of changes in the political supply. Stokes and Lupu (2009) found that in Argentina, periods of economic crises and sociopolitical upheavals temporarily eroded the traditional alignments between voters and parties, increasing middle-class support for Peronists as well as lower-class support for Radicals. Along similar lines, Cameron (1991: 298) notes that the Peruvian APRA lost working-class support after the emergence of the United Left, but recovered it after 1985 when Alan Garcia took the lead of the party. Finally, according to Zucco (2006) the social bases of the Brazilian Workers Party changed notably between 1994 and 2006, adopting the working-class profile that Lula was seeking for since its beginnings. Some of these studies use aggregated units (such as regions or districts), leaving unanswered the question about how individuals from different classes vote. 1 These studies are also missing a much comprehensive comparative study of class voting in the region to be able at least to grasp the plausibility of this discussion and hypothesis. This is the second goal of this paper.
Dependent and independent variables We use two different dependent variables: presidential and legislative vote. The presidency is where the power is, and it is the primary focal point of elections throughout Latin 1 Another line of studies has resorted to the surveys of Latin American political elites carried out by the Universidad de Salamanca under the direction of Manuel Alcntara (see e. g. Lupu and Carnes 2012). In this chapter, we are concerned with the political behavior of the masses rather than elites. 7
America. It is also worth analyzing legislative voting because legislatures in Latin America have important powers and because legislative voting might be, for a slice of the electorate, a clearer expression of sincere voting. Because presidential elections ultimately have only one winning candidate, politicians engage in strategic interparty coordination to form electoral alliances in presidential elections. As a result, many citizens might not be able to vote for their first choice party in presidential elections. Moreover, strategic voters do not want to waste their presidential vote, so they might cast their ballot for their second most preferred candidate. We primarily use the 2006 wave of the Latin American Public Opinion Project (LAPOP) survey to assess class voting. For legislative voting in Argentina, Bolivia, and Brazil, we use the 2008 wave of LAPOP because data were not available for 2006. In the multinomial models presented below, the party (for legislative voting) or candidate (for presidential voting) located most to the right among parties that obtained more than 10% of the valid preferences among survey respondents is the reference category. We determined the most conservative party or candidate by the mean ideological self-placement of voters who supported that party or candidate. Our primary independent variable is the class of the respondent. We constructed this variable in two different ways, both of which have some advantages over the other. Our first measure is based on household wealth, including items such as plumbing, computers, land line phones, cell phones, and automobiles. The 2006 LAPOP enables us to measure household wealth for almost every respondent. Household wealth-based measures are commonly used as an indicator of class (Handlin 2013). Second, we use a measure intended to roughly approximate the Erikson- Goldthorpe (1992) class schema. It has been frequently employed in the literature on class voting in Western Europe (Evans 1992; Evans 1999: 8-11; Clark 2001: 19-20) but is almost absent in studies on voting patterns in Latin America (exceptions are Torcal 8
and Mainwaring 2003a, Torcal and Mainwaring 2003b, and Heath 2009a). 2 In contrast to wealth-based measures, the Erikson-Goldthorpe schema is based on individuals position in production processes. Individuals political preferences (including their vote choice) are formed not only in relation to their income or household wealth, but also as a result of their work experiences and relationships. Historically, unionized blue collar workers were more likely to form and support leftist parties than small owners who had the same income and living standards. The latter were at least stereotypically inclined to be conservative. Likewise, individuals employed in the informal sector in contemporary Latin America were presumably historically less likely to support leftist parties than poor members of the working class. Measuring Household Wealth First, we provide estimates of class voting based on a measure of household wealth. We estimated household wealth using a principal component analysis of ten household assets listed in the AmericasBarometer surveys, as described by Crdova (2009). The principal component analysis used dichotomous variables to indicate whether or not a household contains any of the following material goods or assets: a television, a refrigerator, a landline telephone, a cellular phone, one vehicle, two vehicles, three vehicles, a washing machine, a microwave oven, indoor plumbing, an indoor bathroom, or a computer. As Crdova (2009) explains, formally, the wealth index for household I is the linear combination,
y i = 1 ( x 1 x 1 s 1 )+ 2 ( x 2 x 2 s 2 )+...+ k ( x k x k s k )
where
and s k are the mean and standard deviation of the asset x k and is the weight for each variable x k for the first principal component. By definition, the first principal 2 For studies that resort to discrete class categories based on occupational measures, see Dominguez and McCann (1995), and Canton and J orrat (2002). 9
component across households or individuals has a mean of zero and a variance of , which corresponds to the largest eigenvalue of the correlation matrix of x. The first principal component y yields a wealth index that assigns a larger weight to assets that vary the most across households so that an asset found in all households is given a weight of zero (McKenzie 2005). The first principle component or wealth index can take positive as well as negative values (Crdova 2009: 3). We modified Crdovas household wealth measure slightly because we did not use weights to differentiate between urban and rural areas. For our purpose, if a household does not have indoor plumbing, a refrigerator, an indoor bathroom, a television, or the other household goods mentioned above, it does not matter if it is in an urban or rural area; we still regard it is poor. We use household wealth rather than income for several reasons. 3 First, the question on income was not commensurable across countries in the 2006 survey. It would be difficult to compare class voting across countries without a measure of class that was directly comparable across countries. Second, a measure of wealth based on household goods is more stable than one based on income. A middle class person could leave the labor market for a short time without experiencing a pronounced decline in household wealth (Booth and Seligson 2009: 115-116). Thus, the income measure could be misleading (i.e., have poor validity). Third, wealth based on household goods correctly codes relatively well-off retired individuals, whereas an income question might record these individuals as having very low or no income. Again, the validity of the measure based on household goods should be higher. Fourth, misreporting is probably much higher on income than on household wealth (Handlin 2013: 150-151). 3 For an excellent recent discussion of the advantages and disadvantages of different conceptualizations and operationalizations of class, see Handlin 2013. We draw on his discussion of the advantages of using household wealth rather than reported income. 10
Fifth, if we used income, we would need to adjust for size of household. A certain household income could be more than adequate for one person but put a household of seven below the poverty line. A measure based on household wealth is much less vulnerable to this problem. Finally, there were fewer missing cases for household wealth (only five out of 28,216 respondents compared to 3613 missing observations for the family income question). We excluded Panama because of some problems in the household wealth data in 2006. The classic hypothesis in some class voting literature i. e. the rich vote for the right and the poor for the left (Lipset 1960: 234) 4 --is supported if we obtain negative and significant associations between household wealth and the dependent variable. For both household wealth and our other measure of class, we employ simple models with three demographic variables as controls in addition to our primary variable of interest (household wealth or class): population size where the respondent lives (metropolitan area and large cities =1; medium cities, small cities, and rural =0), 5 sex (male=1, female=2), and age. Without these control variables, we could get biased results. If, for example, a high percentage of skilled workers were men and if men voted disproportionately for the left, what might in a univariate analysis appear to be class voting could in fact be gender voting. In most countries, rural areas vote 4 Lipset (1960: 234) wrote that More than anything else, the party struggle is a conflict among classes, and the most impressive single fact about political party support is that in virtually every economically developed country the lower-income groups vote mainly for parties of the left, while the higher income groups vote mainly for parties of the right. 5 This dichotomous variable parsimoniously captures the relationship between population size and the ideology of the presidential candidate for whom respondents voted. Respondents from country capitals and large cities voted for more leftist presidents than respondents from smaller localities. Contrary to our ex-ante expectations, respondents of medium cities were slightly more conservative in presidential voting than respondents of small cities and rural areas. These differences were not statistically significant, so rather than using the five discrete categories for population size that appeared in the original survey, we created the dichotomous variable. 11
disproportionately for conservative parties, and they are also on average considerably poorer than large cities. Therefore, if we did not control for large city residence, it might appear that wealthy households voted for the left, when in fact what is going on is that big cities vote more for the left in many countries. We do not include questions about political or social attitudes or behavior because doing so could dampen the effects of class on voting. Class could work through political and social attitudes and behavior and indirectly affect voting preference. We are interested in the combined direct and indirect effects of class.
Household Wealth and Presidential Vote We carried out a multinomial logistic model in each country using LAPOP 2006. The dependent variable is categorical, and indicates the candidate for whom respondents voted for in the last presidential election (variable vb3_06 in the dataset). We removed from the models respondents who did not answer the question, did not know for whom they voted, or stated that they did not vote. We used robust standard errors in all models. The number of valid observations ranges from a minimum of 582 (Paraguay) to a maximum of 2016 (Ecuador). Table 1 shows the statistically significant (p<.10) results. Although we included all candidates in the regressions, to save space and focus attention on the most important results, we list only the candidates who obtained at least 10% of the valid vote according to survey responses. The number in the Change in probabilities column is based on a simulation. It shows the percentage change in the probability that a very wealthy respondent compared to a very poor respondent (as we shift from the lowest to the highest value for household wealth in a given country) would vote for a given candidate as opposed to 12
the conservative reference candidate. A positive value indicates that controlling for age, sex, and residence in a large city, wealthier voters were more likely than poor voters to prefer the more progressive candidate. A negative value shows that wealthy individuals are less likely than poor voters to support the more progressive of the two candidates. For Argentina, for example, the wealthiest voters were a whopping 53% less likely than the poorest to vote for Cristina Fernndez de Kirchner rather than Roberto Lavagna. 6
Conversely, in the competition between Lavagna and Elisa Carrio, household wealth had no impact on voting. Table 1 here In the simulations, the control variables are held constant at their mean values for a given country. In addition to Fernndez de Kirchner, three other leftist and center- left candidates won great support from poor voters. In Bolivia, poor voters overwhelmingly preferred Evo Morales to J orge Quiroga; they voted 52% more than the wealthiest respondents for Morales. In Brazil, the poorest voted 27% more than the wealthy for Lula. In Peru, the poorest voted 38% more than the wealthiest for Ollanta Humala. In addition, Hugo Chvez (-4%), center-left candidate Alvaro Colom in Guatemala (-7%), and center-left candidate Cuauhtmoc Crdenas in Mexico (-5%) fared somewhat better among the poorest than the wealthiest voters. But this result is far from consistent across all countries. Most notably, in El Salvador, in the competition with ARENAs candidate Antonio Saca, the old Communist Party leader and FMLN candidate Schafik Handal won 24% more among the wealthiest voters than he did among the poorest. Given the very strong connections between business groups and ARENA, and given the revolutionary and largely rural genesis of the FMLN, this result is deeply surprising. In the competition with the most 6 Throughout this chapter, all simulations include the effects of the three control variables held constant at a given countrys means. 13
conservative candidate, Daniel Ortega in Nicaragua, Michelle Bachelet in Chile, and Tabar Vzquez in Uruguay did no better among the poorest voters than among the wealthiest. The row for average change provides a crude summary of how powerful class voting based on household wealth was in different countries. It is simply the average of the statistically significant change in probabilities (the difference between how the wealthiest and poorest voted). Non-significant coefficients count as 0 change in probabilities. Based on data from a single year, Bolivia (-52%), Costa Rica (+37%), Argentina (-27%), Brazil (-27%), El Salvador (+24%), and Peru (-23%) had strong class voting in presidential elections. In Bolivia, Argentina, Brazil, and Peru, class voting occurred along the lines Lipset (1960) predicted: the poor were more likely than the wealthy to support the more progressive candidate. In Costa Rica and El Salvador, the opposite pattern prevailed. There was no class voting in Chile, Ecuador, and Honduras. Table 2 shows how often there is a negative association between higher household wealth and leftist presidential voting, as Lipsets classic hypothesis suggests. We computed the percentage of significant negative associations between household and vote in all paired comparisons between major presidential candidates. We also verified the number of wrong associations (with positive numbers in Table 1 above) and of insignificant associations. These three figures for each of the countries are shown in Table 2. For instance, Mexico provides two comparisons of voter groups (Foxs voters vs. Crdenass, and Foxs voters vs. Labastidas). In both comparisons, wealthier voters were more likely than poor voters to support Fox.
Table 2 here In nine of the twenty-two comparisons, poor voters were more likely than wealthy voters to prefer the less conservative candidates, consistent with Lipsets 14
(1960) hypothesis. Conversely, in three paired comparisons, wealthy voters preferred candidates to the left of the most conservative candidate. One of these was the very puzzling case of more support among poor than wealthy voters for the conservative candidate Antonio Saca (ARENA) over Schafik Handal of the leftist FMLN. The other two involved centrist or center-left candidates whose primary base of support was the urban middle class: Ottn Solis of the Citizens Action Party in Costa Rica and Carlos Gaviria, who finished a distant second to Alvaro Uribe in Colombias 2006 presidential election. Both campaigned more on civic than class issues. In ten of the 22 paired comparisons of candidates, household wealth had no statistically significant influence on the vote. It is not infrequent in Latin America that relatively wealthier respondents prefer leftist candidates while the poorer respondents prefer rightist ones. Urban educated middle classes often prefer progressive candidates, while conservative candidates and parties have sometimes made significant inroads in the lower classes (e. g. the PRI in Mexico and Fernando Collor de Melo, the winning presidential candidate in Brazil in 1989; also recall that Brooks and Manza 1999 documented a shift from traditional class voting to this new type of class voting in the US during the 1960s, and that Lipset (1960: 87-126) wrote long ago about working class authoritarianism). Among the candidates listed in Table 1, three had unequivocal profiles as radical leftists: Evo Morales, who won the Bolivian election in 2005; Hugo Chvez, who was the president in Venezuela; and Ollanta Humala in Peru. 7 If, as we hypothesized briefly above, class voting emerges from strong class signals and conflicts created by campaigns, political styles, and policies, class voting should be strong in these cases. 7 Levitsky and Roberts (2011) and Weyland et al. (2010) view Morales, Chvez, and Rafael Correa as the leading expressions of the radical left. Humala unambiguously situated himself in this camp in the 2006 presidential campaign before switching to a much more moderate platform in his victorious 2011 election. 15
The data strongly confirm this hypothesis for two of these three candidates. Morales (- 52%) and Ollanta (-38%) fared vastly better among the poorest voters than among the wealthiest. For Chvez (-4%), the difference was far less profound but nevertheless statistically significant.
Household Wealth and Congressional Voting In some countries of Latin America, legislative vote results diverge dramatically from presidential results, 8 and, as noted above, the former might give sharper insight into sincere voter preferences. Hence, we analyze class voting (first by household income) in congressional elections. The data in this section come from the 2006 LAPOP. The specific survey question is For which party did you vote for deputy in the last elections. This question was not asked in Argentina, Bolivia, Brazil, the Dominican Republic, Honduras, or Paraguay, so we do not include them in the analysis. For Venezuela, there were relatively few respondents for the reference category, making it impossible to estimate the model. Table 3 presents the results. Models have the same control variables (sex, age, and residence in large cities) as in Table 1. Again, the models include all parties but we report results only of parties that won at least 10% of the vote among respondents who said they voted for a deputy. Table 3 here Table 4 synthetically summarizes the results of Table 3. Summarized in this gross way, class voting in the direction hypothesized by Lipset is weaker in legislative than presidential voting. In only five paired comparisons were poorer voters more 8 In Brazil, for example, in 2010, the PT and PSDB combined for 80% of the first round presidential vote compared to 27% of the vote for the Chamber of Deputies. The effective number of candidates in the 2010 presidential election was 2.75. The effective number of parties (in votes) for the Chamber of Deputies was four times higher, 11.2. 16
inclined than wealthier voters to choose the more left of the two parties. (The number for presidential voting was nine paired comparisons.) In three comparisons, wealthier voters were more likely than the poor to support the more progressive options. Nine cases were statistically insignificant. Table 4 here Only a few of the differences between poor and wealthy voters follow a stereotypical story of poor people voting in large proportions for leftist parties. In Chile, wealthy voters were less likely than poor voters to choose the center-left Socialists over the right wing UDI (-8%), and the gap between wealthy and poor voters was even greater for the centrist Christian Democrats (-23%) in legislative elections. This pattern is a contrast to the null results in presidential voting. In Peru, consistent with our findings for the presidential election, poorer voters were considerably more likely than wealthier voters to prefer the party label captured by Ollanta Humala, the UPP, to the conservative Unidad Nacional (-16%). However, the difference in the wealth profile of UPP voters was much more pronounced in the presidential election (-38% versus -16%), suggesting that poor voters were drawn to the charismatic figure of Humala without voting en masse for the UPPs deputies. Unfortunately, for purposes of testing our hypothesis that radical left candidates and parties should be especially likely to induce class voting, the Peruvian case, which supports this hypothesis, is the only one that has data for legislative voting. In Mexico, consistent with past work on this issue, wealthy voters were far less likely than poor voters (-29%) to support the PRI over the PAN. This finding is consistent with a hypothesis that poor voters would prefer the more leftist of two parties, and it is also consistent (and even more powerful than) our above finding for the Mexican presidential election. By 2000, the PRI was a center-right party, so this is not a 17
stereotypical case in which the poor voted for the left. Interestingly, the household wealth profile of the center-left PRD did not differ from that of the PAN. Three cases are statistically significant, but wealthier voters supported the more leftist of the two paired parties. Consistent with our finding for the 2004 presidential election, the most surprising statistically significant result is that in El Salvador wealthier voters reported that they were more likely than poor voters (+27%) to support the leftist FMLN over the conservative ARENA. Consistent with the findings for presidential elections, in Costa Rica, wealthier voters were much more likely (+31%) than poor voters to prefer the center-left Citizen Action Party over the centrist National Liberation Party. Finally, in Nicaragua, wealthier voters were relatively more likely than poor voters (+10%) to choose leftist Daniel Ortega over the conservative candidate. Given the hostile relationship between business groups and the FSLN when it governed from 1979 to 1990, this finding is very surprising. The final column of Table 4 provides a crude summary measure of whether the pattern of class voting in legislative and presidential elections was largely similar or somewhat different in each country. We scored a country as somewhat different if 1) for any pair of parties, the household wealth variable was significant with one dependent variable but not with the other; or 2) overall (as opposed to any specific pair of parties) there was no statistically significant class voting for one kind of election but there was for the other. 9
Overall, there was a high level of consistency between presidential and legislative results. In four of the nine countries, there were minor differences in class 9 In principle, we would also have coded a country as somewhat different if a paired comparison was significant in both kinds of elections but with opposite changes in probabilities (that is, the wealthier were more likely than the poor to vote for Party Xs presidential candidate, but less likely than the poor to vote for Party Xs deputies). Not surprisingly, there were no such cases. 18
voting between presidential and legislative voting. In Chile and Nicaragua, there was no class voting in the presidential election, but there was in legislative voting. In Colombia, the opposite was true. In Mexico, in the competition between the PRD and PAN, the wealthiest voters were 5% less likely than the poorest to choose the center-left presidential candidate, Cuauhtmoc Crdenas, over the PAN, but the household wealth variable did not differentiate PRD and PAN candidates for deputy. In the other five countries, the results were highly similar for presidential and congressional voting.
Class: Erikson and Goldthorpes Schema The Erikson and Goldthorpe (1992) schema begins with employment status, i.e., the distinction between self-employed, employers, and employees. Two individuals with the same occupation are usually parts of different classes in the Erikson and Goldthorpe schema if their employment statuses are different. For example, a self- employed accountant belongs to the petty bourgeoisie while an accountant who is an employee for a firm is usually routine nonmanual. LAPOP 2006 provides employment status for both those active in the labor force and those unemployed (variable OCUP1A in the original questionnaire, and ocup1a in the pooled dataset). The second and final consideration in the Erikson-Goldthorpe schema is an individuals occupation. They developed a fine-grained occupational coding that has been used in many surveys in Western Europe. Accordingly, we used the question about the respondents occupation (variable OCUP1 in the original questionnaire and ocup1_06 in the pooled dataset) as the second step in coding respondents class. 10
10 Unfortunately the occupation and employment status variables were not asked in the surveys of Brazil, Bolivia and Ecuador. This forced us to discard these countries from the analysis since it is impossible to approximate the Erikson and Goldthorpe schema for them. 19
Unfortunately for our purposes, the 2006 LAPOP questionnaire does not allow for such fine-grained distinctions; it had only eleven occupational categories compared to the ISCO88 and ISCO08 international five digit categories often used in the comparative surveys in Western Europe that have followed Erikson and Goldthorpe. LAPOPs categories are not detailed enough on the occupation question to accurately code all respondents based just on employment status and occupation. For this reason, we depart from Erikson-Goldthorpe and use questions on education (variable ED in the questionnaire and ed in the dataset) and household wealth to help build some class categories. Using education and household wealth is essential to approximate Erikson- Goldthorpe with LAPOPs questions, and it is also consistent with their spirit. For example, the service class is with few exceptions well educated and well off. We began with the version of the Erikson-Goldthorpe schema with five class categories. The service class (large owners, professionals, administrators, managers, and high level supervisors) is the most privileged in terms of economic position. The petty bourgeoisie includes small owners, farmers, and self-employed workers in primary production. The routine non-manual class includes non-manual workers in administration and commerce and sales personnel. The final two classes are skilled and unskilled workers. The Erikson and Goldthorpe schema was developed with the advanced industrial democracies in mind. Using this schema for coding class in Latin American countries requires some adjustments because of the deep cross-regional differences in class structure. For the Latin American cases, we added a sixth class category that is not part of the Erikson-Goldthorpe schema: the marginal (or poor) self-employed. This category is essential for understanding class in Latin America. The poor self-employed informal sector category constitutes a sizable part of most Latin American societies. It 20
is much larger and much poorer in most of Latin America than anywhere in Western Europe. These six class categories, which are based on objective positions in the class structure, differ from categories based on subjective (self-reported) class, income, or household wealth. Appendix 1 provides details of how we classified survey respondents into class categories based on the LAPOP 2006 survey. Following Erikson and Goldthorpe, we first divided respondents by employment status into four groups: 1) employees 2) employers; 3) self-employed; and 4) unpaid workers. 11 The second step was to examine each LAPOP occupational category (the first column). Where employment status and occupation did not suffice to code class, Appendix 1 indicates how we used education and/or household wealth to determine class. For example, without using education and household wealth, we had no way to decide whether owners (employment status) who were managers or technicians should be classified as petty bourgeoisie or service class. Among these groups (and several others), we coded individuals who had at least fifteen years of education and were in the top 20% of the household wealth measure for the region as a whole and were in the top 20% of the household wealth measure for their own country as service class. 12 The education and household wealth 11 The category of unpaid workers does not exist as a separate category in Erikson and Goldthores schema. Trabajador no remunerado o sin pago in the mother questionnaire. There are only 80 cases in this category (less than 1% of the variable). 12 Like Handlin (2013: 153-155), we used separate education and household wealth measures rather than combining them because the service class is both (with few exceptions) well educated and relatively well-off. A very high score for household wealth should not compensate for low education (again, with few exceptions). We used both a regional and country-specific measure of wealth because wealth is both absolute (i.e., assessed by international standards) and relative (i.e., country-specific). An individual who is in the upper echelon of the middle class in Bolivia (and hence might be service class) would not be as comparatively well off, and hence might not be service class, in the United States; this is why we needed a measure that considers country- specific conditions. On the other hand, social scientists customarily think of wealth with some reference to cross-national standards. In very poor societies, a lower percentage should be categorized as service class. 21
thresholds are lenient separately for determining who should be categorized as service class, but jointly they create a reasonable threshold. We coded owners who were managers or technicians who had less than fifteen years of education or were in the bottom 80% of household wealth for the region as a whole or for their country as petty bourgeoisie. We also used household wealth to determine which self-employed individuals should be categorized as poor self-employed; we included only those in the bottom 50% of household wealth for the region as a whole. Unfortunately, LAPOP does not provide information on occupation or employment status for the heads of households for students, retired, and housewives, so we could not include those categories. Table 5 shows the breakdown into six classes in the twelve countries included in our analysis. The stark cross-national differences in class composition conform closely to what one would expect on the basis of differences in level of development. The service class is much larger in the more developed countries (Uruguay, Chile, Costa Rica, Mexico) than in the poor countries (Nicaragua, Paraguay, Honduras, Guatemala). The bivariate correlation between the size of the service class and per capita GDP is very high at .75. Table 5 here Conversely, the marginal self-employed class is substantially larger in the poor countries. The bivariate correlation between the size of the marginal self-employed class and per capita GDP is impressive at -.86. The size of the skilled working class should be and is higher in the more developed countries. The bivariate correlation between the size of the skilled working class and per capita GDP is again high at .73. The distribution of classes by country lends strong credibility to the validity of the coding. Table 6 shows the mean household wealth of the six classes in the sixteen countries. The service class should consistently be the wealthiest, and it is by a large margin in all 22
countries. The measure of mean country household wealth correlates very strongly (.90) with per capita GDP. Cross-national differences in the mean household wealth of the service class are relatively minor, reflecting the fact that all Latin American countries have an affluent upper strata. Not surprisingly, skilled and unskilled workers fare much better in the wealthier countries. The correlation between per capita GDP and mean household wealth of unskilled workers is remarkably high at .91. The country means and the number of observations in Table 2 include individuals who were not categorized by class. Table 6 here
Erikson-Goldthorpe Class Voting These six class variables are dummy variables in the statistical analysis. The reference class category in all comparisons is the petty bourgeoisie, traditionally seen as a class with conservative political predilections. Table 7 shows the results for presidential candidates for whom at least 10% of survey respondents voted according to the survey. Table 8 shows the results for legislative voting. Again, to save space, we do not show results for the control variables and show only the statistically significant results. Tables 7 and 8 here A negative sign in Table 7 or 8 indicates that a given class was disproportionately favorable to the more conservative (i.e., the reference) candidate or party, and a positive sign means that the class voted disproportionately for the less conservative candidate or party. The number shows the change in the likelihood that a given class would vote for one candidate over another, relative to voting among the petty bourgeoisie. For example, in Argentina, in Table 7, controlling for age, sex, and large city residence, unskilled workers were 1% more likely than the petty bourgeoisie to vote for Cristina Fernndez rather than Roberto Lavagna, among 23
unskilled workers and petty bourgeois who voted for one of these two candidates. In Bolivia, two classes displayed a strong class vote against or in favor of Evo Morales. The service class voted strongly (27% more in absolute terms) compared to the petty bourgeoisie for center-right candidate J orge Quiroga. Conversely, compared to the petty bourgeoisie, unskilled workers tilted heavily toward Morales; 19% more unskilled workers voted for Morales compared to his vote among the petty bourgeoisie (again, among unskilled workers and petty bourgeoisie who voted for one of these two candidates). In all countries but Chile, the results for legislative elections are very similar to those for presidential elections (Table 7). In Chile, in legislative elections, unskilled workers and the marginal self-employed voted more than the petty bourgeoisie for the three core parties of the Concertacin: the Christian Democrats, the Socialists, and the Party for Democracy. For class analysis, the comparison of the working class (skilled workers, unskilled workers, and marginal-self employed) is more politically relevant than the comparison between the petty bourgeoisie and the service class or routine non-manual. As a simple way of synthesizing Tables 7 and 8, Table 9 shows the percentage of statistically significant comparisons between skilled workers, unskilled workers, or the marginal self-employed, on the one hand, and the petty bourgeoisie, on the other. For example, in Table 7, for Argentina there are six paired comparisons between skilled workers, unskilled workers, or the marginal self- employed and the petty bourgeoisie. Only one of the six (17%) is statistically significant. The final column adds the statistically significant coefficients (as an absolute value) for each country and divides by the number of cells for that country in Table 7, and multiples by 100%. The result is an easy-to-interpret preliminary summary measure of the strength of class voting. For example, for Nicaragua, we took the only significant value (17%) in Table 7 in the three working class comparisons (skilled workers, unskilled workers, and marginal self-employed) and divided by three to derive the 5.7% figure in Table 9. 24
Table 9 here Countries with strong class voting are the exception rather than the norm. Using the Erikson-Goldthorpe schema, class voting in presidential elections was weak in Argentina, Costa Rica, the Dominican Republic, El Salvador, Honduras, Mexico, Paraguay, Uruguay, and Venezuela. Table 9 again registers sharp cross-country variance. Class voting in presidential elections was strongest in Guatemala, Peru, Bolivia, Nicaragua, and Brazil. Two of the three countries with competitive radical leftist candidates, Bolivia (with Evo Morales) and Peru (with Ollanta Humala) had strong class voting in presidential elections. Peru also had the highest score for the legislative vote (for Bolivia, there is no data). We believe this is not by chance. In their discourse and sometimes in their practice, radical leftist presidents emphasize solidarity with the poor and economic redistribution, and they often criticize the wealthy as enemies of the nation (Hawkins 2010). Class issues have been front stage of the national political scenes in these countries. 13 We hypothesize that strong class polarization provoked by presidents and highly competitive presidential candidates is favorable to strong class voting. In contrast, class voting was weak for the presidency in Venezuela. There was some class voting in legislative elections in all of these countries except Costa Rica and El Salvador, where there was none. Peru, Chile, and Guatemala had the highest scores for class voting in legislative elections.
Assessing Lipsets Hypothesis with the Erikson-Goldthorpe Variable To what degree do the Latin American cases circa 2006 support Lipsets hypothesis that the poor vote for the left and the wealthy for the right? Table 10 synthetically summarizes the results of Table 7 (presidential voting) and Table 8 (legislative voting) according to class 13 On characteristics of the radical left and its differences in relation to the moderate left, see Levitsky and Roberts (2011); Weyland et al. (2010). 25
patterns (rather than by country). The second (presidential) and fifth (legislative) columns show the consistency with Lipsets hypothesis for each of the five classes other than the petty bourgeoisie. Each major presidential candidate other than the most conservative candidate counts as one case. The final column shows the number of statistically insignificant cases. Table 10 here Three findings stand out. First, the statistically significant results are overwhelmingly consistent with Lipsets hypothesis. For presidential voting, twenty-one of the twenty-five statistically significant results are consistent with his theoretical expectations. For legislative voting, all sixteen statistically significant results are consistent with his hypothesis. Overall, then, 37 of 41 statistically significant results support Lipset. The four exceptions are not terribly disruptive of Lipsets claim. In two paired comparisons, the service class voted more progressively than the petty bourgeoisie. The other two exceptions involved campaigns with blurred ideological messages. One was the competition between two conservative candidates (J oaqun Lavn of the UDI and Sebastin Piera of Renovacin Nacional in Chile) among skilled workers in Chile. The other was the competition among unskilled workers between center-right populist candidate Alvaro Uribe and centrist Carlos Gaviria in Colombia. Unskilled workers were more likely than the petty bourgeoisie to support Uribe. Second, although the statistically significant results support Lipsets hypothesis, the solid majority of cells (76% for presidential voting and 80% for legislative voting) are not significant. To some degree, the prevalence of non-statistical results stems from relatively small numbers of individuals in each classbut as we saw earlier, even with the much larger number of individuals for household wealth, class is often not a powerful factor in determining vote. Thus, the results largely support the idea that class voting in Latin America is not strong, with the caveat that it varies greatly by country. 26
Third, unskilled workers and the marginal self-employed engaged in far more class voting than other classes. These two categories occupy the bottom of the wealth hierarchy in Latin America. The marginal self-employed have historically been known for obstacles to collective action and political mobilization. In contemporary Latin America, however, several leftist and center-left presidential candidates have successfully appealed to this sector. President Lula in Brazil (-12%), center-left candidate Alvaro Colom in Guatemala (-13%), center-left candidate Cuauhtmoc Crdenas in Mexico (-4%), and leftist candidate Ollanta Humala in Peru (-16%) did well among the marginal self-employed. In light of some older literatures about their low levels of politicization and their difficulties of engaging in collective action, it is striking that the marginal self-employed along with unskilled workers engaged in far more class voting in legislative elections than other classes. Likewise, a handful of leftist and center- left candidates successfully mobilized the vote of unskilled workers: Evo Morales in Bolivia (- 19%), Alvaro Colom in Guatemala (-2%), Cuauhtmoc Crdenas in Mexico (-3%), Daniel Ortega in Nicaragua (-17%), and Ollanta Humala in Peru (-3%). Only in Bolivia and Nicaragua, however, was there a large difference in how leftist and center-left candidates fared among unskilled workers compared to the petty bourgeoisie. This pattern of leftist and center-left electoral success among unskilled workers and the marginal self-employed was far from uniform. For example, Michelle Bachelet in Chile, Schafik Handal in El Salvador, Tabar Vzquez in Uruguay, and Hugo Chvez in Venezuela did not fare statistically better among unskilled workers or the marginal self-employed than among the petty bourgeoisie. Results in legislative voting were very similar. Several leftist and center-left parties have done disproportionately well among unskilled workers and/or the marginal self-employed. Examples include the Socialists and the PPD in Chile; the PRD in Mexico; and Humalas 2006 party, the Union for Peru (Unin por el Peru) in Peru. 27
Table 10 shows very weak class voting by routine non-manual workers and surprisinglyskilled workers.
Consistency between Household Wealth and Erikson-Goldthorpe Measures of Class How consistent are the results between the two different measures of class? For presidential voting, the results are very similar in ten countries. In Bolivia and Peru, there was strong class voting with both measures of class. The results are also consistent for Brazil, Chile, Colombia, Guatemala, Honduras, Paraguay, and Uruguay. In Nicaragua, the household wealth measure shows no difference between Daniel Ortega of the leftist FSLN and the Enrique Bolaos of the conservative PLC. With the Erikson- Goldthorpe measure of class, compared to his results among the petty bourgeoisie, Ortega did better than Bolaos in the service class, non-manual routine, and unskilled workers. Because the three classes in which Ortega enjoyed comparative success ranged from the wealthiest in Nicaragua (the service class) to the poor (unskilled workers, see Table 7), this finding for the Erikson-Goldthorpe variable is consistent with the null finding for household wealth, but it presents a more differentiated picture. In Mexico, results were very similar in the competition between the PAN and the PRD, but somewhat different in the competition between the PAN and the PRI. The Erikson- Goldthorpe measure does not show any class voting between the PRI and the PAN, whereas with household wealth, the most affluent voters were less likely than the poor (-17%) to favor the PRI over the PAN. In three countries, the two measures of class suggest different pictures. In Argentina, the most affluent voters were much less likely (-53%) than the poorest to favor Cristina Fernndez rather than Roberto Lavagna. The Erikson-Goldthorpe measure detected only weak class voting 28
among unskilled workers. In Costa Rica, affluent voters favored Ottn Solis (+37%) more than poor voters did, but the Erikson-Goldthorpe measure shows no class voting. In El Salvador, affluent voters supported the FMLN candidate (+24%) more than the poorest voters; again, the Erikson-Goldthorpe measure shows no class voting. For legislative elections, most results are again similar with the two measures of class. For Colombia, Guatemala, Mexico, Nicaragua, and Peru, the results are strikingly similar across both measures. For three of the four Chilean parties (not counting the reference party), they are also similar: the Socialists, the Christian Democrats, and National Renovation. For the Party of Democracy (PPD), the results differ some across the two measures. The PPD has the same household wealth profile as the UDI, but with the Erikson-Goldthorpe schema, the PPD does comparatively better than the UDI among unskilled workers and the marginal self- employed. Costa Rica is the outlier. As was also true in presidential voting, the two measures of class yield different results. The wealthier voters were much more likely (+31%) than the poor to vote for the Citizen Action Party, but the Erikson-Goldthorpe variable did not show class voting. How can we square the results in the three countries with important differences in presidential voting and the one with important differences in congressional voting? We are confident that both sets of results are correct, and we do not have an immediate answer for why the differences are so striking. The samples are different; the Erikson-Goldthorpe variable includes only individuals who are in the labor force. Also, the theoretical constructs are different. The N with the household wealth measure is much higher because the Erikson- Goldthorpe measure entails dividing respondents into six different classes. The larger N reduces standard errors and makes it more likely to obtain a statistically significant result. Finally, the continuous nature of the house wealth variable might make it more likely to detect 29
differences among classes.
Change Over Time We need to write this section Conclusions We need to write the conclusions. For lack of time, here we present a few bullet points. 1. Overall, class voting in Latin America is fairly modest. 2. The magnitude of class voting varies greatly by country. 3. Bolivia and Peru are the only countries that by both measures of class had strong class voting in the 2006/08 LAPOP. They were two of the three countries with strong radical leftist presidential candidates. Radical left candidates and presidents constantly emphasize class issues, and as a result, the probability of sharper class divisions in elections increases. Nevertheless, modest class voting in Venezuela shows that this tendency is not inexorable. 4. The magnitude of class voting varies greatly by class in the Erikson-Goldthorpe schema. Unskilled workers and the marginal self-employed engaged in far more class voting than other classes. It is not surprising that voting patterns among the service class did not diverge markedly from those of the petty bourgeoisie. It is, however, notable that the voting patterns of skilled workers were similar to those of the petty bourgeoisie, diverging in only four of the thirty-seven cases (combining the presidential and legislative vote) in Table 10. 5. To the degree that there is class voting in Latin America, it is almost always consistent with Lipsets hypothesis. But contra Lipsets hypothesis, strong class voting is not the norm in most countries. 6. It is difficult to explain differences in class voting among Latin American cases based on structural variables such as the level of poverty, the level of inequality, or the level of development. In the 1990s, class voting was strongest in Chile and Uruguay, two of the most 30
developed countries in the region (Torcal and Mainwaring 2003b). Circa 2006, it was strongest in one poor country (Bolivia) and one middle income country (Peru), and it was weak in Uruguay and modest in Chile.
31
Table 1: Household wealth and Presidential Vote (2006-2008)
Country Candidate and percentage of vote in survey Change in voting probabilities from poorest to wealthiest voters Pseudo R- Square N Argentina Cristina E. Fernndez de Kirchner (FPV) (38.5%) - (0.53)
162 Average change 0.27 860 Bolivia Evo Morales (MAS) (64.1%) - (0.52) 0.05 940 Poder Democrtico Social (PODEMOS) (Reference) (23.2%) 341 Average change 0.52 1467 Brazil Luiz I. Lula da Silva (PT, PcdoB, PRB) (78%) - (0.27)
0.06 836 Partido de la Socialdemocracia Brasilea (Reference) (19.5%) 209 Average change 0.27 1072 Chile Michelle Bachelet (Partidos por la Concertacin) (60.7%)
0.02 536 Sebastin Piera (RN) (21.4%) 189 Unin Demcrata Independiente (Reference) (14.5%) 128 Average change 0 883 Colombia Carlos Gaviria Daz (Polo Democrtico Alternativo) (15.8%) + (0.14) 0.04 129 Partido Liberal (Reference) (74.6%) 611 Average change 0.14 819 Costa Rica Otton Sols (PAC) (37.3%) + (0.37) 0.04 367 Partido Liberacin Nacional (PLN) (Reference) (46.3%) 456 Average change 0.37 984 Dominican Rep. Hiplito Meja (PRD) (26.8%)
0.02 275 Partido de la Liberacin Dominicana (Reference) (64.7%) 664 Average change 0 1026 Ecuador Lucio Edwin Gutirrez Borbua (Partido Sociedad Patriotica 21 0.03 1218 32
Enero) (59.9%) Partido Renovador Institucional Accin Nacional (PRIAN) (Reference) (19.8%) 402 Average change 0 2035 El Salvador Schafik Hndal (FMLN) (37.5%) + (0.24) 0.07 307 Alianza Republicana Nacionalista (ARENA) (Reference) (54.1%) 443 Average change 0.24 819 Guatemala Frente Revolucionario Guatemalteco (11.9%)
0.02 82 Unidad Nacional de la Esperanza (UNE) (18.9%) -0.07 130 Gran Alianza Nacional (GANA) (Reference) (53.8%) 370 Average change 0.035 688 Honduras Manuel Zelaya (PLH) (58.4%)
0.02 674 Partido Nacional (Reference) (38.6%) 446 Average change 0 1154 Mexico Francisco Labastida (PRI) (28.7%) - (0.17) 0.02 258 Cuauhtemoc Crdenas (PRD) (10.4%) - (0.05) 94 Alianza por el cambio (PAN/PVEM) (Reference) (60.9%) 548 Average change 0.11 900 Nicaragua Daniel Ortega (FSLN) (48.5%)
0.01 450 Partido Liberal Constitucionalista (PLC) (Reference) (47.9%) 444 Average change 0 927 Paraguay Julio Cesar Franco (PLRA) (22.7%)
0.05 133 Partido Colorado (Reference) (65.6%) 384 Average change 0 585 Peru Ollanta Humala (Unin por el Per (UPP) (35.5%) - (0.38) 0.04 431 Alan Garca (Partido Aprista Peruano ) (28.6%) - (0.08) 348 Unidad Nacional (Reference) (22.7%) 276 Average change 0.23 1194 Uruguay Tabar Vzquez (Frente Amplio- Encuentro) (60.7%)
0.06 564 Jorge Larraaga (Partido Nacional) 258 33
(27.8%) Partido Colorado (Reference) (8.0%) 74 Average change 0 929 Venezuela Hugo Chvez (MVR, PPT, PODEMOS, PCV) (79.3%) - (0.04) 0.01 743 Nuevo Tiempo (Reference) (20.7%) 194 Average change 0.04 937
Source: 2006 LAPOP for most countries; 2008 LAPOP for Argentina, Bolivia, Brazil and Venezuela. 34
Table 2 Summary of statistical associations between household wealth and first round presidential vote by country
Country Year of presidential election prior to 2006/2008 LAPOP survey number of paired comparisons in which higher household wealth is associated with more conservative presidential vote number of paired comparisons in which higher household wealth is associated with more leftist presidential vote number of paired comparisons with no significant associations Argentina 2007 1 0 1 Bolivia 2005 1 0 0 Brazil 2006 1 0 0 Chile 2005 0 0 2 Colombia 2002 0 1 0 Costa Rica 2006 0 1 0 Dom. Republic 2004 0 0 1 Ecuador 2002 0 0 1 El Salvador 2004 0 1 0 Guatemala 2003 1 0 1 Honduras 2005 0 0 1 Mexico 2000 2 0 0 Nicaragua 2001 0 0 1 Peru 2006 2 0 0 Paraguay 2003 0 0 1 Uruguay 2004 0 0 1 Venezuela 2006 1 0 0 Total - 9 3 10
Source: Based on Table 1 35
Table 3: Household wealth and Legislative Voting in Latin America (2006-2008) Countries Political party and percentage of vote Change in voting probabilities from poorest to wealthiest voters Pseudo R- Square N Chile Partido Socialista (22.0%) - 0.08 0.01
Partido por la Democracia (20.1%)
Partido Demcrata Cristiano (19.8%) - 0.23
Renovacin Nacional (18.9%)
UDI (reference) Average change 0.08 582 Colombia Polo Democrtico Independiente (11.3%)
Partido de la U (24%)
Partido Liberal (reference) Average change 0 513 Costa Rica PAC (31.8%) + 0.31
PLN (reference) Average change 0.31 916 El Salvador FMLN (45.1%) + 0.27 0.06 ARENA (reference) Average change 0.27 834 Ecuador Partido Social Cristiano (20.7%)
0.04
Partido Sociedad Patriotica 21 de Enero (25.4%)
Izquierda Democrtica (12.1%)
Partido Renovador Institucional Accin Nacional (PRIAN) (reference)
Average change 0 1490 Guatemala Frente Republicano Guatemalteco (13.8%)
0.03
Unidad Nacional de la Esperanza (UNE) (17.2%) Partido Avanzada Nacional (14.7%)
Gran Alianza Nacional (GANA) (reference)
Average change 0 470 Mexico PRI (40.4%) - 0.29 0.03
PRD (18.0%)
PAN (reference) 36
Average change 0.15 687 Nicaragua FSLN (55.1%) + 0.10 0.02
Partido Liberal Constitucionalista (PLC) (reference)
Average change 0.10 744 Peru Unin por el Per (UPP) (19.7%) - (0.16) 0.05
Partido Aprista Peruano (APRA) (26.9%) - (0.03)
Alianza por el Futuro (12.4%)
Unidad Nacional (reference) Average change 0.06 933 Venezuela DEPENDENT VARIABLE VERY SKEWED WITH FEW CASES IN THE REFERENCE PARTY
Source: 2006 LAPOP 37
Table 4 Summary of statistical associations between household wealth and legislative vote by country
Country number of paired comparisons in which higher household wealth is associated with more conservative vote number of paired comparisons in which higher household wealth is associated with more leftist vote number of paired comparisons with no significant associations Similar to or somewhat different from results for presidential voting Chile 2 0 2 different Colombia 0 0 2 different Costa Rica 0 1 0 similar Ecuador 0 0 2 similar El Salvador 0 1 1 similar Guatemala 0 0 3 similar Mexico 1 0 1 different Nicaragua 0 1 0 different Peru 2 0 0 same Total 5 3 11
Source: Based on LAPOP 2006 for all countries except Argentina, Bolivia, Brazil, and Venezuela; based on LAPOP 2008 for Argentina, Bolivia, Brazil, and Venezuela.
Source for per capita GDP in 2010: World Bank, World Development Indicators, Purchasing Parity Power, constant 2005 international dollars. 39
Source: Based on LAPOP 2006 for all countries except Argentina, Bolivia, Brazil, and Venezuela; based on LAPOP 2008 for Argentina, Bolivia, Brazil, and Venezuela. 40
Table 7: Class voting for presidential elections in Latin America with the Erikson and Goldthorpe class schema (2006-2008) Country Presidential candidate and percentage of vote in LAPOP survey Service Class Non-manual Workers Skilled Workers Unskilled Workers Marginal Class Pseudo R- Square N Argentina Cristina E. Fernndez de Kirchner (FPV) (38.5%)
+ (0.01)
0.05 172 Elisa M.A. Carri (CC) (27.1%) 139 Roberto Lavagna (UNA) (Reference) (18.8%) 96 Average change 0 0 0 0.005 0 Bolivia Evo Morales (MAS) (64.1%) - (0.27)
+ (0.19)
0.05 500 Poder Democrtico Social (PODEMOS) (Reference) (23.2%) 182 Average change 0.27 0 0 0.19 0 Brazil Luiz I. Lula da Silva (PT, PcdoB, PRB) (78%)
+ (0.12)
0.06 836 Partido de la Socialdemocracia Brasilea (Reference) (19.5%) 209 Average change 0 0 0 0 0.12 Chile Michelle Bachelet (Partidos por la Concertacin) (60.7%)
0.04 82 Unidad Nacional de la Esperanza (UNE) (18.9%)
+ (0.32) + (0.14) + (0.16) 130 Gran Alianza Nacional (GANA) (Reference) (53.8%)
370 Average change 0 0 0.16 0.07 0.08 Honduras Manuel Zelaya (PLH) (58.4%) 0.05 674 42
Partido Nacional (Reference) (38.6%) 446 Average change 0 0 0 0 0 Mexico Francisco Labastida (PRI) (28.7%)
0.02 258 Cuahtemoc Cardenas (PRD) (10.4%)
+ (0.03) + (0.04) 94 Alianza por el cambio (PAN/PVEM) (Reference) (60.9%) 548 Average change 0 0 0 0.02 0.02 Nicaragua Daniel Ortega (FSLN) (48.5%) + (0.24) + (0.17)
+ (0.17)
0.04 444 Partido Liberal Constitucionalista (PLC) (Reference) (47.9%) 450 Average change 0.24 0.17 0 0.17 0 Paraguay Julio Cesar Franco (PLRA) (22.7%) - (0.21)
0.08 133 Partido Colorado (Reference) (65.6%) 384 Average change 0.21 0 0 0 0 Peru Ollanta Humala (Unin por el Per (UPP) (35.5%) - (0.13)
Nacional) (27.8%) (0.06) Partido Colorado (Reference) (8%) 74 Average change 0 0.10 0 0 0 Venezuela Hugo Chvez (MVR, PPT, PODEMOS, PCV) (79.3%) - (0.23)
0.02 743 Nuevo Tiempo (Reference) (20.7%) 194 Average change 0.23 0 0 0 0
Source: LAPOP 2006 survey for all countries except Argentina, Bolivia, and Brazil; LAPOP 2008 for Argentina, Bolivia, Brazil, and Venezuela. 44
Table 8: Class voting for Legislative Elections in Latin America with the Erikson and Goldthorpe class schema (2006)
Country Political Parties and percentage of vote Service Class Non-manual Workers Skilled Workers Unskilled Workers Marginal Class Pseudo R- Square N Chile Partido Socialista (22.0%)
+ (0.06) + (0.19) 0.06 49 Partido por la Democracia (20.1%)
+ (0.06) + (0.27) 65 Partido Demcrata Cristiano (19.8%)
+ (0.09) 47 Renovacin Nacional (18.9%) 48 UDI (reference) Average change 0 0 0 0.05 0.23 Colombia Polo Democrtico Independiente (11.3%)
+ (0.14)
35 Partido de la U (24%) 70 Partido Liberal (reference) Average change 0 0 0 0 0.07 Costa Rica PAC (31.8%)
PLN (reference) Average change 0 0 0 0 0 El Salvador FMLN (45.1%) 0.05 ARENA (reference) Average change 0 0 0 0 0 Guatemala Frente Revolucionario Guatemalteco (13.8%)
0.05 54 Partido Avanzada Nacional - 36 45
(PAN) (14.7%) (0.16) Unidad Nacional de la Esperanza (UNE) (17.2%)
+ (0.14) 81 Gran Alianza Nacional (GANA) (reference)
Average change 0 0 0.05 0 0.05 Mexico PRI (40.6%)
+ (0.12)
0.03 150 PRD (18.0%)
+ (0.04) 62 PAN (reference) Average change 0 0 0 0.06 0.02 Nicaragua FSLN (55.1%)
+ (0.17) 0.04 215 Partido Liberal Constitucionalista (PLC) (reference)
Average change 0 0.17 0 0 0 Peru Unin por el Per (UPP) (19.7%) - (0.13)
+ (0.13) 0.05 100 Partido Aprista Peruano (APRA) (26.9%)
+ (0.09) + (0.12) 130 Alianza por el Futuro (12.4%)
Unidad Nacional (reference) Average change 0.04 0 0 0.03 0.08 Venezuela DEPENDENT VARIABLE VERY SKEWED WITH FEW CASES IN THE REFERENCE PARTY
Source: Based on LAPOP 2006 . 46
Table 9 Synthetic summary of class voting in presidential and legislative elections, Erikson- Goldthorpe schema, by country Country Presidential voting Legislative voting % significant, work compared to petty bourgeoisie Sum of significant change in probabil divided by number cells *100, worker compared to petty bourgeoisie % of statistically significant cells, working class com to petty bourgeoisi sum of significant change in probabilities divided by number of cells * 100%, working class com to petty bourgeoisi
Note: Column 5 is the sum of the absolute values of the changes in probabilities.
Source: Based on Tables 7 and 8. 48
Table 10 Assessing Lipsets Hypothesis: Summary of statistical associations between Erikson-Goldthorpe Class and Vote
Presidential Vote Legislative Vote Class #cases where poorer c voted for more progre candidate #cases where poorer c voted for conservative candidates #cases without class voting #cases where poorer c voted for more progres candidate #cases where poorer c voted for conservative candidates #cases withou class voting Service class 4 2 15 1 0 15 Routine non-manual 3 0 18 1 0 15 Skilled workers 2 1 18 1 0 15 Unskilled work 7 1 13 6 0 10 Marginal self-employed 5 0 16 7 0 9 49
Total 21 4 80 16 0 64 Source: Based on Tables 7 and 9. 50
Private Employers (OCUP1A) Employees 14
(Government or private)
Self-employed 15
Unpaid worker Occupation 16
Subdivided by education (ED) and wealth Our class coding Subdivided by education (ED) and wealth Our class coding Subdivided by education (ED) and wealth Our class coding Our class coding Professional, manager 15 +years education and wealth top 20%* Service class 15 years + education & wealth top 20%* Service class 15 +years education and wealth top 20%* Service class Routine non-manual
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie less than 15 years of education OR wealth bottom 80%** Routine non- manual <15 years of education OR wealth bottom80%** Petty bourgeoisie Technician 15 +years education and wealth top 20%* Service class 15 years + education & wealth top 20%* Service class 15 +years education and wealth top 20%* Service class Skilled worker
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie less than 15 years of education OR wealth bottom 80%** Routine non- manual If not service class and wealth top 50%** Petty bourgeoisie
Wealth bottom50% Marginal self-employed
Office worker (oficinista) 15 +years education and wealth top 20%* Service class 15 years + education & wealth top 20%* Service class If 15 +years education and wealth top 20%* Service class Routine non-manual
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie Less than 15 years of education OR wealth bottom Routine non- manual If education <15 or wealth bottom80%** Petty bourgeoisie
14 In the LAPOP 2006 mother questionnaire (Spanish version) the variable with this information is OCUP1A. In the 2006 pooled dataset the variable is ocup1a. 15 Trabajador por cuenta propia in the mother questionnaire. 16 In the LAPOP 2006 mother questionnaire (Spanish version) the variable with this information is OCUP1. In the 2006 pooled dataset the variable is ocup1_06. 51
80%** Comerciante 15 +years education and wealth top 20%* Service class 15 years + education & wealth top 20%* Service class If 15 +years education AND wealth top 20%* Service class Routine non-manual
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie Less than 15 years of education OR wealth bottom 80%** Routine non- manual If not service class and wealth top 50% Petty bourgeoisie
wealth bottom50% Marginal self-employed
Campesino o agricultor 15 +years education and wealth top 20%* Service class 9 +years education AND wealth top 50% Skilled worker wealth top 50% Petty bourgeoisie Unskilled worker
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie <9 years education OR wealth bottom 50% Unskilled worker wealth bottom50% Marginal self-employed
Pen agrcola NA NA Unskilled worker NA NA Unskilled worker Artisan Petty bourgeoisie 9 +years education and wealth top 50% Skilled worker wealth top 50% Petty bourgeoisie Unskilled worker
<9 years education OR wealth bottom 50% Unskilled workers wealth bottom50% Marginal self-employed
Domestic service NA NA Unskilled worker NA NA Unskilled worker Other services 15 +years education and wealth top 20%* Service class 15 +years education AND wealth top 20%* Service class If 15 +years education AND wealth top 20%* Service class Unskilled worker
less than 15 years education OR wealth bottom 80%** Petty bourgeoisie 9+years education and wealth top 50% Routine non- manual if not in service class If not service class and wealth top 50% Petty bourgeoisie
<9 years education OR Unskilled worker wealth bottom50% Marginal self-employed
Top 20% of household wealth within the individuals country and for the region as a whole. ** Bottom 80% of household wealth within the individuals country OR for the region as a whole.
53
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