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module3-database_startup.htm; updated May 21, 2013; Some figures shown in these notes are from the Oracle Database Concepts guide.

Module 3 Database Startup


These notes cover the use of environment variables and Oracle naming conventions for files. You will:
learn to create and understand initialization parameter files and several of the specified parameters.
learn to startup and shutdown an Oracle Instance.
become familiar with and use diagnostic files.

Environment Variables

Operating System Environment Variables

Oracle makes use of environment variables on the server and client computers in both LINUX and Windows operating
systems in order to:
establish standard locations for files, and
make it easier for you to use Oracle.

On LINUX, environment variables values can be displayed by typing the command env at the operating system prompt. It is
common to have quite a few environment variables. This example highlights those variables associated with the logged on user
and with the Oracle database and software:

SSH_CONNECTION=::ffff: 25568 ::ffff: 22
SSH_CLIENT=::ffff: 25568 22

To create or set an environment variable value, the syntax is:


An example of setting the ORACLE_SID database system identifier is shown here:

dbock/@sobora2.isg.siue.edu=> ORACLE_SID=USER350
dbock/@sobora2.isg.siue.edu=> export ORACLE_SID

This can be combined into a single command as shown here:

dbock/@sobora2.isg.siue.edu=> export ORACLE_SID=USER350

The following environment variables in a LINUX environment are used for the server.
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Command: HOME=/u01/student/dbock
Use: Stores the location of the home directory for your files for your assigned LINUX account. You can always easily change
directories to your HOME by typing the command: cd $HOME

Note: The $ is used as the first character of the environment variable so that LINUX uses the value of the variable as opposed
to the actual variable name.

Command: LD_LIBRARY_PATH=/u01/app/oracle/product/11.2.0/dbhome_1/lib
Use: Stores the path to the library products used most commonly by you. Here the first entry in the path points to the library
products for Oracle that are located in the directory /u01/app/oracle/product/11.2.0/dbhome_1/lib. For multiple
entries, you can separate Path entries by a colon.

Command: ORACLE_BASE=/u01/app/oracle
Use: Stores the base directory for the installation of Oracle products. Useful if more than one version of Oracle is loaded on a
server. Other than that, this variable does not have much use. We are not using it at SIUE.

Command: ORACLE_HOME=/u01/app/oracle/product/11.2.0/dbhome_1
Use: Enables easy changing to the home directory for Oracle products. All directories that you will use are hierarchically below
this one. The most commonly used subdirectories are named dbs and rdbms.

Command: ORACLE_SID=USER350 (or the name of your database)
Use: Tells the operating system the system identifier for the database. One of the databases on the SOBORA2 server is
named DBORCL when you create your own database, you will use youre a database name assigned by your instructor as the
ORACLE_SID system identifier for your database.

Command: ORACLE_TERM=vt100
Use: In LINUX, this specifies the terminal emulation type. The vt100 is a very old type of emulation for keyboard character

Command: PATH=/u01/app/oracle/product/11.2.0/dbhome_1/bin:/bin:/usr/bin:/usr/local/bin:.
Use: This specifies path pointers to the most commonly used binary files. A critical entry for using Oracle is the
=/u01/app/oracle/product/11.2.0/dbhome_1/bin entry that points to the Oracle binaries. If you upgrade to a new
version of Oracle, you will need to upgrade this path entry to point to the new binaries.

Windows Variables

In a Windows operating system environment, environment variables are established by storing entries into the system registry.
Your concern here is primarily with the installation of Oracle tools software on a client computer.

Windows and Oracle allows and recommends the creation of more than one ORACLE_HOME directory (folder) on a Windows
client computer. This is explained in more detail in the installation manuals for the various Oracle software products.

Basically, you should use one folder as an Oracle Home for Oracle Enterprise Manager software and a different folder as an
Oracle Home for Oracle's Internet Developer Suite this suite of software includes Oracle's Forms, Reports, Designer, and
other tools for developing internet-based applications.

Initialization Parameter Files

When an Oracle Instance is started, the characteristics of the Instance are established by parameters specified within the
initialization parameter file that is read during startup. In the figure shown below, the initialization parameter file is named
spfiledb01.ora; however, you can select any name for the parameter filethe database here has an ORACLE_SID value of
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There are two types of initialization parameter files:
Static parameter file: This has always existed and is known as the PFILE and is commonly referred to as the init.ora
file. The actual naming convention used is to name the file initSID.ora where SID is the system identifier (database
name) assigned to the database.
Server (persistent) parameter file: This is the SPFILE (also termed the server parameter file) and is commonly
referred to as the spfileSID.ora.

There are two types of parameters:
Explicit parameters. These have entries in the parameter file.
Implicit parameters. These have no entries in the parameter file and Oracle uses default values.

Initialization parameter files include the following:
Instance parameters.
A parameter to name the database associated with the file.
SGA memory allocation parameters.
Instructions for handling online redo log files.
Names and locations of control files.
Undo segment information.


This is a plain text file. It is common to maintain this file either by editing it with the vi editor, or by FTPing it to my client
computer, modifying it with Notepad, and then FTPing it back to the SOBORA2 server.

The file is only read during database startup so any modifications take effect the next time the database is started up. This is an
obvious limitation since shutting down and starting up an Oracle database is not desirable in a 24/7 operating environment.

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The naming convention followed is to name the file initSID.ora where SID is the system identifier. For example, the PFILE for
the departmental SOBORA2 server for the database named DBORCL is named initDBORCL.ora.

When Oracle software is installed, a sample init.ora file is created. You can create one for your database by simply copying
the init.ora sample file and renaming it. The sample command shown here creates an init.ora file for a database named
USER350. Here the file was copied to the user's HOME directory and named initUSER350.ora.

$ cp $ORACLE_HOME/dbs/init.ora $HOME/initUSER350.ora

You can also create an init.ora file by typing commands into a plain text file using an editor such as Notepad.

NOTE: For a Windows operating system, the default location for the init.ora file is C:\Oracle_Home\database.

This is a listing of the initDBORCL.ora file for the database named DBORCL. We will cover these parameters in our
discussion below.

# Copyright (c) 1991, 1997, 1998 by Oracle Corp.

audit_trail ='db'
compatible ='11.2.0'
processes = 150
#UNDO_Management is Auto by default
# End of file

The example above shows the format for specifying values: keyword = value.
Each parameter has a default value that is often operating system dependent.
Generally parameters can be specified in any order.
Comment lines can be entered and marked with the # symbol at the beginning of the comment.
Enclose parameters in quotation marks to include literals.
Usually operating systems such as LINUX are case sensitive so remember this in specifying file names.

The basic initialization parameters there are about 255 parameters the actual number changes with each version of
Oracle. Most are optional and Oracle will use default settings for them if you do not assign values to them. Here the most
commonly specified parameters are sorted according to their category.

DB_NAME (mandatory) specifies the local portion of a database name.
o Maximum name size is 8 characters.
o Must begin with alphanumeric character.
o Once set it cannot be changed without recreating the database.
o DB_NAME is recorded in the header portion of each datafile, redo log file, and control file.

DB_BLOCK_SIZE (mandatory) specifies the size of the default Oracle block in the database. At database creation
time, the SYSTEM, TEMP, and SYSAUX tablespaces are created with this block size. An 8KB block size is about the
smallest you should use for any database although 2KB and 4KB block sizes are legal values.
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DB_CACHE_SIZE and DB_nK_CACHE_SIZE (recommended, optional):
o DB_CACHE_SIZE specifies the size of the area the SGA allocates to hold blocks of the default size. If the
parameter is not specified, then the default is 0 (internally determined by the Oracle Database). If the parameter is
specified, then the user-specified value indicates a minimum value for the memory pool.
o DB_nK_CACHE_SIZE specifies up to four other non-default block sizes, and is useful when transporting a
tablespace from another database with a block size other than DB_BLOCK_SIZE. This parameter is only used
when you have a tablespace(s) that is a non-standard size.
o This parameter is NOT in the initDBORCL.ora parameter file - it was used often in the past, but is now usually allowed
to default.

DB_FILE_MULTIBLOCK_READ_COUNT = 16 (recommended) used to minimize I/O during table scans.
o It specifies the maximum number of blocks read in one I/O operation during a sequential scan (in this example the
value is set to 16).
o The total number of I/Os needed to perform a full table scan depends on such factors as the size of the table, the
multiblock read count, and whether parallel execution is being utilized for the operation.
o Online transaction processing (OLTP) and batch environments typically have values in the range of 4 to 16 for this
o This parameter is NOT in the initDBORCL.ora parameter file.

DB_RECOVERY_FILE_DEST and DB_RECOVERY_FILE_DEST_SIZE (recommended) specifies the default
location for the flash recovery area.
o The flash recovery area contains multiplexed copies of current control files and online redo logs, as well as archived
redo logs, flashback logs, and RMAN backups.
o Specifying this parameter without also specifying the DB_RECOVERY_FILE_DEST_SIZE initialization parameter is
not allowed.

CURSOR_SHARING (optional) setting this to FORCE or SIMILAR allows similar SQL statements to share the Shared
SQL area in the SGA. The SIMILAR specification doesn't result in a deterioration in execution plans for the SQL
statements. A setting of EXACT allows SQL statements to share the SQL area only if their text matches exactly.

OPEN_CURSORS (recommended) a cursor is a handle or name for a private SQL areaan area in memory in
which a parsed statement and other information for processing the statement are kept.
o Each user session can open multiple cursors up to the limit set by the initialization parameter OPEN_CURSORS.
OPEN_CURSORS specifies the maximum number of open cursors (handles to private SQL areas) a session can
have at once.
o You can use this parameter to prevent a session from opening an excessive number of cursors.

AUDIT_FILE_DEST (recommended) specifies the operating system directory into which the audit trail is written when
the AUDIT_TRAIL initialization parameter is set to os, xml, or xml, extended.
o The audit records will be written in XML format if the AUDIT_TRAIL initialization parameter is set to xml or xml,
o It is also the location to which mandatory auditing information is written and, if so specified by the
AUDIT_SYS_OPERATIONS initialization parameter, audit records for user SYS.
o The first default value is: ORACLE_BASE/admin/ORACLE_SID/adump
o The second default value (used if the first default value does not exist or is unusable, is:
TIMED_STATISTICS (optional) a setting of TRUE causes Oracle to collect and store information about system
performance in trace files or for display in the V$SESSSTATS and V$SYSSTATS dynamic performance views. Normally
the setting is FALSE to avoid the overhead of collecting these statistics. Leaving this on can cause unnecessary
overhead for the system.

CONTROL_FILES (mandatory) tells Oracle the location of the control files to be read during database startup and
operation. The control files are typically multiplexed (multiple copies).

#Control File Configuration
CONTROL_FILES = ("/u01/student/dbockstd/oradata/USER350control01.ctl",

DIAGNOSTIC_DEST (recommended) this parameter specifies where Oracle places "dump" files caused by actions
such as the failure of a user or background process.
o This parameter is new to Oracle 11g.
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o It specifies an alternative location for the "diag" directory contents.
o It is part of the new ADR (Automatic Diagnostic Repository) and Incident Packaging System -- these allow quick
access to alert and diagnostic information.
o The default value of $ADR_HOME by default is $ORACLE_BASE/diag.
o This replaced the older udump, bdump, and cdump (user dump, background dump, core dump) directories used up
to version Oracle 10g.


LOG_ARCHIVE_DEST and LOG_ARCHIVE_DEST_n (mandatory if running in archive mode):
o You choose whether to archive redo logs to a single destination or multiplex the archives.
o If you want to archive only to a single destination, you specify that destination in the LOG_ARCHIVE_DEST
initialization parameter.
o If you want to multiplex the archived logs, you can choose whether to archive to up to ten locations (using the
LOG_ARCHIVE_DEST_n parameters) or to archive only to a primary and secondary destination (using

LOG_ARCHIVE_FORMAT (optional, but recommended if running in archive mode) specifies the format used to
name the system generated archive log files so they can be read by Recovery Manager to automate recovery.


SHARED_SERVERS (optional) this parameter specifies the number of server processes to create when an instance is
started. If system load decreases, then this minimum number of servers is maintained. Therefore, you should take care
not to set SHARED_SERVERS too high at system startup.

DISPATCHERS (optional) this parameter configures dispatcher processes in the shared server architecture.

#Shared Server Only use these parameters for a Shared Server
# installation the parameter starts shared server if set > 0
#Uncomment and use first DISPATCHERS parameter if the listener
#is configured for SSL security
#(listener.ora and sqlnet.ora)
# '(PROTOCOL=TCPS)(PRE=oracle.aurora.server.SGiopServer)'

COMPATIBLE (optional) allows a newer version of Oracle binaries to be installed while restricting the feature set as if
an older version was installed used to move forward with a database upgrade while remaining compatible with
applications that may fail if run with new software versions. The parameter can be increased as applications are reworked.

INSTANCE_NAME (Optional) in a Real Application Clusters environment, multiple instances can be associated with
a single database service. Clients can override Oracle's connection load balancing by specifying a particular instance by
which to connect to the database. INSTANCE_NAME specifies the unique name of this instance. In a single-instance
database system, the instance name is usually the same as the database name.


DB_DOMAIN (recommended) this parameter is used in a distributed database system. DB_DOMAIN specifies the
logical location of the database within the network structure. You should set this parameter if this database is or ever will be
part of a distributed system.

#Distributed, Replication, and SnapShot

REMOTE_LOGIN_PASSWORDFILE (recommended) specifies the name of the password file that stores user names
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and passwords for privileged (DBAs, SYS, and SYSTEM) users of the database.

#Security and Auditing

MEMORY_TARGET (recommended) The amount of shared memory available for Oracle to use when dynamically
controlling the SGA and PGA. This parameter is dynamic, so the total amount of memory available to Oracle can be
increased or decreased, provided it does not exceed the MEMORY_MAX_TARGET limit. The default value is "0".

#Memory sizing

PGA_AGGREGATE_TARGET (recommended, but not needed if MEMORY_TARGET is set) and
SORT_AREA_SIZE (no longer recommended) specifies the target aggregate PGA memory available to all server
processes attached to the instance.
o When managing memory manually, Oracle RDBMS tries to ensure the total PGA memory allocated for all
database server processes and background processes does not exceed this target.
o In the past, this was an often used parameter to improve sorting performance, this parameter SORT_AREA_SIZE
specifies (in bytes) the maximum amount of memory Oracle will use for a sort.
o Now Oracle doesnt recommend using the parameter unless the instance is configured with a shared server option.
Instead use the PGA_AGGREGATE_TARGET parameter instead (use a minimum of 10MB, the default Oracle
setting is 20% of the size of the SGA).

JAVA_POOL_SIZE, LARGE_POOL_SIZE and SHARED_POOL_SIZE (optional) these parameters size the shared
pool, large pool, and Java pool. These are automatically sized by the Automatic Shared Memory Management (ASSM) if
you set the MEMORY_TARGET or SGA_TARGET initialization parameter.
o To let Oracle manage memory, set the SGA_TARGET parameter to the total amount of memory for all SGA
o Even if SGA_TARGET is set, you can also set these parameters when you want to manage the cache sizes
o The total of the parameters cannot exceed the parameter SGA_MAX_SIZE which specifies a hard upper limit for the
entire SGA.

SGA_TARGET (recommended, but not needed if MEMORY_TARGET is set) a SGA_TARGET specifies the total
size of all SGA components. If SGA_TARGET is specified, then the following memory pools are automatically sized:
o Buffer cache (DB_CACHE_SIZE)
o Shared pool (SHARED_POOL_SIZE)
o Large pool (LARGE_POOL_SIZE)
o Java pool (JAVA_POOL_SIZE)

#Pool sizing

#Alternatively you can set these individually to establish minimum sizes for these caches,
but this is not recommended
SHARED_POOL_SIZE=123232153 #This is the minimum for 10g

PROCESSES (recommended) this parameter represents the total number of processes that can simultaneously
connect to the database, including background and user processes.
o The background processes is generally 15 and you would add the # of maximum concurrent users.
o There is little or no overhead associated with making PROCESSES too big.

JOB_QUEUE_PROCESSES (recommended, especially to update materialized views) specifies the maximum
number of processes that can be created for the execution of jobs per instance.
o Advanced queuing uses job queues for message propagation.
o You can create user job requests through the DBMS_JOB package.
o Some job queue requests are created automatically. An example is refresh support for materialized views. If you wish
to have your materialized views updated automatically, you must set JOB_QUEUE_PROCESSES to a value of one
or higher.

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#Processes and Sessions

FAST_START_MTTR_TARGET (optional) this specifies the number of seconds the database takes to perform crash
recovery of a single instance.

#Redo Log and Recovery

RESOURCE_MANAGER_PLAN (optional) this specifies the top-level resource plan to use for an instance.
o The resource manager will load this top-level plan along with all its descendants (subplans, directives, and consumer
o If you do not specify this parameter, the resource manager is off by default.
o If you specify a plan name that does not exist within the data dictionary, Oracle will return an error message.

#Resource Manager

UNDO_MANAGEMENT and UNDO_TABLESPACE (recommended but actually required for most installations)
Automatic Undo Management automates the recovery of segments that handle undo information for transactions.
o It is recommended to set the UNDO_MANAGEMENT parameter to AUTO. This is the default value.
o Specify the name of the UNDO tablespace with the UNDO_TABLESPACE parameter.
o Only one UNDO tablespace can be active at a time.

#Automatic Undo Management
#UNDO_Management is Auto by default

So, which parameters should you include in your PFILE when you create a database? I suggest a simple init.ora file initially -
you can add to it as time goes on in this course.


The SPFILE is a binary file. You must NOT manually modify the file and it must always reside on the server. After the file is
created, it is maintained by the Oracle server.

The SPFILE enables you to make changes that are termed persistent across startup and shutdown operations. You can make
dynamic changes to Oracle while the database is running and this is the main advantage of using this file.

The default location is in the $ORACLE_HOME/dbs directory with a default name of spfileSID.ora. For example, a database
named USER350 would have a SPFILE with a name of spfileUSER350.ora.

As is shown in the figure above, you can create an SPFILE from an existing PFILE by typing in the command shown while using
SQL*Plus. Note that the filenames are enclosed in single-quote marks.

Recreating a PFILE

You can also create a PFILE from an SPFILE by exporting the contents through use of the CREATE command. You do not
have to specify file names as Oracle will use the spfile associated with the ORACLE_SID for the database to which you are
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You would then edit the PFILE and use the CREATE command to create a new SPFILE from the edited PFILE.

The STARTUP Command

The STARTUP command is used to startup an Oracle database. You have learned about two different initialization parameter
files. There is a precedence to which initialization parameter file is read when an Oracle database starts up as only one of them
is used.

These priorities are used when you simply issue the STARTUP command within SQL to startup a database.
Oracle knows which database to startup based on the value of ORACLE_SID.
Oracle uses the priorities listed below to decide which parameter file to use during startup.


First Priority: the spfileSID.ora on the server side is used to start up the instance.
Second Priority: If the spfileSID.ora is not found, the default SPFILE on the server side is used to start the instance.
Third Priority: If the default SPFILE is not found, the initSID.ora on the server side will be used to start the instance.

A specified PFILE can override the use of the default SPFILE to start an instance. Examples:




A PFILE can optionally contain a definition to indicate use of an SPFILE.
This is the only way to start the instance with an SPFILE in a non-default location.
To start the database with an SPFILE not in the default location, SPFILE=<full path and filename> must be placed in the

Example PFILE parameter:


Modifying SPFILE Parameters

Earlier you read that an advantage of the SPFILE is that certain dynamic parameters can be changed without shutting down the
Oracle database. These changes are made as shown in the figure below by using the ALTER SYSTEM command.
Modifications made in this way change the contents of the SPFILE. If you shutdown the database and startup again, the
modifications you previously made will take effect because the SPFILE was modified.

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The ALTER SYSTEM SET command is used to change the value of instance parameters and has a number of different
options as shown here.

ALTER SYSTEM SET parameter_name = parameter_value
[SID= 'sid'|'*']


parameter_name: Name of the parameter to be changed
parameter_value: Value the parameter is being changed to
COMMENT: A comment to be added into the SPFILE next to the parameter being altered
SCOPE: Determines if change should be made in memory, SPFILE, or in both areas
MEMORY: Changes the parameter value only in the currently running instance
SPFILE: Changes the parameter value in the SPFILE only
BOTH: Changes the parameter value in the currently running instance and the SPFILE
SID: Identifies the ORACLE_SID for the SPFILE being used
'sid': Specific SID to be used in altering the SPFILE
'*': Uses the default SPFILE

Here is an example coding script within SQL*Plus that demonstrates how to display current parameter values and to alter these

SQL> SHOW PARAMETERS timed_statistics

------------------ ----------- -----
timed_statistics boolean FALSE

SQL> ALTER SYSTEM SET timed_statistics = FALSE
2 COMMENT = 'temporary setting' SCOPE=BOTH
3 SID='USER350';

System altered.

You can also use the ALTER SYSTEM RESET command to delete a parameter setting or revert to a default value for a

SQL> ALTER SYSTEM RESET timed_statistics
3 SID='USER350';

System altered.

SQL> SHOW PARAMETERS timed_statistics

------------------ ----------- -----
timed_statistics boolean FALSE

Starting Up a Database

Instance Stages

Databases can be started up in various states or stages. The diagram shown below illustrates the stages through which a
database passes during startup and shutdown.

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NOMOUNT: This stage is only used when first creating a database or when it is necessary to recreate a database's control
files. Startup includes the following tasks.
Read the spfileSID.ora or spfile.ora or initSID.ora.
Allocate the SGA.
Startup the background processes.
Open a log file named alert_SID.log and any trace files specified in the initialization parameter file.
Example startup commands for creating the Oracle database and for the database belonging to USER350 are shown


MOUNT: This stage is used for specific maintenance operations. The database is mounted, but not open. You can use this
option if you need to:
Rename datafiles.
Enable/disable redo log archiving options.
Perform full database recovery.
When a database is mounted it
o is associated with the instance that was started during NOMOUNT stage.
o locates and opens the control files specified in the parameter file.
o reads the control file to obtain the names/status of datafiles and redo log files, but it does not check to verify the
existence of these files.
Example startup commands for maintaining the Oracle database and for the database belonging to USER350 are shown


OPEN: This stage is used for normal database operations. Any valid user can connect to the database. Opening the database
includes opening datafiles and redo log files. If any of these files are missing, Oracle will return an error. If errors occurred
during the previous database shutdown, the SMON background process will initiate instance recovery. An example command to
startup the database in OPEN stage is shown here.


If the database initialization parameter file is in the default location at $ORACLE_HOME/dbs, then you can simply type the
command STARTUP and the database associated with the current value of ORACLE_SID will startup.

Startup Command Options:

You can force a restart of a running database that aborts the current Instance and starts a new normal instance with the FORCE


Sometimes you will want to startup the database, but restrict connection to users with the RESTRICTED SESSION privilege so
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that you can perform certain maintenance activities such as exporting or importing part of the database.


You may also want to begin media recovery when a database starts where your system has suffered a disk crash.


On a LINUX server, you can automate startup/shutdown of an Oracle database by making entries in a special operating system
file named oratab located in the /var/opt/oracle directory.

IMPORTANT NOTE: If an error occurs during a STARTUP command, you must issue a SHUTDOWN command prior to
issuing another STARTUP command.


You can change the stage of a database. This example changes the database from OPEN to READ ONLY.

SQL> startup mount pfile=$HOME/initUSER350.ora
ORACLE instance started.

Total System Global Area 25535380 bytes
Fixed Size 279444 bytes
Variable Size 20971520 bytes
Database Buffers 4194304 bytes
Redo Buffers 90112 bytes
Database mounted.


Database altered.

Restricted Mode

Earlier you learned to startup the database in a restricted mode with the RESTRICT option. If the database is open, you can
change to a restricted mode with the ALTER SYSTEM command as shown here. The first command restricts logon to users
with restricted privileges. The second command enables all users to connect.


One of the tasks you may perform during restricted session is to kill current user sessions prior to performing a task such as the
export of objects (tables, indexes, etc.). The ALTER SYSTEM KILL SESSION 'integer1, integer2' command is used to do
this. The values of integer1 and integer2 are obtained from the SID and SERIAL# columns in the V$SESSION view. The first
six SID values shown below are for background processes and should be left alone! Notice that the users SYS and USER350
are connected. We can kill the session for user account name DBOCKSTD.

SQL> SELECT sid, serial#, status, username FROM v$session WHERE username='DBOCK';

---------- ---------- -------- ------------------------------


System altered.

Now when DBOCK attempts to select data, the following message is received.

SQL> select patientid, lastname, firstname, bedno
2 from patient
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3 where bedno=1;
ERROR at line 1:
ORA-00028: your session has been killed

When a session is killed, PMON will rollback the user's current transaction and release all table and row locks held and free all
resources reserved for the user.


You can open a database as read-only provided it is not already open in read-write mode. This is useful when you have a
standby database that you want to use to enable system users to execute queries while the production database is being

Database Shutdown

The SHUTDOWN command is used to shutdown a database instance. You must be connected as either SYSOPER or
SYSDBA to shutdown a database.

Shutdown Normal: This is the default shutdown mode.
No new connections are allowed.
The server waits for all users to disconnect before completing the shutdown.
Database and redo buffers are written to disk.
The SGA memory allocation is released and background processes terminate.
The database is closed and dismounted.
The shutdown command is:



Shutdown Normal

Shutdown Transactional: This prevents client computers from losing work.
No new connections are allowed.
No connected client can start a new transaction.
Clients are disconnected as soon as the current transaction ends.
Shutdown proceeds when all transactions are finished.
The shutdown command is:

Shutdown Transactional

Shutdown Immediate: This can cause client computers to lose work.
No new connections are allowed.
Connected clients are disconnected and SQL statements in process are not completed.
Oracle rolls back active transactions.
Oracle closes/dismounts the database.
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The shutdown command is:

Shutdown Immediate

Shutdown Abort: This is used if the normal or transactional or immediate options fail. This is the LEAST favored option
because the next startup will require instance recovery and you CANNOT backup a database that has been shutdown with the
ABORT option.
Current SQL statements are immediately terminated.
Users are disconnected.
Database and redo buffers are NOT written to disk.
Uncommitted transactions are NOT rolled back.
The Instance is terminated without closing files.
The database is NOT closed or dismounted.
Database recovery by SMON must occur on the next startup.
The shutdown command is:

Shutdown Abort

Diagnostic Files

These files are used to store information about database activities and are useful tools for troubleshooting and managing a
database. There are several types of diagnostic files.

Starting with Oracle 11g, the $ORACLE_BASE parameter value is the anchor for diagnostic and alert files. New in Oracle 11g
is the new ADR (Automatic Diagnostic Repository) and Incident Packaging System. It is designed to allow quick access to alert
and diagnostic information.
The new $ADR_HOME directory is located by default at $ORACLE_BASE/diag.
There are directories for each instance at $ORACLE_HOME/diag/$ORACLE_SID.
The new initialization parameter DIAGNOSTIC_DEST can be used to specify an alternative location for the diag directory

In 11g, each $ORACLE_HOME/diag/$ORACLE_SID directory may contain these new directories:
alert - A new alert directory for the plain text and XML versions of the alert log.
incident - A new directory for the incident packaging software.
incpkg - A directory for packaging an incident into a bundle.
trace - A replacement for the ancient background dump (bdump) and user dump (udump) destination. This is where the
alert_SID.log is stored.
cdump - The old core dump directory retains it's Oracle 10g name.

Oracle 11g writes two alert logs.
One is written as a plain text file and is named alert_SID.log (for example a database named USER350 would have an
alert log named alert_USER350.log.
The other alert log is formatted as XML and is named log.xml.
The alert log files are stored by default to: $ORACLE_BASE/diag/rdbms/$ORACLE_SID.
It will be stored to the location specified by DIAGNOSTIC_DEST if you set that parameter. I found the DBORCL alert log
named alert_DBORCL.log located at /u01/app/oracle/diag/rdbms/dborcl/DBORCL/trace. This location directory was
generated based on a setting of DIAGNOSTIC_DEST = '/u01/app/oracle'.

You can access the alert log via standard SQL using the new V$DIAG_INFO view:

column name format a22;
column value format a55;
select name, value from v$diag_info;

---------------------- -------------------------------------------------------
Diag Enabled TRUE
ADR Base /u01/app/oracle
ADR Home /u01/app/oracle/diag/rdbms/dborcl/DBORCL
Diag Trace /u01/app/oracle/diag/rdbms/dborcl/DBORCL/trace
Diag Alert /u01/app/oracle/diag/rdbms/dborcl/DBORCL/alert
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Diag Incident /u01/app/oracle/diag/rdbms/dborcl/DBORCL/incident
Diag Cdump /u01/app/oracle/diag/rdbms/dborcl/DBORCL/cdump
Health Monitor /u01/app/oracle/diag/rdbms/dborcl/DBORCL/hm
Default Trace File /u01/app/oracle/diag/rdbms/dborcl/DBORCL/trace/DBORCL_o
Active Problem Count 1
Active Incident Count 2

11 rows selected.

You can enable or disable user tracing with the ALTER SESSION command as shown here.


You can also set the SQL_TRACE = TRUE parameter in the initialization parameter files.