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Canine Narcolepsy
FOCAL POINT and the Role of the
★The clinical signs of narcolepsy
are related to alterations in the
neurotransmitter systems that
Nervous System
regulate the sleep–wake cycle.
Tuskegee University
Elaine S. Coleman, DVM, PhD
KEY FACTS
ABSTRACT: Narcolepsy is a neurologic disorder of excessive sleep reported in both humans
■ Cataplexy is the most frequent and domesticated animals. Cataplexy, which is a brief episode of weakness induced by excite-
clinical sign of narcolepsy in ment or strong emotion, is the most frequently noted clinical sign of narcolepsy in domesti-
domesticated animals. cated animals. Underlying alterations in the neurotransmitter systems regulating the
sleep–wake cycle have been implicated in the pathophysiology of narcolepsy. This article dis-
■ Narcolepsy is inherited as an cusses the clinical syndrome of narcolepsy, including clinical signs, diagnosis, and treatment,
autosomal recessive trait in and the underlying altered neurotransmission responsible for narcoleptic attacks.
Doberman pinschers and
H
Labrador retrievers but is umans and domesticated animals can both be affected by narcolepsy, a
genetically complex in other neurologic disorder of excessive sleep. In humans, the classic character-
canine breeds. istics of narcolepsy are a tetrad of clinical signs consisting of excessive
daytime sleepiness, associative disturbances of cataplexy, sleep paralysis, and hyp-
■ Cholinergic hypersensitivity nagogic hallucinations.1–3 Nocturnal sleep disturbances are also commonly seen.
and adrenergic hypoactivity In domesticated animals, the most frequent clinical sign of narcolepsy is cata-
are thought to play a dominant plexy, although excessive daytime sleepiness and fragmented sleep patterns have
role in cataplexy; dopaminergic been reported.4–7 Narcolepsy has been documented in more than 15 breeds of
hypoactivity may be associated dogs, one cat, cattle, horses, and ponies.8–14 This article focuses on the clinical
with the expression of daytime syndrome of narcolepsy in domesticated animals and discusses our current un-
sleepiness. derstanding of the underlying pathophysiology.
tions.1,15–17 The episodes may be interrupted by external periments at different levels of the neuraxis. Selective
stimulation, such as petting or shaking the animal or cell groups and neurotransmitter systems within the
making loud noises.15,16 Attacks vary in frequency, oc- brain stem and forebrain are known to play a major role
curring many times a day or several times a month. Ex- in the regulation of the cycle. The occurrence of the
cess sleepiness and fragmented sleep patterns have also sleep–wake cycle involves an interaction between
been reported in dogs with narcolepsy. 1,6,7,16 Narcolep- monoaminergic neurons (which produce monoamine
tic dogs have a much shorter sleep latency (i.e., period neurotransmitters, such as norepinephrine and sero-
of onset to sleep) than do normal dogs.6 In general, the tonin) and cholinergic neurons (which produce acetyl-
disorder develops acutely and signs stabilize within a choline) of the upper brain stem. Specifically, noradren-
week with little change in severity.17 ergic neurons in the locus coeruleus (LC), serotonergic
In humans, narcolepsy usually begins in the second neurons in the dorsal raphe nucleus (DRN), and cholin-
or third decade of life.3 In dogs, narcolepsy tends to oc- ergic neurons in the pontomesencephalic tegmentum
cur at a young age (younger than 6 months) but has (pedunculopontine tegmental nucleus and laterodorsal
been reported in dogs as old as 7 years of age.15,16 There tegmental nucleus) play a major role in the sleep–wake
is no apparent sex predisposition in humans or domes- cycle.1,22,23
ticated animals.3 However, a recent report demonstrat- Neurons from the LC project diffusely into the entire
ed that cataplexy was more severe in female than in central nervous system, including the cerebral cortex,
male narcoleptic Dobermans in five of six affected lit- hypothalamus, hippocampus, and brain stem. 1,25,26
ters.18 During the awake state, noradrenergic neurons in the
LC and serotonergic neurons in the DRN are tonically
NEUROPHYSIOLOGY OF SLEEP active and account for the alert mental status and cor-
There are two basic forms of sleep—slow-wave sleep tical activation demonstrated on EEG recordings.1,22,23,27–29
(SWS) and REM sleep.16,19 SWS can be further subclas- In addition, cholinergic neurons located in the pon-
sified as light or deep.16 SWS is the initial period of tomesencephalic region of the brain stem and basal
sleep and is characterized by decreases in body and forebrain are believed to play a role in activating the
brain temperature, brain glucose utilization, cerebral cerebral cortex during the awake state as well as during
blood flow, heart and respiratory rates, and blood pres- REM sleep, with tonic discharges recorded from these
sure.20–23 Electroencephalographic (EEG) characteristics neurons during both periods (Figure 1).1,27,28 Dopamin-
progress from fast, low-amplitude, asynchronous waves ergic neurons located in the midbrain may also play a
in the awake state to slow, large-amplitude, syn- role in cortical activation in the awake state but are not
chronous brain waves in SWS.16 REM sleep, which is believed to play as major a role as norepinephrine and
considered the period of visual dreaming, is character- serotonin in the regulation of the sleep–wake cycle.1
ized by increased body and brain temperature com- Progression from the awake state to SWS is charac-
pared with SWS as well as increases in brain glucose terized by decreased firing of neurons in the LC and
utilization, cerebral blood flow, heart rate, and blood DRN.22 Cholinergic neurons in the pontomesencephal-
pressure.21–23 Respiration becomes irregular, shallow, ic region discharge at a lower rate than during the
and more rapid in REM sleep. Although muscle twitch- awake and REM states.23,27,28
ing may be evident during REM sleep, most of the pos- With the onset of REM sleep, neurons in the LC and
tural muscles are atonic.16,23 EEG patterns return to the DRN cease firing altogether, whereas cholinergic neu-
high-frequency, low-amplitude wave characteristic of rons in the pontomesencephalic region discharge at a
the awake state.16,21 maximal rate (Figure 1). 22,23,27,28 The importance of
The duration of REM sleep varies with the length of these cholinergic neurons is evident by the fact that
the sleep cycle, which increases with body and brain REM sleep and REM sleep atonia are produced by
size among species.22 In humans, each sleep cycle (from chemically stimulating the cholinergic system within
the beginning of SWS through REM sleep) lasts ap- the pontine brain stem.23,30 These cholinergic neurons
proximately 90 to 110 minutes. The REM period lasts have ascending projections to the thalamus, hypothala-
for 5 to 10 minutes during the first sleep cycle, whereas mus, and basal forebrain and play a major role in corti-
it may last for 40 to 60 minutes in later sleep cycles.21 cal activation (via thalamocortical pathways) during
In dogs and cats, SWS lasts 10 to 15 minutes and REM REM sleep.25,31,32 Cortical projections from cholinergic
sleep lasts approximately 5 minutes.19,22,24 neurons of the basal forebrain (nucleus basalis, substan-
Neuroanatomic areas involved in the generation of tia innominata, diagonal band, septum) are also
the sleep–wake cycle have been identified through vari- thought to play a role in the cortical activation seen in
ous transection, ablation, and chemical stimulation ex- REM sleep.1,27,28 Cholinergic neurons in the pontomes-
encephalic region send descending projections to the of the sleep–wake cycle include γ-aminobutyric acid,
medullary reticular formation to inhibit spinal cord ac- opiates, adenosine, histamine, dopamine, glutamate,
tivity, leading to the muscle atonia characteristic of and thyrotropin-releasing hormone.1,29 The specific role
REM sleep.22 Sensory transmission and autonomic re- of these mediators in the sleep–wake cycle is currently
flexes are also suppressed during this period.22 REM under investigation.
sleep is therefore a paradoxic state of sleep in which
cerebral cortical activity is similar to that of the awake PATHOPHYSIOLOGY OF NARCOLEPSY
state, yet muscle tone, sensory input, and autonomic Genetics
reflexes are dramatically decreased.22 Narcolepsy is thought to have a hereditary basis in
The monoaminergic neurons in the LC and DRN both humans and domesticated animals. The incidence
and the cholinergic neurons in the pontomesencephalic of narcolepsy in humans is 0.03% to 0.16%3,34; a high-
tegmentum interact with one another in regulating the er incidence (0.8% to 4%) occurs among humans who
different stages of the sleep–wake cycle (Figure 1).22,33 are related.35–37 Narcolepsy has been reported in many
Cholinergic neurons in the pontomesencephalic teg- canine breeds, including the Doberman pinscher, Lab-
mentum are under inhibitory restraint by the mono- rador retriever, miniature poodle, beagle, dachshund,
aminergic neurotransmitters (particularly serotonin Saint Bernard, malamute, springer spaniel, standard
from the DRN29) during the awake state and fire only poodle, Airedale, Afghan, Welsh corgi, Irish setter,
in response to strong stimuli.23 Cholinergic activity in wirehaired griffon, giant schnauzer, and rottweiler as
the pontomesencephalic tegmentum increases during well as several mixed breeds.16,38
REM sleep at a time when LC and DRN activity ceas- In most affected breeds of dogs (including poodles,
es.1,22,23,27–29 A summary of the activity of the mono- beagles, and dachshunds), narcolepsy is believed to be
aminergic and cholinergic neurotransmitter systems genetically complex because it has not been possible to
during the sleep–wake cycle can be found in Table I. establish affected breeding colonies.1,39,40 Narcolepsy in
Other mediators potentially involved in the regulation Doberman pinschers and Labrador retrievers is trans-
Figure 1A Figure 1B
Figure 1––Interactions between monoaminergic (MA) and cholinergic (ACH) neurons of the brain stem during the sleep–wake
cycle.22,27,28 (A) During the awake state, MA neurons from the locus coeruleus (LC; norepinephrine) and dorsal raphe nucleus
(DRN; serotonin) are active and account for the aroused state of the cerebral cortex. Neurons from the LC project diffusely
throughout the central nervous system, including the cerebral cortex, thalamus (TH), hypothalamus, brain stem, and hippocam-
pus. ACH neurons in the pontomesencephalic tegmentum are tonically discharging during the awake state but at a lower level
than that seen during rapid eye movement (REM) sleep, partly because of inhibitor input from serotonergic neurons of the
DRN. These ACH neurons project to the TH, hypothalamus, basal forebrain (BF), and brain stem. ACH neurons found in the
BF project into the cerebral cortex and, along with those of the pontomesencephalic tegmentum (via thalamic relays), assist in
cortical activation during the awake state. (B) During REM sleep, MA neurons of the LC and DRN cease firing altogether,
whereas ACH neurons of the pontomesencephalic tegmentum increase their rate of firing. Cholinergic input relayed to the cere-
bral cortex from the pontomesencephalic tegmentum and the BF during REM sleep accounts for the increased activity seen on
the electroencephalogram, creating patterns similar to those in the awake state. Projections of ACH neurons to the medullary
reticular formation (MRF) result in inhibition of spinal cord activity, leading to the muscle atonia characteristic of REM sleep.
(P = pituitary.)
because of triggered episodes of partial or complete cat- chloride or neostigmine.16 Because edrophonium chlo-
aplexy, evident on observation of the test. Small breeds, ride and neostigmine do not cross the blood–brain bar-
in which narcolepsy is often more severe, frequently rier (except at very high dosages), their effects on nar-
have very prolonged times (5 to 15 minutes) to com- coleptic animals should be negligible.
plete the FECT compared with narcoleptic dogs of
larger breeds.16 It is preferable to perform the test in the TREATMENT
home environment to avoid the stress of a veterinary Therapeutic intervention in the treatment of nar-
hospital setting, which could prevent the manifestation colepsy in humans is aimed primarily at controlling ex-
of attacks.8 cessive sleepiness and cataplexy. In veterinary medicine,
Mildly affected animals may require pharmacologic the primary therapeutic intervention is aimed at con-
testing to confirm a cataplectic attack. Physostigmine trolling cataplexy.16 Although excessive sleepiness has
salicylate, a cholinesterase inhibitor that crosses the been reported in narcoleptic dogs, the impact of this
blood–brain barrier, is administered intravenously (0.025 component of narcolepsy in dogs is less than that in
to 0.1 mg/kg) and increases the chances of spontaneous humans.
or elicited cataplectic attacks within 5 to 15 minutes in In humans, excessive daytime sleepiness is treated
susceptible animals.16,59 Potential side effects of physo- most frequently with stimulants (e.g., methylphenidate,
stigmine include salivation and diarrhea; a low dose methamphetamine, dextroamphetamine, and pemo-
should therefore be used initially. 16 Neostigmine, a line) that cause the release of catecholamines (dopa-
cholinesterase inhibitor that does not cross the blood– mine, epinephrine, and norepinephrine).1 It is now be-
brain barrier, is not effective in eliciting cataplexy. lieved that enhanced dopamine activity, rather than
Pharmacologic manipulation to reduce the incidence enhanced norepinephrine activity, accounts for the ben-
of elicited cataplectic episodes also may be used diag- eficial effect of stimulants in treating excessive daytime
nostically. After a FECT or observation for cataplectic sleepiness. 1 Stimulants are generally less effective
attacks during play periods, atropine sulfate (0.1 mg/ against cataplexy unless used at a high enough dose to
kg) or imipramine (0.5 mg/kg) may be administered influence noradrenergic activity.1
intravenously and the tests repeated.16,38 Atropine sulfate, In veterinary medicine, methylphenidate (0.25 mg/
which blocks muscarinic cholinergic activity, can allevi- kg orally once daily) has been shown to have short-term
ate cataplectic attacks for as long as 3 hours.38,60 Imipra- anticataplectic effects in certain patients.8,15,17,38 In addi-
mine, which blocks the reuptake of norepinephrine, tion, dextroamphetamine was used to treat narcolepsy
thereby enhancing noradrenergic activity, alleviates cat- in a long-haired dachshund that was unresponsive to the
aplectic attacks for as long as 45 minutes.38 Electrodiag- tricyclic antidepressant imipramine.61 Treatment was
nostic procedures, including electromyography, EEG, discontinued, however, because of undesirable behav-
and recordings of eye movement, have also been used ioral effects (e.g., excessive sniffing of the ground, desire
to document narcolepsy.17,59 to climb into inaccessible spaces, hyperactivity, complete
Narcolepsy must be distinguished from disorders as- refusal of food).61
sociated with acute collapse, including seizures, syn- The most commonly used medications for the treat-
cope, myasthenia gravis, hypokalemia, Addison’s dis- ment of cataplexy in both human and veterinary medi-
ease, and other metabolic disorders.8,16 Characteristic cine are the tricyclic antidepressants (Figure 3).1,62 The
signs of cataplexy as well as normal findings on physical anticataplectic activity of these agents has been posi-
examination, neurologic examination (during normal tively correlated to adrenergic reuptake inhibition.1,63
period), blood chemistries, and electrocardiography al- In human medicine, imipramine, protriptyline, and
low the distinction of narcolepsy from other disorders clomipramine are the most commonly used anticata-
that cause episodic weakness or acute collapse.15,16 Nar- plectic agents.1 In veterinary medicine, imipramine (0.5
colepsy can be distinguished from seizures in general by to 1.0 mg/kg orally every 8 hours16,38,59,64) has been used
the clinical signs, history of attacks elicited by excite- successfully in the long-term treatment of cataplexy.
ment, and testing procedures discussed previously. Cat- Protriptyline (10 mg orally once daily) has been used to
aplexy is not associated with tonic rigidity or excessive treat hypersomnia in a Labrador retriever.65
salivation, defecation, and/or urination.15 Swallowing Other tricyclic antidepressants used to treat behav-
and cough reflexes as well as respiratory and ocular ioral disorders in companion animals, including ami-
muscle functions are intact in narcoleptic animals.15,16 triptyline, trimipramine, clomipramine, and the des-
Clinical signs in animals with myasthenia gravis will methyl metabolites desipramine and nortriptyline, may
most likely improve with the administration of the pe- prove useful in the treatment of cataplexy.1,66 Serotoner-
ripherally acting cholinesterase inhibitors edrophonium gic reuptake blockers, such as clomipramine and fluoxe-
20th
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About the Author
lems. Vet Clin North Am Small Anim Pract 27:637–664, Dr. Coleman is affiliated with the Department of Biomedi-
1997. cal Sciences, School of Veterinary Medicine, Tuskegee
67. Johnson LR: Tricyclic antidepressant toxicosis. Vet Clin University, Tuskegee, Alabama.
North Am Small Anim Pract 20:393–403, 1990.