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Department of Pharmacy, Tangdu Hospital
The Fourth Military Medical University, Xian, China
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510 M. YANG et al.
A
m
.
J
.
C
h
i
n
.
M
e
d
.
2
0
1
4
.
4
2
:
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0
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.
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N
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n
0
6
/
0
6
/
1
4
.
F
o
r
p
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s
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a
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u
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e
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l
y
.
the study participants, location, design, diagnoses, interventions and outcome measures in
the included studies.
Thirteen studies were identied for Ginkgo intervention, of which 2 were excluded
because they did not involve an ITT analysis (Kanowski et al., 1997; Maurer et al., 1997),
2 were repeated publications (Le Bars et al., 2000; 2002) and 1 lacked a placebo control
(Yancheva et al., 2009). Eight studies were nally included in quantitative synthesis,
namely meta-analysis for the comparison between Ginkgo and placebo, of which 6 studied
the effect of treatment (Le Bars et al., 1997; Kanowski and Hoerr, 2003; Schneider et al.,
2005; Mazza et al., 2006; Napryeyenko et al., 2009; Ihl et al., 2012) and two studied the
preventative effect of AD (DeKosky et al., 2008; Vellas et al., 2012).
Records idened through
database searching
(MEDLINE n=498
EMBASE n=675
Cochrane n=106
PsycINFO n=393)
S
c
r
e
e
n
i
n
g
I
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d
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b
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y
I
d
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n
c
a
o
n
Addional records idened
through other sources
(n=0)
Records aer duplicates removed
(n=524)
Records screened
(n=524)
Records excluded
(n=489
not complying to the
inclusion criteria in
Methods)
Full-text arcles assessed
for eligibility
(n=35, Jadads scores3)
Full-text arcles excluded,
not indicang demena of
AD type
(n=14)
Studies included in qualitave synthesis
(n=13, Ginkgo intervenon;
n=8, intervenons of Salvia ocinalis,
Melissa ocinalis, Crocus savus, curcumin,
huperzine A, Fuzhisan)
Studies included in quantave
synthesis (meta-analysis)
(n=6, Ginkgo for AD treatment;
n=2, Ginkgo for AD prevenon)
Records excluded for
Ginkgo intervenon
(n=2 not ITT analysis:
Maurer et al. (1997) and
Kanowski et al. (1997);
n=1 not versus placebo:
Yancheva et al. (2009);
n=2 repeated publicaons:
Le Bars et al. (2000, 2002)
Figure 1. Study ow diagram.
META-ANALYSES OF GINKGO ON ALZHEIMERS DISEASE 511
A
m
.
J
.
C
h
i
n
.
M
e
d
.
2
0
1
4
.
4
2
:
5
0
5
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5
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o
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0
6
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0
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1
4
.
F
o
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p
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s
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a
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u
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o
n
l
y
.
Risks of Bias in Included Studies
Firstly, all trails were screened by Jadads 5-point criteria, which demonstrated whether
randomization, double-blind and dropouts were described. Figures 2 and 3 summarize the
general risk of bias of the included studies with Jadads scores 3, the former illustrates
the percentages of judgment across all included studies and the latter presents the judgment
for each domain in individual study shown as a cross-tabulation. If insufcient detail was
reported of what happened in the study, the judgment for a specic domain was considered
as unclear risk of bias.
Fourteen studies described a random component in the sequence generation process
using a computer for randomnumber generation (Kanowski et al., 1997; Le Bars et al., 1997;
Maurer et al., 1997; Akhondzadeh et al., 2003a,b; 2010; Kanowski and Hoerr, 2003;
Schneider et al., 2005; Mazza et al., 2006; DeKosky et al., 2008; Napryeyenko et al., 2009;
Burns et al., 2011; Yancheva et al., 2009; Ihl et al., 2012; Vellas et al., 2012). In 12 trials,
allocation concealment was achieved by central allocation, sequentially numbered drug
containers of identical appearance and sequentially numbered, opaque, sealed envelopes
(Kanowski et al., 1997; Le Bars et al., 1997; Maurer et al., 1997; Akhondzadeh et al., 2003a,b;
Figure 2. Risk of bias graph presented as percentages across all included studies.
Figure 3. Risk of bias summary presented as listed items for individual trial.
512 M. YANG et al.
A
m
.
J
.
C
h
i
n
.
M
e
d
.
2
0
1
4
.
4
2
:
5
0
5
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5
2
1
.
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o
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s
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t
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U
D
A
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n
0
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0
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4
.
F
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.
2010; Kanowski and Hoerr, 2003; Schneider et al., 2005; Mazza et al., 2006; DeKosky et al.,
2008; Napryeyenko et al., 2009; Burns et al., 2011; Yancheva et al., 2009; Ihl et al., 2012;
Vellas et al., 2012). Ten studies were assessed as appropriate double-blinding of participants
and personnel both for performance and outcome assessment (Kanowski et al., 1997; Le Bars
et al., 1997; Kanowski and Hoerr, 2003; Schneider et al., 2005; Mazza et al., 2006; DeKosky
et al., 2008; Napryeyenko et al., 2009; Yancheva et al., 2009; Burns et al., 2011; Vellas et al.,
2012). Three studies provided detailed information for double blinding during performance
but insufcient information for the blinding of outcome assessment (Akhondzadeh et al.,
2003a,b; 2010). All studies mentioned the number of participants completing or withdrawing
fromthe trials, but eight studies reported the dropouts due to inefcacy of intervention in high
risk of attrition bias (Le Bars et al., 1997, 2000, 2002; Xu et al., 1999; Mazza et al., 2006;
Baum et al., 2008; Yancheva et al., 2009; Burns et al., 2011). Three studies were in high risk
of bias due to selective outcome reporting (Xu et al., 1999; Baumet al., 2008; Bi et al., 2011).
Eight studies had a potential source of bias related to the specic study design used (Maurer
et al., 1997; Xu et al., 1999; Akhondzadeh et al., 2003a,b; 2010; Bi et al., 2011; Yancheva
et al., 2009; Burns et al., 2011).
Description of the Reported Natural Medications
The reported natural medications in RCTs involve S. ofcinalis, Melissa ofcinalis, C.
sativus, curcumin, huperzine A, Fuzhisan (Bi et al., 2011) and Gingko biloba. Akhond-
zadeh et al. (2003a,b; 2010) reported that the extract of C. sativus, S. ofcinalis extract or
Melissa ofcinalis produced a signicantly better outcome on cognitive functions (ADAS-
Cog, CDR-SB) than the placebo over a 4-month period. Baum et al. (2008) reported
curcumin showed a non-signicant tendency of a slower decline rather than an improve-
ment in cognition (MMSE) in a 6-month pilot clinical trial. Huperzine A, extracted from
the Chinese herb Huperzia serrata, did not show cognitive benet (ADAS-Cog) at the dose
of 200 g BID in patients with mild to moderate AD, the 400 g BID dose showed non-
signicant tendency of cognitive enhancement as measured by the ADAS-Cog and the
MMSE (Rai et al., 2011). In the other trial for huperzine at the dose of 200 g BID (Xu
et al., 1999), also no signicant difference was found vs. the placebo for the psychological
assessment. It did, however, reduce the pathological changes of the free oxygen radicals in
the plasma and erythrocytes of patients with AD. Fuzhisan, a Chinese herbal formula, was
reported to signicantly improve ADAS-Cog scores, NPI scores and the regional cerebral
metabolic rate of glucose consumption (rCM-Rglc), which suggests that Fuzhisan treat-
ment may have a positive effect on cognition, behavior functions, and rCM-Rglc in mild-
to-moderate AD patients (Bi et al., 2011). Ginkgo was the most frequently studied natural
medicine for AD and was subjected to quantitative assessment with meta-analysis.
Quantitative Assessment of the Efcacy of Ginkgo Intervention
Two meta-analyses were performed for evaluating the treatment efcacy of Ginkgo vs. the
placebo. Six studies (N 1294) employed cognition scales as primary endpoint outcomes
META-ANALYSES OF GINKGO ON ALZHEIMERS DISEASE 513
A
m
.
J
.
C
h
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.
M
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d
.
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for the assessment of Ginkgo intervention vs. the placebo. SMD in the meta-analysis for
combining continuous data of cognition scales showed Ginkgo had better cognition out-
comes than the placebo control using a random effect model. In total, the SMD between the
cognition scores of Ginkgo and placebo was 1.62 (95% CI: 2.69 to 0.56) shown in
Fig. 4. There was signicant heterogeneity in the results across the studies (test for het-
erogeneity, p < 0:00001, I
2
98%), however every individual study showed a positive
effect of Ginkgo treatment, except for the study of Schneider 2005. 4 studies (N 910)
showed the estimated effects showing favorable effects for the use of Ginkgo on activities
of daily living in AD patients. Overall, SMD of Ginkgo vs. placebo was 1.55 (95% CI:
2.55 to 0.55) and signicant heterogeneity was detected (test for heterogeneity,
p < 0:00001, I
2
96%), which is shown in Fig. 5. Each included study showed the effect-
favoring Ginkgo on activities of daily living in AD patients.
One meta-analysis was performed for assessing the preventative effect of Ginkgo
against AD (N 5884), considering subgroups of participants with different clinical de-
mentia ratings (CDR 0; N 3894 or CDR 0:5; N 1990) at baseline (Fig. 6). The
dichotomous data of AD incidence was analyzed with random-effects and Mantel-Haenszel
methods. In the subgroup of CDR 0 and CDR 0:5 at baseline, the risk ratio (RR) is
respectively 1.09 (95% CI: 0.89 to 1.35) and 1.02 (95% CI: 0.80 to 1.29). Overall, the RR
is 1.06 (95% CI: 0.92 to 1.22) between Gingko and the placebo. There is no signicant
heterogeneity across these two studies (test for heterogeneity: overall p 0:49, I
2
0%;
subgroup p 0:65, I
2
0%). Both trials reported that Ginkgo extract did not reduce the
risk of progression to AD compared with the placebo. Funnel plots were checked but
asymmetry measurement was not applicable since there were fewer than 10 studies in each
meta-analysis, because the test power was too low to distinguish chance from a real effect
(Sterne et al., 2011) (data not shown).
Figure 4. Forest plot of cognition outcomes (ADAS-cog, SKT): Ginkgo vs. placebo.
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Discussion
We performed this systematic review to show the natural medications that are involved in
documented RCTs up to date. The quality of literature was evaluated by Jadads score and
Cochrane assessing tool for risk of bias. Most of the clinical studies scored 2 or less
according to Jadads appraisal system, which are considered as low-quality trials. Even
though 21 studies with Jadads score above 3 (inclusive), 13 studies had at least one
domain with a high risk of bias in accordance with Cochrane appraisal criteria, of which 8
studies reported the dropouts due to inefcacy of intervention in high risk of attrition bias
(Le Bars et al., 1997; 2000; 2002; Xu et al., 1999; Mazza et al., 2006; Baum et al., 2008;
Yancheva et al., 2009; Burns et al., 2011), 3 studies were in high risk of reporting bias due
to selective outcome reporting (Xu et al., 1999; Baum et al., 2008; Bi et al., 2011), and 8
studies had a potential source of bias related to the specic study design used (Maurer
et al., 1997; Xu et al., 1999; Akhondzadeh et al., 2003a,b; 2010; Yancheva et al., 2009; Bi
Figure 5. Forest plot of activities of daily living in AD patients: Ginkgo vs. placebo.
Figure 6. Forest plot of incidence of AD: Ginkgo vs. placebo.
META-ANALYSES OF GINKGO ON ALZHEIMERS DISEASE 515
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et al., 2011; Burns et al., 2011). The risk exists that the true intervention effect can be
overestimated or underestimated in these reports.
S. ofcinalis (Akhondzadeh et al., 2003a), M. ofninalis (Akhondzadeh et al., 2003b),
C. sativus (Akhondzadeh et al., 2010), curcumin (Baum et al., 2008), Fuzhisan (Bi et al.,
2011) were reported in RCTs for patients with AD, however of which the scientic basis
for clinical recommendation is questionable because minimal benets were observed and
the methodological quality of the available trials was poor due to a small sample size,
poorly dened participants, improper analysis of the impact of withdrawals, selective
reporting, etc. Burns et al. (2011) reported that the aromatherapy of M. ofninalis is not
superior to the placebo or donepezil in the treatment of agitation in people with AD.
Huperzine A is a natural cholinesterase inhibitor-derived from the Chinese herb Hperzia
serrata that may compare favorably in systematic efcacy to cholinesterase inhibitors
currently in use for AD. However, there is no demonstrable cognitive effect in patients with
mild to moderate AD (Xu et al., 1999; Rai et al., 2011). Of note, Rai et al. (2011) and
Xu et al. (1999) suggested that huperzine A at a high dose (400 g BID) showed limited
signs of cognitive enhancement as measured by the ADAS-Cog and MMSE, which in-
dicating that huperzine A may have a possible short-term symptomatic benet, but this
requires conrmation in additional studies. Apart from the RCT-related natural medica-
tions, Panax ginseng has been considered to have potential protective and neurotrophic
effects on the cognitive function for a long time. But no available RCTs with Jadad score
3 were documented for ginseng until now. Prospective open-label studies indicated that
ginseng treatment was found to be safe and feasible as a cognitive enhancer in AD patients
(Heo et al., 2008; 2011; Lee et al., 2008). Further double-blinded RCTs with larger
samples of patients and longer treatment duration are expected to conrm the efcacy of
ginseng intervention for AD.
The meta-analyses of pooling results from separate studies were performed on several
outcomes related to the treatment or prevention of AD patients with Ginkgo. The pooled
data was analyzed using random effects model to avoid dissimilar treatment effect across
studies. Heterogeneity determines the validity of the conclusions of meta-analyses, as the
level of heterogeneity increases the justication for an integrated result becomes more
difcult (Walker et al., 2008). Figures 4 and 5 show the forest plots for the outcome of
cognition and activities of daily living in the treatment of AD. In Fig. 4, the estimated
effects are on the same side of the unit line except for the study of Schneider et al.
(2005). The condence intervals of other studies overlap to an acceptable extent. These
studies reported a benet of Ginkgo but Schneiders study suggested that there was no
statistical signicance between the placebo and Ginkgo. Schneiders trial did not show
the efcacy of Ginkgo, however, the lack of decline of the placebo patients may have
compromised the sensitivity of the trial to detect a treatment effect. Thus, the study
remains inconclusive with respect to the efcacy of Ginkgo (Schneider et al., 2005).
Thus the signicant heterogeneity in Fig. 4 was caused largely due to Scheniders study.
A similar result of meta-analysis on the outcome of cognition was found in the subgroup
of patients with AD by Weinmann et al. (2010), which also showed a statistically
signicant advantage of Ginkgo compared to the placebo, despite a huge heterogeneity
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of the clinical trials. In Fig. 5, the condence intervals of all studies are located on the
same side in favor of Ginkgo. Even though the test for heterogeneity is signicant, the
tendencies favoring Ginkgo on the outcome of activities of daily living in the studies
achieve consistency. It is only a matter of dissimilarity in the favoring degree of indi-
vidual results. There are limited systematic reviews published before in assessing the
efcacy of natural medicines on AD. Heterogeneity in types of natural medicines, di-
agnostic criteria, and outcome measures hindered comprehensive data analysis for nat-
ural medicines (Dos Santos-Neto et al., 2006; Man et al., 2008). This analysis is
consistent with the results of another meta-analysis, which draws the conclusion that
Ginkgo has a benecial effect on the outcome of activities of daily living, but the
potential effect size cannot be conrmed because of signicant heterogeneity across
included RCTs (Janssen et al., 2010). Further justication for the efcacy and dosage
requires more rigorous evidence with appropriate sample sizes, clinical settings, dosage
arms and experimental durations.
There are RCTs, which were reported for mixed dementia and not included in this
review specic for AD. However, the ndings of RCTs for mixed dementia containing AD
provide supporting evidence for better-off outcomes associated with AD. Herrschaft et al.
(2012) reported that the treatment with Ginkgo extract resulted in a signicant and clini-
cally relevant improvement in cognition, psychopathology, functional measures and
quality of life in 410 outpatients with mild to moderate dementia in a 24-week trial.
Scripnikov et al. (2007) reported that Ginkgo improved the neuropsychiatric symptoms
(apathy/indifference, anxiety, irritability/lability, depression/dysphoria and sleep/nighttime
behavior) of 400 dementia patients in a 22-week trial.
To indicate the underlying mechanism, two studies directly compared a cholinesterase
inhibitor donepezil with Ginkgo in the treatment of patients with mild to moderate AD in
an explorative manner (Mazza et al., 2006; Yancheva et al., 2009). No signicant dif-
ference was found between Ginkgo and donepezil, suggesting that the efcacy of Ginkgo
may be explained by its modulatory inuence on the cholinergic system. The Ginkgo
extract, such as EGb761, used in RCTs, mainly contain avone glycosides and terpene
lactones including ginkgolides and bilobalide. Many lines of pre-clinical experiments in-
dicate the potential mechanisms. Ginkgo may exert effects on AD due to either a free
radical scavenging activity or the inhibition of pro-inammatory pathways or the poten-
tiation of the cell stress response (Mancuso et al., 2012). EGb761 has been shown in
several preclinical reports to increase nearly all aspects of impaired neuroplasticity (long-
term potentiation, spine density, neuritogenesis, neurogenesis). While all three fractions of
constituents (ginkgolides, avonoids, bilobalide) seem to be active, the avonoids and
specically the aglycone isorhamnetin seem to be most relevant (Muller et al., 2012).
Ginkgo extract was suggested to have long-term regulatory effects on mitochondria.
Ginkgo has a selective effect on the activities of mitochondrial enzymes that assemble the
electron transport system. The avonoids, bilobalide and some of the ginkgolides had a
high protective capacity, indicating that a combination of several compounds within
standardized Gingko extracts contribute disproportionately for these protective effects
(Eckert, 2012). Rendeiro et al. (2012) suggest that avonoids have a potential in
META-ANALYSES OF GINKGO ON ALZHEIMERS DISEASE 517
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modulating neuronal function and thereby inuencing memory, learning and cognitive
function. Absorbed avonoids and their metabolites may interact with and modulate
critical signaling pathways, transcription factors and gene and/or protein expression, which
control memory and learning processes in the hippocampus.
Figure 6 represents the meta-analysis for assessing the prevention effect of Ginkgo
against AD, in which the RRs developing AD of these two included studies are on
the similar location (RR value is 1) of the unit line and condence intervals overlap to
a large extent. It suggests that there is no signicant effect between Ginkgo and
placebo when preventing AD occurrence. The included two studies for the effect esti-
mate of AD prevention were regarded as high-quality RCTs, between which there is no
signicant heterogeneity in a statistical test for heterogeneity. There is no link between
Ginkgo intervention and subsequent AD incidence, and the risks of AD in the Ginkgo
group compared with the placebo group were not proportional with time. Ginkgo cannot
be recommended for the purpose of preventing AD judging from the existing evidence.
The clinical trial performed by Snitz et al. (2009) reported that, compared with the
placebo, Ginkgo did not result in less cognitive decline in older adults with normal
cognition or with mild cognitive impairment. Dodge et al. (2008) reported that Ginkgo
neither altered the risk of progression from normal to Clinical Dementia Rating 0.5, nor
protected against a decline in memory function. These might imply that Ginkgo cannot
prevent AD progression because Ginkgo fails to hinder the cognitive decline.
It is seemingly contradictory that Ginkgo cannot decrease AD incidence and prevent
AD development yet has a benecial effect on the treatment outcomes of cognition and
activities of daily life. The two trials (DeKosky et al., 2008; Vellas et al., 2012) included in
the prevention effect are the most powerful trials and methodologically the most robust
studies on the use of Gingko in AD patients so far. Five trials (Le Bars et al., 1997;
Kanowski and Hoerr, 2003; Mazza et al., 2006; Napryeyenko et al., 2009; Ihl et al., 2012)
involved in the treatment analysis on cognition outcome with positive results are small
trials except for one neutral result (Schneider et al., 2005), thus we cannot exclude the
possibility of publication bias. Considering the small trials were included and the existence
of heterogeneity across studies, the meta-analyses for treatment outcomes of Gingko
compared to placebo should be treated with caution for readers. However, since Ginkgo
was reported to have the potential treatment effect on the outcomes of AD in most available
RCTs, we speculated that Ginkgo may help established AD patients with cognitive
symptoms but cannot prevent AD from neurodegenerative progression.
One weakness of this review is that unpublished data was not specically included,
thus, despite a comprehensive search strategy employed to identify published studies, there
could be unpublished studies we did not identify. And this review includes only English
literature, which may not represent all of the evidence and can induce a language bias. Due
to the complicated and inconsistent nature of the documented RCTs, the other potential
limitation of this review is that conducting a meta-analysis does not overcome problems
that were inherent in the design and execution of the primary studies. We assessed the bias
of studies but this cannot be corrected in the meta-analysis for statistical results. And the
scope of categories of natural medicines and AD outcome measures are open to future
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modications. More high-quality RCTs with rigorous methodology in exploring natural
medicines are desirable to achieve a solid conrmation for clinical decision-making.
Acknowledgments
M.Y. and D.D.X. contributed equally to the whole process including database searching,
data analysis and interpretation and paper preparation. W.C.C. carried out design of sys-
tematic review, scrutiny of the research methodology and preparation of this paper. Y.Z.
and X.L. were involved in RCT appraisal, approval of statistics. R.H. participated in
approval of RCT appraisal and critical revision of this paper. Financial support was pro-
vided by Tangdu Hospital of the Fourth Military Medical University, China.
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