Abbreviations for CS Executive Securities & Compliance Paper

Source: CS Students Online Club (CSoC)

Contributed b CsoC !e"# $ser rnarsini
Downloaded from www.bilubalakrishnan.com by: CS. Bilu Balakrishnan
Sl. No. Term Expansion
!C!" # !ssocia$ion of Cus$odial !%encies of "ndia
& !D' # !merican Deposi$ory 'eceip$
( !" # !ppro)ed "n$ermediaries
* !+B, # !u$oma$ed +endin% and Borrowin% ,echanism
- !,B" # !ssocia$ion of ,erchan$ Banker of "ndia
. !,C # !sse$ ,ana%emen$ Company
/ !,0" # !ssocia$ion of ,u$ual 0unds of "ndia
1 !2 # !d3udica$in% 2fficer
4 !'C # !sse$ 'econs$ruc$ion Company
5 !S # !ccoun$in% S$andard
!T0 # !ddi$ional Tradin% 0loor
& !6, # !sse$ 6nder ,ana%emen$
( BC" # Bar Council 2f "ndia
* B2 # Beneficial 2wner
- B2+T # Bombay S$ock Exchan%e 2n+ine Tradin% Sys$em
. B'+, # Book 'unner +ead ,ana%er
/ BSE # Bombay S$ock Exchan%e
1 C !ND D # Corpora$isa$ion !nd Demu$uaalisa$ion
4 C!7 # Con$roller !nd !udi$or 7eneral
&5 C!7' # Cumula$i)e !)era%e 7row$h 'a$e
& C!'E # Credi$ !nalysis and 'esearch +$d
&& CB2E # Chica%o Board 2p$ions Exchan%e
&( CC" # Con$roller of Capi$al "ssues
&* CD # Cer$ifica$e of Deposi$
&- CDSC # Con$in%en$ Deferred Sales Char%e
&. CDS+ # Cen$ral Deposi$ory Ser)ices 8"9 +$d
&/ C0DS # Corpora$e 0ilin% and Dissemina$ion Sys$em
&1 C0TC # Commodi$y 0u$ures Tradin% Commission
&4 C",C # Collec$i)e "n)es$men$ ,ana%emen$ Company
(5 C"S # Collec$i)e "n)es$men$ Scheme
( C+! # Cen$ral +is$in% !u$hori$y
(& C+B # Company +aw Board
(( C+' # Curren$ +i:uidi$y 'a$io
1
(* C, # Clearin% ,ember
(- C; # Commercial ;aper
(. C'! # Credi$ 'a$in% !%ency
(/ C'"S"+ # Credi$ 'a$in% and "nforma$ion Ser)ices 8"ndia9 +$d
(1 C'' # Cash 'eser)e 'a$io
(4 C'S # Compulsory 'ollin% Se$$lemen$
*5 CT' # Cash Transac$ion 'epor$
* D!C # Disciplinary !c$ion Commi$$ee
*& DE! # Depar$men$ of Economic !ffairs
*( D0<" # Discoun$ !nd 0inance <ouse 2f "ndia +$d
** D0" # De)elopmen$ 0inance "ns$i$u$ion
*- D"; # Disclosure = "n)es$or ;ro$ec$ion
*. D"S # Deli)ery "ns$ruc$ion Slips
*/ D; # Deposi$ory ;ar$icipan$
*1 DSE # Desi%na$ed S$ock Exchan%e
*4 D); # Deli)ery )ersus ;aymen$
-5 ECB # Ex$ernal Commercial Borrowin%
- ECN # Elec$ronic Con$rac$ No$es
-& ECS # Elec$ronic Clearin% Ser)ice
-( ED"0!' # Elec$ronic Da$a "nforma$ion 0ilin% and 'e$rie)al Sys$em
-* E+SS # E:ui$y +inked Sa)in%s Schemes
-- E;S # Earnin%s ;er Share
-. ES2; # Employee S$ock 2p$ion ;lan
-/ ES2S # Employee S$ock 2p$ion Scheme
-1 ES;S # Employee S$ock ;urchase Scheme
-4 ET0 # Exchan%e Traded 0unds
.5 0CCB # 0orei%n Currency Con)er$ible Bonds
. 0CCD # 0orei%n Currency Con)er$ible Deben$ure
.& 0CC; # 0ully Con)er$ible ;reference shares
.( 0CD # 0ully Con)er$ible Deben$ures
.* 0" # 0orei%n "n)es$or
.- 0"" # 0orei%n "ns$i$u$ional "n)es$ors
.. 0",,D # 0ixed "ncome ,oney ,arke$ !nd Deri)a$i)es
./ 0",,D! # 0ixed "ncome ,oney ,arke$ !nd Deri)a$i)es !ssocia$ion 2f "ndia
.1 0";B # 0orei%n "n)es$men$ ;romo$ion Board
.4 0,C7 # 0as$ ,o)in% Consumer 7oods
/5 0o0 # 0und of 0unds
/ 0;2 # 0ur$her ;ublic "ssue
/& 0'B # 0loa$in% 'a$e Bond
/( 0'D # 0loa$in% 'a$e Bonds
/* 0'S # 0inancial 'epor$in% S$andards
2
/- 0S2 # 0orei%n S$ruc$ured 2bli%a$ion
/. 0T" # 0as$ Track "ssue
// 7D; # 7ross Domes$ic ;roduc$
/1 7D' # 7lobal Deposi$ory 'eceip$s
/4 7ET0 # 7old Exchan%e Traded 0und
15 7S2 # 7reen Shoe 2p$ion
1 <+CC # <i%h +e)el Commi$$ee 2f Capi$al ,arke$
1& "!S # "n$erna$ional !ccoun$in% S$andards
1( "B! # "ndian Banks !ssocia$ion
1* "B; # "n$er Bank ;ar$icipa$ion
1- "C!" # "ns$i$u$e 2f Char%ered !ccoun$an$s 2f "ndia
1. "CD # "n$er Corpora$e Deposi$s
1/ "C,S # "n$er Connec$ed ,arke$ Sys$em
11 "C'! # "n)es$men$ "nforma$ion = Credi$ 'a$in% !%ency of "ndia +$d
14 "CSE # "n$er Connec$ed S$ock Exchan%e
45 "D' # "ndian Deposi$ory 'eceip$s
4 "D'S # "ndian Deposi$ory 'eceip$s
4& "E;0 # "n)es$or Educa$ion and ;ro$ec$ion 0und
4( ""C, # "ndian "ns$i$u$e 2f Capi$al ,arke$
4* "+=0S # "nfras$ruc$ure +easin% = 0inancial Ser)ices +$d
4- ",! # "n)es$men$ ,ana%emen$ !%reemen$
4. ";! # "ssuin% = ;ayin% !%en$
4/ ";2 # "ni$ial ;ublic 2ffer
41 ";2DC # "ni$ial ;ublic 2ffer Dis$ribu$ion Chain
44 "'D! # "nsurance 'e%ula$ory !nd De)elopmen$ !u$hori$y
55 "SE # "n$er connec$ed S$ock Exchan%e
5 "T # "nforma$ion Technolo%y
5& >"+ # >osha "n)es$men$ +$d
5( >?C # >now ?our Clien$
5* +!B # +ocal !rea Bank
5- ++C # +imi$ed +iabili$y Company
5. ++; # +imi$ed +iabili$y ;ar$nership
5/ +2' # +enland@ 2Abreirn@ 'ubens$ein !ssocia$ion
51 ,C! # ,inis$ry 2f Corpora$e !ffairs
54 ,C0S # ,odified Carry
5 ,0 # ,u$ual 0und
,0SS # ,u$ual 0und Ser)ice Sys$em
& ,"B # ,insi$ry 2f "nforma$ion !nd Broadcas$in%
( ,,,0 # ,oney ,arke$ ,u$ual 0und
* ,o6 # ,emorandum of 6nders$andin%
- N!SD!B # Na$ional !ssocia$ion of Securi$ies Dealers !u$oma$ed Buo$a$ion
3
. N!C # Ne$ !sse$ Calue
/ NB0C # Non
1 NCB # Dero coupon bond
4 NCD # Non Con)er$ible Deben$ures
&5 NCDS # Non Con)er$ible Deb$ Securi$ies
& NDS # Ne%o$ia$ed Dealin% Sys$em
&& NDT+ # Ne$ Demand = Time +iabili$y
&( NE!T # Na$ional Exchan%e for !u$oma$ed Tradin%
&* NE0T # Na$ional Elec$ronic 0unds Transfer
&- N<B # Na$ional <ousin% Bank
&. N'" # Non
&/ NSCC+ # Na$ional Securi$ies Clearin% Corpora$ion +$d
&1 NSD+ # Na$ional Securi$ies Deposi$ory +imi$ed
&4 NSE # Na$ional S$ock Exchan%e
(5 NSE"+ # Na$ional S$ock Exchan%e of "ndia +imi$ed
( 2CB # 2)erseas Corpora$e Bodies
(& 2CD # 2p$ionally Con)er$ible Deben$ures
(( 2,2 # 2pen ,arke$ 2pera$ions
(* 2N"C'! # 2nida "ndi)idual Credi$ 'a$in% !%ency of "ndia +$d
(- 2TC # 2)er The Coun$er
(. 2TCE" # 2)er The Coun$er Exchan%e of "ndia
(/ ;!N # ;ermanen$ !ccoun$ Number
(1 ;!T # ;rofi$ !f$er Tax
(4 ;CD # ;ar$ly Con)er$ible Deben$ures
*5 ;D # ;rimary Dealer
* ;D!" # ;rimary Dealers !ssocia$ion 2f "ndia
*& ;D2 # ;ublic Deb$ 2ffice
*( ;7S # ;aymen$ 7a$eway Sys$em
** ;N # ;ar$icipa$ory No$es
*- ;2; # ;ublic 2ffer ;rice
*. ;S6 # ;ublic Sec$or 6nder$akin%
*/ B"B # Bualified "ns$i$u$ional Buyers
*1 B"; # Bualified "ns$i$u$ionsA ;lacemen$
*4 'B" # 'eser)e Bank of "ndia
-5 'CTC # 'isk Capi$al = Technolo%y Corpora$ion +$d
- 'E,0 # 'eal Es$a$e ,u$ual 0und
-& '2C # 'e%is$ra$ of Companies
-( ';" # 'e$ail ;rice "ndex
-* ''B # 'e%ional 'urual Bank
-- 'SE # 'eco%niEed S$ock Exchan%e
-. 'ST! # 'e%is$rars !nd Share Transfer !%en$
4
-/ 'T! # 'e%is$ered Transfer !%en$
-1 'T7S # 'eal Time 7ross Se$$lemen$
-4 'T" # 'e%is$rar To !n "ssue
.5 S! # S$abiliEin% !%en$
. S!T # Securi$ies !ppella$e Tribunal
.& SB"C # Small Businesses "n)es$men$ Companies
.( SC'! # Securi$ies Con$rac$ 'e%ula$ion !c$
.* SEB" # Securi$ies and Exchan%e Board of "ndia
.- SEC # Securi$ies Exchan%e Commision
.. SE0T # Special Elec$ronic 0und Transfer
./ SED # Special Economic Done
.1 S7+ # Subsidiary 7eneral +ed%er
.4 S<C"+ # S$ock <oldin% Corpora$ion of "ndia +$d
/5 S"+ # Snowcem "ndia +$d
/ S"; # Sys$ema$ic "n)es$men$ ;lan
/& S+B # Securi$ies +endin% !nd Borrowin%
/( S+; # Securi$ies +endin% ;rice
/* S+' # S$a$u$ory +i:uidi$y 'a$io
/- S,!C # Securi$ies ,arke$ !d)isory Commi$$ee
/. S,E # Small !nd ,edium En$erprise
// S,"+E # Securi$ies ,arke$ "nfras$ruc$ure +e)era%in% Exper$
/1 S;D' # S$andard = ;oorFs deposi$ory receip$
/4 S;N # Secured ;remium No$es
15 ST! # Share Transfer !%en$
1 ST; # S$rai%h$ Throu%h ;rocessin%
1& ST' # Suspicious Transac$ion 'epor$
1( STT # Securi$ies Transac$ion Tax
1* SG; # Sys$ema$ic Gi$hdrawal ;lan
1- T0T # Trade for Trade Se%men$
1. T, # Tradin% ,ember
1/ T; # Transac$ion ;rice
11 TGS # Trader Gork S$a$ion
14 6CC # 6ni:ue Clien$ Code
45 6"N # 6ni:ue "den$ifica$ion Number
4 6T" # 6ni$ Trus$ of "ndia
4& Ca' # Calue !$ 'isk
4( CC0 # Cen$ure Capi$al 0und
4* C;N # Cir$ual ;ri)a$e Ne$work
4- GD, # Gholesale Deb$ ,arke$
4. G,! # Gays = ,eans !d)ance
5
4/ G;" # Gholesale ;rice "ndex
41 DCB # Dero Coupon Bond
6