ALBERTO FERNANDEZ, ISABELO ONGTENGCO, ACHILLES BARTOLOME, AND ST. LUKES MEDICAL CENTER, complainants, vs. ATTORNEY BENJAMIN M. GRECIA, respondent. Norberto Gonzales for Fernandez. Bu Castro for Ongtengco & Bartolome. Quasha, Asperilla, Ancheta, Pea & Nolasco for St. Luke's Hospital. Joaquin P. Yuseco for respondent Benjamin Grecia.
PER CURIAM: This disbarment complaint against Attorney Benjamin M. Grecia was filed on August 20, 1991 by Doctors Alberto Fernandez, Isabelo Ongtengco and Achilles Bartolome and the St. Luke's Medical Center (hereafter "St. Luke's" for brevity) where they are accredited medical practitioners. The respondent is charged with dishonesty and grave misconduct in connection with the theft of some pages from a medical chart which was material evidence in a damage suit filed by his clients against the aforenamed doctors and St. Luke's. Disciplinary proceedings like this one are in a class by themselves. As we observed in In Re Almacen, 31 SCRA 562,600, they are neither purely civil nor purely criminal. "Public interests is the primary objective, and the real question for determination is whether or not the attorney is still a fit person to be allowed the privileges as such." The purpose is "to protect the court and the public from the misconduct of officers of the court" (In Re Montagne & Dominguez, 3 Phil. 577, 588), or to remove from the profession a person whose misconduct has proved him unfit to be entrusted with the duties and responsibilities belonging to the office of an attorney (Ledesma vs. Climaco, 57 SCRA 473; Atienza vs. Evangelista, 80 SCRA 338). Disbarment is nothing new to respondent Grecia. On November 12, 1987, he was disbarred for his immoral complicity or "unholy alliance" with a judge in Quezon City to rip off banks and Chinese business firms which had the misfortune to be sued in the latter's court (Prudential Bank vs. Judge Jose P. Castro and Atty. Benjamin M. Grecia [Adm. Case No. 2756], 155 SCRA 604). Three years later, on December 18, 1990, the Court, heeding his pleas for compassions and his promise to mend his ways, reinstated him in the profession. Only eight (8) months later, on August 20, 1991, he was back before the court facing another charge of dishonesty and unethical practice. Apparently, the earlier disciplinary action that the Court took against him did not effectively reform him. The complaint of St. Luke's against Attorney Grecia was referred by the Court to Deputy Court of Administrator Juanito A. Bernad for investigation, report and recommendation. The following are Judge Bernad's findings: The late Fe Linda Aves was seven (7) months pregnant when she was admitted as a patient at St. Luke's Hospital on December 20, 1990. She complained of dizziness, hypertension, and abdominal pains with vaginal bleeding. Dr. Fernandez, head of the OB-GYNE Department of St. Luke's, Dr. Ongtengco, Jr., a cardiologist, and Dr. Bartolome, a urologist, examined Mrs. Aves and diagnosed her problem as mild pre-eclampsia (p. 63, Rollo). Five (5) days later, on Christmas day, December 25, 1990, Mrs. Aves was discharged from the hospital, to celebrate Christmas with her family. However, she was rushed back to the hospital the next day, December 26, 1990. On December 27, 1990, she died together with her unborn child. Blaming the doctors of St. Luke's for his wife's demise, Attorney Damaso B. Aves, along with his three (3) minor children, brought an action for damages against the hospital and the attending physicians of his wife. Their counsel, respondent Attorney Benjamin Grecia, filed a complaint entitled: "Attorney Damaso B. Aves, et al. vs. St. Luke's Medical Center, Drs. Alberto Fernandez, Isabelo Ongtengco, Jr. and Achilles Bartolome" in the 2
Regional Trial Court of Valenzuela, Bulacan, where it was docketed as Civil Case No. 3548-V and assigned to Branch 172, presided over by Judge Teresita Dizon-Capulong. On July 4, 1991, the medical records of Fe Linda Aves were produced in court by St. Luke's, as requested by Attorney Grecia. The records were entrusted to the Acting Branch Clerk of Court, Avelina Robles. On July 16, 1991, between 8:30-9:00 o' clock in the morning, upon arriving in court for another hearing of the case, Attorney Grecia borrowed from Mrs. Robles the folder containing the medical records of Mrs. Aves. While leafing through the folder, Grecia surreptitiously tore off two (2) pages of the medical records. The respondent's act was notified by Mrs. Robles and Maria Arnet Sandico, a clerk. They saw Grecia crumple the papers and place them inside the right pocket of his coat. He immediately returned the folder to Mrs. Roblesa (who was momentarily rendered speechless by his audacious act) and left the office. Mrs. Robles examined the medical chart and found pages "72" and "73" missing. She ordered Sandico to follow the respondent. Sandico saw Grecia near the canteen at the end of the building, calling a man (presumably his driver) who was leaning against a parked car (presumably Grecia's car). When the man approached, Grecia gave him the crumpled papers which he took from his coatpocket. Sandico returned to the office and reported what she had seen to Mrs. Robles. The latter in turn reported it to Judge Capulong. The three of them Judge Capulong, Mrs. Robles and Ms. Sandico went downstairs. Ms. Sandico pointed to Judge Capulong the man to whom Grecia had given the papers which he had filched from medical folder of Linda Aves. Judge Capulong told Sandico to bring the man to her chamber. On the way back to chamber, Judge Capulong saw the plaintiff, Attorney Damaso Aves, and St. Luke's counsel, Attorney Melanie Limson. She requested them to come to her office. In the presence of Attorneys Aves and Limson, Mrs. Robles, Ms. Sandico, and a visitor, Judge Capulong confronted the man and ordered him to give her the papers which Grecia had passed on to him. The man at first denied that he had the papers in his possession. However, when Sandico declared that she saw Grecia hand over the papers to him, the man sheepishly took them from his pants pocket and gave them to Judge Capulong. When the crumpled pages "72" and "73" of the medical folder were shown to Sandico, she identified them as the same papers that she saw Grecia hand over to the man. After the confrontation, Sandicio and Robles went back to their office. Mrs. Robles collapsed in a dead faint and was rushed to the Fatima Hospital where she later regained consciousness. In the ensuing excitement and confusion of recovering the stolen exhibits, no one thought of ascertaining the identity of the man from whom they were recovered. Judge Capulong belatedly realized this, so she directed the Valenzuela Police to find out who he was. She also ordered Sandico to submit a formal report of the theft of the exhibits to the police. A police investigator, PO3 Arnold Alabastro, tried to ascertain the name of Grecia's driver who was known only as "SID." He located Grecia's house in Quezon City. Although he was not allowed to enter the premises, he was able to talk with a house maid. He pretended to be a cousin of "SID" and asked for the latter. The housemaid informed him that "SID" was sent home to his province by Grecia. He talked with Grecia himself but the latter denied that he had a driver named "SID." PO3 Alabastro also talked wit one of Grecia's neighbors across the street. The neighbor confirmed that Grecia's driver was a fellow named "SID". The incident caused enormous emotional strain to the personnel of Judge Capulong's court, so much so that the Acting Branch Clerk of Court, Avelina Robles, was hospitalized. Because of the incident, Judge Capulong inhibited herself from conducting the trial of Civil Case No. 3548-V. On August 20, 1991, St. Luke's failed this disbarment case against Grecia. At the investigation of the case by Judge Bernad, Attorney Damaso Aves, the surviving spouse of the late Fe Linda Aves and plaintiff in Civil case 3
No. 3548-V, testified that it was Attorney Bu Castro, counsel of the defendants in said Civil Case No. 3548-V, who lifted two pages from the medical folder which lay among some papers on top of the table of Acting Branch Clerk of Court Robles. When he allegedly went outside the courthouse to wait for Attorney Grecia to arrive, he noticed Attorney Castro come out of the building and walk toward a man in the parking lot to whom he handed a piece of paper. Afterward, Attorney Castro reentered the courthouse. Respondent Grecia denied any knowledge of the theft of the exhibits in the Aves case. He alleged that the person who was caught in possession of the detached pages of the medical record was actually "planted" by his adversaries to discredit him and destroy his reputation. He denied that he had a driver. He alleged that his car was out of order on July 16, 1991, so he was fetched by the driver of Attorney Aves in the latter's "Maxima" car. He arrived in the courthouse at exactly 9:15 in the morning and went straight to the courtroom on the second floor of the building. He did not leave the place until his case was called at 9:40. Since it was allegedly a very warm day, he wore a dark blue barong tagalog, not a business suit. He branded the testimony of Ms. Sandico as an absolute falsehood. He alleged that he would not have done the act imputed to him, because the medical chart was the very foundation of the civil case which he filed against St. Luke's and its doctors. He wondered why the man, alleged to be his driver, to whom he supposedly gave the detached pages of the medical chart, was neither held nor arrested. His identity was not even established. He likewise branded the testimony of Police Investigator Alabastro as a fabrication for he had never seen him before. He underscored the fact that none of the lawyers in the courthouse, nor any of the court personnel, accosted him about the purloined pages of the medical record and he alleged that the unidentified man remained in the courtroom even after the confrontation in the Judge's chamber. In evaluating the testimonies of the witnesses, Judge Bernad found the court employee, Maria Arnie Sandico, and Acting branch Clerk of Court Avelina Robles entirely credible and "without any noticeable guile nor attempt at fabrication, remaining constant even under pressure of cross examination" (p. 11, Judge Bernad's Report). That the Acting Branch Clerk of Court, Mrs. Robles, who is not even a lawyer, and her lowly clerk, Ms. Sandico, did not promptly raise a hue and cry on seeing Grecia tear off two pages of the medical record, was understandable for they hesitated to confront a man of his stature. Nevertheless, they had the presence of mind to immediately report the matter to their Judge who forthwith took appropriate steps to recover the exhibits. Robles, Sandico and PO3 Alabastro had absolutely no motive to testify falsely against the respondent. While Judge Capulong took the blame for failing to ascertain the identity of Attorney Grecia's "driver," her swift action in summoning and confronting him led to the recovery of the stolen pages of the medical chart. Unfortunately, the inquiry made by Police Investigation Arnold Alabastro into identity of the man was fruitless for he was never seen again. Attorney Aves' allegation that it was St. Luke's counsel, Attorney Castro, not Grecia, who stole the pages from the medical folder and slipped them to an unidentified man, is an incredible fabrication. Not only is it directly contradicted by Mrs. Robles and Ms. Sandico, but, significantly, Attorney Aves failed to mention it during the confrontation with the man inside Judge Capulong's chamber where he (Attorney Aves) was present. His other allegation that he saw the man inside the courtroom afterwards, is not credible for he would have called the attention of Judge Capulong who, he knew, had been looking for the man to ascertain his identity. In view of his obvious bias for his counsel, Aves' testimony was properly disregarded by the investigator, Judge Bernad. Likewise wanting in truth and candor was Grecia's testimony. Judge Bernad noted that while Grecia was punctilious when testifying on the hour of his arrival in court (9:15 A.M.) on July 16, 1991, and he even remembered that on that day he wore a dark blue barong tagalog (an apparel that has no pockets), his memory was not sharp when he was cross-examined regarding more recent events. For instance, he insisted that Judge Bernad was absent on August 4, 1992, but the truth is that a hearing was held on that date as shown by the transcript. 4
When he was confronted with exhibits "A" and "B," Grecia tried to make an issue of the absence of a court order to deposit Linda Aves' medical chart in court. He forgot that it was he who asked that the chart be left with the clerk of court. His allegation that he would be the last person to remove pages 72 and 73 of the medical chart for the entries therein are favorable to his client's cause is specious. As a matter of fact, the entries show that after Mrs. Aves was readmitted to the hospital on December 26, 1990, the doctors were able to stabilize her blood pressure with a normal reading of 120/80. On the basis of the evidence presented before Judge Bernad, the Court is convinced that the charge against Attorney Benjamin M. Grecia is true. By stealing two pages from Linda Aves' medical chart and passing them on to his driver, he violated Rule 1.01, canon 1 of the Rules of Professional Responsibility as well as canon 7 thereof which provide that: Canon 1. . . . Rule 1.01 A lawyer shall not engage in unlawful, dishonest, immoral and deceitful conduct. Canon 7. A lawyer shall at all times uphold the integrity and dignity of the legal profession and support the activities of the Integrated Bar. A lawyer is an officer of the courts; he is "like the court itself, an instrument or agency to advance the ends of justice" (People ex rel Karlin vs. Culkin, 60 A.L.R. 851, 855). An incorrigible practitioner of "dirty tricks," like Grecia would be ill-suited to discharge the role of "an instrument to advance the ends of justice." The importance of integrity and good moral character as part of a lawyer's equipment in the practice of his profession has been stressed by this Court repeatedly. . . . The bar should maintain a high standard of legal proficiency as well as of honesty and fair dealing. Generally speaking, a lawyer can do honor to the legal profession by faithfully performing his duties to society, to the bar, to the courts and to his clients. To this end, nothing should be done by any member of the legal fraternity which might tend to lessen in any degree the confidence of the public in the fidelity, honesty and integrity of the profession. (Marcelo vs. Javier, Sr., A.C. No. 3248, September 18, 1992, pp. 13-14.) . . . . The nature of the office of an attorney at law requires that he shall be a person of good moral character. This qualification is not only a condition precedent to admission to the practice of law; its continued possession is also essential for remaining in the practice of law, in the exercise of privileges of members of the Bar. Gross misconduct on the part of a lawyer, although not related to the discharge of professional duties as a member of the bar, which puts his moral character in serious doubt, renders him unfit to continue in the practice of law. (Melendrez vs. Decena, 176 SCRA 662, 676.) . . . public policy demands that legal work in representation of parties litigant should be entrusted only to those possessing tested qualifications and who are sworn to observe the rules and the ethics of the profession, a s well as being subject for judicial disciplinary control for the protection of court, clients and the public. (Phil. Association of Free Labor Unions [PAFLU] vs. Binalbagan Isabela Sugar Company, 42 SCRA 302, 305.) By descending to the level of a common thief, respondent Grecia has demeaned and disgraced the legal profession. He has demonstrated his moral unfitness to continue as a member of the honorable fraternity of lawyers. He has forfeited his membership in the BAR. Generally, a lawyer may be disbarred or suspended for any misconduct, whether in his professional or private capacity, which shows him to be wanting in moral 5
character, in honesty, probity and good demeanor or unworthy to continue as an officer of the court, or an unfit or unsafe person to enjoy the privileges and to manage the business of others in the capacity of an attorney, or for conduct which tends to bring reproach on the legal profession or to injure it in the favorable opinion of the public. (Marcelo vs. Javier, Sr., A.C. No. 3248, September 18, 1992, p. 15.) WHEREFORE, the Court finds Attorney Benjamin Grecia guilty of grave misconduct, dishonesty, and grossly unethical behavior as a lawyer. Considering that this is his second offense against the canons of the profession, the Court resolved to impose upon him once more the supreme penalty of DISBARMENT. His license to practice law in the Philippines is hereby CANCELLED and the Bar Confidant is ordered to strike out his name from the Roll of Attorneys. SO ORDERED. Adm. Case No. 3721 August 17, 1994 JULIAN C. DINOY, complainant, vs. ATTY. JESUS ROSAL, respondent. Batiquin & Batiquin Law Office for respondent. R E S O L U T I O N
FELICIANO, J .: Mr. Julian C. Dinoy sent the Secretary of Justice an unverified letter dated 23 August 1991, charging Atty. Jesus Rosal with having notarized a Special Power of Attorney dated 8 May 1989 in favor of one Estela Gentacutan, at a time when some of the principals (i.e., Cesaria Bacalla and Jose Gentacutan) mentioned in the document were already dead. The letter was indorsed to the Court which in turn referred it to the Committee on Bar Discipline of the Integrated Bar of the Philippines ("Committee") for investigation, report and recommendation. A series of communications were then exchanged between Mr. Dinoy and the Committee, among which was another unverified letter from Mr. Dinoy dated 9 March 1992 containing evidence tending to support his charge against Atty. Rosal. Such evidence included: (a) a xerox copy of a death certificate issued by the Parish Church of San Nicolas, Cebu City indicating that one Cesaria Bacalla died on 10 February 1981; (b) a photograph of a headstone indicating that Jose Gentacutan died on 2 April 1974; and (c) a xerox copy of a certification issued by the Parish Church of San Nicolas, Cebu City indicating that the skeletal remains of Jose Gentacutan have been interred in the Calamba Roman Catholic Cemetery, Cebu City. When the investigation was already well under way, Mr. Dinoy submitted a "Supplementary Affidavit" dated 25 September 1993 wherein he declared that the act complained of "is illegal and unlawful and he (Atty. Rosal) should be punished for this act (by) disbarment from (the) practice of law." Meanwhile, the Committee, through Commissioner Presbitero J. Velasco, issued an order dated 18 June 1992 inquiring if the parties desired a change of venue to Cebu City, since both are residents thereat. Complainant Dinoy agreed; respondent Rosal gave no response. In an order dated 3 February 1993, the Committee, this time acting through Commissioner Victor C. Fernandez, required Atty. Rosal to submit his answer to the complaint. Respondent filed a verified answer dated 23 February 1993 to the complaint. Respondent asserted that notwithstanding the heavy workload of documents to be notarized which he faced on the day he dealt with the document in question, he was able to interview each of the persons who executed the Special Power of Attorney regarding their personal circumstances and the consequences of their act; he was satisfied the persons who signed the document were the ones who represented themselves to be such. Respondent asked that the complaint be dismissed for lack of merit. Complainant filed a reply thereto as well as a motion to transfer venue. In an order dated 13 April 1993, the Committee finally designated Cebu City 6
as the venue of the investigation and authorized the local chapter president thereat, Atty. Manuel P. Legaspi, to receive the evidence of the parties and submit a recommendation thereon. A hearing was set by Atty. Legaspi on 19 August 1993, but it was reset to 24 September 1993 because the respondent was unavailable. The record of this case contains no indication that a hearing was actually held on this subsequent date; although Atty. Legaspi in his report mentioned a hearing being conducted on 7 October 1993. Atty. Legaspi eventually promulgated a resolution dated 14 December 1993 finding that respondent failed to exercise due diligence in ascertaining the identities and capacities of the individuals who executed the document dated 8 May 1989. Atty. Legaspi reasoned that the volume of documents respondent declared having notarized (e.g., sixty-five [65] documents on 5 May 1989, eighty-seven [87] documents on 8 May 1989 and eighty-nine [89] documents on 10 May 1989) before, during and after the date in question would render it unlikely that respondent conducted a carefull interview of the individuals who executed the questioned document. Atty. Legaspi observed, however, that the complainant presented no proof that respondent acted with malice, ill-will or bad faith in committing the negligent act complained of; complainant cannot therefore insist upon the disbarment of the respondent. In a Report and Recommendation dated 15 April 1994, the Committee adopted Atty. Legaspi's report and recommended respondent's suspension from the practice of law for a period of six (6) months. This disposition was adopted by the Board of Governors of the Integrated Bar of the Philippines ("IBP") on 26 May 1994 by way of Resolution No. XI-94-077. Deliberating upon the present administration case, after a careful review of the evidence of record, the Court finds that the conclusions of the IBP in its Report are supported by substantial evidence. The findings of the IBP's Report are hereby adopted by the Court as its own. Notarization of a private document converts such document into a public one and renders it admissible in court without further proof of its authenticity; courts, administrative agencies and the public at large must be able to rely upon the acknowledgement executed by a notary public and appended to a private document. 1 Consequently, it is the duty of the notarial officer to demand that a document be signed in his presence by the real parties thereto; the notarial officer must observe "utmost care" to comply with the elementary formalities in the performance of his duties. 2
In this case, respondent's failure to observe the required standard of care was not only evident from his inconsistent admissions as noted by Atty. Legaspi, but also from the documentary evidence submitted by the complainant which demonstrated that two (2) of the eight (8) co-owners of a parcel of land who executed the special power of attorney dated 8 May 1989 were already deceased well before the time respondent notarized the document in question. Furthermore, although the Court agrees with the IBP's recommendation that the respondent be administratively sanctioned for his negligence, we find the recommended penalty of six (6) month's suspension from the practice of law to be unduly harsh, considering that complainant had not shown that the respondent had deliberately acknowledge and recorded a falsehood when he notarized the document dated 8 May 1989, 3 and considering further that the present complaint relates to the notarization of one (1) document only. 4
ACCORDINGLY, Attorney Jesus Rosal is SUSPENDED from the practice of law for a period of three (3) months for negligence in the performance of his duty as a notary public with the WARNING that repetition of the same or similar conduct in the future will be dealt with more severely. Copies of this Resolution shall be furnished to all courts of the land. Copies shall also be furnished to the Integrated Bar of the Philippines and to the Office of the Bar Confidant and spread on the personal record of respondent attorney. Bidin, Romero, Melo and Vitug, concur. A.C. CBD No. 190 January 28, 1998 7
CORAZON T. REONTOY, complainant, vs. ATTY. LIBERATO R. IBADLIT, respondent. R E S O L U T I O N
BELLOSILLO, J .: This is a complaint filed by Corazon T. Reontoy for the disbarment of her counsel, Atty. Liberato R. Ibadlit, for having been negligent in handling her case for partition, accounting and reconveyance then pending with the RTC- Br. 4, Kalibo, Aklan. 1
Respondent lawyer admits that he was the lawyer of complainant Corazon T. Reontoy in Civil Case No. 2805 which was decided by the RTC against his client. He likewise admits that he received copy of the adverse decision on 19 June 1989 and filed his notice of appeal only on 17 July 1989 when the expiry date to appeal was 4 July 1989. 2
Respondent alleges in his defense that after he received the adverse decision he immediately contacted complainant's brother Proculo Tomazar and requested the latter to inform complainant that they lost the case and that after going over the decision he (respondent) was convinced that appeal was futile. He also requested Proculo to tell complainant to communicate immediately with respondent if complainant disagreed with him on his position not to appeal the RTC decision anymore. Confident that Proculo had conveyed the message to complainant and having failed to receive any advice from her respondent intentionally did not file the corresponding notice of appeal. But after Proculo informed him later in his office that complainant wished to appeal the decision, he forthwith filed a notice of appeal, in the interest of justice, on 17 July 1989. The notice of appeal having been filed beyond the reglementary period, the trial court on 16 August 1989 denied the appeal and granted the Motion for Execution of Judgment of the prevailing parties. In the investigation conducted by the Integrated Bar of the Philippines, complainant presented her brother Proculo Tomazar to deny, as he did, that he was authorized by her to communicate with respondent regarding the case, claiming in fact that he had no knowledge whatsoever of subject civil case. 3
The testimony of Proculo Tomazar corroborated complainant's testimony that she had never authorized him to be her representative either to the court or to communicate with her counsel for the reason that Proculo was unlettered. Complainant further testified that when she went to see respondent in September 1989 to check on the status of her case the latter merely told her that the period to appeal had already elapsed and then returned the case records to her. We hold respondent administratively liable. Indeed it was his fault in not appealing within the reglementary period in the belief that appeal would be useless. It was highly improper for him to adopt such opinion without any clear instruction from his client not to appeal the adverse verdict. A lawyer owes entire devotion in protecting the interest of his client, warmth and zeal in the defense of his rights. He must use all his learning and ability to the end that nothing can be taken or withheld from his client except in accordance with the law. He must present every remedy or defense within the authority of the law in support of his client's cause, regardless of his own personal views. In the full discharge of his duties to his client, the lawyer should not be afraid of the possibility that he may displease the judge or the general public. 4
A lawyer has no authority to waive his client's right to appeal. His failure to perfect an appeal within the prescribed period constitutes negligence and malpractice proscribed by Rule 18.03, Canon 18, of the Code of Professional Responsibility which provides that "a lawyer shall not neglect a legal matter entrusted to him and his negligence in connection therewith shall render him liable." 5
Had respondent filed the appeal on time he could have easily withdrawn the case later so that he could have the time to confer meticulously with his client and then decide whether to pursue the case to the appellate court; or, he could have withdrawn his services and advised complainant to look for 8
another lawyer before the period to appeal lapsed to give his client a chance to ventilate her case on appeal. Respondent claims that he nonetheless filed a notice of appeal in the interest of justice. Notably, respondent filed the notice of appeal on 17 July 1989, or only after the period to appeal had already expired. The belated filing of the appeal cannot in any way mitigate respondent's liability; on the contrary, it would show ignorance on his part. As a lawyer, he ought to know that his notice of appeal, having been filed beyond the reglementary period, would surely be struck down for late filing. In sum, respondent utterly failed to perform his duties and responsibilities faithfully and well as to protect the rights and interests of his client. The record shows that complainant lost the case and suffered the corresponding loss of her real property in Kalibo, Aklan, consisting of her undivided share or interest in five (5) valuable parcels of land. Certainly, complainant paid dearly for respondent's ignorance, laxity, if not incompetence, by failing to appeal on time. WHEREFORE, respondent, Atty. Liberato R. Ibadlit, is SUSPENDED from the practice of law for one (1) year effective upon finality hereof. Let copies of this Resolution be furnished the Bar Confidant, the Integrated Bar of the Philippines and all courts throughout the country. SO ORDERED. A.M. No. RTJ-02-1708 July 23, 2002 CYNTHIA RESNGIT-MARQUEZ, SHIELAH J. RAMOS, ROSALINDA L. ROQUILLAS and VICKY F. RAMOS,complainants, vs. JUDGE VICTOR T. LLAMAS, JR., Regional Trial Court, Branch 56, San Carlos City, Pangasinan,respondent. PER CURIAM: A magistrate has to live by the example of his precepts. He cannot judge the conduct of others when his own needs judgment. It should not be "do as I say and not what I do." For then the court over which he is called to preside will be a mockery, one devoid of respect. 1
We are called upon to reiterate this dictum in the administrative matter before us. In an affidavit-complaint 2 dated March 27, 1998, complainants court employees Cynthia Resngit-Marquez, Shielah J. Ramos, Rosalinda L. Roquillas and Vicky F. Ramos charged respondent Victor T. Llamas, Jr., Presiding Judge of the Regional Trial Court, Branch 56, San Carlos City, Pangasinan, with immorality and gross misconduct. They alleged that respondent judge, though married, maintains an illicit relationship with a married woman, Lourdes Muoz-Garcia, and both are living together as husband and wife under one roof; that the court sala of respondent Judge, as well as the office of his personnel, have been utilized as dancing halls and drinking wine rooms on office hours; that respondent Judge is drunk almost everyday; that respondent Judge is living a highly immoral and disgraceful life, and this is of open and public knowledge, and his mistress fondly calls him "Daddy", thereby trumpeting their affair in open view; that the complainant have been subjected to the intimidation and harassment by respondent Judge. In his Answer 3 , dated July 30, 1998, respondent Judge emphatically denied the accusations against him. In a Resolution dated June 16, 1999, the affidavit-complaint was referred to Associate Justice Romeo A. Brawner of the Court of Appeals for investigation, report and recommendation. Justice Brawner, after conducting the necessary investigation, submitted his Report and Recommendation dated September 14, 2001. Lengthy hearings were conducted on the case. Complainants Cynthia Resngit Marquez and Shielah J. Ramos and their witnesses Angelito Dixon Dispo, Engr. Librado C. Moises, Manuel Marquez, Atty. Leopoldo C. Tulagan, Sr., Atty. Omega Lacandola Moises and Mario Resultan testified in support of the complaint. On the other hand, respondent Judge himself testified as well as Lourdes Garcia, Angelica Muoz, Joseph Muoz, Gaudencio Sabangan, Benigno 9
Abalos, Jr., Dolores Daligdig, Maura Doctolera, Andrew Mapanao and Rica Cabaccan. We reproduce the following findings of fact and conclusions of the Investigating Justice: "Complainant Cynthia Resngit-Marquez is the Court Interpreter of the Regional Trial Court of San Carlos City, Pangasinan, Branch 57 until she requested for a transfer sometime in 1994. The presiding judge of Branch 56 at the time she was the Interpreter was respondent Judge. During that time, respondent Judge already had a drinking habit that started sometime in 1991. "In February 1997, after his assignment in Dagupan City respondent Judge went back to San Carlos City. In March 1997, she saw respondent Judge again resume his drinking habits and he was always seen with a glass of wine in his hands roaming the Justice Hall premises even during office hours. He usually drank with lawyers and litigants and he would force his staff to drink with them. Should his staff refuse to join him, he would harass them. He loved drinking Carlsberg beer as he claims that it made him feel his young urges again. "When complainants husband was in Saudi Arabia, respondent Judge would insinuate that it was better for her to have an old car she could use everyday rather than a new car that she could not use. Aside from the drinking, respondent Judge would also engage in singing and dancing in the courtroom even during office hours. The complainant identified the pictures (Exhibits "D", "E", "F" and "G") showing the recreation area behind the Justice Hall and the corridor leading to the courtroom where respondent Judge conducted his drinking sessions. "After respondent Judges return to San Carlos City, complainant saw Lourdes Muoz Garcia almost everyday, as respondent Judge would drop her at her place of work at City Hall every morning. Lourdes Muoz Garcia would usually appear again every lunchtime to join respondent Judge and would come back again in the afternoon after office hours and they would leave walking side by side with their arms sometimes touching each other. During the occasions that Lourdes Muoz Garcia was in the office of respondent Judge, she would address him as Daddy or Masiken (Pangasinense for old man). "All the time that respondent Judge had been assigned in San Carlos City, he resided near the cemetery in Karaengan, San Carlos City then near the school in Bulingit, San Carlos City and after his stint in Dagupan City, he stayed at Gabon, Calasiao, Pangasinan. In all these places, respondent Judge lived with Lourdes Muoz Garcia. "During her cross-examination, she admitted that a previous case was filed against respondent Judge charging him for the same offenses as this present case. Although she states that she had nothing to do with the case it appears that the Motion to Dismiss said case (Exhibit "14") was signed by her and her father, which motion paved the way for the dismissal of Administrative Matter No. 95-3-88 (Exhibit "15"). "Angelito Dixon Dispo is employed as Clerk III in the Office of the Clerk of the Regional Trial Court in San Carlos City, Pangasinan since October 3, 1993. Almost everyday, part of his duties included buying liquor for respondent Judge at the nearby grocery that the judge and some lawyers partook of in the courtroom. Aside from his drinking, there was singing with the use of the sing-along machine in the courtroom of RTC Branch 56 where the respondent Judge was presiding. Some private practitioners and prosecutors would join in the merrymaking that happened as often as thrice a week in the courtroom of respondent Judge. During these times, the noise emanating from his courtroom could be heard downstairs. "At that time, respondent Judge was residing at Barangay Kariinan, San Carlos City. There was a time that the house of respondent Judge was flooded and Angelito Dispo was ordered to go there to pile sandbags. At respondent Judges residence, he came upon Lourdes Muoz Garcia attired in shorts and undershirt (sando) supervising the piling of sandbags. 10
"On December 1, 1994, he was again at the house of respondent Judge butchering a goat in preparation for the birthday celebration of Lourdes Muoz Garcia the following day. That afternoon, while he was washing the dishes, respondent Judge and Lourdes Muoz Garcia were embracing and kissing each other on the lips. "It was March 28, 1995 or a day before respondent Judges birthday party that found Angelito Dispo again at his (Judge) residence where he was helping in the preparations for the birthday celebration. Again, Lourdes Muoz Garcia was present and again she was attired in her shorts and undershirt without anything beneath her shirt. He noticed that the respondent Judge and this woman were very sweet with one another. "He would always see Lourdes Muoz Garcia in the office of respondent Judge at RTC Branch 56 almost four times every week and they would intimately refer to each other as Daddy and Mommy. "At the time he testified in this investigation on September 14, 1999, Angelito Dispo stated that respondent Judge lives in Barangay Gabon, Calasiao, Pangasinan with Lourdes Muoz Garcia and the latters daughter. "On September 3, 1999, respondent Judge went to Angelito Dispos house and told him not to testify against him (Judge) in this case. Angelito had this incident recorded in the police blotter (Exhibit "B"). "Engr. Librado C. Moises took up the tale and testified that sometime in December 1997, he went to the house of respondent Judge in Gabon, Calasiao, Pangasinan to attend a party held there in honor of some sisters of respondent Judge who had just arrived from the United States. He was with some court personnel as Clerk of Court Atty. Omega Lacandola Moises is his wife. At the party, it was Lourdes Muoz Garcia, attired in a housedress, who was attending to their needs and serving as hostess for respondent Judge. When they left, Lourdes Muoz Garcia stayed behind. "Manuel Marquez testified that while he was in the employ of the Central Pangasinan Electric Company from 1995 to 1998, he would often visit his wife, complainant Cynthia Marquez, in the court where she was working and he would see respondent Judge singing and dancing with some of his female staff as early as 3:00 or 4:00 oclock in the afternoon for as many as 4 times a month. Pointing to the picture marked Exhibit "A" and Exhibit "1," he described that the benches were moved towards the table of the Presiding Judge in the courtroom thus creating more space for their dancing. "As stenographer of RTC Branch 57 in San Carlos City, complainant Shielah Ramos stated that she has known respondent Judge since 1989 when she first entered the courts employ. Since 1996 she has seen respondent Judge and Lourdes Muoz Garcia together both in the old building housing the courtrooms as well as in the new Justice Hall. She would see them eat their meals together at lunchtime and go home together after office hours. During the singing and dancing sessions conducted by respondent Judge in the courtrooms almost everyday and during special occasions, Lourdes Garcia would always be with respondent Judge. "Sometime in January 1998, she saw them together at respondent Judges rented house in Gabon, Calasiao, Pangasinan. Respondent Judge was with his dog while Lourdes Garcia was dusting his car. Confronted with pictures of the rented house, the two cars and the dog (Exhibits "3-A" to "3-C"), Shielah Ramos pointed to the new car as the one being dusted by Lourdes Garcia when she happened to pass by. "Atty. Leopoldo C. Tulagan, Sr. took the witness stand and manifested that as law practitioner with an office in San Carlos City, he knows respondent Judge ever since he came to preside over RTC Branch 56. Sometime in 1995, there was what he called a happy hour every Thursday in the courtroom of respondent Judge. Proceedings would be suspended and all lawyers then appearing would be invited to a drinking spree right in the courtroom. The lawyers would contribute to buy wine and finger food. There would be singing with even the court personnel 11
participating. This practice stopped when respondent Judge was transferred to Dagupan City. However, when he returned to San Carlos City in 1997, the drinking and singing sessions resumed. This time there was even dancing and these all happened sometimes once or twice a week. "On one birthday occasion of respondent Judge, a Vice-Governor Llamas of Tarlac was present. Two ladies were requested to give a number and they were both introduced as Mrs. Llamas and Mrs. Llamas, one of them was the lady companion of Vice-Governor Llamas and the other was Lourdes Garcia. "When respondent Judge went back to San Carlos City in 1997, Atty. Tulagan often saw Lourdes Garcia going to his courtroom for as many as five or six times a week. Further, on several occasions, he saw them together in respondent Judges car as the Judge would bring her to City Hall where she was employed and fetch her again in the afternoon. "In an earlier case filed by Atty. Antonio Resngit and complainant Cynthia Marquez, Atty. Tulagan executed an affidavit (Exhibit "C") before the National Bureau of Investigation supporting the allegations of the complainants. "Atty. Omega Lacandola Moises, another witness for the complainants testified that sometime in November 1993, Lourdes Muoz Garcia fetched her and together they went to respondent Judges house in Karaenan, San Carlos City. Again, during an office day in May 1994, she went to respondent Judges rented house as there was a celebration of some sort and that was where she had lunch. Respondent Judge had just arrived from the United States and Lourdes Muoz Garcia who was also there gave her pasalubong. "On December 2, 1994, she again went to respondent Judges house and had lunch there, as it was the birthday celebration of Lourdes Muoz Garcia. Present during the occasion were the relatives of Lourdes Garcia as well as her officemates and wife of former San Carlos City Mayor Douglas Soriano. Sometime in June 1997, she, her husband and her brother went to respondent Judges house in Gabon, Calasiao as the latter had just arrived from another trip to the United States and Lourdes Muoz Garcia was again at the house. "In December 1997, she was invited to respondent Judges house, as it was the birthday celebration of Lourdes Muoz Garcia as well as a welcome for respondent Judges brothers, sisters, nephews and nieces who had just arrived from the United States for a visit. As they arrived early, Lourdes Muoz Garcia was still in her housedress but she eventually changed into something suitable for the occasion. Pictures (Exhibits "N" and "O" also "Exhibits "18" and "19") of the persons present at the occasion were presented to her and she identified them. "Another birthday party for Lourdes Muoz Garcia took place in an apartment rented by respondent Judge and Lourdes Garcia in Bonoan, Dagupan City. Atty. Moises together with Atty. Geraldine Baniqued and Geraldines husband were in attendance but as it was a workday, they only stayed long enough to finish their lunch. "On the occasion of respondent Judges birthday on March 29, Lourdes Muoz Garcia fetched her at lunchtime and brought her to that same rented apartment in Bonoan. She soon left after lunch but she went "back alone, Lourdes remaining behind to attend to the guests of respondent Judge. "Mario Resultan testified that as sheriff of RTC Branch 56 at San Carlos City presided by respondent Judge, he is aware and knows that Judge Llamas and Lourdes Garcia have been living together as husband and wife since 1990 up to the present. They first stayed at Valerio Hall, Mabini Street then they transferred to Balingit Street, followed by Kareanan Street, all in San Carlos City. They also stayed together in Calasiao, Pangasinan and Dagupan City. "In all these places of residence, Mario Resultan was usually invited by respondent Judge and they would drink and sing. During these sessions, Lourdes Garcia would always attend to their needs, sometimes in her street clothes but oftentimes in her house clothes. 12
"On February 19, 1994, Mario Resultan went along with respondent Judge to Manila to confirm his flight as Judge Llamas was leaving for the United States the following day. With them on this trip were Lourdes Garcia and respondent Judges sister, Evelyn Llamas. They spent the night in the house of the brother of respondent Judges sister-in-law. He slept in the living room while respondent Judge and Lourdes Garcia shared one room. "As he would be out of the country, respondent Judge executed a Special Power of Attorney in favor of Mario Resultan authorizing him to receive all his checks covering his salaries and allowances, encashing these and delivering the money to Lourdes Garcia. He did what was asked of him and each time he would deliver the money to Lourdes Garcia, he would indicate the dates and the amounts in his diary (Exhibit "P"). "Against all these evidence, respondent Judge denies the charge. "Judge Llamas claims that complainant Cynthia Resngit Marquez has an ax to grind against him for objecting to her application as Legal Researcher of his court, RTC Branch 56, and instead endorsing Aldrin Lee who was eventually appointed to the position. Because he did not accede to her request, complainant and his father filed several charges against him ranging from immorality to harassment of court employees to high-handedness and arrogance. However, these cases were eventually dismissed by the Supreme Court (Exhibit "15") on motion of complainant Cynthia Marquez and her father, Atty. Antonio Resngit (Exhibit "14"). But the trouble between respondent Judge and complainant did not stop there as could be seen in several cases filed by complainant against him before the Office of the Ombudsman. These cases were again dismissed (Exhibit "20-A"). He therefore considers this present charge as another form of harassment employed by complainant in her avid desire to oust him from his present position. "Further, he denies ever drinking and dancing in his courtroom as he claims there are several restaurants outside the office equipped with the necessary facilities for his pleasure. Besides if ever he drinks with a visitor, it was part of his hospitable nature and it was always done after office hours. "As to the charge of immorality, he emphatically denied that he has an amorous relationship with Lourdes Garcia. He is a married man and his family lives in Dagupan City. However, he is estranged from his wife due to irreconcilable differences in the rearing of their children. This does not mean however that he maintains an illicit relationship with Lourdes Garcia. He does admit that he knows the woman as she is an employee at the City Legal Office and it is her responsibility to look into the status of cases filed by San Carlos City pending in the courts. "Respondent Judge claims that all the testimonies of the complainants and their witnesses in so far as they saw him and Lourdes Garcia always together on several occasions, either walking side by side or riding in his car together or him dropping and fetching her at her place of work are all impossible and figments of their fertile imagination. They did not live together in all the places mentioned and definitely he would not be celebrating Lourdes Garcias birthdays for her in his own residence. If ever he was seen in the company of the woman, it was on social occasions when they would either be guests or she was a guest at a party he tenders. "His emphatic denial is supported by his witnesses, Lourdes Garcia, Angelica Muoz, Joseph Muoz, Gaudencio Sabangan, Benigno Abalos, Jr., Dolores Daligdig, Maura Doctolera, Andrew Mapanao and Rica Cabaccan. "Lourdes Garcia states that she first knew respondent Judge when she was detailed at the City Prosecutors Office and it was her responsibility to get the court calendars for the guidance of the Court Prosecutors. "It was Gaudencio Sabangan who introduced respondent Judge to her formally on November 30, 1990 during the occasion of the birthday of Normida Sabangan, Lourdess niece and Gaudencio Sabangans granddaughter. They were both guests at the party and 13
from then on whenever they would see each other they would engage in casual conversations. "Aside from this, it was respondent Judge who helped her get her permanent appointment as Administrative Officer in the City Legal Office at San Carlos City. Respondent Judge being close with then Mayor Soriano, he paved the way for her being detailed at that office where she was given a permanent position. "In 1993 respondent Judge asked her whether she could recommend somebody to do his laundry. She volunteered her mother and thus the relationship between her family and respondent Judge became closer. When her mother became sick and could not do the laundry anymore, her younger sister and brother stayed with respondent Judge and did the household chores for him in exchange for allowances and tuition fee. "Lourdes Garcia further stated that she is a married woman who has stayed all her life in Barangay Roxas, San Carlos City except for that year in 1982 when she went to live in Victoria, Tarlac, her husbands place but when she was about to give birth, she went back to San Carlos "City and has remained there. She absolutely denies living with respondent Judge and states that the only time she went to respondent Judges place was when she tagged along with her superior to attend the party given by the Judge in honor of his nephews and nieces who arrived from the United States. "As for her presence at the Justice Hall, she admits going there but her visits are all in connection with her work and since she has a lot of friends there, she drops on them for a chat before going back to the City Hall where she has her office. "She states that she was likewise charged with immorality at the Civil Service Commission in May 1998 but the case was dismissed in April 1999. "Her mother Angelica Muoz confirms her story and states that she did the laundry of respondent Judge but subsequently turned it over to her younger daughter. Also, she says that indeed her daughter Lourdes always stayed at their house and never lived with respondent Judge. She claims that her daughter is married to a soldier but admits that her son-in-law does not stay with his family as in fact she has not seen him for a long time now. "Amidst all these conflicting testimonies given by all those who took part in these very lengthy proceedings, it behooves upon the Investigating Justice to determine whether or not the complainants have been able to prove their charges against respondent Judge. "Respondent Judge is charged with Immorality and Gross Misconduct. According to the complainants and their witnesses, his misconduct consists in his drinking, singing and dancing with lawyers and court personnel in his courtroom during office hours almost everyday. "The Investigating Justice believes that indeed respondent Judge used his court to indulge his drinking, singing and dancing habits to the detriment of the other courts within the building who were disturbed by all the noise coming from his courtroom. This conduct unbecoming of a Judge deserves a reprimand but this administrative misdemeanor may be relegated to the background in the face of the more serious charge of Immorality. "The complainants and their witnesses all gave positive testimonies of how respondent Judge flaunted his mistress in the eyes of the public. Bringing and picking her up from work, dancing and singing with her in public, living with her in different places, celebrating her birthdays with parties in her honor, authorizing her to receive his salaries and being seen around with her and behaving as if they were husband and wife are all manifestations of how respondent Judge acted towards Lourdes Garcia as seen in the eyes of the complainants and their witnesses. "What more proof would one need to show an immoral relationship other than these straightforward statements of the complainants and their witnesses? Both respondent Judge and Lourdes Garcia admit being married to other persons but the way 14
they behaved in front of the public is as if they were married to one another. "Against these positive testimonies is respondent Judges denial. But it is axiomatic in the law of evidence that positive statements prevail over negative statements. "A look at the denials of respondent Judge and his witnesses remain denials. Although they would attempt to explain that the presence of respondent Judge and Lourdes Garcia together on several occasions were due to circumstances or plain coincidences, it would appear to the Investigating Justice that these coincidences are one too many. "In his Memorandum, respondent Judge questions the motives of the complainants and their witnesses stating that all of them had something against him and would lie through their teeth just to oust him out of his position. "Respondent Judge claims that the testimony of Atty. Omega Moises Lacandola is biased and fraught with exaggerations and distortions. He traces Atty. Lacandolas prejudice against him to the fact that she was getting back at him for his act of filing an administrative case against Judge Bienvenido R. Estrada. "Judge Estrada was her Presiding Judge when she was a Branch Clerk of Court. Now that Atty. Lacandola is the Clerk of Court, Judge Estrada is the Executive Judge of the Regional Trial Court in San Carlos City. "Respondent Judge claims that as Judge Estrada and Atty. Lacandola have a very close working relationship, the latter would go to all lengths to destroy him (respondent Judge) including fabricating stories against him just because he filed an administrative case against Judge Estrada. "This theory is too far-fetched to be believed. First, the case filed by respondent Judge against Judge Estrada came after this case had already been filed. If at all, it appears that respondent Judge in filing the case against Judge Estrada after this case was filed was the one who was trying to even the score between him and the latter. "Second, the testimony of Atty. Lacandola does not appear to be improbable or impossible despite what respondent Judge believes. She testified on what she saw and observed and she may have been hostile and stubborn at times but this does not mean that she was making up a story. "As far as the testimony of complainant Cynthia Marquez is concerned, respondent Judge in his Memorandum claims that it was polluted by hate, desire for revenge, and for personal gain. "It appears that respondent Judge filed an administrative case against her for dishonesty and falsification of daily time record in 1994 but he himself had it dismissed in 1995. Not only that. "Respondent Judge did not indorse Cynthia Marques for the position of Legal Researcher of his court and instead recommended somebody else. Her displeasure at respondent Judges actions and her desire to get back at him motivated Cynthia Marquez to weave an incredible story against him. "But respondent Judges conclusion seems to be illogical. Since respondent Judge himself had the case dismissed, why would Cynthia Marquez still be bent on getting back at him? "In fact, it is respondent Judge himself who got back at Cynthia Marquez by filing another administrative case against her while this case was being heard. That case stemmed from the earlier case and this time respondent Judge was charging Cynthia Marquez with falsification of her personal data sheet and procuring her appointment as Interpreter under false pretenses. "As far as her non-endorsement is concerned, the Investigating Justice believes that this is not sufficient ground to doubt the testimony of Cynthia Marquez. She gave her story replete with details and events that showed the immoral acts of respondent 15
Judge. If her testimony were contrived, she would be one great storyteller. "Respondent Judge also states in his Memorandum that the reason why Atty. Leopoldo C. Tulagan testified against him is because said lawyer wanted his pound of flesh as he lost several cases in respondent Judges court. This is incredible. Following this reasoning we will come to the conclusion that all lawyers who lost their cases before judges would readily testify against them at the expense of committing perjury. The Supreme Court would be clogged with administrative cases against judges filed by lawyers who take offense for the defeat of their cases. "All told, respondent Judge attacks all the testimonies of the complainants and their witnesses as improbable and motivated by ill will and desire for revenge. He states that they could not have seen what they claim to have seen because it was impossible to see through a closed window, the parking spaces for jeeps was not located at a place where the Justice Hall or the City Hall could be seen, or that goats are not butchered nor fishes cleaned a day before cooking. "But if we look closely at what respondent Judge calls impossible stories, these are minor, even inconsequential details that do not detract from the truth of what the complainants and their witnesses saw and testified on. "Not contented with accusing complainants and their witnesses as telling improbable stories, respondent Judge states that all of them were prejudiced against him as they all had their respective reasons for wanting to get back at him. This encompassing conclusion is more imagined than real. Respondent Judge would like to portray that he is the victim of an "elaborate plot concocted by the complainants to get him out of office. But using as defense this delusion of persecution is not enough to overthrow the persuasive and convincing evidence mounted against respondent Judge. "Respondent Judge readily concludes the motives of complainants and their witnesses as suspect. But could not their motives also be the desire to tell the truth? Much as respondent Judge would like to portray them all as pathological liars, their lies border more on the truth and appear to be more convincing than respondent Judges bare-faced denials. "As the Investigating Justice heard this case personally from the beginning to its conclusion, he has observed the demeanor of all those who swore to tell the truth and nothing but the whole truth. And while this oath may have appeared to be meaningless for some, it was clearly noticeable that the complainants and their witnesses were the ones who valued its meaning and honored their oath to tell the truth. "From the evidence presented, there can be no denying that indeed respondent Judge and Lourdes Muoz Garcia are maintaining an illicit relationship. The details of such relationship are clearly and unequivocally outlined by the complainants and their witnesses, who have nothing to gain by pitting themselves against a powerful figure. "Moreover, Lourdes Garcia admitted herself that she owes her present position to respondent Judge who helped her secure a permanent appointment at the City Legal Office in San Carlos City. Why would respondent Judge do that for her if according to both of them they were merely casual acquaintances? What motive would respondent Judge have in helping her get that position were it not for the fact that they had an intimate relationship? "Admitting that he is estranged from his wife, respondent Judge himself has made possible the circumstances that could have led to his present situation. He may be a judge but he is still a man with the same feelings and urges as any other man. Lourdes Garcia is a married woman who appears to be also estranged from her husband as nowhere in her testimony can be seen what happened to her husband except for the testimony of her own mother who stated that she never saw her son-in-law for a long time now. "Hence, we have here a man and a woman both living away from their respective spouses and being thrown together has brought out 16
in them the fulfillment of their desires not to be alone. True it may be human nature to feel needed and not be alone but in this case the man happens to be a Judge. "A judge is expected to be above himself, to transcend basic human urges if it is in conflict with the responsibility he swore to uphold when he took his oath. "xxx xxx xxx "In his Memorandum, respondent Judge states that he has been previously charged with Immorality by complainant Cynthia Marquez but she herself had it dismissed. Also, Lourdes Muoz Garcia had already been charged with immorality before the Civil Service Commission in 1998 but the charges were dismissed in 1999. Citing the case of Felicisimo San Luis, et. al. vs. Court of Appeals, G.R. No. L-80160, June 26, 1989, respondent Judge now claims that the dismissal of the first case against him operated as a bar to this instant case because of res judicata and that he would be twice in jeopardy of being convicted of the same offense. "The case cited by respondent Judge finds no application to his case. The fact that the previous charges were dismissed against both him and Lourdes Garcia should not be taken to mean that they have been exonerated entirely. Immorality is a continuing offense and the first charge should have at least warned him to mend his ways. But he failed to do so and now that there is another charge he labels it an act of persecution. Further, the complainants and their witnesses testified on acts of immorality of respondent Judge from 1991 until this present charge was filed in 1998. Angelito Dispo even went to the extent of stating that at the time he testified in this case on September 14, 1999, respondent Judge and Lourdes Muoz Garcia were living together under one roof in Barangay Gabon, Calasiao, Pangasinan. "Thus, granting that there was a previous charge of immorality in 1994 but was dismissed in 1995, this dismissal would only operate to absolve him of immoral acts until 1995. As this case was filed in 1998, it shows that despite the dismissal in 1995, respondent Judge continued his illicit relations with Lourdes Muoz Garcia for which he faces this present charge of Immorality. "xxx xxx xxx "Respondent Judge has shown that he is not worthy to don the robe of justice much less dispense justice when he himself transgresses the law which he has sworn to uphold. His blanket denial of the charges has not served to cause a dent in the positive evidence against him, neither has it portrayed him an innocent victim of malicious persecution, as he would want the Investigating Justice to believe. "As the evidence presented definitely shows a lack of circumspection and delicadeza on the part of the respondent judge in displaying before the public his immoral relationship, the extreme penalty of dismissal is believed to be in order. "Immorality is a very serious charge that cannot be penalized by a mere fine or even suspension, as these light penalties would be tantamount to a tacit approval of the immoral act. "xxx xxx xxx "Respondent Judge has failed to live up to these exacting magnitude of how a judge should behave. His disregard for common decency and morality has made him unfit to discharge his present position "and thus his dismissal is in order. His retirement benefits should likewise be forfeited but his wife who has never appeared on the scene should now be his saving grace against such forfeiture. "Indeed it is the wife of Judge Llamas who is the aggrieved party in the infidelity of her husband but she was not the one who initiated this complaint nor did she participate in its prosecution. This factor should be considered in respondent Judges favor and therefore he should be spared the forfeiture of his earned benefits." 4 [emphasis supplied] 17
Justice Brawner thus recommended that respondent Judge be dismissed from service but without forfeiture of his earned benefits. In administrative proceedings, only substantial evidence, i.e., that amount of relevant evidence that a reasonable mind might accept as adequate to support a conclusion, is required. We find no room to accommodate doubts on Justice Brawners findings of facts, which we find to be a result of a meticulous and dispassionate analysis of the testimonies of the complainants and the respondent as well as their respective witnesses. Thus, we adopt Justice Brawners recommendation of dismissal. The Code of Judicial Conduct mandates that a judge should be the embodiment of competence, integrity, and independence. 5 He should so behave at all times as to promote public confidence in the integrity and impartiality of the judiciary, 6 and avoid impropriety and the appearance of impropriety in all activities. 7 His personal behavior, not only while in the performance of official duties but also outside the court, must be beyond reproach, for he is, as he so aptly is perceived to be, the visible personification of law and of justice. 8
Regrettably, respondent Judge failed to live up to these standards. He brazenly flouted judicial ethics and betrayed judicial standards by using his court to indulge his drinking, singing and dancing habits to the detriment of the other courts within the building who were disturbed by all the noise coming from his courtroom"; and, especially, by maintaining an illicit relationship with Lourdes Muoz Garcia, a married woman. A judge suffers from moral obtuseness or has a weird notion of morality in public office when he labors under the delusion that he can be a judge and at the same time have a mistress in defiance of the mores and sense of morality of the community. 9
A judge traces a line around his official as well as personal conduct, a price one has to pay for occupying an exalted position in the judiciary, beyond which he may not freely venture. 10 No position is more demanding as regards moral righteousness and uprightness of any individual than a seat on the Bench. 11 Thus, a judge ought to live up to the strictest standard of honesty, integrity and uprightness. Certainly, keeping a mistress is not an act one would expect of a judge who is expected to posses the highest standard of morality and decency. 12
Respondent Judge shamelessly mocked the dignity of his office and tainted the image of the entire judiciary to which he owes fealty and the obligation to keep it at all time unsullied and worthy of the peoples trust. Respondent Judge has shown himself unworthy of the judicial robe and the place of honor reserved for the guardian of justice in a civilized community. On this occasion, therefore, the Court metes upon respondent Judge the severest of administrative penalties. He is hereby stripped of his judicial robe. However, we are unable to agree with the reservation of Justice Brawner on the forfeiture of earned benefits due respondent Judge based on the fact that respondent Judges wife was not the one who initiated this complaint nor did she participate in its prosecution. The non-participation or non- appearance of the wife in the administrative proceedings for immorality is not a factor in the imposition of penalty. Neither should it be beneficial to respondent Judge. Under Section 8 of A.M. No. 01-8-10-SC amending Rule 140 of the Rules of Court on the Discipline of Justices and Judges, which took effect on October 1, 2001, gross misconduct and immorality are classified as serious charges, each of which carry with it a penalty of either (a) dismissal from the service, forfeiture of all or part of the benefits as the Court may determine, and disqualification from reinstatement or appointment to any public office, including government-owned or controlled corporations. Provided, however, that the forfeiture of benefits shall in no case include accrued leave credits; (b) suspension from office without salary and other benefits for more than three (3) but not exceeding six (6) months; or (c) a fine of more than P20,000.00 but not exceeding P40,000.00. In Carina Agarao vs. Judge Jose J. Parentela, Jr., 13 we dismissed respondent judge on ground of immorality and we ordered the forfeiture of one-half of all the retirement benefits of respondent Judge, excluding the monthly equivalent of his accrued leave credits. WHEREFORE, finding respondent Judge Victor T. Llamas, Jr. guilty of the charge of immorality, he is herebyDISMISSED from the service with forfeiture of 50% of all his retirement benefits excluding any earned leave credits; and, with prejudice to re-employment in any branch or agency of the government, including government-owned and controlled corporations. 18
SO ORDERED. G.R. No. 102781. April 22, 1993. BONIFACIO SANZ MACEDA, Presiding Judge, Branch 12, Regional Trial Court, Antique, petitioner, vs. HON. OMBUDSMAN CONRADO M. VASQUEZ AND ATTY. NAPOLEON A. ABIERA, respondents. Bonifacio Sanz Maceda for and in his own behalf. Public Attorney's Office for private respondent. SYLLABUS 1. REMEDIAL LAW; JURISDICTION; OFFICE OF THE OMBUDSMAN HAS JURISDICTION TO INVESTIGATE OFFENSE COMMITTED BY JUDGE WHETHER OR NOT OFFENSE RELATES TO OFFICIAL DUTIES; REASON. Petitioner also contends that the Ombudsman has no jurisdiction over said cases despite this Court's ruling in Orap vs. Sandiganbayan, since the offense charged arose from the judge's performance of his official duties, which is under the control and supervision of the Supreme Court . . . The Court disagrees with the first part of petitioner's basic argument. There is nothing in the decision in Orap that would restrict it only to offenses committed by a judge unrelated to his official duties. A judge who falsifies his certificate of service is administratively liable to the Supreme Court for serious misconduct and inefficiency under Section 1, Rule 140 of the Rules of Court, and criminally liable to the State under the Revised Penal Code for his felonious act. 2. ID.; ID.; ID.; JURISDICTION TO INVESTIGATE OFFENSE RELATED TO OFFICIAL DUTIES SUBJECT TO PRIOR ADMINISTRATIVE ACTION TAKEN AGAINST JUDGE BY SUPREME COURT; REASON. However, We agree with petitioner that in the absence of any administrative action taken against him by this Court with regard to his certificates of service, the investigation being conducted by the Ombudsman encroaches into the Court's power of administrative supervision over all courts and its personnel, in violation of the doctrine of separation of powers. 3. ID.; ID.; ID.; ID.; PROCEDURE TO BE OBSERVED BY OMBUDSMAN REGARDING COMPLAINT AGAINST JUDGE OR OTHER COURT EMPLOYEE; PURPOSE. Thus, the Ombudsman should first refer the matter of petitioner's certificates of service to this Court for determination of whether said certificates reflected the true status of his pending case load, as the Court has the necessary records to make such a determination . . . In fine, where a criminal complaint against a judge or other court employee arises from their administrative duties, the Ombudsman must defer action on said complaint and refer the same to this Court for determination whether said judge or court employee had acted within the scope of their administrative duties. 4. ID.; ID.; ID.; ID.; OMBUDSMAN CANNOT SUBPOENA SUPREME COURT AND ITS PERSONNEL; REASON. The Ombudsman cannot compel this Court, as one of the three branches of government, to submit its records, or to allow its personnel to testify on this matter, as suggested by public respondent Abiera in his affidavit-complaint. The rationale for the foregoing pronouncement is evident in this case. Administratively, the question before Us is this: should a judge, having been granted by this Court an extension of time to decide cases before him, report these cases in his certificate of service? As this question had not yet been raised with, much less resolved by, this Court, how could the Ombudsman resolve the present criminal complaint that requires the resolution of said question? D E C I S I O N NOCON, J p: The issue in this petition for certiorari with prayer for preliminary mandatory injunction and/or restraining order is whether the Office of the Ombudsman could entertain a criminal complaint for the alleged falsification of a judge's certification submitted to the Supreme Court, and assuming that it can, whether a referral should be made first to the Supreme Court. 19
Petitioner Bonifacio Sanz Maceda, Presiding Judge of Branch 12 of the Regional Trial Court of Antique, seeks the review of the following orders of the Office of the Ombudsman: (1) the Order dated September 18, 1991 denying the ex-parte motion to refer to the Supreme Court filed by petitioner; and (2) the Order dated November 22, 1951 denying petitioner's motion for reconsideration and directing petitioner to file his counter- affidavit and other controverting evidences. In his affidavit-complaint dated April 18, 1991 filed before the Office of the Ombudsman, respondent Napoleon A. Abiera of the Public Attorney's Office alleged that petitioner had falsified his Certificate of Service 1 dated February 6, 1989, by certifying "that all civil and criminal cases which have been submitted for decision or determination for a period of 90 days have been determined and decided on or before January 31, 1998," when in truth and in fact, petitioner knew that no decision had been rendered in five (5) civil and ten (10) criminal cases that have been submitted for decision. Respondent Abiera further alleged that petitioner similarly falsified his certificates of service for the months of February, April, May, June, July and August, all in 1989; and the months beginning January up to September 1990, or for a total of seventeen (17) months. On the other hand, petitioner contends that he had been granted by this Court an extension of ninety (90) days to decide the aforementioned cases. Petitioner also contends that the Ombudsman has no jurisdiction over said case despite this Court's ruling in Orap vs. Sandiganbayan, 2 since the offense charged arose from the judge's performance of his official duties, which is under the control and supervision of the Supreme Court. Furthermore, the investigation of the Ombudsman constitutes an encroachment into the Supreme Court's constitutional duty of supervision over all inferior courts. The Court disagrees with the first Part of petitioner's basic argument. There is nothing in the decision in Orap that would restrict it only to offenses committed by a judge unrelated to his official duties. A judge who falsifies his certificate of service is administratively liable to the Supreme Court for serious misconduct and inefficiency under Section 1, Rule 140 of the Rules of Court, and criminally liable to the State under the Revised Penal Code for his felonious act. However, We agree with petitioner that in the absence of any administrative action taken against him by this Court with regard to his certificates of service, the investigation being conducted by the Ombudsman encroaches into the Court's power of administrative supervision over all courts and its personnel, in violation of the doctrine of separation of powers. Article VIII, section 6 of the 1987 Constitution exclusively vests in the Supreme Court administrative supervision over all courts and court personnel, from the Presiding Justice of the Court of Appeals down to the lowest municipal trial court clerk. By virtue of this power, it is only the Supreme Court that can oversee the judges' and court personnel's compliance with all laws, and take the proper administrative action against them if they commit any violation thereof. No other branch of government may intrude into this power, without running afoul of the doctrine of separation of powers. The Ombudsman cannot justify its investigation of petitioner on the powers granted to it by the Constitution, 3 for such a justification not only runs counter to the specific mandate of the Constitution granting supervisory powers to the Supreme Court over all courts and their personnel, but likewise undermines the independence of the judiciary. Thus, the Ombudsman should first refer the matter of petitioner's certificates of service to this Court for determination of whether said certificates reflected the true status of his pending case load, as the Court has the necessary records to make such a determination. The Ombudsman cannot compel this Court, as one of the three branches of government, to submit its records, or to allow its personnel to testify on this matter, as suggested by public respondent Abiera in his affidavit-complaint. 4 The rationale for the foregoing pronouncement is evident in this case. Administratively. the question before Us is this: should a judge, having been granted by this Court an extension of time to decide cases before him, report these cases in his certificate of service? As this question had not yet been raised with, much less resolved by, this Court. how could the Ombudsman resolve the present criminal complaint that requires the resolution of said question? 20
In fine, where a criminal complaint against a Judge or other court employee arises from their administrative duties, the Ombudsman must defer action on said complaint and refer the same to this Court for determination whether said Judge or court employee had acted within the scope of their administrative duties. WHEREFORE, the instant petition is hereby GRANTED. The Ombudsman is hereby directed to dismiss the complaint filed by public respondent Atty. Napoleon A. Abiera and to refer the same to this Court for appropriate action. SO ORDERED. A.M. No. 219 September 29, 1962 CASIANO U. LAPUT, petitioner, vs. ATTY. FRANCISCO E.F. REMOTIGUE and ATTY. FORTUNATO P. PATALINGHUG, respondents.
LABRADOR, J .: This is an original complaint filed with this Court charging respondents with unprofessional and unethical conduct in soliciting cases and intriguing against a brother lawyer, and praying that respondents be dealt with accordingly. The facts which led to the filing of this complaint are as follow: In May, 1952, petitioner was retained by Nieves Rillas Vda. de Barrera to handle her case (Sp. Proc. No. 2-J) in the Court of First Instance of Cebu, entitled "Testate Estate of Macario Barrera". By January, 1955, petitioner had contemplated the closing of the said administration proceedings and prepared two pleadings: one, to close the proceedings and declare Nieves Rillas Vda. de Barrera as universal heir and order the delivery to her of the residue of the estate and, second, a notice for the rendition of final accounting and partition of estate. At this point, however, the administratrix Nieves Rillas Vda. de Barrera refused to countersign these two pleadings and instead advised petitioner not to file them. Some weeks later, petitioner found in the records of said proceedings that respondent Atty. Fortunato Patalinghug had filed on January 11, 1955 a written appearance as the new counsel for Nieves Rillas Vda. de Barrera. On February 5, 1955 petitioner voluntarily asked the court to be relieved as counsel for Mrs. Barrera. On February 7, 1955, the other respondent, Atty. Francisco E. F. Remotigue, entered his appearance, dated February 5, 1955. Complainant here alleges that the appearances of respondents were unethical and improper for the reason that they had nursed the desire to replace the petitioner as attorney for the estate and the administratrix and, taking advantage of her goodwill, intrigued against the preparation of the final inventory and accounting and prodded Mrs. Barrera not to consent to petitioner's decision to close the administration proceedings; that before their appearance, they brought petitioner's client to their law office and there made her sign four documents captioned "Revocation of Power of Attorney" and sent the same by mail to several corporations and establishments where the Estate of Macario Barrera is owner of certificates of stocks and which documents purported to disauthorize the petitioner from further collecting and receiving the dividends of the estate from said corporations, when in fact and in truth the respondents fully knew that no power of attorney or authority was given to the petitioner by his client, the respondents motive being to embarrass petitioner to the officials, lawyers and employees of said corporations, picturing him as a dishonest lawyer and no longer trusted by his client all with the purpose of straining the relationship of the petitioner and his client, Nieves Rillas Vda. de Barrera; and that Atty. Patalinghug entered his appearance without notice to petitioner. In answer, respondent Atty. Patalinghug stated that when he entered his appearance on January 11, 1955 the administratrix Nieves Rillas Vda. de Barrera had already lost confidence in her lawyer, the herein petitioner, and had in fact already with her a pleading dated January 11, 1955, entitled "Discharge of Counsel for the Administration and Motion to Cite Atty. Casiano Laput", which she herself had filed with the court.1awphl.nt 21
In answer, respondent Atty. Remotigue stated that when he filed his appearance on February 7, 1955, the petitioner has already withdrawn as counsel. After separate answers were filed by the respondents, the Supreme Court referred the case to the Solicitor General for investigation, report and recommendation. The Solicitor General recommended the complete exoneration of respondents. It appears and it was found by the Solicitor General that before respondent Atty. Fortunato Patalinghug entered his appearance, the widow administratrix had already filed with the court a pleading discharging the petitioner Atty. Casiano Laput. If she did not furnish Atty. Laput with a copy of the said pleading, it was not the fault of Atty. Patalinghug but that of the said widow. It appears that the reason why Mrs. Barrera dismissed petitioner as her lawyer was that she did not trust him any longer, for one time she found out that some dividend checks which should have been sent to her were sent instead to petitioner, making her feel that she was being cheated by petitioner. Moreover, she found that withdrawals from the Philippine National Bank and Bank of the Philippine Islands have been made by petitioner without her prior authority. We see no irregularity in the appearance of respondent Atty. Fortunato Patalinghug as counsel for the widow; much less can we consider it as an actual grabbing of a case from petitioner. The evidence as found by the Solicitor General shows that Atty. Patalinghug's professional services were contracted by the widow, a written contract having been made as to the amount to be given him for his professional services. Petitioner's voluntary withdrawal on February 5, 1955, as counsel for Mrs. Barrera after Atty. Patalinghug had entered his appearance, and his (petitioner's) filing almost simultaneously of a motion for the payment of his attorney's fees, amounted to an acquiescence to the appearance of respondent Atty. Patalinghug as counsel for the widow. This should estop petitioner from now complaining that the appearance of Atty. Patalinghug was unprofessional. Much less could we hold respondent Atty. Remotigue guilty of unprofessional conduct inasmuch as he entered his appearance, dated February 5, 1955, only on February 7, same year, after Mrs. Barrera had dispensed with petitioner's professional services on January 11, 1955, and after petitioner had voluntarily withdrawn his appearance on February 5, 1955. With respect to the preparation by Atty. Patalinghug of the revocations of power of attorney as complained of by petitioner, the Solicitor General found that the same does not appear to be prompted by malice or intended to hurt petitioner's feelings, but purely to safeguard the interest of the administratrix. Evidently, petitioner's pride was hurt by the issuance of these documents, and felt that he had been pictured as a dishonest lawyer; for he filed a case before the City Fiscal of Cebu against Atty. Patalinghug and the widow for libel and falsification. It was shown, however, that the case was dismissed. No sufficient evidence having been submitted to sustain the charges, these are hereby dismissed and the case closed. Bengzon, C.J., Padilla, Bautista Angelo, Concepcion, Paredes, Dizon, Regala and Makalintal, JJ., concur. G.R. No. 71169 August 30, 1989 JOSE D. SANGALANG and LUTGARDA D. SANGALANG, petitioners, FELIX C. GASTON and DOLORES R. GASTON, JOSE V. BRIONES and ALICIA R. BRIONES, and BEL-AIR VILLAGE ASSOCIATION, INC.,intervenors-petitioners, vs. INTERMEDIATE APPELLATE COURT and AYALA CORPORATION, respondents. RESOLUTION
SARMIENTO, J .: 22
The incident before the Court refers to charges for contempt against Atty. J. Cezar Sangco, counsel for the petitioners Spouses Jose and Lutgarda Sangalang. (G.R. No. 71169.) On February 2, 1989, the Court issued a Resolution, requiring, among other things, Atty. Sangco to show cause why he should not be punished for contempt "for using intemperate and accusatory language." 1 On March 2, 1989, Atty. Sangco filed an explanation. The Court finds Atty. Sangco's remarks in his motion for reconsideration, reproduced as follows: . . . This Decision of this Court in the above-entitled case reads more like a Brief for Ayala ... 2
... [t]he Court not only put to serious question its own integrity and competence but also jeopardized its own campaign against graft and corruption undeniably pervading the judiciary ... 3
... The blatant disregard of controlling, documented and admitted facts not put in issue, such as those summarily ignored in this case; the extraordinary efforts exerted to justify such arbitrariness and the very strained and unwarranted conclusions drawn therefrom, are unparalleled in the history of this Court ... 4
... ... [T]o ignore the fact that Jupiter Street was originally constructed for the exclusive benefit of the residents of Bel- Air Village, or rule that respondent Court's admission of said fact is "inaccurate," as Ayala's Counsel himself would like to do but did not even contend, is a manifestation of this Court's unusual partiality to Ayala and puts to serious question its integrity on that account. 5
... [i]t is submitted that this ruling is the most serious reflection on the Court's competence and integrity and exemplifies its manifest partiality towards Ayala. It is a blatant disregard of documented and incontrovertible and uncontroverted factual findings of the trial court fully supported by the records and the true significance of those facts which both the respondent court and this Court did not bother to read and consequently did not consider and discuss, least of all in the manner it did with respect to those in which it arrived at conclusions favorable to Ayala. 6
To totally disregard Ayala's written letter of application for special membership in BAVA which clearly state that such membership is necessary because it is a new development in their relationship with respect to its intention to give its commercial lot buyers an equal right to the use of Jupiter Street without giving any reason therefor, smacks of judicial arrogance ... 7
... ... [A]re all these unusual exercise of such arbitrariness above suspicion? Will the current campaign of this Court against graft and corruption in the judiciary be enhanced by such broad discretionary power of courts? 8
disparaging, intemperate, and uncalled for. His suggestions that the Court might have been guilty of graft and corruption in acting on these cases are not only unbecoming, but comes, as well, as an open assault upon the Court's honor and integrity. In rendering its judgment, the Court yielded to the records before it, and to the records alone, and not to outside influences, much less, the influence of any of the parties. Atty. Sangco, as a former judge of an inferior court, should know better that in any litigation, one 23
party prevails, but his success will not justify indictments of bribery by the other party. He should be aware that because of his accusations, he has done an enormous disservice to the integrity of the highest tribunal and to the stability of the administration of justice in general. As a former judge, Atty. Sangco also has to be aware that we are not bound by the findings of the trial court (in which his clients prevailed).lwph1.t But if we did not agree with the findings of the court a quo, it does not follow that we had acted arbitrarily because, precisely, it is the office of an appeal to review the findings of the inferior court. To be sure, Atty. Sangco is entitled to his opinion, but not to a license to insult the Court with derogatory statements and recourses to argumenta ad hominem. In that event, it is the Court's duty "to act to preserve the honor and dignity ... and to safeguard the morals and ethics of the legal profession." 9
We are not satisfied with his explanation that he was merely defending the interests of his clients. As we held inLaureta, a lawyer's "first duty is not to his client but to the administration of justice; to that end, his client's success is wholly subordinate; and his conduct ought to and must always be scrupulously observant of law and ethics." 10 And while a lawyer must advocate his client's cause in utmost earnest and with the maximum skill he can marshal, he is not at liberty to resort to arrogance, intimidation, and innuendo. That "[t]he questions propounded were not meant or intended to accuse but to ... challenge the thinking in the Decision, 11 comes as an eleventh-hour effort to cleanse what is in fact and plainly, an unfounded accusation. Certainly, it is the prerogative of an unsuccessful party to ask for reconsideration, but as we held in Laureta, litigants should not "'think that they will win a hearing by the sheer multiplication of words' ". 12 As we indicated (see Decision denying the motions for reconsideration in G.R. Nos. 71169, 74376, 76394, 78182, and 82281, and deciding G.R. No. 60727, dated August 25, 1989), the movants have raised no new arguments to warrant reconsideration and they can not veil that fact with inflammatory language. Atty. Sangco himself admits that "[a]s a judge I have learned to live with and accept with grace criticisms of my decisions". 13 Apparently, he does not practice what he preaches. Of course, the Court is not unreceptive to comment and critique of its decisions, but provided they are fair and dignified. Atty. Sangco has transcended the limits of fair comment for which he deserves this Court's rebuke. In our "show-cause" Resolution, we sought to hold Atty. Sangco in contempt, specifically, for resort to insulting language amounting to disrespect toward the Court within the meaning of Section 1, of Rule 71, of the Rules of Court. Clearly, however, his act also constitutes malpractice as the term is defined by Canon 11 of the Code of Professional Responsibility, as follows: CANON 11-A LAWYER SHALL OBSERVE AND MAINTAIN THE RESPECT DUE TO THE COURTS AND TO JUDICIAL OFFICERS AND SHOULD INSIST ON SIMILAR CONDUCT BY OTHERS. Rule 11.01... Rule 11.02... Rule 11.03-A lawyer shall abstain from scandalous, offensive or menacing language or behavior before the Courts. Rule 11.04-A lawyer should not attribute to a Judge motives not supported by the record or have no materiality to the case. Rule 11.05... Thus, aside from contempt, Atty. Sangco faces punishment for professional misconduct or malpractice. WHEREFORE Atty. J. Cezar Sangco is (1) SUSPENDED from the practice of law for three (3) months effective from receipt hereof, and (2) 24
ORDERED to pay a fine of P 500.00 payable from receipt hereof. Let a copy of this Resolution be entered in his record. IT IS SO ORDERED. Fernan, C.J., Melencio-Herrera, Cruz, Paras, Feliciano, Gancayco, Padilla, Bidin, Cortes, Gri;o-Aquino, Medialdea and Regalado, JJ., concur. Narvasa, and Gutierrez, Jr., JJ., took no part. March 3, 1923 I n resuspension of VICENTE PELAEZ, attorney, Juan Sumulong for respondent. Attorney-General Villa-Real for the Government. MALCOLM, J .: Following the suspension of Attorney Vicente Pelaez by Judge of First Instance Wislizenus for a period of one year, the case has been elevated to this court as provided by law, for full investigation of the facts involved, and for the rendition of the appropriate order. The respondent Vicente Pelaez is a member of the Philippine Bar, residing at Cebu, Cebu. On March 20, 1918, he was appointed guardian of the minor Gracia Cabrera. As such guardian, he came into possession of certain property, including twenty shares of the E. Michael & Co., Inc., and ten shares of the Philippine Engineering Co. While Pelaez was still the guardian of the minor, he borrowed P2,800 from the Cebu branch of the Philippine National bank. Shortly thereafter, to guarantee the loan, Pelaez, without the knowledge or consent of the Court of First Instance of Cebu, deposited with the Cebu branch of the Philippine National Bank the shares of stock corresponding to the guardianship. On April 13, 1921, Pelaez executed a written agreement in favor of the Cebu branch of the Philippine National Bank, pledging, without the authority of the Court of First Instance of Cebu, the shares of stock in question, to guarantee the payment of the loan above referred to. These are the facts, taken principally from the memorandum filed in this court on behalf of the respondent, which caused the judge of First Instance to suspend him from the legal profession. To quote counsel for the respondent, "the misconduct of which the respondent in this case is guilty consist of having pledged the shares belonging to his ward, to guarantee the payment of his personal debt." Two questions present themselves for the resolution. The first question is this: Are the courts in the Philippines authorized to suspend or disbar a lawyer for causes other than those enumerated in the statute? The second questions is this: May a lawyer be suspended or disbarred for non- professional misconduct? Section 21 of the Code of Civil Procedure provides that a member of the bar may be removed or suspended from this office as lawyer by the Supreme Court for any of the causes therein enumerated. It will be noticed that our statute merely provides that certain cause shall be deemed sufficient for the revocation or suspension of an attorney's license. It does not provide that these shall constitute the only causes for disbarment, or that an attorney may not be disbarred or suspended for other reasons. It is a well-settled rule that a statutory enumeration of the grounds of disbarment is not to be taken as a limitation of the general power of the court in this respect. Even where the Legislature has specified the grounds for disbarment, the inherent power of the court over its officer is not restricted. The prior tendency of the decisions of this court has been toward the conclusion that a member of the bar may be removed or suspended from his office as lawyer for other than statutory grounds. Indeed, the statute is so phrased as to be broad enough to cover practically any misconduct of a lawyer. Passing now to the second point as a general rule, a court will not assume jurisdiction to discipline one of its officers for misconduct alleged to have been committed in his private capacity. But this is a general rule 25
with many exceptions. The courts sometimes stress the point that the attorney has shown, through misconduct outside of his professional dealings, a want of such professional honesty as render him unworthy of public confidence, and an unfit and unsafe person to manage the legal business of others. The reason why such a distinction can be drawn is because it is the court which admits an attorney to the bar, and the court requires for such admission the possession of good moral character. The principal authority for the respondent is the case of People ex rel. vs. Appleton ([1883], 105 Ill., 474). Here it was held, by a divided court, that where property is conveyed to an attorney in trust, without his professional advice, and he mortgages the same, for the purpose of raising a sum of money which he claims is due him from the cestui que trust, and the trustee afterwards sells the property and appropriates the proceeds of the sale to his own use, the relation of client and attorney not being created by such trust, his conduct, however censurable as an individual occupying the position of a trustee, is not such as to warrant the summary disbarring of him on motion to the court to strike his name from the roll of attorneys, but the injured party must be left to his proper remedy by suit. The Illinois court, however, admits that although the general rule is, that an attorney-at- law will not be disbarred for misconduct not in his professional capacity, but as an individual, there are cases forming an exception where his misconduct in his private capacity may be of so gross a character as to require his disbarment. The Attorney-General relies principally on the case of In re Smith ([1906], 73 Kan., 743). In the opinion written by Mr. Chief Justice Johnston, it was said: It is next contended that some of the charges against Smith do not fall within the cause for disbarment named in the statute. As will be observed, the statute does not provide that the only cause for which the license of an attorney may be revoked or suspended are those specified in it, nor does it undertake to limit the common-law power of the courts to protect themselves and the public by excluding those who are unfit to assist in the administration of the law. It merely provides that certain causes shall be deemed sufficient for the revocation or suspension of an attorney's license. (Gen. Stat., 1901, sec. 398.) In the early case ofPeyton's Appeal (12 Kan., 398, 404), it was held that this statute is not an enabling act, but that the power of the court to exclude unfit and unworthy members of the profession is inherent; that "it is a necessary incident to the proper administration of justice; that it may be exercised without any special statutory authority, and in all proper cases, unless positively prohibited by statute; and that it may be exercised in any manner that will give the party to be disbarred a fair trial and a full opportunity to be heard.' If there is authority in the Legislature to restrict the discretion of the courts as to what shall constitute causes for disbarment, or to limit the inherent power which they have exercised from time immemorial, it should not be deemed to have done so unless its purpose is clearly expressed. It is generally held that the enumeration of the grounds for disbarment in the statute is not to be taken as a limitation on the general power of the court, but that attorneys may be removed for common-law causes when the exercise of the privileges and functions of their high office is inimical to the due administration of justice . . . . The nature of the office, the trust relation which exists between attorney and client, as well as between court and attorney, and the statutory rule prescribing the qualifications of attorney, uniformly require that an attorney shall be a person of good moral character. If that qualification is a condition precedent to a license or privilege to enter upon the practice of the law, it would seem to be equally essential during the continuance of the practice and the exercise of the privilege. So it is held that an attorney will be removed not only for malpractice and dishonesty in his profession, but also for gross misconduct not connected with his professional duties, which shows him to be unfit for the office and unworthy of the privileges which his license and the law confer upon him. We are of the opinion that the doctrines announced by the Supreme Court of Kansas are sound. The relation of guardian and ward requires of the guardian the continual maintenance of the utmost good faith in his dealings with the estate of the ward. The bond and the oath of the guardian require him to manage the estate of the ward according to law for the best interests of the ward, and faithfully to discharge his trust in relation thereto. Moreover, it has not escaped our attention that in the petition by Vicente Pelaez, asking the court 26
to appoint him the guardian of Gracia Cabrera, he begins his petition in this manner: "El abogado que subscribe, nombrado tutor testamentario, etc." (The undersigned attorney, appointed testamentary guardian, etc.) which indicates that petitioner might not have been named the guardian in this particular case had he not at the same time been a lawyer. Counsel argues that the misconduct for which the respondent has been suspended by the lower court is single and isolated. "It forms," he says, "the only blot upon the escutcheon." We feel, however, that the trial court has been extremely considerate of the respondent, and that were we sitting in first instance, we would probably incline to a more severe sentence. Judgment affirmed. So ordered. Araullo, C. J., Street, Avancea, Ostrand, and Romualdez, JJ., concur. A.M. No. 3216 March 16, 1992 DOMINGA VELASCO ORDONIO, petitioner, vs. ATTY. JOSEPHINE PALOGAN EDUARTE, respondent. R E S O L U T I O N
PER CURIAM: This is a complaint for the disbarment of respondent Atty. Josephine Palogan-Eduarte originally filed with this Court on April 18, 1988. On August 10, 1989, the Commission on Bar Discipline of the Integrated Bar of the Philippines, to which the case was referred for investigation, submitted a report confirming in substance the charge of violation of Art. 1491 of the Civil Code and part of the Oath of Office of a lawyer and recommending the suspension of herein respondent. The evidence discloses that on July 18, 1983, Antonia Ulibari filed with the RTC, Branch XXII, Cabagan, Isabela, Civil Case No. 391 for annulment of a document (known as Affidavit of Adjudication of the Estate of Felicisimo Velasco and Quitclaim Thereof) against her children. The case was handled by Atty. Henedino Eduarte, herein respondent's husband, until his appointment as RTC judge on October 26, 1984. His wife, Atty. Josephine Palogan-Eduarte, took over. On August 22, 1985, decision in Civil Case No. 391 was rendered in favor of Antonia Ulibari. Except for Dominga Velasco-Ordonio, one of the children of Antonia Ulibari and complainant in the instant case, the rest of the defendants did not appeal. On June 13, 1987, while Civil Case No. 391 was pending appeal in the Court of Appeals, Antonia Ulibari conveyed some parcels of her land to her children in the form of deeds of absolute sale, prepared and notarized by herein respondent. Significantly, on the same day, Antonia Ulibari also conveyed 20 hectares of land to herein respondent and her husband as their Attorney's fees for legal services rendered. All the titles of the lands subject of the deeds of absolute sale and the deed of conveyance however remained in the name of Antonia Ulibari. On April 4, 1988, Dominga Velasco-Ordonio filed this complaint for disbarment against herein respondent on the basis of an affidavit executed by her mother Antonia Ulibari on March 2, 1988 stating that affiant never conveyed the subject parcel of land to respondent as her attorney's fees and that the deeds of absolute sale executed in favor of her children were not known to her (and that she received no consideration therefor). On August 10, 1989, the Investigation Commissioner submitted a report finding the charges to be true and recommending a one-year suspension of the respondent from the practice of law. The first issue to be resolved is whether Antonia Ulibari was defrauded into signing the Deed of Conveyance transferring to her lawyer (herein respondent) the subject parcel of land containing 298,420 square meters as the latter's attorney's fees. It is clear from Antonia Ulibari's affidavit and deposition that she never conveyed the said land to her lawyer as attorney's fees. Even granting for the sake argument that Antonia Ulibari knowingly and voluntarily conveyed the subject property in favor of the respondent and her husband, the respondent, in causing the execution of the Deed of Conveyance during the pendency of the appeal of the case involving the 27
said property, has violated Art. 1491 of the Civil Code which prohibits lawyers from "acquiring by assignment property and rights which may be the object of any litigation in which they may take part by virtue of their profession." In the case at bar, the property (which includes the more than 20 hectares of land allegedly conveyed to the respondent) was already in actual litigation first in the lower court and then in the Court of Appeals. Whether the deed of conveyance was executed at the instance of the client driven by financial necessity or of the lawyers is of no moment (In re: Atty. Melchor E. Ruste, 70 Phil. 243). "In either case, an attorney occupies a vantage position to press upon or dictate his terms to a harrased client, in breach of the rule so amply protective of the confidential relations, which must necessarily exist between attorney and client, and of the rights of both." The act constitutes malpractice, even if the lawyer had purchased the property in litigation. (Hernandez v. Villanueva, 40 Phil. 775; In re: Calderon, 7 Phil. 427). We agree with the Investigating Commissioner's opinion that the prohibition applies when the lawyer has not paid money for it and the property was merely assigned to him in consideration of legal services rendered at a time when the property is still the subject of a pending case. For having improperly acquired the subject property, under the foregoing circumstances, respondent has violated not only Art. 1491 of the Civil Code but also Rule 10 of the Canons of Professional Ethics which provides that "the lawyer should not purchase any interest in the subject matter of the litigation which he is conducting." The last issue to be resolved is whether respondent violated any law in preparing and notarizing the deeds of absolute sale in making it appear that there were considerations therefor, when in truth there were none so received by the seller. In her answer, respondent admitted that Antonia Ulibari did not actually sell the parcels of land to her children for the considerations stated in the deeds of sale and that she (respondent) "utilized the form of deed of sale as the most convenient and appropriate document to effect the transfer of the parcels of land to Antonia Ulibari's children in accordance with her wish that said parcels of land be given to them. In so doing, respondent has manifestly violated that part of her oath as a lawyer that she shall not do any falsehood. Not only that. In preparing the documents which do not reflect the true transaction, respondent has likewise violated Rule 10.01 of the Code of Professional Responsibility which provides: Rule 10.01. A lawyer shall not do any falsehood, nor consent to the doing of any in court; nor shall be mislead or allow the court to be mislead by any artifice. ACCORDINGLY, for having violated Article 1491 of the Civil Code, respondent is hereby ordered suspended from the practice of law for a period of six (6) months, and, for having stated falsehoods in the four (4) deeds of absolute sale she prepared and notarized, in violation of the lawyer's oath and Rule 10.01 of the Code of Professional Responsibility, respondent is also ordered suspended from the practice or law for a period of another six (6) months, resulting in a total period on one year, effective from the date this judgment becomes final. SUSPENSION ORDERED. A.M. No. 2349 July 3, 1992 DOROTHY B. TERRE, complainant, vs. ATTY. JORDAN TERRE, respondent.
PER CURIAM: In a sworn complaint filed with this Court on 24 December 1981, complainant Dorothy B. Terre charged respondent Jordan Terre, a member of the Philippine Bar with "grossly immoral conduct," consisting of contracting a second marriage and living with another woman other than complainant, while his prior marriage with complainant remained subsisting. The Court resolved to require respondent to answer the complaint. 1 Respondent successfully evaded five (5) attempts to serve a 28
copy of the Court's Resolution and of the complaint by moving from one place to another, such that he could not be found nor reached in his alleged place of employment or residence. 2 On 24 April 1985, that is after three (3) years and a half, with still no answer from the respondent, the Court noted respondent's success in evading service of the complaint and the Court's Resolution and thereupon resolved to "suspend respondent Atty. Jordan Terre from the practice of law until after he appears and/or files his answer to the complaint against him" in the instant case. 3
On 28 September 1985, respondent finally filed an Answer with a Motion to Set Aside and/or Lift Suspension Order. In his Answer, Atty. Terre averred that he had contracted marriage with complainant Dorothy Terre on 14 June 1977 upon her representation that she was single; that he subsequently learned that Dorothy was married to a certain Merlito A. Bercenilla sometime in 1968; that when he confronted Dorothy about her prior marriage, Dorothy drove him out of their conjugal residence; that Dorothy had mockingly told him of her private meetings with Merlito A. Bercenilla and that the child she was then carrying (i.e., Jason Terre) was the son of Bercenilla; that believing in good faith that his marriage to complainant was null and void ab initio, he contracted marriage with Helina Malicdem at Dasol, Pangasinan. 4
In her Reply, complainant Dorothy denied that Jason Terre was the child of Merlito A. Bercenilla and insisted that Jason was the child of respondent Jordan Terre, as evidenced by Jason's Birth Certificate and physical resemblance to respondent. Dorothy further explained that while she had given birth to Jason Terre at the PAFGH registered as a dependent of Merlito Bercenilla, she had done so out of extreme necessity and to avoid risk of death or injury to the fetus which happened to be in a difficult breech position. According to Dorothy, she had then already been abandoned by respondent Jordan Terre, leaving her penniless and without means to pay for the medical and hospital bills arising by reason of her pregnancy. The Court denied respondent's Motion to Set Aside or Lift the Suspension Order and instead referred; by a Resolution dated 6 January 1986, the complaint to the Office of the Solicitor General for investigation, report and recommendation. 5
Then Solicitor Pio C. Guerrero was appointed investigator by the Office of the Solicitor General. He set the case for hearing on 7 July 1986 with notice to both parties. On 7 July 1986, complainant Dorothy appeared and presented her evidence ex parte, since respondent did not so appear. 6 The Investigating Solicitor scheduled and held another hearing on 19 August 1986, where he put clarificatory questions to the complainant; respondent once again did not appear despite notice to do so. Complainant finally offered her evidence and rested her case. The Solicitor set still another hearing for 2 October 1986, notifying respondent to present his evidence with a warning that should he fail once more to appear, the case would be deemed submitted for resolution. Respondent did not appear on 2 October 1986. The Investigating Solicitor accordingly considered respondent to have waived his right to present evidence and declared the case submitted for resolution. The parties were given time to submit their respective memoranda. Complainant Dorothy did so on 8 December 1986. Respondent Terre did not file his memorandum. On 26 February 1990, the Office of the Solicitor General submitted its "Report and Recommendation" to this Court. The Report summarized the testimony of the complainant in the following manner: Complainant Dorothy Terre took the witness stand and testified substantially as follows: she and respondent met for the first time in 1979 as fourth year high school classmates in Cadiz City High School (tsn, July 7, 1986, p. 9); she was then married to Merlito Bercenilla, while respondent was single (id.); respondent was aware of her marital status (ibid, p. 14); it was then that respondent started courting her but nothing happened of the courtship (ibid, p. 10); they [complainant and respondent] moved to Manila were they respectively pursued their education, respondent as a law student at the Lyceum University (tsn, July 7, 1986, p. 12, 15-16); respondent continued courting her, this time with more persistence (ibid, p. 11); she decided nothing would come of it since she was married but he [respondent] explained to her that their marriage was void ab initiosince she and her first husband were first cousins (ibid, p. 12); convinced by his explanation and having secured favorable advice from her mother and 29
ex-in-laws, she agreed to marry him [respondent] (ibid, 12-13, 16); in their marriage license, despite her [complainant's] objection, he [respondent] wrote "single" as her status explaining that since her marriage was void ab initio, there was no need to go to court to declare it as such (ibid, 14-15); they were married before Judge Priscilla Mijares of the City Court of Manila on June 14, 1977 (Exhibit A; tsn, July 7, 1986, pp. 16-17); Jason Terre was born of their union on June 25, 1981 (Exhibit B, tsn, July 7, 1986, p. 18); all through their married state up to the time he [respondent] disappeared in 1981, complainant supported respondent, in addition to the allowance the latter was getting from his parents (ibid, pp. 19-20); she was unaware of the reason for his disappearance until she found out later that respondent married a certain Vilma [sic] Malicdem (Exhibit C, tsn, July 7, 1986, pp. 21-22); she then filed a case for abandonment of minor with the City Fiscal of Pasay City (ibid, p. 23) which was subsequently filed before Branch II of the City Court of Pasay City as Criminal Case No. 816159 (Exhibit D; tsn, July 7, 1986, p. 24); she likewise filed a case for bigamy against respondent and Helina Malicdem with the office of the Provincial Fiscal of Pangasinan, where a prima faciecase was found to exist (Exhibit E; tsn, July 7, pp. 25-26); additionally, complainant filed an administrative case against respondent with the Commission on Audit where he was employed, which case however was considered closed for being moot and academic when respondent was considered automatically separated from the service for having gone on absence without official leave (Exhibit F; tsn, July 7, 1986, pp. 28-29). 7
There is no dispute over the fact that complainant Dorothy Terre and respondent Jordan Terre contracted marriage on 14 July 1977 before Judge Priscilla Mijares. There is further no dispute over the fact that on 3 May 1981, respondent Jordan Terre married Helina Malicdem in Dasol, Pangasinan. When the second marriage was entered into, respondent's prior marriage with complainant was subsisting, no judicial action having been initiated or any judicial declaration obtained as to the nullity of such prior marriage of respondent with complainant. Respondent Jordan Terre sought to defend himself by claiming that he had believed in good faith that his prior marriage with complainant Dorothy Terre was null and void ab initio and that no action for a judicial declaration of nullity was necessary. The Court considers this claim on the part of respondent Jordan Terre as a spurious defense. In the first place, respondent has not rebutted complainant's evidence as to the basic facts which underscores the bad faith of respondent Terre. In the second place, that pretended defense is the same argument by which he had inveigled complainant into believing that her prior marriage to Merlito A. Bercenilla being incestuous and void ab initio (Dorothy and Merlito being allegedly first cousins to each other), she was free to contract a second marriage with the respondent. Respondent Jordan Terre, being a lawyer, knew or should have known that such an argument ran counter to the prevailing case law of this Court which holds that for purposes of determining whether a person is legally free to contract a second marriage, a judicial declaration that the first marriage was null and void ab initio is essential. 8Even if we were to assume, arguendo merely, that Jordan Terre held that mistaken belief in good faith, the same result will follow. For if we are to hold Jordan Terre to his own argument, his first marriage to complainant Dorothy Terre must be deemed valid, with the result that his second marriage to Helina Malicdem must be regarded as bigamous and criminal in character. That the moral character of respondent Jordan Terre was deeply flawed is shown by other circumstances. As noted, he convinced the complainant that her prior marriage to Bercenilla was null and void ab initio, that she was still legally single and free to marry him. When complainant and respondent had contracted their marriage, respondent went through law school while being supported by complainant, with some assistance from respondent's parents. After respondent had finished his law course and gotten complainant pregnant, respondent abandoned the complainant without support and without the wherewithal for delivering his own child safely in a hospital. 30
Thus, we agree with the Solicitor General that respondent Jordan Terre, by his actions, "eloquently displayed, not only his unfitness to remain as a member of the Bar, but likewise his inadequacy to uphold the purpose and responsibility of his gender" because marriage is a basic social institution. 9
In Pomperada v. Jochico, 10 the Court, in rejecting a petition to be allowed to take the oath as a member of the Bar and to sign the Roll of Attorneys, said through Mme. Justice Melencio-Herrera: It is evident that respondent fails to meet the standard of moral fitness for membership in the legal profession. Whether the marriage was a joke as respondent claims, or a trick played on her as claimed by complainant, it does not speak well of respondent's moral values. Respondent had made a mockery of marriage, a basic social institution which public policy cherishes and protects (Article 216, Civil Code). 11
In Bolivar v. Simbol, 12 the Court found the respondent there guilty of "grossly immoral conduct" because he made a dupe of complainant, living on her bounty and allowing her to spend for his schooling and other personal necessities while dangling before her the mirage of a marriage, marrying another girl as soon as he had finished his studies, keeping his marriage a secret while continuing to demand money from complainant. . . . ." The Court held such acts "indicative of a character not worthy of a member of the Bar." 13
We believe and so hold that the conduct of respondent Jordan Terre in inveigling complainant Dorothy Terre to contract a second marriage with him; in abandoning complainant Dorothy Terre after she had cared for him and supported him through law school, leaving her without means for the safe delivery of his own child; in contracting a second marriage with Helina Malicdem while his first marriage with complainant Dorothy Terre was subsisting, constituted "grossly immoral conduct" under Section 27 of Rule 138 of the Rules of Court, affording more than sufficient basis for disbarment of respondent Jordan Terre. He was unworthy of admission to the Bar in the first place. The Court will correct this error forthwith. WHEREFORE, the Court Resolved to DISBAR respondent Jordan Terre and to STRIKE OUT his name from the Roll of Attorneys. A copy of this decision shall be spread on the personal record of respondent Jordan Terre in the Bar Confidant's Office. A copy of this resolution shall also be furnished to the Integrated Bar of the Philippines and shall be circularized to all the courts of the land. SO ORDERED. A.M. No. 2361 February 9, 1989 LEONILA J. LICUANAN, complainant, vs. ATTY. MANUEL L. MELO, respondent. R E S O L U T I O N
PER CURIAM: An affidavit-complaint, dated November 11, 1981, was filed by Leonila J. Licuanan with the Office of the Court Administrator on 5 February 1982 against respondent, Atty. Manuel L. Melo, for breach of professional ethics, alleging that respondent, who was her counsel in an ejectment case filed against her tenant, failed to remit to her the rentals collected by respondent on different dates over a twelve-month period, much less did he report to her the receipt of said amounts. It was only after approximately a year from actual receipt that respondent turned over his collections to complainant after the latter, through another counsel, acquired knowledge of the payment and had demanded the same. In his Comment on the complaint, respondent admitted having received the payment of rentals from complainant's tenant, Aida Pineda, as alleged in the complaint, but explained that he kept this matter from the complainant for the purpose of surprising her with his success in collecting the rentals. 31
We forwarded the case to the Office of the Solicitor General, for investigation, report and recommendation. Hearings were conducted and the parties presented their respective evidence. After investigation, the Solicitor General submitted the following Findings and Recommendation: Findings: The issue to be resolved is whether there was unreasonable delay on the part of the respondent in accounting for the funds collected by him for his former client, the complainant herein, for which unprofessional conduct respondent should be disciplined. A lawyer, under his oath, pledges himself not to delay any man for money or malice and is bound to conduct himself with all good fidelity to his clients. Under paragraph 11 of the Canons of Legal Ethics, he is obligated to report promptly the money of client that has come to his possession and should not commingle it with his private property or use it for his personal purpose without his client's consent viz: Money of the client or other trust property coming into the possession of the lawyer should be reported promptly, and except with the client's know and consent should not be commingled with his private or be used by him. And paragraph 32 of the Canons of Legal Ethics further requires a lawyer to maintain a reputation for honesty and fidelity to private trust: ... But above all, a lawyer will find his highest honor in a deserved reputation for fidelity to private trust and to public duty, as an honest man and as a patriotic and loyal citizen. In the instant case, respondent failed to observe his oath of office. It is undisputed that the relation of attorney and client existed between Licuanan and Melo at the time the incident in question took place. The records disclose that on August 8, 1979, respondent, as Licuanan's attorney, obtained judgment in Licuanan's favor against Aida Pineda whereby the latter was directed by the City Court of Manila to pay Licuanan all her monthly rentals from October, 1978 and succeeding months thereafter. When several months had elapsed without them hearing a word from Pineda, respondent decided to send her a letter on February 4, 1980, demanding that she pay the monthly rental of her apartment otherwise he will be constrained to take the necessary legal action against her to protect the interest of his client (Exhibit "A", p. 8, record). On February 11, 1980, Pineda yielded to the demand of Melo. She went to respondent's office and paid him P3,060.00 for which respondent gave her a receipt for the said amount representing her rental payments for October, 1978 to February, 1980 at the rate of P180.00 per month (Exh. "B", p. 9, Ibid.) At the end of March 31,1980, Pineda again went back to respondent and paid the rentals of her apartment for the months of March and April, 1980 in the sum of P360.00 (Exh. "C" p. 10, Ibid.). Not only that, respondent again received from Pineda on June 30, 1980 rental payments covering the months of May, June and July, 1980 in the total sum of P540.00 (Exh. "D" p. 11, Ibid.). And, on September 29, 1980, he received and issued Pineda a receipt for P540.00 covering rental payments for the months of August, September and October, 1980. (Exh. "E", Ibid.). After four months had elapsed, or on January 23, 1981, he collected again from Pineda the total sum of P720.00 covering the months of October, November, December, 1980 and January 1981 (Exh. "F", p. 12, Ibid.). 32
During the entire twelve-month period that respondent had been receiving the said rental payments of Pineda, he did not bother to inform or report to complainant about the said payments and instead unnecessarily retained the money. He allowed the money to accumulate for a year and kept complainant in the dark as to the progress of the case. He did not even attempt to tell her about the money that had come into his possession notwithstanding the fact that complainant used to call him and inquire regarding the case (pp. 14-15, tsn., Sept. 10, 1985). It was only when Atty. Ponciano B. Jacinto, the new counsel retained by complainant, wrote respondent a letter on May 4, 1981, advising him to surrender the money to complainant that he accounted for it (Exh. "H", p. 15, Ibid.). But this was rather late because as early as April 27, 1981, complainant, not knowing that respondent had been receiving the rental payments of Pineda, instituted an administrative case against her (Aida Pineda) before the Chief of the Philippine Tuberculosis Society accusing her of "moral turpitude" arising from her alleged failure to pay the rent of her apartment as ordered by the City Court of Manila in Civil Case No. 037276 and claiming that she has ignored and refused to pay her just obligation (Exh. "G", p. 14, Ibid.). This led therefore Pineda to bring an action against her (Licuanan) for damages before the then Court of First Instance of Manila, for she allegedly suffered mental anguish, besmirched reputation, wounded feelings and social humiliation arising from the unfounded administrative case Licuanan filed against her (Aida Pineda), since as borne out by the records, she had been paying her obligation religiously to the lawyer of Licuanan, herein respondent (pp. 48-52, record). Clearly, this unfortunate incident would not have happened had respondent been only true to his oath as a lawyer, i.e., to be honest and candid towards his client. Thus, we find it hard to believe respondent's defense that he kept the money of complainant for a year merely because he wanted to surprise her with his success in collecting the rental payments from Pineda. On the contrary, it is very much discernible that he did not surrender immediately the money to complainant because he was using it for his own benefit. Common sense dictates that by unnecessarily withholding the money of complainant for such length of time, respondent deprived her of the use of the same. It is therefore too credulous to believe his explanation, which is flimsy and incredible Respondent's actuation casts doubt on his honesty and integrity. He must know that the "highly fiduciary" and "confidential relation" of attorney and client requires that the attorney should promptly account for all funds and property received or held by him for the client's benefit, and failure to do so constitutes professional misconduct, as succinctly held by the Honorable Supreme Court in the case of Fermina Legaspi Daroy, et al., vs. Atty. Ramon Chaves Legaspi, Adm. Case No. 936, July 25, 1975, 65 SCRA 304, to wit: A lawyer, under his oath, pledges himself not to delay any man for money or malice and is bound to conduct himself with all good fidelity to his clients. He is obligated to report promptly the money of his clients that has come into his possession. He should not commingle it with his private property or use it for his personal purposes without his client's consent. He should maintain a reputation for honesty and fidelity to private trust (Pars. 11 and 32, Canons of Legal Ethics). Money collected by a lawyer in pursuance of a judgment in favor of his clients is held in trust and must be 33
immediately turned over to them (Aya vs. Bigonia, 57 Phil. 8, 11). xxx xxx xxx A lawyer may be disbarred for any deceit, malpractice or other gross misconduct in his office as attorney or for any violation of the lawyer's oath (Ibid, sec. 27). The relation between an attorney and his client is highly fiduciary in its nature and of a very delicate, exacting and confidential in character, requiring a high degree of fidelity and good faith (7 Am. Jur. 2d 105). In view of that special relationship, 'lawyers are bound to promptly account for money or property received by them on behalf of their clients and failure to do so constitutes professional misconduct. The fact that a lawyer has a lien for fees on money in his hands collected for his clients does not relieve him from the duty of promptly accounting for the funds received. (Emphasis supplied). In fine, we are convinced that respondent is guilty of breach of trust reposed in him by his client. Not only has he degraded himself but as an unfaithful lawyer he has besmirched the fair name of an honorable profession (In re Paraiso, 41 Phil. 24, 25; In re David, 84 Phil. 627; Manaloto vs. Reyes, Adm. Case No. 503, October 29, 1965, 15 SCRA 131). By his deceitful conduct, he placed his client in jeopardy by becoming a defendant in a damage suit; thus, instead of being a help to his client, he became the cause of her misery. He, therefore, deserves a severe punishment for it. (Aya vs. Bigornia, 57 Phil. 8, 11; In re Bamberger, April 17, 1924, 49 Phil. 962; Daroy, et al., vs. Atty. Ramon Chaves Legaspi, supra.) Clearly, respondent is guilty of professional misconduct in the discharge of his duty as a lawyer. RECOMMENDATION WHEREFORE, we respectfully recommend that respondent be suspended from the practice of law for a period of not less than one (1) year, and that he be strongly admonished to strictly and faithfully observe his duties to his clients. (pp. 78-85, Rollo) We find the foregoing findings well considered and adopt the same but differ with the recommendation. The actuations of respondent in retaining for his personal benefit over a one-year period, the amount of P5,220.00 received by him on behalf of his client, the complainant herein, depriving her of its use, and withholding information on the same despite inquiries made by her, is glaringly a breach of the Lawyer's Oath to which he swore observance, and an evident transgression of the Canons of Professional Ethics particularly: 11. DEALING WITH TRUST PROPERTY The lawyer should refrain from any action whereby for his personal benefit or gain he abuses or takes advantage of the confidence reposed in him by his client. Money of the client or collected for the client of other trust property coming into the possession of the lawyer should be reported and accounted for promptly, and should not under any circumstance be commingled with his own or be used by him. * Indeed, by his professional misconduct, respondent has breached the trust reposed in him by his client. He has shown himself unfit for the confidence and trust which should characterize an attorney-client relationship and the practice of law. By reason thereof complainant was compelled to file a groundless suit against her tenant for non-payment of rentals thereby exposing her to jeopardy by becoming a defendant in a damage suit filed by said tenant against her By force of circumstances, complainant was further compelled to engage the services of another counsel in order to recover the amount rightfully due her but which respondent had unjustifiedly withheld from her. 34
Respondent's unprofessional actuations considered, we are constrained to find him guilty of deceit, malpractice and gross misconduct in office. He has displayed lack of honesty and good moral character. He has violated his oath not to delay any man for money or malice, besmirched the name of an honorable profession and has proven himself unworthy of the trust reposed in him by law as an officer of the Court. He deserves the severest punishment. WHEREFORE, consistent with the crying need to maintain the high traditions and standards of the legal profession and to preserve undiminished public faith in attorneys-at-law, the Court Resolved to DISBAR respondent, Atty. Manuel L. Melo, from the practice of law. His name is hereby ordered stricken from the Roll of Attorneys. Copies of this Resolution shall be circulated to all Courts of the country and spread on the personal record of respondent Atty. Manuel L. Melo. SO ORDERED. [A.C. No. 5713. June 10, 2002.]
(Adm. Case No. 99-634)
DOMINADOR P. BURBE, Complainant, v. Atty. ALBERTO C. MAGULTA, Respondent.
D E C I S I O N
PANGANIBAN, J .:
After agreeing to take up the cause of a client, a lawyer owes fidelity to both cause and client, even if the client never paid any fee for the attorney-client relationship. Lawyering is not a business; it is a profession in which duty to public service, not money, is the primary consideration.chanrob1es virtua1 1aw 1ibrary The Case
Before us is a Complaint for the disbarment or suspension or any other disciplinary action against Atty. Alberto C. Magulta. Filed by Dominador P. Burbe with the Commission on Bar Discipline of the Integrated Bar of the Philippines (IBP) on June 14, 1999, the Complaint is accompanied by a Sworn Statement alleging the following:chanrob1es virtua1 1aw 1ibrary x x x
"That in connection with my business, I was introduced to Atty. Alberto C. Magulta, sometime in September, 1998, in his office at the Respicio, Magulta and Adan Law Offices at 21-B Otero Building, Juan de la Cruz St., Davao City, who agreed to legally represent me in a money claim and possible civil case against certain parties for breach of contract;
"That consequent to such agreement, Atty. Alberto C. Magulta prepared for me the demand letter and some other legal papers, for which services I have accordingly paid; inasmuch, however, that I failed to secure a settlement of the dispute, Atty. Magulta suggested that I file the necessary complaint, which he subsequently drafted, copy of which is attached as Annex A, the filing fee whereof will require the amount of Twenty Five Thousand Pesos (P25,000.00);
"That having the need to legally recover from the parties to be sued I, on January 4, 1999, deposited the amount of P25,000.00 to Atty. Alberto C. Magulta, copy of the Receipt attached as Annex B, upon the instruction that I needed the case filed immediately;
"That a week later, I was informed by Atty. Alberto C. Magulta that the complaint had already been filed in court, and that I should receive notice of its progress;
"That in the months that followed, I waited for such notice from the court or from Atty. Magulta but there seemed to be no progress in my case, such that I frequented his office to inquire, and he would repeatedly tell me just to wait;
"That I had grown impatient on the case, considering that I am told to wait 35
[every time] I asked; and in my last visit to Atty. Magulta last May 25, 1999, he said that the court personnel had not yet acted on my case and, for my satisfaction, he even brought me to the Hall of Justice Building at Ecoland, Davao City, at about 4:00 p.m., where he left me at the Office of the City Prosecutor at the ground floor of the building and told to wait while he personally follows up the processes with the Clerk of Court; whereupon, within the hour, he came back and told me that the Clerk of Court was absent on that day;
"That sensing I was being given the run-around by Atty. Magulta, I decided to go to the Office of the Clerk of Court with my draft of Atty. Magultas complaint to personally verify the progress of my case, and there told that there was no record at all of a case filed by Atty. Alberto C. Magulta on my behalf, copy of the Certification dated May 27, 1999, attached as Annex C;
"That feeling disgusted by the way I was lied to and treated, I confronted Atty. Alberto C. Magulta at his office the following day; May 28, 1999, where he continued to lie to with the excuse that the delay was being caused by the court personnel, and only when shown the certification did he admit that he has not at all filed the complaint because he had spent the money for the filing fee for his own purpose; and to appease my feelings, he offered to reimburse me by issuing two (2) checks, postdated June 1 and June 5, 1999, in the amounts of P12,000.00 and P8,000.00, respectively, copies of which are attached as Annexes D and E;
"That for the inconvenience, treatment and deception I was made to suffer, I wish to complain Atty. Alberto C. Magulta for misrepresentation, dishonesty and oppressive conduct;"
x x x. 1
On August 6, 1999, pursuant to the July 22, 1999 Order of the IBP Commission on Bar Discipline, 2 respondent filed his Answer 3 vehemently denying the allegations of complainant "for being totally outrageous and baseless." The latter had allegedly been introduced as a kumpadre of one of the formers law partners. After their meeting, complainant requested him to draft a demand letter against Regwill Industries, Inc. a service for which the former never paid. After Mr. Said Sayre, one of the business partners of complainant, replied to this letter, the latter requested that another demand letter this time addressed to the former be drafted by respondent, who reluctantly agreed to do so. Without informing the lawyer, complainant asked the process server of the formers law office to deliver the letter to the addressee.
Aside from attending to the Regwill case which had required a three-hour meeting, respondent drafted a complaint (which was only for the purpose of compelling the owner to settle the case) and prepared a compromise agreement. He was also requested by complainant to do the following:chanrob1es virtual 1aw library
1. Write a demand letter addressed to Mr. Nelson Tan
2. Write a demand letter addressed to ALC Corporation
3. Draft a complaint against ALC Corporation
4. Research on the Mandaue City property claimed by complainants wife
All of these respondent did, but he was never paid for his services by complainant.
Respondent likewise said that without telling him why, complainant later on withdrew all the files pertinent to the Regwill case. However, when no settlement was reached, the latter instructed him to draft a complaint for breach of contract. Respondent, whose services had never been paid by complainant until this time, told the latter about his acceptance and legal fees. When told that these fees amounted to P187,742 because the Regwill claim was almost P4 million, complainant promised to pay on installment basis.
On January 4, 1999, complainant gave the amount of P25,000 to respondents secretary and told her that it was for the filing fee of the Regwill case. When informed of the payment, the lawyer immediately called the attention of complainant, informing the latter of the need to pay the acceptance and filing fees before the complaint could be filed. Complainant was told that the amount he had paid was a deposit for the acceptance fee, and that he should give the filing fee later.
Sometime in February 1999, complainant told respondent to suspend for the meantime the filing of the complaint because the former might be paid by 36
another company, the First Oriental Property Ventures, Inc., which had offered to buy a parcel of land owned by Regwill Industries. The negotiations went on for two months, but the parties never arrived at any agreement.
Sometime in May 1999, complainant again relayed to respondent his interest in filing the complaint. Respondent reminded him once more of the acceptance fee. In response, complainant proposed that the complaint be filed first before payment of respondents acceptance and legal fees. When respondent refused, complainant demanded the return of the P25,000. The lawyer returned the amount using his own personal checks because their law office was undergoing extensive renovation at the time, and their office personnel were not reporting regularly. Respondents checks were accepted and encashed by complainant.
Respondent averred that he never inconvenienced, mistreated or deceived complainant, and if anyone had been shortchanged by the undesirable events, it was he.
The IBPs Recommendation
In its Report and Recommendation dated March 8, 2000, the Commission on Bar Discipline of the Integrated Bar of the Philippines (IBP) opined as follows:jgc:chanrobles.com.ph
". . . [I]t is evident that the P25,000 deposited by complainant with the Respicio Law Office was for the filing fees of the Regwill complaint. With complainants deposit of the filing fees for the Regwill complaint, a corresponding obligation on the part of respondent was created and that was to file the Regwill complaint within the time frame contemplated by his client, the complainant. The failure of respondent to fulfill this obligation due to his misuse of the filing fees deposited by complainant, and his attempts to cover up this misuse of funds of the client, which caused complainant additional damage and prejudice, constitutes highly dishonest conduct on his part, unbecoming a member of the law profession: The subsequent reimbursement by the respondent of part of the money deposited by complainant for filing fees, does not exculpate the respondent for his misappropriation of said funds. Thus, to impress upon the respondent the gravity of his offense, it is recommended that respondent be suspended from the practice of law for a period of one (1) year." 4 The Courts Ruling
We agree with the Commissions recommendation.
Main Issue:chanrob1es virtual 1aw library
Misappropriation of Clients Funds
Central to this case are the following alleged acts of respondent lawyer: (a) his non-filing of the Complaint on behalf of his client and (b) his appropriation for himself of the money given for the filing fee.
Respondent claims that complainant did not give him the filing fee for the Regwill complaint; hence, the formers failure to file the complaint in court. Also, respondent alleges that the amount delivered by complainant to his office on January 4, 1999 was for attorneys fees and not for the filing fee.
We are not persuaded. Lawyers must exert their best efforts and ability in the prosecution or the defense of the clients cause. They who perform that duty with diligence and candor not only protect the interests of the client, but also serve the ends of justice. They do honor to the bar and help maintain the respect of the community for the legal profession. 5 Members of the bar must do nothing that may tend to lessen in any degree the confidence of the public in the fidelity, the honesty, and integrity of the profession. 6
Respondent wants this Court to believe that no lawyer-client relationship existed between him and complainant, because the latter never paid him for services rendered. The former adds that he only drafted the said documents as a personal favor for the kumpadre of one of his partners.
We disagree. A lawyer-client relationship was established from the very first moment complainant asked respondent for legal advice regarding the formers business. To constitute professional employment, it is not essential that the client employed the attorney professionally on any previous occasion. It is not necessary that any retainer be paid, promised, or charged; neither is it material that the attorney consulted did not afterward handle the case for which his service had been sought.
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If a person, in respect to business affairs or troubles of any kind, consults a lawyer with a view to obtaining professional advice or assistance, and the attorney voluntarily permits or acquiesces with the consultation, then the professional employment is established. 7
Likewise, a lawyer-client relationship exists notwithstanding the close personal relationship between the lawyer and the complainant or the nonpayment of the formers fees. 8 Hence, despite the fact that complainant was kumpadre of a law partner of respondent, and that respondent dispensed legal advice to complainant as a personal favor to the kumpadre, the lawyer was duty-bound to file the complaint he had agreed to prepare and had actually prepared at the soonest possible time, in order to protect the clients interest. Rule 18.03 of the Code of Professional Responsibility provides that lawyers should not neglect legal matters entrusted to them.
This Court has likewise constantly held that once lawyers agree to take up the cause of a client, they owe fidelity to such cause and must always be mindful of the trust and confidence reposed in them. 9 They owe entire devotion to the interest of the client, warm zeal in the maintenance and the defense of the clients rights, and the exertion of their utmost learning and abilities to the end that nothing be taken or withheld from the client, save by the rules of law legally applied. 10
Similarly unconvincing is the explanation of respondent that the receipt issued by his office to complainant on January 4, 1999 was erroneous. The IBP Report correctly noted that it was quite incredible for the office personnel of a law firm to be prevailed upon by a client to issue a receipt erroneously indicating payment for something else. Moreover, upon discovering the "mistake" if indeed it was one respondent should have immediately taken steps to correct the error. He should have lost no time in calling complainants attention to the matter and should have issued another receipt indicating the correct purpose of the payment.
The Practice of Law a
Profession, Not a Business
In this day and age, members of the bar often forget that the practice of law is a profession and not a business. 11 Lawyering is not primarily meant to be a money-making venture, and law advocacy is not a capital that necessarily yields profits. 12 The gaining of a livelihood is not a professional but a secondary consideration. 13 Duty to public service and to the administration of justice should be the primary consideration of lawyers, who must subordinate their personal interests or what they owe to themselves. The practice of law is a noble calling in which emolument is a byproduct, and the highest eminence may be attained without making much money. 14
In failing to apply to the filing fee the amount given by complainant as evidenced by the receipt issued by the law office of respondent the latter also violated the rule that lawyers must be scrupulously careful in handling money entrusted to them in their professional capacity. 15 Rule 16.01 of the Code of Professional Responsibility states that lawyers shall hold in trust all moneys of their clients and properties that may come into their possession.
Lawyers who convert the funds entrusted to them are in gross violation of professional ethics and are guilty of betrayal of public confidence in the legal profession. 16 It may be true that they have a lien upon the clients funds, documents and other papers that have lawfully come into their possession; that they may retain them until their lawful fees and disbursements have been paid; and that they may apply such funds to the satisfaction of such fees and disbursements. However, these considerations do not relieve them of their duty to promptly account for the moneys they received. Their failure to do so constitutes professional misconduct. 17 In any event, they must still exert all effort to protect their clients interest within the bounds of law.
If much is demanded from an attorney, it is because the entrusted privilege to practice law carries with it correlative duties not only to the client but also to the court, to the bar, and to the public. 18 Respondent fell short of this standard when he converted into his legal fees the filing fee entrusted to him by his client and thus failed to file the complaint promptly. The fact that the former returned the amount does not exculpate him from his breach of duty.chanrob1es virtua1 1aw 1ibrary
On the other hand, we do not agree with complainants plea to disbar respondent from the practice of law. The power to disbar must be exercised with great caution. Only in a clear case of misconduct that seriously affects the standing and the character of the bar will disbarment be imposed as a penalty. 19 38
WHEREFORE, Atty. Alberto C. Magulta is found guilty of violating Rules 16.01 and 18.03 of the Code of Professional Responsibility and is hereby SUSPENDED from the practice of law for a period of one (1) year, effective upon his receipt of this Decision. Let copies be furnished all courts as well as the Office of the Bar Confidant, which is instructed to include a copy in respondents file.chanrob1es virtua1 1aw 1ibrary