The Campaign for Democracy in Canterbury District is a working group composed of individuals from amenity societies, residents associations and parish councils including the Canterbury Society, the Whitstable Society, Herne Bay Matters, St Mildreds Area Community Society, the Kent Federation of Amenity Societies, Save Kingsmead Field, the Alliance of Canterbury Residents Associations, St Stephens Residents Association, Market Way Residents Association, Bridge Parish Council, and Littlebourne Parish Council. In our discussions we have been guided by two key documents, Musical Chairs published by the Centre for Public Scrutiny, and Rethinking Governance published by the Local Government Association and the Centre for Public Scrutiny. This paper draws together ideas which have come from meetings of this group over the course of this year. These are our initial suggestions, and we will be developing them further in the light of the discussions which take place in the meetings of the Commission. We are submitting them with the aim of assisting the Commission and helping it to engage in dialogue with us and with the general public.
In this submission we focus on the first three steps in the five-stage process recommended in Rethinking Governance.
Step 1: plan your approach and assess your current position
Rethinking Governance describes this first step as follows: The first thing to do will be to establish the purpose of the work: why do you want and need to change your governance arrangements? A variety of people in your council may have different views of what this purpose is; this is why it is important to set down what those (potentially differing) views are at the outset. This will give you a baseline on which to build, and judge, the rest of your work. (page 5)
In the case of Canterbury City Council, the impetus for change has come first from members of the public and then from Councillors themselves.
There is a strong sense of disconnect between the Council and the public. When local people say that the Council doesnt listen, they do not mean that individual Councillors do not listen to what they are saying, but that their concerns are not reflected in Council debates and decisions. They do not expect the Council always to do what they want, but they look for more public acknowledgement of those concerns, and they are frustrated that in key decision-making meetings, members of the Executive do not engage with the evidence and arguments which are presented to them.
Many Councillors, in all the parties, are also frustrated. Those who are not members of the Executive may feel marginalised, unable to participate in the important decisions and therefore unable to represent their constituents effectively. Those who are members of the Executive may find it difficult to step out of line.
In the past few months we have attempted to diagnose more precisely the problems which lie behind these discontents. The following list of problems summarises views expressed at a public meeting organised by the CDCD in February, attended by 150 people, and further public meetings in 2
Canterbury and Whitstable in June attended by about 80 people altogether, along with conversations with members of the public at street stalls in Canterbury, Herne Bay and Whitstable.
PROBLEMS WITH THE EXISTING SYSTEM
1 Role of Councillors Most Councillors are excluded from most of the decision-making. This prevents Councillors from developing their expertise through serving on committees, and fails to utilise their skills base. In turn it acts as a disincentive to people to stand for election to the Council. It also leaves the majority of the electorate disenfranchised because their Councillors have little say in decision-making.
2 Lack of transparency Councillors who are not members of the Executive are excluded not only from decision-making but also from the information on which decisions are based. Key documents and other sources of information are confined to a small group. This is turn means that important information is not available to the electorate.
3 Relations between party groups Because the Executive is composed entirely of members of the ruling group, there is little opportunity or encouragement for Councillors from the different parties to work together. This is a waste of available expertise and of opportunities to pool ideas and talents.
4 Conduct of meetings There is an absence of vigorous and open debate in the Executive meetings where the important decisions are made. Proposals and policies are not rigorously assessed and tested through criticism. This contrasts with lively debate on other committees (AMPs, Scrutiny, Overview) where new solutions can emerge through criticism and debate, but lead nowhere.
5 Powers of patronage The fact that the members of the Executive are chosen by the Leader discourages independent thinking. Councillors know that if they stray out of line they risk losing their membership of the Executive. Members of the Executive are also tempted to find pretexts for absenting themselves from debates in order to avoid the dilemma of whether to vote against the agreed line.
6 Undue focus on individuals The concentration of power and responsibility on a Strong Leader leads to a focus on a single individual, and a personalisation of the political culture. This does not make for a healthy democratic system, or for a proper balance between the responsibilities and workloads of members of the Executive and of other Councillors.
7 Engagement and consultation Local people feel that the Council is unresponsive to their expression of their concerns. They feel that the outcome of consultations is a foregone conclusion. They are not aware of any route by which their own ideas and suggestions could be fed into the decision-making process. Where consultation does take place, it is often too late in the process of decision-making to make any difference, or it takes a rigid form designed not to elicit opinion but to manufacture support.
8 Checks and balances The system of intended checks and balances does not work. The Overview and Scrutiny Committees are supposed to hold the Executive to account, and the Area Member Panels are supposed to ensure that the interests of people in the different localities are properly considered. In practice, if 3
decisions by the Executive are challenged by any of those committees or panels, the Executive simply reaffirms its original decision. If decisions which are challenged are then brought to full Council, the issue becomes a vote of confidence in the Executive and members of the ruling party feel obliged to support the Executive decision. In our experience the deliberations of Canterbury Area Member Panel have been openly derided by some members of the Executive.
9 Role of officers The system is not well suited to holding Council officers to account. Officers have to work primarily with the Leader and portfolio holders on the Executive, and other Councillors are not in a good position to question Officers decisions and recommendations because they are excluded from the process.
Step 2: consider some design principles
Rethinking Governance describes this second step as follows: If you have undertaken an initial assessment you will have identified some strengths (practice and ways of working that you want to keep) and some weaknesses (ways of working that you want to stop or change substantially) You can use this to develop some design principles They should be tangible aims that you can return to in future to help you to come to a judgment on whether your new systems are working or not. (page 7)
The problems listed above are, we believe, weaknesses of the present system. It will be important not to reproduce them in the new Committee system, for instance by giving excessive power to, say, a Policy Committee which is an Executive in all but name.
The claimed strengths of the present system are that it is cost-effective, allows clarity of accountability, promotes speed of decision-making, and locates specific decisions within a clear overall strategy. We would question whether these strengths are achieved in practice. In our experience, decisions by the Executive are too often made in haste, without sufficient consultation or debate, are then questioned or called in by other committees and passed to and fro, leading to a sacrifice of speed and accountability and a lack of clear direction.
Be that as it may, the claimed strengths of the present system are desirable features to be aimed at in the new Committee system. We therefore propose the following general design principles. The new system should:
1. Involve all Councillors in policy-making and decision-taking; 2. Diffuse power so that it is not concentrated on a small group or one individual; 3. Encourage vigorous and open debate in all council meetings; 4. Ensure that proposed decisions and draft policies are evidence-based and can be thoroughly examined, challenged and criticised; 5. Promote consensual cross-party cooperation where possible; 6. Consult and engage effectively with the public at an early stage in decision-making, and inform the public if any future changes in timing or policy are to be made; 7. Empower local residents to participate actively in decisions which affect their own localities and to take initiatives to improve the areas in which they live, in the spirit of localism; 8. Be transparent and accountable, sharing information between all the political groups, and clearly specifying to the public the reasons for all proposed decisions; 9. Avoid cumbersome bureaucracy, and allow for speedy decision-making when needed; 10. Give value for money and not lead to an unnecessary increase in costs.
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We do not think that these design principles can be implemented simply by a return to the pre-2001 Committee system. The new system should retain from the old model the involvement of all councillors and all parties in decision-making, but the aim should be a more efficient version which meets the requirements of the evolving system of local government.
Step 3: think of ways to establish a system that meets the requirements of these principles
We turn now to the more precise features of a Committee structure for Canterbury district. As we have emphasised in the previous sections, however, structural changes are not in themselves enough, and moving to a Committee system is not a simple administrative matter. We see the following proposals as provisional and open to further refinement in the light of discussions.
What is meant by a committee system? The present structure of Canterbury City Council has no lack of committees. We take the defining feature of a Committee system to be, as implied by the Localism Act, the contrast with a system organized around the role of an Elected Mayor or Strong Leader. A Committee system is one which recognises the sovereignty of the full Council, elected by the public, as the source and wielder of power, although some of the sovereignty may be formally delegated to specific committees.
However, this definition does not provide much guidance on what the exact structure of a Committee system for Canterbury should be. As the briefing papers for the Commission show, there is a tremendous diversity of systems, with no one model being more common than others. The following proposals build on the defining feature of a Committee system, in the light of the Design Principles listed above.
Bearing this in mind, the following would be a possible structure of new committees. It takes as its starting point the Councils present administrative structure, though we note the Chief Executives observation, in the paper Councils Officer Structure for the 26 th September meeting of the Commission, that this may not in the end be the most appropriate Committee structure. More user- friendly names for the committees would in any case be needed in due course.
Direct Services: To cover the range of community and neighbourhood services including parking, community safety, environmental and public health, housing and homelessness, children and youth, and neighbourhood development.
Commissioned Services: To include refuse collection, street cleaning, cemeteries, toilets, grounds, council owned buildings, cultural activities etc.
Strategy and Democracy: To cover corporate policy, commissioning and consultation, and to act as conscience of the council, scrutinizing its work and ensuring that the District is democratically governed, as well as acting as a standards committee.
Planning and Regeneration: To deal with development management and planning enforcement, the local economy, regeneration projects, the visitor economy, and transport policy.
Resources and Finance: To cover raising finance, procurement, asset management, tax collection and budgeting, including grants to Parish Councils.
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The existing committees with specialist and statutory functions the Licensing Committee, Planning Committee, and Whitstable Harbour Board would be retained, but the present Executive, Standards, Scrutiny and Audit, and Overview Committees and the Political Management Member Panel would disappear. Some of the functions of the Standards Committee and the Scrutiny and Audit Committee would be performed by the Strategy and Democracy Committee, but a scrutiny function should also be exercised by the full Council, which should be empowered to call in decisions made by individual committees. The Area Member Panels should remain in place, with an enlarged role and decision-making powers (see below).
Membership of these committees would allow Councillors to build up expertise in clearly demarcated areas of Council activity. We do not believe that any single committee should have overriding powers of direction. The membership of each committee should be cross-party. This would go a long way to implementing the principles that all councillors should be involved in policy- making and decision-taking, that there is debate between different political groups in each committee, and that decisions are properly examined and challenged when necessary. (See Design Principles 1, 3, and 4, above.)
There are a number of other questions to be considered abut the role and composition of these new committees. These include the following:
What size should they be ? There is no legal maximum. Setting aside the Area Member Panels, whose membership is automatic, committees should be politically balanced and if possible also geographically balanced. This would suggest a standard membership of perhaps ten for each of the new committees, with most councillors serving on one or two committees. We do not think it wise to return to the old Canterbury habit of letting the size of the committee be determined by the importance of the subject. We think that all should be of roughly the same manageable size. We would also suggest that no Councillor should serve on more than two of the new committees. This would serve to diffuse power, and keeping committees to a manageable size would be efficient and economical. (See Design Principles 2, 9, and 10 above.)
What roles should the committees have ? Each committee should have a clearly demarcated area of responsibilities. Where issues cut across the terms of reference of two or more committees, one committee should be identified as leading on the issue, rather than referring it back and forth between different committees. This would meet one of the key requirements of an efficient Committee system. (See Design Principle 9 above. )
What powers should be delegated to committees? Committees, though ultimately responsible to the full Council, should have delegated decision- making powers. This will ensure that all Councillors are involved in the business of governance, that they are enabled to build up expertise by serving on committees, and that key information is made available to councillors in all the parties. It would ensure that all proposed decisions are subject to real debate. Councillors should however be able to demand that decisions be referred upwards, and the full Council should be empowered to call in decisions. It should also be the responsibility of the full Council to provide overall strategic direction. (See Design Principles 1, 3, and 8 above.)
Who should choose the committee members ? We assume that this will have to be done by the parties though this might pose problems for small formations. We recommend that they do this on the basis of the skills, knowledge and experience of the Councillors concerned, and we recommend on-going training for all committee members.
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We also propose that the members of each committee should themselves elect the Chair of that committee by secret ballot. This might help to address the problem of excessive powers of patronage being exercised by the leadership of the largest party. We also propose that each committee should elect a Vice-Chair who is a member of a different political group from the Chair. The Chair, Vice-Chair, and one member of each of the other political groups represented on that committee should all be included in agenda-setting and briefing meetings with officers. This would promote greater transparency and sharing of information, and could also encourage a better way of working between the party groups. Nothing can guarantee a more consensual approach, but this would make it easier for committee members from different parties to work together. (See Design Principles 5 and 8 above.)
How often should the committees meet? Bearing in mind that too many meetings could push up costs, we would suggest every four to six weeks for most of the year, with a break in the summer. (See Design Principle 10 above.)
What provision should there be for public involvement ? Although a more open approach to public consultation is not intrinsic to a Committee system, the revision of the Constitution which will be required is an opportunity to make better provision for public involvement. Article 3 of the Constitution, dealing with Citizens and the council, is at present divided into Citizens rights and Citizens responsibilities. Something needs to be added about Councils responsibilities in this area. In particular, there should be written into the Constitution a responsibility on the part of the Council and its committees to consult with the public at an early stage in decision-making, before the options have been foreclosed. (See Design Principle 6 above.)
The opportunity should also be taken to review the guidelines in Part 5 of the Constitution dealing with the rights of citizens to participate in meetings. Members of the public should have the right (necessarily time-limited) to speak not only at the start of meetings but also at a later stage in debates when they can respond to what Councillors have said. The aim should be for more interaction between Councillors and members of the public, giving people a greater sense of ownership of their Council.
Committees should be empowered to invite outside experts to participate in meetings, and to set up working groups on specific issues to which members of the public with relevant expertise could be co-opted.
Area Member Panels should have a special responsibility to engage with the public. They should provide a channel by which people in a particular locality can bring their concerns to the Council, introduce ideas and make recommendations. As already suggested above, they should also be given some decision-making powers. The extent of these should be further debated. (See Design Principle 7 above.)
Conclusion
Much more will be needed in the way of detailed regulations and guidelines for committees, and changes to the Constitution. Our concern here has been to offer a broad sketch of how we think the potential benefits of a Committee system can be achieved, while avoiding its potential weaknesses.