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The human was originated in order to contemplate and imitate the cosmos; he is in
no way perfect, but is some part of the perfect.1
This book explores the ethics of music, which underlies the Reformation theology and practice of singing , with a focus on the classical notion of musica
humana.2 Readers may wonder what the ethics of music is about, because it is not
an area which plays any significant part in the existing curricula of musicological
and philosophical studies. While there have been numerous studies on the philosophy of music for the last several decades, our understanding of the ethics of
music is very limited.3 When considered from a philosophical perspective, music
is invariably of significance as a subject of aesthetics rather than that of ethics.4
Due to this lack of understanding of music as an ethical entity, it is necessary to
explain briefly what is meant by the ethics of music and in what context I use the
term in this book. First of all, by the ethics of music I mean the moral philosophy
of music which is at the core of the classical musical discourses revived by Renaissance humanists.5 More specifically, my interest lies in the Platonic humanist
tradition of moral philosophy which, I would argue, served as a major intellectual basis for developing the practice of singing as the contemplation, viz. an
intensive intellectual and spiritual exercise associated with the moral state of human
beings.6 In the light of Platonic musical thought retrieved by the humanists, this
book thus attempts to elucidate the ethics of music underlying the practice of
contemplative singing that played a vital role in shaping the morality and spirituality of the Reformation both individually and congregationally.
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Singing as Contemplation
While the ancient moral philosophy of music has received little attention from
modern scholars, it is of prime importance in relation to Renaissance musical
thought. The ancient ethical ideas of music were well known to the medieval
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Introduction
instrument. Generally, however, most people tend simply to sing without taking
seriously their bodies as musical instruments.
In philosophical terms, the human body was often regarded as a musical
instrument of the human soul, distinguished from the rest of musical instruments,
throughout the classical and medieval periods. Bruce W. Holsinger argues convincingly that medieval music was quintessentially a practice of the flesh; music
played a major imaginative and ideological role in medieval representations of the
human body.11 In this context, the practice of singing became an integral part of
the material cultures of the Middle Ages, although it was a significant factor in
meditation practices of some religious communities.12 As will be demonstrated
by the present book, however, for Renaissance humanists, singing was essentially
a spiritual and intellectual exercise that had significant moral consequences. The
spirituality of music, particularly the spiritual force of singing , was considered
to be crucial in educating the laity, as illustrated by the Reformation writings on
the contemplative nature of sacred songs used in both public worship and private devotion. The practice of singing engages the physicality of the human body;
what animates the body as a musical instrument of the soul is the spiritus, which
is of divine origin and connects the mortal body to the immortal soul. Thus by
singing the body is meant to be able to transcend corporeal pleasure or pain such
as sexual desire and physical torture. Thus, the social, philosophical and theological implications of singing in Renaissance humanism and the Reformation were
rather different from those of singing in the Middle Ages and in our time.
Most of all, Renaissance humanists often define music as the art of singing.
This definition of music itself is interesting, when compared to the modern general view of singing as a part of music rather than the whole of it. The famous
musical treatise of Sebald Heyden (14991561), De Arte Canendi (1540) begins
with this very definition of music.13 Likewise, Johannes Thomas Freig (154383)
refers to music as the art of singing well in his Paedagogus (1582), an introduction to various academic disciplines.14 According to the Renaissance educators,
musical sound is produced via three media: the human voice, wind instruments
(fistulae) and string instruments. The voice creates sound by moving the tongue,
wind instruments by blowing, and string instruments by striking. Supreme among
these are the human organs the larynx and uvula, and what is in them, and the
nose the natural instruments. Girolamo Mei (151994), an Italian humanist
who made a major contribution to the revival of ancient Greek music/drama, follows the classical arguments in the Problemata on the human voice, distinguished
from the voice of animals by its meaningful speech, capable of expressing the
souls motions and pressing them on the audience.15 The superiority of the human
voice over musical instruments is articulated in earlier musical treatises; but more
than any other time, in both theory and practice, the Renaissance was dominated
by music of the human voice the living musical instrument.
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Although instrumental music was popular on various occasions, the humanists treated it with great care, especially in relation to church music. They were
often critical of the existing practice of church music heavily laden as it was with
polyphony and instrumental music. On what basis did the humanists develop such
polemics against instrumental music used in the churches? The Bible the norm
for the humanistic theologizing has no indication of this antagonism towards
musical instruments.16 In the Old Testament, 1 Chronicles 16:46; 16:3742;
and 28:19 describe temple worship accompanied by instrumental music, which
are the most frequently quoted biblical passages in modern apologetics for the
use of music instruments in Christian worship. The New Testament has no direct
statement against instrumental music, although it is generally assumed that
primitive Christianity did not admit the use of musical instruments.17 The most
vehement criticism of instrumental music in the Christian tradition is found in
patristic writings, and the church fathers were indeed one in this regard.18
The negative views of the church fathers on musical instruments served as a
major source for the humanist polemic against instrumental music used in the
Church. Notably, Jerome (c. 347420) advises Roman Christian parents that
a well-educated Christian girl should be deaf to the musical instruments, even
the lyre, and should not know for what purpose they are made.19 Following his
favourite father Jerome, Desiderius Erasmus of Rotterdam (14661536) makes
the same point in his polemics against existing practice of instrumental music
and dance the frenetic and noisy musical sound to which young girls dance;
Erasmus laments that his contemporaries do not see any moral danger in this
custom.20 This patristic and humanist polemics against instrumental music is
fundamentally ethical. Closely associated with instrumental music is dance, an
art which has been absent in the traditional liturgies of Christianity. But their
ethical approach to church music practice is not, in essence, Christian. As will be
discussed, the underlying ethics is rooted in the ancient theology (prisca theologia) which culminated in Plato and his successors and of which Christianity is a
continuation, alongside Judaism and Islam.21
Platonic metaphysics and ethics became a major intellectual basis for socalled spiritual rationalism pursued by the pagan philosophers and the church
fathers alike, and later by their early-modern successors. Spiritual rationalism may
sound unfamiliar to modern readers; in current philosophical studies, spirituality and rationality are often seen as at odds, under the premise that spirituality,
along with religion, is essentially irrational. In the context of such a discourse,
spirituality is primarily associated with feelings and emotions, whereas rationality goes with intellect and reason. This separation of spirituality and rationality
in the modern academic discourse hinders our understanding of the ancient and
early modern thought on religion and music (especially singing ), the ideas of
which were framed by the integration of emotion and reason in balance. From
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Introduction
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through the physical sensation and two media, the spirit and the air. In more
Christian terms, though fundamentally Platonic, Erasmus stresses the ultimate
goal of singing as prayer and as spiritual sacrifice to lead the confessors to the
immortality of the soul.
This Platonic philosophy and theology of music that views the practice of singing as contemplation influenced profoundly the so-called Christian humanists,
many of whom turned into the major Reformers and contributed to the reform of
church music.28 Seldom, however, do the existing studies of Reformation musical
history discuss the philosophical and theological basis for the reforming programmes of sacred music. This is fundamentally because of the gap between the
early modern and our time in understanding the relationship between music and
languages. For the Christian humanists and reformers, as for the ancient philosophers (notably for the Platonists), music is inseparable from languages in a serious
sense, and it is thus an integral part of rhetoric, grammar, poetry, moral philosophy and religious rituals. The rationality and spirituality of music governed by
reason (ratio) underlying sound is more important than the physicality of music.
The musical ratio, in the best form, is manifested in the basic, regulated rhythmic
structure of verse metres. By contrast, within the context of modern academia
that is so fragmented and compartmentalized in the name of specialisms, music
and languages are two different entities, if related in some way.
In his famous book on music, for instance, Daniel J. Levitin attempts a neuropsychological investigation of sound and music in relation to the brain, mind
and thought.29 Levitins approach is typical of contemporary scientific studies of
music which discuss music in terms of sound and acoustics, without considering linguistic aspects of music (or musical aspects of languages) that are central
to the ancient and Renaissance discourse on music.30 Such a modern scientific
study of music has its own merits, but it is not always helpful for studying the
musical tradition of antiquity and the Renaissance, particularly the practices of
liturgical chants or songs built on the union of music and languages. Rather,
it can be an obstacle to our understanding of the ancient musical traditions in
which the human voice conveying both tones and words played a central role.
More significantly, it was words which had top priority in the ancient musical traditions, because languages, in the classical context of rhetoric, grammar
and poetry, were quintessentially musical properties, as evidenced by the highly
sophisticated accentuation systems of the ancient languages. Accentuations in
the three classical languages Greek, Latin and Hebrew influenced heavily the
humanist rhetoric and poetry of which music was integral part, with significant
ethical objectives.31 An excellent example to illustrate such comprehensive aspect
and effects of music linked inextricably to languages is the practice of metrical
psalmody established by the humanists and the reformers. As will be discussed
later, the Platonic-humanist ideas of music underlying the Reformation practice
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Introduction
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have often criticized Kristellers definition of the humanism as a narrowly philological enterprise.38 Still, Kristellers approach is helpful for observing wider
impacts of humanism on music not only in terms of musical forms and styles
but also in terms of the classical ideas underlying them. According to Kristeller,
although Renaissance humanism had important philosophical implications and
consequences, it was not a philosophy but a cultural and educational movement;
it pursued the improvement of society by reasserting the value of the studia
humanitatis, a cluster of five subjects grammar, rhetoric, history, poetry and
moral philosophy.39 Kristeller thus stresses the multi-faceted characteristic of the
religious, philosophical, and political ideas of the humanists, that is, no single
idea dominated the movement, and he claims:
Renaissance humanism as a whole cannot be identified with a particular set of
opinions or convictions, but is rather characterised by a cultural ideal and a range
of scholarly, literary, and intellectual interests that the individual humanist was able
to combine with a variety of professional, philosophical, or theological conviction.40
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Introduction
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Objectives and Structure
Since the Reformation as a whole is often seen as one of the major forces behind
the destruction of medieval sources of sacred music, musicologists are generally not so sympathetic to the musical ideas of the Reformation.44 It is, however,
undeniable that the ideas which resulted in the loss of older musical sources
paved the way for new musical life in Western Europe in both intellectual and
spiritual terms. What are these ideas and on what basis were they applied to the
practice of sacred music by the course of the Reformation? One may find some
answer to these questions in existing studies of Reformation musical history that
have examined the musical ideas of the mainstream reformers like Martin Luther
(14831546) and John Calvin (150964). Although these studies scrutinize
the reforms of liturgy and liturgical music, they have hardly called into question
issues surrounding the concepts of music associated with the musical practice
of the Reformation. I have therefore explored some of the ideas of music that
are well known but taken for granted or hardly considered of any significance
by existing studies of music. One of the chief components of the ideas I have
attempted to interpret is musica humana, which is a phrase only mentioned in
passing at music history classes and is the most ambiguous among the three categories of music discussed by the ancient philosophers.
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The principal aim of this book is thus to elucidate the notion of musica
humana, which lies at the heart of the classical and Renaissance ethics of music
and yet is hitherto left unexplained. In the light of Renaissance humanism and
Platonism, this book examines the way in which musica humana was interpreted
and practised by key early-modern thinkers and theorists of religion, education,
and music.45 In doing so it highlights the socio-ethical capacity of music/singing
to embody the union of divinity and humanity within the context of Renaissance and Reformation thought. My chief argument is that the musica humana,
whose ultimate goal lies in moderation, or temperance (temperantia), did not
serve just as a literary metaphor but was embodied in the Platonic-humanist
practice of poetic music, especially in the Reformation practice of congregational psalmody. More specifically, I demonstrate that the Platonic ideal of
music as the contemplation of the divine, reclaimed by Ficino and disseminated
by Franchinus Gaffurius, underlay the Erasmian theology of music that was
practised by the Reformed theologians, notably by John Calvin and Huldrich
Zwingli. Although they have different views over religious and doctrinal matters, they are one in the pursuit of musica humana.
In the introduction thus far I have explained what is meant by the Renaissance ethics of music and its fundamental significance in relation to the revival
of musica humana in the Reformation spirituality and theology of music which
was embodied in the practice of congregational singing. As a starting point to
explore the philosophical backdrops to this revival of musica humana in the
early modern period, Chapter 1 attempts to interpret a classical notion of music,
musica humana (the harmony of body and soul), as discussed by Boethius. It
explains the three categories of music (musica mundana; musica humana; and
musica instrumentalis constituta) in relation to the practice of contemplative
singing advocated by the Platonic humanists in the pursuit of the spiritual
rationalism. It discusses the integral relationship between the cosmos, the human
body, and the soul the relationship which is vital for understanding Renaissance Platonic humanist discourse on music and musicians that underlies the
Reformation theology of music and singing.
Chapter 2 focusses on the medical and theurgic use of music in the Pythagorean-Platonic traditions retrieved by the leading figures of Renaissance
Neo-Platonism, notably by Marsilio Ficino. It begins by discussing the use of
music for the purification of the soul in the Pythagorean tradition of musical
healing, in terms of the Platonic cosmology and its ethical dimensions. With an
emphasis on the ancient medical theory of the human body, humourism, this
chapter examines Ficinos understanding of the relationship between music and
the spiritus which is regarded as the bond of body and soul, and it explains the
function of singing as a spiritual medium in the pursuit of musica humana.
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Introduction
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Chapter 3 will discuss the ancient discourse on the ties between music,
morality and education, in the light of the Platonic attitude to music, an
approach which directly influenced the Renaissance reform of education, liturgy
and music. It observes the Platonic humanist approach to music in relation to
temperance and then moves on to discuss the role of the musician as a pedagogus
in Quintilian terms. A particular focus is on the Dorian mode, whose ethical
implications and values are most highly appreciated by the classical and Renaissance scholars alike. Many of musical compositions discussed in the light of the
Platonic ethics of music and the Dorian are illustrated from the English musical
practices including Thomas Talliss and Thomas Campions, which reflect most
strongly the Platonic humanist approach to music and poetry.46
Chapter 4 attempts to define the notion of divine music (musica divina)
within the context of the Platonic-humanist theology which characterizes the
musical ideas of Ficino, Erasmus and Gaffurius. Highlighting the distinction
between the Apollonian music and the Dionysian music made by Erasmus, it
observes the way in which the Pythagorean-Platonic ideal of music was adopted
by the ancient Christian thinkers and later by the humanist reformers for redefining the practice of sacred music and, moreover, elucidates why they banned
the use of instrumental and polyphonic music in the worship, in terms of the
Renaissance Platonic notion of God.
Chapter 5 will deal with the practices of singing and silence which Reformed
theologians identify as contemplative prayer and spiritual sacrifice.47 It argues
that this identification of singing and silence as prayer and sacrifice, which is
so characteristic of the Reformed theology of music, takes its root in the NeoPlatonic notion of philosophical prayer. The chapter elucidates how this
Neo-Platonic view of music, mediated through the patristic and Renaissance
humanist scholars whose musical ideas echo the Neo-Platonic ideas, was adopted
by the Reformed theologians including Calvin and Zwingli.
Chapter 6 seeks to reinterpret the Reformation practice of psalmody in
the light of the patristic understanding of the Psalms as a Christian embodiment of musica humana. It explains the ethical meanings of psallere and moves
on to expound the link between the Platonic musical tradition (that is, choric
songs) and Christian psalmody in terms of the modulated recitation (modulata recitatio), the ancient manner of chanting or singing stressed by Erasmus.
It demonstrates that this platonically-inspired metrical psalmody was adopted
by the reformers in the pursuit of musica humana. It then concludes that the
Reformation practice of congregational singing was not merely a move from the
florid polyphony to more simplistic musical forms. Rather, it is based on a fundamental change in understanding both humanity and music, with a profound
ethical goal pursued as essential for enhancing the spirituality of the Church on
both individual and congregational levels.
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Although this book is mainly focused on the ideas that underlie the Christian practice of singing in the early modern period, the themes in question are
equally important for studying some of the key factors of sacred music in a
broader sense. From my own studies of music as part of cultural-religious and
intellectual traditions, most musical forms in the non-Western traditions which
are categorized as sacred or religious music share roughly the same goal as musica
humana. Music, after all, is one of the most universal experiences of human life
an art which expresses the emotions and thoughts of individuals and communities across the civilizations.
I hope that this book will clarify some of the key ideas of music that are
of importance for retrieving the universal all-embracing capacity of music from
its own false bid for autonomy, particularly the relationship between music,
religion and education, an interdisciplinary relationship which was taken very
seriously by the religious thinkers and music theorists of early modern Europe.
Last but not the least, this book has not been written for the specialists of early
modern music exclusively. It is my wish to share the ideas of music, classical or
early modern, with those who appreciate the importance of music as an integral
part of intellectual and spiritual disciplines or exercises.
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