Académique Documents
Professionnel Documents
Culture Documents
I. INTRODUCTION
persona.1 This asset may be of considerable and lasting value, because when one’s ability
to play the game wanes, the marketing power of one’s persona might not. Stars like
Arnold Palmer, Peggy Fleming, Richard Petty, Martina Navratilova, and George
performing days in sports are over. Meanwhile, past sports figures like “Shoeless” Joe
Jackson, Vince Lombardi and Dale Earnhardt, continue to have significant marketing
value after their deaths. How does one protect the use of their persona from wrongful
The tort of appropriation has two fundamental branches; the right to privacy and
the right of publicity.2 The difference between the right to privacy and the right of
publicity is substantial. The right of publicity has its roots in the common law tort of
appropriation and protects the economic interest one has in their name. 3 On the other
hand, the right to privacy protects against unreasonable intrusion upon seclusion, the
public disclosure of private facts, and false light in the public eye.4 It is arguable that the
line between publicity and privacy rights lies between prevention of unjust enrichment by
*
Graduate with honors from the Florida Coastal School of Law (J.D.) after an eighteen year career in
broadcast station ownership and management, and software product management. Now employed with the
Jacksonville law firm of Milam & Howard. Special thanks to three-time Olympic Gold Medalist and
Professor of Law, Nancy Hogshead, for her assistance.
1
For brevity, the word “persona” or “image” will be used to represent the various attributes such as name,
voice, or likeness that might be ascribed to the athlete’s identity. Generic terms will be used unless the case
or statute pertains to a specified feature such as voice, autograph, photograph, and so forth.
2
HENRY L. ZUCKMAN ET AL., MODERN COMMUNICATIONS LAW , § 4.5, at 313, 314 (1999) [hereinafter ZUCHMAN].
3
W. PAGE KEETON ET AL., PROSSER AND KEETON ON TORTS, § 117, at 854 (1995) [hereinafter PROSSER].
4
Id. at 854-865.
1
a party who would appropriate one’s persona for profit, and protection of one’s dignity
and state of mind.5 This article will explore the formation of the right of publicity and
how it has applied to sports figures. It will seek out the parameters of generally available
protection based on various case law and will examine how the right of publicity is
As early as 1891, the United States Supreme Court recognized a person’s right to
the use of their own name.6 One of the earliest cases to test and expand this concept in a
commercial setting was Edison v. Edison Polyform. Inventor Thomas Edison developed
a pain relief formula he called “Polyform.” He assigned rights to the formula in 1879 for
$5,000. After several failures by the assignee to market the product, the formula ended
up in the hands of a New Jersey company operating under the name of “Edison
Polyform.” This company successfully marketed the formula in the Chicago area. On
the bottle’s label was a picture of Thomas Edison and the caption: “Edison's Polyform. I
certify that this preparation is compounded according to the formula devised and used by
myself. Thos. A. Edison.”7 Edison testified that he never authorized the use of the picture
and never authored the certification. The New Jersey Court of Chancery granted Edison
the injunction and stated that “[i]f a man's name be his own property … it is difficult to
understand why the peculiar cast of one's features is not also one's property, and why its
5
J. Thomas McCarthy, Melville B. Nimmer and the Right of Publicity: A Tribute, 34 UCLA L. Rev. 1703,
1705 (1987).
6
See Brown Chemical Co. v. Meyer, 11 S. Ct. 625, 628 (1891). The Court held that a person has a right to
use their own name. The court referred to prior case law that held that the mere right to use a name, by
itself, is not transferable but conceded that a name is transferable when it accompanies the goodwill of a
firm or product when sold.
7
See Edison v. Edison Polyform Mfg. Co., 67 A. 392 (N.J. Ch. 1907).
2
pecuniary value, if it has one, does not belong to its owner, rather than to the person
Edison focused upon the right for Thomas Edison to control the use of his name
and an injunction issued to protect that right. The court did not consider any economic
Through the first half of the twentieth century, publicity-based lawsuits were filed
based upon rights to privacy, and courts would allow unconsented use of a person’s
image where the person had attained fame. Typical of this was the 1941 case of Davey
O’Brien. O’Brien was a famous college football player who sued to recover for the use of
his persona on a calendar that advertised Pabst beer. 9 O’Brien claimed he would never
lend his name to advertise alcohol, but the court denied relief, stating that he had lost his
Laboratories v. Topps Chewing Gum.11 In Haelan, the plaintiff entered into an exclusive
agreement with a professional baseball player to have the exclusive right to use the
player’s photograph in connection with the sale of the plaintiff’s gum. Soon after, the
defendant, a competing chewing gum company, intentionally induced the same baseball
player to enter into a similar exclusive agreement. The defendant contended that the
agreements were merely releases from liability from suit under the ball player’s right to
8
Id. at 394.
9
O'Brien v. Pabst Sales Co., 124 F.2d 167 (5th Cir. 1941). It seems that O’Brien had permitted his college,
Texas Christian University, to include photographs in a press kit in which Pabst gained access to. Pabst,
without seeking further permission, placed O’Brien’s photograph on the cover of a calendar, which
included a beer slogan and photo of a bottle of beer.
10
Id. at 170. It should be pointed out that the waiver of the right to privacy, by virtue of the fact that one
has achieved fame, has long since disappeared. In fact it is now recognized that under the right to control
publicity, the right becomes more important as the individual’s level of notoriety increases.
11
Haelan Laboratories, Inc. v. Topps Chewing Gum, Inc., 202 F.2d 866 (2d Cir. 1953) (holding that a
person has a right in the publicity value of their photograph and that such a right was an assignable property
right).
3
privacy and that this right was a personal right and not assignable. 12 The court rejected
the notion and instead declared that “[t]his right might be called a 'right of publicity.' For
it is common knowledge that many prominent persons (especially actors and ball-
players), far from having their feelings bruised through public exposure of their
likenesses, would feel sorely deprived if they no longer received money for authorizing
busses, trains and subways.” 13 Haelan, thereby distinguished the right of publicity from
right), and privacy (a dignitary right),14 is illustrated by comparing two landmark articles.
Privacy issues were explored by Louis Brandeis and Samuel Warren in the famous 1890
article The Right To Privacy. The authors discussed the right in the context of protecting
one’s individual solicitude and privacy from “[g]ossip, no longer the resource of the idle
[but now a trade] ... only procured by intrusion upon the domestic circle.”15 The Right To
Privacy set forth the notion that such privacy rights are not founded in contract, but are
naturally occurring rights against the world protecting the “private life, habits, acts, and
relations of an individual [with no connection to] his fitness for public office.”16 Over
half a century later, Melville Nimmer, in his article The Right of Publicity, wrote that a
12
Id. at 868.
13
Id.
14
ZUCKMAN, supra note 2, at 313.
15
Samuel D. Warren & Louis D. Brandeis, The Right to Privacy, 4 Harv. L. Rev. 193, 196 (1890). The
article forecasts the modern media’s hunger for scandalous private information about public figures for
economic exploitation.
16
Id. at 213-216.
4
and exploitation.17 Nimmer identified the proper test for infringement of the right of
cause of action.
infringement to the right of publicity have been established. 19 The elements are: taking,
identification, benefit to the appropriator, and lack of consent.20 A taking demands that
third parties recognize the identity and act in a manner that tangibly benefits the taker. 21
benefit to the appropriator must accrue before a legal claim arises,23 and the use must be
nonconsensual.24
With the right to prevent the unauthorized use of a persona established, the ability
to manage the persona or defend against its misuse is aided by knowledge of the right’s
parameters. The courts and statutes seem apprehensive to create a list of specifically
protected rights to publicity, because a finite list of protected elements of one’s identity
would only invite marketers to discover new ways to appropriate.25 The court in Abdul-
Jabbar v. General Motors stated that “[a] rule which says that the right of publicity can be
infringed only through the use of nine different methods of appropriating identity merely
17
See J. Thomas McCarthy, Melville B. Nimmer and the Right of Publicity: A Tribute, 34 UCLA L. Rev.
1703, (1987). Citing to Melville Nimmer, The Right of Publicity, 19 Law & Contemp. Probs. 203, 212
(1954).
18
Id. at 1709.
19
See ZUCKMAN, supra note 2, at 316.
20
Id. at 317-319.
21
Id. at 317.
22
Id. at 318.
23
Id.
24
Id. at 319.
25
See Abdul-Jabbar v. General Motors Corp., 85 F.3d 407 (9th Cir. App. 1996).
5
challenges the clever advertising strategist to come up with the tenth.”26 Instead, the
courts have established the rough boundaries of the right of publicity through some of the
following examples.
The identifiability test set forth by Nimmer begs the question of what must be
identified, and of what it must be identified with. “Although the right began as a
protection for a [person’s name and image] … it is now generally understood to cover
anything that suggests the plaintiff's personal identity.”27 Case law has developed to
a print advertisement has been found to infringe the right of publicity of an athlete.28 For
example, in Newcombe v. Adolf Coors Co., the Adolf Coors Company, owners of
Killian’s Irish Red Beer, published an advertisement in Sports Illustrated that featured a
pitcher, saw the ad and filed suit.29 Comparing the advertisement’s drawing to an old
newspaper photograph of Newcombe, the court noted that they were “virtually identical,
as though the black and white photo had been traced and colored in.”30 The pitcher’s
number had been changed from “36” to “39,” and the color of the bill of his hat had also
been changed. In finding a genuine issue of fact in dispute, the court denied summary
26
Id. at 415.
27
See Landham v. Lewis Galoob Toys, Inc., 227 F.3d 619, 624 (6th Cir. App. 2000).
28
See generally Newcombe v. Adolf Coors Co., 157 F.3d 686 (9th Cir. App. 1998).
29
Newcombe did not just sue on right of publicity grounds. He also sued for defamation because of his
lifetime battle with alcoholism, which cost him his Major League baseball career. His fight against alcohol
was so notorious that presidents Nixon, Ford, and Reagan appointed him as an official spokesperson for the
National Institute on Drug and Alcohol Abuse. At the time the case was decided, he remained the Director
of Community Relations for the L.A. Dodgers where he continued an active role in fighting alcohol abuse.
30
See Newcombe at 690.
6
judgment for the defendant, and held that even though the pitcher’s facial features were
not clear, he was identifiable as Newcombe by his stance, by the wrinkles in the uniform
pants, by the darkness of tone of his skin, and by the similarity of the uniform numbers
(notably the ease with which an artist could invert a “6” to make it a “9”).31 The court
found that there was no genuine issue of material fact as to whether Newcombe’s identity
was used in the advertisement and reversed the district court’s grant of summary
Can the sports figure seek protection if the appropriator even more indirectly
alludes to the persona? The Ninth Circuit Court of Appeals found in Motschenbacher v.
R.J. Reynolds Tobacco Co., that the identifiability of a race car driver can be inferred by
the “distinctive decorations on the car” even when the driver’s face was not seen and his
Turning from appropriation of the image to the name, basketball star Kareem
Abdul-Jabbar has twice filed suit to protect his name. Interestingly, the first suit did not
involve his present name, it concerned the name by which he was identified through his
years at UCLA and in his early years in the NBA - Lew Alcindor. Abdul-Jabbar v.
General Motors Corp., centered around a television advertisement General Motors ran
during the 1993 NCAA men’s basketball tournament, which created an association
between the three consecutive years of Alcindor’s being named most outstanding player
in the NCAA tournament, and the same number of consecutive years (three) that the
31
Id. at 693.
32
Id. at 696.
33
See Motschenbacher v. R.J. Reynolds Tobacco Co., 498 F.2d 821 (9th Cir. App. 1974). Since 1966, each
of his cars has displayed a distinctive narrow white pinstripe appearing on no other car. This decoration has
adorned the leading edges of the cars' bodies, which have uniformly been solid red. Defendants used
footage of the car in a race, edited the number from 11 to 71, added the Winston logo, and did not expose
the driver’s face. Defendants made no other changes, and the white pinstriping, the oval medallion, and the
red color of plaintiff's car were retained.
7
Oldsmobile 88 had been named Consumer Digest’s “Best Buy.” The commercial showed
no visual image of Alcindor, the person, it only showed a graphic of the name.34 The
appellate court addressed the question of whether an individual has a right to publicity in
The district court ruled against Abdul-Jabbar finding that he had abandoned his
use of the name and therefore General Motors’ use of it could not be construed as an
endorsement. The appellate court reversed and remanded stating that the “right of
publicity protects celebrities from appropriations of their identity not strictly definable as
‘name or picture.’”35 The court held that “by using Alcindor's record to make a claim for
its car - like the basketball star, the Olds 88 won an ‘award’ three years in a row, and like
the star, the car is a ‘champ’ and a ‘first round pick’ - GMC has arguably attempted to
‘appropriate the cachet of one product for another’.”36 This means that a person’s former
name can remain attached to their persona and warrant protection when the appropriator
Kareem Abdul-Jabbar’s next foray into the courtroom concerned the use of his
name by Karim Abdul-Jabbar, a running back for the Miami Dolphins. The case settled
out of court with the latter agreeing to use only ‘Abdul’ for publicity purposes. 37 This
settlement reflects the current state of the law as Kareem Abdul-Jabbar gained only a
34
Abdul-Jabbar v. General Motors, supra note 25, at 409.
35
Id. at 415.
36
Id. at 416.
37
Don Cronin, Bleacher TV, USA Today, April 30, 1998, at Sports pg 1C.
8
commerce.38 Unless the use of an identical name carries with it an independent tort, there
showed the heavily tattooed arm of an African-American male playing basketball, Dennis
Rodman would likely be able to sue for appropriation of identity. According to the Ninth
Circuit, if such an image portrays characteristics sufficiently distinct, there may indeed
It is well settled that use of a player’s persona for news reporting purposes is not
an infringement of the right of publicity. 40 This is obviously so, as countless images are
exposed daily via various news sources. Despite this First Amendment protection, limits
On occasion, news entities use video clips, sound bites or photographs from their
news items for use in other commercial contexts. In Joe Montana v. San Jose Mercury
News, the question arose as to whether a newspaper may republish its front sports page
and sell it for a profit. The San Francisco 49ers had won their fourth Super Bowl. The
following day, the newspaper published a “Souvenir Section” devoted exclusively to the
49ers as a “team of destiny,” with an artist’s drawing of Montana’s image was on the
front page.41 At a later date, the front page was produced in poster form and sold to the
38
Recall supra that the tort of appropriation of identity requires: taking, identifiability, benefit to the
appropriator, and lack of consent.
39
PROSSER § 117 at 852.
40
See Montana v. San Jose Mercury News Inc., 35 U.S.P.Q.2d 1783, 1785 (Cal. App. 1995) citing to
Paulsen v. Personality Posters, Inc., 299 N.Y.S.2d 501 (N.Y. Sup. 1968) (reciting that any format of the
written word or picture will be exempted in conjunction with the dissemination of news or public interest
presentations); Also see Fla. Stat. § 540-08(3)(a) (exempting any bona fide news report’s use of one’s
persona from coverage).
41
See Montana at 1784.
9
general public. Montana thereafter filed suit for common law and statutory commercial
The issue before the court was whether there was an infringement of Montana’s
right of publicity or if the republication was entitled to First Amendment protection. The
court looked to prior case law that stood for the proposition that “a person's photograph
illustrating the quality and content of the periodical, without the person's written
consent.”43 Citing several other supporting cases, the court recognized that “the right of
publicity has not been held to outweigh the value of free expression,”44 and “[a]dvertising
so long as the advertising does not falsely claim that the public figure endorses that news
medium.”45 Therefore Montana lost his claim because the poster did not constitute an
It follows from Montana, that the media may not take the athlete’s image from its
unauthorized endorsement. However, the media can use the formerly newsworthy image
for self-promotion otherwise. This is evident by the daily use of once newsworthy sports
42
Id. at 1784.
43
See id at 1786. Citing to Booth v. Curtis Publishing Co., 223 N.Y.S.2d 737, 738-739 (N.Y. A.D. 1962)
(holding that actress Shirley Booth's right of publicity was not infringed when her picture from an earlier
edition of Holiday Magazine was used in a later edition merely to advertise the magazine).
44
Id. at 1786. Citing to Gugleilmi v. Spelling-Goldberg Productions, 25 Cal.3d 860, 873 (Cal 1979).
45
Id. at 1786-1787. Citing to Cher v. Forum Intern., Ltd., 692 F.2d 634, 639 (C.A. Cal 1982). The Forum
magazine appropriated right of publicity by falsely indicating that Cher had told it things that she would not
tell a rival magazine and by falsely indicating that she endorsed the magazine; Also see Namath v. Sports
Illustrated, 371 N.Y.S.2d 10 (N.Y.A.D. 1975) (stating that so long as the reproduction was used to illustrate
the quality and content of the periodical in which it originally appeared, the statute was not violated).
10
footage in self-promotional announcements for ESPN and local television station
sportscasts.
Another area of concern is where the line is drawn between mere reporting of a
story and an actual play-by-play account, such that the broadcast remains news and not
something more.
Broadcasting, that the First Amendment does not entirely shield a news outlet from a
performer’s state law right of publicity.46 In so holding, the Court recognized inter alia
that the broadcast of a film of Zacchini’s entire human cannonball act posed “a
substantial threat to the economic value of that performance … since if the public can see
the act free on television it would be less willing to pay to see it at the fair … [because]
the broadcast goes to the heart of petitioner's ability to earn a living as an entertainer.”47
play are not secured, the media is restricted to showing only segments of a performance,
and not an entire performance. The Zacchini ruling has the effect of limiting news
46
See generally Zacchini v. Scripps-Howard Broadcasting Co., 433 U.S. 562 (1977). An Ohio television
station broadcast the entire 15-second performance by Zacchini, the “Human Cannonball” without
Zacchini’s consent. He sued to recover his performance fee. The Ohio Supreme Court ruled that the
television station’s First and Fourteenth Amendment rights were superior Zacchini’s right of publicity. The
United States Supreme Court overruled.
47
Id. at 575-576. One should take caution to understand that the practice of showing, for instance, a speed
skater’s entire race (which is commonly done in sports casts reporting on the Winter Olympics) would not
fall under the rule of Zacchini and give the skater standing to sue because the rights to the entire Olympic
broadcast have been already sold. If anyone in that case would have standing, it would be the network
rights-holder. Zacchini, in a practical sense, would apply to performances where the performer has not
contractually given up his or her rights of publicity and a newscast has nonconsensually broadcast the
entire performance.
11
C. IS THERE PROTECTION FOR RESALE OF OFFICIALLY LICENSED IMAGES?
The “first sale doctrine” operates to limit intellectual property rights such that
copyright for the buyer to sell the work to another.48 Put another way, the doctrine means
that once the copyright owner “consents to the sale of particular copies of his work, he
may not thereafter exercise the distribution right with respect to such copies.” 49 This
In Allison v. Vintage Sports Plaques, the question before the court was whether
the defendant’s products were merely the sports cards repackaged on laminated wood, or
were they products “separate and distinct” from the trading cards they incorporated. 51
The appellate court affirmed the district court’s decision to grant summary judgment to
the defendant, declaring that where the defendant lawfully purchased sports cards, framed
and mounted them on plaques, and resold them, the first sale doctrine operates as a
defense.52
In the wake of Allison, one may sell-off their lawfully acquired collection of
Baseball Trading Cups.53 However, what appears impermissible is for one to incorporate
those into another product, like a giant wall clock, where the clock is the primary, or
48
ARTHUR R. MILLER & MICHAEL H. DAVIS, INTELLECTUAL PROPERTY; PATENTS, TRADEMARKS, AND COPYRIGHT., 328
(2000).
49
See Allison v. Vintage Sports Plaques, 136 F.3d 1443, 1444 (11th Cir. App. 1998) Citing to M. NIMMER &
D. NIMMER, NIMMER ON COPYRIGHT, § 8.12[B][1] (1997).
50
Allison, at 1444.
51
Id. at 1450. On page 1451, the court stated that it was unlikely that anyone who purchased one of the
defendant’s plaques did so for any reason other than to obtain the mounted display of the card itself.
However, the defendant mounted some of the cards on plaques with clocks and the court remarked that that
was a closer case, but it doubted that anyone bought the plaque simply as a means of telling time.
52
Id.at 1445.
53
Baseball Trading Cups were distributed throughout the early 1970s by the Southland Corporation through
their chain of 7-11 stores. Each cup bore the image of a player on one side and a bio and statistics on the
reverse side.
12
‘separate and distinct’ item purchased. The fair use doctrine applies to the cups as cups,
Section 540.08 of the Florida Statutes sets forth a cause of action for the
appropriation of one’s image under a right of publicity theory.54 The statute prohibits the
nonconsensual printing, publishing, displaying or other public use of “the name, portrait,
photograph, or other likeness of any natural person” in trade or for commercial purpose.55
The statute provides for several exceptions to the general rule. Exceptions
interest, use where the persona cannot be identified, and use by consent.56 Further, the
law allows an exception from liability when the person whose persona has been
corporation authorized in writing to license the use of a person’s image.58 If the person is
standing to sue may bring an action to enjoin the publication, display, broadcast, or other
public use, and may recover for any loss or injury from the appropriation, including
reasonable royalties, and punitive or exemplary damages.60 The remedies allowed are in
54
FLA. STAT. Title 33 § 540.08 (2001).
55
FLA. STAT. § 540.08(1).
56
FLA. STAT. § 540.08(3).
57
FLA. STAT. § 540.08(4).
58
FLA. STAT. § 540.08(1)(a)-(b).
59
FLA. STAT. § 540.08(1)(c).
60
FLA. STAT. § 540.08(2).
13
addition to, not in limitation of, any remedies available under common law rights against
concerning sports figures. However, in NFL v. The Alley, Inc., the court held inter alia
that the statutory right of publicity was not violated when a Miami-area sports bar
intercepted the satellite signals during blacked-out Dolphins games and displayed them to
the paying public at their lounges. The court reasoned that the Dolphins’ players weren’t
protected by the statute because the defendant did not use their images to promote a
commercial product or service. 62 The court also reasoned that the players waived
telecasts.63
Other case law interprets the parameters of the Florida statute. In Loft v. Fuller, a
pilot was killed in an airline crash; his widow sued claiming that the pilot’s image had
been appropriated for the sale of a book about the crash.64 The court denied relief holding
that the nonconsensual use of an individual’s persona came under the purview of the
statute only when such use “directly promote[s] the product or service of the publisher.”65
V. CONCLUSION - OBSERVATIONS
61
FLA. STAT. § 540.08(6). The statute curiously refers to the right of publicity as an invasion of privacy
while its title and subject matter clearly pertain to the right of publicity.
62
See National Football League v. The Alley, Inc., 624 F. Supp. 6, 10 (S.D. Fla. 1983). The court held that
the interception of satellite signals for telecast in a sports bar did not violate the players right to publicity,
but did violate the Telecommunications Act of 1934, § 705, 47 U.S.C.A. § 605, prohibiting interception of
C band frequencies of blacked-out and non-blacked-out football games and their display to the paying
public. The plaintiffs were granted injunctive relief.
63
Id.
64
See Loft v. Fuller, 408 So.2d 619, 623 (Fla. Dist. Ct. App. 1981) (finding no requisite commercial
purpose under Fla. Stat. § 540.08 just because the publication itself was offered for sale).
65
Id. at 620-621. The widow alleged that harm resulted from reference to decedent as a "reappearing
ghost" as described in a book and a movie based on the book.
14
Interestingly, the right of publicity is law that demands flexibility and so the
numerous specific ways in which one’s persona can be appropriated for commercial use
are not spelled-out by statute. Instead, the law is largely designed to adapt to the
changing techniques of marketers and the channels by which they promote goods. This is
evident as the law has been applied to tonic bottles in Edison, print in Newcombe and
appropriation, the law concerns itself with the exploitative nature of advertisers, which
Brandeis and Warren feared in 1890, by making consent requisite for lawful use of a
persona. As advertisers promote their goods with ever-evolving creativity, the brilliance
of Brandeis’ and Warren’s warnings is revealed. At the same time, the law addresses the
publicity, as differentiated from the right to privacy, exists to prevent the nonconsensual
15