Académique Documents
Professionnel Documents
Culture Documents
Denmark
24 November 2011
1. Introduction
2. Executive summary
3. NITA discussing with licensees and other interested parties 2007-2010
4. NITA proposals on public consultation 30 October 2009
5. NITA Decisions 23 December 2009
6. NITA auction preparations 2010
1 Introduction
ThepurposeofthispaperistopresentacasestudyontheDanishprocessofrefarmingthe
900MHzand1800MHzbandsfordocumentingandsharingexperienceonwhathas
happenedinanactualrefarmingcase.
Thispaperwillnotcontainanyassessmentsonwhethertheprocesscarriedoutorthe
outcomeofitisoptimalorwhetherimprovementpotentialcanbeidentified.Furthermore,
thispaperdoesnotintendtoanditdoesnotexpressanyviewsorpositionsoftheGSMA
and/orthemobileindustry.
Itseemsliketheinformationonanddocumentationofthedifferentstagesoftheprocess
takingplacebetween2007and2010ispublishedbytheregulatorNITA.AndNITAdid
makesummaryofmeetingsandtheinformationnotesusedinpreparingforthemeetings
availableontheirwebsite.NITAhavealsopublishedtheconsultationdocumentsandthe
consultationresponses.FinallyNITApublisheditsfinaldecisionsonadjustingand
amendingtheexistinglicensesandtofreeup2X5MHzof900MHzbandspectrumand
2X10MHzof1800MHzbandspectrumforthepurposeofauctioningthebandwidthoffto
newentrantsintothebands.ButsourcesarebasicallyavailableinDanishandunofficial
translationstoEnglishdonotexist.Thereferencesincludedinfootnotesofthiscasestudy
thereforerefertodocumentspublishedinDanishandwehavechosentoincludethemeven
ifthesourceswillnotbeaccessibleifyoudonotreadDanish.Usingthecasestudyto
understandtheDanish900MHzand1800MHzbandprocessdoesnotdependuponthe
readerunderstandingDanish.
ThecasestudyhasbeendevelopedbyKristinDueHaugeoftheGSMAandDanish
operatorswhoareGSMAmembershavebeeninvolvedinreadingandcommentingonthe
draft.TheGSMAwouldliketothankmembersTDC,Hutchison,TelenorandTeliaSonera
fortheircooperation,forbeingverypositiveandsupportivethroughouttheprocessandfor
theirapprovalofthecasestudypriortoGSMAreleasingit.
2 Executive summary
NITAcarriedouttheDanish900MHzand1800MHzbandrefarminginthesameprocess
andbyusingtheopenandtransparentapproachofpublicmeetings,publiclyavailable
informationnotes,publicconsultationandmakingitsfinaldecisiondocumentspublic.
Between2007and2010the900MHzand1800MHzbandrefarmingwasontheagendafor
fourmeetingsinFrekvensforumandmeetingagendas,papersandsummarieswere
publishedbyNITA.The2009consultationwereapublicconsultationanddocuments
includingresponseswerepublishedbyNITA.NITApublisheditsfinaldecisionsby
December2009.
ThelegalframeworkstheNITAdecisionswerebaseduponwereDanishlawandEuropean
Unionlaw(noreferencesweremadetoCEPTorITUbasedinstruments).Andtheanalysis
ofeffectsonthecompetitivelevelplayingfieldofliftingtechnologyrestrictionswerethe
centralbasisforNITAwhendecidingtoredistributeandreshufflebandwidthandmake
roomfornewentryintobothbands.
TheDanish900MHzand1800MHzbandrefarmingprocessconsistedofredistributionof
spectrumtoaccommodatenewentrylicenseesinbothbands,reshufflingofexisting
licenseesmeaningalloperatorshadtospectrallymovetheircurrentoperations,lifting
technologyrestrictionsandadjustingtoamoretechnologyneutralapproachtolicense
designandadjustingexpirydatesofexistinglicenses.
Inthe900MHzbandNITAbasicallymadenochangestothetotalbandwidthofthe
operatorsTDCandTelenorwhileTeliasbandwidthwasreducedleavingthethreeexisting
licenseeswith2X9MHzcontiguousbandwidth,2X9MHzcontiguousbandwidthand
2X11.8MHzcontiguousbandwidthrespectively.Allexistinglicenseeswerespectrally
moved.Existinglicenseswereexpiringin2011or2012priortotherefarmingdecisionbut
NITAdidprolongandsynchronizethedurationsothatallexistinglicensesnowexpireby
endof2019andNITAmadeitclearthatitwillbenorenewalsandonlynewawardswhen
prolongedlicensesexpirebyend2019.NITAalsodecidedtoremoveexistingguardbands
betweenlicensees(butnotguardbandsattheedgesofthe900MHzband)andendedup
withfreeingup2X5MHzcontiguousbandwidthforanewlicensetobeauctionedoff.
Inthe1800MHzbandNITAmadenochangetobandwidthofoperatorTelenorwhile
operatorsTeliaandTDCsbandwidthwasreducedleavingthethreeexistinglicenseeswith
2X19.4MHzcontiguousbandwidth,2X23.6MHzcontiguousbandwidthand2X21.8MHz
contiguousbandwidthrespectively.Allexistinglicenseeswerespectrallymoved.Existing
expirydatewasbasicallynotchanged;licenseswillexpirebyJune2017andNITAmadeit
clearthatitwillbenorenewalsandonlynewawardswhenlicensesexpireby2017.NITA
endedupwithfreeingup2X10MHzcontiguousbandwidthforanewlicensetobe
auctionedoff.
4
Existinglicenseesweregivenapproximatelyoneyeartocarryouttheirreplanningand
accomplishingtheprocessofspectrallymovingtransmitters.TheGSMonlytechnology
restrictionswereliftedandreplacedwithconditionsondeploymentofGSMand
technologiesthancancoexistwithGSM,e.g.UMTS/HSPAandLTEcanbedeployed.NITA
implementedrulesontimingoftheliftingofthetechnologyrestrictionsaimingatcreating
competitiveplayinglevelfieldforalllicensees,existinglicenseesandthenewentry
licenseesintothebands,regardingwhennewtechnologiescanbedeployed.
Themeetingfrequencyistwoannualmeetings.1
Frekvensforumisanarenawheretheinternationalandnationalregulatory
frameworksandpolicyframeworksofspectrummanagementcanbediscussedand
themandateforFrekvensforumispublishedbyNITA.2
ThelistofmembersofFrekvensforumispublishedandcontinuouslyupdatedby
NITA.3
NITAisactingastheFrekvensforumsecretariat.
Frekvensforumwasusedasanarenaforopenandtransparentdiscussionsofrefarmingof
the900MHzand1800MHzbandsinDenmarkinvolvingtheregulatorandallinterested
parties.
June 2007
Refarmingofthe900MHzand1800MHzbandswasontheagendaforthefirstmeetingin
FrekvensforuminJune2007.NITAdidputforwardanote4describingtheEUregulatory
andpolicyprocessesonrefarmingofthe900MHzand1800MHzbandstoFrekvensforum
inJune2007andthesummaryofthemeetinghavereferencestothediscussionthattook
place5.
December 2007
Refarmingofthe900MHzand1800MHzbandswasontheagendaforthesecondmeeting
inFrekvensforuminDecember2007.
1Firstmeetingwas21June2007,secondmeeting11December2007,thirdmeeting11June2008,fourthmeeting27
November2008,fifthmeeting7October2009andsixthmeeting24March2010.
2http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/kommissoriumforfrekvensforum
efter1modeden21juni2007/Kommissorium%20%20Frekvensforum%20Revideret.pdf
3http://www.itst.dk/frekvenserogudstyr/frekvensforum/etableringenaffrekvensforum1/medlemmeraf
frekvensforum
4http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/1modeifrekvensforumden21juni
2007/Notat%20om%20GSMfrekvensbandene.pdf
5http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/1modeifrekvensforumden21juni
2007/Hovedpunktnotat%20%201.%20mode%20i%20Frekvensforum.pdf
OnceagainNITAdidputforwardanote6updatingthecurrentsituationontheEuropean
Unionprocessesandthemeetingreportsummarisedthediscussions7includingexpression
ofsupporttostartanalysingtheliberalizationofthe900MHzand1800MHzbands
potentialimpactoncompetitioninrelevantmarketsandthequestionofredistributionof
frequenciesbetweenoperatorswasadiscussionlaunchedforpublicdebateinthismeeting.
InthemeetingreportNITAdidoutlineviewsonregulatoryframeworksandpolicy
frameworksincludingmakingreferencestoamendinguseofthesocalledCT1
frequenciesandNITAstatingthatapotentialawardof900MHzand/or1800MHz
frequenciestonewlicenseesmustbedonebyusingcompetitiveprocedures(anauction
paymentinkindorcashauctionisbasicallytheoptionsundertheDanishlegalframework
andtheDanishspectrumpolicy).
June 2008
ThethirdmeetinginFrekvensforuminJune2008discussed900MHzand1800MHz
refarmingagain.
NITAdidputforwardanote8onupdateontheEuropeanUnionprocessesandoverviews
ofcurrentstatusofthe900MHzand1800MHzbandlicensees9.Themeetingreportreflects
theEuropeanUnionprocesswheretheParliamentoftheEuropeanUnionchangedtheir
positionfromwithdrawingthesocalledGSMDirectiveandreplaceitwithanew
technicalharmonisationinstrumenttowantingtoamendtheDirective10andNITAdidput
forwardtheirmessageoncurrentlicenseesshouldprepareforasituationofslight
reductionsofbandwidthtomakeitpossibleforNITAtointroduceanewlicenseinthe900
MHzbandandanewlicenseinthe1800MHzband.
Existingmobileoperatorsannouncedthattheywantedtoengageinnegotiationstosolvethe
refarmingchallengesbetweenthemandconsequentlytheyannouncedthatformalnoticesto
thecompetitionauthoritiesonengagementinsuchdiscussionswerefiled.
6http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/2modeifrekvensforumden11
december2007/20071211%20Notat%20om%209001800%20MHz%20Frekvensbeslutningen.pdf
7http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/2modeifrekvensforumden11
december2007/Hovedpunktnotat%20%202%20%20mode%20i%20Frekvensforum.pdf
8 http://www.itst.dk/frekvenser-og-udstyr/frekvensforum/frekvensforum-filmappe/3-mode-i-frekvensforum-den-11-juni2008/2008-06-11%20900-1800%20MHz%20frekvensbeslutningen.pdf
9http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/3modeifrekvensforumden11juni
2008/20080611%209001800%20MHz%20frekvensbeslutningen%2C%20Bilag%202%20GSM
900%20frekvensopdeling.pdfandhttp://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/3
modeifrekvensforumden11juni2008/20080611%20900
1800%20MHz%20frekvensbeslutningen%2C%20Bilag%203%20GSM1800%20frekvensopdeling.pdf
10http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/3modeifrekvensforumden11juni
2008/Hovedpunktnotat%20%203%20%20mode%20i%20Frekvensforum.pdf
Finally,NITAremindedtheoperatorsthatalsoplannedfutureawardsofusagerightstothe
2600MHzbandandthe800MHzbandwasrelevantinthe900MHzand1800MHzband
refarmingcontext.
March 2010
ForthesixthFrekvensforummeetingNITAputforwardanote11onupdateonthe900MHz
and1800MHzbandrefarmingsituation.
InDecember2009NITAhadmadetheirdecisiononamendingexisting900and1800
licensesandredistributionoffrequenciestomake2X5MHzof900MHzbandbandwidth
and2X10MHzof1800MHzbandbandwidthavailableforanewentryintothebands.NITA
informedFrekvensforumthatithadbeendecidedthatthenew900and1800licenses
shouldbeawardedbytwo(money)auctions,thatacapshouldbeimplementedsothat
existinglicenseesinthe900MHzand1800MHzbandscouldnotbuyspectruminthetwo
auctions,thatnocoverageandrolloutobligationsshouldbeimplementedandthat
reservationpriceforthe2X5MHz900MHzbandlicensewastobesetat8millionDanish
kronerwhilereservationpriceforthe2X10MHz1800MHzbandlicensewastobesetat4
millionDanishkroner.12SuchdecisionsaremadebytheMinistryofScienceafterhaving
discussedwithTeleforligskretseninDenmark(thisisapoliticaldecisionmakingprocess
basedonproposalsdevelopedbygovernmentexpertiseandsometimesinvolvinguseof
externalexpertisesuchasacademicsandconsultants).
FinallyNITAoutlinedthetimingofthe900MHzand1800MHzbandawardsasfollowsin
theFrekvensforummeeting:publicconsultationonauctionrulesbyMay2010,adopted
auctionrulespublishedbySeptember2010andauctionstobeexecutedbyOctoberand
November2010andlicensestobeassignedbyend2010.
11http://www.itst.dk/frekvenserogudstyr/frekvensforum/frekvensforumfilmappe/6modeifrekvensforumden24
marts2010/20100324%20Punkt%204c%2C%20Refarming.pdf
12 http://www.itst.dk/frekvenser-og-udstyr/frekvensforum/frekvensforum-filmappe/6-mode-i-frekvensforum-den-24-marts2010/2010-03-24%20Punkt%204c%2C%20Refarming.pdf
Adjustingtheusagerightsto900MHzand1800MHzbandsradiofrequencies
followingtheamendmentoftheEuropeanUnionGSMDirectiveleadingtothe
GSMonlyrestrictionsbeingliftedanduseofthe900MHzand1800MHzbands
beingmoreflexiblebasedonamoretechnologyneutralapproachtomobile
deployments.
Ensuringtheamendmentsoftheexistinglicenseswouldpromotecompetitioninthe
DanishmobilemarketwasputforwardasamainpolicyobjectivebytheNITAand
redistributionofspectrumwasdiscussedinthiscontext.
Revocationoftheexisting900MHzand1800MHzlicensesby12June2017
proposed.
Source:NITA
Existing900MHzbandlicensingwhenstartingtherefarmingprocesswerebasicallyabout
sevenlicensesbutfourlicenseeswherethreeofthemweremobileoperatorsandone
licenseewasagovernmentalagencylikeoperatorofacommunicationsystemfor
operationsofrailways(Banedanmark),ageneralauthorisationtouseoffrequenciesforCT1
9
cordlessphones(somerefertothisaslicenseexemptionorclasslicense)andexternal
guardbandsbetweenlicensees(0.4MHzofguardbandsbetweenmobileoperatorsand
guardbandstoprotectCT1andBanedanmark).
TheNITAproposalonamendingthe900MHzbandlicenseestatus:
Source:NITA
NITAproposedtostructurethebandinfourmobilelicenses(ofvariousbandwidths),
abolishexternalguardbandsbetweenthemobileoperators(guardbandstobeincludedin
bandwidthoflicenses),changetheuseoffrequenciesfromCT1tomobile(general
authorisationtouseoffrequenciestoCT1toberevoked)andcurrentuseoffrequenciesto
communicationsystemforoperationsofrailwaysinthegeographicalareaofCopenhagento
expirewithinafewyears(NITAhaveawardedradiofrequenciestoGSMRsystemsand
DenmarkhaveGSMRinoperationsoadigitalalternativetotheexistingoldrailwaysystem
operatinginthe900MHzmobilebandexist).
10
Source:NITA
Whenstartingtherefarmingprocesstherewassixlicensesandthreelicenseesinthe1800
MHzband.Alllicenseesweremobileoperators.Therewerenoguardbandsbetweenthe
mobileoperatorsbut0.1MHzofguardbandsbetweenthe1800MHzmobilebandandother
usersofspectrumbelowandabovethe1800MHzmobileband.
TheNITAproposalonamendingthe1800MHzbandlicenseestatus:
Source:NITA
NITAproposestoexpandthelicenseesinthe1800bandfromthreetofourandtomakethat
happensomeadjustmentsofbandwidthofthelicensesofexistingoperators.
11
providing900MHzbandand1800MHzbandbased
GSMand2100MHzbandbasedUMTS/HSPA
TelenorDenmark
providing900MHzbandand1800MHzbandbased
GSMand2100MHzbandbasedUMTS/HSPA
TeliaSonera
providing900MHzbandand1800MHzbandbased
GSMand2100MHzbandbasedUMTS/HSPA
providing2100MHzbandbasedUMTS/HSPA
Basedonthefactthatthefourplayershavebeenassignedsameamountofradiofrequencies
(bandwidth)inthe2100MHzbandandthattheirlicenseconditionswerethesameNITA
12
concludedthatthefourplayershadequalconditionstoprovideUMTS/HSPAservicesprior
toliberalisationofthe900MHzandthe1800MHzbands.Basedontheplayer313not
havingaccesstoany900MHzand1800MHzbandsspectrumNITAconcludedremoving
GSMonlyrestrictionsfromthecurrent900MHzand1800MHzbandslicenseswouldbein
breachoftheEuropeanUnionlawbasedobligationongovernment/regulatorsonpromoting
competitionunless3andotherinterestedpartiesweregivenanopportunitytocompete
forbeingassigned900MHzand1800MHzbandsspectrum.
AsofOctober2009usagerightsforthe800MHzandthe2600MHzbandswerenot
awardedinDenmark,thebandswouldbeawardedusingauctionswhereallexistingmobile
operatorsandotherinterestedpartieswouldbeallowedtocompeteforusagerightsand
LTEserviceswerenotprovidedinDenmark.ConsequentlyNITAconcludedassessingthe
impactofthe900MHzbandorthe1800MHzbandsbeingsuitableforofferingLTEservices
whenpreparingforliberalisationofthe900MHzand1800MHzbandstowardsendof2009
wasnotrelevantforthetimewhenthedecisionsonthe900MHzand1800MHzbands
situationweremade.
13Hi3GAccessABisajointventurebetweenHutchisonWhampoaLimitedandSweden'sInvestorAB.
13
kindstylebiddinginthebeautycontestawardofexistinglicenses.Finally,NITAdidput
forwardtheviewofreductionofcoveragerequirementsunderoneofTelias900MHzband
licenseswouldhavelimited,ifany,impactontheprovisionofservicestoconsumers
becausetheextensivecoveragerequirementsundertheotherTelia900MHzbandlicense
wereupheldandwouldensure900MHzbandbasedcoverageforTeliasubscribers.
NITAproposedtoamendthecoveragerequirementssothatitisnolongerrequiredto
complybyusingGSMtechnologybutlicenseeswantingtocomplybyusinge.g.UMTSor
LTEwouldbegiventheopportunitytodoso.
Toensurethenewentryintothe900MHzand1800MHzbandswouldbegivenreasonable
timetoprepareforlaunchingservicesthatcouldcompetewithexistinglicenseesifthey
changedcurrentGSMdeploymenttodeploymentofnewtechnologiesinthe900MHzand
1800MHzbandsNITAproposedthatliftingthetechnologyrestrictionofexistinglicenses
shouldcomeintoforceninemonthsaftertheawardofthenewlicensewascompleted.
14
NITAdidputforwardtheassumptionofanewentrynotbeinginterestedinusingthe1800
MHzbandfrequenciestoestablishaGSMnetworkbutlookingatimplementing
UMTS/HSPAorothertechnologiessuchasLTE.ConsequentlyNITAconcludeditwasnot
relevanttoensurethenewentrysufficientbandwidthtorunGSMandanewtechnologyin
parallelinthe1800MHzband.Furthermore,NITAarguedthatestablishingaUMTS/HSPA
and/oraLTEbasednetworkwouldalsorelyuponuseofthe2100MHzband(fullband
2X60MHzisawardedtofourmobileoperatorsinDenmark),the2600MHzbandwhich
wereabouttobeawardedafewmonthsaftertherefarmingconsultationandthe800MHz
bandwhichwereallocatedtomobilebutstilltobeawarded(by2011or2012wasthe
assumptionatthetimewhere900MHzand1800MHzbandsrefarmingdecisionswere
preparedandmade).Finally,NITAconcludedthatimplementationofthenewDanish
FrequencyActbyJanuary2010wouldopenasecondarymarketforradiofrequenciesin
Denmarkandoperatorscouldengageinbuying,sellingandhiringofspectrumfor
establishingmobilebroadbandnetworks.
NITAproposednocoverageorrolloutrequirementsshouldbeimposedonnewlicensee.
NITAwouldproposeacapthatwouldnotallowexistinglicenseestobidforthe2X10MHz
blockinthe2010auctionofthenew1800MHzbandlicensebuttheMinistrywouldmake
thefinaldecision.
GSM900
Telia(GSM4) 1February
2001
1February
2011
12June
2017
DCS1800
TDCMobil
(DCS1)
12June
1997
12June2017
12June
2017
DCS1800
Telenor
(DCS2)
12June
1997
12June2017
12June
2017
DCS1800
Telia(DCS3)
12June
1997
12June2017
12June
2017
DCS1800
Telia(DCS4)
12June
1997
12June2017
12June
2017
DCS1800
Telenor
(DCS5)
1January
2001
1January
2011
12June
2017
DCS1800
TDCMobil
(DCS6)
1January
2001
1January
2011
12June
2017
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
GSMandtechnologies
thatcancoexist(e.g.
UMTS/HSPAandLTE)
NITAwasaimingatsynchronisingexpirydatesandtheirproposalwastochoose12June
2017asthealignedexpirydateandprolonglicensesthatexpiredbeforethatdate,cf.table
above.
The2X5MHzlicensethatNITAwereplanningtoawardtonewentrybidderinthe900
MHzbandin2010wouldbeawardedwithexpiryby12June2032(12June2017+15years).
NITAproposedtospectrallymovethenewlicenseetobeawardedin2010fromthemiddle
ofthe900MHzbandtotheupper5MHzblockinthe900MHzbandin2017whenallthe
existinglicenseswouldexpireandbeingavailabletothemarketthroughanewawardof
2X30MHzofspectruminthe900MHzband.
NITAproposedexactlythesameapproachonsynchronizingthelicenseexpirydatesin2017
forthe1800MHzband:thenewentryintothebandin2010awardofa2X10MHzlicense
wouldbegivenusagerightsexpiring12June2032(12June2017+15years)andsetupanew
awardfortheremainingbandwidthofthe1800MHzbandwhenexistinglicensesexpirein
2017.
Thiswouldmeanprolongingexistinglicensesthatshouldhaveexpiredin2011and2012to
2017andkeepingthe2017expiryofexistinglicenseswitha2017expirydate.Anditwould
meanawardingnewlicensesin2010andin2017thatallwouldhavesame2032expirydate.
16
Source:NITA
Telenorwasspectrallymovedandnewassignmentcovers905.9914.9/950.9959.9MHz
whichaddsupto2X9MHzofcontiguousbandwidthandconsequentlytheirbandwidth
wereincreasedby2X0.2MHzcomparedwiththesituationpriortotherefarmingdecision.
Telia(orformallyTeliaNttjnsterNordenAB)werespectrallymoved;theirtwolicenses
weremergedsothatnewassignmentcovers880.1891.9/925.1936.9MHz,whichaddsup
to2X11.8MHzofcontiguousbandwidthandconsequentlytheirbandwidthweredecreased
by2X3MHzcomparedwiththesituationpriortotherefarmingdecision.Furthermorea
geographicdefinitionoftheusagerightsreducingthebandwidthavailableforTeliainthe
Copenhagenareawereimposed:thefrequencybands881.7882.7/926.7927.7MHzcannot
17
beusedinadistancethatisclosertotherailwayrelatedsystemforStrainsinthe
Copenhagenarea(thatusagerightisassignedtoBanedanmarkandissupposedtoexpireby
2012butthe23December2009decisionbyNITAdidnotdefineanytimedimensiononthis
usagerestrictionimposedonTelia).
Beforerefarmingatotalof2X2.6MHzbandwidthwasusedforguardbandswhilethe
refarmingreplanningofthebandreducedbandwidthusedforguardbandsto2X0.2MHz
bandwidth.
Ablockof2X5MHzcontiguousspectrumwasreleasedforawardtoanewlicenseebyan
auction.
One year from decision was made to decision of spectrally moving licensees
comes into force
ThedecisionsonspectrallymovingexistinglicenseesweremadebyNITA23December
2009andentryintoforcewassettoapproximatelyoneyearlater;1January2011.According
toDanishlawlicenseesshallbegivenoneyearforpreparingandimplementingtherequired
spectrallymovingoftheiroperations.
Thismeansexistinglicenseesweregivenapproximatelyoneyeartoreplantheirnetworks
andadjustexistingGSMtransmitterstocomplywiththenewassignments(spectrally
movingtheiroperation).Inaddition,theexistinglicenseeshadbeenawareofthis
happeningthroughopenandtransparentdiscussionsandformalconsultationssothatthey
couldstarttheirreplanningprocessandpreparationsatearlierpointintimeiftheywanted
todoso.
18
frequenciesbefore1May2011.Thismeansthatafter1May2011existinglicenseescanuse
the900MHzbandfordeploymentofothertechnologiesthatcancoexistwithGSM.
ThedecisiontakenbyNITAmeansthosecurrentGSMcoveragerequirementsappliesuntil1
May2011butafterthatdayexistinglicenseesmayfulfilobligationsusingothertechnologies
thanGSMsuchase.g.UMTS/HSPAandLTE.Butcoverageprovidedbasedondeployment
ofthosetechnologiesinotherbandsthanthe900MHzbandcannotbeusedforcomplying
withthe900MHzbasedcoverageobligations.
TheNITAproposalputoutforconsultationbeforemakingthe23December2009decisions
wereprolonginglicensesuntil12June2017butasaresponsetoinputsoninvestmentcycles
forupgradingtechnologiesreceivedintheconsultationprocessNITAdecidedtoextendthe
prolongationandnewexpiryofexistinglicensesweresetto31December2019.
NITAalsodecidedthattherewouldbenoassessmentofrenewalwhenfacingexpirybyend
of2019(thisisreferringtotheDanishsystemofalmostautomaticrenewalaftertenyearsso
thatdurationoflicensesnormallyhavebeen2X10years).In2019therewillbeanewaward
of2X30MHzofbandwidthinthe900MHzband(andimplicitlythisprobablymeansan
awardwhereincumbentsformallyaregivennoadvantageoverotherinterestedparties).
Source:NITA
19
Telenorwasspectrallymovedandnewassignmentcovers1741.91761.3/1836.91856.3
MHzwhichaddsupto2X19.4MHzofcontiguousbandwidthandconsequentlynochange
toTelenorsbandwidthweremadecomparedwiththesituationpriortotherefarming
decision.
Telia(orformallyTeliaNttjnsterNordenAB)werespectrallymovedandnewassignment
covers1761.31784.9/1856.31879.9MHzwhichaddsupto2X23.6MHzofcontiguous
bandwidthandconsequentlytheirbandwidthweredecreasedby2X5.2MHzcompared
withthesituationpriortotherefarmingdecision.
Beforerefarmingatotalof2X0.2MHzbandwidthwasusedforguardbandsatbandedges
andtherefarmingdecisiondidnotchangethis.
Ablockof2X10MHzcontiguousbandwidthwasreleasedforawardtoanewlicensee.
One year from decision was made to decision of spectrally moving licensees
comes into force
ThedecisionsonspectrallymovingexistinglicenseesweremadebyNITA23December
2009andentryintoforcewassettoapproximatelyoneyearlater;1January2011.According
toDanishlawlicenseesshallbegivenoneyearforpreparingandimplementingtherequired
spectrallymovingoftheiroperations.
Thismeansexistinglicenseesweregivenapproximatelyoneyeartoreplantheirnetworks
andadjustexistingGSMtransmitterstocomplywiththenewassignments(spectrally
movingtheiroperation).Inaddition,theexistinglicenseeshadbeenawareofthis
happeningthroughopenandtransparentdiscussionsandformalconsultationssothatthey
couldstarttheirreplanningprocessandpreparationsatearlierpointintimeiftheywanted
todoso.
20
Thecoveragerequirementsandobligationstoprovidecertainserviceswereamendedso
thatexistinglicenseescoulduseothertechnologiesthanGSMtofulfilitsobligations.But
boththeexistinggeographicandpopulationcoveragerequirementswereupheldbyNITA.
ThedecisionsweremadebyNITA23December2009andweresettocomeintoforce
approximatelyoneyearlater;1January2011.Furthermore,existinglicenseeswerenot
allowedtocommerciallyofferotherservicesthanGSMservicesusingthe1800MHzband
frequenciesbefore1May2011.Thismeansthatafter1May2011existinglicenseescanuse
the1800MHzbandfordeploymentofothertechnologiesthancancoexistwithGSM.
ThedecisiontakenbyNITAmeanstheoriginalGSMcoveragerequirementsdidapplyuntil
1May2011butafterthatdayexistinglicenseesmayfulfilobligationsusingother
technologiesthanGSMsuchase.g.UMTS/HSPAandLTE.Butcoverageprovidedbasedon
deploymentofthosetechnologiesinotherbandsthanthe1800MHzbandcannotbeused
forcomplyingwiththe1800MHzbasedcoverageobligations.
NITAalsodecidedthattherewouldbenoassessmentofrenewalwhenfacingexpiryby
2017(thisisreferringtotheDanishsystemofalmostautomaticrenewalaftertenyearsso
thatdurationoflicensesnormallyhavebeen2X10years).Upon2017expirytherewillbea
newawardof2X60MHzofbandwidthinthe1800MHzband(andimplicitlythisprobably
meansanawardwhereincumbentsformallyaregivennoadvantageoverotherinterested
parties).
21
Licensee
andprevious
licenses
Assignmentafterrefarming
decision
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
TDCMobil
(GSM1)
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Telenor(GSM2)
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Telia(GSM3)
Telia(GSM4)
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Newlicenseto
beauctionedin
2010
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
TDCMobil
(DCS1)
TDCMobil
(DCS6)
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Telenor(DCS2)
Telenor(DCS5)
896.9905.9/941.9950.9MHz
2X9MHzofcontiguous
bandwidth
Bandwidthincreasedby2X0.2
MHz
905.9914.9/950.9959.9MHz
2X9MHzofcontiguous
bandwidth
Bandwidthincreasedby2X0.2
MHz
880.1891.9/925.1936.9MHz
2X11.8MHzofcontiguous
bandwidth
Bandwidthdecreasedby2X3
MHz
891.9896.9/936.9941.9MHz
2X5MHzofcontiguous
bandwidth
Createdbyacombinationof
removingguardbandsbetween
licensesandreducingTelias
bandwidth
1720.11741.9/1815.11836.9MHz
2X21.8MHzofcontiguous
bandwidth
Bandwidthdecreasedby2X4.8
MHz
1741.91761.3/1836.91856.3MHz
2X19.4MHzofcontiguous
bandwidth
Nochangetobandwidth
22
Dateof
expiry
before
refarming
1March
2012
Date
ofexpiry
after
refarming
31
December
2019
1March
2012
31
December
2019
1February
2011
31
December
2019
12June
2017
12June
2017
12June
2017
12June
2017
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Telia(DCS3)
Telia(DCS4)
GSMand
technologies
thancancoexist
withGSM,e.g.
UMTS/HSPA
andLTE
Newlicenseto
beauctionedin
2010
1761.31784.9/1856.31879.9MHz
2X23.6MHzofcontiguous
bandwidth
Bandwidthdecreasedby2X5.2
MHz
1710.11720.1/1805.11815.1MHz
2X10MHzcontiguousbandwidth
CreatedbyreducingTeliaand
TDCsbandwidth
12June
2017
12June
2017
Contiguousbandwidthof2X5MHzinthe900MHzband(the891.9896.9/936.9
941.9MHzbands)withgeographicalcoverageofDanishterritoryandexpiryby31
December2034.Starting1January2011thelicenseemayuseGSMtechnologyand
starting1May2011thelicenseemayusemobiletechnologiesthatcancoexistwith
GSMsuchase.g.UMTS/HSPAandLTEforcommercialprovisionofelectronic
communicationservices.15
Contiguousbandwidthof2X10MHzinthe1800MHzband(the1710.11720.1/
1805.11815.1MHzbands)withgeographiccoverageofDanishterritoryandwith
expiryby12June2032.Starting1January2011thelicenseemayuseGSMtechnology
andstarting1May2011thelicenseemayusemobiletechnologiesthatcancoexist
withGSMsuchase.g.UMTS/HSPAandLTEforcommercialprovisionofelectronic
communicationservices.16
Reservationpriceforthelicensesweresetto8millionDanishkronerforthe900MHzband
licenseand4millionDanishkronerforthe1800bandlicense.Bothlicenseswouldbesoldto
highestbid(butsinceitwasdesignedastwoseparateauctionsnocombinationsofbidsfor
thetwolicensesetc.wereallowed).
14http://www.itst.dk/nyheder/pressemeddelelser/nyefrekvensauktionerioktober2010
15Draftlicenseispublished(inDanish):http://www.itst.dk/frekvenserogudstyr/auktionerogudbud/aktuelleauktioner
ogudbud/900og1800mhzauktion/filarkiv900og1800auktion/Bilag%20E%20udkast%20til%20900tilladelse.pdf
16 Draft license is published (in Danish): http://www.itst.dk/frekvenser-og-udstyr/auktioner-og-udbud/aktuelle-auktioner-ogudbud/900-og-1800-mhz-auktion/filarkiv-900-og-1800-auktion/Bilag%20F%20udkast%20til%201800-tilladelse.pdf
23
Biddershadtoregisterby29September2010butexistinglicenseesinthe900MHzand1800
MHzbandsTDC,TelenorandTeliawerenotallowedtoparticipateintheauction(acap
wasimplemented).SotheDanish900MHzand1800MHzbandsrefarmingprocesswas
plannedforconcludingbyauctioningoff2X5MHzinthe900MHzbandand2X10MHzin
the1800MHzbandtonewentriesintothebands.17
Bydeadlineforregisterasbidder29September2010Hi3GDenmarkApSwastheonly
bidderregisteredforboththe900MHzbandauctionandforthe1800MHzbandauction.
Theauctionruleswasdesignedsothataonlyregisteredbidderwasallowedtobuythetwo
licensesattheminimumpriceset(8millionDanishkronerforthe900bandlicenseand4
millionDanishkronerforthe1800bandlicense).18
On18October2010Hi3GDenmarkApSwereassignedthe900bandlicensecomprising2X5
MHzofbandwidthandthe1800bandlicensecomprising2X10MHzofbandwidth.19
17 http://www.itst.dk/frekvenser-og-udstyr/auktioner-og-udbud/tidligere-auktioner-og-udbud/900-og-1800-mhz-auktion
18 http://www.itst.dk/frekvenser-og-udstyr/auktioner-og-udbud/tidligere-auktioner-og-udbud/900-og-1800-mhzauktion/tilmelding-til-900-mhz-og-1800-mhz-auktionerne
19 http://www.itst.dk/frekvenser-og-udstyr/frekvenstilladelser-mv/tilladelser-udstedt-efter-auktion-eller-udbud/900-mhzfrekvensbandet http://www.itst.dk/frekvenser-og-udstyr/frekvenstilladelser-mv/tilladelser-udstedt-efter-auktion-ellerudbud/1800-mhz-frekvensbandet
24
7 Concluding remarks
TheDanish900MHzand1800MHzbandsrefarmingprocessendedupwithmovingfrom
threelicenseesinthetwobandstofourlicenseesinthetwobands.Inthe2100MHzband
Denmarkhadfourexistinglicenseesandatthetimeofthe900MHzand1800MHzbands
refarmingprocesstheDanishmarketwereservedbythefouroperatorsTDC,Telenor,Telia
and3.WithHi3GDenmarkApSbuyingthenew900MHzbandlicenseandthenew1800
MHzbandlicensetherefarmingprocessbasicallyendedupwiththefourexistingmobile
operatorsservingtheDanishmarkethaveaccesstoboth900MHzband,1800MHzband
and2100MHzbandspectrum.Inaddition,thosefourmobileoperatorsdidalsoby
spectrumintheDanish2600MHzbandauction.Whenthiscasestudywasfinalizedthe800
MHzbandauctionhadnothappened.
25
Annex
Thetablebelowgivestheoverviewofdistributionofmobilespectrumbetweenthefour
operatorsservingtheDanishmarketupdatedper8September2011.
Theauctionof800MHzbandspectrumisscheduledfor2012.
900MHzband
TDC
2X9MHz
Contiguous
bandwidth
896.9905.9/
941.9950.9MHz
Telenor 2X9MHz
contiguous
bandwidth
905.9914.9/
950.9959.9MHz
Telia
2X11.8MHz
contiguous
bandwidth
880.1891.9/
925.1936.9MHz
2X5MHz
contiguous
bandwidth
891.9896.9/
936.9941.9MHz
1800MHz
band
2X21.8MHz
contiguous
bandwidth
1720.11741.9/
1815.11836.9
MHz
2X15MHz
contiguous
bandwidth
19351950/
21252140MHz
5MHzunpaired
19001905MHz
2X15MHz
2X19.4MHz
contiguous
contiguous
bandwidth
bandwidth
1741.91761.3/ 19651980/
21552170MHz
1836.91856.3
MHz
5MHzunpaired
19101915MHz
2X15MHz
2X23.6MHz
contiguous
contiguous
bandwidth
bandwidth
1761.31784.9/ 19501965/
21402155MHz
1856.31879.9
MHz
5MHzunpaired
19051910MHz
2X10MHz
contiguous
bandwidth
1710.11720.1/
1805.11815.1
MHz
26
2100MHzband
2X15MHz
contiguous
bandwidth
19201935/
21102125MHz
5MHzunpaired
19151920MHz
2600MHzband
2X20MHz
contiguous
bandwidth
25002520/
26202640MHz
2X20MHz
contiguous
bandwidth
25502570/
26702690MHz
10MHzunpaired
25952605MHz
2X20MHz
contiguous
bandwidth
25302550/
26502670MHz
10MHzunpaired+the
C10block
26052620MHz
2X10MHz
contiguous
bandwidth
25202530/
26402650MHz
25MHzunpaired
25702595MHz
ThedistributionofspectrumbetweenoperatorsintheDanish2X35MHz900MHzbandper8
September2011:
880MHz
915MHz
Telia
TDC
Telenor
Telia
TDC
Telenor
2X11.8MHz
2X5
MHz
925MHz
960MHz
2X9MHz
2X9MHz
ThedistributionofspectrumbetweenoperatorsintheDanish2X75MHz1800MHzbandper8
September2011:
1710MHz
1785MHz
3
TDC
Telenor
Telia
TDC
Telenor
Telia
1805MHz
1880MHz
2X10
MHz
2X21.8MHz
2X19.4MHz
2X23.6MHz
ThedistributionofthepairedspectrumbetweenoperatorsintheDanish2X60MHz2100MHzband
per8September2011:
1920MHz
1980MHz
3
TDC
Telia
Telenor
TDC
Telia
Telenor
2110MHz
2170MHz
2X15MHz
2X15MHz
2X15MHz
2X15MHz
ThedistributionofthepairedspectrumbetweenoperatorsintheDanish2600MHzbandper8
September2011:
2500MHz
2570MHz
TDC
Telia
Telenor
TDC
Telia
Telenor
2620MHz
2690MHz
2X20MHz
2X10MHz
2X20MHz
27
2X20MHz
The2600MHzbandsituationinunpairedmode:
2500MHz
2570MHz
2620MHz
28
2690MHz