Académique Documents
Professionnel Documents
Culture Documents
Whether in matters of personal status arising from marriage, divorce, birth, and death or in such typical
commercial phenomena as the regulation of anticompetitive business practices, expropriations of alien
property, and the sale of goods, there is an increasing multinational complexity that in the event of
controversy may make the choice of applicable law at once crucial and far from self-evident.
Of course, the practical interest in the conflict of laws emerges as a consequence of the fact that the
substantive laws of states are diverse, inconsistent, and, occasionally, contradictory. Obviously, if all
substantive law were the same, it would make little difference which system of law was selected to govern
a controversy. But, in a world of diverse national, cultural, and ideological perspectives, there has never
been a prospect of such substantive uniformity. Widespread attention has, therefore, been given
throughout the history of international relations to the method and rationale used by various courts to
select the proper system of law governing controversies. It appears, at least superficially, that all states
have a strong, common, and mutual interest in the adoption of uniform choiceoflaw rules. For unlike the
substantive rules to which they refer, choice-of-law rules appear to seek nothing more than the ordering
of relations in a fair and convenient fashion and do not seem to express any commitment to policies or
values of a particular state. Despite this appearance of neutrality, however, efforts over several centuries
to advance the acceptance of uniform choice-of-law rules have yielded few encouraging or tangible
results.
The study of conflict of laws has been developed by lawyers and has traditionally been neglected by
social scientists. This neglect can be explained, in part, by the fact that so many of the typical problems in
the conflict of laws are either highly technical (for example, dealing with the devolution of property located
abroad) or too humdrum (for example, concerning the status of a foreign mail-order divorce) to be either
accessible or interesting to those who lack formal legal training. Even lawyers find the subject unusually
complex, since it presupposes a familiarity both with the law governing a wide body of substantive
problems (for example, how does the treatment of the foreign element vary when one is dealing with
matters of personal status, inheritance, torts, contracts, real and personal property, etc.?) and with the
laws and decisions operative in a number of foreign states with different legal systems.
Despite these obstacles, there are strong reasons why social scientists should have at least some
awareness of the major trends of thought evolving in the conflict of laws. For one thing, the conflict of
laws is a precursor by many centuries of the current interest in the study of conflict resolution. A vast
literature has developed a whole range of techniques to adjust the conflicting requirements of local law
and foreign law, and debate continues on the character of justice in the face of such conflicts.
Furthermore, the approach taken to the conflict of laws in different subject-matter areas might provide
students of comparative social and political systems with an interesting insight into such concerns as the
hierarchy of social values and governmental policies prevailing in different national societies. For certainly
the refusal to defer to foreign law in some areas suggests the importance accorded domestic policy. The
approach used to solve internal choice-of-law problems in federal states without much experience in
international affairs (for example, Nigeria, Malaysia) may also be a useful way for those studying world
order to gauge the acceptance of supranational sources of legal authority.
The revived interest of political scientists in the study of the role of norms in world politics clearly makes
the conflict of laws relevant, for the same endeavor is at the center of both subjects: to find a just and
efficient way to allocate legal authority among the actors in a multiunit social system. The conflict of laws
offers the inquirer not only a parallel setting in which to study the efforts to introduce order into a social
system that lacks centralized institutions, but it also provides a setting that tends to be less inflamed by
political passions and therefore more susceptible to systematic analysis, concerned as it mainly is with
interpersonal as distinct from intergovernmental legal disputes.
It is important to distinguish the study of interstate from international conflict of laws. Rules to resolve
interstate conflicts generally arise in a federal social structure which shares a traditional language and
possesses an overriding organic law (constitution) and central legal institutions of interpretation and
enforcement. These institutions are available to resolve serious conflicts that arise at the unit level and to
set normative limits upon the discretion of a state to adopt eccentric or excessively egocentric rules of
conflict of law. For example, the United States constitution imposes obligations on each state to give full
Faith and Credit to the public Acts, Records, and judicial Proceedings of every other state (Art. iv, 1);
to respect the privileges and immunities of citizens of the United States and to grant every person
within its jurisdiction the equal protection of the laws (xivth Amendment, 1). Although the U.S. Supreme
Court has acknowledged a considerable discretion at the unit level that allows the states to adopt diverse
rules for dealing with foreign facts, there exists a higher law that remains potentially available to impart
unity and coherence.
In contrast, the international system is relatively decentralized, lacks an organic law, and possesses only
very weak institutions for the adjustment of disputes at the internation level. In addition, the differences in
ideology, stages of economic development, domestic politics, and attitudes toward individual and
governmental liability from nation to nation are generally much greater than are the differences among the
units in a federal state. Whereas the interstate conflict of law can depend upon the resources of the
national government to promote the realization of a fair and reasonable system, the international regime
for the conflict of laws is dependent to a far greater degree upon the highly decentralized ordering
techniques of reciprocity, self-help, and self-restraint in order to bring a fair system of conflict of laws into
being. Public international law does not exercise any very widely accepted constitutional function at the
present time in the stabilization of private international law. It does not provide a set of limits upon
national discretion that might be invoked in diplomatic negotiation or when appearing before a higher
tribunal, for instance, the International Court of Justice at The Hague. (A regional form of legal integration,
intermediate between the centralization of a federal state and the decentralization of international society,
exists, especially in Europe and somewhat in Latin America, and may soon develop to the point where it
will warrant separate attention.)
The distinction between the operation of choiceoflaw rules in a centralized (interstate) and in a
decentralized (international) multiunit social system has many unexplored consequences. One of the
most important is the difficulty of supplying juridically convincing reasons why the courts of one state
should apply the law of another under certain specified circumstances. True, this is part of the wider need
in international law to demonstrate how legal obligations can be binding on the national level in the
absence of any supranational source of law other than agreement among states or customary usage.
However, in the area of the conflict of laws neither treaty nor custom provide any generally acceptable
guidelines, and with the virtual disappearance of natural-law thinking the traditional mode of explaining
the basis of legal obligation is no longer very persuasive. These circumstances have prompted most
commentators in recent times to regard the subject of the conflict of laws as a part of national law.
This position is reinforced by the virtually universal refusal of courts to apply the public law of foreign
states to such matters as crime, taxation, or the regulation of business activities. The refusal stems
primarily from a territorial notion of national sovereignty in which the public law of the sovereign reigns
supreme within the boundaries of the state but nowhere else. The result of this refusal to apply foreign
public law is to deny jurisdiction rather than to apply local law, except in the area of crime, where an
elaborate system of extradition agreements operates as a partial substitute for the direct application of
foreign criminal law.
Historical development
The systematic exposition of the conflict of laws rested originally upon the assumption of a supranationally ordained system obligatory upon judges at the unit level. The objective of the system was to
assure uniformity of result in a legal dispute regardless of where the legal action was instituted. Naturally,
such an objective could be realized, given the diversity of substantive law, only if a uniform system of
either substantive or choice-of-law rules could be established.
The dominant idea in the Roman legal system was that Romans were everywhere to be governed by the
Roman law and that foreigners were to be governed by the jus gentium, the law of the peoples, a
superlaw of substantive rights and duties that was assumed to be universally applicable. Thus there was
no occasion to apply foreign law and no need for a system of conflict of laws. The city-states of Italy
legislated on matters not covered by Roman law, and it was out of the conflict between these legislative
acts (statua) that a need for some approach to selecting the governing statute was initially felt. The need
was acknowledged, in part, because of the regularity with which commercial intercourse among the citystates occurred. The technique evolved by the great Roman glossators Bartolus and Baldus to resolve
the problem was to classify every statute as either real (for example, land rights), or personal (for
example, status of person), or mixed. Elsewhere in medieval Europe somewhat different approaches to
the resolution of conflict-of-law situations developed, the character of solution depending above all on the
insularity of the social order and upon its prevailing political ideology, especially concerning the proper
relationship between the domestic society, its members, and foreign societies.
Territoriality
In France the feudal system in force gave great weight to the coutumes and to residues of earlier tribal
law. The resolution of conflicts depended on whether the issue had a territorial cause of action, and came
under local law, or a transitory locus to which foreign law could properly be applied. This notion of giving
primacy to the customs of each place prepared the intellectual climate for an era of territorial law, which
gradually displaced the earlier acquiescence to the universal claims of Roman law. The growth of
territoriality was abetted by the rise of the ideology of national sovereignty, the loss of the authority of the
Roman church as a unifying influence, and the gradual decline of natural law as the basis of legal
obligation. These nationalizing tendencies came to intellectual fruition in the seventeenth century when
Johannes Voet (16981704) and Ulrich Huber (1689), scholars from the Dutch provinces, fully
rationalized the primacy of the territorial lawgiver by discarding any pretense of a supranational basis for
deference to foreign law. To the extent that such deference was accorded, they explained it on the basis
of comity, a concept that Joseph Story later carried forward in a treatise that exercised a formative
influence upon the Anglo-American development of the conflict of laws (1834). England's system of
common law, as the law of the realm, did not give rise to internal conflicts, and external conflict situations
were so infrequent that no real approach to the conflict of laws developed.
Nationality
The waves of nationalism occasioned by the French Revolution and later by the unification of Italy
influenced the growth of conflict of laws, especially in those parts of the world where the continental
European influence prevailed. Stress was put upon nationality, at the expense of territoriality, as the
dominant connecting factor. An individual was first and foremost a Frenchman or an Italian, recipient of
rights and responsible for duties under a particular national law, and only very secondarily subject to the
law of the place where he happened to be. In contrast, doctrine in the common-law countries came
increasingly to stress territoriality as the key variable: events were subjected to a particular law in terms of
where the acts took place or where the property was located, and only a very secondary stress was given
to the nationality of the actors in the process of selecting the governing legal system.
As a consequence of this division between conflicts based on the primacy of nationality and conflicts
based on the primacy of territoriality it is difficult, if not impossible, to unify the conflict of laws by means of
the voluntary agreement of nations through treaty. There has been some success on a regional basis on
the Continent, where there is general agreement on the proper basis for solving choice-of-law issues.
Several European treaties operate partly to codify and harmonize different national practices and partly to
obtain uniform treatment of certain troublesome details, especially in highly technical areas, for example,
the interpretation of multilateral shipping documents.
Comity
If international law does not compel deference by a domestic court to foreign law, then it is difficult to
generate a satisfactory legal basis for such deference. The problem of finding a basis is artificial to some
extent, being one of the many unfortunate by-products of dichotomizing national and international law.
Given the almost universal adherence to this dichotomy, however, scholars have been eager to rest the
conflict of laws on some extranational legal foundation that stops short of claiming legal compulsion. The
most influential of these attempts has undoubtedly been associated with the concept of comity, the
traditional means by which Anglo-American courts acknowledge the policy of deference to foreign law in
domestic courts and, thereby, fulfill the injunction to manifest an international frame of mind.
Comity is supposed to express the reality of a practice that is habitual and yet not clearly or formally
required as a matter of legal duty. That is, a court refusing to apply foreign law would not be violating any
legal duty and no foreign state would have a legal basis for complaint. However, it is so widely recognized
as desirable to apply foreign law with a certain consistency that a need arises to fit the practice into a
description of the workings of the legal system. It has, at the same time, become commonplace for jurists
to criticize this reliance upon the idea of comity because of its ambiguity and vagueness. Since it provides
guidance for neither courts nor private parties in specific cases, and since it seems to identify the process
of adjudication with some type of international etiquette, comity makes the whole subject of the conflict
of laws appear to rest upon a system of obligation no more substantial than the practice of international
politeness.
In response, writers have tended in recent decades to abandon comity as the explanation for the
application of foreign law, either affirming the completely national character of the conflict of law or
searching for some substitute to express its international aspect. One of the most persuasive efforts to
evolve a substitute for comity is found in the work of Myres McDougal and Nicholas deB. Katzen-bach.
These writers approach the problems of conflicts as but a special case of the more general task in
international society to divide up the competence to apply law among the territorial sovereigns that
constitute international society. They argue for a form of legal order that can successfully emerge in a
highly decentralized multiunit social system by being truly responsive to the demands of the units. The
implication of this orientation is to urge upon domestic courts the legal duty to defer to foreign law
whenever, in terms of protecting and realizing mutual freedom for national societies, it is appropriate. As
Katzenbach puts it: So long as formal authority is organized and administered territorially, there is a
mutual and reciprocal interesta 'sense of the inconveniences which would otherwise result'in
extending areas of tolerance (1956, p. 1131). McDougal identifies law with the reasonable expectations
of those participating in international life, suggesting, in contradistinction to the traditional nationalization
of the conflict of laws, that it is a matter of international law to defer in appropriate circumstances to
foreign law (McDougal & Feliciano 1961).
This sociopolitical approach to the study of law in international affairs eliminates such dichotomies as
those between private and public international law and even calls into question the mainstay of traditional
analysisnamely, the distinction between national and international law. Although this work seems
certain to attract the interest of social scientists, it is regarded with great suspicion by most international
lawyers, especially those in Europe, and it has not yet been properly applied to the subject matter of the
conflict of laws. Instead, most theoretical attention is still focused on the problem of finding general criteria
for the solution of conflict problems.
Such balancing is for Currie inappropriately undertaken by courts and is more properly a matter for
legislative determination.
Currie and Ehrenzweig repudiate the traditional search in the conflict of laws for allocation criteria posited
in advance, and both affirm the fundamental governance of controversies by local law. In consequence
they renounce the ideal of uniformity of result. Currie not only denies the duty to defer to foreign law but
also argues that courts should not defer except when they affirm both jurisdiction and disinterest. In the
rare cases that satisfy these two conditions the courts cannot reach a proper decision and might just as
well apply local law, or flip a coin, or dismiss the cases.
The balancers. A less extreme approach, but one that very likely accords more closely with what judges
think they should be doing and seems to have the strongest following in the United States, is best
exemplified by the work of Willis Reese and Elliot Cheatham (Reese 1963; Cheatham I960; Cheatham &
Reese 1952) and by the tentative drafts of a second restatement of the conflict of laws under the
influential auspices of the American Law Institute (19531965). These authors share with Currie and
Ehrenzweig a distrust of the traditional stress on general solutions to conflicts problems, but they also
argue for an intermediate approach whereby policy factors are grouped in any particular case so as to
identify the legal system with the dominant interest in the outcome and to choose the legal result most in
accord with substantial justice. Ehrenzweig, a harsh critic of this enterprise, contends that it produces
vague formulas and keeps alive, despite denials, the tradition of discerning a priori forum-selecting
choice-of-law rules. Reese and Cheatham defend their balancing approach on the grounds that both
practice and doctrine confirm this type of analysis and that recent landmark decisions in the conflict of
laws exhibit the tendency to search for criteria by which to select the most interested forum and by this
means to reach the most just result.
We find, then, that the very character of the conflict of laws, its methodology, and its governing ideology
have been seriously questioned in recent years. There exists no scholarly or judicial consensus on
choice-of-law rules. In particular, the traditional ideals of seeking uniformity of result and of establishing
equality between domestic and foreign laws have come in for heavy criticism on the grounds that such
ideals are unrealistic and inappropriate, since domestic courts actually do and, in fact, should accord
preference to domestic law in a situation where it is one of the applicable legal systems.
Operational problems
No less serious than the theoretical problems are the dilemmas facing the practitioners of private
international law. Judges in courts are confronted by the operational necessity of choosing the legal
system that shall govern most justly a particular controversy and of giving a satisfactory explanation of
their solution on a particular occasion. Scholars through the centuries have sought to find a general
solution that combines just choice-of-law rules with the universality of their acceptance. The overriding
objectives are to get the just decision and to be assured that there will not be one just decision in Japan,
another in Holland, and a third in the United States.
There is, unfortunately, no broad consensus as to the form a general solution should take. The problem of
legal systems using nationality as the criterion versus those using territoriality has already been
mentioned. (If a Frenchman lives in Brazil, is his estate properly governed by French or Brazilian law?)
Furthermore, courts are less inclined to follow the dogmatic solutions proposed by scholars than to seek
to do substantial justice to the parties in dispute. Therefore, a court will tend to manipulate the criteria
governing the choice of laws to fulfill its view of what justice demands. A good illustration is the basic idea
that a court will always apply domestic procedure even if it defers to foreign substance. This allows it to
characterize as procedure any device that will produce the desired result.
The promise of conflict of laws
Despite the critiques of the subject, the dominant trend continues to be the pursuit of uniformity and
equality, especially if the emphasis is put upon the international as distinct from the interstate aspect of
the conflict of laws. The challenge today is to find an acceptable supranational basis for promoting these
ideals in a divided world composed of states with different economic, cultural, and political outlooks. This
challenge cannot be met by a new global ideology but rather by a series of more modest and concrete
undertakings. One of the more promising research developments consists of the comparative-law efforts
to take specific inventory of the differences in both substantive standards and in choice-of-law rules and
to examine the prospects for their harmonization by unilateral or multilateral action.
A sociological extension of this inquiry would be to take stock of the diverse social interests that account
for differences in the conflict of laws from one national system to another and to work toward a set of
solutions on the basis of mutual interests. This type of inquiry has been undertaken by Kenneth S.
Carlston (1962). It draws heavily upon functional sociology, especially organization theory and systems
theory. Its persuasiveness also depends on the acceptance of a new image of global unity, eloquently
summarized by C. Wilfred Jenks (1958) as the common law of mankind, in which the nation-state is
supplanted to some extent in legal consciousness by new forms of social and political order that take
greater account of both international institutions and of individuals in specifying the link between law and
human welfare in transnational phenomena. As might be expected, it is the powerful states that seem
most reluctant to participate in this new attempt to supranationalize the conflict of laws. Such states as
the Soviet Union, the United States, China, and France oppose most efforts to diminish sovereign
prerogatives for the sake of an operative global system.
In conclusion, the stability and fairness of international legal undertakings seem to depend upon the
strengthening of this renewed attempt to supranationalize the conflict of laws. As a result of the increasing
interdependence of human activity there is a growing need for predictable outcomes in legal disputes.
These outcomes should have a more substantial base than the national affiliation of the forum. Given the
diversity of contemporary international society it is not realistic to seek this end by reconciling national
policies so as to create a single substantive law. There is more reason for hope if the ancient quest for
order amid diversity is pursued through a uniform approach to the allocation of legal competence among
the national units that compose the global system. One illuminating context within which this allocation
can be studied and realized is the application of choice-oflaw rules by domestic courts.