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Clinical Biomechanics
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Cruciate ligament tensile forces during the forward and side lunge
Rafael F. Escamilla a,i,*, Naiquan Zheng b, Toran D. MacLeod c, Rodney Imamura d, W. Brent Edwards e,
Alan Hreljac d, Glenn S. Fleisig f, Kevin E. Wilk g, Claude T. Moorman III h, Lonnie Paulos i,
James R. Andrews f,i
a
a r t i c l e
i n f o
Article history:
Received 21 August 2008
Accepted 3 November 2009
Keywords:
Anterior cruciate ligament
Posterior cruciate ligament
Knee kinetics
Rehabilitation
Closed chain
a b s t r a c t
Background: Although weight bearing lunge exercises are frequently employed during anterior cruciate
ligament and posterior cruciate ligament rehabilitation, cruciate ligament tensile forces are currently
unknown while performing forward and side lunge exercises with and without a stride.
Methods: Eighteen subjects used their 12 repetition maximum weight while performing a forward lunge
and side lunge with and without a stride. A motion analysis system and biomechanical model were used
to estimate cruciate ligament forces during lunging as a function of 090 knee angles.
Findings: Comparing the forward lunge to the side lunge across stride variations, mean posterior cruciate
ligament forces ranged between 205 and 765 N and were signicantly greater (P < 0.0025) in the forward
lunge long at 40, 50, 60, 70, and 80 knee angles of the descent phase and at 80, 70, 60 knee angles
of the ascent phase. There were no signicant differences (P < 0.0025) in mean posterior cruciate ligament forces between with and without stride differences across lunging variations. There were no anterior cruciate ligament forces quantied while performing forward and side lunge exercises.
Interpretation: Clinicians should be cautious in prescribing forward and side lunge exercises during early
phases of posterior cruciate ligament rehabilitation due to relatively high posterior cruciate ligament
forces that are generated, especially during the forward lunge at knee angles between 40 and 90 knee
angles. Both the forward and side lunges appear appropriate during all phases of anterior cruciate ligament rehabilitation. Understanding how forward and side lunging affect cruciate ligament loading over
varying knee angles may help clinicians better prescribe lunging exercises in a safe manner during anterior cruciate ligament and posterior cruciate ligament rehabilitation.
2009 Elsevier Ltd. All rights reserved.
1. Introduction
Closed chain weight bearing exercises, such as the squat, leg
press, and lunge, and activities of daily living, such as walking,
are commonly used in rehabilitation settings, such as after anterior
cruciate ligament (ACL) or posterior cruciate ligament (PCL) reconstruction surgery (Bynum et al., 1995; Escamilla et al., 1998; Shelburne et al., 2004, 2005; Yack et al., 1993). Both the squat and leg
press have been shown to generate very low or negligible ACL force
during the squat and leg press, with peak ACL forces typically less
* Corresponding author. Address: Department of Physical Therapy, California
State University, 6000 J Street, Sacramento, CA 95819-6020, USA.
E-mail address: rescamil@csus.edu (R.F. Escamilla).
0268-0033/$ - see front matter 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.clinbiomech.2009.11.003
214
18001900 N during the barbell squat and leg press (Escamilla et al.,
1998). However, because maximum strength of the normal healthy
PCL is approximately twice as strong compared to the normal
healthy ACL (Race and Amis, 1994), PCL loading is also relatively
low during these types of closed chain weight bearing exercises.
There are several factors that can affect ACL and PCL forces
while performing exercises and functional activities, such as the
magnitude and direction of the ground reaction force, muscle
forces (primarily from the quadriceps, hamstrings, and gastrocnemius), tibiofemoral compressive loading, rotation of the tibia with
respect to the femur, and knee angle.(Escamilla et al., 1998, 2009;
Shelburne et al., 2004, 2005) These exercises can all be performed
with technique variations, which may affect ACL and PCL loading.
For example, when employing the same relative intensity (12 repetition maximum), PCL forces varied considerably between the
barbell squat, wall squat, and one leg squat (Escamilla et al.,
1998, 2009). ACL forces were also signicantly different between
the one leg squat and the wall squat (Escamilla et al., 2009).
Although the effects of exercise technique variations on cruciate
ligament loading have been examined while performing the squat
and leg press (Escamilla et al., 1998, 2001), there are no studies
that have examined the effects of technique variations on cruciate
ligament loading while performing lunging exercises. However, it
has been demonstrated that hamstring activity increased when
the forward lunge was performed with a more forward inclined
trunk compared to a more erect trunk, which may increase PCL
loading and decrease ACL loading (Farrokhi et al., 2008).
During knee rehabilitation the lunge is often prescribed using
multiple techniques, such as performing a forward or side lunge,
or lunging with or without a stride. Lunging forward with a stride
involves stepping forward from the upright position with the lead
leg and pushing back to the starting position. Lunging forward
without a stride involves positioning one foot ahead of the other
and lunging up and down while keeping both feet stationary. All
of these different lunging technique variations may affect cruciate
ligament loading.
Understanding how cruciate ligaments are loaded differently
among technique variations of the forward and side lunges may allow clinicians to prescribe safer and more effective knee treatment
to patients during ACL or PCL rehabilitation. For example, if ACL
loading is greater during the side lunge compared to the forward
lunge, the forward lunge may be more appropriate for the patient
if the clinicians immediate goal for their patient was to minimize
ACL loading. Similarly, if PCL loading is greater with a stride than
without a stride, lunging without a stride may be more appropriate
for the patient if the clinicians immediate goal for their patient
was to minimize PCL loading.
The purpose of this study was to compare cruciate ligament
tensile forces while performing forward and side lunges with and
without a stride. It was hypothesized that PCL tensile forces would
be greater during the forward lunge compared to the side lunge,
and greater with a stride compared to without a stride. It was
hypothesized that this greater PCL loading would occur because
of greater quadriceps force generated during the forward lunge
compared to the side lunge. It was also hypothesized that ACL tensile forces would be minimal (<150 N) for all lunge variations.
Quadriceps and hamstrings muscle force magnitudes will also be
described to help better understand ACL and PCL force magnitudes.
age (SD) age, mass, and height of 29 (7) y, 77 (9) kg, and 177 (6)
cm, respectively, for males, and 25 (2) y, 60 (4) kg and 164 (6)
cm, respectively, for females. All subjects were required to be able
to perform all exercises pain-free and with proper form and technique for 12 consecutive repetitions using their 12 repetition maximum (12 RM) weight for both the forward lunge and side lunge.
The mean (SD) mass of both dumbbells during the forward lunge
was 49 (11) kg for males and 32 (8) kg for females. On the average
(SD), the dumbbell mass used during the side lunge was 34 (9) kg
for males and 20 (5) kg for females. The average (SD) stride length
(measured from left toe to right heel) during the forward lunge of
89 (4) cm for males and 79 (6) cm for females. The average (SD)
stride length (measured from inside of left heel to inside of right
heel) during the side lunge was 94 (5) cm for males and 83 (3)
cm for females.
To control the electromyographic (EMG) signal quality, the current study was limited to males and females that had average or
below average body fat, which was assessed by Baseline skinfold
calipers (Model 68900, Country Technology, Inc., Gays Mill, WI,
USA) and appropriate regression equations and body fat standards
set by the American College of Sports Medicine (Balady et al.,
2000). Average (SD) body fat was 12 (4)% for males and 18 (1)%
for females. All subjects provided written informed consent in
accordance with the Institutional Review Board at California State
University, Sacramento, USA, which approved the research conducted and informed consent form.
2.2. Exercise description
2.2.1. Forward Lunge
Each subject performed the forward lunge (Fig. 1a) both with
and without a stride. The starting and ending positions for the forward lunge with a stride were the same, which involved standing
upright with both feet together and the knees fully extended (full
knee extension = 0 knee exion angle). From the starting position
for the forward lunge with a stride, the subject held a dumbbell
weight in each hand and lunged forward with the right leg toward
a force platform at ground level. At right foot contact the right knee
slowly exed until maximum right knee exion of 90100 was
obtained as the left knee made contact with the ground. From this
ending position the subject immediately pushed backward off the
force platform and returned to the starting position. A metronome
was used to ensure that the knee exed and extended at approximately 45/s. Each subject was instructed to use as long a stride
2. Methods
2.1. Subjects
Eighteen healthy individuals (9 males and 9 females) without a
history of cruciate ligament pathology participated with an aver-
215
216
Fig. 2. Computer optimization with input from measured knee torque from inverse
dynamics and predicted knee torque from muscle model, where TK = resultant knee
torque, FK = resultant knee force, I = moment of inertia about leg center of mass,
a = angular acceleration of leg, m = mass of leg, a = linear acceleration of leg, g is
gravitation constant 9.80 m/s2, Fext = external force acting on foot, Text = external
torque acting on foot, FQ = quadriceps force, FP = patellar tendon force, FH = hamstrings force, and FG = gastrocnemius force. Note: to simplify the drawing the equal
and opposite forces and torques acting on the distal leg and proximal ankle are not
shown.
217
Table 1
Mean (SD) cruciate ligament force (N) values between exercise variations (forward and side lunge) and between stride variations (with and without stride). Anterior cruciate
ligament forces are negative values and posterior cruciate ligament forces are positive values.
Exercise variations
Stride variations
Knee angles
Forward lunge
Side lunge
P-value
With stride
Without stride
P-value
Descent phase
0
10
20
30
40
50
60
70
80
90
349
396
420
387
383
422
474
521
570
591
(202)
(177)
(205)
(207)
(185)
(155)
(141)
(173)
(182)
(218)
205
267
280
256
239
213
266
314
394
459
(95)
(132)
(134)
(166)
(151)
(96)
(141)
(140)
(127)
(124)
0.151
0.196
0.107
0.028
0.002*
<0.001*
<0.001*
<0.001*
0.002*
0.023
216
267
303
333
346
352
407
439
488
510
(158)
(171)
(182)
(217)
(228)
(173)
(167)
(171)
(179)
(141)
339
392
396
329
291
298
348
412
491
552
(171)
(146)
(191)
(186)
(169)
(160)
(179)
(207)
(229)
(234)
0.076
0.036
0.096
0.996
0.129
0.161
0.117
0.384
0.626
0.710
Ascent phase
90
80
70
60
50
40
30
20
10
0
682
740
765
744
706
676
657
580
488
412
(275)
(247)
(220)
(233)
(264)
(279)
(259)
(268)
(212)
(185)
521
523
567
611
641
617
556
455
351
286
(138)
(158)
(184)
(240)
(326)
(325)
(288)
(226)
(167)
(127)
0.021
0.002*
<0.001*
0.002*
0.127
0.171
0.014
0.008
0.025
0.766
581
636
700
733
712
654
610
467
353
365
(185)
(210)
(224)
(260)
(299)
(283)
(271)
(249)
(157)
(161)
634
652
652
645
651
648
615
570
478
359
(276)
(258)
(228)
(223)
(287)
(315)
(281)
(255)
(218)
(185)
0.616
0.653
0.104
0.043
0.063
0.401
0.522
0.475
0.390
0.235
Note: The mean values given for the exercise variations (forward lunge and side lunge) were collapsed across the two stride variations (with stride and without stride), while
the mean values given for the two stride variations were collapsed across the two exercise variations. The P-values shown for exercise variations and stride variations
represent the main effects of the ANOVA.
*
Signicant difference (P < 0.0025) between exercise variations or stride variations.
Fig. 3. Mean (SD) PCL tensile force during forward and side lunges without stride.
50150 N and remained relatively constant throughout the descent phase and throughout the ascent phase. At each knee angle,
quadriceps and hamstrings forces were generally greater during
the ascent phase compared to the descent phase.
4. Discussion
Our results demonstrate that when the goal is to minimize ACL
loading, such as during the early phases of ACL rehabilitation after
ACL reconstruction, both forward and side lunge exercises may be
appropriate based on the absence of ACL forces while performing
these exercises. In contrast, when the goal is to minimize PCL loading, such as during the early phases of PCL rehabilitation after PCL
reconstruction, both forward and side lunge exercises should be
used cautiously due to the relatively high PCL forces (near bodyweight in magnitudes) that were generated while performing
these exercises.
Like the current study, several studies have also reported either
the absence of ACL loading or minimal ACL loading while performing lunging and other similar weight bearing exercises. Stuart et al.
(1996) reported tibial posterior shear forces (PCL loading), but not
anterior shear forces (ACL loading) throughout the knee range of
motion while performing a forward lunge exercise using a 50 N
218
Fig. 4. Mean (SD) PCL tensile force during forward and side lunges with stride.
Fig. 5. Mean (SD) PCL tensile force during forward lunge with and without stride.
219
Fig. 6. Mean (SD) PCL tensile force during side lunge with and without stride.
Table 2
Mean (SD) quadriceps and hamstrings force values during forward and side lunge exercises.
Quadriceps (N)
Hamstrings (N)
Exercise variations
Stride variations
Exercise variations
Stride variations
Knee angles
Forward lunge
Side lunge
With stride
Without stride
Forward lunge
Side lunge
With stride
Without stride
Descent phase
0
10
20
30
40
50
60
70
80
90
87 (84)
111 (67)
131 (68)
179 (80)
237 (117)
326 (163)
435 (186)
551 (204)
660 (157)
540 (172)
56 (45)
122 (92)
161 (113)
180 (123)
231 (141)
297 (145)
413 (169)
535 (187)
622 (195)
542 (145)
132
152
197
223
254
321
429
546
597
576
(78)
(116)
(132)
(127)
(147)
(159)
(181)
(198)
(204)
(176)
71 (52)
81 (44)
95 (49)
136 (76)
203 (111)
302 (148)
419 (174)
540 (193)
586 (148)
506 (140)
47
64
66
69
67
70
71
67
60
57
53
55
56
55
56
56
56
46
39
43
35
51
56
61
64
69
75
67
54
53
66
67
66
63
59
57
52
46
44
47
Ascent phase
90
80
70
60
50
40
30
20
10
0
500
564
646
652
486
409
336
268
206
136
499 (65)
550 (173)
639 (217)
627 (219)
533 (180)
406 (141)
311 (121)
216 (96)
153 (84)
75 (51)
409
509
609
617
561
462
385
298
235
128
(112)
(186)
(224)
(244)
(228)
(192)
(174)
(147)
(137)
(97)
390 (73)
475 (144)
546 (167)
542 (167)
458 (141)
352 (114)
262 (92)
185 (68)
124 (52)
83 (44)
101
108
120
128
134
139
143
140
142
121
(120)
(156)
(175)
(192)
(188)
(165)
(144)
(119)
(105)
(90)
(21)
(38)
(40)
(39)
(39)
(36)
(41)
(43)
(37)
(33)
(48)
(48)
(58)
(63)
(64)
(71)
(74)
(75)
(80)
(84)
(38)
(37)
(38)
(34)
(32)
(37)
(43)
(34)
(23)
(31)
73 (36)
88 (41)
108 (50)
125 (59)
136 (64)
141 (73)
138 (74)
129 (76)
115 (70)
108 (80)
(31)
(44)
(47)
(45)
(43)
(44)
(54)
(50)
(35)
(34)
92 (49)
100 (47)
122 (59)
139 (70)
152 (74)
158 (85)
158 (90)
147 (92)
136 (95)
109 (97)
(28)
(31)
(31)
(28)
(27)
(29)
(29)
(27)
(25)
(29)
81 (35)
95 (42)
107 (49)
113 (52)
119 (55)
122 (59)
122 (58)
123 (59)
122 (55)
119 (49)
dial bundle of the ACL was measured and referenced to an instrumented Lachman Test. Because these in vivo studies by Heijne
et al. (2004)) and Beynnon et al. (1997) did not measure PCL strain
during lunging and squatting studies, PCL loads cannot be compared between these studies and the current study.
One limitation to the aforementioned squat and lunge in vivo
studies is that it is unknown what lunging and squatting techniques
were employed while performing these exercises. Both ACL and PCL
forces while performing lunging and squatting exercises are dependent on specic exercise technique. For example, in Beynnon et al.
(1997) it appears the subjects may have squatted using a more upright trunk position with relatively little forward trunk tilt, which
suggests these subjects may use their quadriceps to a greater extent
than their hamstrings (Ohkoshi et al., 1991). This is important because hamstrings force has been shown to unload the ACL and load
the PCL during the weight bearing squat exercise (Escamilla et al.,
220
1998; More et al., 1993; Ohkoshi et al., 1991). Ohkoshi et al. (1991)
reported no ACL loading at all knee angles tested (15, 30, 60, and
90) while maintaining a squat position with the trunk tilted forward, with 30 or more forward trunk tilt being optimal for eliminating or minimizing ACL strain throughout the knee range of motion.
In addition, Farrokhi et al. (2008) demonstrated that compared to
performing a forward lunge with a relatively erect trunk (similar
to the forward trunk tilt in the current study), performing the lunge
with the trunk tilted forward approximately 3045 resulted in signicantly greater hip extensor impulse and signicantly greater
hamstrings and gluteus maximum activity. The greater hamstrings
activity during the lunge with the excessive forward trunk tilt likely
results in an increase in hamstrings force (loading the PCL and
unloading the ACL) compared to performing the lunge with a more
erect trunk. This is supported by relatively low peak hamstrings
force (approximately 150 N) in the current study compared to peak
quadriceps force (approximately 650 N). Therefore, technique differences while performing lunging exercises may partially explain
cruciate loading differences among lunging studies. Nevertheless,
it is clear from the squat and lunge literature that peak ACL force
magnitudes are relatively low (<75 N) and primarily generated at
lower knee angles between 0 and 30.
Compared to ACL forces during closed chain weight bearing
exercises, peak PCL forces are higher. In the current study peak
PCL forces were approximately 750800 N and occurred at higher
knee angles. Moreover, peak PCL forces were 400500 N during
the one leg squat (Escamilla et al., 2009), 700800 N during the
wall squat (Escamilla et al., 2009), and 18001900 N during the
barbell squat and leg press (Escamilla et al., 1998). However, because maximum strength of the healthy PCL is approximately
4000 N (Race and Amis, 1994), which is approximately twice as
strong as the healthy ACL, PCL forces are relatively low during
lunging and squatting type exercises. However, lunging and squatting exercises should be used cautiously during the early stages of
PCL rehabilitation, especially when performing the forward lunge
at higher knee angles, where PCL forces were greatest. Although
the reconstructed PCL graft typically has equal or greater ultimate
strength compared to the healthy PCL, it is unclear how much PCL
loading becomes injurious to the healing graft site during PCL rehabilitation, so caution should be employed.
It is unknown how much loading can safely occur in the reconstructed ACL (graft type must also be considered), although some
ACL loading during rehabilitation is probably desirable (Fitzgerald,
1997). Although the ultimate strength of the healthy ACL is
approximately 2200 N (Woo et al., 1991), and the ultimate
strength of the reconstructed ACL has been estimated between
approximately 25004000 N (Brown et al., 1993; Schatzmann
et al., 1998), it is unclear how much ACL loading becomes injurious
to the graft healing site during ACL rehabilitation.
An unexpected nding was that cruciate loading was not significantly different throughout the knee exion range between lunging with a stride compared to lunging without a stride. The
primary difference between with and without a stride occurred
during the initial portion of the descent phase, otherwise with
and without stride techniques were similar to each other. From Table 1, signicant differences in PCL forces were approached between the forward lunge and side lunge at 0 (P = 0.076), 10
(P = 0.036), and 20 (P = 0.096) of the descent phase. Moreover, between 0 and 20 of the descent phase, mean quadriceps forces derived from the biomechanical model were approximately twice as
great with a stride compared to without a stride. Large quadriceps
forces generated at low knee angles may result in ACL loading. This
occurs because force from the patellar tendon via the quadriceps
attempts to pull the tibia anterior at knee angles between 0 and
60 (Herzog and Read, 1993), which is restrained primarily by
the ACL (Butler et al., 1980). This may explain why PCL loading
was over 100 N less with a stride compared without a stride between 0 and 20 of the descent phase.
One reason quadriceps forces were greater with a stride compared to without a stride during the initial portion of the descent
phase is that the peak ground reaction forces acting on the lead
foot were approximately 20% greater with a stride compared to
without a stride between 0 and 20 knee angles of the descent.
The ground reaction force vector acting on the lead foot produced
a knee exor torque on the lead leg throughout the lunge that was
opposed by the knee extensors. Just after lead foot contact during
the descent, when the knee was exed 020, peak ground reaction
forces acting on the lead foot were greater with a stride because
the center of mass of the body had more forward and downward
acceleration compared to without a stride. Therefore, with a stride
the lead foot had to push harder into the ground to slow down the
forward and downward accelerating center of mass of the body
and control the rate of lead knee exion, which was approximately
45/s for both with and without stride conditions.
The current study examined healthy individuals without cruciate ligament pathology, because cruciate ligament forces during
forward and side lunge variations are currently unknown using
the healthy population. Additional research is warranted on patients with cruciate ligament pathology or reconstruction to determine if cruciate ligament forces generated during forward and side
lunge variations are similar between healthy individuals and patients with cruciate ligament deciencies or after ACL or PCL reconstruction. Addition studies are also needed using other techniques
variations, such as using a lunge step length shorter than the step
lengths used in the current study, which may help determine what
optimal step length minimizes cruciate ligament loading.
There are some limitations to the current study. Firstly, muscle
and cruciate ligament forces were estimated from biomechanical
modeling techniques and not measured directly, because it is currently not possible to measure cruciate ligament forces in vivo
while performing forward and side lunge exercises in healthy subjects. However, the cruciate force magnitudes from the current
study are similar to the cruciate force magnitudes reported during
the wall squat and one leg squat exercises (Escamilla et al., 2009).
Another limitation is that the current study was limited to sagittal
plane motion only, and future studies are needed to investigate the
effects of transverse plane rotary motions and frontal plane valgus/
varus motions on cruciate ligament loading. Future studies are also
needed to examine the effects of performing lunging exercises in
individuals with cruciate ligament deciencies.
5. Summary
Lunge technique variations do affect cruciate ligament loading.
Both forward and side lunges may be appropriate during ACL rehabilitation due to minimal ACL loading, especially the forward lunge.
However, clinicians should be cautious in prescribing the forward
and side lunge exercises during the early phases of PCL rehabilitation
when the graft site is still healing due to relatively high PCL forces,
especially at higher knee angles and during the forward lunge. PCL
forces were greater in the forward lunge compared to the side lunge
between 40 and 80 knee angles. No ACL loading was found during
both forward and side lunging. There were no differences in cruciate
ligament loading between with a stride and without a stride for all
knee angles. For each knee angles PCL forces were greater during
the ascent phase compared to the descent phase.
Acknowledgements
The efforts of Dr. Bonnie Raingruber and funding from the National Institute of Child Health and Human Developments Extra-
kv b a=F 0 v =b v concentric
kv C C 1b a=F 0 v =b v eccentric
with F0 representing isometric muscle force, l0 = muscle ber length
at rest; v = velocity, a = 0.32 F0, b = 3.2 l0/sec, and C = 1.8.
PCSA data from Wickiewicz et al. (1983) were used to determine the ratios of PCSA between muscle groups (Zheng et al.,
1998). According to Narici et al. (1988), the total PCSA (Ai) of the
quadriceps was approximately 160 cm2 for a 75 kg man. Total
PCSA of the quadriceps was scaled up or down by individual body
mass (Zheng et al., 1998). Forces generated by the knee exors and
extensors at MVIC were assumed to be linearly proportional to
their physiological cross-sectional area (Zheng et al., 1998). Muscle
force per unit physiological cross-sectional area at MVIC was
35 Ncm2 for the knee exors and 40 Ncm2 for the quadriceps
(Cholewicki et al., 1995; Narici et al., 1992, 1988; Wickiewicz
et al., 1984).
The objective function used to determine each ith muscles coefcient ci was as follows:
nm
nm
X
X
minf ci
1 ci 2 k T res
T mi
i1
!2
;
i1
subject to clow 6 ci 6 chigh, where clow and chigh were lower and
upper limits for ci, and k was a constant. The weight factor c adjusted the nal muscle force calculation. The bounds on c were
set between 0.5 and 1.5, which resulted in the torques predicted
by the EMG driven model matching well (less than 2% of the knee
torques) with the torques generated from the inverse dynamics.
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