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Abstract
Galen is well known as a critic of Stoicism, mainly for his massive attack on Stoic (or at
least, Chrysippean) psychology in On the Doctrines of Hippocrates and Plato (PHP) 2-5.
Galen attacks both Chrysippus location of the ruling part of the psyche in the heart and
his unified or monistic picture of human psychology. However, if we consider Galens
thought more broadly, this has a good deal in common with Stoicism, including a
(largely) physicalist conception of psychology and a strongly teleological view of natural
entities, shared features which are acknowledged in several treatises outside PHP. Why,
then, is Galen such a remorseless and negative critic of Stoicism in PHP? Various factors
are relevant, including the shaping influence on Galen of the Platonic-Aristotelian (partbased) psychological framework. But, it is suggested here, an important underlying factor is the contrast between two ways of thinking about the part-whole relationship, a
composition and a structure approach or an atomistic and holistic approach. This
contrast is most evident and explicit in one section of PHP 5, where Galen, criticising
Chrysippus holistic psychology, denies that the Stoic thinker is entitled to use the concept of part at all. But the contrast is also seen as pervading Galens response to Stoic
thought more generally, in PHP and elsewhere, in ways that inform his explicit disagreements with Stoic theory. Stoicism is presented here as having a consistently structure (or
holistic) approach. Galens approach is seen as more mixed, sometimes sharing, or aspiring towards, a holistic picture, and yet sometimes (especially in PHP 5), adopting a
strongly composition or atomistic standpoint. This (partial) contrast in conceptual
frameworks is presented as offering a new perspective on Galens critique of Stoic psychology in PHP and on his relationship to Stoic thought more generally.
Keywords
psychology, Stoicism, Galen, holism, part-whole relationship
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Introduction
The aim of this discussion is to explore key features of the conceptual
relationship between Galen and Stoicism, starting from Galens explicit
comments on Stoic ideas. In particular, I want to place Galens most
extended and negative critique of Stoic thought (in de Placitis Hippocratis
et Platonis, PHP, Books 2-5) within a larger outline of the relationship between the two systems of thought. The focus of this discussion
is on (embodied) psychology, but this is considered in conjunction with
related aspects of the two theories. The focus here is on leading concepts
or ideas, rather than methodology of enquiry, in so far so the two can be
separated.1
I want especially to bring out certain intriguing, even tantalising, features of the relationship. In spite of Galens hostile treatment of Stoic
psychology in PHP, the theories share a broadly naturalistic approach
with several common features. Both theories combine a (largely) physicalist approach to psychology with a conception of animals, including
humans, as teleologically shaped biological entities. Their shared approach
can be contrasted, for instance, with the non-naturalistic, mind-body
dualism prevalent in Middle Platonism of the first and second centuries
AD. Galen sometimes explicitly recognises this resemblance, which is
also implied even in some of his more critical responses to Stoic ideas.
However, this prompts the question why Galen does not acknowledge
this affinity more fully, and why he does not build on it intellectually, as
he does with some other earlier theories. There are various possible ways
of explaining Galens relatively cool response to Stoicism. The main explanation considered here centres on the contrast between the systematically
unified or holistic approach of Stoicism and Galens (relatively) more
part-based approach, a contrast which bears both on their respective conceptions of psychology and their larger world-views. This contrast emerges
most clearly in PHP 5, and in a more qualified form in comments on
Stoicism in other Galenic works.
1)
In a book in progress I explore both aspects of this question (ideas and methodology
of enquiry).
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Overview
So, Galen and Stoicism mortal enemies or blood brothers? I consider
the question, first in general terms, and then in connection with a number
of passages in which Galen responds to Stoic ideas.
If we confine our attention to PHP, the question answers itself. There,
Galen is remorsely negative about Stoic ideas, particularly as stated by
Chrysippus, for two particular reasons. One, examined especially in
Books 2-3, is the Stoic failure to give (what Galen sees as) the right answer
to the question of the location of the ruling or directive part of the psyche.
The right answer, for him, is the brain, as shown by anatomical experiments by the Hellenistic doctor Herophilus and by Galen himself. But
Chrysippus, in particular, despite formulating his theories after Herophilus discoveries, continued to champion the claims of the heart to house
the ruling part. Galens second complaint, in Books 4-5, is that Chrysippus coupled his mistake about the workings of the body with a misguided
account of human psychology. Chrysippus, according to Galen, only
recognises a single part of the psyche, namely the rational (logikon) part,
which he locates in the heart; and thus rejects the more plausible tripartite psychology, which Galen adopts, following Plato especially.2
Thus, in PHP, the Stoics, especially their main theorist Chrysippus,
appear as Galens principal antagonists and are seen as an obstacle to
Galens project there of combining salient aspects of Platonic and medical
thought on psychology. But how typical of Galens overall thought is this
attitude? In fact, as I bring out shortly, in some other works (written at
various stages of his life),3 Galen embraces aspects of Stoic thought and
regards them as supporting the thesis he is maintaining in the relevant
treatise. Taken together, the Stoic features highlighted as congenial by
Galen add up to a largely coherent, and broadly naturalistic, picture of
embodied psychology. Also, Galens use of Stoic theory as a foil or target
in PHP can be taken as part of a recurrent pattern in his treatises. Galen,
repeatedly, draws on the ideas of earlier thinkers, medical or philosophical,
2)
See two very important studies, Tieleman 1996 (on PHP 2-3) and 2003a (on
PHP 4-5); also von Staden 2000 (on Stoic, medical and Galenic psychology). Tieleman
1996 examines contrasting Galenic and Stoic methods of enquiry into psychology, which
I do not consider here.
3)
On the dating of Galens treatises, see, in outline, Singer 1997: l-lii.
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On Galens use of other theories to define his own position in these works, see
Vegetti 1997.
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bodies, including human ones, are seen in Galenic and Stoic theories as
constituting coherent psychophysical systems or structures, though there
are important differences (underlined shortly) in the kind and degree of
unity seen within these systems. Thirdly, embodied psychology and animal physiology are located in both theories within an overall account of
the core principles or elements of nature. Their respective accounts have
important common features, notably the idea that material objects,
including human beings, constitute mixtures (kraseis) of the basic elements or opposites (hot, cold, dry, wet). In addition, as noted earlier, both
the Stoics and Galen can be seen as sharing both an organic or biological
conception of the properties of living things and a view of the animal
(including human) body as a teleologically shaped structure two ideas
which can themselves be seen as interrelated.9 This is, on the face of it, a
rather large set of shared characteristics, which also adds up to a relatively
coherent (naturalistic) way of thinking about psychology.10
Given these, rather substantial, points of conceptual affinity, the question arises why Galen does not make more of the relationship with Stoicism than he does. Galen makes much it sometimes seems too much
of his closeness to Plato or Hippocrates.11 But, although significant points
of affinity with the Stoics are signalled at various points (especially in
Nat. Fac. and QAM), the most extended treatments of Stoic ideas are
critical ones, in Foet. Form. and, above all, PHP 2-5. Nor does Galen construct his own ideas through interpretative adoption and modification of
Stoic ideas, in the way that he does in the case of Hippocrates, Plato and
Aristotle, for instance. This is so, even though there could have been some
1977: 202-14. In this article, I generally treat psyche as a naturalised English term; as
is often noted, standard English translations (e.g. soul, mind) have partly different
connotations.
9)
The link is, roughly, that living things fulfil their natural telos by expressing their
(biologically grounded) natural faculties.
10)
There is, of course, the general point of contrast that Galens philosophical enquiries
are, ultimately, practical, in that they subserve his medical objectives, a difference I do not
explore here.
11)
On Galens high evaluation and independent or creative interpretation of
the teachings of Hippocrates and Plato, see De Lacy 1972, Hankinson 1992: 3505-8,
Lloyd 1993.
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12)
As indicated in text to n. 1, my focus here is on ideas, rather than methodology of
enquiry: in the latter respect, the influence of Stoic logic is important and explicit.
13)
On Antiochus attitude to Stoicism, see e.g. Cic. Fin. 4.5-26, also Dillon 1977:
58-9, 70-5. On Galen as Platonist, see De Lacy 1972, Dillon 1977: 339-40. (David Sedley has underlined this consideration in commenting on the SAAP paper; on philosophical allegiance in this period, see Sedley 1989.)
14)
Cf. Plutarchs de Virtute Morali (Moralia 440D-452D); see further Gill 2006:
216-38. A further factor, underlining the opposition between Stoic monism in psychology and Platonic-Aristotelian part-based psychology, may be the influence of doxographical accounts, as suggested by Tieleman 2003a: ch. 2, esp. 80-8.
15)
de Ordine Librorum Suorum 1, Marquardt et al. vol. 2, 80.11-81.5, 50K; also De Lacy
1972: 27. Chiaradonna forthcoming brings out clearly that Galens approach is not typical of Middle Platonism in several salient ways.
16)
See Dillon 1977: 121-35, 143-4, 145-52, 163.
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17)
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parts), in the other, the whole is structure (which gives the parts their
identity). Put differently again, the first pattern represents an atomistic or
bottom-up approach to composition, the second a holistic or top-down
approach.20 This contrast can be used in various ways, for instance, in a
metaphysical way, if the focus is on defining categories of being, or in an
epistemological way, if the focus is on knowing how to identify the status
of entities in relation to the part-whole distinction. In Hartes study, the
focus is metaphysical; here, on the other hand, the contrast is mainly
explanatory or analytic. The contrast is used to characterise different
forms of explanation or analysis, which are applied to the psyche or to
natural kinds, though these explanations have metaphysical implications
in so far as they imply different pictures of nature or reality.
Why is this contrast helpful as a way of analysing Galens response to
Stoic thinking, especially on psychology? The relevance of this distinction comes out most clearly in the final section of this article. Here, I
examine a discussion in PHP 5, in which Galen disputes Chrysippus
analysis of psychic health as the proportion or harmony (summetria) of
the parts of the psyche. In fact, Galen denies that Chrysippus is entitled
to use the notion of parts altogether, given his strongly unified view of
the psyche. I suggest that what underlies this debate are the two contrasting conceptions of the part-whole relationship, which we can characterise
(deploying Hartes terminology for this purpose) as composition and structure approaches. Galen responds negatively to or fails to understand
Chrysippus view because he brings to the topic a different way of
understanding the part-whole relationship. I also suggest that a similar
conceptual contrast underlies Galens critique of Stoic psychology more
generally in PHP 2-5. More precisely, there are features of Galens psychological theory, as presented there (notably, his view of embodied
psychic parts as independent and potentially conflicting sources of motivation) that express a composition approach. The presence of these features, and of the correlated approach to the part-whole relationship, as
regards psychology, helps to explain why Galen does not engage more
closely than he does with Stoic ideas, which exhibit a strong version of the
structure approach.
20)
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I think that this contrast can also be seen as informing other responses
by Galen to Stoic thinking examined in the next section. The main aim of
this section is to show that Galenic and Stoic thought exhibit a shared
naturalism, as outlined earlier; but the conceptual contrast evident in
PHP 2-5 seems also to underlie some of Galens responses. For instance,
the position taken by Galen in Foet. Form. on the order of the development of organs in the embryo seems to reflect, in part at least, the debate
in PHP between unitary and part-based models of the psyche and the
related contrast between structure and composition approaches. More
broadly, the latter contrast can be taken as underlying other differences
between Galen and Stoicism (running alongside their shared naturalism),
which emerge in other works. For instance, in Nat. Fac., QAM and Foet.
Form., at certain points, Galen seems not to register the wide-ranging,
indeed universal, scope of the Stoic theory of active and passive causal
principles and of the associated idea of pneumatic tension (tonos).21 He
also seems not to recognise the radical revision implied in this theory to
the significance of certain longstanding distinctions in ancient thought,
notably those between psyche and body and between living and nonliving entities.
Galens lack of responsiveness can be explained in various ways, including, of course, the influence of Platonic and Aristotelian ideas, which
shaped the understanding of these distinctions for Galen and for many
other ancient thinkers (see text to nn. 13-14 above). But Galens reaction
can also be interpreted as expressing, in another way, the contrast between
composition and structure approaches. This is not because the partwhole relationship appears as an explicit topic of debate in Galens comments in these works (whereas it does appear explicitly in his critique
of Chrysippus account of psychic proportion in PHP 5). Rather, these
distinctions can be seen as giving primacy to certain parts or sub-divisions
of units: namely, to body and psyche within living entities, and to living
and non-living entities within the universe. The Stoic theory, by contrast,
gives a new meaning to these distinctions (and de-emphasises their importance) by locating them in a new, unitary explanatory framework (based
on pneumatic tension), and by reconceiving each unit as a structured whole.22
21)
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My comments so far may suggest that Galens thought expresses a uniformly composition approach, whereas Stoicism exhibits a consistently
structure approach. As far as Stoicism is concerned, I think this is a correct picture. However, Galenic thought can be seen as displaying a mixed
character. For instance, as I bring out in the last section, his thinking on
psychophysiology contains a combination of a strongly unified (braincentred) anatomical model with an emphasis on parts as independent
sources of motivation. This combination, arguably, generates internal tensions; thus, Galens thought on this subject can be seen as containing an
uneasy mixture of structure and composition approaches. (This is a
topic on which Galen might have done well to adopt the more consistently unified Stoic approach.) Other aspects of Galens thought illustrated here also express at least a partial move towards a structure
approach: for instance, his analysis (shared with Stoicism) of all material
entities by reference to mixtures (kraseis) of fundamental elements.
However, this is qualified, as just noted, by the weight placed in Galens
analysis on the distinction between living and non-living entities as well
as body and psyche (taken as primary parts of the natural world or of living entities). Thus, the relationship between Galenic and Stoic thought,
taken as a whole, might be seen as that between a mixed approach and a
consistently structure-based one, though certain aspects of this relationship express a straightforward confrontation between composition and
structure approaches.23
Examples of Common Ground and Difference (outside PHP)
I now illustrate these two recurrent features of Galens relationship with
Stoicism (their shared naturalism and their partial difference in conceptual approach) by reference to a selection of passages in which Galen
comments explicitly on Stoic ideas, beginning with three passages on the
material composition of entities including human beings.
and holistic approaches in Hellenistic-Roman thought discussed in Gill 2006, esp.
ch. 1.
23)
Other aspects of his thought that express a move towards a structure approach (and
which have close parallels in Stoicism) include his systematic and comprehensive teleological view of the natural world and his application of a unified framework of causal
explanation; on these aspects, see Hankinson 1989 and 2002.
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For it was Hippocrates who first of all introduced the doctrine of the Hot, the Cold,
the Dry, and the Wet; later Aristotle gave a demonstration of it. Chrysippus and
his followers took it over ready-made, and did not indulge in futile strife, but say
that everything is blended (kekrasthai) from these things, and that they act and
react upon each other, and that nature is constructive (technikn phusin); and they
accept all the other Hippocratic doctrines, except in one small matter in which they
differ from Aristotle. (de Methodo Medendi (MM) 1.2.10, 16K, trans. Hankinson
1991b)24
Thus, the well-balanced individual must enjoy a combination of heat and moisture
in his nature, and good balance in fact consists in nothing other than the domination of these two qualities . . . The same appears to be the opinion of the philosopher
Aristotle, of Theophrastus, and subsequently also of the Stoics. (de Temperamentis
(Temp.) 1.3, 523K, trans. Singer 1997: 208)
Hippocrates was the first of all the doctors and philosophers we know who undertook to demonstrate that there are, in all, four mutually interacting qualities (poiottas) and that to the operation of these is due the genesis and destruction of all things
that come into and pass out of being . . . that all these qualities undergo a complete
blending with one another (kerannusthai . . . holas diholn) . . . [Zeno is noted as
holding the view] that the substances (ousias) as well as their qualities (poiottas)
undergo this complete blending. (Nat. Fac. 1.2, 5K, trans. Brock 1916, modified)
These passages bring out several relevant points. First, they highlight features that are, on any interpretation, genuinely shared by the Galenic and
Stoic theories: notably the idea that the four elements or opposites, and
their mixture or blending, krasis, are fundamental principles for understanding the natural universe and specific entities within the universe,
including human beings.25 Second, they show that Galen is prepared to
include the Stoics as part of a broad intellectual alliance supporting his
conception of natural entities.26 Although these passages, taken together,
24)
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bring out common ground between Galen and Stoicism, they also indicate the contrast between structure and composition approaches (in
the sense outlined earlier), which is most evident in Nat. Fac. Here, Galen
includes the Stoics on one side of a broad intellectual divide which is constructed to underpin his highly innovative project there (1.12). The
conflict is presented as being, first, between continuist and atomic theories of matter.27 This is linked with a contrast between those who conceive
natural entities in organic or biological, as opposed to mechanistic, terms.
This in turn forms a basis for Galens main aim, of analysing living entities as complexes of natural faculties or capacities (phusikai dunameis)
which constitute the basis of their life as living beings.28
How appropriate is Galens inclusion of Stoicism in this schema? To
some extent, Stoic theory fits rather well. As well as holding (what Galen
sees as) a continuist theory of matter, in their ideas about total blending,
the Stoic distinction between phusis and hexis and their view of animals
as structured psychophysical entities can be seen as forming part of a biological or organic conception of living things. However, in some respects,
the Stoic theory fits uneasily in this context. For one thing, the relevant
features of Stoic theory (the idea of elements and total blending) form
part of an over-arching analysis of principles and causes, the scope of
which goes beyond defining the material basis of living entities, which is
Galens concern here. The two fundamental principles are presented as
being an active cause (sometimes identifed with pneuma) and a passive
one (hul), both of which are conceived as material or bodily in nature.
These principles are used as the basis of an explanatory framework, based
on the type or degree of tension (tonos) in the blending of active and
passive causes. This framework provides the basis for analysing unity or
structure in different kinds of entity: the spectrum of tension runs from
hexis in lifeless objects to phusis in plants, psyche in animals and rationality in adult humans and gods.29 This summary by Philo of Alexandria
encapsulates some of the radical implications of this idea.
27)
The assumption is that, if matter consists of indivisible particles (e.g. atoms), it will
not be capable of the (in modern terms) chemical fusion of qualities that Galen sees as a
prerequisite for living entities.
28)
See Vegetti 1999: 389-95, Kupreeva 2004: 77-84.
29)
See LS 44 B, 45 G-H, 47 passim; also LS vol. 1: 270-1, 286-9.
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Intelligence (or mind, nous) has many powers, the tenor kind, the physical, the psychic, the rational, the calculative . . . Tenor (hexis) is also shared by lifeless things,
stones and logs, and our bones, which resemble stones, also participate in it. Phusis
also extends to plants, and in us too there are things like plants nails and hair.
Phusis is hexis in actual motion. Psyche is phusis which has also acquired impression and impulse. This is also shared by irrational animals. (Philo, Allegories of the
Laws 2.22-3, trans. LS 47 P, slightly modified)
One of the implications of the Stoic theory is that all entities, both natural and non-natural, can be understood as manifestations of the complete
blending of god (or the active principle, or fire) with matter (or the passive principle, or the other elements).30 This difference comes out if we
juxtapose Galen MM 1.2.10, 16K (cited in text to n. 24 above) with the
following summary of the Stoic theory.
The Stoics made god out to be intelligent, a designing fire (pur technikon), which
methodically proceeds towards creation of the world, and encompasses all the seminal principles according to which everything comes about according to fate, and a
breath pervading the whole world, which takes on different names owing to the
alterations of the matter through which it passes. (Atius 1.7.33, trans. LS 46 A)
See further Long 1996: 227-9 and LS vol. 1: 270-2, 286-9, 292-4.
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Here, as in the earlier passages, Galen recruits the Stoics, alongside other
thinkers (including Plato and Aristotle) in support of his main thesis. In
QAM, Galen does not only argue, as elsewhere, that medical enquiry can
yield definite conclusions about the physical manifestations of psychological life. He also comes very close at least (despite his customary caution on this point) to maintaining that the psyche is physical or material
in nature or essence (ousia).31 More specifically, he claims that the the
capacities (or faculties, dunameis) of the psyche follow the mixtures (kraseis) of the body, a thesis which is taken in this treatise to have substantive
implications for ethical judgement of human actions.32
How appropriate is Galens inclusion of Stoic ideas in support of this
thesis? Galen certainly highlights a number of themes which are both
genuinely Stoic and relevant to the topic: the role of pneuma and hul
as explanatory principles or causes, the spectrum of types of tension
including psyche and phusis, the idea of the total blending of elements.
These Stoic themes are also included in, for instance, A. A. Longs discus31)
See esp. QAM 4, Marquardt et al. vol. 2, 44.2-45.2, 782-3K, also 4, Marquardt et al.
vol. 2, 2.47.22-48.25, 777-8K. On his caution on this subject, see text to n. 6 above. See
further Hankinson 1991a: 202-3, Tieleman 2002: 150-1, Hankinson 2006 and Donini
forthcoming.
32)
See e.g. QAM 4, Marquardt et al. vol. 2.46.1-7, 784K, and QAM 11 passim. On
Galens thesis, esp. the problem in determining what is implied by follow, see Lloyd
1988: 33-4.
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Long 1996: 227-39, esp. 227-8; also von Staden 2000: 100-4.
Tieleman 2003: ch. 4, e.g. 194, referring to Cicero, de Fato 7-9 (environmental
influences on character-formation), and 157-8, referring to Gal. PHP 3.1.25, 291K
(SVF 2.886) (anger as occurrent heat).
35)
QAM 3, 774K, Marquardt et al. vol. 2, 37.16-22, cited phrases trans. Singer 1997: 153.
36)
Galen combines the definition of psyche in Arist. de Anima 2.1, esp. 412a19-21, 27-8
(as Galen interprets this) with Aristotles account of elemental transformation in GC 2.24 (cf. Kupreeva 2004: 81). On Galens reading of Aristotles theory, see Lloyd 1988:
24-8.
37)
QAM 4, Marquardt et al. vol. 2, 45.9-11, 21-4,783-4K.
34)
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god), by contrast with the passive cause or hul. Here, however, pneuma is
presented as the matter of psyche (with krasis functioning as the form).38
More broadly, Galens report of the Stoic theory fails to bring out the fact
that the psyche-body contrast ceases to be fundamental. This distinction
is, in effect, replaced by a more universal causal and categorical framework, in which each entity is seen as a modality of types of tension, running from hexis to logos, and including phusis and psyche as stages of
complexity.39 Galen, by implication at least, alludes to this revised framework early in the passage cited earlier, in that he refers to the Stoic idea of
phusis and psyche as variant forms of mixture of elements.40 But this
theme is then submerged in the definition of psyche in terms of form and
matter, Aristotelian terms which are given a revised meaning by Galen.
The passage thus illustrates both the general features about Galens
response to Stoicism emphasised here. Galen alludes to aspects of Stoic
theory which support the claim that both theories, broadly speaking,
adopt a physicalist or materialist conception of psyche. But the way that
Galen presents the Stoic theory redescribes it in a way that understates its
systematic or radical holism of approach and assimilates it to the more
familiar (Platonic-Aristotelian) psyche-body duality. This duality gives
greater weight and importance to the two component parts (psyche and
body) of the whole person and is, to this degree, a more compositionbased approach.41
The last work treated in this section is de Foetuum Formatione (Foet.
Form.). Galens response here might seem to be different from that in Nat.
Fac. and QAM, in that Galen, on one key point, disagrees both with the
Stoics and Aristotle, whereas elsewhere his differences from Stoicism tend
to be linked with adoption of an Aristotelian or Platonic-Aristotelian
38)
QAM 4, Marquardt et al. vol. 2, 45.8-11, cf. 5-8, 783-4K. Contrast the presentation
of pneuma as an active principle in 47 F, I, L, and LS vol. 1: 287-9.
39)
See text to nn 30, 33 above. See further Long 1996: 227-34, von Staden 2000:
97-102, Gill 2006: 31-3.
40)
QAM 4, Marquardt et. al. vol. 2, 45.5-8, 783K. Elsewhere, also, Galen refers to the
Stoic theory of tension (e.g. LS 47 K, N), though it is less clear that he recognises the
radical implications of this theory for the revision of standard (Platonic-Aristotelian)
categories.
41)
For the conceptual contrast suggested here, and its application to Galen and
Stoicism, see text to nn. 20-3 above.
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approach. The main point of conflict centres on the question which organ
develops first in the embryo and whether or not the organ which emerges
first produces or manages the further development of the embryo, as indicated in this passage:
In the first place . . . they [Peripatetics and Stoics] assume that the heart is generated
before anything else. Secondly, that the heart generates the other parts . . . Thirdly, as
a consequence, they claim that even the deliberative part of our psyche is situated in
the heart. (Foet. Form. 6.27, 102.12-17 Nickel, 698K, trans. LS 53 D, slightly
modified)
However, Galens response to Stoic thought on this question, as on others, reflects the combination of a shared (broadly physicalist) view of psychology with partial differences in conceptual approaches which can be
linked with the composition structure contrast. In considering Galens
response, I focus on these aspects of the relationship with Stoicism, which
do not necessarily also apply to Aristotle. Some of the relevant features
emerge by contrast with Hierocles roughly contemporary account of the
same process, which Galen might, conceivably, have known.42
The similarities between the Galenic and Stoic theories include a view
of animals (for instance, humans) as coherent, organic psychophysical
entities, whose anatomical structure serves as the vehicle of an embodied
psychological system. Embryonic growth in each of the theories represents the early, or preliminary, development of the animal as an organic
unit of this type.43 This process is also understood in both theories as
the progressive realization of a teleological design, though on different
assumptions about the role of specific organs. The Stoics present the
heart (more precisely, the pneuma in the heart) as an active locus of
42)
Galen lived in AD 129- c. 210, and Hierocles flourished c. 120. Galen refers to animals instinctive capacity for self-defence (Foet. Form. 6.13, 692K), which Hierocles cites,
though this theme also appears in Senecas account of development (LS 57 B-C). For a
point on which Galens difference from Stoicism does not apply to Aristotle, see
n. 46 below.
43)
See Foet. Form. 3.8-29, 663-674K, for Galens account of the emergence of embryonic
structure. For Stoics, the embryo is still plant-like, i.e. directed by phusis (see LS 53 B(2-3)
and n. 50 below); whereas for Galen development from the plant-like to the animal stage
begins in the womb (3.17-18, 24, 667, 670-1K).
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Foet. Form. 5.13-16, 683-4, 5.20-1, 686-7K, 6.27-8, 698K; on the role of pneuma, see
6.29-30, 699-700K. See also Nickel 1989: 77-8, 1993: 81-2.
45)
Foet. Form. 6.1-34, 687-702K, also 5.11, 86.18 Nickel, 682K: the seed must contain
the scheme of the Craftsman (logos dmiourgou), trans. Singer 1997: 191. However,
Galen acknowledges the difficulties in offering a complete explanation of embryonic
development in teleological terms (6.31-4, 700-2K).
46)
Foet. Form. 6.27-8, 698K; also LS 53 B(5-8), G-H. Aristotle also holds a heartcentre theory, but in his case it is less clear that the heart is conceived as the organising
centre of a unified psychophysical system or structure (see further van der Eijk 2000:
68-9).
47)
LS 53 B(5). Although the idea of self-perception (as distinct from self-awareness) is
distinctive to Hierocles, in our sources, his account of the transition to birth and psychophysical cohesion is in line with other evidence. See Tieleman 1991, Long 1996: 252-5.
48)
Foet. Form. 3.27-9, 672-4K. See also 3.17-26, 667-72K on the alleged role of the liver
as the source of an emerging system of veins, and on Galens commitment to a tripartite
psychophysical model, 6.33-4, 701K.
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Teun Tieleman also comments that Galens failure in PHP 1-6 to account
for the anatomical and physiological basis for the necessary interaction
between the three parts . . . seems to subvert his whole enterprise.54 R. J.
Hankinson, while affirming in general the coherence of Galens picture,
also stresses the problem (which Galen himself acknowledges) that there
is no experimental evidence to support the claim that the liver acts as a
source of internal action. He also highlights the tension between Galens
presentation of all three parts, including the liver, as archai (startingpoints or sources) and his emphasis on the role of (quasi-irrigational)
53)
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can identify specific reasons why Galen might not engage more closely
with Stoic ideas, I think we can also see the influence of the larger conceptual contrast between composition and structure approaches.
As suggested earlier, one factor that might have deterred Galen from
adopting a Stoic-style unitary psychological model is his conviction that
the Stoics are profoundly mistaken about the location of the ruling part
of the psyche. Even so, he could have corrected this error while still adopting their unitary view. But Galen might have been discouraged from
doing so by the way he interprets Stoic (or at least Chrysippean) theory.58
In PHP 4-5 Galen presents himself as responding to another crass error
in Stoic psychology: namely the recognition only of the rational part of
the psyche and the denial of the existence of non-rational parts. Galen
thinks that this makes Chrysippus incapable of explaining passionate
emotions and the internal conflicts these generate, the existence of which
Chrysippus himself acknowledges. Galen believes that passionate emotions and conflicts can only be explained by following Plato and seeing
these as the expression of distinct psychological parts which are also independent sources of motivation.59 Here, in my view, Galen misses the key
point in the Stoic theory. This is their unified or holistic conception of
human psychology, according to which passions, for instance, constitute
an integrated psychophysical response, combining what are, in modern
terms, cognitive, affective and physiological dimensions.60 Galen consistently treats Stoic claims about the unified character of (adult) psychological reactions as amounting to the view that they are wholly rational
in a Platonic sense, that is, functions of an intellectual part of the psyche.61
This reading of Stoic theory is, admittedly, a common one in ancient and
58)
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See e.g. Antiochus critique of Stoic theory, in Cicero de Finibus 4.26-39, esp. 26-8, 35
(discussed in Gill 2006: 168-70); among recent accounts of Chrysippean theory, see esp.
Sorabji 2000: chs. 2-3.
63)
See text to nn. 53-6 above.
64)
On this factor, see text to nn. 13-14 above.
65)
Gill 2006, ch. 5; see also Gill 1998: 130-7.
66)
Pl. Ti. 70a-b, 71b-c: see Gill 2006: 301-4 (also 294-6). On the embodied tripartite
psyche as a coherent structure, see also Johansen 2004, ch. 7.
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Gal. PHP 6.2.14, 518K, using phrases from R. 440c-d (dog-like) and 588c-589b
(many-headed beast) which underline the idea of psychic conflict between quasiindependent parts. Other phrases used in a similar way are fountain-head of blood that
moves violently through the limbs (Ti. 70b1-2) and appetitive of food and drink
(Ti. 70d7); see e.g. PHP 6.8. 40, 49, 69, 74 (573, 575, 580, 582K). See Gill 2006: 296-8.
68)
PHP 5.7.1-82, 480-501K, discussing at length R. 435e-441c; the significance of Platos argument for Galens theory is underlined in PHP 6.2.1-12, 512-18K.
69)
This passage is not listed in De Lacys index locorum to PHP in 1978-84, vol. 3.
70)
Galen emphasises psychic conflict elsewhere in PHP, e.g. in 3.3.1-22, 302-8K. On
this emphasis in Galen, see also Mansfeld 1999: 133-8.
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health and sickness, because he does not recognise parts of the psyche.
More specifically, Chrysippus does not recognise parts of the relevant
kind, that is, independent sources of motivation which are capable of generating internal conflict (stasis), which for Galen is synonymous with
sickness of the psyche (5.2.35-8, 441K). In Galens characterisation of
psychic health, we can see clear indications of a composition approach.
The parts are given explanatory priority in that they are presented as simplest parts or elements (stoicheia) and in that psychic health (or disease)
depends on establishing a relationship of proportion between these (independent and potentially conflicting) parts.71
Galen makes plain that Chrysippus also characterised psychic health
and sickness in terms of proportion and disproportion of psychic parts.
But Galen denies that Chysippus gave a clear or credible account of this
idea. Indeed, given the Stoic unitary conception of psychology (presented
by Galen as narrowly intellectualist),72 it is not obvious precisely what
kind of parts are involved. Galen cites this comment of Chrysippus:
They are parts (mer) of the psyche through which its reason and the disposition of
its reason are constituted (sunestke). And a psyche is beautiful or ugly by virtue of
its governing part (hgemonikon morion) being in this or that state with respect to its
proper divisions (oikeious merismous).73
Galen adds, in clarification and criticism of this account, that Chrysippus was forced to count the activities (energeiai) of the psyche as its
parts. What set of ideas underlies this comment of Chrysippus, and can
we discern in these ideas a contrasting, holistic (or structure-based) analysis of psychic health and sickness?
Tieleman suggests that the parts of psychic and of physical health and
sickness are, essentially, the same in kind (namely, the hot and cold, wet
and dry), and highlights evidence, including the QAM passage discussed
earlier, which indicate that psychological disease was analysed by Stoics in
71)
See esp. PHP 5.2.38, 444K: For when the three parts are in harmony with each other
and not in conflict at all, they produce psychic harmony, but when in disharmony and
conflict, (they) produce disease, trans. De Lacy, slightly modified.
72)
PHP 5.2.48, 444K, trans. De Lacy: he placed [psychic] health and disease, beauty
and ugliness in one part only, the rational.
73)
PHP 5.2.49, 444K, trans. De Lacy, slightly modified.
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See e.g. LS 33 I, 53 Q-S, 62 C; see further Brennan 2003: 260-9, Price 2005:
472-81.
80)
See SVF 2.95-7, 3.112, LS 67 K. Although sustma is not cited in PHP 5.2.49, 444K
(text to n. 73 above), the idea of a structured whole is strongly implied there. The phraseology used, parts of the psyche through which its reason and the disposition of its reason
are constituted (sunestke), also evokes another significant notion, sustasis (constitution),
which has strongly holistic implications Stoicism, see Gill 2006: 37-46.
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sense in which the Stoic theory is structure-centred is this. The wise persons state (of knowledge, character, virtue and so on) is taken as constituting the only complete or fully whole or structured state; all other human
states are regarded as relatively incomplete or unstructured by comparison with wisdom. Hence, summetria (or psychic health) is a property, in
a strong sense, only of the wise. The condition of the non-wise, by contrast, is one of relative conflict, disorder and asummetria. Thus, while the
state of mind of the non-wise person is, in one sense, conceived as a whole
(as a causally interconnected set of psychological activities), judged by the
standard of complete wholeness, it lacks summetria.81 In this respect, the
idea of wholeness has a strong normative role in Stoic thought, though
one which also bears directly on the description and analysis of, for
instance, adult human psychological activities.
How does this point help to explain the significance of the psychic
parts or divisions (mer/merismoi)82 by reference to which the hgemonikon is well or badly proportioned (PHP 5.2.39, 444K)? These parts are, I
suggest, aspects of the psychological activity of, respectively, the wise and
the non-wise. In the wise person, these parts reflect, for instance, a complete belief- (or knowledge-) structure, which is internally consistent.
Similarly, the wise person possesses the virtues, as an interlocked set,
which in turn generate qualities of the whole personality, characterised as
beauty or harmony.83 The occurrent psychological activities of the wise
person reflect this character. In the non-wise person, by contrast, there are
inconsistent and mutually jarring beliefs, such as those which generate
the passions. The passions thus generated constitute disturbed affective
and psychophysiological occurrent experiences. Also, the longer-term
states of the non-wise, though quasi-dispositional, are inherently unstable
and fluctuating or feverish.84 Chrysippus is thus fully entitled to talk
81)
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Marquardt, I. Mller, I. and Helmreich, G., eds. 1884, Claudii Galeni Pergameni:
Scripta Minora, 3 vols. Leipzig (reprint Amsterdam 1967).
Nickel, D. ed. and trans. 2001, Galen: de Foetuum Formatione. Berlin.
Nutton, V. ed. and trans. 1999, Galen: de Propriis Placitis. Berlin.
Singer, P. N. trans. 1997, Galen: Selected Works. Oxford.
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