Académique Documents
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College of Engineering
CE 522
THE 20 CASES
A Compilation of Ethical Issues in Civil Engineering Profession
Submitted by:
Fesalbon, Mayson R.
BSCE 5A
Submitted to:
Engr. Teodinis Petalcorin Garcia
THE 20 CASES
A Compilation of Ethical Issues in Civil Engineering Profession
Mayson R. Fesalbon
Technological University of the Philippines Manila
INTRODUCTION
Engineering ethics is the field of applied ethics and system of
moral principles that apply to the practice of engineering. The
field examines and sets the obligations by engineers to society, to
their clients, and to the profession.
The compilation consists of 20 cases of ethical issues in the field of Civil
Engineering. Issues like breach of contract, misconduct, insufficient design,
corruption and many more are some of the main issues.
Point.
Also, a copy of the Code of Ethics for Civil Engineers from the Philippine
Institute of Civil Engineering (PICE) is included.
CODE OF ETHICS
FOR CIVIL ENGINEERS
It shall be considered unprofessional and inconsistent with honorable and
dignified bearing for any registered Civil Engineer:
To act for his clients* in professional matters otherwise than as a faithful agent or
trustee, or to accept any remuneration other than his stated charges for services
rendered to his clients.
To attempt to injure falsely or maliciously, directly or indirectly, the professional
reputation, prospects, or business of another Engineer.
To attempt to supplant another Engineer after definite steps have been taken
toward his employment.
To compete with another Engineer for employment on the basis of his professional
charges, by reducing his usual charges and in his manner attempting to underbid
after being informed of the charges named by another.
To review the work of another Engineer for the same client, except with the
knowledge or consent of such Engineer, or unless the connection of such Engineer
with the work has been terminated.
Adopted in September 2001 as part of the Manual of Professional Practice for Civil Engineers
Published by the Philippine Institute of Civil Engineers.
CODE OF ETHICS
FOR CIVIL ENGINEERS
FUNDAMENTAL PRINCIPLES
Civil engineers uphold and advance the integrity, honor and dignity of the civil
engineering profession by:
1. Using their knowledge and skill for the enhancement of human
welfare and the environment;
2. Being honest and impartial and serving with fidelity the public, their
employers/employees and clients;
3. Striving to increase the competence and prestige of the civil
engineering profession; and
4. Supporting the
disciplines.
professional
and
technical
societies
of
Adopted in September 2001 as part of the Manual of Professional Practice for Civil Engineers
Published by the Philippine Institute of Civil Engineers.
their
CODE OF ETHICS
FOR CIVIL ENGINEERS
FUNDAMENTAL CANONS
1.
Civil Engineers shall hold paramount the safety, health and welfare of the public
and shall strive to comply with the principles of sustainable development in the
performance of their duties.
2.
3.
Civil Engineers shall issue public statements only in an objective and truthful
manner.
4.
Civil Engineers shall act in professional matters for each employer or client as
faithful agents or trustees, and shall avoid conflicts of interest.
5.
Civil Engineers shall build their professional reputation on the merit of their
services and shall not compete unfairly with others.
6.
Civil Engineers shall act in such a manner as to uphold and enhance the honor,
integrity, and dignity of the civil engineering profession.
Adopted in September 2001 as part of the Manual of Professional Practice for Civil Engineers
Published by the Philippine Institute of Civil Engineers.
TABLE OF CONTENTS
Introduction
Code of Ethics for Civil Engineers
I.
II.
Local Cases
Makati City Hall Building II
Torre De Manila
12
16
Two Serendra
18
22
27
31
Ozone Disco
34
International Cases
Rana Plaza Building
37
Sampoong Superstore
41
44
2000 Commonwealth
48
Ronan Point
53
56
58
60
Quebec Bridge
64
Stava Dam
70
LOCAL CASES
CE Laws, Contracts, Specifications & Ethics
CASE I
Photograph by Rappler.com
1 of the controversial Makati City Hall parking building. In fact, with a P400 million ($9 million)
Documents show that 3 contractors supposedly submitted their bids for the parking building
project Hilmarcs Construction Inc, ITP Construction Inc, and J Bros Construction. These 3 firms
also supposedly participated in another project where bids were also opened that day: Phase 1 of
the P100 million ($2.27 million), 10-story Makati Science High School.
For the City Hall parking building, Hilmarcs price tag of P386, 998,154.20 ($8.79 million) was
considered the lowest bid and was awarded the contract. Before the day ended, it secured its
second project, beating its competitors for the Makati Science High School with a bid of
P99,631,205.15 ($2.26 million). Thus, in less than 24 hours, Hilmarcs Construction cornered almost
half a billion pesos worth of projects from the Makati City government.
This was just the beginning.
The firm, which is one of the top 10 contractors nationwide based on cumulative cost of contracts
from 2009 to 2014, would also bag Phases 2, 3, 4 and 5 of the Makati parking building for a total
contract price of P2.276 billion ($51.7 million) for the entire parking project.
Hilmarcs Construction also cornered Phases 2, 3, 4, 5 and 6 of the Makati Science High School for
a combined price tag of P1.33 billion ($30 million). For the 2 projects alone, Hilmarcs Construction
secured almost P3.5 billion ($79 million) worth of projects from the Makati City government alone.
These were supposed to have been won fair and square, on the merits of competitive bidding.
But there are red flags that raise questions about the integrity of the process foremost of which
was the outright denial of one bidder that it was among those who participated in the bidding.
Collusion among bidders
Documents from the Senate Blue Ribbon committee showed that Hilmarcs Construction was able
to outbid ITP and J Bros Construction for the Makati parking building and the Makati Science High
School with the slimmest of margins.
Table 1: Bids for the Makati parking building (Phase 1)
CONTRACTOR
Hilmarc's Construction
BID
Php 386,998,154.20
J Bros Construction
387,315,511.37
ITP Construction
387,528,277.11
Based on the above, Hilmarcs Construction beat J Bros Construction for the Makati parking building by a
BID
Hilmarcs Construction
Php 99,631,205.15
ITP Construction
99,745,601.20
J Bros Construction
99,850,400.80
In the case of the Makati Science High School, Hilmarcs Construction pulled the rug from under
ITP Construction by a margin of only P114,000 ($2,590).
An expert on the Procurement Law, who studied the procurement practices of local government
units in 20 provinces, said that while close bidding happens, it is usually a red flag that a collusion
could be happening.
In a particular project for instance, the favored bidder seeks out other bidders to simulate a
semblance of competitive bidding, the source explained. This favored bidder takes care of
everything from preparing all the required documents to the fees needed for the bidding
process. In some cases, as part of the arrangement, the "winning" bidder taps the complicit
bidders as subcontractors for the project.
On paper, everything appears to be above board. Thats why collusion between or among the
bidders is hard to pinpoint, the source said.
Winner by default?
Former Makati BAC vice chair Mario Hechanova, during a Senate hearing, said bid fixing is usual
practice in Makati. Vice President Jejomar Jojo Binay, in defending the allegedly overpriced
Makati parking building, argued that the city government even saved P200 million in
implementing the project. He said the estimated cost of the project amounted to P2.4 billion but
the total cost amounted to only P2.2 billion. Documents show that the Makati parking building
(from Phase 1 to 5) has a total estimated cost of P2.55 billion. On the other hand, total project
cost awarded to Hilmarcs Construction amounted to P2.276 billion.
Table 3: Makati parking building
BUDGET
BID
YEAR
MAYOR
Phase 1
P400 million
P386.998 million
2007
Phase 2
P500 million
P499.357 million
2008
Phase 3
P600 million
P599.395 million
2010
Phase 4
P650 million
P649.275 million
2011
Phase 5
*P400 million
P141.649 million
2012
TOTAL
P2.550 billion
P2.276 billion
*(Amount includes appropriations for furniture and fixtures for the Makati City Hall parking building)
The documents show that for the succeeding phases of the Makati parking building, only Hilmarcs
Construction participated in the invitation to bid, resulting in its being declared as having the
lowest calculated bid.
Its submitted bid also hewed closely to the approved budget for the contract or ABC, which
indicates that the alleged bidding was rigged, lawyer Renato Bondal, in a phone interview said.
Bondal, a losing Makati mayoral candidate and a former ally and family friend of the Binays, has
filed a plunder complaint against the Vice President and his son, Makati Mayor Jejomar Junjun
Binay, before the Ombudsman.
At least in Phases 2, 3 and 4, Hilmarcs submitted bids were only lower by less than P1 million
compared to the projects ABC.
The expert on procurement law said that one potential indicator that bidding was rigged is the
proximity of the bid to the ABC. Contractors will try to maximize profits by placing their bid close
to the ABC.
Bondal pointed out that the practice of awarding contracts which almost approximated the ABC
had been observed in other projects of the Makati City government.
The Makati Science High School contract could be another example. The company was also
the sole bidder for the succeeding phases of the Makati Science High School, winning by default.
However, Phase 3 of the project amounting to P149.5 million was awarded on a silver platter.
Hilmarc's Construction cornered the contract through negotiation with the Makati City
government in 2009. Considering that the contractors past performance was highly
commendable, the (BAC) board unanimously accepted the offer of P149,505 million, which is
lower than the agency (city of Makati) estimate of P149.990 million, the minutes of the
negotiation for Phase 3 showed.
Table 4: Makati Science High School
BUDGET
BID
YEAR
MAYOR
Phase 1
P100 million
P 99.631 million
2007
Phase 2
P175 million
P174.508 million
2008
Phase 3
P149.99 million
P149.504 million
2009
Phase 4
P394.140 million
2011
Phase 5
P349.920 million
2012
Phase 6
P165.264 million
2012
P1.33 billion
TOTAL
From the above, it can be seen that Hilmarcs bids for Phases 1 and 2 were almost similar to the
Makati parking building where the variance of the bid to the ABC is less than P1 million.
No participation
Perhaps the clearest indicator that the bidding for the Makati parking building was a sweetheart
deal was the confirmation from J Bros Construction that it did not participate in the 2007 bidding
for the Phase 1. In a letter submitted to the Senate Blue Ribbon Thursday, J Bros Construction
chief operating officer Alejandro Tengco denied that the company has ever implemented any
project with the Makati City government since it was established in 1999.
Neither have I nor J Bros Construction ever given any form of consent, whether expressly or
tacitly, for any person or entity to use the firms name, licensein any manner so as to participate
or feign participation in the conduct of any or all public biddings undertaken by the LGU of Makati
City for its infrastructure projects, including the Makati City Hall Parking Building, Tengco said.
In the first place Tengco said that at the time of the bidding for the controversial parking building,
J Bros was not yet qualified to participate since it had not undertaken any project of similar
magnitude as required under the Procurement Law. J Bros Human Resource head Florence Sibal,
in a separate interview, also denied that the company participated in the bid for the Makati Science
High School. For his part, ITP Construction president Antonio Cruz refused to be interviewed when
Rappler sought his side.
Favored contractor?
Based on available data, the Makati City government is a regular client of Hilmarcs Construction.
From 1999 to 2004, data showed it cornered projects amounting to P2 billion. Data scraped from
the Philippine Government Procurement Electronic System (PhilGEPS) showed that from 2009 to
2014, the company bagged some P4.5 billion worth of 12 contracts from government agencies
and LGUs. Of these, 7 were from the Makati LGU, with a total amount of P3.919 billion. The Makati
contracts include the P1.929 billion Emergency Hospital (Ospital ng Makati).
Two months before it cornered the Emergency Hospital project in October 2012, Hilmarcs sister
company, Building Beaver Corporation, bagged a P94- million contract for the construction of an
Ospital ng Makati parking building. Hilmarcs Construction and Building Beaver Construction have
identical addresses.
Reference
Manuel, W. (2014, September 14). Red flags in overpriced Makati infra projects. Rappler.
TORRE DE MANILA
MANILA, 2014
CASE II
Photograph by mb.com.ph
The construction of Torre de Manila has been hit for violating Manila
City zoning laws.
MANILA, Philippines Senator Pia Cayetano did not mince words in reacting to the allegation of
DMCI Homes that photos taken by media of the controversial Torre de Manila were
photoshopped.
"It is unfortunate that instead of answering the issues head on, DMCI has chosen to trivialize
mounting public protests against Torre de Manila by claiming that all photographs showing its
condo tower photobombing the Rizal Monument were manipulated or merely Photoshopped,
she said in a September 17 statement.
DMCI Homes had earlier publicized a statement saying to grab public attention, some parties
had taken the unethical approach of virtually juxtaposing pictures of our project right behind the
monument.
Cayetano took it personally, saying DMCIs allegations undermine the integrity of the Senate
inquiry she has called to look into the companys possible violations in constructing the tower.
"DMCI's attitude towards this issue insults the intelligence of any self-respecting Filipino. It
questions the reputation of professional photographers and media establishments that have
posted photos and aired video footages of their photobombing tower, she said.
The senator stood by the integrity of her staff and media photographers who documented the
ocular inspection she had conducted on August 27. Photos of the inspection have been used in
recent articles about the Senate inquiry on the 49-storey condominium.
Adjusting to DMCI Homes
She also derided suggestions of DMCI Homes that if one were to stand at a certain angle from
the Rizal Shrine, Torre de Manila would be hidden from sight, thereby allaying concerns that it
would ruin the view and the monuments visual dominance.
It now wants all Filipinos, foreign tourists, dignitaries and practically coming generations from
here on to adopt its preferred 'view' of the Rizal Monument, which until late last year, has stood
there, proud and unchallenged for 100 years. How convenient!
During a September 18 press conference, she made a counter-suggestion.
Why dont they just put an arc near the Shrine so we can tell people to just stay there if they want
an unobstructed view?
To set matters straight, Cayetano said she would once again invite DMCI Homes to attend a
hearing set to take place the following week. She said she would also invite company
representatives to join her in an ocular inspection of the Rizal Monument to show her how the
landmark may be viewed without the tower.
It is similar to the challenge posed by cultural activist Carlos Celdran who dared DMCI Homes
executives to take a selfie at the Shrine to prove the tower did not ruin the view.
Possible demolition
Aside from its impact on the Rizal Shrine, a National Historical Landmark, the construction of Torre
de Manila has been hit for violating Manila City zoning laws.
Its floor-to-area ratio far exceeds the limit set for its location, thereby burdening utilities and
vehicle capacity of the area.
But DMCI Homes has reiterated that it had all the necessary permits to begin construction, all of
which were obtained during the term of then Manila mayor Alfredo Lim.
After two Senate hearings, Cayetano said she believed that the company was a builder in bad
faith because it had proceeded with construction despite opposition from the Manila City Council
and allegations that the permits were hastily issued.
As of August 20, Torre de Manila was already 19 floors high. The Knights of Rizal have filed a
petition with the Supreme Court for the demolition of the condominium.
Cayetano also confirmed that the demolition of the building or an imposed height limit may be
part of the recommendations she will make at the end of her Senate inquiry.
Reference
Ranada P. (2014, September 18).Pia Cayetano to DMCI: Dont insult Filipinos. Rappler.
Retrieved from http://www.rappler.com
CASE III
The letter, dated November 27, 2013, said that the location of the 31-storey condominium was in
proximity of a significant archaeological areas. It also noted that the area of the project covered
the Histo-Cultural Heritage Overlay Zone.
Hence, Barns said an AIA must be performed before the city government can issue a building
permit by virtue of Republic Act 10066, or The National Cultural Heritage Act of 2009, Section 30.
The AIA is an important step in determining if an area is an important archaeological site before
excavation or land-moving is performed.
However, the developer pushed through with the project since the permit was issued before the
AIA, De Leon explained. The permit only had a note saying, "subject to AIA." Moreover, its zoning
permit had a different street address, she added.
Although the Santa Ana Heritage Tourism Association (SAHTA) tried to stop the excavation, with
the blessing of the national agencies and the help of the police, CDC Holdings continued the work
saying a building permit was already issued, De Leon said.
A team of experts inspected the site on January 2014. The team found pieces of pottery and other
artifacts, which were already damaged.
CDC Holdings, Inc. was also invited to the Thursday public hearing led by senator Pia Cayetano at
the Rizal Park Visitors' Center in Manila, but no representative showed up.
Heritage zone
The residents of Santa Ana, Manila, led by SAHTA president Sylvia Lichauco-de Leon, presented
the challenges the town is facing as a heritage district during the Thursday hearing.
According to De Leon, a portion of Santa Ana was declared a heritage zone by the National
Historical Commission of the Philippines (NHCP) on May 12, 2014. Prior to this, the government
of Manila classified the town as a Histo-Cultural Heritage Overlay Zone by virtue of City Ordinance
No. 8244 on September 22, 2011.
Following the recent declaration, the Manila City Council, led by councilor Priscilla Marie Abante,
also stated in a resolution issued August 14, 2014 that there must be strict compliance with
national agency-issued guidelines in dealing with the Santa Ana Histo-Cultural Heritage Overlay
10
Zone.
Santa Ana's heritage zone is composed of historic houses and structures from the Spanish and
American colonial periods, including the Santa Ana Church complex and Plaza Hugo. Moreover,
the town is known to be an archaeological area.
Once an area has been recognized as a heritage site, it is protected by NHCP. Therefore, any
construction should adhere to the guidelines given by the national agency.
Reference
Macas, T. (2014, September 26).Santa Ana, Manila residents cry for help to protect the heritage district.
GMA News Online. Retrieved from http://www.gmanetwork.com
11
CASE IV
CARAGA, 2014
Photograph by Rappler.com
In June 2013, President Aquino scolded NIA for irrigating only 65% of
its target coverage. A year later, investigations reveal corruption of
alarming proportions.
MANILA, Philippines Corruption cases were filed with the Office of the Ombudsman on Monday
afternoon, August 18, against at least 53 persons for their alleged involvement in multi-millionpeso anomalous projects of the National Irrigation Administration (NIA) in Caraga since 2012.
At the top of the list are Modesto Membreve, former NIA Caraga regional manager; Dexter
Patrocinio, who took Membreve's post in October 2012; Encarnacion Soriano, current NIA Caraga
regional manager; and Gardinel Jimenez, owner of Dungan Constructors and Development
Corporation (DCDC).
12
Members of the Philippine National Police (PNP), Department of Justice (DOJ), National Bureau of
Investigation (NBI), and the Department of Public Works and Highways (DPWH) filed some 30
bound documents as evidence.
The 53 persons are accused of violating the Anti-Graft and Corrupt Practices Act (Republic Act
3091) and the Government Procurement Reform Act (RA 9184), said Police Superintendent Rudy
Lacadin of the PNP Criminal Investigation and Detection Group (CIDG).
The case filed on Monday pertains to alleged corrupt dealings involving 3 NIA-funded projects in
Caraga. They are MAP Irrigation Project Packages 2, 3, 7 worth a total of P53,682,027 (US$1.2
million*).
But the MAP Irrigation Project (MAP IP) has a total of 7 packages worth P119,816,309 ($2.7 million).
Cases for anomalies spotted in the 4 remaining packages will be filed soon, possibly within the
week, said Lacadin.
MAP IP was meant to build canals and other irrigation works in the remote villages of Mat-i,
Ambacon and Pinana-anof in Las Nieves, Agusan del Norte.
The non-implementation of these irrigation projects ultimately affects the more than 240,000
farmers in Caraga, 37,300 of whom are rice farmers dependent on good irrigation, according to
Department of Agriculture (DA) statistics.
The 'anomalous' irrigation projects
The 7 MAP IP packages were bid out and awarded to contractors in 2012 while Modesto
Membreve was NIA Caraga Regional Manager. At least 5 of these were proven by the special
investigation to have been put under the control of Gardinel Jimenez of DCDC, known to
contractors as "James" or "Jim." But on paper, these packages were awarded to 5 different
contractors from Region 3 (Central Luzon): two from Nueva Ecija, two from Pampanga, and one
from Bulacan. DCDC itself is based in Pampanga but with an office in Butuan City.
5 MAP IP Packages allegedly awarded to DCDC dummies:
MAP IP
Package
Package
Cost
LMG
Construction
(Nueva Ecija)
17,127,325
Deadline
for
Completion
% of
Project
Completion
Duration
accdg to NIA
Caraga
Nov 13,
120
2012
days
56.60
Duration in Incomplete
Status Since Deadline as of
March 15, 2014
1 year, 3 months
(suspended)
13
Contractor
Project
Package
2
WIRO
Construction
(Nueva Ecija)
Package
MCB Zamora
(Pampanga)
Package
4
18,267,093
14,446,297
PALMEA
Construction
18,256,020
(Pampanga)
Package
MG Salazar
(Bulacan)
TOTAL:
20,968,637
Nov 12,
120
2012
days
Oct 24,
100
2012
days
Nov 12,
120
2012
days
Nov 10,
120
2012
days
95
1 year, 3 months
91
1 year, 3 months
95
1 year, 3 months
98
1 year, 3 months
89,065,372
But onsite inspection by investigators of the 5 canal works in April showed a gross discrepancy
between the reported progress and the actual status of the projects.
For instance, Package 3, awarded on paper to MCB Zamora Construction of Pampanga, involved
the construction of a 1,300-meter concrete hollow block canal which would connect villages of
Las Nieves to a dam site in the upper region of Agusan del Sur. But the April inspection found the
actual length of the constructed canal to be only 520 meters, far from the 91% completion status
reported by NIA Caraga a month ago.
Yet 91% of the P14.44 million ($328,500) funds for the project (P13.15 million or $299,000) had
already been released.
Contractors 'never visited' the sites
The investigation revealed that the 5 contractors awarded the MAP IP packages were mere
dummies of DCDC run by Gardinel Jimenez and his wife Corazon. Two sub-contractors hired to
finish 3 of the packages admitted they were hired, not by the contractors on paper, but by James
Jimenez of DCDC. A check with the Securities and Exchange Commission showed that "Dungan
Constructors and Trading Corporation" was registered in June 2005, with office address in San
Fernando, Pampanga.
The contractors from Nueva Ecija (LMG Construction and WIRO Construction) also revealed that
they never even participated in the bidding for MAP IP packages. But they allowed the Jimenez
couple to use their license as contractors in exchange for payment. According to sources, they
told investigators they never even visited the project sites. Aside from NIA Caraga projects they
allegedly controlled through dummy contractors, the Jimenez couple was officially awarded 10
projects. The 10 other projects in total costing P74,380,474 ($1.7 million) were allegedly not
14
Rigged bids
But the 17 anomalous projects may just be scratching the surface. NIA employees claimed that
the bidding of at least 195 projects were rigged upon the orders of Membreve, who was then NIA
Regional Manager. An Audit Observation Memorandum dated October 2012 reported
"irregularities" in 123 contracts entered into by NIA Caraga under Membreve worth P1.29 billion
($29.3 million).
The contracts were not submitted to COA for review, violating COA rules requiring contracts and
other required documents to be submitted within 5 days from the execution of the contract.
Awarding of contracts to companies outside the province was also rampant during Membreve's
time, a violation of the Implementing Rules and Regulations of the Government Procurement Act,
which says companies whose principal office is in the same province should be given an equal
chance to bid for infrastructure projects. But 120, or 80% of the 163 winning contractors in 2012
do not have main offices in Caraga.
'Honest human error'
A November 2012 Audit Observation Memorandum reported that NIA funds totaling P6.4 million
($145,600) paid to two contractors in June 2012 were not properly documented. Disbursement
vouchers submitted by NIA Caraga to COA lacked required documents like statement of work
accomplished, inspection report and pictures of the project site before and during construction.
The memorandum also noted there was "an attempt to conceal the deficiencies" of the
disbursement vouchers.
The two contractors John Arne Construction and Virlo Construction refunded the P6.4 million
in September, 3 months after they received the checks. A month after, Membreve explained to
COA that his office had mistakenly paid the contractors. He blamed "honest human error" by his
staff and the voluminous transactions in his office. But COA asked, "If indeed it was an error, how
come it took them 3 months to correct that human error?" Another audit team report noted: "The
said monies were returned because of COA's findings. What if COA's findings were not divulged?"
Reference
Ranada, P. (2014, Aug 18). EXCLUSIVE: Corruption cases filed vs. irrigation officials. Rappler.
Retrieved from http://www.rappler.com
15
CASE V
Photograph by DZMM.ABS-CBNnews.com
16
The Associated Labor Unions-Trade Union Congress of the Philippines also condemned the grave
negligence of those involved in the hospital construction project.
"We are urging the Department of Labor and Employment to ensure that both the project owner
and contractors of the hospital construction project are made to face the consequences of their
negligence," ALU-TUCP executive vice president Gerard Seno said.
A construction worker was killed and eight others were wounded when an improvised scaffolding
collapsed at the Paraaque Premier Medical Center in Barangay San Dionisio.
Seno said project owners and contractors appeared to have ignored indications that the scaffold
materials they are using are sub-standard after a similar mishap in the work site happened days
before the incident.
"Under existing rules and regulations, both the owners and the contractors are equally liable not
only for the death and the injuries sustained by the other workers but also for not enrolling the
workers to SSS, Philhealth and other benefits as revealed by workers interviewed by media. The
DOLE also needs to check if workers received lawful wages," Seno added.
He said that the incident revives the labor group's urgent call for government to approve the
government-labor-management tripartite collaboration in revising current state standards and
regulations governing the use of scaffoldings.
Reference
Carcamo, D. (2013, October 7). Hold owner, contractor liable for Pque mishap. Philstar.
Retrieved from http://www.philstar.com
17
TWO SERENDRA
CASE VI
Photograph by Rappler.com
As the probe on the cause of the Two Serendra blast continues, residents
raise concerns about gas detectors and lack of safety procedures during
emergencies.
MANILA, Philippines - Whether or not the deadly explosion at Unit 501B in a posh enclave in
Taguig was caused by a gas leak, a bomb, or another source, residents are still concerned about
what they perceive to be lapses in safety protocol days after the May 31 blast.
Serendra residents told Rappler that electrical supply was cut off from some Two Serendra
buildings on the day of the blast, including building B where the explosion took place on Friday.
electric outlets.
18
The power interruption consequently turned off the units' gas detectors, which were attached to
That day, a scheduled annual preventive maintenance of electric facilities cut off electricity from 8
am-5 pm, according to a Serendra circular. During the maintenance, the building provided
emergency power from the property's generator.
One resident, who was cooking and using the gas stove before the electricity was cut off, told
Rappler the gas-lit burner on his stove continued to work despite the electricity interruption. This
confirmed that gas continued to flow.
This, despite the gas detector (which detects leaks and comes with a shut-off valve that
automatically stops the flow of gas when the sensors beep) not working, said the resident.
Serendra's maintenance office, however, said that while detectors are not plugged into an
uninterrupted power source (UPS), they should have continued to work. They should be powered
by the generator during preventive maintenance, because they require only low voltage.
But the resident insisted not a single outlet or appliance was working in his apartment during that
time, and expressed concern about the detector and safety valve not being connected to a UPS
a must, he said, so they would continue to work despite any power interruption.
Serendra uses a centralized, piped-in Liquid Petroleum Gas (LPG) system, rather than individual
gas sources in units.
The investigation into the cause of the blast that killed 3 and injured 5 is ongoing, although Interior
Secretary Mar Roxas said the likelihood it was a bomb that triggered the blast is getting slimmer.
Gas has been turned off in all buildings as the probe continues.
Residents' responsibility
Rappler also learned that since the gas detectors are located inside the units, residents have
control over them, whether or not they are plugged.
Residents said the detectors are sensitive they beep even when they detect chemicals from
insecticide or cleaners. Once they beep, residents are asked to call maintenance to check if there's
a leak, and to reset the detector.
At least one resident told Rappler that rather than calling maintenance, he resets the detector
himself when it beeps, because insecticide often sets off the sensor. Maintenance is only alerted
19
about a possible gas leak if residents, whose detectors start to beep, call their attention.
While the gas detectors are effective in sensing chemicals, they should be watched too by
residents. In Serendra, however, it is not unlikely that residents leave their units for months at a
time like the owner of Unit 501B.
George Cayton, the listed owner of the unit, is said to have bought the apartment only to have a
place to stay in when he is in Manila. Cayton and his family are based in California. For unit owners
like Cayton, who do not live in their Serendra apartments or are away for an extended amount of
time, Serendra expects them to ask maintenance to turn their gas off, through a service valve
controlled by maintenance and attached to the meter.
This way, when a gas leak occurs while the resident is gone, the shut-off valve attached to the gas
detector can stop the gas flow itself once the sensors beep. Serendra's requirement to install gas
detectors when purchasing a stove is their main safety measure against gas leaks.
Despite a beeping gas detector, however, maintenance men are not allowed to enter the unit
unless called by the resident. It is assumed that residents keep the detectors plugged when they
are away from their unit.
Lack of information
Units in Serendra are also often leased out by real owners, contributing to occupants' lack of
knowledge on what to do in the event of gas leaks.
Cayton's unit, for instance, was being rented for 9 days by a family friend, Angelito San Juan, at
the time of the blast. Cayton's family lawyer, Raymond Fortun, told Rappler that the unit was still
awaiting clearance for leasing, after renovations were made from April to May. Despite this,
Serendra accepted the written request of the Cayton family to allow San Juan to use the unit
temporarily.
Robin Leonard, a lessee in Building A of Two Serendra for over a year, told Rappler he was unaware
of whether the unit he is renting has a gas detector or not. He said he never noticed it before, and
is unsure whether his unit even has one installed. While he was briefed on the location of fire exits,
he said he was not informed of the safety protocol, if any, in the event of gas leaks. Leonard is
one of those whose apartment was damaged in the blast, and who has been relocated to Seda
Hotel by Ayala Land Inc (ALI), developer of Two Serendra, while the probe is ongoing.
20
Evacuation woes
But besides these concerns, another Serendra resident, who lives in a unit in the same building
where the blast took place, identified yet another problem. She said she was disappointed about
the lack of assistance from management immediately after the incident.
"There were no marshals or emergency committee that came to guide us to safety. We were
completely alone and clueless on where to go. It made us more afraid and unsafe," said the
resident. She and her young daughter fled their badly damaged unit barefoot. "As we arrived at
the garden, no one approached us to ask if we were okay or hurt. We were on our own not
knowing what to do," she added.
Leonard, whose doors to the unit were jammed by the blast's impact, said he was stuck inside his
apartment after the explosion. The phone line was cut off as well. He said help came about 15-20
minutes later, after he notified his house help, who was outside of the unit when the blast
happened. Leonard expressed relief there was no fire or other effects of the blast, which could
have endangered him. He said he knew of about 3 other units that had their door locks jammed
as well.
Tony Aquino, the president of ALI, also defended Serendra's use of a centralized gas system. In an
interview with ABS-CBN News Channel, he said this universal and environment-friendly system "is
being used by many companies here and abroad without any consequences."
Reference
Gutierrez, W. (2013, June 5). Blast highlights Serendra flaws. Rappler.
Retrieved from http://www.rappler.com
21
CASE VII
22
questionably.
This prompted a Palawan-based people's organization to call for plunder charges to be filed
against Mitra, who is now governor of the province and an ally of President Benigno Aquino III in
the Liberal Party.
However, the Commission on Audit (COA), in a recent report, only recommended the filing of
administrative charges and unspecified criminal cases against mostly engineers of the Department
of Public Works and Highways (DPWH) district office. No local official has been recommended for
prosecution.
Kilusan Love Malampaya (KLM), which presented the COA findings in a press briefing on Tuesday,
October 23, said COA's recommendations were insufficient.
The COA report cited only the lack of invitation for bidding for the projects and deficiencies in the
quality of materials and finished projects, among others. But KLM partner Michaella Ortega said,
We have documents that were not included in the COA report, and which could point to alleged
overpricing.
KLM also presented documents and photos to show classrooms that Mitra's Malampaya fund
allegedly built at P1 million each. There were 100 of these classrooms, the organization said.
Ortega said the parties involved like Mitra and former Gov. Joel Reyes should be made liable
for plunder.
PURING-BULILUYAN, PALAWAN A road that costs P20-M. Photograph by Bishop Pedro Arigo
'Pag tiningnan mo 'yung kalsada, mukhang mashed potato, the young Ortega noted. (If you look
at the roads, they look like mashed potatoes.) It doesn't take a genius. You don't even have to
23
be an accountant, you don't even have to be an engineer. You can just be a normal person with
common sense, and you can see, something is wrong. The money was not put here, she
explained.
The KLM partner is the daughter of the late broadcaster Gerardo Gerry Ortega, who was killed
in 2010 allegedly due to his radio commentaries on how Reyes, his brother, and Mitra had misused
the local governments' share in the Malampaya funds. She now chairs the Justice for Doc Gerry
Ortega Movement.
Hunted by the Interpol, Reyes and his brother, former Coron mayor Mario Reyes are now
fugitives and evading arrest for allegedly masterminding Ortega's killing.
The Malampaya natural gas production off the island-province of Palawan, which started in 2001,
was initially seen to earn up to US$10 billion in two decades. While the Constitution and the Local
Government Code are clear that 40% of the proceeds should be released by the national
government to the host local governments, Malacaang under President Gloria MacapagalArroyo withheld it.
In a case that reached the Supreme Court, the Palace argued that the site of the operations is not
within the municipal waters of Palawan, and therefore national territory, so the LGUs are not
entitled to a share in the proceeds.
Pending the resolution of the case, Reyes and other local officials entered into an interim
agreement with the Palace so that even a small percentage of their share would be released to
them as "special assistance."
The KLM questioned that interim agreement before the SC. The agreement expired in 2010. Mitra,
newly elected governor by then, was reported to have asked President Aquino to consider another
interim agreement.
Mitra has denied involvement in any anomaly. Ang pondo po ay na-implement po ng Department
of Public Works and Highways. At kung ano man 'yung pamamaraan at findings ng COA, I think
dapat pong masagot 'yan at dapat ma-correct, Mitra said in an interview aired on ABS-CBN on
Monday evening, October 22.
'Unexplained' costs
Ortega, however, is adamant the case is more anomalous than it seems.
24
It's not just an administrative oversight. Ang paniniwala natin diyan ay talagang merong ibinulsa.
Talagang merong nawawala. Meron talagang unexplained, Ortega told Rappler. (We believe that
money was actually stolen. Money was gone. There was something unexplained.)
(LEFT) LINAO BRIDGE. A P20-M bridge in Culandanun-Panalingaan crossroad. (RIGHT) CULANDANUM-PANALINGAAN CROSS ROAD.
A P20-M improvement project. Photograph by Bishop Pedro Arigo
One anomaly, according to Ortega, is the lack of project documents that contain the breakdown
of costs. She said available documents only state that each road costs P20 million, without details
like materials to be used and the project's extent.
The KLM, through Ortega, thus urged the Ombudsman to bring to court the parties involved
over the recent report and, especially, a previous report that covers 1999 to 2003. We're asking
the Ombudsman to file those cases already. That has been a long time ago, she said.
She added the COA should reinvestigate the projects given additional documents that did not
make it to the recent audit.
She also urged the Senate Blue Ribbon Committee to investigate the Malampaya funds, which
she noted is a bigger case than the P366-M plunder suit filed against former President Gloria
Macapagal-Arroyo and others.
Arroyo, too
Lawyer Harry Roque, who has helped KLM in its advocacy, said Mrs Arroyo should be held liable,
too.
In 2007, Mrs. Arroyo issued the executive order that authorized the release of half of the 40%
disputed government share in the Malampaya project. In 2008, Roque and other
power of the purse.
25
parties questioned the constitutionality of Mrs. Arroyo's order, saying it infringes on Congress'
For Bishop Pedro Arigo, apostolic vicar of Puerto Princesa, Palawan, and the bottom line is the
people affected by the alleged Malampaya fund misuse.
"Kung nagamit lamang nang maayos itong perang ito it's a big amount, P3.1 billion eh 'di
sana'y 'yung laging sinasabi ni President Noy, merong better life na na-e-enjoy ang ating mga
kababayan, Arigo explained. (If this money was used properly it's a big amount, P3.1 billion
then our countrymen would experience a better life as President Noy would say.)
Milyun-milyon ang kinuha, tapos wala man lang ma-explain, Ortega added. Tapos
napakalantaran, napakagarapal, samantalang ang daming mga Palaweong naghihirap. (They
got millions, yet they left everything unexplained... And it's so brazen, so shameless, while a lot of
Palaweos wallow in poverty.)
Since 2010, COA had been conducting an audit of the Malampaya funds covering a full decade,
but no report has been released yet. It wasn't clear during the KLM press conference if the COA
report covering only the second district of Palawan was part of a longer report.
Reference
Esmael II, P. (2012, October 23). Plunder in mashed potato Palawan roads?. Rappler.
Retrieved from http://www.rappler.com
26
CASE VIII
Photograph by PCAmetro.ph
27
the workers on the part of Eton Property Group and its subcontractors. There were no safety
equipment. A photograph of the mangled body of a worker being removed from the wreckage of
the gondola showed that he was wearing tsinelas, a pair of cheap rubber flip-flops, not work boots.
The lift that collapsed had no official operator; any worker was allowed to raise or lower the
gondola. The job site had no permit to be operating a gondola at all.
All of these practices are violations of the safety standards of the Philippine Department of Labor
and Employment (DOLE). Eton Property Groups construction sites, however, are not inspected by
DOLE. Under the Labor Standards Enforcement Framework, the policy of the Philippine
government is that any corporation which employs more than 200 workers should voluntarily selfregulate its own safety standards. DOLE inspectors only investigate companies that employ less
than 200 workers. Large capitalist firms are entirely unregulated.
The workers had no employment records with the construction firm. This is because they were all
contractual laborers. Not treated as permanent employees by their employer, they received no
social security or medical benefits. As contractual laborers they were prevented from forming a
union. They were paid a daily rate of 260 pesos ($US5.75). The countrys minimum wage is 404
pesos ($US9).
According to a statement issued by the Ecumenical Institute for Labor Education and Research,
1.8 million workers are employed in the construction industry. Of these, 100,000 are considered
permanent employees and 1.79 million are contractual. They share similar circumstances to those
who died in the gondola accident. They are paid less than the minimum wage and receive no
benefits. Job site safety standards are non-existent. Construction work is characterized by a
flagrant disregard for the value of human life. The workers often live on the job site, their makeshift
plywood shelters standing in stark contrast to the towering glass and aluminum structures which
they have built.
Eton Property Group responded to the public outrage over the accident by blaming its
construction subcontractor, CE Construction. CE Construction, in turn, blamed its subcontractor,
Arlo Glass and Aluminum. Arlo Glass and Aluminum blamed its labor subcontractor EM Pion. Not
one of these groups has accepted any responsibility for the death of 10 workers. When questioned
about the appalling conditions, the CEO of Arlo Glass callously and curtly responded, We did not
hire them, they came to us.
All of these companies are complicit in the exploitation and death of their workers. The workers
died because the enforcement of even minimal safety standards would have hampered their
28
The Philippine government of President Benigno Aquino III has done essentially nothing in
response to this tragedy. Flags flew at half-mast in the Makati business district, in part in response
to a recent bus bombing and in part to the construction tragedy.
Politicians bandied words on the Senate floor. Senator Jinggoy Estrada, son of former president
Joseph Estrada, called for swift justice to be administered. He made his speech a day after he
personally ordered the eviction of thousands of squatters from land on which he wished to build
a mall and the new San Juan city hall. Forty people were injured in the ensuing violence.
The chief investigator of the Eton Residences accident has said that criminal cases will be filed
against those responsible. It is unclear from any government statement whether anyone will be
held accountable. A scapegoat will no doubt be found, but it is certain that the Philippine
government, which is complicit in the mistreatment and death of these workers, will not see fit to
prosecute Eton Property Group or any other of the very wealthy investors who are responsible for
this tragedy.
Eton Property Group is owned by Lucio Tan. Forbes magazine lists Tan as the second wealthiest
Filipino. He was a crony capitalist during Ferdinand Marcoss presidency and profited hugely from
the largesse bestowed upon allies by the corrupt dictator. He owns a number of banks, Philippines
Airlines, a tobacco company, a major beer brewery, and the largest unlisted real estate firm in
Hong Kong. Eton Property Group owns luxury condominiums, low-end high-rise housing,
business process outsourcing centers, and several malls. It also own residential and commercial
towers in Hong Kong and China. Eton Property Group invested $US3 billion in the construction of
luxury apartment blocks in Shanghai and Beijing over the past year, adding on to its existing $US6
billion investments in China.
The construction work done by Eton Property Group in the Philippines is contributing to a real
estate bubble. High-rise condominiums are being constructed in Metro Manila at a staggering
rate. Some are lower-end housing, which is purchased on debt at predatory lending rates by
families supported by remittances from overseas workers. These condominiums are being sold by
employees who work on commission in every mallthey thrust fliers promising the good life
into the hands of passers-by.
Other real estate projects cater to the very rich. Eton Residences, where the 10 workers died, is
located between the business district and the ostentatious Greenbelt malls and is being sold to
the Philippine elite and to wealthy foreigners.
29
The speculative construction of condominiums and malls has resulted in recently completed
projects standing nearly empty. Many units are purchased as investments, in the expectation that
real estate values will continue to appreciate. The trend of rising real estate values in a market
soon to be flooded with completed skyscrapers and sprawling commercial complexes cannot
continue. This bubble must soon burst.
The classic Tagalog novella written by the former construction worker Edgardo M. Reyes, Sa Mga
Kuko ng Liwanag (In the Claws of Light), captured the condition of these workers aptly, when he
described them at the foot of a skyscraper, their own creation, lugmok, lupaypay, sugatan,
duguan, nagtingala sa kanyang kataasan / prostrate, collapsed, wounded, bloody, faces turned
upwards to its height. The current real estate bubble in the Philippines has been built upon the
backs of the working class, and at times, over their dead bodies.
Reference
Santolan, J. (2011, February 1). Ten worker die in construction accident in the Philippines. World Socialist
Website. Retrieved from http://www.wsws.org
30
CASE IX
Photograph by VacationAdvice101.com
At least nine southern Cebu City barangays were found to have used
substandard materials in their infrastructure projects.
Engineers of the Department of Public Works and Highways (DPWH) central office which
inspected the projects recommended corrections made.
The projects include road concreting in the mountain barangays of Babag, Sudlon I and II, Sinsin,
Bonbon, Toong, Pamutan; river bank protection, concreting and drainage system rehabilitation in
barangay Kalunasan; construction of covered court in barangay Suba and the drainage system
project in Inayawan.
Construction in 2009. The firm bagged the contracts for 72 projects in 16 barangays. In their
31
These barangay projects were among the P156 million worth of projects awarded to E.M. Arante
inspection report, the DPWH engineers said they found cracks in the road projects in Babag,
Sudlon I and II, Sinsin, Bonbon and Toong.
The road project near the Maomawan cemetery in Babag lacked asphalt sealant which caused the
weakening of its joints. Major and minor scaling were also found on various parts of the road.
Engineers said that earth was used on the shoulders of the concrete pavement in Bonbon proper
instead of the aggregate base course specified in the contract. The road project in sitio Gila-gila
had poor worksmanship while the booming on its surface was excessive.
Substandard boulders were also found in the riverbank embankment in barangay Kalunasan
instead of hard and durable stones while a single twisted wire was used as mesh to secure its
gabion structures. The required grouted riprap could not also be found above the gabion
structure.
The DPWH inspection team recommended the removal and replacement of substandard materials
to make these projects conform to DPWH standards.
Require the concerned contractor, at his own expense, to institute repair works on the structures
with defects and deficiencies, DPWH engineers said in their report. The DPWH team submitted
their Oct. 6 inspection report to DPWH Undersecretary Raul Asis, a copy of which was furnished
to Cebu South District Rep. Tomas Rep. Osmena.
The DPWH engineers cited the admission of engineer Raul Buscato of the Association of Barangay
Councils (ABC) that no tests (were) conducted on the in-placed materials for all the projects which
resulted in lack of quality control.
Lack of supervision during the implementation of the projects was evident, since only one
engineer from the ABC was available to supervise all the projects of the barangays, the report said.
They DPWH asked the city government to assign more engineers and laboratory technicians to
check the quality of the projects implemented by winning contractors and to establish a quality
control program to make sure the city is not shortchanged.
Osmena, the city mayor when the projects were implemented, had authorized the release of aid
to barangays for the implementation of infrastructure projects in 2009 under the Community
Micro Assistance Program. But shortly after the May election, reports reached Osmena that some
of the projects were substandard, raising suspicions that someone made money from the projects.
32
Under the micro assistance program, barangays are given funds by the City Hall and allowed to
bid out their infrastructure projects while the engineering office of the ABC supervises their
implementation. Osmena requested the DPWH central office to evaluate and assess the projects
in question.
The DPWH team included Engrs. Teodulfo Aonuevo, Lino Reynera and Teodoro Viyar Jr. of the
Quality Assurance Unit and the Bureau of Research and Standards of the DPWH central office.
They were in Cebu City from Sept. 13 to 17 to inspect the barangay projects.
With the release of the DPWH findings, Osmena said the Ombudsman and the Commission on
Audit (COA) now have the needed evidence to investigate the matter. Osmena said that sending
those involved and found guilty to jail is a good deterrent against irregularities in the future.
Osmena said he smells a conspiracy from the conception of the projects all the way up to their
implementation.
Reference
Bongcac, D. C. (2010, October 24). DPWH finds projects of 9 brgys. Substandard. Inquirer.
Retrieved from http://www.globalnation.inquirer.net
33
OZONE DISCO
QUEZON CITY, 1996
CASE X
Photograph by Rappler.com
34
Private respondents Hermilo Ocampo and Ramon Ng, members of the board of directors and
stockholders of Westwood Entertainment Co. Inc. which managed the Ozone disco, were also
found guilty of similar charges.
In a decision penned by Associate Justice Ma. Theresa Dolores Gomez-Estoesta, the court said
that the officials had been remiss in approving the building permit of the disco bar.
Despite having faults in the design and defects in the electrical and safety systems, the authorities
still issued two building permits and a certificate of occupancy to the disco, a report on 24 Oras
that aired on Thursday said.
"There can never be a slapdash approval of a building permit and certificate of occupancy. To
shrink from this duty will certainly run at risk all safety standards contemplated by the National
Building Code," the decision said.
According to the report, the fire broke out from an overloaded circuit from the disc jockey's booth.
The victims, who were mostly celebrating their graduation, were trapped inside Ozone Disco
because there were no emergency exits. Everyone ran to the entrance door, which opened inward
instead of the other way.
Quezon City Administrator Aldrin Cua said Macapugay, Sagana, and Itliong had already retired,
Mamaid was on a medical leave, Rivera was in the private sector, and Reyes had transferred to the
Manila City Hall.
De Llamas wasn't at his office when a team from GMA News dropped by. The team was also trying
to contact Ocampo and Ng for comment but they had yet to respond.
Those convited were given 15 days to file a motion for reconsideration.
The Sandiganbayan in 2007 acquitted Macapugay of criminal liability in the same case.
The Sandiganbayan Third Division at that time said the court was unconvinced about the
culpability of Macapugay, whose office was mandated at the time of the inferno to ensure the
enforcement of building safety regulations.
35
The Sandiganbayan ruled then that prosecutors failed to prove that Macapugay was guilty of
reckless imprudence resulting to multiple homicide and multiple physical injuries for alleged
negligence in verifying the safety of the plans and facilities of the Ozone Disco.
Stricter rules
The city administrator said that even before the Sandiganbayan released its decision, Quezon City
had already imposed stricter rules in issuing building permits. Issuing the permits was now the
task of the Office of the Building Official, instead of the Office of the City Engineer as before.
Cua also said that city officials regularly inspected buildings to make sure rules and regulations
were being followed.
"Lahat naman ng nakatayong buildings dito sa Quezon City must submit for annual inspection.
That is also required by the National Building Code to make sure they are structurally safe, (and)
they comply with the provisions ng ating Fire Code of the Philippines," Cua said.
Reference
Chiu, P. D. (2014, November 20). Ex-QC execs face up to 10 years in prison for Ozone Disco tragedy.
GMA News Online. Retrieved from http://www.gmanetwork.com
36
INTERNATIONAL CASES
CE Laws, Contracts, Specifications & Ethics
CASE I
37
Many are still trapped in the rubble, buried beneath broken concrete slabs and twisted steel rods.
Scenes from the disaster show rescue workers and volunteers digging through the rubble by hand
and clinging to makeshift ropes made from knotted, colorful strips of fabric as they search for
survivors.
Officials have blamed the collapse on shoddy construction methods. The upper four floors of the
plaza, for example, were reportedly constructed without permits, and a crack was seen on the
building exterior a day before the collapse. "The building was not built in compliance with the
[safety] rules and regulations," Bangladesh Home Minister Muhiuddin Khan Alamgir told CNN.
"Stern legal actions will be taken against the people who built the structure defying the codes or
laws."
Uneven Footing
The exact cause of the collapse has not yet been determined, but Henri Gavin, a civil and
environmental engineer at Duke University, speculated that the building's foundation was
substandard.
"It could be that one edge of the building was on much softer soil than the other, so that part of
the building settled down a little bit more," Gavin explained. "That could easily lead to an instability
that would precipitate a collapse." Another possibility is that weight on the top factory floors
where the crack was spottedwas unevenly distributed. "If this building had very large open
spaces the way a lot of factories do, and if the floors had long spans without lots of [reinforcing]
columns ... then the building could start to lift one way or the other" if heavy equipment was not
spaced evenly throughout the floors, Gavin said.
When designing a building, engineers are supposed to consider different combinations of how
loads are placed in the structure. "The intention is to require the engineer to consider as many
cases as possible," Gavin said. Such modeling is easy to doif one has the right computer and
software. In developing countries such as Bangladesh, however, calculating different load
distributions can be a time-consuming process, and as a result might be skipped.
Construction Problems
Poor building design is only one part of the problem, however. The best building design in the
world is for naught if a construction firm doesn't follow the plans precisely. That may have been
the case with Ranza Plaza, which appears to have been built largely out of concrete. Concrete
buildings require large amounts of reinforcing steel, called rebar, to prevent excessive cracking.
Depending on the country, steel can be costly.
said Dan Jansen, a civil engineer at California Polytechnic State University."In the U.S., steel is not
38
"In developing countries, steel is relatively expensive in comparison to the labor and concrete,"
that huge a factor. It's easy to add more steel to make [the building] more ductile and stronger,
and so we do it here." But in developing countries, less steel is often used than is recommended
because of the cost. "Reducing or changing the reinforcing steel without the building official's
approval is never acceptable whether you're in a developing country or the U.S.," Jansen said.
From looking at photos of the collapse, Jansen said he suspects not enough rebar was used in the
building's construction. "The way it collapsed, and the fact that so much of it came down, suggests
there was a lack of redundancy," he said. "The amount of reinforcing steel used didn't allow it to
transfer the load from one section to another, and that's why so much of it came down." In
addition to possibly being under-reinforced, the concrete mix may not have had enough cement,
said Gavin of Duke University. "Many of the casualties from the 1999 Kocaeli earthquake in Turkey
were in medium-rise concrete apartment buildings," he added. "Investigations following this
earthquake revealed that the concrete had more sand and less cement than required by typical
design standards."
A Fatal Crack?
Whether it was the rebar or the cement that was insufficient, a crack was indeed spotted on Rana
Plaza's seventh floor by workers on Tuesday, a day before it collapsed. Upon hearing the news,
managers at the factories supposedly told workers not to report to work on Wednesday, but later
reversed the order, according to CNN. But a crack in a concrete building by itself is not necessarily
a cause for alarm, said Ben Fischetti, a senior engineer at the California-based engineering
firm Penfield & Smith.
"There's a saying: There are two kinds of concrete, there's cracked concrete and concrete that
hasn't cracked yet," Fischetti said. "Concrete cracks ... but generally cracks are not a cause for
concern unless you can see it moving over time or it seems to be excessive."
In the U.S., building codes set a minimum standard for the use of rebar in the construction of
concrete buildings as a means of creating structural redundancy and controlling failure
mechanisms. "The number one thing that structural engineers in the U.S. are trying to avoid is
sudden, catastrophic failure. We design structures to fail, but they must fail in a controlled
manner," Fischetti said.
"Concrete structures that include an adequate amount of rebar are more likely to yield in a ductile
behavior, rather than folding like a deck of cards." If Ranza Plaza lacked redundancy because it
was built with insufficient rebar, then the building would have been a disaster waiting to happen.
"When concrete without reinforcing steel cracks, you better run," Fischetti said. If the crack was
big enough, it could have been enough to precipitate the overall collapse of the building, experts
strong for the lower story to withstand, and the entire structure collapsed."
39
say. "It could be that the top floor fell on the floor beneath," Gavin said, "and that impact was too
From photos of the scene, it also appears as if sections of the plaza were still under construction
when the disaster happened. Some floors lacked walls, for example, and exposed columns with
protruding rebar are visible on the upper levels. "It looks like the building was partially built and
used," Jansen said. "Occupying a building under construction is just a recipe for disaster."
Reference
National Geographic News, 2013
40
SAMPOONG SUPERSTORE
SOUTH KOREA, 1995
CASE II
The Sampoong department store opened in December 1989. It was a nine-story building with
south) connected by an atrium lobby. By the mid-1990s the store's sales amounted to more than
41
four basement floors and five above grade. The building was laid out in two wings (north and
half a million U.S. dollars a day. Unfortunately, the store had been built on a landfill site that was
poorly suited to such a large structure. Woosung Construction built the foundation and basement
and then passed the project on to Sampoong's in-house contractors. Woosung had apparently
resisted some proposed changes to the building plans, such as the addition of the fifth floor.
Sampoong made significant changes to the structure. The most important was the conversion of
the original use as an office block to that of a department store. Other changes included changing
the upper floor from a roller-skating rink to a traditional Korean restaurant. Stricter standards had
to be met for fire, air conditioning, and evacuation. Although the structure apparently met all
building code requirements, the revised design was radically different from the original.
Some employees heard rumors of the structural damage and impending collapse but remained
in their departments to work. At 6:00 p.m. on June 29, the center of the building collapsed, similar
to a controlled implosion, in about 10 s. The five-story north wing, about 91 m (300 ft) long, fell
into the basement, leaving only the faade standing.
Customers were concentrated in the basement and in the fifth-floor restaurant. The customers
and employees had no time to run. Some survivors were found in the wreckage, and one was
brought out 17 days after the collapse. The overall death toll was 498.
42
was outraged. In particular, the news that the senior executives had fled the building without
The cause of the Sampoong collapse, then, was not a technical issue as much as outright fraud.
The Korean construction industry, protected by government regulation from outside competition,
had become complacent. Bribes were used to get around the usual government checks and
balances that serve to protect public safety.
Reference
Wearne P. (2000). Collapse: When Buildings Fall Down, TV Books, L.L.C.
43
CASE III
44
the 4th floor walkway, while the 3rd and 4th floor walkways hung from the ceiling (Feld and Carper,
The erection of this hotel, however, was not as picture perfect as the final product. During
construction, the atrium roof collapsed as a result of inadequate movement in the expansion joint
and improper installation of a steel-to-steel concrete connection. Concerned about the buildings
structural integrity, the owner hired another engineering firm to investigate the collapse and check
the roof design. The consulting structural engineering company also rechecked all of the
connections and found nothing to cause alarm. Construction resumed and the hotel opened a
little less than 2 years later (Roddis, 1993).
Collapse
On the evening of July 17, 1981, between 1500 and 2000 people inundated the atrium floor and
the suspended walkways to see a local radio stations dance competition (Feld and Carper, 1997).
At 7:05, a loud crack echoed throughout the building and the 2nd and 4th floor walkways crashed
to the ground killing 114 people and injuring over 200 others. It was the worst structural failure in
the history of the United States (Levy and Salvadori, 1992).
Causes of Failure
Upon investigation, the National Bureau of Standards (NBS) discovered that the cause of this
collapse was quite simple: the rod hanger pulled through the box beam causing the connection
supporting the 4th floor walkway to fail. Because of lack of redundancy, this failure caused the
collapse of both of the walkways.
(a)
rd
(b)
(c)
th
(a) 3 floor beam, (b) 4 floor beam, (c) Hanger rod, washer, and supporting nut
Photographs taken by Lowery, Lee
Originally, the 2nd and 4th floor walkways were to be suspended from the same rod and held in
place by nuts. The preliminary design sketches contained a note specifying a strength of 413 MPa
notes in the absence of a specification on the drawing, the contractor used hanger rods with only
45
for the hanger rods which was omitted on the final structural drawings. Following the general
248 MPa of strength. This original design, however, was highly impractical because it called for a
nut 6.1 meters up the hanger rod and did not use sleeve nuts. The contractor modified this detail
to use 2 hanger rods instead of one (as shown in fig-2) and the engineer approved the design
change without checking it. This design change doubled the stress exerted on the nut under the
fourth floor beam. Now this nut supported the weight of 2 walkways instead of just one (Roddis,
1993).
Analysis of these two details revealed that the original design of the rod hanger connection would
have supported 90 kN, only 60% of the 151 kN required by the Kansas City building code. Even if
the details had not been modified the rod hanger connection would have violated building
standards. As-built, however, the connection only supported 30% of the minimum load which
explains why the walkways collapsed well below maximum load (Feld and Carper, 1997).
Legal Repercussions
While Kansas City did not convict the Hyatt Regency engineers of criminal negligence due to lack
of evidence, the Missouri Board of Architects, Professional Engineers, and Land Surveyors was not
as timid. It convicted the engineer of record and the project engineer of gross negligence,
misconduct, and unprofessional conduct in the practice of engineering. Both of their Missouri
professional engineering licenses were revoked, and they lost membership to ASCE. Also the
billions of dollars in damages awarded in civil cases brought by the victims and their families
dwarfed the half million dollar cost of the building (Roddis, 1993).
Technical Concerns
Neither the original nor the as-built design for the hanger rod satisfied the Kansas City building
code making the connection failure inevitable. If, however, the building design had contained
more redundancy this failure may not have resulted in the complete collapse of the walkway.
Kaminetzky (1991) suggests two much stronger design alternatives for the connectors. The toeto-toe channels used in the Hyatt Regency provided for weak welding which allowed the nut to
pull through the channel/box beam assembly initiating the collapse. A back-to-back channel
design using web stiffeners when necessary (fig-3) or the use of bearing crossplates in conjunction
with the toe-to-toe channels (fig-4) would have made the connection much stronger making it
much more difficult for the nut to pull through (Kaminetzky, 1991).
Procedural Concerns
The Hyatt Regency walkway collapse highlighted the lack of established procedures for design
1993). The legal repercussions experienced by the Hyatt engineers established the engineer of
46
changes as well as the confusion over who is responsible for the integrity of shop details (Roddis,
record's responsibility for the structural integrity of the entire building including the shop details.
It is important for all parties to fully understand and accept their responsibilities in each project
(Feld and Carper, 1992). Certain procedural changes could help prevent similar collapses.
The engineer of record should design and detail all nonstandard connections.
All of the contractor's modifications to design details should require written approval
from the engineer of record (Kaminetzky, 1991).
Ethical Concerns
During the trial the detailer, architect, fabricator, and technician all testified that during
construction they had contacted the project engineer regarding the structural integrity of the
connection detail. Each time he assured them that the connection was sound claiming to have
checked the detail when in reality he had never performed any calculations for this design at all.
Neglecting to check the safety and load capacity of a crucial hanger even once shows his complete
disregard for the public welfare (Rubin and Banick, 1987). Ethical engineers should check and
recheck their work in order to be able to properly assure the public of a building's structural
integrity (Delatte, 1997). Also, the high number of fatalities resulting from the walkway's collapse
raises the questions of whether the factor of safety required for a building should be proportional
to the possible consequences of it collapse (Kaminetzky, 1991).
References
Delatte, Norbert (1997). "Failure Case Studies and Ethics in Engineering Mechanics Courses."
Journal of Professional Issues in Engineering Education and Practice, July 1997.
Feld, Jacob and Carper, Kenneth, Construction Failure (1997), 2nd Ed.,
John Wiley & Sons, New York, N.Y.
Kaminetzky, Dov, Design and Construction Failures: Lessons from Forensic Investigations (1991).
McGraw-Hill, New York, N.Y.
Levy, Matthys and Salvadori, Mario (1992), Why Buildings Fall Down: How Structures Fail.
W. W. Norton, New York, N.Y.
Roddis, W.M. (1993). "Structural Failures and Engineering Ethics."
Journal of Structural Engineering, May 1993.
Rubin, Robert and Lisa Banick (1987). "The Hyatt Regency Decision: One View." Journal of Performance
of Constructed Facilities, August 1987.
47
2000 COMMONWEALTH
BOSTON, MASSACHUSETTS, USA, 1971
CASE IV
Photograph by SBH.com
48
building (Feld and Carper, 1997). 2000 Commonwealth Ave. was designed to be sixteen stories
levels of underground parking. A swimming pool, ancillary spaces and one apartment were
located on the first floor and one hundred thirty two apartments were on the second through
sixteenth floors. Originally these apartments were to be rented, but the owners later decided to
market them as condominiums.
Construction began on the site late in the fall of 1969. Excavation had been partially started a few
years earlier. Most of the work was subcontracted to area specialists. Only one representative from
the General Contractor was on site during construction. At the time of collapse, construction was
nearing completion. Brickwork was completed up to the sixteenth floor and the building was
mostly enclosed from the second to fifteenth floors. Plumbing, heating and ventilating systems
were being installed throughout various parts of the building. Work on interior apartment walls
had also started on the lower floors. A temporary construction elevator was located at the south
edge of the building to aid in transporting equipment to the different floors. It is estimated that
one hundred men were working in or around the building at the time of failure (Granger et
al., 1971).
Collapse
After interviewing many eyewitnesses, the mayors investigating commission concluded that the
failure took place in three phases.
Phase 1: Punching Shear Failure in the Main Roof at Column E5
At about ten in the morning, concrete was being placed in the mechanical room floor slab,
wall, wall beams, and brackets. Placement started at the west edge and proceeded east.
Later in the afternoon, at about three oclock, most of the workers went down to the south
side roof for a coffee break. Only two concrete finishers, Mr. Daniel Niro and Mr. Joseph
Oliva, remained on the pouring level near line 4-1/2. Shortly after the coffee break, the
two men felt a drop in the mechanical room floor of about one inch at first and then
another two or three inches a few seconds later. The labor foreman, Mr. Anthony Paolini,
was directing the crane carrying the next bucket of concrete. He instructed the operator
to "hold the bucket" and went down to the sixteenth floor by way of a ladder in the east
stairway. That is when the punching shear was noticed around column E5. The carpenter
foreman, Mr. Antonio M. Fantasia, was also in the area and immediately yelled a warning
to the men working on the sixteenth floor and roof of a possible roof collapse. The slab
had dropped five or six inches around the column and there was a crack in the bottom of
the slab extending from column E5 toward column D8. Column E5 is located directly below
where the concrete was being placed for the mechanical room floor slab on the east side
49
50
of non-conformities to the design documents. The major areas that construction did not follow
east side of the building made it impossible for the roof to hold the freshly placed concrete for
the mechanical room floor slab, construction equipment and two boilers that were stored on that
side of the building. Also, the concrete strength of the roof slab was well below three thousand
pounds per square inch as specified in the design. However, there were many other factors, design
and procedural, that contributed to the collapse (Granger et al., 1971).
Design Concerns
The design concerns that contributed to the collapse include insufficient length and placement of
rebar and various structural design deficiencies. All of the reinforcing steel used was designed to
be billet steel, however, a large amount of rail steel was found in columns and slabs on the lower
floors. The major difference between rail and billet steel (as described in the Commissions report)
is the ultimate elongation. The average ultimate elongation for rail steel used on the project was
just over ten and a half inches as opposed to a little over fifteen and a quarter inches for the billet
steel. This variance would affect how the floor slabs reacted to tension forces. Also, the steel was
delivered by the supplier in bundles with marks on the steel indicating what the steel was intended
for. However, some of the marks used were the same as the marks on the design plans, yet meant
something different. For example, the supplier gave marks for number four bars at the south edge
of the slab which were identical to marks given on the Engineers placing drawings for top slab
bars over column E5 (Granger et al.,1971). There were also design errors in the reinforcement.
Some of the bars did not extend long enough into the columns as required by code and placement
of bars in some of the slabs was not sufficient to meet the American Concrete Institutes (ACI)
code at the time. There was also inadequate design around columns. ACI requires that at least
twenty five percent of the negative slab reinforcement in each column strip pass over the column
within a distance of "d" on either side of the column face (Granger et al., 1971). This requirement
was not fulfilled.
Procedural Concerns
There were many procedural concerns in the construction of 2000 Commonwealth Ave. Nearly
every step of construction was flawed (Kaminetzky, 1991). Some of the major concerns include:
lack of proper building permit and field inspection, premature removal of formwork, and lack of
construction control.
The investigating committee determined that if the construction had had a proper building permit
and followed codes, then the failure could have been avoided. Since there were numerous
problems that all aided to the collapse, deciding whom to hold responsible for the collapse
51
became a difficult feat. Ownership changed hands many times and most jobs were subcontracted.
Some of the transactions that took place with Bostons Building Department are listed in the table
below (Granger et al., 1971). There was confusion surrounding the project from the start.
Construction did not follow the Structural Engineers specifications for shoring or formwork.
Before removal of shores and forms, the concrete must first reach seventy percent of its
designated twenty-eight day strength. It was the commissions opinion that despite seven-day
cylinder tests that said otherwise, the average strength of the concrete in the roof slab was only
nineteen hundred pounds per square inch after at least forty-seven days, not the required twentyone hundred pounds per square inch for removal or the specified three thousand pounds per
square inch required after twenty eight days. There was no inspection or cylinder testing done for
the east side of the building, so removal of formwork was based on values obtained from the west
side of the building. Furthermore, adequate shoring under the roof slab below the freshly place
mechanical room floor slab was not used (Granger et al., 1971).
Finally, there was very little construction control on the site. There was no architectural or
engineering inspection of the project and the inspection done by the city of Boston was
inadequate. The design plans specifically stated that certain aspects of the project needed to be
approved by an architect, yet no architect or engineer was consulted. The Affidavit Engineer and
Licensed Builder were also nowhere to be found. Instead, construction was based on
arrangements made by the subcontractors. As mentioned before, there was only one
representative from the General Contractor and this man was not a licensed builder. He did not
direct, supervise or inspect any of the work done by the subcontractors (Granger et al., 1971).
References
Feld, J., and Carper, K. (1997). Construction Failure. 2nd Ed., John Wiley & Sons, New York, N. Y.
Granger, R. O., Peirce, J. W., Protze, H. G., Tobin, J. J., and Lally, F. J. (1997), The Building Collapse at
2000 Commonwealth Avenue, Boston, Massachusetts, on January 25, 1971, Report of the Mayors
Investigating Commission, The City of Boston, Massachusetts.
Kaminetzky, D. (1991). Design and Construction Failures: Lessons from Forensic Investigations.
McGraw-Hill, New York, N. Y.
52
RONAN POINT
LONDON, 1968
CASE V
In the early morning hours of May 16, 1968, the occupant of apartment
90 on the 18th floor of the Ronan Point apartment tower lit a match for
her stove to brew her morning cup of tea. The resulting gas explosion,
due to a leak, knocked her unconscious.
53
Collapse
The collapse was initiated by a gas-stove leak on the eighteenth floor in apartment ninety. The
resident struck a match to light the stove to make a cup of tea, and was knocked unconscious by
the resulting explosion. The force of the explosion knocked out the opposite corner walls of the
apartment. These walls were the sole support for the walls directly above. This created a chain
reaction in which floor nineteen collapsed, then floor twenty and so on, propagating upward.
Causes of Failure
A substandard brass nut had been used to connect the hose to the stove. The nut had a thinner
flange than the standard, and also had an unusual degree of chamfer. A replicate of this nut was
made and tested to determine how much force was required to break it in tension.
It was concluded that a force of 15.6 kN (3,500 pounds) would break the connection. It was also
concluded that the hose connecting the stove to the gas would have failed before the nut at a
force of 1.6 kN (360 pounds). The nut was assumed to have been previously fractured by overtightening during installation, causing it to break, allowing gas to leak into the apartment (Griffiths
et al., 1968).
The Building Research Station and Imperial College of London performed an extensive battery of
tests to discover how much internal force Ronan Point could withstand. The results indicated that
the walls could have been displaced by a pressure of only 19.3 kPa (2.8 psi) (Levy 1992). It was
estimated that the kitchen and living room walls were moved at a pressure of only 1.7 kPa (0.25
psi), while the exterior wall was moved at a gas pressure of 21 kPa (3 psi) (Griffiths et al., 1968).
Ultimately, the collapse of Ronan Point was due to its lack of structural redundancy. It had no failsafe mechanisms, and no alternative load paths for the upper floors should a lower level give way.
Without any type of structural frame, the upper floors had no support, and fell onto floor
seventeen. The panels forming floor seventeen could not support the sudden loading caused by
the upper five floors that fell on it. Consequently, they gave way, and the process continued until
it reached the ground level.
Ethical Aspects
54
Substandard workmanship had been detected in the initial inquiry of the collapse. Even though it
was determined to be a negligible factor in the corner collapsing, this information was hidden
from the public. Was it a question of ethics or politics? By the time the inquirys findings were
published in 1968, many large panel concrete buildings had been completed. This was the
governments method of keeping its promise of housing the numbers of people living in slums,
after the war had demolished a quarter of the homes in England. The government did not want
to consider demolishing these buildings. At least six Larsen-Nielson system buildings had been
completed by this time. There was not enough money to strengthen them. So the question is, did
the government endanger the lives of the residents of these facilities by taking only minimal action
to strengthen the buildings?
Webb was very active in taking measures to inform the public of the possible hazards associated
with these types of buildings. He made officials aware of possible dangers that could lead to
another progressive collapse such as high winds, or a building fire. He was a strong advocate of
demolishing these death traps.
References
Bignell, Victor; Peters, Jeoff; Pym, Christopher. (1977). Catastrophic Failures.
Open University Press, Milton Keynes, New York.
Britain. (1970). Britain tightens building standards, moves to stern progressive collapse.
Engineering News-Record. April 16, 1970, 12.
Feld, Jacob and Carper, Kenneth (1997). Construction Failure. John Wiley and Sons, Inc., USA.
Fuller, Robert (1975). Industrialized concrete Construction for HUD. Industrialization in Concrete
Building Construction. American Concrete Institute, Detroit, Michigan USA.
Griffiths, Hugh; Pugsley, A. G.; Saunders, Owen, (1968). Report of the Inquiry into the Collapse of Flats
at Ronan Point, Canning Town. Her Majestys Stationery Office, London.
Hendry, Arnold, W. (1979). Summary of Research and Design Philosophy for Bearing Wall Structures.
Journal of the American Concrete Institute. 76(33), 723-737.
Levy, Matthys and Salvadori, Mario, (1992). Why Buildings Fall Down.
W.W. Norton and Company, New York, New York.
Ross, Steven (1984). Construction Disasters: Design Failures, Causes, and Prevention.
An Engineering News-Record Book. McGraw-Hill Book Company, USA.
Shepherd, Robin and Frost, J. David (1995). Failures in Civil Engineering, Structural, Foundation and
Geoenvironmental Case Studies. American Society of Civil Engineers, New York, New York.
Systems. (1968). Systems Built Apartments Collapse. Engineering News-Record. May 23, 1968, 23.
Wearne, Phillip (2000). Collapse: When Buildings Fall Down. TV Books, L.L.C., USA.
55
CASE VI
mechanisms. The joints were difficult to seal and maintain, and allowed water and de-icing
56
The cantilever supports also doubled as expansion joints, and had very complex load transfer
chemicals to collect at the cantilever supports. Substantial repair work undertaken in 1992 might
have caused some damage that later led to the bridge collapse.
The cantilever supports relied on a complex reinforcement detail to transfer bearing forces into
the top bars through stirrups. However, the tops stirrups were placed slightly below the top
reinforcement, leaving a horizontal plane of weakness.
Causes of Collapse
The investigating commission cited as primary physical causes the improper detailing of
reinforcement (the top bars were not anchored), improper installation of reinforcement, and low
quality concrete. The concrete specification was confusing and appeared to allow the use of
weaker and less durable concrete. At the time of the collapse, the concrete strength was a bit
higher than the specified 27.6 MPa (4,000 psi), but a higher strength would have been expected
after 36 years. The air content and de-icer scaling resistance of the concrete were also poor. The
commission also cited the contributing physical causes of lack of shear reinforcement in the thick
cantilever slabs, lack of waterproofing of the cantilever concrete, and possible damage caused
during the 1992 repair work.
Just prior to the collapse, puddles of water and chunks of falling concrete were observed. Some
drivers also noticed bumps at the expansion joints when crossing the overpass. The concrete
cantilever peeled off just below the top layer of reinforcement, and the prestressed box girders
fell onto Autoroute 19 and two passing cars. Three cars and a motorcycle fell with the overpass.
References
Commission of Inquiry (2007). Report of the Commision of Inquiry into the Collapse of a Portion of the de
la Concorde Overpass, Transcontinental Metrolitho.
57
CASE VII
58
into the river. At the time, repairs were being made to the bridge deck, guardrails, and lights.
The National Transportation Safety Board (NTSB) immediately began an investigation, as with
most bridge collapses. The investigation team arrived the day after the collapse.
At first glance, this collapse seemed to share some parallels with the Point Pleasant Bridge
collapse of 1967 and the Mianus River Bridge failure of 1983. As with the Point Pleasant Bridge,
the Minneapolis Bridge was 40 years old and collapsed during rush hour with many vehicles on
the span. In fact, the Minneapolis Bridge was completed just a few months before the Point
Pleasant Bridge failure. Both the Point Pleasant and the Minneapolis I-35W Bridge had three spans
that all fell together.
As of summer 2008, the cause of the I-35W Bridge collapse remains under investigation, and the
final reports have yet to be written. However, considerable work has been done, and a critical
design flaw that may well have been the cause of the collapse has been identified. The U10 and
L11 gusset plates were only about 13 mm (1/2 in.) thick when they should have been 25 mm (1
in.) thick.
At the time of the collapse, the contractor working on the bridge had stockpiled aggregates and
heavy construction equipment on the site. Careful reconstruction of the traffic and other loading
by the Federal Highway Administration (FHWA) and others has found that the U10 and L11 gusset
plates were considerably overstressed at the time of the collapse (Holt and Hartmann 2008).
References
Delatte, Norber J. Beyond Failure: Forensic Case Studies for Civil Engineers. ASCE Press
59
CASE VIII
60
designed it without the use of stiffening trusses, leaving Tacoma Narrows with 1/3 the stiffness of
characteristics coupled with its low dampening ability caused large vertical oscillations in even the
most moderate of winds. This soon earned it the nickname, "Galloping Gertie," and attracted thrill
seekers from all over (Feld and Carper, 1997).
While these undulations could be quite unnerving to motorists, no one questioned the structural
integrity of the bridge. Leon Moisseiff was a highly qualified and well-respected engineer. Not
only had he been the consulting engineer for the Golden Gate, Bronx-Whitestone, and San
Francisco-Oakland Bay bridges, but he had also developed the methods used to calculate forces
acting on suspension bridges (Levy and Salvadori, 1992). Even though the Tacoma Narrows Bridge
adhered to all of the safety standards and its oscillations were not considered a threat, Prof. F. B.
Farquharson began researching ways to reduce its motion at the University of Washington. By
studying how different winds affected a highly accurate model of the Tacoma Narrows Bridge and
testing new devices on it, Farquharson was able to propose helpful modifications to the bridge.
After proving successful on the model, 1 9/16 -in. steel cables attached a point on each side span
to 50-yd concrete anchors in the ground. Unfortunately these cables snapped a few weeks later
proving to be an ineffective solution (Ross, 1984). They, however, were reinstalled in a matter of
days. In addition to these cables, center stays and inclined cables, which connected the main
cables to the stiffening girder, were installed. Finally, an untuned dynamic damper, similar to the
one that had proved quite successful in curtailing the torsional vibrations of the Bronx-Whitestone
Bridge, failed immediately after its installation in the Tacoma Narrows Bridge. It was discovered
that the leather used in this device was destroyed during the sandblasting of the steel girders
before they were painted rendering it useless (Levy and Salvadori, 1992). Farquharson also
discovered that proper streamlining would almost completely stop the bridges disturbing
movements. The bridge collapsed before this knowledge could be applied (Ross, 1984).
Collapse
At 7:30 A.M. on November 7, 1940, Kenneth Arkin, the chairman of the Washington State Toll
Bridge Authority, arrived at the Tacoma Narrows Bridge. While the wind was not extraordinary,
the bridge was undulating noticeably and the stays on the west side of the bridge which had
broken loose were flapping in the wind. Just before 10:00 A.M. after measuring the wind speed to
be 42 mph, Arkin closed the bridge to all traffic due to its alarming movement, 38
oscillations/minute with an amplitude of 3 ft (Levy and Salvadori, 1992). Suddenly, the north center
stay broke and the bridge began twisting violently in two parts. The bridge rotated more than 45
causing the edges of the deck to have vertical movements of 28 ft and at times exceed the
acceleration of gravity (Ross, 1984). Two cars were on the bridge when this wild movement began:
one with Leonard Coatsworth, a newspaper reporter, and his cocker spaniel and the other with
couple of minutes later the stiffening girders in the middle of the bridge buckled initiating the
61
Arthur Hagen and Judy Jacox. All three people crawled to safety (Levy and Salvadori, 1992). A
collapse. Then the suspender cables broke and large sections of the main span dropped
progressively, from the center outward, into the river below. The weight of the sagging side spans
pulled the towers 12 ft towards them and the ruined bridge finally came to a rest (Feld and Carper,
1997). The bridges only fatality was Coatsworths cocker spaniel. Due to the fact that Prof.
Farquharson was present that day studying the bridge, its collapse is well documented,
photographed, and recorded on film (Levy and Salvadori, 1992).
Causes of Failure
The Federal Works Agency (FWA) investigated the collapse of the Tacoma Narrows Bridge and
found the following:
The bridge was well designed and well built. While it could safely resist all static forces,
the wind caused extreme undulations which caused the bridges failure.
No one realized that Tacomas exceptional flexibility coupled with its inability to absorb
dynamic forces would make the wild oscillations which destroyed it possible.
Vertical oscillations were caused by the force of the wind and caused no structural
damage.
The failure of cable band on the north end, which was connected to the center ties,
probably started the twisting motion of the bridge. The twisting motion caused high
stresses throughout the bridge, which lead to the failure of the suspenders and
collapse of the main span.
A suspension bridge was the most practical choice for the site.
Rigidity against static forces and rigidity against dynamic forces cannot be determined
using the same methods.
Subsequent studies and experiments are needed to determine the aerodynamic forces
which act on suspension bridges.
Procedural Concerns
The Tacoma Narrows Bridge collapse highlighted the importance of failure case studies in
engineering education. Between 1818 and 1889, the wind destroyed or seriously damaged ten
suspension bridges (Petroski, 1994). Most of these bridges, like Tacoma Narrows, had small width
to span ratios, ranging anywhere from 1/72 to 1/59. They also experienced severe twisting right
before collapse as Tacoma Narrows did (Levy and Salvadori, 1992). In 1826, a hurricane partially
62
destroyed the Menai Straits Bridge in eastern England. The deck experienced 16-ft oscillations
before it broke (Feld and Carper, 1997). Thirty-eight years later in 1854, the bridge over the Ohio
River at Wheeling, West Virginia also collapsed due to wind.
Many other bridges suffered a similar fate (Levy and Salvadori, 1992). In fact, it was not until the
success of John Roeblings suspension bridges that they became widely accepted. Through his
understanding of the importance of deck stiffness and knowledge of past failures, Roebling was
able to make suspension bridges accepted as strong railway bridges (Feld and Carper, 1997). Soon,
however, the success of the suspension bridges completely overshadowed the failures of the last
century. Once again, suspension bridges evolved towards the longer sleeker designs forgetting
the cornerstone of their success, wind resistance (Petroski, 1994).
Ethical Concerns
If engineers had never tried innovative techniques, suspension bridges may never have been built
at all. At the time of their introduction, no one believed that a suspension bridge could safely
accommodate trains. Roebling, however, took a gamble, pushed the limits of the current
technology, and built a suspension bridge that he believed could safely support rail traffic. Luckily
he was correct, and suspension bridges soon became widely accepted (Petroski, 1985). Moisseiff
also took a gamble, trying to create a longer, sleeker, less expensive bridge, by pushing the limits
of technology. He, however, was not as lucky, and what could have been a breakthrough in
technology turned into a catastrophic failure. Every time engineers push the limits of technology
they risk a similar loss, sometimes even a loss of life.
References
Billah, Yusuf and Scanlan, Robert (1991), "Resonance, Tacoma Narrows bridge failure, and undergraduate
physics textbooks." American Association of Physics Teachers, February 1991.
Feld, Jacob and Carper, Kenneth, Construction Failure (1997), 2nd Ed., John Wiley & Sons, New York, NY.
Levy, Matthys and Salvadori, Mario (1992), Why Buildings Fall Down: How Structures Fail.
W. W. Norton, New York, NY.
Petroski, Henry (1994), Design Paradigms: Case Histories of Error and Judgement in Engineering.
Cambridge University Press, New York, NY.
Petroski, Henry (1996), Engineers of Dreams: Great Bridge Builders and the Spanning of America.
Vintage Books, New York, NY.
Petroski, Henry (1991), "Still Twisting." American Scientist, Sept/Oct 1991.
Ross, S. et al. (1984), "Tacoma Narrows, 1940." Construction Disasters. McGraw-Hill Book Co, New York, NY.
63
Petroski, Henry (1985), "The Ups and Downs of Bridges," To Engineer Is Human. St. Martins Press, New York, NY.
QUEBEC BRIDGE
CANADA, 1907
CASE IX
64
meeting, offered his consulting services to the Quebec Bridge Company (pp. 32 33, Middleton,
NAME
A. B. Milliken
Benjamin A. Yenser*
TITLE
Bridge superintendent of erection for 1st year of work
General foreman of erection for remainder of project. Worked for Phoenix Bridge
Company
Arthur H. Birks*
Collingwood Schreiber
David Reeves
Edward Hoare
E. R. Kinloch
Norman McLure
Peter L. Szlapka
Robert C. Douglas
Simon-Napoleon Parent
C. C. Schneider
Theodore Cooper
Consulting Engineer
The chief engineer of the Quebec Bridge Company, Edward Hoare, had never before worked on a
bridge longer than about 90 meters (300 feet). The company decided to hire a consulting
engineer, and Theodore Cooper was selected from a list of six prominent engineers for the project
(Holgate et al., 1908, p. 36, Middleton, 2001). Mr. Cooper was an independent consultant
operating out of New York City. He was one of the foremost American bridge builders of his day.
To Mr. Cooper, this project would be the crowning achievement to his lifes work.
Petroski (1995) notes Coopers strong qualifications for this project. In his long career, he had
written an award-winning paper pioneering the use of steel for railway bridges, and had prepared
general specifications for iron and steel bridges. His method of accounting for railroad loads on
bridge structures became widely used (p. 37, Middleton, 2001).
Tenders were called for on September 6, 1898 and received until March 1, 1899 (Holgate et al.,
1908). They were then reviewed by Mr. Cooper. The specifications called for a cantilever structure.
The basic configuration of a cantilever bridge is shown below. However, suspension bridge
designs were allowed, providing they came with their own set of specifications. Earlier, noted
French engineer Gustave Eiffel had considered the problem and found that a cantilever design
would be superior to either a suspension or an arch bridge for the Quebec site (pp. 29 30,
Middleton, 2001).
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Date of Observation
Member
June 15
Amount of Deflection
mm
inches
1.56.5
1/16 to
June
1.56.5
1/16 to
June
1.56.5
1/16 to
June
1.56.5
1/16 to
June
19
August 6
7L & 8L
19
August
8L & 9L
5/16
August 20
8R
Bent
Bent
August
9R & 10R
-------
-------
August 23
5R & 6R
13
August 27
A9L
57
Being dissatisfied with the theories offered by the engineers on site, Cooper developed his own
theory. None of the explanations for the bent chord stand the test of logic. I have evolved another
theory, which is a possible if not the probable one. These chords have been hit by those suspended
beams used during the erection, while they were being put in place or taken down. Examine if you
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cannot find evidence of the blow, and make inquiries of the men in charge. McLure did as he was
instructed, and reported back to Cooper that there was no evidence of such an incident (p. 74,
Middleton, 2001).
Some of the engineers were unconcerned about the problem, believing that it was nothing
serious. Others were still insisting that the bends were the result of a pre-existing condition. The
manufacturer guaranteed that all the members had been perfectly straight when they left the
yard. Another incident had occurred during the 1905 construction season, when chord A9L was
dropped and bent while being handled in the storage yard. The A9L notation refers to the chord
located in the anchor arm, within the ninth panel, and on the left or West side of the bridge. It
was repaired and placed into the structure. Although at the time the repair was thought to be
satisfactory, this member was later found to be the triggering cause of the collapse.
Collapse
Meanwhile, back at the construction site, at about the same time the decision-makers in
Phoenixville were ending their meeting, the Quebec Bridge collapsed at 5:30 p.m. The thunderous
roar of the collapse was heard ten km (six miles) away in Quebec (p.80, Middleton, 2001). The
entire south half of the bridge, approximately 189 MN (19,000 tons) of steel, fell into the waters
of the St. Lawrence within 15 seconds. Eighty-six workers were present on the bridge at the time.
Only eleven workers on the span survived.
The Governor General of Canada formed a Royal Commission, comprised of three civil engineers,
whose sole task was to investigate the cause of the collapse. They were Henry Holgate, of
Montreal, John George Gale Kerry of Campbellford, Ontario, and John Galbraith of Toronto. Their
completed report was a pioneering event in the discipline of forensic engineering, and consisted
of over two hundred pages plus twenty-one appendices. As stated by (Middleton 2001, p. 91),
the thoroughness and objectivity of their inquiry and report stand even today as models of
their kind.
The immediate cause of failure was found to be the buckling of compression chords A9L and A9R.
The official report attributed the collapse to a number of reasons. Listed below are some of the
major findings (pp. 9 10, Holgate et al., 1908):
1. The collapse of the Quebec Bridge resulted from the failure of the lower chords in the anchor arm near the
main pier. The failure of these chords was due to their defective design.
2. We do not consider that the specifications for the work were satisfactory or sufficient, the unit stresses in
particular being higher than any established by past practice. The specifications were accepted without protest
by all interested.
revising this assumption. This error was of sufficient magnitude to have required the condemnation of the
bridge, even if the details of the lower chords had been of sufficient strength, because, if the bridge had been
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3. A grave error was made in assuming the dead load for the calculations at too low a value and not afterwards
completed as designed, the actual stresses would have been considerably greater than those permitted by
the specifications. This erroneous assumption was made by Mr. Szlapka and accepted by Mr. Cooper, and
tended to hasten the disaster.
4. The loss of life on August 29, 1907, might have been prevented by the exercise of better judgement on the
part of those in responsible charge of the work for the Quebec Bridge and Railway Company and for the
Phoenix Bridge Company.
5. The failure on the part of the Quebec Bridge and Railway Company to appoint an experienced bridge engineer
to the position of chief engineer was a mistake. This resulted in a loose and inefficient supervision of all parts
of the work on the part of the Quebec Bridge and Railway Company.
6. The work done by the Phoenix Bridge Company in making the detail drawings and in planning and carrying
out the erection, and by the Phoenix Iron Company in fabricating the material was good, and the steel used
was of good quality. The serious defects were fundamental errors in design.
7. The professional knowledge of the present day concerning the action of steel columns under load is not
sufficient to enable engineers to economically design such structures as the Quebec bridge. A bridge of the
adopted span that will unquestionably be safe can be built, but in the present state of professional knowledge
a considerably larger amount of metal would have to be used than might be required if our knowledge were
more exact.
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Another ethical concern was Coopers rejection to having an independent engineer check his
work. His decisions were not questioned, even when they seemed to be unusual. An independent
consultant may have not allowed the higher than normal design stresses. Some of the other errors
such as the underestimated dead loads and the failure to recheck the weight could have been
discovered before the bridge collapsed. In conclusion of this thought, Coopers engineering
expertise became the sole factor that was relied upon for assuring structural integrity of the
bridge. (Roddis, 1993).
References
Engineering Record (ER). (1907a). The Anchor Pier Towers of the Quebec Bridge (1907), Engineering Record, Vol. 55,
January 12, pgs. 34-35.
Engineering Record (ER). (1907b). Erection Attachments for Bottom Chords and Vertical Posts of the Quebec Bridge,
(1907), The Engineering record, building record and the sanitary engineer. Vol. 55, January 19, 1907.
Engineering Record (ER). (1907c). Erection of the Main Vertical Posts of Quebec Bridge, (1907), Engineering Record,
Vol. 55, January 26, pgs. 92-94.
Engineering Record (ER). (1907d). The Quebec Bridge Superstructure Details, Part VIII, (1907), The Engineering
record, building record and the sanitary engineer. August 17, 1907.
Engineering Record (ER). (1907e). The Cause of the Quebec Bridge Failure, (1907), Engineering Record, Vol. 56, Sept.
14, pg. 276, Sept. 21, pg. 302.
Holgate, Henry; Derry, John, G. G.; Galbraith, John. (1908). Royal Commission Quebec Bridge Inquiry Report. Sessional
Paper No 154. S.E. Dawson printer to the King Ottawa.
Middleton, William D. (2001). Bridge at Quebec. Indiana University Press, Indiana, USA.
Petroski, Henry (1995). Engineers of Dreams: Great Bridge Builders and the Spanning of America, Knopf, New York.
Roddis, W. M. Kim (1993). Structural failures and engineering ethics. Journal of Structural Engineering. 119(5), 15391555.
Shepherd, Robin and Frost, J. David (1995). Failures in Civil Engineering, Structural, Foundation and Geoenvironmental
Case Studies. American Society of Civil Engineers, New York, New York.
Tarkov, J. A. (1986). A Disaster in the Making. American Heritage of Invention and Technology, Spring 1986, 10-17.
69
STAVA DAM
ITALY, 1985
CASE X
The Stava dams were a pair of dams, placed directly above each other,
used as a part of a fluorspar mining operation.
Located in Stava, Italy, the Stava dams were a pair of dams, placed directly above each other, used
as a part of a fluorspar mining operation. Fluorspar, or fluorite, is a translucent mineral used to
manufacture opalescent glass. They were used to dispose of the wash water and mine tailings or
residues, from the process whereby fluorspar was extracted from the mined material. Mine tailings
were separated into clays and sands. The heavier sandy material was evenly deposited on the
upstream embankment faces while the finer clay material was deposited in the upper basin of
embankment as the wash water passed through. The filtered water was then discharged to an old
river bed that flowed into the Rio Porcellini.
70
water. These sediments settled out first in the upper embankment and then in the lower
71
sediments in the ponds, despite the use of the upstream construction method
References
Bressan, David. "July 19, 1985: The Val Di Stava Dam Collapse | History of Geology, Scientific American
Blog Network." July 19, 1985: The Val Di Stava Dam Collapse | History of Geology, Scientific American Blog
Network. Scientific American, 19 July 2011.
Dixon-Hardy, D., and J. Engels. "Tailings.info ::: Stava Tailings Dam Failure." Stava Tailings Dam Failure.
Tailings.info, 2012.
Schlager, Neil. When Technology Fails: Significant Technological Disasters, Accidents, and Failures of the
Twentieth Century. Detroit: Gale Research, 1994. Print.
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