Académique Documents
Professionnel Documents
Culture Documents
SOURCES OF
INFORMATION
Tesfer and Malone | Peer Reviewed | Health Policy and Ethics | 2123
credibilily while undatnining tobacco control,''^ PM21 was similarly envisioned as fulfilling the
corpoi-ate affaii-s mission "to respond to and shape a political,
regulatoiy and attitudinal environment that pemiils the Company to achieve its business objectives."^"'"' "Shaping" the
environment induded strategic
philanthropy. During PM21,1997
to 2001. Philip Morris's annual
corporate contributions budget
rose im?^-'^'^ In 2006, Altria
funded more than 700 US organizations, making additional donations in more than 70 other
untries. All US contributions
qualified as tax deductible,'"*
PM2rs overarching objective
was to improve company image.
Acnding to a 1998 Philip Morris
brief, "Today we're viewed as untnistworthy. not credible and
insincere... . Our actions must
rtsult in a sustain^le perception
of trustworthiness, credftiility and
sincerify,'"'"' Self-promotional
themes''"'^^ were condensed into
4 key messages'*" (Table 1)Presenting PM21 to Kraft employees. Senior Vice President for
Corporate Affairs Steve Farrish
used the concept of brand equity
to equate the parent corporation's
image with its subsidiaries' products: "Image enhancement in our
company ... will have to become
an on-going, never-ending effort,
just like the building and maintenance of brand equity. Our brand
in corporate affairs is the reputation of our company,"'^'' Building
corporate im^e required marketing: "While our brand is not a
consumer packaged good, building
and maintaining its equity follows
the same modeL""'"'
TABLE 1-Pti(llp Morris's PM21 Public Relations Messages and Selected Implementation Strat^es
Implementation
Message
"Philip Morris is more than a tobacco company."
Phiianthropy's Strategic
Value
2124 I Health Policy and Ethics | Peer Reviewed | Tester and Malone
Hunger relief was initially selected as PM2rs centerpiece, because "specific mention of our
hunger initiatives moved 73% of
tbe test respondents toward a
more favorable view of the Company."^^ Under the programmatic
shift to "meet undeniable human
needs." as CEO Geoffrey Bible
described in a 1999 speech, donations were restricted to initiatives that "directly put food in
hungiy people's mouths,"^*^ By
year's end, Philip Morris's Contributions Council determined that
basing its program on tJiis public
relations message ruled out longerterm, structural strategies for
eliminating hunger: "Our focus on
'putting food in bungiy people's
stomachs' dearly limits us fix)m a
variefy of efforts to 'reduce the
problem' or make the systems more
effident"^^
Focus groups testing messages
about forms of hunger assistance.
and wbidi types of aid recipients
to feature in adveitisements.
showed tbat children and elders
received most sympathy.'^'^^^
Persons with AIDS received less,
and many viewed homeless adults
as lazy or prone to substance
abuse andfliereforeresponsible
Tester and Malone \ Peer Reviewed | Health Policy and Ethics t 2125
A SIMPUFIED MODEL OF A
LEGISLATORS WORLD
SPECIAL
CONSTITUENTS
DIRECT
CONTACT
Before PM21, company philanthropy had already yielded legislative benefits. In 1990, Philip
Morris created a database including the "pet causes and charities"
of each member of Congress.""
According to a Philip Morris Information Services employee,
Xross referencing this information with Riilip Morris Corporate
Contribti tions data can provide us
with a new avenue of access to
that legislator."'"' In 1993, Philip
Morris Director of Govermnent
Affairs 1 ina Walls spoke to employees about the "influence
wheel" of public officials.'"^
Showing a slide titled, "A Simplified Model of a Legislator's
POLITICAL
ACTIONS/
DECISIONS
8
e
CO
ot
I
RGURE 1-A 1992 Philip Morris document referred to by tiien-Dlrector of Government Affairs Tina
Walls as ttie "Influence Wheel" during internal company presentation on "grasstop" relations,
jnciuding the role of donations to legisiators' pet causes and favorite charities.
2126 1 Health Policy and Ethics | Peer Reviewed | lester and Malone
State
Policymaker Appearance or
Legislative Objectives
Endorsement of Philanthropy
Position on Legislation
Achieved
ylO6
yUS
yl45.t49>153
yua
yl45.149.152.162-164
P144..48
Alabama
Arizona
California
p i 46.148.151.153-161
Y (multiple)'"^
Colorado
Y (multiple)'"'-'
Connecticut
yl44,146.151-153,161.164-166
pl47,146,I62.ieT
Florida
Georgia
yllO
yl62,163
Hawaii
ylD6
yl54,16S-170
pis
pl50.162
Idaho
Y (multiple)"*
Illinois
y (multiple)^"'"'^^^
Indiana
Y (multiple)'"'""
yttS
pl45.153.lB5.167.171
yioe
P*"
pl44,146-14B.t52.164
pt34.lM.164
pl52.161.t64
Kansas
Louisiana
pl45.14&14S.153.162.163.16S.16S
Maine
yllS
Massachusetts
pl53.t65.lB7.17:
Missouri
yl45,146.149.150,16. 165.173
New Mexico
yiie
New Yofli
ylO8,llT,118
North Carolina
Ohio
Y (multiple)^'"'''^
ylO6
Oregon
South Carolina
pt46.148.l57.159.167.tr4
yWT
yl51,t66.t7S
yl3B,139
y46-148.153,157,165.174
yl40
pt44.146.l52.156,159.61.l67.172.174
yl44,146.174
Y (federal)'^'
yl22,123
Tennessee
^41
Virginia
Washington
Wisconsin
pi,
153.165
pl46-14S.152.lE3.176
Texas
yl24-126
yl43
Y (multiple)"*
pl43
Wyoming
yl50.1S4.169,177.17B
pl5!.155,163.164
pl44,147.148.151-ia3,164.167,179
p50.154.161.169
Note. Y-yes; P- partial, lie table includes only those states for which evidence was found that Philip Morris planned to use philanthropy to
help achieve legislative objectives or involved elected officials in its philanthroov activities.'"
collaboration with State Government Affairs and Federal Government Affairs."'^^ Further plans to
"leverage" donations for government relations purposes were made
for 2000-2001,'^"* Formal liaisons
between Corporate Contributions
and SGA staff for each regional district u-ere est^lished in January
2000,'*'^-'^ and SGA involvement
in charitable contributions activities continued throu^ at least
2128 I Health Policy and Ethics I Peer Reviewed I Tester and Malone
corporate soda! responsibility initiatives and whether other nontobacco corporate philanthropy plays
similar roles.
Contributors
Both authors originated the study. L, E.
Ttsler conducted the tobacco indastry
doaimeiit searches, analyzed the documents, wrote the tirsi draft, and revised
successive drafts. R. K. Malone analyzed
documents and reviewed, edited, and
revised all drafts.
Acknowled^ents
This research was supported hy National
Institutes of Health fellowship iiuiding
(grant CA113 710) and the National
Cancer Institute {grants CA095989 and
CAI 20138).
We thank members ()f the University
of California San Francisco, Institute for
Health Policy Studies writing seminar; the
University of California, San Francisco,
Tobacco Policy Research Croup; Dorie
Apollonio; Sarah Arvey; Janine Cataldo;
Sharon Eubanks; Patrida McDaniel;
Naphtali Offen; Elizabeth A. Smith;
Nathaniei VVantler; Joshua Yang; Vderie
Yerger; and the anonymous reviewers for
valuable comments on earlier drafts. We
also thank Stella ,\guinaga Biaious for
valuable discussions in the formative
stages of this study.
Tobacco industiy corporate philanthropyfijnctionsto support corporate marketing and lobbying activities detrimental to public health.
PIV121 favorably influenced perceptions and paid legislative dividends.
However, discouraging research on
I'hilip Morris's image on the West
Coast su^ests that strong counterindustiy advertising and a welllunded tobacco control movement
reduce the effectiveness of corpoHuman Participant fotection
No appioval was requiied ior this study.
rate image and philanthropy campaigns.^"^*"^'' Future research
References
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Tester and Malone 1 Peer Reviewed I Health Policy and Ethics | 2129
2130
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Issues Watch. Issues Watch: Tobacco Industry Sponsorship in Ihe United
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109.
Under the dome. Denver fbsL
February 5, !999;A18.
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Sosin J. Corporate contributions
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Parks L. Information services Prometheus system documentation. April 24,
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113.
Altenhof D. St Jude hou.se receives
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114.
Thomas J. YWCA's domestic violence program dted. Journal and Courier
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115.
Utchfield K. Grant helps food bank
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116.
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117.
Siymanczyk M. letter to Govemor
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118.
Gannon S. In the Loop, volume 2,
issue fi. September 1999. Philip Monis.
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119.
Evans D. New program will Iwnefit
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120.
Grant io help victims of domestic
violence. CinrMnciri ).f Jantiary 1.
2000:17A.
121.
Williams D. Oconee-Pickens announcements: Philip Morris presented
$10.000 grant Anderson IndependentMail (Anderson, SC). September 20.
2000.
122.
Riilip Monis. Phase one market
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123.
Philip Monis. Phase one market
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124.
Philip Morris. New hotshot helps
area senior dtizeiLS receive home-delivered meak. June 14, 1999. Philip Morris.
Available at: http://legacy.library.ucsf
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125.
Allen C, Aronhait G. Bryant W.
Right choices for youth govemor's conference leader's notebook. Sejitemher 23,
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126.
Demardni A. Choices: Domestic
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Daily News-Record (Harrisonburg, VA).
April 23. 1999.
Tester ana Malone ' Peer ReviewecJ | Health Policy and Ethfcs | 2131
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Hemel D. Untilled.//eroid Times
Harter (Manitowoc. Wl). August 8,
200;secI 1.
128.
Sandin ]. Hunger problem said to
be getting worsereport i-eveals how
widei^read need for food is throughout
the state. Milwaukee Jcatmal Sentinel. December 15, 1999;sect 3.
129.
Milam S. Putting extra food where
it's needed. Wisconsin Slate Joumal
(Madison, Wl)-January 9, 2000;IE.
130.
Arizona State Legislature. Welcome to Ihe Arizona State Legislature.
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131.
Legislative Council of California.
Bill infoimation. Available at: http://w\vw.
leginfo.ca.gov/bilinfo.litml. Accessed
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132.
Colorado General Assembly. Previous sessions information. Available at:
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dics2008aycslFrontPages.nsf/PrevSessionInfo?OpenFonii. Accessed Januaty
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Idaho State Legislature. 2 0 0 0 1998 Legislative sessions. Available
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139.
Jacobs D. Oftidal wanLs funds
spread out. December 29, 1998. Hiilip
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18. 2008.
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140.
Oregon State Legislature. Bills and
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141.
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144.
Philip Morris. State government
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library.ucsf.edu/tid/eanO8dOO. Accessed
January 17.2008.
145.
Philip Morris. State government
afFairs weekly report April 9,1999. Philip
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146.
Philip Morris. State government
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147.
Philip Morris. State government
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148.
I'hilip Morris. State government affairs weekly report. June 25,1999 Hiilip
Morris. Available at: http://Iegacy.library.
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149.
Philip Morris. State government
affairs weekly report. April 9,1999. Philip
Morris. Available at: http://legacy.library.
ucsf.edu/tid/dwl 16cO0. Accessed January 16.2008.
150.
ITiilip Morris. 990000 District 3
proactive bill tracker. April 27. 1999.
Philip Morris. Available at: http://!egaty.
libraiy.ucsf.edu/tid/fag73cOO. Accessed
January 16, 2008.
151.
PhUip Morris. 5-7-99 SGA Weekly
backup.doc. May 10, 1999. Philip Morris.
Available at: http://legacy.library.ucsf.
ed/tid/yrbl7aOO. Accessed Januaiy 16,
2008.
152.
Philip Morris. State government affaire weekly report April 30.1999. Philip
164.
Hiilip Morris. State govemniml affairs exeaitive summtuy. .Ajiril 30, 1999.
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Jantiary 17.2008.
165.
I'hilip Morris. State government
affairs weekly report 990521. May 21,
1999. Riilip Morris. Available at: http://
I egacy .li braiy .ucsf.edu/lid/hva35cOO.
Accessed Januaiy 17. 2008.
166.
Philip Morris. SGA state planner
contains all 50 states, D.C. and Puerto
Rico. 00 1999. Philip Morris. Available
al: http://legacy.libraiy.ucsf.edu/tid/
csc82c(X). Accessed Januaiy 18, 2008,
167.
Philip Morris. State government
affairs 990000-4th quarter report 2000.
Philip Morris. Available at; http://legacy.
libraiy.ucsf.edu/Ud/sgd62eOO. Accessed
January 17.2008.
168.
Food Service & News. 08 BAC
measure rockets through Texas legislature. June 1999. ITiilip Morris. Available
at: http://legacy.library.ucsf.edu/tid/
soy28dO0. Accessed January' 17, 2008.
169.
Philip Morris. State govemnipnl affairs weekly riport. March 5. 1999. Philip
Morris. Available at: http://legacy.library.
ucsfeUu/tidAon32c(H). Accessed Januaiy
I 7, 2008.
170.
Hawaii State Legislature. j\icbives.
Available at: http://www.capitol.hawaii.
gov/site I /archives/1999. Accessed January 17, 2008.
159.
Philip Morris. State govemnipiit
affairsweekly report, July 23,1999. fTiilip
Morris. Available at: http://legacy.library.
iicsf.edu/tid/boil 7dOO. Accessed Januaiy
17.2008.
171.
Mednick E. Munson J. 6/
99PPN-Kraft/state regional outlook.
April 23, 1999. Philip Moms. Available
at: http.//legacy.library.ucsf.etlu/tid/
ihi72cO0. Accessed Januaiy 17. 2008.
160.
FTiilip Morris. State government
affairs weekly report. October 22, 1999.
FTiilip Morris, Available at: http://iegacy.
library.ucsf,edu/tid/gid73cOO. Accessed
January 17,2008.
161.
Philip Morris. State goveniment
affairs 990000-3rd quarter report. Jtily
1999, iilip Morris. Available at: http://
legacy .libraiy .iicsf.edu/ti d/mtd 7 3 cO 0.
Accessed Januaiy 17, 2008.
173.
Riilip Morris. State government
affaii-s weekly report October 1. 1999.
Philip Morris. Available at: http://legacy.
library.ucsf.edu/tid/pid73c()0. Accessed
January 18,2008.
162.
Philip Morris. State government
affairs weekly report 990319, March 19,
1999. Philip Monis. Available at: http://
legacy .library .ucsf, edu/tid/byj73cOO.
Accessed Januaiy 17,2008.
174.
f^ilip Morris. State government
affairs weekly report. July 9, 1999. Riilip
Morris. Available aX\ http;//legacy.library.
ucsf.edu/tid/doil7dOO. Accessed January 18, 2008.
163.
Philip Morris. State government
affairs weekly report 990319. Mai-cii 19.
1999. Philip Morris. Available at: http;//
legacy .lib raiy .ucsf.edu/tid/bhk73cOO.
Accessed Januaiy 17. 2008.
175.
Rawlins W. George W. Bush wl
visit Triangle for major fund-raiser. News
& Observer, uly 19, 1999;A3.
176.
Riilip Morris. State government
affaire weekly report October 29, 1999
187.
Moore K. Re: Senior helping grantsDist. 1. April 14,1998. Riilip Morris,
Available at: http://legacy.lihrary.ucsf
edu/tid/krx65cOO. Accessed October 4,
2007.
198.
Philip Monis. I'hilip Moi-ris key
facts - Oregon. 2001. Philip Morris.
Available at; http://legaCT.library.ucsf.edu/tid/jfnlOcOO. Accessed January 11,
2008.
188.
Philip Morris. New York 1999
state plan. August 25, 1998. FTiilip Morris. Available at: http://legacy.library.ucsf
edu/tid/qxh27dO0. Accessed October 4,
2007,
199.
Devries J. U.S. Representative
McCarthy announces $50,000 grant from
I'hilip Morris to Kansas City Community
Kitchen. March 2, 2001. Phip Morris.
Available at: http://legacy.library.ucsf
edu/tid/rfd22cOO. Accessed January 11,
2008.
189.
Philip Morris. Contributions programs timeline of activities (prepared for
SGA district 2]. June 18, 2000. Philip
Morris. Available at; http://legacy.library,
ucsf edu/tid/qq8tcOO. Accessed October 4. 2007.
190.
Miller .A. Changes in the state government affaire corporate contributions
pi-ocessfor 1998, 27 Jan 1998. Philip
Morris. Available at; http://legacy,library.
ucsfedu/tid/rcu72cOO. Accessed October 4, 2007,
191.
Mugnocappello C District 2 - RFP
state recommendations. February 4.
2000. Philip Morris. Available at: http://
legacy .library, u csf.edu/tid/nql8 6 cOO.
Accessed January 11. 2008,
192.
Pbilip Morris. Instructions for
completing ! 998 SGA corpoi^ate contributions gi-ant request form. 1998. Philip
Morris. Available at: http://legacyJibraiy.
ucsfedu/tid/hsc82cOO. Accessed October 4, 2007.
193.
Parrish S. 2(X)0 contributions
budget request December 8.1999. Philip
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ucsfedu/ti(l/hus37cOO. Accessed May 1,
2007.
194.
Philip Morris. External affairs state
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library.ucsfedu/tid/stp35cOO. Accessed
October 4, 2007.
195.
Brosius K. Contributions SGA
team. January fi, 2000. Phiiip Morris.
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11,2008.
185.
Spivak C, Bice D. Lobbyists' conrem for women's health may involve a
certain spouse. Milwaukee Journal Sentinel. November 18, 1999;sect 2.
196.
Gomez F, EAD/SGA/CC liaison
task foi-ce. January 28, 2000. Philip Morris. Available at; http;//legacy.library.ucsf
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2008.
186.
Philip Morris. Hunger strategy
meeting notes. June 20. 2000, Philip
Morris. Available at: http;//legacy.library,
ucsf edu/tid/fpf47c00. Accessed October
4, 2007.
197.
Mimson J. Company's impact in
Nashville area. July 20. 2001, Pliilip
MOITS. Available at; http;//legacy.library,
ucsf edu/tid/jgpOOcOO. Accessed January
11.2008.
200.
Holm P, Howard K. PM 21 storyboai-d and print ad foctis groupssummary of Undings. June 24, 2000. Philip
Morris. Available at: http://I egacy .library.
ucsf.edu/tid/gyu65cOO.AccessedMay 1,
2007,
Heaith. 20O5.36.\57-l59.
201.
Roper Stardi Worldwide. PMC
image tracking; preliminary key findings,
August 2000 wave, October 3, 2000.
Eliilip Morris. Available at: http://legacy,
library .iicsfedu/tid/szw6 5 cOO. Accessed
October 4. 2007.
202.
Chapman S. Internationa! tobacco
control should repudiate JekyII and Hyde
health philanthn^y. Tob ControL 2008;
203.
Cordes J. Henig J, Twombly E.
Nonprofit human service providers in an
era of privatization: a theory of economic
and political response. Rev Policy Res.
2001;1S:91~110,
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