Stock Wizard 1St Round

PRATIBHA UTSAV 2015
Date:24/01/2015
STOCK WIZARD - ELLIMINATION ROUND

Score Card
Third Level (Presentation of Portfolio)
Sr. No.
Group No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
pu2015gr1
pu2015gr2
pu2015gr3
pu2015gr5
pu2015gr6
pu2015gr7
pu2015gr8
pu2015gr9
pu2015gr10
pu2015gr11
pu2015gr12
pu2015gr14
pu2015gr15
pu2015gr16
pu2015gr17
pu2015gr18
pu2015gr19
pu2015gr20
pu2015gr21
pu2015gr22
pu2015gr23
pu2015gr24
pu2015gr25
pu2015gr26
pu2015gr27
External Jury
Iram Ada KhanAsst Prof. PIET-MBA
Name of Participants
Name of Portfolio
Knoledge of Market
Knoledge of stocks
Trading
DHRUV SHINDE
YAMIN PATEL
BASHIT VAKIL
PRINCE YADAV
KETKI SHITOLE
KEMI SHAH
SHUBHAM KOTECHA
PRINYANKA VITHANI
SHAH MEGHA
RAHUL SHAH
ZAHARA RATLAMI
REETA SHARMA
DISHANT JAISWAL
ANSHUL AJWANI
SIMRAN ROY
KRUTIKA PATEL
TRUPTI MAHESHWARI
SHWETA VAGHELA
NIKITA MAKWANA
JOLAPARA DIMPLE
SHIVAM MAHESHWARI
PRUTHA CHOLERA
YUDHISTHIR SUTHAR
ZEHRA UNAWALA
BHAGAT RONAK
Internal Jury
Asst. Prof. PIBA
.
.
PRATIBHA UTSAV 2015
Date:24/01/2015

Score Card
26
27
pu2015gr28 MOKSHESH
pu2015gr29 SEJAL
External Jury
Internal Jury
Asst. Prof. PIBA
.
.
PRATIBHA UTSAV 2015
Date:24/01/2015

Score Card
communication
Total
20
External Jury
Internal Jury
Asst. Prof. PIBA
.
.
PRATIBHA UTSAV 2015
Date:24/01/2015

Score Card
External Jury
Internal Jury
Asst. Prof. PIBA
.
.
PRATIBHA UTSAV 2015

Select the best alternative
All question are compulsory
1
A bond's duration is its________

(a) First derivative of
value with respect to its
yield.
2
3
5
6
(a) NSE;3
(b) SEBI;3
(c) CLB;2
Which of the following is the regulatory body for equity markets in India?
(b) SEBI
(c) SEC
A zero coupon bond will have zero _____ risk

(c) Default risk
(a) Reinvestment risk (b) Interest Rate risk
Which one of the following is not a typical exit route for Private Equity Investor ?
(a) IPO
(c) Buy back
(b) NCD
Today transfer of securities in the Indian stock markets is through ______.
(a) Dematerialization
(b) Transfer deeds
(c) Real time gross

settlement system
Share holders in a limited company are not liable for _____________.
(a) The debt of the
company if his shares
are fully paid-up.
(b) The paid amount of

capital in that company
(c) The assets of the

limited company
A preference share ___________

(a) Pays fixed dividend
(c) Second derivative of

yield.
For listing, the company must submit to________audited balance sheets for the past_______ye
(a) RBI
(b) Half-price
(b) is a marketable
security
Standard Deviation is a measure of __________
(c) is a debt security
(a) Neither Risk nor

(b) Return
(c) Both Risk and Return
Return
10 A stock which is typically traded in the market with high volumes is called as ___________
(a) Liquid stock
(b) III-Iiquid stock
(c) Value stock
11 Government Bond is best described by which one of the following statements?
(a) It has no voting
privileges
12
(b) It receives no cash

dividends
(c) It may be resold at

any time
Equity shares have a high expected return and a high___ while for bonds there is a low risk b
(a) Risk, return

(b) Return, return
(c) Risk, risk
13 What will be the typical debt/equity of a financial service company ?
(a) 5 - 10
(b) <1
(c) 1 - 3
Typically
for
a
NBFC,
which
of
the
following
item
will
constitute
the highest liability compone
14
(a) Bank borrowing
(b) Non convertible
(c) Sovereign bonds
debenture
15
Which of the following is NOT a category on the statement of cash flows? Cash flow from ---(a) Sales.
(b) Financing.
(c) Operations.
ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

EDITION: 1ST EDITION
PRATIBHA UTSAV 2015

16
The returns on Stock A and Stock B have a correlation coefficient of -1. When the price of Sto
appreciates by 12%, how will Stock B's price perform?
(a) Depreciate by 12%. (b) Appreciate by 12%.
17 If a bond is selling at a premium _______.

(a) Its coupon rate is
(b) It is an attractive
below market rate
investment
(c) Depreciate by 6.0%.
(c) Its realized compound

yield will be less than the
yield to maturity
18 Under accrual accounting, revenues are recognized in the same period in which the associat
(a) Expenses are
(b) Cash is collected.
(c) Invoices are billed.
incurred.
19 NASDAQ is _____________
(a) The NASDAQ (acronym of National Association of Securities Dealers Automated

Quotations) is an American stock exchange.
(b) A section of the NYSE where technology stocks are traded.
(c) The trading symbol for a racetrack company listed on the NYSE.
(d) None of the above
20 Risk is measured by ____.
(a) Volatility
(b) Interest rates
(c) Returns
The risk that arises due to sudden change in weather that affects the operations of a compa
21
classified as _________ .
(a) Foreign exchange risk (b) Nature risk
22
(c) Political risk
If you increase the prepaid expense on the balance sheet from last year to this year , what is
cash on this year ?
(a) Cash increases
(b) Cash may increase or (c) Cash is not affected

decrease
23 Document submitted by a company (issuer) as part of a public offering of securities is called
(a) Lead banker
(b) Red herring
(c) SEBI document
document
prospectus
24
The rate at which commercial banks and other lending facilities can borrow short-term funds
central bank is called the ________
(a) Repurchase Rate
(b) Prime Lending Rate
(c) Reverse Repurchase

Rate
25 Which of the following statement is true ?

(a) IRR> hurdle rate,
(b) NPV < 0, accept the
(c) IRR > hurdle rate,
reject the project
project
accept the project
26 Drag along is a typical terminology associated with sale of shares of ______________
(a) Investors
(b) Promoters
(c) Regulators
27 If RBI hikes interest rates, what is the expected impact on Inflation ?
(a) Decreases
(b) No Impact
(c) Increases
28 _________ is / are governed by SEBI.
(a) Mutual Funds
(b) Stock Brokers
(c) Portfolio Managers
29 If RBI hikes interest rates, what is the expected impact of growth of the economy ?
(a) Decreases
(b) No Impact
(c) Increases
30 Return on a bond

PRATIBHA UTSAV 2015

(a) is yield to maturity of
the bond.
(b) is coupon payment of (c) depends upon current

the bond.
price of the bond.
31 __________ is the actual process of exchanging money and goods.

(a) Transfer
(b) Settlement
(c) Netting
___________ work at making profits by taking advantage of discrepancy between prices of the
product across different markets
(a) Arbitragers
(b) Speculators
(c) Exchange
Members
can
opt
to
meet
the
security
deposit
requirement
by way of ______.
33
(a) Cash
(b) Bank Guarantee
(c) Fixed Deposit Receipts
32
34 A _______option gives the holder the right but not the obligation to buy an asset by
a certain date for a certain price.
(a) Put
(b) ITM
(c) OTM
35 An equity index comprises of ______.
(a) basket of stocks
(b) basket of bonds and
(c) basket of tradeable
stocks
debentures
Position limits have been specified by _______ at trading
member, client, market and FII level
36
respectively.
(a) Sub brokers
(b) Brokers
37 The interest rates are usually quoted on___________
(c) SEBI
(a) Per annum basis

(b) Per day basis
38 A stock broker means a member of_______.
(a) SEBI
(b) any exchange
(c) Per week basis
(c) a recognized stock

exchange
39 A January month Nifty Futures contract will expire on the last _____ of January
(a) Monday
(b) Thursday
(c) Tuesday
To operate in the derivative segment of NSE, the dealer/broker and sales persons are require
40 _________ examination
(a) Certified Financial Analyst
(c) NCFM
(e) Not Attempted
(b) MBA (Finance)

(d) Chartered Accountancy

PRATIBHA UTSAV 2015

(d) Price sensitivity to

yield changes
ts for the past_______years.

(d) ROC;2
dia?
(d) Equity and fixed
income department of
India
(d) Inflation risk
y Investor ?
(d) Strategic sale
___.
(d) Open outcry system
(d) The goodwill of the

company
(d) All of the above
(d) Risk
alled as ___________
(d) Growth stock
tements?
nds there is a low risk but a low ____.

(d) Return, risk
(d) >30
ghest liability component ?
(d) Fixed deposit
ws? Cash flow from ---------------?


PRATIBHA UTSAV 2015

1. When the price of Stock A

(d) Stay unchanged
(d) Its current yield is

lower than the coupon
rate
d in which the associated _________

s Dealers Automated

operations of a company is
(d) Interest rate risk
ear to this year , what is the effect of

(d) Cash decreases
g of securities is called
(d) IPO document
orrow short-term funds from the

(d) Discount rate
(d) NPV > 0, reject the

project
_____________
(d) Lenders

he economy ?

PRATIBHA UTSAV 2015

(d) Clearing
y between prices of the same

(d) Hedgers
______.
y an asset by
(d) Call
nt, market and FII levels

(d) RBI
(d) Per month basis
(d) any stock exchange
January
(d) Wednesday
ales persons are required to pass
e)
ccountancy

sr. no
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
login id
pu2015gr1
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pu2015gr3
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pu2015gr6
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pu2015gr8
pu2015gr9
pu2015gr10
pu2015gr11
pu2015gr12
pu2015gr14
pu2015gr15
pu2015gr16
pu2015gr17
pu2015gr18
pu2015gr19
pu2015gr20
pu2015gr21
pu2015gr22
pu2015gr23
pu2015gr24
pu2015gr25
pu2015gr26
pu2015gr27
pu2015gr28
pu2015gr29
player 1
DHRUV SHINDE
YAMIN PATEL
BASHIT VAKIL
PRINCE YADAV
KETKI SHITOLE
KEMI SHAH
SHUBHAM KOTECHA
PRINYANKA VITHANI
SHAH MEGHA
RAHUL SHAH
ZAHARA RATLAMI
REETA SHARMA
DISHANT JAISWAL
ANSHUL AJWANI
SIMRAN ROY
KRUTIKA PATEL
TRUPTI MAHESHWARI
SHWETA VAGHELA
NIKITA MAKWANA
JOLAPARA DIMPLE
SHIVAM MAHESHWARI
PRUTHA CHOLERA
YUDHISTHIR SUTHAR
ZEHRA UNAWALA
BHAGAT RONAK
MOKSHESH
SEJAL
player 2
FAIZ SIDDIQIE
WASIM MIR
YASH VAZE
DEEP LAKDAVALA
NARAYAN THAKKAR
SHIVANGI DHUMAL
ANKITA PATEL
TASNEEM CHALLAWALA
NIDHI JOSHI
PANDYA PRASANNA
RITISHA SINGH
DHARA PATEL
NIKHIL NAIR
MAYUR PATEL
DEVANSHI PATEL
VABHAVI JOSHI
AKANSHA THAKUR
SHARMIN MUDHALKAR
PAYEL PATEL
AHGAN BANSARI
AHKHILESH MISHRA
BHATT RIYA
YOGESHWAR SAHANI
KAJAL PARMAR
BARIYA HARISH
player 3
DIPESH VYASH
SHLOKA DESHMUKH
ANJALI SHARMA
KHUSHBOO SHAH
level 1
level 2
level 3
PRATIBHA UTSAV 2015

Select the best alternative
All question are compulsory
1
A bond's duration is its________

(a) First derivative of
yield.
2
3
5
6
(a) NSE;3
(b) SEBI;3
(c) CLB;2
Which of the following is the regulatory body for equity markets in India?
(b) SEBI
(b) Transfer deeds
(c) Real time gross

settlement system
Share holders in a limited company are not liable for _____________.
(a) The debt of the
(b) The paid amount of
company if his shares are capital in that company
fully paid-up.
(c) The assets of the

limited company
A preference share ___________

(a) Pays fixed dividend
(c) SEC
A zero coupon bond will have zero _____ risk

(a) Reinvestment risk
(b) Interest Rate risk
(c) Default risk
Which one of the following is not a typical exit route for Private Equity Investor ?
(a) IPO
(b) NCD
(c) Buy back
Today transfer of securities in the Indian stock markets is through ______.
(a) Dematerialization
(c) Second derivative of

yield.
For listing, the company must submit to________audited balance sheets for the past_______ye
(a) RBI
(b) Half-price
(b) is a marketable
security
Standard Deviation is a measure of __________
(c) is a debt security
(a) Neither Risk nor

(b) Return
(c) Both Risk and Return
Return
10 A stock which is typically traded in the market with high volumes is called as ___________
(a) Liquid stock
(b) III-Iiquid stock
(c) Value stock
11 Government Bond is best described by which one of the following statements?
(a) It has no voting
privileges
12
(b) It receives no cash

dividends
(c) It may be resold at

any time
Equity shares have a high expected return and a high___ while for bonds there is a low risk b
(a) Risk, return

(b) Return, return
(c) Risk, risk
13 What will be the typical debt/equity of a financial service company ?
(a) 5 - 10
(b) <1
(c) 1 - 3
Typically
for
a
NBFC,
which
of
the
following
item
will
constitute
the highest liability compone
14
(a) Bank borrowing
(b) Non convertible
(c) Sovereign bonds
debenture
15
Which of the following is NOT a category on the statement of cash flows? Cash flow from ---(a) Sales.
(b) Financing.
(c) Operations.

PRATIBHA UTSAV 2015

16
The returns on Stock A and Stock B have a correlation coefficient of -1. When the price of Sto
appreciates by 12%, how will Stock B's price perform?
(a) Depreciate by 12%.
(b) Appreciate by 12%.
17 If a bond is selling at a premium _______.

(a) Its coupon rate is
(b) It is an attractive
below market rate
investment
(c) Depreciate by 6.0%.
(c) Its realized compound

yield will be less than the
yield to maturity
18 Under accrual accounting, revenues are recognized in the same period in which the associat
(a) Expenses are
(b) Cash is collected.
(c) Invoices are billed.
incurred.
19 NASDAQ is _____________
(a) The NASDAQ (acronym of National Association of Securities Dealers Automated Quotation
American stock exchange.
(b) A section of the NYSE where technology stocks are traded.

(c) The trading symbol for a racetrack company listed on the NYSE.
20 Risk is measured by ____.
(a) Volatility
(b) Interest rates
(c) Returns
The risk that arises due to sudden change in weather that affects the operations of a compa
21
classified as _________ .
(a) Foreign exchange risk (b) Nature risk
22
(c) Political risk
If you increase the prepaid expense on the balance sheet from last year to this year , what is
cash on this year ?
(a) Cash increases
(b) Cash may increase or (c) Cash is not affected

decrease
23 Document submitted by a company (issuer) as part of a public offering of securities is called
(a) Lead banker
(b) Red herring
(c) SEBI document
document
prospectus
24
The rate at which commercial banks and other lending facilities can borrow short-term funds
central bank is called the ________
(a) Repurchase Rate
(b) Prime Lending Rate
(c) Reverse Repurchase

Rate
25 Which of the following statement is true ?

(a) IRR> hurdle rate,
(b) NPV < 0, accept the
(c) IRR > hurdle rate,
reject the project
project
accept the project
26 Drag along is a typical terminology associated with sale of shares of ______________
(a) Investors
(b) Promoters
(c) Regulators
27 If RBI hikes interest rates, what is the expected impact on Inflation ?
(a) Decreases
(b) No Impact
(c) Increases
28 _________ is / are governed by SEBI.
(a) Mutual Funds
(b) Stock Brokers
(c) Portfolio Managers
29 If RBI hikes interest rates, what is the expected impact of growth of the economy ?
(a) Decreases
(b) No Impact
(c) Increases
30 Return on a bond

PRATIBHA UTSAV 2015

(a) is yield to maturity of
the bond.
(b) is coupon payment of (c) depends upon current

the bond.
price of the bond.
31 __________ is the actual process of exchanging money and goods.

(a) Transfer
(b) Settlement
(c) Netting
___________ work at making profits by taking advantage of discrepancy between prices of the
product across different markets
(a) Arbitragers
(b) Speculators
(c) Exchange
Members
can
opt
to
meet
the
security
deposit
requirement
by way of ______.
33
(a) Cash
(b) Bank Guarantee
(c) Fixed Deposit Receipts
32
34 A _______option gives the holder the right but not the obligation to buy an asset by
a certain date for a certain price.
(a) Put
(b) ITM
(c) OTM
35 An equity index comprises of ______.
(a) basket of stocks
(b) basket of bonds and
(c) basket of tradeable
stocks
debentures
Position limits have been specified by _______ at trading
member, client, market and FII level
36
respectively.
(a) Sub brokers
(b) Brokers
37 The interest rates are usually quoted on___________
(c) SEBI
(a) Per annum basis

(b) Per day basis
38 A stock broker means a member of_______.
(a) SEBI
(b) any exchange
(c) Per week basis
(c) a recognized stock

exchange
39 A January month Nifty Futures contract will expire on the last _____ of January
(a) Monday
(b) Thursday
(c) Tuesday
To operate in the derivative segment of NSE, the dealer/broker and sales persons are require
40
_________ examination
(a) Certified Financial Analyst
(c) NCFM
(e) Not Attempted
(b) MBA (Finance)

(d) Chartered Accountancy
NSE CAPITAL MARKET Question Bank 14

question bank 8

PRATIBHA UTSAV 2015

(d) Price sensitivity to

yield changes
ts for the past_______years.

(d) ROC;2
dia?
(d) Equity and fixed
income department of
India
(d) Inflation risk
y Investor ?
(d) Strategic sale
___.
(d) Open outcry system
(d) The goodwill of the

company
(d) Risk
alled as ___________
(d) Growth stock
tements?
nds there is a low risk but a low ____.

(d) Return, risk
(d) >30
ghest liability component ?
(d) Fixed deposit
ws? Cash flow from ---------------?


PRATIBHA UTSAV 2015

1. When the price of Stock A

(d) Stay unchanged
(d) Its current yield is

lower than the coupon
rate
d in which the associated _________

rs Automated Quotations) is an

operations of a company is
(d) Interest rate risk
ear to this year , what is the effect of

(d) Cash decreases
g of securities is called
(d) IPO document
orrow short-term funds from the

(d) Discount rate
(d) NPV > 0, reject the

project
_____________
(d) Lenders

he economy ?

PRATIBHA UTSAV 2015

(d) Clearing
y between prices of the same

(d) Hedgers
______.
y an asset by
(d) Call
nt, market and FII levels

(d) RBI
(d) Per month basis
(d) any stock exchange
January
(d) Wednesday
ales persons are required to pass
e)
ccountancy


Stock Wizard 1St Round

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Stock Wizard 1St Round

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PRATIBHA UTSAV 2015

STOCK WIZARD - ELLIMINATION ROUND

PRATIBHA UTSAV 2015

STOCK WIZARD - ELLIMINATION ROUND

PRATIBHA UTSAV 2015

STOCK WIZARD - ELLIMINATION ROUND

PRATIBHA UTSAV 2015

STOCK WIZARD - ELLIMINATION ROUND

PRATIBHA UTSAV 2015

A bond's duration is its________

A zero coupon bond will have zero _____ risk

(b) Transfer deeds

(c) Real time gross

(b) The paid amount of

(c) The assets of the

A preference share ___________

(c) Second derivative of

(c) is a debt security

(a) Neither Risk nor

(b) It receives no cash

(c) It may be resold at

(a) Risk, return

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

PRATIBHA UTSAV 2015

17 If a bond is selling at a premium _______.

(c) Depreciate by 6.0%.

(c) Its realized compound

(a) The NASDAQ (acronym of National Association of Securities Dealers Automated

(c) Political risk

(b) Cash may increase or (c) Cash is not affected

(b) Prime Lending Rate

(c) Reverse Repurchase

25 Which of the following statement is true ?

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

PRATIBHA UTSAV 2015

(b) is coupon payment of (c) depends upon current

31 __________ is the actual process of exchanging money and goods.

(a) Per annum basis

(c) Per week basis

(c) a recognized stock

(b) MBA (Finance)

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

PRATIBHA UTSAV 2015

(d) Price sensitivity to

ts for the past_______years.

(d) The goodwill of the

(d) All of the above

nds there is a low risk but a low ____.

ws? Cash flow from ---------------?

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

PRATIBHA UTSAV 2015

1. When the price of Stock A

(d) Its current yield is

d in which the associated _________

(d) None of the above

ear to this year , what is the effect of

orrow short-term funds from the

(d) NPV > 0, reject the

(d) All of the above

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION

PRATIBHA UTSAV 2015

y between prices of the same

nt, market and FII levels

ORGANISED BY: PARUL INSTITUTE OF BUSINESS ADMIINISTRATION