Académique Documents
Professionnel Documents
Culture Documents
Table 1. Content analysis of SIA articles appearing in Environmental Impact Assessment Review (EIAR) and Impact Assessment
and Project Appraisal (IAPA) from 1980, 1981 respectively to August 2000
EIAR
19802000
Total number of articles
IAPA
19812000
Totals
Percent
Explanation
533
450
983
60
100
160
16
56
78
134
84
71
90
161
11
59
100
159
40
60
100
63
35
50
85
53
24
42
66
41
13
15
28
18
Note:
The Guidelines and Principles were reprinted in both EIAR and IAPA: the citations included in those two reprints are not included
in this analysis
legislation. However, engineers and landscape architects, who gave little attention to social effects, did
the early EIAs. Socioeconomic impacts became a
listing of demographic information for a project
area. If the proposed action was large, housing,
health, law enforcement and other infrastructure statistics were included. However, most of the socioeconomic data was descriptive of the past little
was done to project or assess based on likely future
change to human communities as a result of the proposed action.
The US Forest Service (managers of about 181
million acres of forest and range land) uses the term
social assessment. Most other US land-management
agencies followed, or called SIA simply social
analysis. When Forest Service administrators were
searching for a label to describe social effects they
complained that social impacts had a harsh connotation, as in hitting something.
John Hendee, a Forest Service social scientist and
Richard Gale of the University of Oregon, coined
the term social assessment. Hobson Bryan, of the
University of Alabama, introduced the term to New
Zealand during a sabbatical visit and Social Assessment became the title of a text by Taylor, Bryan and
Goodrich (1995). The Bureau of Land Management
funded a social effects study to determine appropriate content for social impact statements done on
western US energy-development projects. These
researchers also published a monograph using the
term social assessment in their title (Branch et al,
1984).
Francis and Jacobs (1999) have outlined the difficulties in getting SIA institutionalized within
World Bank project appraisal procedures. They use
social analysis to refer to the process, with a social
assessment as the outcome. While there is agreement among World Bank administrators that social
analysis is needed to assure sound projects, the
procedures, content and how the results will be used
in the decision process have yet to be formalized.
In addition to the labels social effects, social assessment and socioeconomic, SIA is also referred to
as human ecology, socio-technical, social appraisal
and social soundness analysis (USAID). Of the authors of the SIA articles in my analysis, 84% used
the term social impact assessment.
Interior (USDI) submitted a six-page EIS to accompany the permit application for the 800-mile TransAlaska pipeline from Prudhoe Bay on the North
Slope to the ice-free port of Valdez on Prince William Sound. Two days later the Friends of the Earth
and the Environmental Defense Fund (environmental organizations) filed suit contending that the
Interior Department EIS statement failed to deal
adequately with a host of environmental problems
ranging from damage to the pipeline from hot oil
melting the permafrost to the impact on the annual
migration of several caribou herds as a result of the
pipeline barrier. Residents of Fairbanks , Alaska also
wondered what could be done with all those construction workers who would flock to Alaska to
work on the pipeline (Dixon, 1978).
Three years later the permit to build the pipeline
was issued. In the meantime, the EIS statement had
grown to six feet deep. More importantly, most of
the potential environmental damage had been dealt
with and solved to the satisfaction of the courts, the
environmentalists and the Alyeska Pipeline
Company.
Unfortunately, as one Inuit chief pointed out, the
impacts on both the native and non-native Alaskan
people were never addressed. Would traditional cultures and a way of life be changed by so massive
of a construction project? What about the influx of
transient workers who shared a different dialect of
the English language and exhibited unfamiliar life
styles?
Obviously, with a total population of 351,000 (in
1973) the state of Alaska could provide only a small
fraction of the estimated 42,000 persons who worked
on the pipeline at its peak. Even though the NEPA
legislation requires that social impacts be included in
EISs, they seldom were. The Alaska pipeline inquiry
focused exclusively on biophysical impacts while
social impacts on native populations were not considered until after the application was approved.
In 1974, Chief Justice Thomas Berger of the
British Columbia Supreme Court began inquiries
regarding the proposed Mackenzie Valley Pipeline
from the Beaufort Sea to Edmonton, Alberta, Canada. The social and cultural impact of the proposed
development on in digenous populations was the reason for declining the permit (Berger, 1983).
Because of these and other related developments
the concern for the social impact of development on
the human populations emerged. C P Wolf convened
the first research symposium on social impact assessment in 1973 during a meeting of the Environmental Design Research Associates (an association
of architects and landscape architects who did many
of the early environmental impact statements see
Wolf, 1974).
The Alaska pipeline provided the parameters or
terms of reference for the biophysical impacts, and
many of the findings from that assessment were incorporated in the initial CEQ EIA guidelines of 1973
but no social impacts. The final CEQ guidelines
Impact Assessment and Project Appraisal March 2002
of 1978 did not formally mention social impact assessment. The 1986 revised EIA guidelines (CEQ,
1986) also failed to incorporate social impacts other
than the vague term socioeconomic impacts
(Llewellyn and Freudenburg, 1990).
In the absence of a requirement, social impacts
were rarely included in assessments by the consulting firms who did EIS for US federal agencies. More
damaging, no funds were available to assemble the
findings about social impacts uncovered in these
assessments. Furthermore, community-based socialscience research findings on rural industrialization,
water impoundments, highways, energy projects and
rural recreational and tourism development were not
linked to the new field of social impact assessment.
Displacement of SIA by public involvement
The second event that doomed SIA in the 1980s was
the focus on environmental mediation and public
involvement (Burdge and Robertson, 1990). EIAR
had 40 less SIA articles than IAPA, but much space
was devoted to environmental mediation and environmental dispute resolution. These two procedures
are practice-specific and not research into practice.
Unfortunately, US federal land-management
agencies embraced public involvement as a substitute for SIA and quickly called it community input.
The rationale was simple people are humans and
thus social, so if we consult the community through
public involvement we have taken care of social impacts. Managers with a technical background failed
to understand that determining how a project would
alter the life of the affected community requires systematic assessment, not consultation. People can
only guess how a proposed action will alter the life
of their community.
A social impact assessment provides direction
based on research findings from similar situations in
the past. Dispute resolution and public involvement
are pedagogical in nature practitioners report
techniques that work best in practice settings. The
painstaking process of pulling together the findings
from the available SIA studies is a discipline-based
research effort. Of the 60 SIA papers in EIAR, 21 or
one third of my count appeared in one special issue,
volume 10, issues 1 and 2, pages 1244. This means
Impact Assessment and Project Appraisal March 2002
in 1995 we would expect to see them cited in research papers. As shown in Table 1, only 11 or 7%
of the SIA articles cited them. However, the time
from paper submission to publication could be two
years. A few recent articles have cited the G&Ps
(Denq and Allenhofel, 1997; Seebohm, 1997). We
have no follow-up study showing that the G&Ps are
followed in the assessment process (Patterson and
Williams, 1998), only anecdotal evidence that practitioners find them useful.
Notes
1. A possible exception is Australia and New Zealand. See, for
example, Dale et al (2001).
References
Barrow, C J (2000), Social Impact Assessment: An Introduction
(Arnold, London).
Berger, Thomas R (1983), Resources, development, and human
values, Impact Assessment Bulletin, 2(2), pages 129147.
Branch et al (1984), Guide to Social Assessment (Westview
Press, Boulder CO).
Burdge, Rabel J (1999), A Community Guide to Social Impact
Assessment: Revised Edition (Social Ecology Press, Middleton, Wisconsin). To order www.dog-eared.com/socialecology
press/>.
Burdge, Rabel J (1998), A Conceptual Approach to Social Impact
Assessment: Revised Edition Collection of Writings by Rabel
J. Burdge and Colleagues (Social Ecology Press, Middleton,
Wisconsin).
To
order
<www.dog-eared.com/
socialecologypress/>.
Burdge and Robertson (1990), Social impact assessment and
the public involvement process, Environmental Impact Assessment Review, 10(1,2), pages 8190.
Burdge, Rabel J and Frank Vanclay (1995), Social impact assessment: state of the art, Impact Assessment, 14(1), pages
5786; also in Vanclay and Brons tein (editors) (1995), Environmental and Social Impact Assessment (Wiley and Sons,
Chichester, UK) pages 3165; and in Burdge (1998).
CEQ, US Council on Environment Quality (1986), Regulations
for Implementing the Procedural Provisions of the National
Environmental Policy Act (40 CFR 1500-1508) (Government
Printing Office, Washington DC).
Allan Dale, Nick Taylor and Marcus Lane (editors) (2001), Social
Assessment in Natural Resource Management Institutions
(CSIRO Publications, Collingwood, Vic, Australia).
Denq, Furjen, and June Altenhofel (1997), Social impact
assessments conducted by federal agencies: an evaluation,
Impact Assessment, 15, pages 209231.
Dixon, Mim (1978), What Happened to Fai rbanks: The Effects of
the Trans-Alaska Oil Pipeline on the Community of Fairbanks,
Alaska (Westview Press, Boulder, CO).
Francis, Paul, and Susan Jacobs (1999), Institutionalization of
social analysis at the World Bank, Environmental Impact Assessment Review, 19, pages 341352.
Finsterbusch, Kurt (1980), Understanding Social Impacts: Asses sing the Effects of Public Projects (Sage Publications, Beverly
Hills, CA).
Interorganizational Committee on Guidelines and Principles for
Social Impact Assessment (1994), Guidelines and Principles
for Social Impact Asses sment (US Dept Commerce, NOAA
Tech Memo NMFS-F/SPO-16). Reprinted in Impact Assessment (1994), 12(2), pages 107152; Environmental Impact
Assessment Review (1995), 15(1), pages 1143.
King, Thomas F (1998), How the anthropologists stole culture: a
gap in American environmental m
i pact assessment practice
and how to fill it, Environmental Impact Assessment Review,
18, pages 117134.
Llewellyn, Lynn G, and William R Freudenburg (1990), Legal
requirements for social impact assessments: assessing the
social science fallout from Three Mile Island, Society and
Natural Resources , 2(3), pages 193208.
McCold, Lance N, and James W Saulsbury (1998), Defining the
no-action alternative for national environmental policy act
analysis of continuing actions, Environmental Impac t Assessment Review, 18, pages 1538.
Meidinger, Errol E, and William R Freudenburg (1983), The legal
status of social impact assessments: recent developments,
Selected bibliography
Barrow, C J (1997), Environmental and Social Impact Asses sment: An Introduction (Arnold, London).
Becker, Henk A (1997), Social Impact Assessment: Method and
Experience in Europe, North America, and Developing World
(HCL Press Limited, London, UK and Bristol, PA.
Finsterbusch, K (1985), State of the art in social impact asses sment, Environment and Behavior, 17(2), pages 193221.
Finsterbusch, K (1995), In praise of SIA: a personal review of the
field of social impact assessment, Impact Assessment, 13(3),
pages 229252.
Freudenburg, William R (1986), Social m
i pact assessment,
Annual Review of Sociology, 12, pages 451-478.
Freudenburg, William R, and Robert Gramling (1992), Community impacts of technological change: toward a longitudinal
perspective, Social Forces, 70(4), pages 937955.
Freudenburg, William R, and Robert E Jones (1992), Criminal
behavior and rapid community growth: examining the evidence, Rural Sociology, 56 (4), pages 619645.
Freudenburg, William R, and Kenneth M Keating (1985), Applying sociology to policy: social science and the environmental
impact statement, Rural Sociology, 50(4), pages 578605.
Gamble, D J (1978), The Berger Inquiry: an impact assessment
process, Science, 199(3), March, pages 946952.
Goodrich, Colin G, and C Nicholas Taylor (editors) (1995), Special issue on social impact asses sment, Project Appraisal ,
10(3), September.
Gramling, Robert, and William R Freudenburg (1992), Opportunity-threat, development, and adaptation: toward a
comprehensive framework for social impact assessment,
Rural Sociology, 57(2), pages 216-234.
Greider, Thomas, and Lorraine Garkovich (1994), Symbolic
landscapes: the social construction of nature and the environment, Rural Sociology, 59(1), pages 124.
Howitt, Richard (1993), Social assessment as applied peoples
geography, Australian Geographical Studies , 31, pages
127140.