Académique Documents
Professionnel Documents
Culture Documents
DOI 10.1007/s12142-013-0283-1
Introduction
Some of the most searing episodes in the global struggle for human rights protection
involve public protests, such as the weekly marches beginning in1977 by Argentinas
Mothers of the Plaza de Mayo demanding information on their loved ones who had
disappeared, or the outraged demonstrations by citizens following the murder of
three leftists in Chile in 1985 or the massacre of poor farmers in Guerrero state, Mexico
in 1995. These episodes (and many more) are examples of contentious political
challenges, which are collective actions that take place outside of the countrys
political institutions and express opposition to the government, its policies, or personnel. Contentious action is a fundamental feature of social movements, and human
rights movements have gained increased attention among scholars. Furthermore, some
J. C. Franklin (*)
Department of Politics and Government, Ohio Wesleyan University, Delaware, OH 43015, USA
e-mail: jcfrankl@owu.edu
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J.C. Franklin
prominent theories, such as those presented by Risse and Sikkink (1999) and Simmons
(2009), look to domestic contentious actions as a crucial factor in reducing abuses.
However, contentious actions focused on human rights have not been studied in a
systematic cross-national way. We know about certain prominent human rights movements, such as Argentina, but we do not have data to compare how the uses of
contentious tactics differ in, say, Brazil, or why.
This paper provides a direct indicator of human rights contentious action in seven
Latin American countries: Argentina, Brazil, Chile, Guatemala, Mexico, Nicaragua,
and Venezuela, for the period of 19811995, which was a period of intense human
rights contention in some of these countries. Human rights contention varied greatly
across these countries, tending to occur where human rights abuses and authoritarianism are present and in more urbanized countries. The number of human rights
organizations, which has been used to measure the strength of human rights movements, is not positively related to the number of human rights contentious challenges
in a country. I also found important differences in the organizational basis and
demands of human rights contentious challenges. All the countries analyzed here
experienced human rights contentious challenges, but Argentina and Guatemala had
human rights challenges that were mostly led by human rights organizations and focused
on general demands. I call these national human rights movements. In the other
countries studied, most human rights challenges focused on specific demands and were
not led by human rights organizations. I refer to these cases as ancillary human rights
protests. Both can contribute to improving human rights but in different ways.
141
extrajudicial executions, and disappearances (Cardenas 2007). Such rights are also
emphasized by prominent human rights organizations such as Amnesty International
and Human Rights Watch, and they were the main focus of most human rights efforts
in Latin America during the period studied (Cleary 1997; Sikkink 2004). This study
also includes job dismissals used as governmental reprisals against opposition groups
and another pervasive form of political repression: censorship of news media.
Therefore, human rights contentious challenges, the focus of this study, include
events in which people use contentious tactics to protest these types of human rights
violations, or to demand investigations or justice for these types of violations.
Since contentious action is closely linked with social movements, studying contentious actions focused on human rights is an important way to understand human
rights movements. Stammers (2009) argues that while the importance of social
movements was long underappreciated in the human rights literature, ordinary
peopleworking together in social movementshave always been a key originating
source of human rights (1). He asserts that human rights scholars are becoming
increasingly aware of the importance of human rights movements. Prominent works
on human rights movements include Ball (2000), Bickford (2002), Brysk (1993,
1994), Cleary (1997, 2007), Crystal (1994), Jelin (1994), Loveman (1998), Schirmer
(1989), Tsutsui (2006), Tsutsui and Shin (2008), and Tsutsui and Wotipka (2004).
Along with a growing number of studies focused on human rights movements,
two of the most prominent theories on human rights enforcement posit human rights
movements and the contentious action associated with them as an important factor
in reducing human rights abuses. Risse and Sikkink (1999) developed a spiral
model to explain the transition from a repressive state to one that respects human
rights. The first step is when a state becomes the focus of the human rights
transnational advocacy network. Initially, governments will deny and/or reject such
criticism, but some will eventually bow to international pressure with concessions
that are intended to be merely cosmetic. However, the unintended effect of these
concessions may be to permit an opening for social mobilization within the target
state. Risse and Ropp (1999), in assessing the application of the spiral model to
several cases, concluded that the five cases that successfully transitioned to implementation of human rights and rule consistent behavior shared a lively, widespread, and fully mobilized domestic opposition. A closer look at these five cases
examined in the same volume (Poland, Czechoslovakia, South Africa, Chile, and
the Philippines) shows references in each case to contentious actions, including
demonstrations and strikes, carried out by human rights groups or broader opposition groups that share their goals (Black 1999; Jetschke 1999; Ropp Stephen and
Kathryn 1999; Thomas Daniel 1999).
Another prominent work on improving human rights is Simmons (2009). She
examines the increasingly studied question of whether human rights treaties actually
have any effect on human rights practice. She argues that such treaties are only
meaningful to the extent that they empower individuals, groups, or parts of the state
that favor greater respect for human rights. Indeed, she argues that the ratification of
human rights treaties can encourage social mobilization by increasing resources and
the probability of success for human rights movements. Social mobilization is a rather
broad concept that has been used in different ways by social scientists, but Simmons
refers here to social movement theory, and social movements are fundamentally
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J.C. Franklin
linked to contentious actions (Tarrow 2011). Thus, there are compelling theoretical
reasons to study contentious actions used to further human rights.
As mentioned above, scholars are paying increasing attention to human rights
movements. The literature especially focuses on particular counties with well-known,
active movements, such as Argentina (Brysk 1993, 1994; Jelin 1994; Loveman 1998;
Navarro 1989; Schirmer 1989) and Chile (Bickford 2002; Cleary 1997; Fruhling 1992;
Loveman 1998; Schirmer 1989). These studies are important, but a broader understanding of human rights movements and their actions requires a cross-national perspective
and this, in turn, necessitates a basis of comparison. The most widely available indicator
of domestic human rights movements or pressure is the number of human rights
organizations (HROs) in a country. Counts of HROs have been used to study the
strength of human rights movements (Ball 2000; Tsutsui and Wotipka 2004), the
participation in high risk collective action (Loveman 1998); and the level of domestic
human rights pressure (Cardenas 2007; Murdie and Davis 2011). The use of this
indicator is understandable since it is often the only cross-national indicator available
of domestic human rights movements or pressure, but it is potentially problematic.
First, not all human rights organizations engage in contentious politics to the same
extent. Brysk (1994), in a thorough analysis of Argentinas human rights movement,
compared more direct, contentious actions of the Mothers of the Plaza de Mayo with
the civil libertarian groups that primarily focused on collecting and reporting evidence and providing legal assistance. Smith, Pagnucco, and Lopez (1998) report from
their survey of transnational human rights organizations that such groups use a wide
variety of activities on behalf of human rights, including monitoring, lobbying,
educating citizens, and mobilizing citizens. Only a minority took part in the direct
mobilizational activities of organizing demonstrations or boycotts. Research, legal
assistance, lobbying, and education are undoubtedly important activities on behalf of
human rights, but these activities do not necessarily indicate a social movement,
which, as mentioned above, is closely linked with contentious challenges. Thus, a
count of the number of human rights organizations will probably not accurately
measure the level of contentious action or the strength of a human rights movement.
Second, not all groups are created equal in terms of size and membership. One
large HRO could mobilize as many activists as several smaller ones. Indeed, a large
number of HROs in a country could signal hyper-factionalism rather than strength.
Third, the use of a count of human rights organizations as an indicator of human
rights movements assumes that the presence of formal organizations is necessary for a
social movement, but many social movement scholars dispute this assumption.
Tarrow (2011) argues that the more successful social movements from the 1960s
and 1970s had relatively loose organizational patterns. Rather than forming new
organizations, movement activists can often use other networks, such as churches
or trade unions, as a basis of organization. Indeed, scholars such as Michels (1962)
and Piven and Cloward (1977) argued that formal organizations weaken a movement
through their conservatism and distaste for disruptive tactics. In particular, Piven and
Cloward found that four poor peoples movements in the United States were most
active and effective before they developed strong, formal organizations, and became
relatively quiescent once national organizations developed. Thus formal human rights
organizations are not necessary for human rights movements. Formal organizations
may be the product of a movement rather than the cause of a movement; thus, they
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could be a lagging indicator of contentious action. For that matter, they are not a very
dynamic indicator, as counts of NGOs tend to increase overtime while contention
rises and falls much more dramatically (see Fig. 2 below). Below I will describe and
analyze a more direct measurement of human rights contention that does, indeed,
show a very weak relationship with the number of organized human rights groups.
Before any data were collected, I used the Stata program to draw a global random sample of countries. I
began the data collection process with the selected Latin American countries, since I am most familiar with
this region. Once the enormity of the data collection task became apparent, I limited the project to the seven
Latin American countries that were selected. While this is a subsample, it is still random since each Latin
American country had an equal probability of being selected.
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J.C. Franklin
the news archives Keesings Record of World Events and Facts on File. This process
resulted in a sample of 1,319 challenges in these seven countries that had sufficient
detail to categorize the type of challenge, the general demands or focus of the
challenge, and the governmental response. Media sources are the standard data source
on contentious events, but as with all such datasets, we cannot measure the true
number of contentious events. However, consistent with Koopmans (1998) argument, this process does sample enough events in a consistent way to permit comparison of trends and differences across the sample.
For each contentious challenge, I coded the demands or grievances that applied.
For public protests, these were usually mentioned in news stories. Guerrillas rarely
issued demands associated with particular attacks or bombings, but these were put
into the category of revolutionary demands. These different types of demands are
not mutually exclusive, since a single contentious challenge could make multiple
demands or express multiple grievances. During the reading of news accounts of
contentious political challenges, I determined that the demands or grievances could
be placed in nine different categories. One of these categories was human rights. As
mentioned above, the human rights demand category here mostly focuses on personal integrity rights, which include the rights to be free from arbitrary imprisonment,
torture, disappearance, and extrajudicial execution. The use of job dismissals and politically motivated censorship were additional human rights violations that were considered
here. The human rights contentious challenges coded here include protests against arrests,
killings, disappearances, censorship, or other acts of political repression; demands for the
release of political prisoners; demands for information on the disappeared; and demands
for justice for those accused of carrying out these actions.
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Table 1 Demands associated with contentious political challenges in seven Latin American countries,
19811995
Demand category
Number of challenges
making this demand
Revolution
486
36.8
Economic benefits
227
17.2
Pro-democracy
220
16.7
196
14.9
Human rights
189
14.3
50
3.8
Anti-corruption
33
2.5
Social reform
28
2.1
Environmental protection
14
1.1
Challenges may have more than one demand category that applies. Source: data collected by author
skeptical of this practice. Here, I compare the number of human rights contentious
political challenges in each country with the number of human rights organizations. A
dynamic indicator of the number of HROs was developed for this study using
information on all human rights non-governmental organizations with a founding
year specified in the Human Rights Organizations Database, which is available on the
Human Rights Internet website. Information of the founding year of HROs is missing
for some groups, but it allows an estimate of the number of HROs in a country for
each year of this study, which is important for later analysis.2 An initial comparison
across countries of the number of human rights contentious challenges from 1981
1995 and the mean number of HROs across the period is provided in Fig. 1.
The number of human rights contentious challenges is not closely associated with
the number of HROs in the country. Brazil had the fewest human rights contentious
challenges in the sample, despite having the highest mean number of HROs over the
time period. Argentina, in contrast, actually had less than half the average number of
HROs as Brazil but over four times as many contentious challenges focused on
human rights. Human rights organizations undoubtedly provide many important
functions, but counting them does not provide an accurate indicator of human rights
contentious actions or the strength of movements.
Figure 2 displays the mean number of human rights contentious challenges and
HROs per year across the seven countries. This shows that there is also a disconnect
in the trendlines of the two variables, as the mean number of HROs rises across the
time period, while the mean number of human rights challenges peaks in 1983 and
falls steadily afterwards. These data support the suggestion above that the number of
HROs is a lagging indicator of human rights contention.
This dynamic indicator of the number of human rights organizations is highly correlated (r=.86) for this
sample with estimates of the number of human rights organizations in 1989 and 1994 presented by Cleary
(1997).
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J.C. Franklin
Argentina
Guatemala
Nicaragua
Chile
Mexico
Brazil
Venezuela
10
20
30
HR Challenges
40
50
60
4.5
35
4
30
3.5
25
20
HROs
2.5
15
HR Challenges
1.5
10
1
5
0.5
0
1981
1990
1991 1992
HR Challenges
Fig. 2 Mean number of human rights challenges and human rights organizations in seven Latin American
countries
147
Simmons (2009) proposed that human rights mobilization would be greatest in what she calls partially
democratic transitional regimes, as opposed to stable autocracies or stable democracies. This hypothesis
was also tested with a dummy variable that was coded as one from the time an election is announced or
opposition parties are legalized under an authoritarian regime until either authoritarianism is reinstated or
until the first democratically elected government finishes its term in office. This transition variable was
included in the regression analysis discussed below and was found to not be significantly related to the
number of human rights contentious challenges in a country.
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J.C. Franklin
Two other potential opportunities do not face the same conflicting expectations. More
urbanized countries should have greater opportunities for human rights mobilization for
two reasons. First, as shown below, human rights challenges tend to use public protest
tactics, and Booth and Seligson (2009) report survey evidence that city dwellers are
more likely to participate in such actions. Thompson (2004) also noted the overwhelmingly urban nature of pro-democracy protests. Second, countries with a higher degree of
urbanization should have a greater potential for human rights mobilization in particular.
Inglehart (1990) argued that the new social movements that focus on noneconomic
issues, such as human rights, were strongly facilitated by the rise of postmaterialist
attitudes. These attitudes, in turn, tend to increase as societies develop socioeconomically, and urbanization is a fundamental aspect of this development process.
An additional possible opportunity encouraging human rights protests, according
to Simmons (2009), is the ratification of human rights treaties. As mentioned above,
she argues that these can encourage human rights mobilization. The foundational
treaty on basic political and civil rights is the International Covenant on Civil and
Political Rights (ICCPR), which was approved by the UN General Assembly in 1966.
Within this sample, Chile was the first country to ratify it in 1972 and Guatemala was
the last in 1992.
H3: Countries that are more urbanized will have a higher incidence of human
rights contentious challenges.
H4: Countries that have ratified the ICCPR will have a higher incidence of
human rights contentious challenges.
Urbanization is compiled by the World Bank. ICCPR ratification was simply measured with a dummy variable according to whether the country had ratified the ICCPR
by that year or not. Ratification in the second half of a year is not counted in this variable
until the next year.
While some scholars question the benefits of organization in social movements, as
mentioned above, organization nonetheless plays a central role in many prominent
theories of social movements and contentious actions (McCarthy and Zald 1977;
Tilly 1978). Thus, the number of HROs will be analyzed as part of this model of
human rights contentious challenges. The yearly number of HROs in the country is
measured, as described above, with information on HROs found in the Human Rights
Organizations Database.
H5: Countries with a greater number of HROs will have a higher incidence of
human rights contentious challenges.
One final factor will be considered. The dataset being analyzed measures variables
across seven countries and 15 years. Such time-series cross-section data are prone to
the statistical problems of heteroscedasticity and autocorrelation. A correction for
autocorrelation is to include the lagged dependent variable (i.e., the dependent
variable for year t1) as an independent variable. The expectation is that countries
that had human rights challenges in the past will continue to do so.
H6: Countries that experienced more human rights contentious challenges in the
previous year will have a higher subsequent incidence of human rights contentious challenges.
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J.C. Franklin
have more in the future, supporting H6. In sum, human rights challenges in Latin America
during this time period tended to occur in more urbanized countries under authoritarian
rule where the human rights situation was relatively dire. It is important to consider the
larger range of tactics available to human rights advocates in interpreting this analysis.
While ICCPR ratification does not appear to encourage contentious challenges on behalf
of human rights, it may encourage greater utilization of the legal system as an arena for
human rights advocacy. The same can be said for democracy. Under authoritarian
regimes, contentious tactics may be all that human rights advocates have available, but
under democracy, they may prefer to utilize legal or legislative institutions.
Coefficient (SE)
Political terror t1
.30** (.05)
41.3
Democracy
.77** (.19)
51.8
Urbanization
.02** (.01)
2.5
ICCPR ratified
.10
7.6
(.28)
Number of HROs
.01** (.01)
1.1
.12** (.06)
12.9
Constant
1.64
.45
Number of cases
98
Log pseudolikelihood
163.11
Expected effect indicates the percentage change in the expected number of human rights challenges for a
unit increase in x, holding other factors constant
*p<.10 (two-tailed); **p<.05 (two-tailed)
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J.C. Franklin
Argentina
Guatemala
Nicaragua
Chile
Mexico
Brazil
Venezuela
10
20
30
40
50
60
percent
seeks general reform
includes HRO
70
80
90
153
Tactics
Another important point of comparison for human rights contention is on the
tactics used. I found in previous research (Franklin 2009) that the types of
contentious tactics used by challengers have a significant impact on the government responses. This finding is also supported in other research (Gamson 1990;
Chenoweth and Stephan 2011; Schock 2005). I assigned each contentious challenge to one of ten tactical forms. Contentious challenges in which challengers
deliberately used violence could be coded as violent attacks (carried out by armed
militants acting covertly) or violent protests, which take place openly in public
places and typically do not use military-style weapons and tactics. Forceful
seizures threaten violence when armed militants seize a building and/or hostages
without causing any reported physical harm to anyone.6 Some actions cause
destruction of property without hurting people, and such destructive actions
include both sabotage, which is carried out covertly by militants, and destructive
protest, in which protesters smash stores, burn cars, etc. Nonviolent protests,
following in part on distinctions suggested by Sharp (1973) can be categorized
into four different forms. Strikes and boycotts impose sanctions on targets through
noncooperation. Nonviolent intervention intervenes in some type of established
pattern or institution. This includes sit-ins, nonviolent occupations of public
buildings, and blockades of roads. In earlier work (Franklin 2013) I considered
hunger strikes to be an example of nonviolent intervention, but they are prominent
enough in human rights challenges that I kept them as a separate category here.
Finally, demonstrations are nonviolent protests that express opposition but do not
impose sanctions directly like the other two forms. In previous research on the
tactical forms in this dataset (Franklin 2013), I determined that these tactics make
up three distinct repertoires: the rebellion repertoire (armed attacks, forceful
seizures, and sabotage), the public protest repertoire (demonstrations, nonviolent
intervention, hunger strikes, destructive protest, and violent protest), and the strike
repertoire (strikes and boycotts, backed up by demonstrations). The distribution of
these forms in human rights challenges is shown in Table 3.
Here we see that tactics from the public protest repertoire predominate for human
rights challenges, making up over 92 %. Nonviolent protest is especially prevalent.
Human rights challengers are not unique in their preference for protest tactics, but
human rights challenges have a disproportionately high usage of hunger strikes, as
60 % of the hunger strikes in the entire sample of contentious challenges make human
rights demands. In previous research (Franklin 2009), I found that hunger strikes
were particularly effective at gaining concessions. About half of these are made by
prison inmates demanding their release, fair trials, or better conditions. For a prison
inmate, a hunger strike is one of the few contentious tactics available, and it often
serves to gain attention and sympathy. Human rights challenges in these countries
avoided the rebellious tactics of armed attacks and sabotage, but there were five
instances of forceful seizures spread across four countries. Three of these involved
prison inmates taking guards hostage to press their demands for better conditions.
Comparing the tactics used in human rights challenges with general demands versus
6
Where forceful seizures injure or kill people, they are considered violent attacks.
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J.C. Franklin
Violent attacks
0 (0.0 %)
Violent protest
24 (12.7 %)
Forceful seizures
5 (2.7 %)
Sabotage
0 (0.0 %)
Destructive protests
5 (2.7 %)
Hunger strikes
21 (11.1 %)
Nonviolent intervention
19 (10.1 %)
9 (6.0 %)
Demonstrations
106 (28.6 %)
Total
189 (100.0 %)
those with more specific demands, the only substantial difference was the greater use
of demonstrations in human rights challenges with general demands.
This includes government actions made up to 2 months following a particular challenge as well as
concessions made to head off a planned challenge that occurred anyway. Actions that happened longer than
2 months after the challenge would be considered a concession if news reports tie it explicitly to that
challenge.
155
16 (8.5 %)
6 (3.2 %)
5 (2.7 %)
5 (2.7 %)
Other
4 (2.1 %)
All
36 (19.0 %)
around 20 % of the time, which ranks below challenges seeking economic benefits
(34.4 %) but substantially better than the record for challenges demanding democratization (10.5 %), economic policy reform (13.8 %), or revolution (<1 %). We can
also examine the types of concessions made in response to human rights challenges.
This is shown in Table 4, where we see that the most frequent type of human rights
concession was release or improving conditions for political prisoners. Other fairly
common concessions involved removing officials (often police officers) implicated in
abuses, making liberalizing reforms (such as legalizing opposition groups), and
taking measures to achieve truth and justice through official investigations and trials.
Given the specific nature of many of these concessions, it is not surprising that human
rights contentious challenges focusing on specific demands were over twice as likely
to win concessions than those with general demands.8 While scholars and human
rights activists often focus on general conditions and reforms to assess human rights
progress, these data remind us that human rights contentious action can have impacts
that are more limited in scope but are real improvements nonetheless.
Conclusions
Scholars are increasingly examining human rights movements, which are one manifestation of the broader range of contentious challenges made on behalf of human
rights. A few focused studies have shed light on human rights movements in a few
countries. It is important to gain a broader perspective on human right contention
across countries, including cases without high profile movements. Some studies
attempt to do this by examining the number of human rights organizations (HROs)
within a country. I argue that this is a questionable practice and I report original data
on the presence of contentious challenges, especially protests, that focus on human
rights. I collected data on such challenges as part of a broader study of contentious
politics in seven Latin American countries from 1981 to 1995.
For specific human rights demands, 27.3 % of the challenges won concessions, and for general demands,
11.9 % won concessions.
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J.C. Franklin
One important question is where and when human rights contentious challenges
occur. A systematic analysis presented here indicates that human rights contentious
challenges are most prevalent where human rights abuses are worse and authoritarianism is present and in countries that are more urbanized. While the number of
HROs in a country has been used as an indicator of human rights movements, the
analysis shows that, controlling for other factors, human rights contention was greater
where there were fewer HROs.
This is not to say that HROs are unimportant, since they utilize other tactics
besides contentious actions. Furthermore, within the field of contentious action,
HROs affect the framing of demands. Only a minority of human rights contentious
challenges were carried out by HROs, but when human rights organizations are
involved, the challenges tend to focus on the general human rights conditions in
the country, and they tend to seek general remedies such as official investigations and
justice for broad classes of abuses. Human rights contentious challenges in both
Argentina and Guatemala mostly involved HROs and made such general demands. I
describe these cases as national human rights movements. The other countries in the
sample (Brazil, Chile, Mexico, Nicaragua, and Venezuela) experienced human rights
challenges that focused more on specific grievances and demands (such as members
of a political party protesting the arrest of their leaders) and only a small percentage
involved HROs. I refer to these as cases of ancillary human rights protest, in which
human rights challenges are either relatively short-lived or are part of a more general
wave of opposition. While national human rights movements should be more likely to
lead to general reforms and responses to human rights abuses, the analysis of
concessions shows that ancillary human rights protests are more likely to lead to
concessions, including the release of particular political prisoners or the arrest of
specific (usually local) officials for their involvement in abuses. These may not be the
fundamental changes that human rights activists ultimately seek, but they are often
real improvements nonetheless. Furthermore, as part of broader opposition movements, ancillary human rights protests can help to achieve democratization, which
can lead to profound improvements in human rights.
Acknowledgment I would like to thank Haley Beffel and Kim Eckart for their research assistance and
Whitney Franklin for her editorial assistance.
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